344 NLRB 1022
Starcon, Inc.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
344 NLRB No. 127
1022
Starcon, Inc. and International Brotherhood of Boil-
ermakers, Iron Ship Builders, Blacksmiths,
Forgers and Helpers, AFL–CIO. Case 13–CA–
32719
June 30, 2005
SUPPLEMENTAL DECISION AND ORDER
BY CHAIRMAN BATTISTA AND MEMBERS LIEBMAN
AND SCHAUMBER
This case, which involves refusal-to-hire and refusal-
to-consider issues in a “salting” context, is before the
Board following a remand from the United States Court
of Appeals for the Seventh Circuit. Starcon, Inc. v.
NLRB, 176 F.3d 948 (1999).
On June 13, 1997, the Board issued a Decision and
Order in this proceeding,1 in which it found that the Re-
spondent committed several violations of Section 8(a)(1);
engaged in unlawful discriminatory treatment of certain
of its employees; unlawfully subcontracted work in order
to avoid hiring prounion job applicants; unlawfully
changed its hiring policies for the same reason; and
unlawfully refused to hire 111 prounion applicants. Fol-
lowing then-current precedent, the Board left to compli-
ance the question of the number of job vacancies that
were actually available to the group of discriminatees
whom the Board found were unlawfully refused em-
ployment.
Thereafter, the Respondent filed a petition for review
with the United States Court of Appeals for the Seventh
Circuit, and the Board filed a cross-application for en-
forcement of its Order. On May 4, 1999, the court issued
its opinion granting the Board’s Order in part, denying it
in part, and remanding to the Board.2 The court enforced
most of the Board’s Order, but denied enforcement with
respect to the Board’s instatement remedy. The court, in
particular, criticized the Board’s failure to identify, at the
unfair labor practice stage of this proceeding, the number
of vacancies that were available during the relevant pe-
riod, which resulted in the Board’s failure to establish the
number of alleged discriminatees actually entitled to in-
statement and backpay. As a result, the court held that
the Board cannot order an affirmative remedy for a job
applicant who is an alleged discriminatee without estab-
lishing, prior to issuing its order, that the applicant suf-
fered a concrete injury, i.e., denial of a position.3
The
court remanded the case to the Board for further consid-
eration and “for the entry of a new order that will be con-
sistent with the principles laid down in this opinion.”4
1 323 NLRB 977.
2 176 F.3d 948.
3 176 F.3d at 950–952.
4 176 F.3d at 952.
Following the court’s remand, the Board invited the
parties to file statements of position regarding the issues
raised by the court’s opinion. Thereafter, the General
Counsel, the Charging Party Union, and the Respondent
all filed statements of position with the Board, and the
Respondent and the Union subsequently filed responses
to the General Counsel’s statement of position.
By unpublished Order dated June 7, 2000, the Board
remanded this proceeding to an administrative law judge
for consideration of the issues raised by the court’s re-
mand, including, if necessary, a reopening of the record.
The Board instructed that the judge’s findings must be
consistent with the law of the case established by the
court, and with FES, 331 NLRB 9 (2000), enfd. 301 F.3d
83 (3d Cir. 2002), a case that issued after the court’s
opinion in this case and that sets forth the evidentiary
framework for proof of refusal-to-hire and refusal-to-
consider violations, and the remedies for these violations.
On June 27, 2001, Administrative Law Judge William
G. Kocol issued the attached supplemental decision. The
General Counsel, the Respondent, and the Union filed
exceptions and supporting briefs.5
The Board has considered the judge’s supplemental
decision and the record in light of the court’s opinion and
the parties’ exceptions and briefs, and has decided to
affirm the judge’s rulings, findings, and conclusions only
to the extent consistent with this Supplemental Decision
and Order.
I.
As detailed in his supplemental decision, the judge
first determined that there were 107 alleged discrimina-
tees entitled to consideration for instatement and back-
pay. He further found that there were 76 job vacancies
during the relevant period, including both full-time and
temporary positions. Pursuant to the FES analytical
framework,6 he then made findings concerning the quali-
5 In addition, the General Counsel and the Union each filed briefs
opposing the Respondent’s exceptions; the Respondent filed a brief in
support of the judge’s supplemental decision, briefs opposing the Gen-
eral Counsel’s and the Union’s exceptions, and reply briefs to the Gen-
eral Counsel’s and the Union’s briefs opposing its exceptions; and the
Union filed a reply brief to the Respondent’s brief opposing the Un-
ion’s exceptions.
6 Under FES, to establish a discriminatory refusal to hire, the Gen-
eral Counsel must first show: (1) that the respondent was hiring or had
concrete plans to hire at the time of the alleged unlawful conduct; (2)
that the applicants had experience or training relevant to the announced
or generally known requirements of the positions for hire, or in the
alternative, that the employer has not adhered uniformly to such re-
quirements, or that the requirements were themselves pretextual or
were applied as a pretext for discrimination; and (3) that antiunion
animus contributed to the decision not to hire the applicants. Once this
is established, the burden will shift to the respondent to show that it
would not have hired the applicants even in the absence of their union
STARCON, INC.
1023
fications of the alleged discriminatees with respect to the
three positions in which Respondent had vacancies:
welder, mechanic, and laborer. He noted that the Re-
spondent conceded that the two alleged discriminatees
who actually testified at the trial, Eugene Forkin and
Robert Behrends, were entitled to an affirmative remedy.
As to the remaining 105 alleged discriminatees who did
not testify, the judge found that the General Counsel had
failed to show that they were available for and willing to
accept employment at the times the Respondent’s vacan-
cies occurred. Therefore, in the judge’s view, it was con-
sistent with both the court’s opinion and FES to find that
an unlawful refusal to hire had not been proven regarding
any of these individuals. Accordingly, he recommended
that they be denied instatement and backpay.
In addition, the judge addressed the refusal-to-consider
theory set forth in FES. Although he found that the Re-
spondent had violated the Act in this regard, he con-
cluded that the only remedy available under the FES the-
ory was a cease-and-desist order, in light of the limits of
the court’s remand order and the passage of time follow-
ing the commission of this unfair labor practice. Finally,
he recommended instatement and backpay for Forkin and
Behrends on condition that, before being hired as weld-
ers, they pass a pipe-welding test required by the Re-
spondent of its welder applicants.
II.
We will affirm the supplemental decision only to the
extent consistent with our analyses below.
A. The judge concluded that only Eugene Forkin and
Robert Behrends, who testified at the hearing, were enti-
tled to instatement and backpay. He found that Forkin
was qualified as a welder, mechanic, and laborer, and
that Behrends was qualified as a welder and laborer. We
agree. We further affirm that, under the law of the case,
the failure of the General Counsel to prove that the re-
maining alleged discriminatees were available for and
willing to accept a job offer from the Respondent when
vacancies occurred precluded an affirmative remedy for
them.7 In our view, the judge’s analysis is dictated by
the court’s opinion. Accordingly, we find it unnecessary
activity or affiliation. If the respondent asserts that the applicants were
not qualified for the positions it was filling, it is the respondent’s bur-
den to show, at the hearing on the merits, that they did not possess the
specific qualifications the position required or that others (who were
hired) had superior qualifications, and that it would not have hired them
for that reason even in the absence of their union support or activity.
331 NLRB at 12.
7 Therefore, we adopt the judge’s discussion of the exact number of
positions available and the qualifications of the applicants (parts II,B,2
and II,B,3 of the supplemental decision) only to the extent relevant to
the appropriate remedy for Behrends and Forkin.
to decide whether the same result would follow inde-
pendently from the application of FES.8
The Respondent asserts two challenges to the judge’s
instatement and backpay remedies involving Behrends
and Forkin. The first challenge involves Dean General
Contractors, 285 NLRB 573 (1987), and the second in-
volves the pipe-welding test that the Respondent required
welder applicants to pass.
We agree with the judge that the remedial issues ad-
dressed in Dean General are appropriately left to the
compliance stage of this proceeding.9 We reject the Re-
spondent’s contention that this determination is inconsis-
tent with the court’s opinion. The court was concerned
that the record did not establish that there were discrimi-
natees who were available for work at times when vacan-
cies occurred. Pursuant to the remand, we have identi-
fied two such discriminatees. By contrast, we leave for
compliance the additional issue of the length of time
each of the discriminatees would have worked for the
Respondent if he had been hired for that vacancy.
With regard to the pipe-welding test, the judge found
that, although it was the General Counsel’s burden under
FES to prove that alleged discriminatees who applied for
welder positions could pass the test, the Respondent’s
discrimination prevented them from actually taking the
test at the time they applied. The judge concluded ac-
cordingly that, in compliance, Behrends and Forkin, who
were otherwise qualified as welders, must establish that
they were capable of passing the same test that the Re-
spondent had given to other applicants, in order to merit
instatement as welders. We agree with the judge, in the
circumstances of this case,10 that the two discriminatees
must pass the test in compliance to fully demonstrate
their qualifications as welders employable by the Re-
spondent.11
8 A third alleged discriminatee, Brian Geiger, testified at the hearing
in addition to Forkin and Behrends. However, Geiger did not testify as
to his availability for employment subsequent to filing his application.
Accordingly, we find that Geiger, like the alleged discriminatees who
did not testify, is not entitled to an affirmative remedy.
9 Chairman Battista and Member Schaumber acknowledge that Dean
General represents current Board law. Nevertheless, they have con-
cerns as to whether that case was correctly decided. Accordingly, they
will leave to compliance the issue of how long these applicants, if they
had not been discriminated against, would have remained employees of
the Respondent. The resolution of this issue will determine the amount
of backpay and whether instatement continues to be appropriate. See
Cheney Construction, Inc., 344 NLRB No. 9 fn. 2 (2005); Quantum
Electric, Inc., 341 NLRB 32 fn. 2 (2004).
10 Chairman Battista does not agree that passing the test is left to the
subjective judgment of the Respondent. The weld test was adminis-
tered by a third-party testing company. Indeed the Respondent does not
even know what the test entails.
11 Member Schaumber notes that none of the parties specifically ar-
gued that the judge’s order was improper insofar as it made instatement
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1024
B. The judge found that a cease-and-desist order for a
refusal-to-consider violation under FES12 was appropri-
ate in this case. We do not agree. The judge incorrectly
concluded that the Board in its initial Decision and Order
had found, as an independent matter, that the Respondent
had unlawfully refused to consider prounion applicants
for employment, and that the court had affirmed the
Board’s finding. We find that an independent refusal-to-
consider violation under FES is beyond the scope of the
court’s remand.
While the complaint in this case did separately allege a
refusal-to-consider violation, the Board’s Order did not
find such a violation.13 Accordingly, the court was not
requested to enforce any remedy in this regard. Indeed,
the court viewed the Board as having disclaimed a “re-
fusal to consider” theory as a basis for upholding the
only remedy at issue in the case.14 There is no indication
that, in remanding the case to the Board, the court con-
templated that the Board might reconsider the complaint
allegations and find a new, separate refusal-to-consider
violation of the kind set forth in FES. Rather, the scope
of the court’s remand is limited to a requirement that the
Board explain its refusal-to-hire remedy. Accordingly,
we will not adopt the judge’s recommended cease-and-
desist order.
Our dissenting colleague contends that because the
court did not expressly preclude the Board from ordering
a refusal-to-consider remedy, the law of the case does not
prevent us from doing so now. This contention fails to
acknowledge that the Board’s Order in its original deci-
sion did not encompass a refusal-to-consider violation,
and that the Charging Party did not seek judicial review
of the failure to include such a finding. By definition,
the Board’s cross-application to the court for enforce-
ment of its Order did not include a refusal-to-consider
violation.15 Under these circumstances, therefore, a re-
contingent on the ability of Forkin and Behrends to pass the Respon-
dent’s pipe-welding test at compliance, rather than requiring the weld-
ers’ ability or inability to pass the test be established at the merits
phase. Accordingly, Member Schaumber would decline to reach sua
sponte the issue of whether a refusal-to-hire violation can include a
conditional instatement remedy.
12 Under FES, to establish a discriminatory refusal to consider viola-
tion, the General Counsel bears the burden of showing (1) that the
respondent excluded applicants from a hiring process; and (2) that
antiunion animus contributed to the decision not to consider the appli-
cants for employment. Once this is established, the burden will shift to
the respondent to show that it would not have considered the applicants
even in the absence of their union activity or affiliation. 331 NLRB at
15.
13 See 323 NLRB at 983.
14 176 F.3d at 950.
15 For this reason, our dissenting colleague’s assertion that a refusal-
to-consider violation should be available here because the Charging
Party was not necessarily “aggrieved” by the Board’s issuance of its
fusal-to-consider remedy is precluded by the law of the
case.16
We therefore need not reach the issue of whether such
a remedy is barred by the passage of time.
Supplementing the Board’s prior order in this proceed-
ing, as enforced by the United States Court of Appeals
for the Seventh Circuit in its judgment filed June 17,
1999, the National Labor Relations Board orders that the
Respondent, Starcon, Inc., Manhattan, Illinois, its offi-
cers, agents, successors, and assigns, shall
1. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Within 14 days from the date of this Order, offer
employment to Eugene Forkin and Robert Behrends in
positions for which they applied or, if those positions no
longer exist, to substantially equivalent positions, in the
manner set forth in the remedy section of the judge’s
supplemental decision.
(b) Make Eugene Forkin and Robert Behrends whole
for any loss of earnings and other benefits suffered as a
result of the discrimination against them, in the manner
set forth in the remedy section of the judge’s supplemen-
tal decision.
(c) Preserve and, within 14 days of a request, or such
additional time as the Regional Director may allow for
good cause shown, provide at a reasonable place desig-
nated by the Board or its agents, all payroll records, so-
cial security payment records, timecards, personnel re-
cords and reports, and all other records, including an
electronic copy of such records if stored in electronic
original order is not persuasive. The issue is not whether it was fore-
seeable that the Charging Party might be harmed by the Board’s failure
to order a refusal-to-consider remedy in its original Order, but, rather,
whether a refusal-to-consider violation falls within the strict parameters
of the court’s remand to the Board. We find that it does not.
16 Our colleague argues that because the Board’s original decision
herein issued before FES, the legal distinction and the appropriate
remedy for a refusal-to-hire and a refusal-to-consider violation was not
yet clear. Thus, she says that “it is hardly clear that the Charging Party
was aggrieved by the Board’s [original] order and so had a basis to
appeal.” We disagree. Prior to FES, refusal-to-hire and refusal-to-
consider violations were separate and distinct violations with separate
and distinct remedies. See, e.g., B E & K Construction Co., 321 NLRB
561 (1996), enfd. denied 133 F.3d 1372 (11th Cir. 1997). The Board’s
decision in FES simply clarified the elements necessary to establish
both violations, the respective burdens of the parties regarding both
violations, and the proper stage of the proceeding to litigate certain
issues, including remedial issues, relevant to both violations. In the
instant case, in which there are more discriminatees than job vacancies,
the Charging Party Union knew or should have known at the time of
the Board’s original decision that, under extant precedent, there was a
separate class of discriminatees who were not entitled to a refusal-to-
hire remedy but who may have been entitled to a refusal-to-consider
remedy. Therefore, the Charging Party was aggrieved by the original
Board decision’s failure to order a refusal-to-consider remedy and
judicial review could have been sought.
STARCON, INC.
1025
form, necessary to analyze the amount of backpay due
under the terms of this Order.
(d) Within 14 days after service by the Region, post at
all of its jobsites and in its office in Manhattan, Illinois,
copies of the attached notice marked “Appendix.”17
Copies of the notice, on forms provided by the Regional
Director for Region 13, after being signed by the Re-
spondent’s authorized representative, shall be posted by
the Respondent and maintained for 60 consecutive days
in conspicuous places, including all places where notices
to employees are customarily posted. Reasonable steps
shall be taken by the Respondent to ensure that the no-
tices are not altered, defaced, or covered by any other
material. In the event that, during the pendency of this
proceeding, the Respondent has gone out of business or
closed the facility involved in this proceeding, the Re-
spondent shall duplicate and mail, at its own expense, a
copy of the notice to all current employees and to the
individuals named in appendix A to the complaint in this
proceeding.
(e) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps that the Respondent has taken to
comply.
MEMBER LIEBMAN, dissenting in part.
I agree with the majority’s decision, except for two
matters. First, I would not condition the instatement of
discriminatees Forkin and Behrends as welders on their
passing the Respondent’s pipe-welding test. Under
FES,1 it was the Respondent’s burden to prove that the
two could not pass the test, and the Respondent never
attempted to do so. Second, I see no obstacle in the Sev-
enth Circuit’s opinion to finding that the Respondent
violated Section 8(a)(3) by refusing to consider for em-
ployment the remaining 105 alleged discriminatees iden-
tified by the judge.
1. FES requires that the General Counsel prove,
among other things, “that the applicants had experience
or training relevant to the announced or generally known
requirements of the positions for hire. . . .”2 As part of
this initial burden, the General Counsel must show that
alleged discriminatees meet an employer’s job require-
ments that are based on “nondiscriminatory, objective
17 If this Supplemental Order is enforced by a judgment of a United
States court of appeals, the words in the notice reading “Posted by
Order of the National Labor Relations Board” shall read “Posted Pursu-
ant to a Judgment of the United States Court of Appeals Enforcing an
Order of the National Labor Relations Board.”
1 331 NLRB 9 (2000), enfd. 301 F.3d 83 (3d Cir. 2002).
2 331 NLRB at 12.
and quantifiable employment criteria.”3
On the other
hand, a job requirement “based on the employer’s judg-
ment of skills” is subjective, and therefore the em-
ployer’s burden to prove.4
One of the Respondent’s announced qualifications for
hire of welders was that applicants pass a 2-inch pipe-
welding test. What little is known about the test on this
record is that it was under the Respondent’s control; a
passing grade would inevitably be based on the Respon-
dent’s judgment of the applicant’s welding skills. Thus,
it was not a “quantifiable” criterion to be addressed by
the General Counsel. Rather, the test is a “subjective”
criterion under FES—and the Respondent’s burden to
prove that an applicant did not meet it.
As the Respondent acknowledges, the record “contains
no meaningful evidence concerning what the test en-
tailed.”5 The Respondent therefore confirms that it made
no attempt at the hearing to prove that Forkin and
Behrends could not pass its test. Absent such a showing,
the two discriminatees should be deemed fully qualified
to be welders for the Respondent, and they should not be
required to take the test in compliance before being in-
stated.
2. The Board’s initial decision in this proceeding es-
tablishes that the Respondent refused even to consider
the alleged discriminatees’ job applications for discrimi-
natory reasons.6
In remanding, the court did not ex-
pressly preclude the Board from ordering a refusal-to-
consider remedy. Therefore, the law of the case does not
prevent us from remedying these violations now, in a
manner consistent with FES.7
Accordingly, unlike my
colleagues, I would not find that such a remedy is be-
yond the scope of the court’s remand.
3 Id. at 13.
4 Id.
5 Response brief to the General Counsel’s exceptions at fn. 5.
6 The majority argues that the Charging Party did not seek judicial
review of the Board’s original failure to order a refusal-to-consider
remedy and thus that such a remedy is “precluded by the law of the
case.” But the Board’s original decision was issued before FES au-
thoritatively clarified the distinction between a refusal-to-hire violation
and a refusal-to-consider violation and the appropriate remedy for each.
Because the Board had granted a refusal-to-hire remedy, it is hardly
clear that the Charging Party was aggrieved by the Board’s order and so
had a basis to appeal. Under all of the circumstances here, I do not
believe that the law of the case doctrine forecloses granting a refusal-
to-consider remedy now, following issuance of FES and the reversal of
most of the refusal-to-hire violations.
7 The components of the remedy for a refusal-to-consider violation
are a cease-and-desist order; an order to place the discriminatees in a
position for nondiscriminatory consideration for future job vacancies,
and to consider them accordingly; and an order to notify the Regional
Director, the discriminatees, and the charging party of such future
vacancies. Questions of instatement and backpay concerning these
posthearing vacancies are left to compliance. FES, supra at 15.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1026
In turn, I disagree with the judge that a refusal-to-
consider remedy is inconsistent with the court’s opinion
concerning the remedial evaluation, at the compliance
stage, of instatement rights arising after the unfair labor
practice hearing. In broadly restating the legal standards
for refusal-to-hire and refusal-to-consider violations in
FES, the Board took full consideration of the Seventh
Circuit’s opinion in the present case, and in fact was sig-
nificantly guided by it.8
Finally, the judge erred in finding that the FES refusal-
to-consider remedy, apart from a cease-and-desist order,
is now inappropriate because of the passage of time. It is
well established that the consequences of delay in Board
litigation should be borne by the wrongdoer, not the em-
ployees who suffered the wrongdoer’s discrimination.9
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated Federal labor law and has ordered us to post and
obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL, within 14 days from the date of the Board’s
Order, offer employment to Eugene Forkin and Robert
Behrends in positions for which they applied or, if those
positions no longer exist, to substantially equivalent posi-
tions.
WE WILL make Eugene Forkin and Robert Behrends
whole for any loss of earnings and other benefits suffered
as a result of the discrimination against them.
STARCON, INC.
Paul Hitterman and Richard Kelliher-Paz, Esqs., for the Gen-
eral Counsel.
8 Id. at 10–11, 14.
9 NLRB v. J. H. Rutter-Rex Mfg. Co., 396 U.S. 258, 264–265 (1969);
Yorkaire, Inc., 328 NLRB 286, 287 (1999), enfd. 251 F.3d 154 (3d Cir.
2000).
J. Roy Weathersby and Mark Keenan Esqs. (Littler, Mendelson,
Fastiff, Tichy & Mathiason), of Atlanta, Georgia, for the
Respondent.
Michael T. Manley (Blake & Uhlig P.A.), of Kansas City, Kan-
sas, for the Union.
SUPPLEMENTAL DECISION
STATEMENT OF THE CASE
WILLIAM G. KOCOL, Administrative Law Judge. On June 13,
1997, the Board issued its decision in this case, finding that
Respondent violated Section 8(a)(3) and (1) of the Act. Star-
con, Inc., 323 NLRB 977 (1997). On May 4, 1999, the United
States Court of Appeals for the Seventh Circuit issued its deci-
sion enforcing in part and denying enforcement in part of the
Board’s Order. The court returned the case to the Board for the
entry of a new order consistent with the principles laid down in
the court’s decision. Starcon, Inc. v. NLRB, 176 F.3d 948. On
June 7, 2000, the Board issued an order remanding the case to
an administrative law judge. The Board accepted the court’s
opinion as the law of the case. It also instructed that this case
be considered in light of FES (A Division of Thermo Power),
331 NLRB 9 (2000), “including, if necessary, reopening the
record to obtain evidence required to decide these issues under
the FES framework.”
On July 6, 2000, Respondent filed a motion for reconsidera-
tion of the Board’s June 7 Order. Respondent contended that a
remand for the purpose of reopening the record was improper
under the court’s decision and that the framework set forth in
FES was not consistent with the law of the case. On October
25, 2000, the Board denied Respondent’s motion for reconsid-
eration.
On February 26, 2001, pursuant to my request, the General
Counsel filed a motion to further amend the complaint in this
case. On March 12, 2001, also pursuant to my request, Re-
spondent filed a response to the General Counsel’s motion.
Respondent’s response, among other things, addressed the alle-
gations made by the General Counsel in the motion to amend.1
On March 20, 2001, I granted the General Counsel’s motion
and gave the parties until April 3, 2001, to notify me if they
wished to present additional evidence in this proceeding. No
party has expressed a desire to submit additional evidence.
On the entire record2 and after considering the briefs filed by
the General Counsel, Respondent, and the Union I make the
following
1 As Respondent accurately points out in the response, I had earlier
conducted a conference call with the parties for the purpose of deter-
mining whether to schedule a new evidentiary hearing. Although all
parties disclaimed the need for such a hearing, I concluded that to as-
sure that all parties made fully informed decisions as to whether they
desired to present additional evidence I would require the General
Counsel to file an amended complaint to conform with the Board’s
remand order and require that Respondent file an answer.
2 GC Exhs. 40 through 56, which are the formal papers, are received
in evidence.
STARCON, INC.
1027
FINDINGS OF FACT
I. THE PRIOR PROCEEDINGS
A. The Board Decision
Respondent performs maintenance and repair work on petro-
chemical refineries. It has a complement of employees that it
uses throughout the year. Some of the work that Respondent
performs is “turnaround” work. This occurs when a refinery
shuts down for a period of time while repair work is done.
Turnaround work is done 24 hours a day and Respondent’s
need for employees rises dramatically as a consequence. These
additional employees are hired on a temporary basis.3
On June 13, 1997, the Board adopted the decision of Admin-
istrative Law Judge Robert T. Wallace. By doing so the Board
concluded that Respondent violated Section 8(a)(3) by refusing
to hire and consider for hire 80 applicants who submitted their
applications by mail and at least 32 applicants who personally
submitted their applications. The Board found that Respondent
had hired 18 permanent employees during the time in question.
The Board concluded that Respondent also violated Section
8(a)(3) by subcontracting work to another employer, B E & K,
to avoid hiring union members; it concluded that Respondent
used an unspecified number of B E & K’s employees to per-
form turnaround work for Uno-Ven, a customer of Respondent.
To remedy the violations, the Board ordered that Respondent
consider for hire all the union job applicants and hire them all.
Respondent was ordered to make all the discriminatees whole
for lost wages and benefits. Importantly, the Board ordered
that:
Questions concerning the number of jobs (regular and tempo-
rary) that would have been available during the period of dis-
criminatory conduct and use of remedial preferential hire lists
are reserved for determination in the compliance phase of this
proceeding. [Footnote omitted.] [323 NLRB at 983.]
The Board also concluded that Respondent violated Section
8(a)(3) by changing its application and hiring policies to avoid
hiring union supporters.4 No affirmative relief was ordered for
this violation.
B. The Court’s Decision
The court affirmed the Board’s conclusions that Respondent
had violated the Act. However, the court disagreed with the
Board’s conclusion that Respondent was required to hire and
pay backpay to all the discriminatees where there were not
enough job openings for all of them. The court concluded that
this matter could not be postponed for resolution in compliance
proceedings because the fact that there were fewer openings
3 The facts in this case have been set forth extensively in prior deci-
sions. They will be repeated here only to the extent necessary to re-
solve pending issues.
4
The Board also found that Respondent violated Sec. 8(a)(1) by
creating the impression that an employee’s union activity would be kept
under surveillance, threatening employees that union members would
not be hired, and that it would subcontract work to avoid hiring union
members, and violated Sec. 8(a)(3) by issuing written warnings to two
employees and suspending one of those employees. These findings are
not at issue in this proceeding.
than applicants was a defense to the allegations that Respondent
had failed to hire all of the applicants. The court held:
If [the] . . . Board wants to order relief to particular “salters,”
[it has,] at a minimum, [to] determine how many of them [Re-
spondent] would have hired had it not been actuated by hostil-
ity to unionization. [176 F.3d 948.]
The court returned the case to the Board for the entry of a new
order consistent with the principles set forth in its opinion.
C. The FES Decision
On May 11, 2000, after the court’s opinion in this case, the
Board issued its decision in FES. In that case the Board di-
rectly addressed the concerns raised by the court in this case as
well as by other courts of appeals. The Board revised the stan-
dards it uses in cases such as this case, involving allegations of
refusal to hire applicants and refusal to consider them for hire.
The Board held that to establish a violation in these cases the
General Counsel must show: (1) that the respondent was hiring,
or had concrete plans to hire at the time of the alleged unlawful
conduct; (2) that the applicants had experience or training rele-
vant to the announced or generally known requirements of the
positions for hire, or in the alternative, that the respondent has
not adhered uniformly to such announced requirements, or that
the requirements were themselves pretextual or were applied as
a pretext for discrimination; and (3) that antiunion animus con-
tributed to the decision not to hire the applicants. Once this is
established, the burden then shifts to the respondent to show
that it would not have hired the applicants even in the absence
of their union activity. The Board held that it was the respon-
dent’s burden to show that an applicant did not meet its specific
criteria for the position, was otherwise unqualified for the posi-
tion, or was not as qualified as those who were hired.
Importantly, the Board indicated its agreement with the ap-
proach taken by the court in this case. Thus, the Board con-
cluded that it is the General Counsel’s burden to show at the
hearing on the merits the number of openings that were avail-
able. The Board left for compliance proceedings the issue of
which particular discriminatees were entitled to be hired and
receive backpay.
II. REFUSAL TO HIRE ALLEGATIONS
A. Background
As previously indicated, on February 26, 2001, the General
Counsel amended the complaint. The amendment alleges that
in April and continuing through May 1994,5 Respondent solic-
ited applicants for welding, mechanic, and laborer positions by
distributing leaflets and placing advertisements. It alleges that
the requirements for hire set forth in the leaflets and advertise-
ments were not uniformly adhered to by Respondent and were
pretextual and used as a pretext for discrimination. The
amendment further alleges that on June 22, the Union submit-
ted 80 job applications to Respondent and thereafter 30 more
persons applied for the positions with Respondent. The
amendment alleges that all these applicants met Respondent’s
generally stated requirements for the positions that it was seek-
5 All dates are in 1994, unless otherwise indicated.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1028
ing to fill and that they were available for employment “at all
times material.” The amendment further alleges that between
July 4 and September 30, Respondent hired 27 (sic) employees
and hired additional employees to work on specified projects
from July 17 to December 4.
On March 12, 2001, Respondent filed an answer to the
amendment that denied the essential allegations in the amend-
ment. The answer also pled a number of affirmative defenses.6
B. Analysis
1. Number of discriminatees
I find it necessary to first identify more precisely the number
of discriminatees. Judge Wallace ordered Respondent to offer
employment to the 111 persons listed on appendix A to the
complaint. That list included the name of Joe Nelson, but I
have been unable to locate an application with that name, and
the General Counsel now contends that the number of appli-
cants is 110. I shall therefore not count him as a discriminatee.
The parties agree that on June 22, 80 identified applications for
employment were made, but they disagree as to the numbers
that were made thereafter. On July 19, Robert Behrends and
Kenneth Lusk applied for work, bringing the total to 82. On
July 25, 28 employees applied for work at Respondent’s facil-
ity. That same day Brian Geiger and Matt Grammer applied for
work with Respondent at another facility bringing the total to
112 applicants. These numbers are consistent with those found
by Judge Wallace.7 The court in its opinion and the Board in
its remand order refer to 80 applicants; as set forth above that
number is obviously an inadvertent error.
However, these numbers include Michael Eugene Forkin
who applied twice—on June 22 and July 25. They also include
Wayne Darby, who applied on July 25. Respondent called him
on July 27 and hired him the next day with knowledge of his
union activities. The General Counsel concedes that Darby
should not be in the pool of discriminatees entitled considera-
tion for instatement and backpay. This reduces the number to
110, as alleged by the General Counsel.
The numbers also include Robert Lieske, Ernest Grossman,
and Donald Lieske. They also applied on July 25. On July 27,
Respondent offered Robert Lieske a position, but he declined
because he had obtained another job. Respondent attempted to
offer Grossman a position, but Grossman did not respond to a
voice mail message. Respondent intended to offer Donald
Lieske a position on July 27 also, but he did not respond to
three telephone calls made to him. Although, as more fully
6 Respondent also argues that the General Counsel’s amendment is
improper under Secs. 102.15 and 102.17 of the Board’s Rules and
Regulations. This argument is frivolous. Those rules specifically
provide that the judge designated to conduct the hearing may, upon
motion by the General Counsel, allow an amendment to the complaint.
Because this case has been reopened, I have authority to allow amend-
ments to the complaint.
7 Starcon, supra at 978 (80 applicants), 979 (Behrens and Lusk and
about 30 applicants on July 25), and 982 (at least 32 applicants between
July 19 and 27 (sic)). Judge Wallace later refers to “39” applicants who
applied between July 19 and 25 and then later makes reference to “37”
who made application during that time period. I conclude that these
latter references are inadvertent errors.
discussed below, the General Counsel has established that Re-
spondent hired a substantial number of employees for the week
ending July 31 and thereafter, the General Counsel has not
shown that Respondent would have considered these three al-
leged discriminatees again for employment under circum-
stances where they already had refused or otherwise rebuffed
Respondent’s effort to hire them and where they gave no indi-
cation of a desire to be considered again for future vacancies. I
conclude that the General Counsel has failed to show that Re-
spondent unlawfully failed to hire these three employees. This
result is consistent with the position taken by the General
Counsel regarding Wayne Darby, who also was offered em-
ployment. Thus, the number of discriminatees entitled to con-
sideration for instatement and backpay is 107.
2. Number of positions available
Both the court opinion and FES require that I determine the
number of positions that were available for the discriminatees.
The record shows that from July 4 through September 30, Re-
spondent hired one full-time laborer on July 19; two on July 28
and August 9; and two on August 11 for a total of six.8 During
that same time period Respondent hired full-time welders on
July 4, 21, and 29, August 3 and 9, for a total of five. Respon-
dent also hired three full-time mechanics on July 25, and one
on August 5, and 23, and September 8, for a total of six. Re-
spondent thus hired 17 full-time employees during that time
period.
Beginning the week ending July 17 through December 4,
Respondent used a number of temporary employees on three
projects. The number of temporary employees working on the
Uno-Ven project peaked at 39 for the week ending August 7.
The number of employees working on the Mobil project peaked
at 16 for the week ending October 2. Finally, four employees
worked on the Marathon project for the week ending December
4. All of these employees were hired as welders or mechanics.
I conclude that a total of 59 temporary positions were available
during this time period.
Citing Eckert Fire Protection, 332 NLRB 198 (2000), Re-
spondent argues that the number of positions for which it would
have considered the discriminatees is reduced because it would
not have considered the applications active after certain time
periods. The application forms completed by the first set of 80
discriminatees read:
This application for employment shall be considered active
for a period of time not to exceed 45 days. Any applicant
wishing to be considered for employment beyond this time
8 As previously indicated, Respondent also hired Wayne Darby as a
laborer on August 1. As more fully described in Judge Wallace’s deci-
sion, Respondent hired Darby with knowledge of his support for the
Union. The General Counsel concedes that Darby’s position should not
be counted as available for the discriminatees. On July 29, Respondent
hired Millard Howell as a welder. Judge Wallace concluded that How-
ell was thereafter subjected to unlawful discipline. However, Respon-
dent was unaware of Howell’s union sentiments at the time he was
hired. I conclude that Respondent hired Howell as part of its unlawful
scheme to avoid hiring known union adherents and that Howell’s posi-
tion should therefore be counted as available for the discriminatees.
STARCON, INC.
1029
period should inquire as to whether or not applications are be-
ing accepted at that time [GC Exh. 15].
Thereafter, Respondent used a revised application form that
contained this identical language, except that the time limit was
increased to 60 days. In addressing the General Counsel’s bur-
den for a refusal to consider violation in subsequent compliance
proceedings the Board in FES stated:
Since the General Counsel is seeking to prove only the conse-
quence of the refusal-to-consider violation—not a new dis-
crimination violation—proof of animus is not part of his case
in compliance. However, because there has not been a show-
ing in the hearing on the merits with respect to the hiring deci-
sion on the subsequent job opening . . . . the General Counsel
must prove that the discriminatees actually would have been
selected . . . and that entails, at a minimum, showing that the
applications filed at the time discriminatees applied would
still be regarded as active when the openings occurred
. . . . [Emphasis added.] [FES, id. at 15 fn. 18.]
It seems that this same standard should also apply to the hear-
ing on the merits.
In reference to this issue, Judge Wallace found that an agent
of Respondent testified that Respondent had followed a strategy
of building up a reserve of applications for long-term hiring
needs and that prior to the receipt of the 80 applications on June
27 Respondent had informal application procedures designed to
produce a backlog of applications as a hedge against unforeseen
needs. In other words, Judge Wallace concluded that the Gen-
eral Counsel had established that Respondent did not adhere to
the 45-day time limit indicated on the application forms. Judge
Wallace also concluded that the changes that Respondent made
thereafter in its hiring procedures were unlawful. The Board
and court affirmed these conclusions. It is thus clear that Re-
spondent’s argument has been previously considered and re-
jected and may not now be relitigated.
3. Qualifications of the applicants
FES holds that it is the General Counsel’s burden to show
that the applicants had the experience or training relevant to the
announced or generally known requirements of the available
positions. This holding is entirely consistent with the court’s
opinion. The General Counsel may also show that the require-
ments themselves were prextextual or not uniformly followed.
The General Counsel makes that argument in this case, pointing
to evidence that Respondent’s agent, Bentley Hatteberg, told an
applicant that the hiring process was all just a bunch of red
tape. This statement is too general to show that the announced
requirements for the positions were either not followed or were
pretextual. The General Counsel also points to a statement
made by another agent to the same applicant that the only way
to get a job with Respondent was to get a recommendation from
the supervisor because Respondent was concerned about the
union supporters who had been applying for work. This state-
ment may show animus, but it fails to show that the announced
requirements for the positions were pretexts. I conclude that
the General Counsel has failed to show that the requirements
for the positions were either not followed or were pretextual.
Under these circumstances, FES requires that the General
Counsel show that the applicants had the experience or training
for the announced or generally known requirements for the
available positions. The General Counsel’s burden in this re-
gard is limited to showing that the applicants met the objective
and quantifiable facial requirements for the positions. It is
Respondent’s burden to show that the applicants failed to sat-
isfy any subjective, nonquantifiable requirements for the posi-
tions.
As more fully described in Judge Wallace’s decision, Re-
spondent advertised for the positions of welder, mechanic, and
laborer. Welders were required to pass a 2-inch pipe-welding
test administered by a third party on Respondent’s behalf.
None of the discriminatees were allowed the opportunity to
take the test as a result of Respondent’s unlawful refusal to
consider them for employment. Respondent also indicated that
prior pipeline or petro-chemical experience “is helpful” for the
welder’s position. Respondent indicated that mechanics “[m]ust
have a working knowledge of piping, heat exchangers, above-
ground tanks, and refinery turnarounds.” Respondent wanted
laborers to be “[a]ny hard-working individual ready and willing
to learn how to work in the petro-chemical industry . . . .” [323
NLRB at 978.]
The General Counsel argues that the requirements for these
positions contain no objective criteria and therefore he bears no
burden of showing that the applicants met those requirements.
Instead, argues the General Counsel, Respondent bears the
burden of showing that the applicants did not meet those re-
quirements. I disagree. I conclude that the requirements con-
tain both objective and subjective elements.
Turning first to the welder position, I conclude that the Gen-
eral Counsel bears the burden of showing that the discrimina-
tees had the experience or training to perform welding work in
general. To hold otherwise would mean that the General Coun-
sel’s burden is simply to show that the alleged discriminatee
applied for the position regardless of whether or not, for exam-
ple, the alleged discriminatee has spent her entire working ca-
reer as a singer or diplomat (or was a penguin, to use Judge
Posner’s description) without any experience or training as a
welder. I do not read FES as placing such an empty burden on
the General Counsel. Moreover, the General Counsel’s argu-
ment is inconsistent with the rationale of FES that the burden of
establishing the qualifications of the applicants is placed on the
party with the superior knowledge of those qualifications—here
the discriminatees and the General Counsel. It would also
place an unreasonable burden on Respondent.
The statement in the advertisements that prior pipeline or
petro-chemical experience “is helpful” is nonquantifiable and
therefore it is properly Respondent’s burden to show the appli-
cants lacked the experience resulting from the prior pipeline or
petro-chemical work. The requirement that the welders pass a
2-inch pipe-welding test requires more analysis. On the one
hand, the test appears to be an objective one; as such under FES
it would be the General Counsel’s burden to show that the ap-
plicants could pass the test. The problem, however, is that one
cannot be sure that the applicants would have passed the test
until after it was given. And it was Respondent’s unlawful
refusal to consider the applicants for employment that pre-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1030
vented them from demonstrating that they could pass the test.
Under these circumstances, I conclude that Respondent should
be permitted to administer the same pipe-welding test to those
discriminatees qualified to fill welder position and be required
to hire those applicants only if they pass that test.
Turning next to the mechanic position, Respondent adver-
tised that mechanics must have a working knowledge of piping,
heat exchangers, above-ground tanks, and refinery turnarounds.
This too has both objective and subjective components. It is
clear that Respondent sought not just mechanics in general, but
mechanics that had knowledge in the areas listed above. This is
objective and therefore is the General Counsel’s burden. I thus
again reject the General Counsel’s argument that the stated
qualifications for this position are entirely subjective. Whether
the knowledge was sufficient to constitute “working knowl-
edge” is subjective. It, therefore, is Respondent’s burden to
show that the knowledge possessed by the applicants in piping,
heat exchangers, above-ground tanks, and refinery turnarounds
did not amount to “working” knowledge.
The qualifications for the laborer’s position are only that the
applicants are able to engage in physical labor. The General
Counsel’s burden is to show that applicants can do so in gen-
eral. Respondent’s burden then is to show that the individual
applicant lacks the ability to perform the specific laborer tasks.
Having allocated the burdens, I turn now to examine the
qualifications of the applicants. The General Counsel argues
that all applicants were qualified for all three positions. He
bases this on the information contained in the discriminatees’
application forms. Respondent objects and argues that the
statements made in the application forms constitute hearsay and
thus may not be considered for the truth of the matters asserted.
Respondent is indeed correct that the applications contain hear-
say statements. But this misses the point, which is that it was
Respondent’s practice to consider the applications, notwith-
standing their hearsay nature, in making its hiring decisions.
Respondent also argues that the General Counsel cannot meet
its burden on this issue without calling each discriminatee as a
witness. I reject this contention also. The General Counsel
may meet his burden using whatever type of admissible evi-
dence he deems appropriate. In a similar vein, Respondent
argues that it has been deprived of due process because it was
unable to cross-examine the applicants. Here again, however,
the point is that Respondent itself relied on the application
forms. The General Counsel was not required to call the appli-
cants and thus Respondent was not deprived of any opportunity
to cross-examine them.
Turning to the mechanics position, I have indicated that the
General Counsel must show that the applicants had the knowl-
edge and experience to perform mechanic’s work and had some
knowledge in the areas of piping, heat exchangers, above-
ground tanks, and refinery turnarounds. The General Counsel
does not attempt to identify which of the applicants meet this
requirement. Instead, he rests solely on his contention that it is
not his burden to do so. Respondent and the Union, however,
agree that the applications of the following 16 discriminatees
indicated some knowledge of the areas described above: Ber-
nard Sturmer, John Burns, Paul Gurgone, Vincent Urso, Tho-
mas Feeney, Ronald Gould, Philip Ljubicich, William Feeney,
Eugene Forkin, Phillip Perkins, W. Zitoun, Philip Davidson, J.
Ruby, Jerry Davis, Roger Jensen, and August Tribbett. Based
upon my review of their applications, I agree. Respondent
concedes that applications of two other discriminatees indicated
such knowledge. Kevin Kavanaugh’s application indicates that
he worked for Clark Oil, and Dolye Sawyer’s application
shows that he had experience in oil tank work. I agree with
Respondent’s concession. The Union argues that the applica-
tions of four other discriminatees show the requisite knowl-
edge. The applications of Alton Sanders, James Bragan, and
Scott Gould show that they had experience in refineries; I agree
with the Union that these three discriminatees have demon-
strated the requisite knowledge. The Union also argues that the
application of Raymond Lewis demonstrates the necessary
knowledge. I disagree and will not count him. My examina-
tion of the applications shows that Christopher Preble and
James Chavez had knowledge of exchange repairs, Jerry Lither-
land, Patrick Polick, and Richard Passini had knowledge of
tank repair work. I conclude that these applications demon-
strated some knowledge in the requisite areas. In sum, the evi-
dence shows that 26 discriminatees met the stated, objective
qualifications for the mechanic position.
I turn now to examine whether Respondent has shown that
these 26 discriminatees failed to meet the subjective qualifica-
tions for the position or that the persons it actually hired had
superior qualifications. In this regard, Respondent argues that
only two of the discriminatees indicated that they had experi-
ence in “refinery turnarounds.” This argument must be based
on the notion that Respondent required mechanic applicants to
have some knowledge in each of the areas specified in the posi-
tion announcement. But I find no evidence to support that no-
tion and I therefore reject it. Respondent also complains that
because the General Counsel never identified which of the dis-
criminatees for whom he was seeking an instatement and back-
pay remedy it would be required to guess their identities and
positions in order to prove their lack of qualifications. That
indeed appears to be the case. But that the burden allocated to
Respondent under FES. Respondent does not otherwise argue
that the applicants were unqualified. Accordingly, I find that
there were 26 discriminatees qualified to fill the mechanic posi-
tions that became available.
Turning now to the qualifications of the discriminatees to fill
the welder positions, I have concluded above that the General
Counsel must show that they had the experience or training to
perform welding work in general. I have examined each of the
applications and conclude that they show that each of the dis-
criminatees possessed the knowledge or training to perform
welding work.9
9 I have concluded above that Donald Lieske is not a discriminatee.
He should not be considered for this position for another reason. Don-
ald Lieske’s application shows that he worked as a laborer or helper at
“D-Con Morrison” for a period of about 9 months. It provides no more
work history. When asked to describe any specialized training, appren-
ticeship, skills, job related training, or job related activities, Lieske
wrote “All shop classes.” I conclude that the General Counsel has
failed to show that Donald Lieske had the experience or training to
perform welding work.
STARCON, INC.
1031
I turn to examine whether Respondent has shown that it
would not have hired these discriminatees because they failed
to meet the subjective requirements of the welding position.
Respondent argues that it needed only a particular type of
welder—A welders and B welders. In doing so Respondent
relies on testimony that was not relied on by Judge Wallace.
Judge Wallace explicitly described the qualifications that Re-
spondent set for this position, but he makes no mention of the
additional qualifications that Respondent now seeks to add to
those listed on the published announcements. I conclude that
Judge Wallace necessarily rejected that testimony. To the ex-
tent that I am required to make a credibility determination on
this matter, I would also reject this testimony because it is in-
consistent with the qualifications Respondent published on at
least two occasions. It stands out as something contrived after
the fact. Finally, even assuming that Respondent was seeking
only A and B welders, Respondent has failed in its burden of
showing which of the discriminatees lacked the skills or train-
ing to perform the work of A or B welders. For all these rea-
sons I reject Respondent’s argument. Respondent also argues
that it required that welders have some prior petrochemical
experience. I reject that argument too; the published qualifica-
tions indicated only that such experience would be “helpful.”
Again Respondent has failed to meet its burden of showing
which of the welder applicants lacked the skills or training
necessary to perform the work.
Finally, I address the qualifications of the discriminatees for
the laborer’s position. The General Counsel must show that the
discriminatees have the ability, in general, to perform physical
labor. Based upon my review of the applications, I conclude
that he has done so. All the discriminatees have past experi-
ence performing physical work. Respondent has failed to show
that these discriminatees are unable to perform the specific task
demanded of its laborers. I therefore conclude that all of the
discriminatees are qualified to fill the position of laborer.
4. Availability of the applicants
Respondent concedes that under the Board and court order,
discriminatees Eugene Forkin and Robert Behrens may be
awarded instatement and backpay; they were the only discrimi-
natees to testify at the trial. Respondent argues that none of the
other discriminatees are eligible for such a remedy because the
General Counsel has not established that those discriminatees
were available for the positions that became open after they had
applied. Respondent also argues that the General Counsel has
also failed to show that that the discriminatees would have
accepted employment had it been offered. In FES, the Board,
in the context of addressing the remedy for a refusal to consider
violation, stated “[T]he General Counsel must prove that the
discriminatees actually would have been selected for the open-
ing in questions.” FES, id. at 15 fn. 18. It seems to follow that
if it were shown that the applicants were unavailable to accept
employment or would have declined employment had the offer
been made, they would not have been selected for the opening
in question.
I first consider whether this issue must be addressed as part
of the merits or whether it can be deferred to the compliance
proceeding. If it is shown that a discriminatee was unavailable
to accept employment at the time she should have been offered
the position, it seems that there has been no unlawful refusal to
hire on that occasion. Likewise, if shown that the discriminatee
would not have accepted the offer in any event had it been ex-
tended, again there is no unlawful refusal to hire. These are
issues going to the merits of the case, and the thrust of both the
court’s opinion and FES is that issues going to the merits may
not be deferred to the compliance stage. This conclusion is
buttressed by the court’s statement:
The worker might have gotten a higher paying job and thus
have no interest in being reinstated and have suffered no loss
from the discrimination. There would be no basis for order-
ing reinstatement and backpay in such a case but the Board
would still be entitled to enter a cease and desist order to pro-
vide some assurance against a repetition of the violation. [176
F. 3d at 951.]
In context, I understand this to mean that the Board is pre-
cluded from finding a refusal-to-hire violation, or award a re-
fusal to hire remedy, unless it is shown that the discriminatee
was available and would have accepted the offer if made, but
that the Board could still enter a cease and desist order if there
had been a refusal to consider violation. This is the law of the
case and must be honored. I therefore conclude that this issue
must be addressed now and cannot be deferred.
I next turn to the issue of whether it is the General Counsel’s
burden to show the applicants remained willing and available to
accept the offer of employment or whether it is Respondent’s
burden to show the lack thereof. Under the facts of this case
Respondent has violated the Act by refusing to consider the
discriminatees for hire; it is the wrongdoer. This fact might
trigger the maxim that doubts and ambiguities should be re-
solved against it because it was Respondent’s unlawful conduct
that caused the uncertainty. But the Board in FES, again in the
context of the remedy for a refusal to consider violation, stated:
[B]ecause there has been no showing in the hearing on the
merits with respect to the hiring decision on the subsequent
job opening, issues related to the hiring decision cannot be re-
solved against respondent as an adjudicated wrongdoer.
FES, id. at 15 fn. 18. The Board has thereby rejected the appli-
cation of that maxim under these circumstances. As shown
above, this matter goes to the merits of the violations, at least in
this case. The General Counsel generally bears the burden on
such matters. Also, the Board considers which party has easier
access to the relevant information in assessing on whom to
place a burden. In this instance, it is the General Counsel who
has the knowledge in the first instance of whether the discrimi-
natees remained willing and able to accept employment during
the time after they made application. A respondent would have
little access to this information and, because the Board does not
allow discovery, a respondent would likely have to call all the
alleged discriminatees as witnesses in order to question them
about these issues. This would unnecessarily prolong and delay
cases such as this. Finally, as pointed out above, in the
amended complaint, the General Counsel himself accepts this
burden by alleging that the discriminatees were available for
work at all material times. Under these circumstances I con-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1032
clude that the General Counsel must show that the discrimina-
tees remained willing and available to accept the positions he
contends should have been offered to them.
Respondent argues that the General Counsel can only meet
this burden by presenting the testimony of all the discrimina-
tees. This argument lacks merit. The General Counsel may
meet this burden in any number of ways that do not include
calling the applicants to testify. It is for the General Counsel to
decide how best to meet his burden. In support of its argument,
Respondent cites B E & K Construction Co., 321 NLRB 561,
570 fn. 31 (1996). That case is not on point. There, the judge
concluded that the applications at issue were not properly au-
thenticated. Here, both the Board and the court have concluded
that the applications were properly received into evidence.
Respondent also cites NLRB v. Mastro Plastics Corp., 354 F.2d
170, 177–178 (2d Cir. 1965). However, that case involved a
compliance proceeding. It has not been applied to cases on the
merits.
Finally, I consider whether it can be presumed that because
the discriminatees made application they remained available
and willing to accept employment throughout the relevant pe-
riod. I find such a presumption cannot be supported on the
record in this case, I note that Respondent is in the construction
industry where employees often move quickly to other jobs. I
note that in this case the discriminatees had a history of work-
ing in higher paying union jobs. That does not mean, of course,
that they would not have accepted a lower paying job if they
remained out of work. But it does call in question their avail-
ability if they, in the interim, found work in a longer duration
project at the higher union wage level. Indeed, the facts in this
case undermine such a presumption. It will be recalled that a
group of the discriminatees made application on July 25, and 2
days later Respondent began contacting four of the applicants.
In that short period of time one discriminatee found other work
and declined Respondent’s offer and two others displayed their
unavailability to accept the offer by failing to return Respon-
dent’s calls. It should be kept in mind that the General Counsel
seeks reinstatement and backpay for openings that occurred
almost 6 months after the discriminatees completed their appli-
cation. I conclude it cannot be presumed that, from the mere
act of application, applicants remain willing and available to
accept employment indefinitely. Because the General Counsel
has not otherwise shown that the discriminatees remained will-
ing and available to accept employment with Respondent for
openings that occurred I shall dismiss the refusal to hire allega-
tions in the complaint, excluding Forkin and Behrens.
5. Refusal to consider allegations
As indicated above, the Board concluded and the court af-
firmed that Respondent has unlawfully failed to consider the
discriminatees for employment. The Board did not order a
remedy specifically designed to address the refusal to consider
violation. The court indicated that the Board was entitled to at
least a cease-and-desist order. The Board remanded this case
for consideration in light of FES. In that case the Board held
that the proper remedy for a refusal to consider the case in-
cludes not only a cease-and-desist order, but also an order to
place the discriminatees in the position they would have been
in, absent discrimination, for consideration for future openings
and to consider them for the openings in a nondiscriminatory
manner. The remedy would also include an order to notify the
discriminatees, the Charging Party, and the Regional Director
of future openings in positions for which they applied or sub-
stantially equivalent positions. The Board leaves to the com-
pliance proceeding the identification of those discriminatees
entitled to instatement and backpay.
The General Counsel’s brief offers no position on what rem-
edy, if any, he seeks for the refusal to consider violations. The
Union, however, argues that the remedies described in FES
should be applied. Respondent, however, argues that those
remedies are inconsistent with the court’s opinion. In particu-
lar, Respondent disputes the validity of a Board order that
would leave to compliance the entire issue of whether there had
been unlawful refusals to hire occurring after the hearing on the
merits. I agree.
The Board explained that in the compliance proceeding for a
refusal to consider the case the General Counsel would have the
burden of establishing the general qualifications of the appli-
cants. This is identical to the burden the General Counsel has
on the merits. If established, the burden would shift to the re-
spondent to show that it would not have hired the discrimina-
tees. This too is a respondent’s burden on the merits. In this
regard, the compliance proceeding very much resembles the
hearing on the merits. The compliance proceeding contem-
plated by the Board appears very similar to the one it had ap-
plied earlier in refusal to hire cases and that was criticized by
the court. This appears to be a matter that the court held deals
with the issue of liability, a matter “the Board can’t shove off to
the compliance stage of the proceeding.” Starcon, id. at 951.
Under the law of this case, such a remedy may not be entered
here. The other aspects of the Board’s remedy for a refusal to
consider the case are not in conflict with the court’s opinion.
However, it is now nearly 7 years since the unlawful conduct
transpired and those remedies are impracticable as a result of
that passage of time.
AMENDED REMEDY
The first sentence in the second paragraph in the remedy sec-
tion of the decision is deleted. In its place will be substituted:
Among other things, Respondent will be ordered to consider for
employment and hire Eugene Forkin and Robert Behrens for
which they applied, except that before they are hired for the
welding position they must pass the 2-inch welding test that
Respondent administered to other welders, and Respondent
shall make Forkins and Behrens whole, with interest, for any
loss of earnings and other benefits suffered as a result of the
discrimination practiced against them. Issues outlined in Dean
General Contractors, 285 NLRB 573 (1987), will be left for
resolution in the compliance stage of this proceeding.
[Recommended Amended Order omitted from publication.]