332 NLRB 1158
Tradesman International
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1158
Tradesmen International, Inc. and Sheet Metal
Workers International Association, Local Union
No. 33 of Northern Ohio, AFL–CIO. Case 8–
CA–29079
October 31, 2000
DECISION AND ORDER
BY CHAIRMAN TRUESDALE AND MEMBERS
FOX, LIEBMAN, AND HURTGEN
On March 11, 1999, Administrative Law Judge Jerry
M. Hermele issued the attached decision. The General
Counsel and the Charging Party filed exceptions and
supporting briefs. The Respondent filed an answering
brief.
The National Labor Relations Board has considered
the decision and the record in light of the exceptions and
briefs and has decided to affirm the judge’s rulings,1
findings, and conclusions only to the extent consistent
with this Decision and Order.
The judge dismissed the complaint, finding that the
Respondent did not violate Section 8(a)(3) and (1) of the
Act by refusing to hire Matthew Oakes on and after May
30, 1997. We disagree.
Facts
The facts, as more fully set forth by the judge, may be
summarized as follows. The Respondent supplies skilled
tradesmen primarily to nonunion construction companies
in the eastern United States. On January 15, 1997, Bay
Mechanical and Electrical, Inc. (Bay), a nonunion con-
struction company in Lorain, Ohio, contracted with the
Respondent for various tradesmen to perform work on
Bay’s contract to build a hospital in Lorain.
A Lorain ordinance requires subcontractors engaged in
the construction of a building within the city limits to
post a $5000 surety bond to ensure compliance with all
building codes. The bond funds the operations of the
city building inspection department. The Respondent did
not post a bond in connection with its employees’ work
for Bay on the Lorain hospital.
In early 1997, Matthew Oakes, a union organizer in
northern Ohio, learned that the Respondent’s employees
were working for Bay on the hospital project and began
soliciting those employees to sign union authorization
cards. Then, on March 24, Oakes himself contacted the
Respondent about obtaining employment in the heating,
ventilating, and air-conditioning (HVAC) field. Oakes
completed an employment application in which he dis-
closed his full-time position as an organizer of nonunion
companies. Christopher Haders, one of the Respondent’s
recruiters, interviewed Oakes and informed him that he
was qualified to perform HVAC work for the Respon-
dent. Oakes called Haders several times in April and
May and asked when he could start work, but there was
no HVAC work available at that time.
1 The General Counsel and the Charging Party have excepted to
some of the judge’s credibility findings. The Board’s established pol-
icy is not to overrule an administrative law judge’s credibility resolu-
tions unless the clear preponderance of all the relevant evidence con-
vinces us that they are incorrect. Standard Dry Wall Products, 91
NLRB 544 (1950), enfd. 188 F.2d 362 (3d Cir. 1951). We have care-
fully examined the record and find no basis for reversing his findings.
Also in May, Oakes provided Jack Murphy, the city of
Lorain’s chief building inspector, with a list of three sub-
contractors, including the Respondent, whom Oakes be-
lieved were not in compliance with the city’s bonding
ordinance. Murphy decided to order all the Respon-
dent’s employees off the Lorain hospital site, but his or-
der was stayed pending a ruling by the Lorain Board of
Building Standards and Appeals (the Lorain Board) as to
whether the Respondent was a subcontractor within the
meaning of the city ordinance.
On May 28, the Lorain Board held a hearing on Mur-
phy’s proposed order. Oakes, accompanied by union
counsel, attended the hearing for the Union. The Re-
spondent was represented at the hearing by its vice presi-
dent, Keith Allen, and by counsel. Following the Re-
spondent’s presentation of its position to the Lorain
Board, the chairman of the Lorain Board turned to Oakes
and said, “Representative for Sheet Metal Workers.”
Oakes gave his name and said he was “with Sheet Metal
[W]orkers, Local Union 33, Northern Ohio.” He ex-
plained that the Union “cover[ed] Northern Ohio, includ-
ing this area,” and that, “[w]e are here, as discussed ear-
lier, about the sub contractors [sic] issue regarding
Tradesmen International Inc.” Oakes then presented the
reasons why the Union believed that the Respondent was
a subcontractor on the Lorain hospital project and, there-
fore, was required to post a bond in accordance with the
city ordinance.
At the unfair labor practice hearing before the adminis-
trative law judge, Oakes testified as follows about the
connection between his appearance before the Lorain
Board and his duties as a union representative:
[W]hen you go into do a project, whether you’re union
or non-union, there’s a cost factor. And part of my job,
as a representative of the Union and as an organizer, is
to level that playing field as much as possible.
As to the Union’s objective, Oakes testified, “We wanted a
definition as to whether or not [the Respondent] needed to
332 NLRB No. 107
TRADESMEN INTERNATIONAL, INC.
1159
comply with the same criteria and the same conditions that
our union contractors had to comply with.”2
On May 30, Oakes again called the Respondent about
performing HVAC work and, again, was informed that
no work was available. However, Vice President Allen
then called Oakes and, as the judge found, told Oakes:
You intentionally tried to hurt our company. So we
don’t want you working for us. We’re not going to put
you to work.
The Respondent thereafter assigned existing employees and
hired new employees to perform HVAC jobs, which Oakes
was qualified to perform, and has since refused to employ
Oakes to perform such work.
Analysis
The judge found that the Respondent’s refusal to hire
Oakes for HVAC work on and after May 30 was moti-
vated solely by his May 28 testimony before the Lorain
Board. This finding is undisputed.3 Indeed, the Respon-
dent has not claimed that it would have refused to hire
Oakes for some other reason, even in the absence of his
testimony.
Thus, if Oakes’ May 28 testimony was protected by
Section 7, and constituted concerted and union activity,
then it follows that the Respondent’s discharge of Oakes
for this conduct was solely unlawfully motivated and
violated Section 8(a)(3) and (1) of the Act. See Nor-Cal
Beverage Co., 330 NLRB 610 (2000), and cases cited
therein (“dual motive” analysis of Wright Line, 251
NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cr. 1981),
cert. denied 455 U.S. 989 (1982), not applied where re-
spondent’s action is motivated solely by discriminatee’s
protected or union activity). As we explain below, we
find that Oakes’ May 28 testimony constituted protected
concerted activity.
As the Supreme Court has stated, Section 7 of the Act
“defines both joining and assisting labor organizations—
activities in which a single employee can engage—as
concerted activities.” NLRB v. City Disposal Systems,
465 U.S. 822, 831 (1984). Accordingly, when an indi-
vidual assists a union, or engages in union-related activ-
ity, by definition he is engaged in concerted activity. See
Spartan Equipment Co., 297 NLRB 19 (1989) (individ-
ual employee’s filing of a criminal charge against his
employer was concerted where it was an outgrowth of
2 The Lorain Board subsequently determined that the Respondent
was not subject to the city ordinance.
3 It is also undisputed that Oakes was qualified for the position for
which he applied, that the Respondent in fact offered Oakes employ-
ment, and that the Respondent subsequently reversed that decision and
refused to employ Oakes after his appearance before the Lorain Board.
his attempt to act as a union spokesperson); Carpenters
Local 925, 279 NLRB 1051, 1059 fn. 40 (1986) (indi-
vidual employee’s effort to obtain union representation
was concerted).
In the instant case, Oakes appeared before the Lorain
Board in furtherance of the Union’s legitimate interest in
“leveling the playing field” between union and nonunion
contractors by ensuring that the Respondent, a nonunion
contractor, did not have an unfair competitive advantage
by virtue of its noncompliance with the surety bond ordi-
nance. By giving such testimony, Oakes was assisting
the Union and its constituents and, thus, was engaged in
concerted activity under the express terms of Section 7 of
the Act. See City Disposal Systems, supra at 831; see
also GHR Energy Corp., 294 NLRB 1011, 1014 (1989)
(employee/union official’s testimony before state agency
and Senate committee about employer’s violations of
environmental law was union and concerted activity),
enfd. mem. 924 F.2d 1055 (5th Cir. 1991); Pete O’Dell
& Sons Steel, 277 NLRB 1358, 1359 (1985) (employee
who assisted union by testifying in government inquiry
into employer’s violation of Davis-Bacon Act was en-
gaged in concerted or union activity), enfd. mem. 803
F.2d 1181 (4th Cir. 1986).
We emphasize that Oakes appeared in his capacity as a
representative of the Union. The undisputed evidence is
that Oakes identified himself as being “with Sheet Metal
[W]orkers, Local Union 33, Northern Ohio” and that he
explained, “[W]e are here, as discussed earlier, about the
sub contractors [sic] issue regarding Tradesmen Interna-
tional Inc.” (Emphasis added.) Moreover, we note that
the cochairman of the Lorain Board called on Oakes to
testify as the “Representative for Sheet Metal Workers,”
and that Oakes was accompanied by union counsel,
which further indicates that he was authorized to speak
for, and was speaking for, the Union and its constitu-
ents.4
4 The judge erroneously read NLRB v. City Disposal Systems, 465
U.S. 822 (1984), as holding that a single employee’s activity is con-
certed only if he intends to induce group action or acts as a representa-
tive of at least one other employee. In fact, the Court held that the
Board reasonably interpreted the term “concerted activit[y]” to include
a single employee’s invocation of a collectively-bargained right—even
if done in his own self-interest. See City Disposal, supra at 830–831.
We are satisfied that Oakes’ activity was on behalf of the Union and,
thus, it matters not that he acted alone. See Carpenters Local 925, 279
NLRB at 1059 fn. 40.
Moreover, Pikes Peak Pain Program, 326 NLRB 136 (1998), relied
on by the Respondent, is distinguishable. In Pikes Peak, the Board
concluded that an individual employee’s filing of a wage claim against
her employer with a state agency was not concerted activity. Unlike
the present case, there was no evidence that the employee in Pikes Peak
was assisting a union or even seeking to represent other employees.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1160
We also find that the Respondent had knowledge of
the concerted nature of Oakes’ activity. As the judge
found, the Respondent knew that Oakes was affiliated
with the Union as an organizer. Moreover, as described
above, Oakes identified himself at the hearing as being
with the Union, he was called on to testify as a represen-
tative of the Union, and he was accompanied at the hear-
ing by union counsel. Furthermore, in replying to
Oakes’ testimony, the Respondent’s counsel at the hear-
ing asserted, “I don’t believe the sheet metal workers
union has any interest in this whatsoever.” These facts
show that the Respondent knew that Oakes was appear-
ing on behalf of the Union.
The judge went on to conclude that, even if Oakes’ ac-
tivity was concerted, it was not protected. Again, we
disagree. In Eastex, Inc. v. NLRB, 437 U.S. 556 (1978),
the Supreme Court made clear that the “mutual aid or
protection” clause in Section 7 of the Act encompasses
employee attempts “to improve terms and conditions of
employment or otherwise improve their lot as employees
through channels outside the immediate employee-
employer relationship.” 437 U.S. at 565. As the judge
noted, the “mutual aid or protection” clause is not limit-
less. To be protected, activity must bear some relation to
legitimate employee concerns about employment related
matters. See Kysor Industries Corp., 309 NLRB 237,
237 fn. 3 (1992).
Contrary to the judge and our dissenting colleagues,
we find that there was a nexus between Oakes’ activity
and employees’ legitimate concern over their continued
employment. Oakes’ attempt to secure the Respondent’s
compliance with the Lorain bonding ordinance was de-
signed to protect local unionized companies and, in turn,
the job opportunities of their employees, by ensuring that
the Respondent did not have an undue bidding advantage
in the Lorain construction market. This activity was
similar to area-standards picketing, by which unions at-
tempt to protect their constituents’ jobs by generating
public and economic pressure on nonunion employers to
pay higher wages and benefits, thereby ending unfair
competitive advantage. See generally Giant Food Mar-
kets, 241 NLRB 727, 728 (1979) (discussing area-
standards picketing), enf. denied on other grounds 633
F.2d 18 (6th Cir. 1980).
In this respect, the judge erroneously relied on his fac-
tual finding that Oakes’ testimony did not directly con-
cern “the specific terms and conditions of employment of
[Respondent’s] employees.” As the Supreme Court ex-
plained in Eastex, the “mutual aid or protection” clause
in Section 7 of the Act “was intended to protect employ-
ees when they engage in otherwise proper concerted ac-
tivities in support of employees of employers other than
their own.” 437 U.S. at 564. The Board, with court ap-
proval, has consistently honored that congressional in-
tent. See, e.g., O’Neil’s Markets v. NLRB, 95 F.3d 733,
737 (8th Cir. 1996) (area-standards handbilling by non-
employees protected); NLRB v. Browning-Ferris Indus-
tries, 700 F.2d 385, 387–388 (7th Cir. 1983) (employees’
refusal to cross picket line at customer’s property pro-
tected); Kaiser Engineers v. NLRB, 538 F.2d 1379, 1385
(9th Cir. 1976) (engineers’ lobbying of Congress to deny
another company’s request for visas for foreign engi-
neers protected); Fort Wayne Corrugated Paper Co. v.
NLRB, 111 F.2d 869, 874 (7th Cir. 1940) (employee’s
assistance to a customer’s employees protected); Yellow
Cab, Inc., 210 NLRB 568, 569 (1974) (employee’s dis-
tribution of handbills supporting other employers’ em-
ployees protected).
Furthermore, we disagree with the judge’s conclusion
that Oakes’ activity was designed to harm the Respon-
dent in a manner that would warrant the conclusion that
his activity fell outside the protection of the Act. To be
sure, if the Lorain Board had found that the Respondent
was subject to the bonding ordinance, then the Respon-
dent’s cost of doing business in Lorain would have in-
creased. But it is well settled that “activity that is other-
wise proper does not lose its protected status simply be-
cause [it is] prejudicial to the employer.” NLRB v. Circle
Bindery, Inc., 536 F.2d 447, 452 fn. 7 (1st Cir. 1976)
(employee’s act of reporting his employer’s unauthorized
binding of a union-labeled job to preserve work for em-
ployees of unionized binderies was protected, even
though employer lost the job and future business). In-
deed, Section 7 protects many forms of concerted activ-
ity, such as strikes, picketing, and handbilling, which
may be injurious to an employer’s business.5
Nor can it be said that the fact that the Lorain Board
determined that the Respondent was not required to post
a bond is evidence that Oakes raised the issue in bad
faith. See Fredericksburg Glass & Mirror, 323 NLRB
165, 179 (1997) (employees’ activity of assisting gov-
ernment inquiry into employer’s alleged noncompliance
with the Davis-Bacon Act was protected “whether or not
[the employees] were correct, or even reasonable, in their
honest belief” that they were entitled to greater pay).
Finally, we reject the Respondent’s argument that this
case is analogous to NLRB v. Electrical Workers Local
1229, 346 U.S. 464 (1953). In Electrical Workers, the
Supreme Court agreed with the Board that the Act did
5 Our dissenting colleague argues that Oakes’ activity was unpro-
tected because, if successful, the Respondent might have been forced
off the hospital project and its employees might have been harmed. In
fact, the Respondent could have remained on the hospital job simply by
posting the requisite bond.
TRADESMEN INTERNATIONAL, INC.
1161
not protect employees’ activity of distributing in an on-
going labor dispute 5000 handbills disparaging the qual-
ity of their employer’s product and its business policies.
346 U.S. at 471, 477. In finding this activity unpro-
tected, the Court emphasized the lack of any connection
between the handbilling and the union’s interests in the
dispute. Indeed, the handbills did not even mention the
union or the dispute. 346 U.S. at 468.
Here, in contrast, in testifying before the Lorain Board,
Oakes said nothing about the quality of the Respondent’s
work. The minutes of the hearing show that Oakes con-
fined his remarks to the reasons the Union believed the
Respondent was a subcontractor under the city ordi-
nance. We do not think that activity can be fairly charac-
terized as causing an employer “harm” in the sense con-
templated by Electrical Workers. Cf. Petrochem Insula-
tion, Inc., 330 NLRB 47, 50 (1999) (union’s lobbying
against employer’s interests in state regulatory proceed-
ings was protected and could not be considered “coer-
cive” under the Act); Roadmaster Corp., 288 NLRB
1195 (1988) (union official’s complaint to federal gov-
ernment about his employer’s illegal labeling of im-
ported bicycles was protected where tied to “his concern
as a union representative that the [employer’s] action
could cause a loss of jobs in the area”), enfd. 874 F.2d
448 (7th Cir. 1989).
For the foregoing reasons, we conclude that the Re-
spondent violated Section 8(a)(3) and (1) of the Act by
refusing to hire Oakes on and after May 30, 1997.
REMEDY
Having found that the Respondent has engaged in cer-
tain unfair labor practices, we shall order it to cease and
desist and to take certain affirmative action designed to
effectuate the policies of the Act. Specifically, having
found that the Respondent violated Section 8(a)(3) and
(1) of the Act by failing and refusing to hire Matthew
Oakes, we shall order the Respondent to offer him im-
mediate employment that he would have had, but for the
unlawful discrimination against him, and to make him
whole for any loss of earnings and other benefits suffered
as a result of the discrimination against him. Back pay
shall be computed in accordance with F. W. Woolworth
Co., 90 NLRB 289 (1950), with interest as prescribed in
New Horizons for the Retarded, 283 NLRB 1173 (1987).
The Respondent shall also be required to expunge from
its files any and all references to the unlawful failure to
hire Oakes, and to notify him that this has been done.
ORDER
The National Labor Relations Board orders that Re-
spondent, Tradesmen International, Inc., Cleveland,
Ohio, its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Failing and refusing to hire or otherwise discrimi-
nating against any individuals because they formed,
joined, or assisted the Union and its constituent members
or engaged in protected concerted activities, or to dis-
courage employees from engaging in these activities.
(b) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Within 14 days from the date of this Order, imme-
diately hire Matthew Oakes to the position he would
have had, but for its unlawful discrimination against him,
or, if the position no longer exists, to a substantially
equivalent position.
(b) Make Matthew Oakes whole for any loss of earn-
ings and other benefits suffered as a result of the dis-
crimination against him, with interest, in the manner set
forth in the remedy portion of this decision.
(c) Within 14 days from the date of this Order, re-
moved from its files any and all references to its unlaw-
ful failure and refusal to hire Oakes, and within 3 days
thereafter, notify him in writing that this has been done,
and that the unlawful conduct will not be used against
him in any way.
(d) Preserve and, within 14 days of a request, make
available to the Board or its agents for examination and
copying all payroll records, social security payment re-
cords, timecards, personnel records and reports, and all
other records necessary to analyze the amount of back
pay due under the terms of this Order.
(e) Within 14 days after service by the Region, post at
its facility in Cleveland, Ohio, and at its jobsite in
Lorain, Ohio, copies of the attached notice marked “Ap-
pendix.”6 Copies of the notice, on forms provided by the
Regional Director for Region 8, after being signed by
Respondent’s authorized representative, shall be posted
by Respondent immediately upon receipt and maintained
for 60 consecutive days in conspicuous places, including
all places where notices to employees are customarily
posted. Reasonable steps shall be taken by Respondent
to ensure that the notices are not altered, defaced, or cov-
ered by other material. In the event that, during the
pendency of these proceedings, the Respondent has gone
out of business or closed the facility involved in these
6 If this Order is enforced by a judgment of a United States Court of
Appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1162
proceedings, Respondent shall duplicate and mail, at its
own expense, a copy of the notice to all current and for-
mer employees employed by Respondent at any time
since May 30, 1997.
(e) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps that Respondent has taken to comply
with this Order.
MEMBER HURTGEN, dissenting.
Unlike my colleagues, I would dismiss the complaint.
I assume arguendo that Oakes’ activity before the Lorain
Board was union activity and was thus concerted. How-
ever, that activity was not protected. In Eastex, the Su-
preme Court stated that the relationship between con-
certed activity and employee interests in employment
conditions could be “so attenuated” that the activity is
not protected under the Act. Eastex, Inc., 437 U.S. 556,
567–568 (1978). In Kysor/Cadillac, 309 NLRB 237, 237
fn. 3 (1992), the Board explained that the extent of pro-
tection afforded to an employee’s activity depends on its
“nexus to legitimate employee concerns about employ-
ment-related matters.”
In the instant case, Oakes testified before the Lorain
Board regarding the Respondent’s failure to comply with
a municipal bonding ordinance. The ordinance was
wholly unrelated to employees’ terms and conditions of
employment. The bond had no connection to any labor
dispute involving the Respondent. The purpose of the
bond was to finance the city’s building department, not
to regulate any employee’s wages, benefits, hours, or any
other terms or conditions of employment. Thus, there
was no relationship between the city bonding ordinance
and employees’ terms and conditions of employment.
Nor did Oakes’ presentation to the Lorain council
show such a relationship. At no point during Oakes’ 20-
minute presentation did he refer to any term or condition
of employment of any present or future union member or
Tradesmen employee. Nor did he make any attempt to
explain how his argument could affect the Section 7 (or
other) rights of any such persons. He made no reference
to any organizing or other assertedly protected activity.
Indeed, at the unfair labor practice hearing, Oakes ac-
knowledged that he purposely omitted those subjects
because “that wasn’t the purpose for the [Council] hear-
ing.”
My colleagues seek to analogize Oakes’ activity to
area standards picketing. The analogy does not fit. The
goal of a union’s area standards picketing is to increase
the labor costs of the picketed employer. Thus, the pick-
eted employer will no longer be able to underbid “union
scale” employers, and those employers and their employ-
ees will reap the benefit. By contrast, in the instant situa-
tion, as discussed above, the effort was not directed to-
ward increasing the wages and benefits of nonunion em-
ployees so as to protect the wages and benefits of union-
ized employees. Oakes’ activity was not aimed at raising
or protecting the standards of any employees. Rather,
Oakes’ activity was aimed at punishing Respondent be-
cause its employees had not chosen to become unionized.
Indeed, Oakes’ activities would have been detrimental to
the Respondent’s employees. If Oakes had been success-
ful, the Respondent would have lost the job, absent a
bond.
In sum, Oakes’ efforts were not related to terms and
conditions of employment. Rather, they were simply an
effort by Oakes to cause economic harm to an employer
because its employees had not chosen to unionize. In
these circumstances, the activities were unprotected. See
NLRB v. Electrical Workers Local 1229, 346 U.S. 464
(1953).1
Finally, the Union argues that it wanted to “level the
playing field” as between unionized and nonunion con-
tractors. However, this is not a case where an employer
reaps an advantage by being nonunion. The ordinance
applies to all contractors, union and nonunion. The Re-
spondent was not covered because it was not a contractor
within the meaning of the ordinance. Based on the for-
going, I find Oakes’ activity was not protected, and the
Respondent’s failure to employ him for that activity was
not unlawful.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated the National Labor Relations Act and has ordered us to
post and abide by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representatives
of their own choice
To act together for other mutual aid or protection
To choose not to engage in any of these protected
concerted activities.
1 My colleagues rely on Eastex for the proposition that employees
are protected “when they engage in otherwise proper concerted activi-
ties in support of employees of employers other than their own.” As
shown, the activity was not for the benefit of any employees.
TRADESMEN INTERNATIONAL, INC.
1163
WE WILL NOT fail and refuse to hire Matthew Oakes
because he engaged formed, joined, or assisted the Union
and its constituent members or engaged in concerted ac-
tivities, or to discourage employees from engaging in
these activities.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
guaranteed you by Section 7 of the Act.
WE WILL, within 14 days from the date of the Board’s
Order, offer Matthew Oakes immediate employment in
the same position he would have had but for our unlaw-
ful discrimination against him or, if the job no longer
exists, to a substantially equivalent position.
WE WILL make Matthew Oakes whole for any loss of
earnings and other benefits suffered as a result of the
discrimination against him, less any net interim earnings,
plus interest.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any and all references to
our unlawful failure and refusal to hire Matthew Oakes,
and within 3 days thereafter, notify Matthew Oakes that
this has been done.
TRADESMEN INTERNATIONAL, INC.
Steven Wilson, Esq., for the General Counsel.
Vincent T. Norwillo, Esq., Solon, Ohio, for the Respondent.
Richard P. James, Esq.1 (Allotta & Farley Co., L.P.A.), of
Toledo, Ohio, for the Union.
DECISION
I. STATEMENT OF THE CASE
JERRY M. HERMELE, Administrative Law Judge. In a
May 28, 1998 complaint, the General Counsel alleges that the
Respondent, Tradesmen International, Inc. (Tradesmen), re-
fused to hire Matthew Oakes, an organizer for the Sheet Metal
Workers International Association, Local Union No. 33 of
Northern Ohio, AFL–CIO (the Union). Specifically, it is al-
leged that Oakes was not hired because he tried to lobby the
city of Lorain, Ohio to require the Respondent to pay a surety
bond for work performed in the city, thus increasing this
nonunion Respondent’s cost of doing business therein.
This case was tried in Cleveland, Ohio on October 20, 1998,
during which the General Counsel called Oakes as a witness,
and the Respondent called Christopher Haders, a job recruiter
in its Cleveland office. The General Counsel and the Union
then filed briefs on November 23, followed by the Respondent
on November 27, 1998.
II. FINDINGS OF FACT
Tradesmen supplies its workers primarily to nonunion con-
struction companies in the eastern United States. It is head-
quartered in suburban Cleveland (Solon, Ohio) and has 23 of-
1 Mr. James did not appear at the trial. Afterwards, however, he re-
quested permission to file a brief. That request was granted by an
Order issued on November 6, 1998.
fices in 12 states. Representatives from these offices solicit
business from various construction companies, whereupon
Tradesmen provides workers in over a dozen trades (Tr. 152–
56, 160). Tradesmen’s annual revenues from its non-Ohio
clients exceeds $50,000 (G.C. Ex. 1(e)). While Tradesmen
pays its employees, who in turn perform these various jobs for
various contractors, the contractors actually supervise the day-
to-day activities of the Tradesmen employees on the worksites
(Tr. 173; Joint Ex. 2, p.3).
One such Tradesmen client was Bay Mechanical and Electri-
cal Inc. (Bay) of Lorain, Ohio, which signed a contract with
Tradesmen on January 15, 1997 (R. Ex. 4). Bay was a contrac-
tor on the Community Health Partners project in Lorain (Tr.
175–76). Tradesmen supplied 19 employees in five different
trades to Bay (Tr. 178). The city of Lorain passed the follow-
ing ordinance in July 1996:
(a) Registration and Bond Required.
Any person, firm or corporation engaged in contracting, con-
struction, alteration, repair, removal or demolition of build-
ings or structures, as a business for profit in the City of
Lorain, shall, before entering into such a business or doing
any part of the work, register with the City and furnish a
surety bond to carry on such business or work within the City.
The bond shall be subject to approval of the Chief Building
Inspector and shall ensure that the applicant shall comply with
all provisions of City Building Codes, Ohio Revised Code,
City Ordinances and all lawful rules and orders issued pursu-
ant thereto, and in an amount as follows:
General Contractor
$5,000.00
Sub-Contractor
$5,000.00
(b) Definitions. As used in this section, certain terms
are defined as follows:
1. General Contractor means any person who enters
into a contract with a building owner or his agent for the
performance of work involving more than one trade or
craft. The General Contractor shall be permitted to acquire
permits for all trades with the exception of Sprinkler or
Fire AlarmSystems, provided he lists all licensed sub-
contractors at the time he acquires the permits.
2. Sub-Contractor means any person who performs a
special skill, trade, craft or profession as a business for
profitin the City, and as part of a construction contract,
whether on behalf of the general contractor, building
owner, or the agent of an owner.
The purpose of the bond was to provide the city’s building
department “with sufficient resources” to meet its “funding
requirements.” (Joint Ex. 1). Jack Murphy is the city’s chief
building inspector (Tr. 65).
Matthew Oakes is an organizer for the Union. Oakes first
talked with Murphy in late 1996, whereupon Oakes learned that
Tradesmen was supplying Bay with employees for the Com-
munity Health Partners project in Lorain (Tr. 111). Thereafter,
Oakes posed as a potential Tradesmen customer and met with a
Tradesmen representative to learn about the nature of Trades-
men’s business (Tr. 129–30). In early 1997 Oakes tried to or-
ganize Tradesmen employees by getting them to sign union
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1164
authorization cards (Tr. 32). Then, on March 24, 1997, Oakes
called Tradesmen’s Cleveland (Valley View, Ohio) field office
to ask about employment in the heating, ventilating and air
conditioning (HVAC) field. He obtained a job interview with
that office’s recruiter, Christopher Haders, on March 28 (Tr.
32–34, 151). Oakes filled out a job application in which he
disclosed his current $21 an hour job as fulltime organizer of
nonunion companies (R. Ex. 1). Haders asked Oakes about his
HVAC experience, whereupon Haders pronounced him quali-
fied. But Haders asked Oakes if he would continue to work as
an organizer, whereupon Oakes replied that any organizing
would be done on his own time. Finally, Haders said that
Tradesmen could not pay Oakes his organizer’s salary of $21
per hour to which Oakes replied that he would accept a lesser
amount (Tr. 37–39). According to Oakes, Haders said “wel-
come aboard” at the end of the one-hour interview. But Oakes
failed to state this in his pretrial affidavit (Tr. 88–89, 91–92).
And Haders considered a person hired only upon beginning
work (Tr. 152).
Although most of Trademen’s clients are nonunion construc-
tion companies, some of Tradesmen’s employees are union
members. For example, Haders hired Henry Adams in early
April 1997 (R. Ex. 6; Tr. 180–81). As for Oakes, he called
Haders on April 4, 1997, to inquire when he would start work.
But Haders told him that there was no HVAC work available
yet. Oakes called again on April 15, and Haders again said
there was no available work, but added that Oakes could attend
an orientation class the next day. Oakes did so, receiving a
“medical emergency procedures” card (G.C. Ex. 3; Tr. 41–42).
Oakes called Haders again on April 22, was again told there
was no work, but was told to call in once a week. Haders also
asked if Oakes had attended a Tradesmen safety class yet.
Oakes tried to attend the class on April 24 but it was cancelled.
Oakes called in again on April 29, May 15, and May 23 and
was told all three times that there was no work (Tr. 46–49).
Oakes was concerned that Tradesmen did not register and
pay a bond under the Lorain, Ohio ordinance in connection
with the Community Health Partners project. Thus, Trades-
men’s cost for working on the Lorain project was less than that
of a union contractor or subcontractor which had to register and
pay a bond (Tr. 68–70). To this end, Oakes talked with build-
ing inspector Murphy, and gave Murphy a list of subcontractors
he considered as falling under the registration/bonding ordi-
nance. Tradesmen was one of three businesses on that list
(G.C. Ex. 6; Tr. 72–73). Oakes realized that his actions could
result in the removal of Tradesmen employees from the Lorain
jobsite (Tr. 115, 121–22). Thereafter, Murphy decided to order
all Tradesmen employees off the Lorain jobsite. But his deci-
sion was stayed, pending a ruling from the Lorain Board of
Building Standards and Appeals. On May 28, 1997, Oakes
attended the Board meeting, identifying himself as a Local 33
member and Tradesmen employee. Oakes opined that Trades-
men should be considered a subcontractor under the ordinance.
A lawyer for Tradesmen then opined that Tradesmen merely
leased employees to contractors and thus was not covered by
the ordinance (Joint Ex. 2).
On May 30, 1997, Oakes again called Haders about HVAC
work. Oakes was only able to talk to someone else, who said
that there was no work available (Tr. 50–52). Then, Tradesmen
Vice President Keith Allen called Oakes. Oakes tape recorded
the call (G.C. Ex.4; Tr. 52-53, 176-77). Allen told Oakes:
You intentionally tried to hurt our company. So we don’t
want you working for us. We’re not gonna to put you to
work. We put you on a list. If we have jobs. You’re actually
not on the payroll or hired until you actually go to work.
(G.C. Ex. 5).
According to Haders, if there was a HVAC position for
Oakes before May 30 he would have considered Oakes (Tr.
215), and/or called Oakes for work (Tr. 179). But there were
no such jobs before May 30, and, indeed, no other new HVAC
employees were hired by Tradesmen from late March to late
May 1997 (Tr. 168). But after May 30, 1997, Tradesmen did
fill HVAC jobs with new employees from its Cleveland office
(Tr. 216). And in early June 1997, the city of Lorain’s Board
of Building Standards and Appeals determined that Tradesmen
was not a subcontractor under the registration/bonding ordi-
nance (Jt. Exh. 3).
III. ANALYSIS
This is not the typical “salting”2 case, where a union organ-
izer attempts to obtain a job with a nonunion company. Indeed,
the General Counsel does not allege that Tradesmen failed to
consider for hire, and/or hire, Union Organizer Oakes from the
time he applied for a job in late March 1997 through late May
1997.3 In any event, the evidence shows, and the Presiding
Judge concludes, that Tradesman had no openings in Oakes’
HVAC job field during this period of time, and that there is no
evidence of union animus by Tradesmen.
Instead, this case turns on Oakes’ extracurricular activities
with the city of Lorain. Specifically, Oakes sought to “assist”
unnamed union contractors doing business in Lorain by requir-
ing Tradesmen likewise to register and pay a $5,000 bond for
doing business there, notwithstanding the fact that Tradesmen
merely leased employees to contractors. But when Tradesmen
management learned of Oakes’ efforts, they informed him on
May 30, 1997 that he would no longer be considered for a job
with the Company. Thus, it is alleged that Tradesmen violated
the Act by retaliating against Oakes solely because of this
activity.
Initially, it is concluded that Oakes’ solo effort to increase
Tradesmen’s cost of doing business in Lorain was not “con-
certed activity” as defined by Section 7 of the Act. In Meyers
Industries, 268 NLRB 493, 497 (1984), the Board adopted the
following test:
In general, to find an employee’s activity to be “concerted,”
we shall require that it be engaged in with oron the authority
of other employees, and not solely by and on behalf of the
employee himself. Once the activity is found to be concerted,
an 8(a)(1) violation will be found if, in addition, the employer
knew of the concerted nature of the employee’s activity, the
2 The term “salting” means a union’s overt, or covert, entry into a
nonunion company. The term is analogous to “salting a mine” or “salt-
ing the books.” See Tualatin Electric, 312 NLRB 129 (1993).
3 See Tr. 184–85.
TRADESMEN INTERNATIONAL, INC.
1165
concerted activity was protected by the Act, and the adverse
employment action at issue (e.g., discharge) was motivated
by the employee’s protected concerted activity.
And in NLRB v. City Disposal Systems, Inc., 465 U.S. 822, 831
(1984), the Supreme Court held that an individual employee
may be engaged in concerted activity when: (1) the lone em-
ployee intends to induce group activity; or (2) the lone em-
ployee acts as a representative of at least one other employee.
But neither of these situations exist in the instant case. Indeed,
there is not one whit of evidence that anyone else from Local
33 knew of or authorized Oakes’ multifaceted efforts to organ-
ize Tradesmen, obtain employment with Tradesmen, and lobby
the city of Lorain against Tradesmen. Nor does Oakes’ mere
label as an “organizer,” and his disclosure thereof to Haders,
automatically cloak all his activities with “concerted” status.
Thus, the Respondent is correct that the preponderance of the
evidence establishes Oakes’ lobbying efforts with the city of
Lorain as a “personal lark.”
Even if Oakes’ activities are deemed “concerted,” it is also
concluded that these activities were not protected under Section
7. In Eastex, Inc. v. NLRB, 437 U.S. 556, 565 (1978), the Su-
preme Court held that employees may “seek to improve terms
and conditions of employment or otherwise improve their lot as
employees through channels outside the immediate employee-
employer relationship,” such as administrative and judicial
forums. But the Court also recognized that
some concerted activity bears a less immediate relationship to
employees’ interests as employees than other suchactivity.
We may assume that at some point the relationship becomes
so attenuated that an activity cannot fairly be deemed to come
within the “mutual aid or protection” clause. . . . That task is
for the Board to perform. . . .
437 U.S. at 567–68.
In the Presiding Judge’s view, this is such a case. First and
most importantly, Oakes’ lobbying efforts with the Lorain
building inspector and Board of Building Standards and Ap-
peals had absolutely nothing to do with the specific terms and
conditions of employment of the Tradesmen employees. But in
order to be protected by Section 7, an employee’s activity
“must in some fashion involve employees’ relations with their
employer and thus constitute a manifestation of a ‘labor dis-
pute.’” Vemco, Inc. v. NLRB, 79 F.3d 526, 530 (6th Cir. 1996),
quoting NLRB v. Leslie Metal Arts Co., 509 F.2d 811, 813 (6th
Cir. 1975). Nor was Oakes’ activity even related to the “em-
ployees’ interests generally,” which the Board has also deemed
insufficient to confer protected status. Harrah’s Lake Tahoe
Report, 307 NLRB 182 (1992). Moreover, the purpose of
Lorain’s registration and bonding ordinance was to provide the
city with sufficient funds for its own building department, as
opposed to having anything to do with the employees of vari-
ous contractors or subcontractors working in the city.
Second, Oakes’ lobbying campaign was also unprotected be-
cause it was designed to injure Tradesmen’s business. NLRB v.
Electrical Workers Local 1229, 346 U.S. 464 (1953). While
not all “disloyal” employee conduct loses protection under the
Act, Oakes’ efforts were hardly defensive. Compare Techni-
color Services, 276 NLRB 383 (1985) (distinguishing activity
“aggressive, disruptive and damaging to the company’s busi-
ness” with “purely defensive” activity). Instead, Oakes actively
waged his lobbying campaign with various Lorain officials to
classify Tradesmen as subcontractor under the city ordinance.
In this regard, the Presiding Judge rejects the contentions of the
General Counsel and the Union that building inspector Murphy
approached Oakes for help in policing the ordinance. Murphy
did not testify in this case, however, and the evidence shows
that the registration/bonding effort was all Oakes’ idea. Fur-
ther, as demonstrated by Murphy’s initial ruling ordering
Tradesmen employees off the jobsite, Oakes efforts posed a
threat of immediate harm to Tradesmen’s business operation in
Lorain. See Technicolor Services, supra at 389 (actual or rea-
sonable threat of economic harm is illegal). Finally, if his ef-
forts to make Tradesmen less competitive in Lorain had been
successful, the Tradesmen employees would also have been
harmed. Indeed, building inspection Murphy tried to order all
Trademen employees off the jobsite before the May 30 Board
meeting. Thus, the Presiding Judge rejects the General Coun-
sel’s disingenuous argument that Oakes was actually trying to
help Tradesmen employees by avoiding their intermittent or
long-term removal from jobs in the city.
In summary, Senator Wagner would never have recognized
the bizarre interpretation of Section 7 which would extend pro-
tected status to activity wholly unrelated to an employer’s labor
practices, and which also results in harm to that employer and
its employees. That is exactly the type of activity which Mat-
thew Oakes engaged in, and was permissibly sanctioned for by
Tradesmen. NLRB v. Local Union No. 1229, IBEW, supra.
Thus, Tradesmen’s failure to consider Oakes for employment
after May 30, 1997 did not violate the Act.
IV. CONCLUSIONS OF LAW
1. The Respondent, Tradesmen International, Inc., is an em-
ployer engaged in commerce within the meaning of Section
2(2), (6), and (7) of the Act.
2. The Union, Sheet Metal Workers International Associa-
tion, Local Union No. 33 of Northern Ohio, AFL-CIO, is a
labor organization within the meaning of Section 2(5) of the
Act.
3. The Respondent did not violate Section 8(a)(1) and (3) of
the Act in refusing to consider Matthew Oakes for employment
after May 30, 1997.
[Recommended Order omitted from publication.]