332 NLRB 943
FiveCap
FIVECAP, INC.
943
FiveCAP, Inc. and General Teamsters Union Local
No. 406, International Brotherhood of Team-
sters, AFL–CIO. Cases 7–CA–39503, 7–CA–
40230, 7–CA–40465, and 7–CA–40721
October 31, 2000
DECISION AND ORDER
BY CHAIRMAN TRUESDALE AND MEMBERS FOX
AND LIEBMAN
On December 17, 1998, Administrative Law Judge
James L. Rose issued the attached decision. The Re-
spondent filed exceptions and a supporting brief, and the
General Counsel filed cross-exceptions and a supporting
brief, as well as an answering brief to the Respondent’s
exceptions.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,1 and conclusions2 as
modified herein,3 and to adopt his recommended Order
as modified and set forth in full below.
1 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
In some instances the judge found violations of Sec. 8(a) without
stating that the conduct also violated Sec. 8(a)(1). It is well settled that
a violation by an employer of any of the four subdivisions of Sec. 8(a)
other than subdivision (1) is also a violation of subdivision 1. 3 NLRB
Annual Report 52 (1938). Therefore, we shall treat all of his findings
of violations of Sec. 8(a), other than Sec. 8(a)(1), as violations of that
sec. as well.
2 We reject the Respondent’s argument that it is exempt from the
Board’s jurisdiction as a political subdivision for the reasons stated in
the Board’s prior decision involving these parties reported at 331
NLRB No. 157, slip op. at 1–4 (2000).
In adopting the judge’s finding that the Respondent violated Sec.
8(a)(5) and (1) of the Act by refusing to bargain regarding the elimina-
tion of Florence Feliczak’s data entry clerk position and her resulting
layoff, we rely on Plymouth Locomotive Works, 261 NLRB 595, 602–
603 (1982), in which the employer, as here, unilaterally eliminated a
bargaining unit position following the union’s certification. The case
relied on by the judge, Holy Cross Hospital, 319 NLRB 1361 fn. 2
(1995), is not precisely apposite in that it involved the employer’s
unilateral elimination of a job classification that was in the contractual
unit and that the Board had addressed and had specifically retained in
the unit during a unit clarification proceeding.
No exceptions were filed to the judge’s findings that the Respondent
did not violate the Act as follows: by instituting a confidentiality pol-
icy; by unlawfully reducing employee Florence Feliczak’s workweek
and later suspending her in February 1997; and by denying employee
Melissa Kukla classroom materials on her return to work in the fall of
1997, by withholding and limiting the assistance of teacher’s aides to
Kukla, by excluding Kukla from a staff meeting, and by affording
Kukla disparate treatment when it scrutinized and criticized her work in
November 1997.
1. The judge found that the Respondent violated Sec-
tion 8(a)(3) and (1) of the Act by placing employee Flor-
ence Feliczak on probation after she had returned to work
from a lawful suspension imposed by the Respondent.
We reverse this finding and dismiss this allegation for
the reasons stated below.
Feliczak worked for the Respondent as a data entry
clerk.4 On Friday, February 7, 1997,5 when Feliczak was
not at work, the Respondent sought access to information
that Feliczak had stored on a file in her computer. Felic-
zak had put a password on this file so that other employ-
ees could not access it. When the Respondent’s execu-
tive secretary, Theresa Lombard, called Feliczak at home
requesting her password, Feliczak refused to provide this
information claiming both that Lombard was not her di-
rect supervisor and that she could not remember it. Later
that day, Russell Pomeroy, the Respondent’s fiscal offi-
cer, called Feliczak to get the password but Feliczak was
not at home. During the investigation of Feliczak’s re-
fusal to give her password to Lombard, Feliczak re-
sponded that she had “got them” by failing to provide it.
On February 13, Pomeroy placed Feliczak on suspension
for 6 workdays because of this incident. The judge
found that the Respondent had previously instructed Fe-
liczak not to put passwords on files stored in her com-
puter and that, therefore, the Respondent lawfully sus-
pended her for job misconduct. As noted, no exceptions
were filed to this finding.
When Feliczak returned to work on March 3, Pomeroy
met with her in order to clarify Feliczak’s work duties
and responsibilities. Pomeroy later gave Feliczak a letter
stating that she was not to loiter and disrupt staff and that
she was to stay at her work station, as the Respondent
3 We find merit in the General Counsel’s cross-exceptions regarding
the judge’s failure to conform his recommended Order and notice with
the violations found in this case. Thus, we shall include provisions in
the Order requiring that the Respondent rescind the disciplinary letter
issued to employee Melissa Kukla on October 16, 1997, remove any
reference to such discipline from its personnel and employment re-
cords, and offer Kukla immediate reinstatement to her former position
because of her unlawful constructive discharge in February 1998. We
shall also modify the judge’s notice to include affirmative provisions
that the Respondent will take the action specified above, as well as
reinstate Florence Feliczak to her former job and make whole both
Feliczak and Kukla for any loss of earnings and other benefits resulting
from the Respondent’s conduct, and meet and bargain collectively with
the Union regarding the elimination of unit positions and the reassign-
ment of unit employees. Also, we shall modify the judge’s recom-
mended Order in accordance with our decisions in Indian Hills Care
Center, 321 NLRB 144 (1996), and Excel Container, Inc., 325 NLRB
17 (1997).
4 Feliczak did not testify at the hearing.
5 All dates are in 1997, unless otherwise noted.
332 NLRB No. 83
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
944
had received complaints from other employees about her
bothering them. Pomeroy’s letter also informed Feliczak
that her “employment status [was] probationary and there
will be no more warnings” and that she was to submit a
summary of her accomplishments at the end of each day.
The judge found that the Respondent did not violate
the Act by placing restrictions on Feliczak when she re-
turned to work. We agree with the judge for the reasons
he stated. However, the judge further concluded that the
Respondent had violated Section 8(a)(3) by placing Fe-
liczak on probation in retaliation for her union activities.
Contrary to the judge, we find that the Respondent’s de-
cision to put Felizcak on probation flowed directly from
her serious job misconduct in restricting access to files in
her computer and then refusing to divulge the password
to her superiors when directed to provide it. We stress
that the Respondent informed Feliczak that she was on
probation immediately after she returned from her lawful
suspension. By contrast, although Feliczak was a union
supporter during the 1994–1995 organizing campaign
and the Respondent evidently knew that,6 and has exhib-
ited considerable animus toward its employees’ union
activities, Feliczak’s relatively minor union activities
were far removed in time from the Respondent’s decision
to put her on probation in February 1997. For these rea-
sons, we conclude that the General Counsel has failed to
meet his burden to establish under Wright Line7 that Fe-
liczak’s earlier union activities were a motivating factor
in the Respondent’s disciplinary action. Accordingly, we
dismiss this complaint allegation.
2. The judge noted that the General Counsel had ar-
gued in his trial brief that the Respondent unlawfully
refused to allow employee Melissa Kukla to use a lesson
plan that had been prepared by the teacher she had re-
placed and which the Respondent had allegedly previ-
ously approved. The judge concluded that “[t]here is no
evidence to support this assertion, nor was it alleged as
an unfair labor practice.” The judge specifically found
that the Respondent had informed Kukla that it had not
previously approved the plan, that Kukla then submitted
it for approval as the Respondent had directed, and that
the Respondent had approved it. Nonetheless, the judge
concluded that, by this conduct, the Respondent had
unlawfully “harassed” Kukla in violation of the Act. We
find no harassment in the Respondent’s treatment of
Kukla in this instance and, therefore, we reverse the
6 The record shows that Feliczak’s supervisor was present when she
received a subpoena to testify on the Union’s behalf at the February
1995 representation hearing.
7 251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cir. 1981), cert.
denied 455 U.S. 989 (1982), approved in NLRB v. Transportation
Management Corp., 462 U.S. 393, 399–403 (1983).
judge’s finding of this unalleged and unsupported viola-
tion.
3. The judge found that the Respondent had violated
Section 8(a)(3), (4), and (1) of the Act by requiring that
Kukla provide a second physician’s note as a condition
to returning to work on October 17. We agree with the
judge’s finding of a violation for the reasons set forth
below.
The evidence shows that on October 14, Kukla was
absent from work because the Board had subpoenaed her
to appear as a witness in a Federal district court proceed-
ing. On October 15, Kukla called in sick and went to see
her chiropractor. When Kukla reported for work on Oc-
tober 16, the Respondent required her to produce her
Board subpoena and a note from the chiropractor. Kukla
left work and returned 90 minutes later with the sub-
poena and the required doctor’s note. The judge found,
and we agree, that the Respondent violated Section
8(a)(3), (4), and (1) of the Act by creating an ad hoc pol-
icy in order to impose these requirements on Kukla in
retaliation for her union activities and her testimony at
the district court proceedings initiated by the Board. For
the same reason, we also adopt the judge’s finding that
the Respondent further violated Section 8(a)(3), (4), and
(1) of the Act later on October 16 by issuing Kukla a
disciplinary warning because she did not provide the
Respondent with a copy of her Board subpoena in ad-
vance of the court proceeding.
Although the Respondent permitted Kukla to work on
October 16, Manager Melba White informed Kukla the
next day that her doctor’s note did not meet the Respon-
dent’s requirements. White said that Kukla would have
to obtain a second note from her chiropractor stating that
she was physically capable of working with the young
children who attend the Respondent’s head start program
before she could return to work. The General Counsel
clearly met its Wright Line8 burden of showing that
Kukla engaged in union activities, that the Respondent
was aware of them, that the Respondent had animus to-
wards her union activities, and that the Respondent’s
action in requiring Kukla to obtain a second note was
motivated in part by its union animus. Based on the Re-
spondent’s failure to establish that it had any practice of
requiring employees who missed work due to illness to
present such a doctor’s note before returning to work, we
agree with the judge that the Respondent has failed to
establish that it would have imposed this requirement on
Kukla in the absence of her union activities. Accord-
ingly, we find that the Respondent also violated Section
8 Id.
FIVECAP, INC.
945
8(a)(3), (4), and (1) of the Act by its disparate treatment
of Kukla in this manner.
4. The judge found that the Respondent violated Sec-
tion 8(a)(3), (4), and (1) of the Act by constructively dis-
charging Kukla on February 19, 1998. The Respondent
previously had unlawfully refused to recall Kukla as a
home start teacher for the 1995–1996 school year and did
not reinstate her to a teaching job until August 1997,
pursuant to a court order issued under Section 10(j) of
the Act. The Respondent, on Kukla’s return, then perpe-
trated a course of systematic conduct that was calculated
to interfere with Kukla’s efforts to perform her job and
culminated in her constructive discharge in February
1998. Thus, we have found that, during the 6-month
period that Kukla worked following her reinstatement
under court order, the Respondent violated Section
8(a)(3), (4), and (1) of the Act by its treatment of her as
follows: (a) restricting her movements and access to sup-
plies by requiring her to give advance notice before com-
ing to the Respondent’s main office to use its laminating
equipment; (b) rescinding permission previously granted
her to take time off so that she could act as a union repre-
sentative during contract negotiations; (c) requiring that
she provide a copy of her Board subpoena in order to
excuse her absence to attend a Federal district court pro-
ceeding, and a doctor’s note to justify her visit to a chi-
ropractor; (d) issuing her a disciplinary warning for fail-
ing to provide the Respondent with the Board’s subpoena
in advance of her appearance at court proceedings; (e)
requiring a second note from a chiropractor to ensure the
Respondent that she was physically capable of returning
to work; (f) rescinding approval for her to take off work
for personal time; (g) accusing her of theft to law en-
forcement authorities; (h) placing new work restrictions
on her by requiring her to keep her classroom door open
when no children were present; and (i) reassigning her to
work as a teacher’s aide instead of a teacher.
Assessing these violations cumulatively, we find that
the record clearly demonstrates that the Respondent en-
gaged in a pattern of misconduct designed to harass
Kukla or make her working conditions so unpleasant that
she would quit, and that it did so in retaliation for her
union activities and her testimony at prior Board pro-
ceedings. We particularly stress the evidence that, im-
mediately preceding her constructive discharge, the Re-
spondent unlawfully removed Kukla from the classroom
in which she was teaching preschoolers and reassigned
her to work as a teacher’s aide with different children.
The record plainly reveals the emotional distress that the
Respondent inflicted on both Kukla and the children she
taught after the Respondent separated them in midterm,
without any plausible justification for its action, in its
final endeavor to drive Kukla from the workplace. As
the Board stated in Crystal Princeton Refining Co., 222
NLRB 1068, 1069 (1976), the standards for finding a
constructive discharge are:
First, the burdens imposed upon the employee must
cause, and be intended to cause, a change in his work-
ing conditions so difficult or unpleasant as to force him
to resign. Second, it must be shown that those burdens
were imposed because of the employee’s union activi-
ties.
For the reasons stated above, we conclude that the Re-
spondent’s widespread discrimination against Kukla was
intended to force her resignation and that the Respondent
imposed these burdens on Kukla as retribution for her
union activities. We therefore conclude that the General
Counsel has established a case of constructive discharge
here and that the Respondent has not met its Wright Line9
burden of rebutting it, i.e., it has not shown that the
changes would have taken place even in the absence of
Kukla’s protected activities.10
CONCLUSIONS OF LAW
1. FiveCAP, Inc. is an employer engaged in commerce
within the meaning of Section 2(6) and (7) of the Act.
2. By rescinding previously granted permission for
personal time off, by requiring the production of subpoe-
nas and doctors’ statements in order to return to work
where such is not required by personnel policies and pro-
cedures, by giving unwarranted disciplinary warnings, by
accusing employees of theft to law enforcement authori-
ties, by placing new and unwarranted restrictions on em-
ployees’ use of facilities, by reassigning employees in
retaliation for their having engaged in activity protected
by the Act, by placing petty restrictions on employees’
use of office equipment, and by constructively discharg-
ing employees, the Respondent violated Section 8(a)(3),
(4), and (1) of the Act.
3. By refusing to notify and bargain with the Union
concerning the elimination of bargaining unit jobs and
the reassignment of unit employees, the Respondent vio-
lated Section 8(a)(5) and (1) of the Act.
4. These unfair labor practices are unfair labor prac-
tices that afffect commerce within the meaning of Sec-
tion 2(6) and (7) of the Act.
REMEDY
Having found that the Respondent has engaged in cer-
tain unfair labor practices within the meaning of Section
9 Id.
10 See Pioneer Recycling Corp., 323 NLRB 652, 660 (1997); La Fa-
vorita, Inc., 306 NLRB 203, 205–206 (1992), enfd. 977 F.2d 595 (10th
Cir. 1992).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
946
8(a)(1), (3), and (5) of the Act, we shall order that it
cease and desist and take certain affirmative action nec-
essary to effectuate the policies of the Act.
Having found that the Respondent unlawfully disci-
plined employee Melissa Kukla on October 16, 1997,
and thereafter constructively discharged her about Febru-
ary 19, 1998, we shall order the Respondent to remove
from its files any reference to Kukla’s unlawful warning
and constructive discharge, and to notify her in writing
that this has been done and that neither the warning nor
the constructive discharge will be used against her in any
way. Having found that the Respondent constructively
discharged Kukla and unlawfully refused to bargain with
the Union regarding Feliczak’s layoff, we shall also or-
der that the Respondent offer Kukla and Feliczak imme-
diate and full reinstatement to their former jobs and make
them whole for any loss of earnings they suffered as a
result of the Respondent’s conduct, in the manner pre-
scribed in F. W. Woolworth Co., 90 NLRB 289 (1950),
with interest as computed in New Horizons for the Re-
tarded, 283 NLRB 1173 (1997). Finally, having found
that the Respondent refused to notify and bargain with
the Union regarding the elimination of bargaining unit
jobs and the reassignment of unit employees, we shall
order that the Respondent, on request, meet and bargain
with the Union on these matters.
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge as
modified and set forth in full below and orders that the
Respondent, FiveCAP, Inc., Scottville, Michigan, its
officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Refusing to notify and bargain with the Union con-
cerning the elimination of bargaining unit jobs and the
reassignment of unit employees.
(b) Interfering with employees’ right to engage in ac-
tivity protected by the Act by rescinding previously
granted permission for personal time off.
(c) Interfering with employees’ right to engage in ac-
tivity protected by the Act by requiring the production of
subpoenas and doctors’ statements in order to return to
work where such is not required by personnel policies
and procedures.
(d) Interfering with employees’ right to engage in ac-
tivity protected by the Act by giving unwarranted disci-
plinary warnings.
(e) Harassing employees because they engage in activ-
ity protected by the Act by accusing them of theft to law
enforcement authorities.
(f) Harassing employees because they engage in activ-
ity protected by the Act by placing new and unwarranted
restrictions on their use of facilities.
(g) Reassigning employees in retaliation for their hav-
ing engaged in activity protected by the Act.
(h) Harassing employees because they engage in activ-
ity protected by the Act by placing petty restrictions on
their use of office equipment.
(i) Constructively discharging employees because they
engage in activity protected by the Act.
(j) In any other manner interfering with, restraining, or
coercing employees in the exercise of the rights guaran-
teed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) On request, bargain collectively with the Union as
the exclusive representative of our bargaining unit em-
ployees regarding the elimination of unit positions and
the reassignment of unit employees. The bargaining unit
is:
All full-time and regular part-time teacher aides,
weatherization laborers, bus drivers, clerks, kitchen
aides, drivers for the Tasty Meals program, assistant
cooks, program information specialists, county com-
munity support service workers, field supervisors/pre-
inspectors, post inspectors, crew leaders, head cooks,
Head Start teachers, and assistant community workers
employed by the Respondent at its facilities in Lake,
Manistee, Mason and Newaygo Counties, Michigan;
but excluding executive directors, Mason County Di-
rector for Head Start, Head Start head teachers, fiscal
officers, community support directors, weatherization
directors, Head Start administrative assistants, fiscal
clerks, Head Start parent education coordinators, Head
Start disability service coordinators, guards, and super-
visors as defined in the Act.
(b) Within 14 days from the date of this Order, remove
from its files any reference to the unlawful warning and
discharge of Melissa Kukla, and within 3 days thereafter
notify Kukla in writing that this has been done and that
neither the warning nor the discharge will be used
against her in any way.
(c) Within 14 days from the date of this Order, offer
Florence Feliczak and Melissa Kukla full reinstatement
to their former jobs or, if those jobs no longer exist, to
substantially equivalent positions, without prejudice to
their seniority or any other rights or privileges previously
enjoyed.
(d) Make them whole for any loss of earnings and
other benefits they suffered as a result of the discrimina-
tion against them, in the manner set forth in this decision.
FIVECAP, INC.
947
(e) Preserve and, within 14 days of a request, make
available to the Board or its agents for examination and
copying, all payroll records, social security payment re-
cords, timecards, personnel records and reports, and all
other records, including an electronic copy of the records
if stored in electronic form, necessary to analyze the
amount of backpay due under the terms of this Order.
(f) Within 14 days after service by Region 7, post at its
various facilities copies of the attached notice marked
“Appendix.”11 Copies of the notice, on forms provided
by the Regional Director for Region 7, after being signed
by the Respondent’s authorized representative, shall be
posted by the Respondent immediately upon receipt and
maintained for 60 consecutive days in conspicuous
places including all places where notices to employees
are customarily posted. Reasonable steps shall be taken
by the Respondent to ensure that the notices are not al-
tered, defaced, or covered by any other material. In the
event that, during the pendency of these proceedings, the
Respondent has gone out of business or closed the facil-
ity involved in these proceedings, the Respondent shall
duplicate and mail, at its own expense, a copy of the no-
tice to all current employees and former employees em-
ployed by the Respondent at any time since September
10, 1997.
(g) Within 21 days after service by the Region, file
with the Regional Director in a sworn certification of a
responsible official on a form provided by the Region
attesting to the steps that the Respondent has taken to
comply.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated the National Labor Relations Act and has ordered us to
post and abide by this notice.
WE WILL NOT refuse to notify and bargain with
General Teamsters Union Local No. 406, International
Brotherhood of Teamsters, AFL–CIO, in the collective-
bargaining unit described below concerning the elimina-
tion of unit jobs and the reassignment of unit employees.
WE WILL NOT interfere with employees’ right to en-
gage in activity protected by the Act by rescinding previ-
ously granted permission for personal time off.
11 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
WE WILL NOT interfere with employees’ right to en-
gage in activity protected by the Act by requiring the
production of subpoenas and doctors’ statements in order
to return to work where such is not required by personnel
policies and procedures.
WE WILL NOT interfere with employees’ right to en-
gage in activity protected by the Act by giving unwar-
ranted disciplinary warnings.
WE WILL NOT harass employees because they en-
gage in activity protected by the Act by accusing them of
theft to law enforcement authorities.
WE WILL NOT harass employees because they en-
gage in activity protected by the Act by placing new and
unwarranted restrictions on their use of facilities.
WE WILL NOT reassign employees in retaliation for
their having engaged in activity protected by the Act.
WE WILL NOT harass employees because they en-
gage in activity protected by the Act by placing petty
restrictions on their use of office equipment.
WE WILL NOT constructively discharge employees
because they engage in activity protected by the Act.
WE WILL NOT in any other manner interfere with,
restrain, or coerce you in the exercise of the rights guar-
anteed you by Section 7 of the Act.
WE WILL bargain collectively, on request, with the
Union as the exclusive representative of our employees
in the bargaining unit described below regarding the
elimination of unit positions and the reassignment of unit
employees. The bargaining unit is:
All full-time and regular part-time teacher aides,
weatherization laborers, bus drivers, clerks, kitchen
aides, drivers for the Tasty Meals program, assistant
cooks, program information specialists, county com-
munity support service workers, field supervisors/pre-
inspectors, post inspectors, crew leaders, head cooks,
Head Start teachers, and assistant community workers
employed by the Respondent at its facilities in Lake,
Manistee, Mason and Newaygo Counties, Michigan;
but excluding executive directors, Mason County Di-
rector for Head Start, Head Start head teachers, fiscal
officers, community support directors, weatherization
directors, Head Start administrative assistants, fiscal
clerks, Head Start parent education coordinators, Head
Start disability service coordinators, guards, and super-
visors as defined in the Act.
WE WILL, within 14 days from the date of the
Board’s Order, remove from our files any references to
the unlawful warning and constructive discharge of
Melissa Kukla, and WE WILL, within 3 days thereafter,
notify Kukla in writing that this has been done and that
neither the warning nor the discharge will be used
against her in any way.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
948
WE WILL, within 14 days from the date of the
Board’s Order, offer Melissa Kukla and Florence Felic-
zak immediate and full reinstatement to their former jobs
or, if those jobs no longer exist, to substantially equiva-
lent positions, without prejudice to their seniority or any
other rights or privileges previously enjoyed.
WE WILL make them whole for any loss of earnings
and other benefits resulting from our unlawful conduct,
less any net interim earnings, plus interest.
A. Bradley Howell, Esq., for the General Counsel.
Richard D. McNulty, Esq., of Lansing, Michigan, for the Re-
spondent.
DECISION
STATEMENT OF THE CASE
JAMES L. ROSE, Administrative Law Judge. This matter
was tried before me at Ludington, Michigan, on various days
between May 11 and July 8, 1998, upon the General Counsel’s
consolidated complaint, which alleged violations of the Na-
tional Labor Relations Act (Act).
The Respondent generally denied that it committed any vio-
lations of the Act and affirmatively contends the complaint
should be dismissed because it is not an employer within the
meaning of Section 2(2) of the Act.
On the record as a whole, including my observation of the
witnesses, briefs, and arguments of counsel, I hereby make the
following findings of fact, conclusions of law, and recom-
mended Order.
I. JURISDICTION
The Respondent is a nonprofit corporation with its principal
office at Scottville, Michigan. It is a community action agency
engaged to administer various State and Federal antiproverty
programs in Manistee, Mason, Lake, and Newaygo counties.
The Respondent annually receives gross revenues in excess of
$1 million and receives Federal funds directly from outside the
State of Michigan in excess of $50,000.
The Respondent denies that it is an employer within the
meaning of Section 2(2) of the Act on grounds that it is a gov-
ernmental agency. The Respondent’s board of directors is com-
prised of three groups—one third are community leaders, one
third are county public officials, and one third are representa-
tives of the poor who are elected by the constituency served by
the Respondent.
In an earlier decision involving these parties,1 Administrative
Law Judge Fish found that the election procedure used to select
the representatives of the poor was not democratic. Thus the
Supreme Court’s “responsible to the general electorate” test set
forth in NLRB v. Natural Gas Utility District of Hawkins
County, 402 U.S. 600 (1971), had not been met and the Re-
spondent was therefore an employer under Section 2(2) of the
Act. Judge Fish did suggest, however, that unless the Board
changed its interpretation of the Hawkins test, the Respondent
could avoid jurisdiction by changing its election procedure.
1 JD(NY)–21–96, decided January 31, 1997, on exceptions and
pending a decision of the Board at the time of this decision.
The Respondent did so. However, so did the Board, in En-
richment Services Program, Inc., 325 NLRB 818 (1998).
While those members of the board of directors who represent
the poor are democratically elected from the constituency
served by the Respondent, they are not responsible to the gen-
eral electorate. Nor is the one-third of the Board composed of
community leaders. Therefore I conclude that a majority of the
Respondent’s board of directors is not responsible to the gen-
eral electorate and the Respondent is not any kind of a “politi-
cal subdivision” excluded from Section 2(2) under the test of
Hawkins County. The Respondent is an employer engaged in
interstate commerce within the meaning of Section 2(2), (6),
and (7) of the Act.
II. THE LABOR ORGANIZATION INVOLVED
General Teamsters Union, Local 406, International Brother-
hood of Teamsters, AFL–CIO (the Union) is admitted to be,
and I find is, a labor organization within the meaning of Section
2(5) of the Act.
III. THE ALLEGED UNFAIR LABOR PRACTICES
A. Background Facts
The facts of this dispute preceding those of the events in is-
sue here are set forth in detail in Judge Fish’s decision. In
brief, an organizational campaign began in the Fall of 1994,
cumulating in an election on April 28, 1995, which was won by
the Union 38 to 2 with 23 challenges. Judge Fish found that the
Respondent engaged in extensive violations of the Act, includ-
ing threats, coercive interrogation, impression of surveillance,
maintenance of an overly broad no-solicitation/no-distribution
rule, discharging employees because of their union activity and
because they testified at a Board proceeding, bypassing the
Union, and implementing changes in wages and working condi-
tions. The General Counsel has sought and received injunctive
relief under Section 10(j) of the Act, and has filed petitions
seeking contempt citations for alleged violations of Federal
district court orders. While none of this tends to prove or dis-
prove any of the allegations in this case, this background shows
that the allegations here did not occur in a vacuum, but are the
continuation of a contentious and ongoing dispute.
B. Analysis and Concluding Findings
It should be noted that from the beginning, the Respondent,
through its agents, has demonstrated monumental intransigence
to its employees’ exercise of their statutory rights. Although I
have concluded that the facts of record, and/or the legal author-
ity, do not support all of the allegations in the consolidated
complaint, in general the Respondent continues to commit un-
fair labor practices unabated, including retaliating against those
employees who have exercised their statutory right. The Re-
spondent is a quasi-public agency, which exists primarily to
administer Federal programs with Federal funds. Yet to the
date of the hearing here, it has refused to abide by basic Federal
statutes.
1. The confidentiality policy
It is alleged that on August 14, 1997, the Respondent prom-
ulgated the following written rule: “(H)appenings within Five-
CAP, Inc. must not be discussed outside of FiveCAP, Inc.” and
FIVECAP, INC.
949
that on February 9, 1998, Foley reiterated and repromulgated
this rule.
The sentence in issue is in a broad “Confidentiality Policy”
promulgated by the Respondent in 1996 (well before the 10(b)
here) but repromulgated on September 2, 1997, when Melissa
Kukla was rehired and as a condition was required to sign the
“Acceptance of Employment Agreement” which contained the
following:
Confidentiality Policy
* * *
The absolute necessity for maintaining secrecy regard-
ing FiveCAP, Inc. and its business, as well as the client’s
affairs, is a fundamental policy with FiveCAP, Inc. This
means that happenings within FiveCAP, Inc. must not be
discussed outside of FiveCAP, Inc. All employees, as and
when engaged will sign the “Confidentiality Policy” as
shown hereunder.
In consideration of my employment with FiveCAP,
Inc., I solemnly pledge myself upon honor, as if I were
under oath, to divulge to no one, except such officers or
employees of FiveCAP, Inc. as are entitled thereto, any in-
formation, which can, by a reasonable interpretation, be
deemed confidential, acquired through my connections
with FiveCAP, Inc.
The General Counsel argues that the language in the first
paragraph would preclude employees from discussing wages,
hours, and other terms and conditions of employment with
interested third parties, such as union representatives. There-
fore, the language goes beyond keeping confidential matters
relating to the Respondent’s clients and is unlawful. Radisson
Plaza Minneapolis, 307 NLRB 94 (1992). The General Coun-
sel also notes that this policy is worded differently from that
previously in effect or the one tentatively agreed to in negotia-
tions; however, the significance of these facts is not apparent.
In any event, the policy as promulgated, and repromulgated
with the hire of Kukla, either is or is not valid.
The Respondent contends that when read in context, this
language is clearly meant to prevent employees from discussing
client information with outside third parties and is therefore not
violative of the Act, citing Aroostook County Regional Oph-
thalmology Center v. NLRB, 81 F.3d 209 (D.C. Cir. 1996).
Though broad in scope, it appears that the limiting language
in the second paragraph renders the total clause permissible.
That is, employees agree not to divulge “any information,
which can, by a reasonable interpretation, be deemed confiden-
tial.” I do not believe that employees would reasonably inter-
pret such matters as wages, hours, and other terms and condi-
tions of employment to be confidential. Therefore, I cannot
conclude that on its face this clause is unlawful. And there is
no allegation that it has been construed as a blanket prohibition,
by discipline or otherwise. Thus I conclude that the allegations
in paragraph 10 have not been sustained.
2. Allegations involving Florence Feliczak
a. Reduced workweek on February 3, 1997
Florence Feliczak began working for the Respondent on Sep-
tember 21, 1992, as a full-time (40 hours per week) data entry
clerk. According to her entry on her time sheet of January 12,
1996, on January 8 “PART TIME STATUS BEGINS.” This
change was memorialized in a letter to her from Fiscal Officer
Russell A. Pomeroy dated January 5, 1995, stating that the
reduced hours were caused by budget concerns and that the
“schedule may change depending on the work load and any
special projects that need completing in a specific time frame.”
Although she was a union supporter, and this occurred prior
to trial of the extensive consolidated complaint in Case–7–CA–
37182, it was not alleged as an unfair labor practice.
In any event, she then worked 3 days (24 hours) per week
until October 1996. From the week beginning October 10
through January 31, 1997, she worked 5 days a week, except
for holidays; however, nothing on her timesheets indicates that
she had been changed from a part-time to a full-time employee.
She made an entry on the February 7 timesheet under the date
of February 6 “LAYOFF STARTS—PARTTIME STATUS.”
Since Feliczak had been working 5 days a week from the end
of October, the General Counsel alleges that by reducing her to
3 days a week the Respondent violated Section 8(a)(3) and (4).
I disagree.
Although the Respondent has committed massive and persis-
tent unfair labor practices, this does not prove that all manage-
ment decisions affecting supporters of the Union are unlawful.
Placing Feliczak on part-time status in January 1996 was im-
plicitly acknowledged as lawful. When that occurred, Pomeroy
wrote that the schedule would change if Feliczak had special
projects which needed completing; and this, according to the
testimony of both Feliczak and Pomeroy is exactly what hap-
pened in October. Feliczak told Pomeroy she was behind and
needed more hours. By January it was no longer necessary for
Feliczak to work extra hours.
I base this conclusion on the credited testimony of Pomeroy
and the fact that the General Counsel offered no evidence to the
contrary other than Feliczak’s vague testimony that there was
work for her to do. Though I realize Pomeroy’s testimony was
to some extent discredited by Judge Fish in the earlier case,
here I found him credible. Further, he is no longer an employee
of the Respondent and has no apparent stake in the outcome of
this proceeding.
b. February 13 suspension
One of the files Feliczak had on her computer was the Nutri-
tion Update Report. She had put a password on this file, so that
it could not be accessed by others. On Friday, February 7, a
day she was not scheduled to work, the Respondent wanted
access to that file. Theresa Lombard, the executive secretary
and an alleged supervisor and agent of the Respondent, called
Feliczak asking for the password. Feliczak did not give it to
Lombard, variously claiming that Lombard was not her direct
supervisor and that she could not remember the password.
Later that day, Pomeroy called asking for the password, but
Feliczak was not home. When she retrieved the message from
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
950
Pomeroy from her answering machine she decided not to return
the call because she felt it was “too late.” She did not give the
password until she returned to work the following Monday.
Pomeroy wrote a memo to Feliczak on February 10 concern-
ing this matter, which Feliczak answered that day, generally
admitting the above facts. In one paragraph of her memo, Fe-
liczak stated both that she could not remember the password
when Lombard called, but she would have given it to Pomeroy.
Pomeroy responded on February 13, stating that her explana-
tion was not acceptable, and as she had been previously warned
about “inappropriate behavior during working hours,” she was
being placed on suspension for 6 working days.
On February 12, Kathy Connelly, disability services coordi-
nator, wrote a memo to Melba White concerning Feliczak,
which was relied on by Pomeroy in determining to suspend
Feliczak. In part, Connelly reported that Feliczak “informed
me that I believe on Friday, February 7, 1997, she received
phone calls from Teresa and Russ (Pomeroy) wanting to know
passwords for the computer in order to access information. Her
remark was to the affect [sic] that she ‘got them.’” Citing Yes-
terday’s Children, Inc., 321 NLRB 766 (1996), counsel for the
General Counsel argues that if during a discussion between
employees protected by Section 7 nothing that is said can be
used a basis for discipline. I find nothing in Yesterday’s Chil-
dren supporting such a proposition, nor do I know of any au-
thority to this effect. If, as I find, Feliczak bragged to Connelly
that she had “got them” with regard to not giving the password,
such evidence of her attitude could reasonably be considered by
the Respondent, notwithstanding that the comment was stated
in a protected conversation.
Although Feliczak disclaims that she had previously been
told not to put passwords on files, I believe she was. But more
importantly, when called by a clearly responsible official of the
Respondent for the Nutrition Update Report password, her
refusal to give it was serious insubordination, which I believe,
she felt was clever. A 6-day suspension for such an act does
not seem so unreasonable as to imply a hidden motive. Union
activity does not immunize one for disobeying reasonable or-
ders of superiors. I therefore conclude that the General Counsel
did not establish an unlawful motive when Pomeroy suspended
Feliczak on February 13, 1997.
c. Prohibition and restriction on movement
When Feliczak returned to work on March 3, Pomeroy met
with her, according to his testimony, in order to clarify her
work duties and responsibilities. He memorialized this meeting
in a letter wherein he stated that she was not to loiter and dis-
rupt other staff; was to stay at her work station; and that he had
received complaints from other staff about her bothering them.
He further stated that her “employment status is probationary
and there will be no more warnings;” and finally, that she was
to submit a summary of her accomplishments at the end of each
day.
Although Pomeroy’s testimony that he had received com-
plaints from other employees was vague, nevertheless it is not
unlawful for an employer to expect employees to work during
working hours and to have a policy that they write daily sum-
maries. Pomeroy’s statements concerning these matters do not
amount to unlawful restrictions.
However, I conclude that by placing Feliczak on probation,
Pomeroy punished her because of her union activity and the
union activity in general. The Respondent offered no justifica-
tion for such discipline, nor evidence that other employees of
similar tenure have been placed on probation. Feliczak was
disciplined for the insubordination of not giving the password,
but by March 3 that discipline was complete.
Given that Feliczak was a union supporter, and that placing
her on probation was singular and severe discipline, I conclude
that the General Counsel established prima facie that the moti-
vating cause was the union activity. Therefore the burden was
on the Respondent to show that the same discipline would have
occurred even absent the union activity. Wright Line, 251
NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cir. 1981), cert.
denied 455 U.S. 989 (1982). The Respondent did not meet its
burden. I conclude that by placing Feliczak on probation on
March 3, 1997, the Respondent violated Section 8(a)(3) of the
Act. This is also alleged to have been violative of Section
8(a)(4); however, since Feliczak did not participate in any of
the Board proceedings (though she was subpoenaed) it is diffi-
cult to find a separate 8(a)(4) motive.
d. Elimination of the data entry clerk position
In early April, Pomeroy told Feliczak that the Respondent
was going to install computers in all the county offices, thereby
making a central data processor unnecessary. By letter of April
8, Pomeroy informed that this process had been completed and
as she had finished a project she had been working on, her last
day would be April 9. He stated: “Since the data processing
position is being eliminated, this layoff will be indefinite.
However, you may apply for openings in other position we may
have in the future.”
The Respondent did not notify the Union of its intention to
eliminate Feliczak’s job, though after the fact, counsel for the
Respondent wrote the union’s agent offering to bargain over the
effects.
The General Counsel alleges that elimination of Feliczak’s
job was violative of Section 8(a)(3), (4), and (5). The basis for
the General Counsel’s argument that the Respondent’s action
was discriminatorily motivated is that the new computers in the
county office were not hooked into a system; therefore, data
from the county offices would still have to be entered manually
into the central computer operated by Feliczak. I find this to be
factually inaccurate. I credit Pomeroy that data from the county
offices is downloaded onto diskettes and the data is thus trans-
ferred to the central computer. Such does not require the man-
ual reentry of data.
Though Feliczak apparently did special projects on occasion,
her primary job was to enter data received from the county
offices. With this work eliminated, it seems reasonable that her
job would no longer be necessary. Moving data entry to the
sites where data is gathered does not seem so unreasonable as
to suggest an unlawful motive. It is noted that in the termina-
tion letter, Pomery stated that Feliczak would be conisdered for
future job openings. She learned of such openings but did not
apply. On this record, there is insufficient basis to conclude
FIVECAP, INC.
951
that had she applied she would not have been hired. Thus I
conclude that the General Counsel did not establish that the
change in the Respondent’s operation was violative of Section
8(a)(3) and (4).
3. Allegations involving Melissa Kukla by April Foley
a. Delay in furnishing materials
As noted above, the General Counsel sought and received in
Federal district court injunctive relief under Section 10(j) of the
Act. Included in the court’s order of April 15, 1996, was that
Kukla and other alleged discriminatees be considered for future
teacher positions. On February 3, 1997, the General Counsel
filed a petition for contempt alleging that Kukla and others had
not in fact been considered for open teacher positions for which
they were qualified. This came on for hearing in June, and was
resolved when the Respondent agreed to offer Kukla a teacher
position for the school year 1997–1998. She received such an
offer on September 2.
It is first alleged that beginning August 28, 1997, April
Foley, director, Fountain Child Development Center, “withheld
from its employee Melissa Kukla and delayed delivery of mate-
rials necessary for the performance of work, including the cur-
riculum.”
Kukla was assigned as a classroom teacher at the Fountain
Center under the supervision of Foley. Kukla testified that
from August 28 to September 2 she asked Foley on three occa-
sions for 1997–1998 curriculum, and each time Foley told her
she did not have a copy of it. Foley admitted the essence of this
exchange, but further testified that at the time they were work-
ing on the curriculum and it was not yet completed. Kukla was
in fact given a copy of the curriculum for the previous year.
On these facts I cannot conclude that the Respondent denied
Kukla materials necessary for the performance of her work in
violation of the Act.
The General Counsel also argues that Kukla was not allowed
to use the “previously approved lesson plan” for the first week,
which had been done by the teacher whom she replaced. There
is no evidence to support this assertion, nor was it alleged as an
unfair labor practice. Kukla was told that this plan had not
been approved (as was the Respondent’s policy) and that if she
wanted to use it, it would have to be submitted. Apparently
Kukla did so, and the plan was approved.
I conclude that the Respondent did in fact place a restriction
on her. This is trivial and petty, but nevertheless in keeping
with the general intransigeance of the Respondent. I conclude
that the Respondent harassed Kukla as alleged in paragraph 13
(a).
b. Rescinding permission for time off
Kukla was known to the Respondent to be a member of the
employee negotiating committee. She was informed that there
would be bargaining sessions on September 22 and October 31.
Thus on September 11, Kukla requested personal time off for
those days. At first, Foley told her that October 31 was ap-
proved, since it was a Friday and there were no children at
school on Fridays. However, September 22 would not be ap-
proved unless Kukla could find a substitute. Then by memo
dated September 12, Foley denied the request for time off on
grounds that “there is nothing in the Personnel & Policies Pro-
cedure Handbook regarding Personal Business Time.” (This
statement by Foley is curious inasmuch as Kukla’s request was
on a FiveCAP form entitled “Request for Personal Business
Time.”)
Undisputedly, the Respondent denied Kukla’s request for
time off to be present at negotiation sessions at a time agreed to
by Executive Director Mary Trucks. Such is clear interference
with employees’ right to engage in protected activity, and on
the facts here, in retaliation to Kukla’s protected activity and is,
as alleged, violative of Section 8(a)(1), (3), and (4).
c. Requiring a subpoena and a physician’s note.
In September Kukla learned that another hearing would be
held before the Federal district court in Grand Rapids on Octo-
ber 15 and that the Board would subpoena her as a witness.
She so informed Foley, who told her to bring in the subpoena
when she got it and then file a request for time off. The hearing
date was subsequently changed to October 14. The subpoena
was sent by registered mail, but she could not pick it up on
October 13 because the postoffice was closed for a Federal
holiday.
Kukla went to the hearing on October 14 without having first
taken the subpoena to Foley. The next day she was also off
work having called in sick. She went to her chiropractor. On
October 16 she reported for work but Foley would not allow
her to work until she had brought in the subpoena and doctor’s
note.
Melba White, the director of Child and Development Ser-
vices and the Respondent’s principal witness here, testified that
it was at her direction that Kukla was required to furnish the
subpoena and doctor’s report before being allowed to return to
work. White testified that she was “(j)ust following agency
policies—the documentation.”
It is alleged that on October 16, the Respondent “required a
physician’s note and a copy of a subpoena previously furnished
to Respondent’s counsel as conditions precedent to Melissa
Kukla’s return to work.”
Kukla in fact procured the subpoena and doctor’s statement
and returned them to Foley, a process, which took about 1-1/2
hours. She was allowed to work.
Although requiring one who is to be absent for a court pro-
ceeding to tender a subpoena is not unreasonable, that such was
the established policy of the Respondent is not supported by the
documentary evidence here. Specifically, there is nothing in
the FiveCAP, Inc. Personnel Policies & Procedures which
states such a policy. Concerning a doctor’s statement for being
off work 1 or 2 days, White’s testimony is at odds with the
written policy:
The Executive Director may require a statement from a physi-
cian at the employee’s expense, when:
an employee has been on sick leave for three (3) con-
secutive days.
an employee has demonstrated a pattern of absence due
to illness.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
952
an employee has a reported chronic condition affecting
the employees work and attendance.
I do not credit White and her unsupported conclusionary
statement concerning the Respondent’s policy. I conclude that
it was not established policy for the Respondent to require
Kukla to bring in her subpoena or doctor’s statement before
being allowed to return to work on October 17. I conclude she
would not have been so required had it not been for her partici-
pation in the union activity in general and specifically the Dis-
trict Court proceeding on October 14. Indeed, this proceeding
was specifically concerned with Kukla’s status. I conclude that
the Respondent thereby violated Section 8(a)(1), (3), and (4) of
the Act.
d. Disciplinary warning
By memorandum dated October 16, White issued a discipli-
nary warning to Kukla stating that the Respondent’s policy
required “anyone going to be a subpoenaed witness must pro-
vide documentation prior to failing to attend work. She noted
that Kukla had not done so and “(I )n the future, failure to pro-
vide the required documentation in advance, may result in dis-
ciplinary action.”
As noted above, the evidence suggests, and I conclude, that
this “policy” was an ad hoc creation by White. That Kukla was
going to be absent for the court hearing involving the Respon-
dent was well known and indeed Kukla had so advised Foley in
September. Thus the asserted reason for the “policy” (so that
we may, with sufficient notice, attempt to plan for and fill your
classroom duties) is not germane here. As with earlier state-
ment given to Kukla concerning her performance, I conclude
that this warning was an attempt by the Respondent to build a
record against Kukla and was violative of Section 8(a)(1), (3),
and (4) of the Act.2
e. Rescinding approval for personal time
On November 17 Kukla submitted a request for personal
time off for 1-1/2 hours on January 5, 1998, in order to take her
son to a physician to evaluate a chronic hearing problem. The
time requested was from 1:30 to 3 p.m. Foley approved the
request then later that day told Kukla that White had rescinded
the approval on grounds that for Kukla to leave at 1:30 would
mean that the children would be without their regular teacher
for 15 minutes. Therefore, Kukla would be required to take off
the entire day of January 5 without pay.
On these facts, that White rescinded approval for Kukla’s 1-
1/2 hour request for time off, given 6 weeks in advance, is so
irrational that I infer a hidden motive. Shattuck Denn Mining
Corp. v. NLRB, 362 F.2d 466 (9th Cir. 1966). I conclude that
the reason White rescinded Foley’s approval for the time off
was because of Kukla’s union activity. This act of White’s
2 She was also given a letter dated November 12 from Foley stating
that her attendance was a “concern” inasmuch as she had been absent
14 hours—the court hearing and the chiropractor. This was followed
by a letter dated December 1, stating, “This is a warning that your
attendance is a problem.” Neither letter was alleged to be an unlawful
warning. To conclude these warnings were fully litigated and consti-
tuted violations of the Act would not add to the remedy here.
again amounts to petty harassment in violation of Section
8(a)(1), (3) and (4) of the Act.
f. Alleging theft
On Friday February 6, the Respondent received a donation of
95 carpet samples at the Fountain Center. On Saturday Febru-
ary 7 Kukla, and her assistant, went to the center to arrange
their classroom for Monday. They were able to enter the
school because Kukla, as other teachers, had a key. They took
some of the new carpet samples for the classroom, and placed
the older ones in the basement with other carpet samples.
In the afternoon of Saturday, Foley went by the center and
discovered, she testified that some of the new carpet samples
were missing. Foley reported this to White who instructed
Foley to report it to the sheriff. Foley did so, and gave Kukla’s
name as a suspect since Kukla had been at the center that day.
Foley called Kukla, leaving a message on Kukla’s answering
machine and Kukla returned the call, but they did not talk about
this Saturday. Foley also had the locks changed on Saturday.
On Sunday a deputy sheriff came to Kukla’s home to inves-
tigate. They went to the center, only to discover that the locks
had been changed. In any event, the deputy finally determined
that of the 45 samples reported stolen, he could account for all
but a few.
It is alleged, and I find, that by naming Kukla as a suspect
for the alleged theft of carpet samples, the Respondent harassed
her in violation of Section 8(a)(1), and discriminated against
her in violation of Section 8(a)(3) and (4). First, the Respon-
dent’s evidence that in fact some carpet samples were stolen is
inadequate. The Respondent has not offered any rational basis
why anyone would steal carpet samples, much less Kukla.
They have, at best, limited value and limited use. To have sug-
gested that some were taken by Kukla without any supporting
evidence, was clearly to make life difficult for her and not for
any legitimate purpose. Such is consistent with the Respon-
dent’s past actions and was unlawful.
g. The classroom door
It is alleged that on February 9, the Respondent imposed on
Kukla “a new requirement that she keep open the door to her
classroom when children were not present so she could be more
closely observed by April Foley.”
Foley testified that she told the teachers on Monday, Febru-
ary 9 that they would have to keep the doors open to their class-
rooms when students were not present (Fridays and after the
children had gone on other days). She testified that the reason
for this newly instituted rule, “They would all congregate in
there Robin, Laurie from Pam’s class would be in there and
Pam’s work wasn’t getting done in her room because Laurie’d
be in Melissa’s room having coffee and chit-chatting.” There is
no evidence to support Foley’s assertion that Kukla and others
were gathering in her classroom “chit-chatting” or anything
else. To the contrary, the credible testimony from Laurie
Koviak and Jan Miller is that employees did not congregate in
Kukla’s classroom.
Although I discredit Foley’s asserted basis for instituting the
rule that classroom doors must remain open when children were
not in school, in normal circumstances the Respondent might
FIVECAP, INC.
953
lawfully do so. However, here there is no question but that
Foley intended to convey to Kukla that she was being closely
watched because of her position as a reinstated employee and
active supporter of the Union. In the context of this matter, I
conclude that Foley’s statement violated Section 8(a)(1), (3),
and (4) the Act.
h. Reassigning Kukla
In late February 1998, the Respondent consolidated the three
classrooms at the Fountain Center into two, and reassigned
Kukla to be an assistant in Foley’s room, with Pam Jolly keep-
ing the other room. According to the Respondent, while en-
rollment had been low from the beginning of the school year, in
early February Foley recommended that the three classrooms
be consolidated. Foley testified that she decided to let Jolly
teach by herself, notwithstanding she had less experience than
Kukla, since Jolly had experience teaching large numbers of
children.
On Wednesday, February 18, Foley met with the entire staff
of the Fountain Center and told them of her decision to consoli-
date classrooms and lay off some employees. She said there
would be more details the next day. On February 19, Foley
again met with the staff and announced that a kitchen aide and
teacher’s aide would be laid off. Kukla’s children were going
to Jolly’s room, and some of Jolley’s children were going to
Foley’s room. Kukla would be an assistant to Foley, though
keeping her teacher pay and benefits. Foley also announced
that Kukla and an aide would be splitting kitchen aide duties.
They were advised not to tell the children or their parents of the
forthcoming changes, which were to be effective Monday, Feb-
ruary 22.
A letter dated February 17 from White to the parents noted
that the enrollment at the Fountain Center was 34, whereas the
center was contracted to serve 52 children. Thus, the Respon-
dent would be combining classes. That evening, at a special
meeting of the Policy Council (which is made up of parents
from the various centers served by the Respondent) a motion
was made and passed that two staff members at Fountain Cen-
ter would be laid off and the three classrooms be combined into
two. Two members of the Policy Council were present.
Twenty were absent including all three representing the Foun-
tain Center.
Kukla argued against this shift on grounds that it would ad-
versely affect the children and indeed, according to Kukla’s
credible testimony, it did. Moving small children from one
teacher to another during the school year is bound to have an
adverse affect, which the Respondent does not dispute. Fur-
ther, it is difficult to understand what the Respondent hoped to
gain by consolidating classes when it did. There were only 11
weeks left in the school year, yet enrollment had been less than
that for which the Center was funded since September.
On February 17 there had been no change in circumstances
suggesting consolidation of classrooms; yet the Respondent did
so and sought to give this decision an aura of considered ration-
ality by calling a special meeting of the Policy Council to dis-
cuss and pass a resolution for consolidation. This was clearly
bogus, since only 2 of 22 members were present, and neither
was a parent of a Fountain Center child. Nevertheless White
testified that the decision to consolidate was not her’s “solely
—it’s—we got the recommendation from the policy council.”
In fact, she testified that the special meeting of Februay 17, the
Policy Council made the decision to consolidate the classrooms
and lay off two employees. This is incredible testimony. The
decision had been made prior to the special meeting of the Pol-
icy Council. If in fact White intended to seek and rely on a
recommendation of the Policy Council, or that the Policy
Council in fact made the decision, she would not have sent the
letter before the Policy Council meeting. Further, a decision of
such importance would not have rested on the results of a meet-
ing at which only 2 of 22 members were present.
Ruth McClullen is a volunteer at the Fountain Center and has
a grandchild enrolled there. On learning of the decision to
consolidate, she contacted White to find out why the Respon-
dent had waited until so late in the school year. White told her
only that “it was a matter of good business management and
had to be done.” McClullen further testified that White told
that “money was not an issue at the time it was a matter of good
business management.”
Janice Brower is also a volunteer at the Fountain Center.
She also asked White about the decision to consolidate so late
in the school year. “And I also had asked Melba (White) if this
was a monetary decision, that they had to do this because the
school needed to save money and her exact words were abso-
lutely not.”
Though the Respondent can make a rational argument for
consolidating classes based on enrollment, it is clear from this
testimony that the decision was not based on economics. In-
deed Counsel for the Respondent argued, infra, that the deci-
sion was not based on labor costs. Nor was the decision based
on a considered recommendation of the Policy Council. There-
fore, the decision must have been based on a motive the Re-
spondent seeks to hide. Other centers were also low in enroll-
ment, yet only the Fountain Center was involved. Kukla’s
status was the subject of the district court hearing on October
14, and the Judge’s decision in January. I therefore conclude
that the Respondent’s motive in consolidating classrooms was
in retaliation for the employees’ union activity and Kukla’s part
in the 10(j) matter. By this the Respondent violated Section
8(a)(3) and (4) of the Act.3
i. Withholding and limiting the assistance of teacher aides
As set forth in more detail below, separating Kukla from her
children was the final act resulting in her constructive dis-
charge. Subsequently, the Federal Magistrate concluded that
Kukla’s constructive discharge was violative of the restraining
order under Section 10(j) and the Respondent was ordered to
reinstate Kukla to her position as lead teacher.
The General Counsel argues that upon her return, Kukla was
denied the assistance of an aide, notwithstanding that her class-
room had been dismantled and she could reasonably have used
help. The Respondent contends that there was only one aide
available for the three teachers at the time and that aide was
3 The two layoffs resulting from this action were not alleged viola-
tions of the Act and were not litigated.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
954
assigned to help prepare from some type of federally mandated
inspection.
The General Counsel does not dispute the facts stated by the
Respondent. On these facts, to conclude that somehow Kukla
was discriminatorily denied the help of an aide is simply too
subjective on which to base finding a violation of the Act.
Therefore, I conclude that the General Counsel did not establish
the violation alleged in paragraph 13(i).
j. Excluding Kukla from a staff meeting
The General Counsel’s evidence on this paragraph is Kukla’s
testimony that Foley told her that she and Jolly did not need to
attend the staff meeting on April 3. Kukla told Foley that the
meeting was on “attention deficit” and she wanted to attend.
“April (Foley) told me that Melba (White) said that I could
attend the staff training if I wanted to, but that I did not need to
attend the osprey [sic] meeting.4 That she would go to that and
come back and go over the information with Pam Jolly and
me.”
She testified that going back to the place of the meeting that
afternoon she saw Jolly’s car. Therefore, the General Counsel
alleges that Kukla was discriminatorily denied access to a staff
meeting. I find these facts insufficient to base a violation of the
Act.
Further, Foley testified that she had forgotten some material
and called Jolly to bring it to her. There is no reason to disbe-
lieve this. I do not believe that somehow Jolly was given a
benefit denied to Kukla and I will recommend that paragraph
13(j) be dismissed.
4. Allegation of September 10, 1997
It is alleged that on September 10, 1997, the Respondent re-
quired Kukla to give advance notice before coming to the main
office at Scottville and restricted her movement and access to
equipment and supplies. This allegation concerns the time
when Kukla went to the main office in Scottville to have some
classroom material laminated. Kukla testified that she called in
advance, since it takes 30 minutes for the laminator to warm up.
She arrived at the Scottville office, signed in and went to the
basement and contacted Kathy Connolly-Gibson, who was in
charge of the equipment. She helped Connolly do the project
and in fact finished it while Connolly went elsewhere. Kukla
testified that Connolly told her “that in the future if I needed
things laminated, I needed to send them to the office, and it was
her job, I’m not to come and do that.” It is alleged that the
Respondent thereby placed restrictions on an employee’s
movement in order to retaliate for her union activity.
White testified that this restriction applied to everyone and
that it was because the laminator and copy machine were on the
same circuit and somehow the Respondent was having trouble
with the copier. (An exhibit offered by the Respondent shows
four service calls for the copier in September.) White was gen-
erally not a very credible witness and her testimony on this
subject was vague and general. There is no documentary evi-
dence to support White’s testimony that a policy was made and
announced to all employees and that it was necessary in order
4 From the Respondent’s brief this is OSPRI, an acronym for some
kind of federally mandated inspection of Head Start Centers.
to maintain control over employees and equipment. That the
Respondent had regular service performed on the copier does
not suggest a reason why employees could not come to the
Scottville office to have material laminated. In the normal
course of business, and absent union activity, it appears more
likely than not that employees could do as Kukla did on Sep-
tember 10—call in advance, come to the office and help lami-
nate material.
I therefore conclude that this petty restriction on Kukla was
to retaliate against her for her union activity and because she
had participated in the Board cases against the Respondent and
had been ordered reinstated as alleged in paragraph 14. The
Respondent thereby violated Section 8(a)(3) and (4).
5. Requiring a second physician’s note on October 17, 1997
For the reasons stated in paragraph 3(c) above, I conclude
that White’s requirement that Kukla procure a second physi-
cian’s note as a condition precedent to returning to work on
October 17, was unlawful in violation of Section 8(a)(3) and
(4).
6. Scrutinizing and criticizing the work of Kukla
Bernadine Staffen is an education coordinator, whose job is,
among other things, to critique teachers’ lesson plans, class-
rooms, and teaching methods. It is alleged that her review of
Kukla’s room on November 10, 1997, amounted to disparate
treatment of Kukla.
Kukla testified that all the Fountain Center classrooms were
monitored on November 10, and that this is done twice annu-
ally. Kukla testified that Staffen did the actual monitoring of
her classroom, with White “in there part of the time, and differ-
ent people did April Foley and Pam Jolly’s classroom.” Kukla
testified that as part of the monitoring, her classroom was
videotaped. “All day” she testified, though the Respondent
offered into evidence the tape asserting it is but 11 minutes.
Apparently the General Counsel does not contend that moni-
toring Kukla’s classroom was itself a violation of the Act. The
General Counsel argues that the videotaping was unlawful and
that Staffen’s criticisms were “unfair” and therefore unlawful.
Unquestionably for the Respondent to monitor the class-
rooms of its teachers from time to time is not unlawful. Even
union activists can be supervised. Thus the issue is whether the
use of a TV camera is unlawful and whether criticisms which
Kukla thought were unwarranted somehow vitiates otherwise
lawful supervision. I conclude not, even in the fact situation
here. To accept the General Counsel’s argument would require
me, on the basis of limited facts and expertise in teaching pre-
school children, to evaluate the critique of Kukla’s classroom
and teaching methods. Such, of course, would be a subjective
evaluation. Nor is there evidence that other teachers were not
also criticized in some respects. Finally, the critique was used,
so far as I can tell, to enhance Kukla’s effectiveness. No disci-
pline of any kind was attached. Other than the TV camera, the
monitoring was no different in kind than had been the case
previously. Nor do I find the use of a TV camera to be unlaw-
ful. To the contrary, such can be an effective training tool—
allowing a teacher to see herself in action.
FIVECAP, INC.
955
In short, I conclude the facts do not support finding a viola-
tion based on November 10 visit of Kukla’s classroom by Staf-
fen and I shall recommend that paragraph 16 be dismissed.
7. The constructive discharge of Kukla on February 19, 1998
It is alleged that the acts of the Respondent set for in para-
graphs 3(a) through (h) caused the termination of Kukla. The
unlawful consolidation of classes at the Fountain Center re-
sulted in demoting Kukla (notwithstanding that her pay re-
mained the same) and taking from her children which had been
her responsibility from the beginning of the school year. In
addition to being assigned as an assistant to Foley, Kukla was
also directed to perform duties as a kitchen aid, work she had
not previously been required to do as a lead teacher. I believe
her testimony that this, and the effect on the children, substan-
tially affected her.
Kukla called in sick on Monday, February 22, but came to
work on Tuesday. A number of her children came to her and
asked if they had to go to Jolly’s room and some of them cried.
Kukla then told Foley that she could not work under these con-
ditions and “and I told her I would be back after this was settled
in court.”
She saw her physician on February 24, who wrote the fol-
lowing note: “Off work because of severe anxiety because of
work problems and separation from usual class of children.
Will be off until after court hearing.” On February 29 Kukla
returned to the Fountain Center and gave Foley the note. The
Respondent treated Kukla as having quit her job, whereas
Kukla wrote that she simply intended to stay off work until the
situation could be rectified. And she subsequently did return to
work following a hearing before a Federal magistrate, the Gen-
eral Counsel having moved that the Kukla’s leaving her job
was a result of actions by the Respondent in violation of the
district court’s January order under Section 10(j).
The Board has long held that an employee who leaves the
job may be found to have been constructively discharged in
violation of the Act if, (a) the burdens imposed on the em-
ployee caused, and were intended to cause, a change in working
conditions so unpleasant as to force her to resign and (b) these
burdens were imposed because of the employee’s union or
other protected activity. E.g., Davis Electric Wallingford
Corp., 318 NLRB 375 (1995). I conclude these two elements
have been established.
In addition to the petty harassment of Kukla outlined above,
continuing unabated from the time she was reinstated until she
left the job in February, the Respondent made a substantial and
adverse change in her work situation. Although she continued
to be paid as a lead teacher, she was separated from the children
she had taught the previous 6 months and her status became
essentially one of assistant teacher. I believe, and conclude,
this move by the Respondent was in retaliation for her partici-
pation in the Board and court proceedings as well as her activ-
ity on behalf of the Union. And, I conclude that these actions
by the Respondent were calculated to make life so unpleasant
for Kukla that she would quit her job. Such, I conclude, was a
constructive discharge in violation of Section 8(a)(3) and (4) of
the Act. The fact that she was subsequently reinstated follow-
ing a hearing before the Federal magistrate does not remedy
this unfair labor practice.
8. Refusal to bargain
It is alleged that eliminating the data entry clerk position and
consolidating the classrooms without notice to the Union, or
giving the Union a chance to bargain over these decisions, the
Respondent violated Section 8(a)(5) of the Act. I agree.
Unquestionably the Respondent did not notify the Union,
much less bargain about eliminating the data entry clerk posi-
tion. Such is a clear violation of Section 8(a)(5). Taos Health
Systems, 319 NLRB 1361 fn. 2 (1995): “[w]e emphasize that
once a specific job has been included within the scope of the
unit by either Board action or the consent of the parties, the
employer cannot remove the position without first securing the
consent of the union or the Board.”
The Respondent’s after-the-fact offer to bargain over the ef-
fects of its action does not cure its unlawful elimination of the
position. Therefore, I shall recommend that Feliczak’s position
be restored, that she be offered the job and that she be made
whole for any losses she may have suffered.
The Respondent argues that its decision to consolidate the
classrooms did not turn on labor costs, therefore it did not have
to bargain over the decision, citing First National Maintenance
Corp. v. NLRB, 452 U.S. 666 (1981). I conclude that the rea-
soning of First National Maintenance is not applicable to this
situation. Here the Respondent did not make a fundamental
change in the scope and direction of its enterprise. It simply
consolidated three work units into two, eliminating two jobs.
But there was no change in the type of service or those served.
There was, however, a change in personal duties and a reduc-
tion in the number of worker-hours. These are items about
which the Union, as the representative of the bargaining unit,
could reasonably bargain about. Therefore, I conclude that the
Respondent had a duty to bargain, which it breached. Detroit
News, 319 NLRB 262 (1995).
The Respondent also argues that its decision was found by
the Federal Magistrate to have been violative of the court’s
injunction and it was required to rescind it. Since Kukla was
returned to her classroom, the matter is moot. It may be that
the remedy is affected by the subsequent decision of the Magis-
trate; however, this does not mean that the unfair labor practice
has been cured.
REMEDY
Having concluded that the Respondent has engaged in cer-
tain unfair labor practices, I shall recommend that it cease and
desist therefrom and take certain affirmative action, including
offering reinstatement to Florence Feliczak and making whole
her and Melissa Kukla for any loss of wages and other benefits
they may have suffered as a result of the Respondent’s unfair
labor practices in accordance with the formula set forth in F. W.
Woolworth Co., 90 NLRB 289 (1950), and New Horizons for
the Retarded, 283 NLRB 1173 (1987).
[Recommended Order omitted from publication.]