333 NLRB 859
Westchester Iron Works Corp.
WESTCHESTER IRON WORKS CORP.
859
Westchester Iron Works Corp. and Juan Cabrera.
Case 2–CA–31494
April 5, 2001
DECISION AND ORDER
BY CHAIRMAN TRUESDALE AND MEMBERS
LIEBMAN AND WALSH
On October 13, 1999, Administrative Law Judge Ste-
ven Davis issued the attached decision. The Respondent
and General Counsel filed exceptions1 and supporting
briefs and the General Counsel filed an answering brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs, and has decided to
affirm the judge’s rulings, findings,2 and conclusions and
to adopt the recommended Order.
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge and
orders that the Respondent, Westchester Iron Works
Corp., Bronx, New York, its officers, agents, successors,
and assigns, shall take the action set forth in the Order.
Suzanne Sullivan, Esq., for the General Counsel.
Elliot Mandel, Esq. (Epstein, Becker & Green, P.C.), of New
York, New York, for the Respondent.
DECISION
STATEMENT OF THE CASE
STEVEN DAVIS, Administrative Law Judge. Based on a
charge, a first amended charge, and a second amended charge
filed on May 27, August 11, and August 26, 1998, respectively
by Juan Cabrera, an individual, a complaint was issued against
Westchester Iron Works Corp. (Respondent) on September 25,
1998.
The complaint alleges essentially that Respondent (a) threat-
ened its employees with discharge; (b) directed its employees to
engage in physical violence toward union representatives if the
representatives returned to the jobsite; (c) warned and advised
its employees against talking to union representatives; (d) inter-
rogated its employees regarding their protected concerted activ-
ity of filing a prevailing wage complaint; (e) warned and ad-
vised its employees to withdraw their prevailing wage com-
plaint; (f) threatened its employees that it would report them to
the Immigration and Naturalization Service (INS) unless they
withdrew their prevailing wage complaint; (g) demanded that
its employees solicit withdrawals from other employees of their
prevailing wage complaints; and (h) discharged Cesar Barillas,
Juan Cabrera, and Itamar Silva and failed and refused to rein-
state them.
1 The General Counsel excepted, inter alia, to the judge’s failure to
include in the recommended Order and notice an affirmative reinstate-
ment provision for the 8(a)(3) violations he found. On March 17, 2000,
the judge issued an erratum rectifying this inadvertent error.
2 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
The Respondent’s answer denied the material allegations of
the complaint, including its discharge of the three employees,
but asserted that it refused to reinstate them because there was
no work available for them. On March 1, 2, 10, and April 8,
1999, a hearing was held before me in New York City.
On the evidence presented in this proceeding and my obser-
vation of the demeanor of the witnesses and after consideration
of the brief filed by the General Counsel, I make the following
FINDINGS OF FACT
I. JURISDICTION
The Respondent, a New York corporation having its office
and place of business at 3451 Delavall Avenue, Bronx, New
York, has been engaged in the business of fabricating and erect-
ing iron works and structural steel. Annually, Respondent de-
rives gross revenues in excess of $1 million and purchases sup-
plies valued in excess of $50,000 directly from suppliers lo-
cated outside New York State. I find that Respondent is an
employer engaged in commerce within the meaning of Section
2(2), (6), and (7) of the Act. Respondent admits and I also find
that Local 361, Iron Workers, AFL–CIO (Union) is been a
labor organization within the meaning of Section 2(5) of the
Act.
II. THE ALLEGED UNFAIR LABOR PRACTICES
A. Background
Respondent is engaged in the fabrication of structural steel
and miscellaneous ironworks at its shop in the Bronx and the
erection of such structures at various jobsites. Vincent Sergi, its
president, owns 50 percent of the stock in the corporation. Vice
President Giuseppe (Joe) Palmisano also owns 50 percent of the
stock.
In 1998, Respondent employed Cesar Barillas, Juan Cabrera,
Audi Campbell, Miguel Rodriguez, and Itamar Silva. Barillas,
Cabrera, and Silva welded beams, and Cabrera painted, cut
metal, and installed beams. Barillas also installed beams, tied
bolts, cut metal, and Silva drove a truck, operated a crane, and
performed work in the shop.
In August 1996, Respondent entered into a subcontract with
TAP Electrical Contracting Service, Inc., for the fabrication,
construction and erection of structural steel and miscellaneous
iron work for an automatic fare collection station power up-
grade program at various subway stations (TAP job).
The subcontract, which was in the amount of $1,198,000,
provided that if work cannot be completed as a result of any
labor disturbances or work stoppages, TAP may deduct the cost
of completing the work from the balance remaining under the
subcontract. The contract also provides that Respondent agrees
to comply with all local, state and federal laws, rules and regu-
lations. The contract incorporated by reference the prevailing
333 NLRB No. 102
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
860
wage schedule promulgated by the Comptroller of the City of
New York.
Sergi testified that the work set forth in the contract was to
be completed in 3 years. He was aware that according to the
contract Respondent was required to pay its employees the
prevailing wage, which was equivalent to union wages. How-
ever, the employees were not paid the prevailing wage.1
Sergi further testified that Respondent had a choice of sub-
contracting the TAP job to union firms, or performing the work
with its own employees. He chose to do the work with his em-
ployees in order to provide them with steady employment
which would last for 3 years. However, he told them that he
could not afford to pay union wages or the prevailing wage for
that job because they were inexperienced and their ability did
not warrant “100 percent union pay.” Instead, he agreed to
begin paying their salary from the time they punched in at the
shop until the time they punched out. Sergi thus agreed to pay
them for the time that they would not actually be at the jobsite,
and for travelling time to and from the site. He told them that
their wages, because of the additional time paid, would exceed
the prevailing wage. That was not the case, however.
B. Interference with Employees’ Section 7 Rights
In early April 1998,2 four employees worked on the TAP job
at a subway station in Far Rockaway, Queens—Cesar Barillas,
Juan Cabrera, Audi Campbell, and Itamar Silva. They were
approached by Richard O’Kane, the business agent and vice
president of the Union.
Silva testified that O’Kane told him that the job was a union
job. Cabrera testified that O’Kane asked them what they were
being paid, and inquired if they were members of a union.
Cabrera said that they were not union members and he told him
their rates of pay. O’Kane asked the men to stop work until the
matter could be resolved. The men stopped work at 1 p.m. and
returned to the shop at about 2 p.m., whereas their day usually
ends at about 4 p.m.
1 The prevailing wage was $45 per hour. Respondent’s certified pay-
roll records (GC Exhs. 28 and 29) for the week ending May 13, 1998
indicate that Barillas, Cabrera, and Silva earned $27.80, $16.50 and
$11.78 per hour, respectively. However, other payroll records for the
same period of time (QuickReport GC Exh. 18) indicate that they
earned $16.29, $12.78, and $11.78 based on a 40-hour week. In that
regard, Respondent’s chart (R. Exh. 3B) states that those employees
worked 40 hours that week.
Furthermore, there appears to be a discrepancy in the amounts of
money paid to the employees based upon the payroll records. Thus, the
certified payroll states that for the week ending May 13,1998, Barillas
earned a gross amount of $389.20 and his net wages paid were $287.19.
However, the QuickReport stated that Barillas’ check for that period
was $651.93. Similarly, the certified payroll stated that Cabrera’s gross
amount of pay was $224 and his net was $203.95, whereas the Quick-
Report stated that the amount of his check was $471. Silva’s gross
certified amount was $224, and his net was $204.53, whereas the
QuickReport stated that the amount of his check was $471.
It should also be noted that only Palmisano and Barillas were listed
as ironworkers on the certified payroll, whereas Cabrera and Silva were
listed as security guard/traffic control. There was no evidence that
Cabrera or Silva performed either task.
2 All dates hereafter are in 1998 unless otherwise stated.
O’Kane testified that he asked the men if they were members
of the Union, and if they knew that this was a “union job.” The
men said that they did know that. He asked if they were being
paid the prevailing wage and they said that they were not. He
said that they should be paid the prevailing wage and he would
look into the matter.
Silva testified that upon their return to the shop they were
met by Sergi and Palmisano. Sergi asked them why they
stopped work. They explained what happened. Sergi replied
that they should not stop work even if the President of the
United States told them to stop. Silva further testified that Sergi
told them that the next time union people visit the site they
should “beat the union people in the head.” Barillas testified
that Sergi asked who was at the site and what happened. Baril-
las replied that they left the job because the union representa-
tive was there. Sergi asked why he did not him in the head with
a hammer. Barillas further stated that Sergi said that he did not
want a union on the job, he paid them to work and not to talk,
and that if they did not like it that way the “door is open.”
Cabrera testified to the same effect. He stated that Sergi told
them that they are not professional employees, and that he did
not want a union in his company, and would not pay them un-
ion wages or the prevailing wage. He warned them that if they
did not want to work “the way I want” the door is open. No one
is going to get the union.”
A few days later, while they were working at the jobsite,
O’Kane visited again. He asked why they were at the site when
they were “not supposed to be there.” O’Kane told them that
Respondent was stealing money from them. The men decided
to stop work and return to the shop in order to resolve the situa-
tion because they found their repeated confrontations with
O’Kane to be uncomfortable. O’Kane testified that the men
asked what they had to do to obtain the prevailing wage.
O’Kane said he would help them, and gave them prevailing
wage complaint forms.
Silva testified that upon their return to the shop, they met
with Sergi and Palmisano. Sergi told them that they are not
getting the prevailing wage because they are not qualified em-
ployees and they have no certification. He added that if he had
to pay the prevailing wage he would be better off if he hired
qualified employees. Sergi told the men that if they were not
happy with their wages they should leave.
The next time the employees returned to the jobsite they
were accompanied by Vice President Palmisano. Two people
from the Union picketed with signs saying that employees
working on the jobsite were not being paid the prevailing wage.
Palmisano testified that O’Kane told him that this was a Local
361 job and that they had to leave.
Cabrera testified that he told Palmisano at the site that he
wanted to join the Union so that he could receive the prevailing
wage. Palmisano replied that if he (Cabrera) wanted to be like
them, he should “just go, you can leave right now. I don’t want
no union guys in my company.” O’Kane asked Palmisano if the
employees are members of a union. Palmisano replied that they
were not, but they were receiving union wages. O’Kane an-
swered that the company was not paying the prevailing wage
and was “stealing money” from the workers.
WESTCHESTER IRON WORKS CORP.
861
Cabrera testified that in mid-April, Sergi asked him why he
was angry. Cabrera replied that every day Sergi fought with
Silva, screamed at the workers and called them clowns, and that
he (Cabrera) was tired of that. Sergi answered that this was a
“struggle because [of] the union activity.” Cabrera told Sergi
that he must resolve the matter because the employees are “in
the middle of it.” Sergi replied that if the union representative
visits the site again, he (Cabrera) should hit him in the head
with a sledgehammer.
Silva testified that in late April, Sergi told him, Barillas and
Cabrera that O’Kane was lying to them and he sought to re-
place them with union workers. Sergi warned them not to speak
to union representatives. He advised them that they were not
receiving the prevailing wage because they were not “quali-
fied” employees. Sergi told them that if he had to pay the cor-
rect wage he would be better off hiring 25 employees. He also
told them they should leave the job. Silva further testified that
Palmisano asked them at that time to sign a statement dismiss-
ing a “charge” against Respondent.
In mid-May, Barillas, Cabrera, and Silva filed complaints
with the New York City Office of Comptroller alleging that
they had not been paid the prevailing wage for their work on
the TAP job. Apparently Silva completed his complaint first,
which listed the jobs he had worked on. He testified that Baril-
las and Cabrera looked at his papers. They decided to file the
complaints because they believed that they had been taken ad-
vantage of by Respondent and wanted such abuse to stop.
Those three employees, together with Michael Giordano, who
at that time was no longer employed by Respondent, met at a
post office and mailed their complaint forms in one envelope.
On May 26, Cabrera was discharged, as will be more fully
described below.
Silva testified that in mid-June, Palmisano asked him to sign
a paper withdrawing the prevailing wage complaint, and also to
speak to his coworkers and ask them to sign such a paper.
Palmisano told him that if the complaint was not withdrawn it
might hurt the business. Silva asked whether the company did
anything wrong. Palmisano said that it did not. Silva replied
then there is nothing to worry about, and refused to do as re-
quested. Palmisano denied asking any employee to withdraw
his complaint.
A letter dated June 24 was sent by the Comptroller’s Office
to Respondent. It advised the company that it was investigating
an allegation that Respondent, as a subcontractor to TAP Elec-
tric performed work at various locations for the NYC Transit
Authority and violated the prevailing wage law. The letter ad-
vised that Respondent may be held responsible for such viola-
tions and may be required to make payment to the “complain-
ing workers and may be subject to fines and penalties.”
Barillas testified that on June 29, Sergi asked him if he sent
papers to the Office of the Comptroller. Barillas admitted that
he did. Sergi asked him to sign a paper which he had on his
desk. Barillas refused. Sergi replied that if he did not sign the
papers he could “put immigration on you.” Barillas told Sergi
to do whatever he wanted “just don’t bother me.” Sergi asked
him to “go take a rest, and when you are ready you can call me
and then we can talk.” Barillas stated that he called 1 week later
but was not able to contact any official of the company. Barillas
was not thereafter recalled to work.
Silva testified that on July 8 he was again asked by Sergi to
have his coworkers sign a paper withdrawing their prevailing
wage complaint. Silva again refused. The following day he was
discharged. His discharge will be more fully discussed, infra.
Sergi testified that he was not concerned or afraid that his
employees would become unionized, and denied threatening
them with discharge if they joined the Union. He stated that
Local 361 had no jurisdiction over his employees because its
jurisdiction extends only to steel erection and not shopwork. In
addition, since this was a public utility job, he was only re-
quired to pay the prevailing wage which was equivalent to the
union wage, so therefore, according to Sergi, the Union could
not “claim the job.”
Sergi stated that when the employees returned to the shop
early he told them that Local 361 had no right to stop them
from working. He conceded that there probably was some dis-
cussion with the workers regarding the prevailing wage issue at
that time. He stated that he told them they knew that this was a
prevailing wage job, and now “all of a sudden you want pre-
vailing wage? I can’t pay you the prevailing wage.” He told
them that they did not have sufficient experience to warrant
such a wage rate and that they did not work 8 hours at the job-
site.3 He told them that he was paying more than the prevailing
wage rate. He concluded by telling them to make up their
minds—either they could keep working on this job or he would
subcontract the work. They agreed to remain on the job.
Sergi conceded that he rebuked the workers for revealing
their wage information to “strangers from the street”—
apparently a reference to O’Kane. He told them not to speak
with anyone unrelated to the job since that would be a waste of
their working time.
With respect to Cabrera’s allegation that Sergi told him to hit
O’Kane, Sergi testified that he believed that his employees
were physically afraid of the union people, and he told Cabrera
not to be afraid, but that if he is attacked he should defend him-
self and not let them “kill” him.
Palmisano, who was present on both occasions when the
men returned early to the shop, testified that Sergi only told the
men that they could not leave the job if someone, even the
President, tells them to do so. He denied that there was any
discussion about the prevailing wage, unions or threats to em-
ployees.
Palmisano denied speaking to any employees about a union,
although his pretrial affidavit contained the statement that his
employees told him that union representatives came to the job-
site. He denied threatening employees with discharge if they
joined the Union.
C. The Alleged Discharges
1. Cabrera
Cabrera was hired by Respondent on June 17, 1997. He per-
formed work including installing beams, welding, and painting
and cutting metal inside and outside the shop. He also main-
3 It was Sergi’s belief that union workers were required to work 8
hours at the site.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
862
tained the company’s vehicles by fixing their brakes and chang-
ing the oil.
Cabrera testified that on May 26, he and employee Audi
Campbell were told by Sergi that there was no more work for
them because he had a problem with the Union and he could
not send any employees “over there,” apparently a reference to
the TAP job. Cabrera asked why, and Sergi said that there was
nothing he could do for them, adding that there was no more
work for them so he had to discharge them.
Cabrera replied that there was much work remaining on the
TAP job, including the completion of two stations. Sergi an-
swered that he did not want them here “for now.” Cabrera was
not recalled to work.
Sergi testified that when he released Cabrera and Campbell
in May, he was not aware that Cabrera had filed a prevailing
wage complaint. The letter dated June 24 from the Comptrol-
ler’s office, described above, was not received by Sergi until
after Cabrera was terminated.
2. Barillas
Barillas was hired in 1981. He performed welding and cut-
ting work, installed beams and columns, and tied bolts.
Barillas stated that he had been deported by the INS, and that
Palmisano and Sergi sponsored him so that he could become a
United States citizen. He received his “green card” in 1985 or
1987.
In mid-March 1998, Barillas was laid off from the TAP job
for 1 week for lack of work. At the same time, Giordano was
laid off for a few days because of lack of work.
As set forth above, on June 29, Barillas admitted to Sergi
that he sent papers to the Office of the Comptroller. Sergi asked
him to sign a paper which Barillas refused to do. Sergi then
threatened him with the INS if he did not sign, and then told
him to take a rest and call when he was ready to talk. Barillas
was not employed by Respondent after that day.
Sergi testified that when he laid off Barillas he was aware
that the Comptroller’s office was investigating a complaint that
had been filed with it. Although he did not know the nature of
the complaint or who had filed it, he knew that the complaint
involved the TAP contract. He also must have known that
employees filed the complaint since the letter stated that Re-
spondent may be required to make payment to the “complain-
ing workers.” He further stated that he may have asked Barillas
if he knew anything about the complaint. Sergi denied asking
Barillas to withdraw his complaint because he did not know
that he filed a complaint. However, I find that the paper that
Sergi asked to sign was a document withdrawing the prevailing
wage complaint, as will be discussed, infra. Moreover, in view
of my finding that Sergi demanded that Barillas withdraw his
complaint, it follows that Sergi believed that he filed it. In addi-
tion, inasmuch as Sergi was admittedly resentful that Barillas
refused to honor their agreement that he would not be paid the
prevailing wage for the TAP job, it is likely that Sergi would
have demanded that Barillas withdraw his complaint, thereby
acknowledging their agreement.
Sergi stated that during the conversation in which he laid off
Barillas, he told Barillas that with respect to the prevailing
wage complaint, Barillas knew that they had an understanding,
set forth above, that he would not pay employees prevailing
wage for this job, but that they would be paid from the time
they punched in at the shop. He added that in view of that un-
derstanding he agreed to do the work with Respondent’s em-
ployees and not subcontract it. According to Sergi, Barillas
replied that he was aware of their agreement but it was not in
writing. With that, Sergi became angry and resentful at his
answer, reminding Barillas of all he did for him, such as paying
his bail money when he was arrested and deported, and spon-
soring him for a work permit and for legal residence by certify-
ing that he had a needed skill.
Sergi testified that he could not recall if he told Barillas at
that time that he should call the INS now, or he should have
made a call at the time of Barillas’ problems with his citizen-
ship.
Sergi denied threatening to discharge Barillas unless he con-
vinced other employees to withdraw their prevailing wage
complaints, adding that he had already decided to lay him off
because there was no other work. Sergi conceded, however,
that he told Barillas to stay home for a “little while” until work
became available, because there was no work.
Respondent argues that Barillas is a statutory supervisor. The
evidence as to that issue is as follows:
Palmisano works for the most part in the shop, coordinating
the fabrication of steel, ordering materials, and laying out the
work for the employees working there.
Palmisano and Sergi have authority to hire and fire employ-
ees, although Sergi is generally the person who takes such ac-
tion. They both recall employees from layoff. Palmisano stated
that Barillas never had any of those functions. He further stated
that he or former employee Giordano gave employees their
assignments. Palmisano stated that Barillas did not tell employ-
ees what they were supposed to do. However, Barillas was
more experienced than other employees due to his long work
history with Respondent.
Sergi testified that Palmisano was very rarely absent from
work, but when he was, Sergi supervised the workers or he
designated someone by seniority or other means to be the su-
pervisor or foreman. Such a supervisor could hire or fire em-
ployees but that authority was never exercised by the supervi-
sor.
Palmisano worked in the field 15 to 20 percent of his time.
Sergi stated that when Palmisano was not present at the outside
jobsite he (Sergi) gave Giordano and Barillas the authority to
hire and discharge. Sergi stated that when Barillas was working
on a job he told Sergi that an employee member of Local 580
Ironworkers who was employed by Respondent for that job,
refused to work. Sergi told him that he had the authority to fire
the man and should do so. Sergi did not know whether Barillas
actually discharged him.
In any event, during the material times herein, Sergi con-
ceded that from March 1998 to the time of Barillas’ discharge,
Barillas did not hire or fire anyone.
Cabrera and Silva wrote on their prevailing wage complaints
that Giordano and Barillas were their “supervisor and/or fore-
man.” Cabrera testified that Palmisano and Barillas told him
what to weld. Barillas, who was a more experienced welder
than Cabrera, also did welding work when they were on the
WESTCHESTER IRON WORKS CORP.
863
same job. Cabrera further stated that Palmisano gave the blue-
prints to Barillas who explained to the workers the work that
had to be performed. He described Barillas’ main function as
ensuring that the men did not get hurt. Cabrera did not regard
Barillas as the foreman or leadman. Barillas was a more experi-
enced welder who did such work more than 50 percent of the
time. The rest of his time was spent tying bolts, hanging beams
and measuring. Cabrera also stated that Barillas never disci-
plined any employees and that when he wanted a day off from
work for vacation or a sick day he would ask Palmisano.
Barillas stated that he was “sort of a foreman” in the absence
of Palmisano from the josbite. He denied hiring or firing any-
one or recommending such action.
3. Respondent’s economic defenses to the discharges of
Cabrera and Barillas
As set forth above, I find that Respondent discharged
Cabrera in late May and Barillas in late June. Respondent ar-
gues that it laid off and did not recall Cabrera and Barillas for
lack of work.
Cabrera testified that he worked every day from April until
his termination in late May. He stated that when he was re-
leased, 25 percent or 1-1/2 months of the TAP job remained to
be performed. Silva stated that prior to his discharge in early
July, work including the fabrication of stairs at the Far Rock-
away station remained to be done.
Sergi testified that in May, the TAP job was nearing its con-
clusion and very little work remained. The stations they worked
on at that time were the last work to be performed on that job.
Respondent had no other work where it had shop drawings
approved which was ready to fabricate, or if shop drawings
were approved, the work was not ready to be performed.
Palmisano testified that as of the date of the hearing, 5 percent
of the TAP job remained, which included work to be performed
following approval of drawings by the Transit Authority.
Sergi testified that in the past, Respondent has had occa-
sional periods when it had little work. He stated that during
periods of a short slow down, he “always tried to keep the men
busy” by working in the shop doing such chores as painting,
cleaning and fixing broken materials. He stated that he tried to
keep the employees “doing nothing” so that in the event a new
job became available, they would have work to perform. This
was corroborated by Cabrera who stated that he, Campbell,
Barillas, and Gonzalez performed work at Sergi’s home. How-
ever, Cabrera further stated that when he did such work, there
was also work in the shop and much work remaining on the
TAP job. Sergi stated that in this regard he was reluctant to
send the men home so he “made work” and employed them in
his house at which they worked 1 to 2 weeks.
Despite this effort, Respondent has in the past laid off em-
ployees when there was a lack of work. Thus, Barillas had been
laid off, Silva had been laid off three times, and on one such
occasion Palmisano said that he would recall him in 2 or 3
months if work became available.
In late May, Palmisano went on vacation. Prior to his leav-
ing, he and Sergi agreed that since no work was being received
by Respondent it had to lay off two employees. Seniority and
skill level were taken into consideration. Accordingly, Cabrera
and Audi Campbell were laid off in May. Sergi stated that he
told them that no work was ready, and he asked them to stay
home “a little bit” and collect unemployment insurance for a
“little while.” He told them that when work was available, and
if he could use them according to their skill and ability he
would recall them.
Sergi stated that Campbell was recalled 2 to 3 weeks after his
layoff but he did not return to work. Campbell was recalled
before Cabrera because Sergi believed that he possessed
slightly more skill, and was more adept at doing small jobs than
Cabrera. At that time there was no work involving the fabrica-
tion of major structural pieces. Sergi did not recall Cabrera
because he was not skilled at the type of work that was then
available.
Sergi stated that since Campbell did not return to work and
Cabrera was not recalled, Palmisano first did the work himself,
and then hired three employees: Isaias Patrocino, Satnarine
Premnoff, and Jeffrey Perez.
Patrocino, who earned $15 per hour was hired after Silva’s
discharge in July.4 His exact date of hire was not provided.
Patrocino worked periodically for Respondent for 20 years. It
called him to work when he was needed. He worked only 1 or 2
weeks when hired in about July and performed welding work.
He quit without notice. Sergi characterized him as an “excellent
and highly specialized welder who could perform very fine
work.” Sergi did not believe that Cabrera could perform the
type of work that Patrocino did. However, Sergi believed that
Barillas could do such work, and termed Barillas an “excellent
welder who could weld structural steel of high quality.” How-
ever, Sergi stated that Barillas was not recalled because his
main skill was the installation of structural and miscellaneous
ironwork—outside work.
Premnoff was hired on August 28 and earned $11.70 per
hour based on a 40-hour week. He worked only 2 to 4 weeks
and then resigned. Sergi testified that Premnoff apparently mis-
represented his ability to read drawings and do layouts as he
could not do such work. However, Palmisano testified that he
was skilled in making railings and was a good welder, and did
better work than Cabrera and other employees.
Perez was hired on October 9, earned $10.64 per hour, and
was still employed at the time of the hearing. He lays out and
fabricates railings, and is able to read drawings. He also welds,
does small layout work and some railing work. Sergi stated that
his skill “needs cultivating and one day he could be a good
worker.” Sergi stated that Cabrera could not lay out work from
shop drawings in structural steel, but he could do limited weld-
ing. He further stated that his work was “not that excellent.”
Sergi made suggestions and he improved slightly. He had no
assembly skills. Sergi further stated that Cabrera is a good
worker considering his limited skill, and that he needs more
experience and maturity. Sergi stated that Barillas could do
perhaps 50 percent of the work that Perez performed, and that
Perez is more skilled in the work currently available than Baril-
las or Cabrera. Palmisano testified that Perez was a welder who
had some ability to make railings. According to Palmisano,
4 All references to hourly wages hereafter are based upon a 40-hour
week.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
864
Perez did better work than Cabrera and was more skilled then
Barillas. He was hired to fabricate items in the shop.
Sergi stated that upon the layoff of Cabrera in May, any
work remaining to be done on the TAP job was performed by
Palmisano and Barillas. Upon the layoff of Barillas in June, no
further work was performed on the TAP job, inasmuch as all
the stations had been completed.
Sergi testified that in the spring 1998, Respondent had a
backlog of work amounting to $200,000 to $300,000 which
constituted only 10 percent of its typical backlog. The reason
for this falloff of business was that the TAP job was a “disas-
ter,” the employees were not efficient, he had to dedicate much
time to coordinating the job and as a result he could not bid for
new work. It should be noted, however, that there was no evi-
dence that any of the work performed by the employees was
unsatisfactory or that there was any delay caused by inferior
work.
Respondent produced a chart which purported to show which
employees were laid off, who was hired and who worked on a
daily basis. There were also entries for nonproductive time and
other entries made for the purpose of cost accounting records.
4. Silva
Silva was hired in September 1989.5 He worked as a welder,
drove a truck, operated a crane and did fabrication work in the
shop.
Silva testified that on July 8, Sergi requested that he ask his
coworkers to sign a form withdrawing their prevailing wage
complaints. Silva refused. At that time, Sergi also told him that
he was told by an employee of Mighty Good Gas, the gas sta-
tion that Respondent uses to fill its vehicles, that he had filled
his own car with gasoline and charged it to Respondent’s ac-
count. Silva denied doing that.
The following day, Silva was discharged. He was told by
secretary Susan Ziello that he was fired for “misbehavior.”
Respondent asserts that Silva was discharged for filling the
tank of his personal car with gasoline at the gas station and
charging it to Respondent’s account.
Navdeep Kumar, a gasoline attendant at Mighty Good Gas,
testified that beginning in early May, Silva brought his personal
vehicle, a Ford Taurus, to the station and had it filled with gas,
each time stopping the pump at $15. Silva told Kumar to charge
that sum to Respondent’s account. In filling out the gas receipt,
Kumar’s usual practice was to write on the receipt the license
plate number of the vehicle being filled. However, when Silva’s
Ford was filled, Silva told Kumar to write the license plate
number of Respondent’s van. Kumar did so, and Silva signed
the receipt. The bills were presented to Respondent which paid
the amount set forth on the receipt.
In early July, when Silva made the same request, Kumar
asked him why he could not record on the receipt the license
plate number of the Ford. Silva became defensive and threat-
ened that if Kumar did not continue this practice, Respondent
would take its business elsewhere.
5 The parties stipulated to his hire date.
Kumar immediately reported the past practice and this con-
versation to his uncle, the owner of the gas station, who told
Kumar to inform Sergi of the matter.
The next time Sergi came for gas, Kumar asked him whether
Silva was a relative or simply an employee. Sergi asked why,
and Kumar told him of Silva’s demands to have gas for his
personal car charged to Respondent and his threat to cease do-
ing business with the gas station if Kumar did not continue to
charge Silva’s personal gasoline to the company. Sergi asked
Kumar how long this has been done and Kumar told him 2
months. Sergi asked if anyone else had engaged in this practice
and Kumar said that someone else did the same thing in early
1998. Kumar told him that each time Silva got gas for his per-
sonal vehicle, the sum was $15 and the license plate number
recorded was that of Respondent’s van, GZ8225.
Sergi testified that upon receiving this information, he
checked the gasoline receipts and observed that Silva had
signed several tickets for $15 which bore the van’s license plate
number. About 3 to 5 days later, on about July 9, he told Silva
what he learned and asked why he did it. Silva said that every-
one did the same thing. Sergi asked whom and Silva said that
Giordano, who left Respondent’s employ 2 or 3 months before,
had also engaged in that practice. Sergi asked how Silva could
have done this when Sergi sold him a car and forgave part of
the sales price. Sergi said that Silva’s reply was that he agreed
to quit his job, but then immediately said that he preferred to be
discharged. Sergi said he would let Silva know his decision
later that day. Sergi decided that he could not trust Silva since
he stole from Respondent and decided to discharge him. He
directed secretary Ziello to tell Silva that he was fired. She did
so. Ziello and Palmisano, who were present at the meeting with
Silva, corroborated Sergi’s testimony concerning that meeting.
At hearing, Silva denied the gas theft accusations against
him. He stated that he occasionally had the tank of his Ford
filled but always paid for it and did not ask that it be charged to
Respondent’s account.
A review of a summary of the gasoline receipts establishes
that on April 13, 28, May 14, 22, 29, and June 4, 9, 17 and 25,
Silva signed a receipt for $15 worth of gasoline which was
charged to Respondent’s van. It should be noted that June 25
was Silva’s last purchase of gasoline. Shortly thereafter Kumar
brought the matter to Sergi’s attention and Silva was dis-
charged.
There was evidence of other theft in the shop. Palmisano tes-
tified that Silva was a trusted employee who had the keys to the
shop and its alarm combination. In 1997, a $400 band saw was
missing. Palmisano asked Silva if he knew anything about it.
Silva said that he did not. A few days later, Silva told Palmis-
ano that Giordano stole the saw but that he did not want to be-
come involved, and did not want to “fight” anyone and did not
want to have a bad relationship with his coworkers.
Palmisano told Silva to return the saw. He refused because
the other workers would think that he was the thief. Palmisano
and Sergi decided not to confront or discipline Giordano or ask
that he return the saw. They did not take any action against him
because Silva did not want problems with the other employees,
and Respondent’s officials did not want any strife between
them, and Palmisano did not know who to believe—Silva or
WESTCHESTER IRON WORKS CORP.
865
Giordano. Another factor which entered into the decision not to
discharge Giordano was that he was a long-tenured employee
of 18 years. The shop keys were taken from Barillas and
Giordano in order to prevent future thefts.
Sergi testified that he considered Respondent as family, and
its employees as part of the family. He repeatedly testified that
he helped his employees whenever he could. Thus, when Silva
needed a letter to return from Brazil following a lengthy visit to
his sick mother, Sergi provided the letter, even to the extent of
lying about his qualifications, and rehired him. Sergi also sold
him a car but forgave half the payment after Silva said the car
needed repairs. Similarly, as set forth above, Sergi paid bail
money for Barillas when he was deported, and sponsored him
for legal residence status.
III. ANALYSIS AND DISCUSSION
A. Interference with Employees’ Section 7 Rights
The complaint alleges essentially that Respondent unlaw-
fully (a) threatened its employees with discharge; (b) directed
its employees to engage in physical violence towards union
representatives if the representatives returned to the jobsite; (c)
warned and advised its employees against talking to union rep-
resentatives; (d) interrogated its employees regarding their pro-
tected concerted activity of filing prevailing wage complaints;
(e) warned and advised its employees to withdraw their prevail-
ing wage complaints, and demanded that they solicit withdraw-
als from other employees of their prevailing wage complaints;
and (f) threatened its employees that it would report them to the
INS unless they withdrew their prevailing wage complaints.
I credit the testimony of the employee witnesses concerning
the above incidents. Sergi and Palmisano were admittedly an-
gry and upset that Union Representative O’Kane visited the
jobsite and spoke to their employees. Although they correctly
told the employees that they should not stop the job unless di-
rected by Respondent’s representatives or officials of TAP or
the Transit Authority, nevertheless their accompanying threats,
warnings, and directions to employees violated the Act. The
employee witnesses’ insistence that they completed the prevail-
ing wage complaints independently is not believable in view of
the identical listing of jobs and other details in each complaint
form. However, although their credibility in that regard was
somewhat lacking, it was not fatal to their credibility as a
whole, particularly as to conversations with Respondent’s offi-
cials. Such conversations, in which they were threatened with
discharge and told to attack union representatives, must have
left an indelible impression upon them, and I credit their consis-
tent, forthright, and mutually corroborative testimony when
their recitation of the facts differed from that of Sergi and
Palmisano.
I find that the employees were unlawfully threatened with
discharge. I find that Sergi told the employees that he did not
want a union on the job, and would not pay them union wages
or the prevailing wage and that if they did not want to work
under those terms, “the door is open,” and they should leave.
The employees’ mutually corroborative testimony that Sergi
threatened them with discharge because of their concern about
not being paid the prevailing wage or their interest in a union
convinces me that these threats were made. I cannot credit
Sergi’s testimony that he was not concerned or afraid that the
employees would become unionized because Local 361 had no
jurisdiction over the type of work done by Respondent. Sergi’s
admitted reason for saying this was that since he was required
to pay the prevailing wage which was equivalent to the union
wage, he was not concerned by the Union. Sergi’s testimony is
undermined by the fact that Respondent was not paying the
prevailing wage to its employees. Although Local 361 may
have had no interest in representing the employees, and even
assuming that it had no jurisdiction over Respondent’s shop,
Sergi was concerned that Union Representative O’Kane was
speaking to his employees, and that they were giving him in-
formation concerning their wage rate. He admittedly chastised
the employees for revealing their wage rates to “strangers.”
Thus, Sergi was concededly concerned with the employees’
involvement with the Union. It should also be noted that Sergi
admitted threatening employees with subcontracting their work
if they were not satisfied with their wages. Thus, he conceded
telling the workers that they should make up their minds—
either they could keep working on the TAP job at their current
wages, or he would subcontract the work. Accordingly, if he
had to pay the prevailing wage he would eliminate their jobs.
That in itself is an unlawful threat to subcontract work because
of their voicing displeasure at not being paid the prevailing
wage.
The presentation of a wage grievance or a demand for higher
wages constitutes protected, concerted activity. Liberty Ashes &
Rubbish Co., 323 NLRB 9, 12 (1997). Specifically, a threat to
file a prevailing wage claim constitutes protected, concerted
activity. Williams Contracting, 309 NLRB 433, 438 (1992). In
addition, the employees were engaged in union activity by
speaking to Union Representative O’Kane. The evidence estab-
lishes that Respondent threatened its employees with discharge
when they presented a claim to be paid the prevailing wage,
and that Respondent knew that that claim was promoted by the
Union.
I also find that, as alleged in the complaint, Respondent di-
rected its employees to engage in physical violence toward
union representatives. I credit the testimony of the employees
that Sergi told them to hit the union representative in the head
with a hammer if he visited the jobsite again. The employees’
consistent testimony that Sergi gave this instruction at a time
when they returned to the shop early after having been ap-
proached by O’Kane is believable. Sergi was admittedly upset
that the men left the jobsite early and blamed O’Kane for caus-
ing them to stop work. I cannot credit Sergi’s testimony that he
believed that his employees were physically afraid of the union
representatives, and he merely told Cabrera to defend himself if
he was attacked. No employee testified that he was afraid of
O’Kane or any other union representative. They left work early
not because they were afraid of being attacked but because they
wished the matter to be resolved between Respondent and the
Union and did not want to be in the “middle” of the contro-
versy. It is unlikely that the union representative would have
threatened the employees especially since they testified that
they sought his advice as to how to obtain the prevailing wage,
and he assisted them by giving them the complaint forms.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
866
Advising an employee to assault a union representative has
an intimidating effect and interferes with the rights of employ-
ees under Section 7 of the Act to form, join, or assist labor or-
ganizations free from interference by Respondent. Beverly
California Corp., 326 NLRB 153 (1998), where the employer
told an employee to tell a union representative that he would be
killed; Rainbow Garment Contracting, 314 NLRB 929, 937
(1994), where employees were told of threats made to union
agents.
I further find that Sergi warned his employees not to speak to
union representatives. He conceded that he told them not to
speak to anyone unrelated to the job since that would be a
waste of their working time. I credit Silva’s testimony that
Sergi told the men simply not to speak to union representatives.
This directive is an unlawfully broad prohibition against em-
ployees’ union activity during their nonworktime. Even assum-
ing that the rule encompassed worktime, there was no evidence
of such a directive against talking about other subjects while
working. Industrial Wire Products, 317 NLRB 190 (1995). I
accordingly find Sergi’s direction to employees not to talk to
union representatives was unlawful.
I further find that on June 29, Sergi questioned Barillas con-
cerning whether he sent a complaint to the Office of the Comp-
troller, and asked him to sign a paper. Barillas refused. I credit
Barillas’ testimony that Sergi then warned him that if he did not
sign, he (Sergi) could “put immigration on” him. I find that
Sergi’s request that Barillas sign a paper was a request that he
sign a document withdrawing his prevailing wage complaint.
Other employees testified that they were asked to sign such a
paper. Thus, Silva testified that in mid-June, Palmisano asked
him to withdraw the complaint, and also requested that he
speak to his coworkers and ask them to sign a form dismissing
the prevailing wage complaint.6 I credit the employees’ testi-
mony concerning this request. Sergi’s testimony tends to con-
firm that this request occurred. Thus, Sergi testified that he told
the employees that they knew that this was a prevailing wage
job, and now “all of a sudden you want prevailing wage? I can’t
pay the prevailing wage.” Although Sergi’s admitted comments
occurred before the complaints were filed, it indicates that
Sergi was angry at their seeking the prevailing wage, and would
seek to have them withdraw their complaints. Moreover, Sergi
admitted that he may have asked Barillas if he knew anything
about a prevailing wage complaint. I cannot credit Sergi’s de-
nial that he asked Barillas to withdraw the complaint since he
did not know who filed it. It is clear that when Barillas was
discharged Sergi knew that a complaint had been filed. It is also
clear that the letter from the Comptroller’s Office advised Re-
spondent that it may have to reimburse its “complaining work-
ers.” Thus, Sergi must have known that all or some of the em-
ployees had filed complaints.
The Board has held that interrogation of employees concern-
ing letters of complaint to a Governmental agency violates
Section 8(a)(1) of the Act. Frances House, Inc., 322 NLRB
516, 522 (1996). It is also a violation to ask employees to with-
draw their petitions or claims. Apollo Construction Co., 322
6 Silva’s other testimony that such a request was made in late April
is incorrect since a complaint had not been filed at that time.
NLRB 996, 1003 (1997); Norbar, Inc., 267 NLRB 916, 917
(1983). I accordingly find that Respondent’s interrogation of
Barillas, and its request to its employees to withdraw the pre-
vailing wage complaints violated the Act.
I further find that Sergi threatened to report Barillas to the
INS if he did not withdraw his prevailing wage complaint. I
credit Barillas’ testimony that at his discharge interview on
June 29, Sergi asked him to sign a paper which he believed to
be related to the prevailing wage complaint, and upon his re-
fusal was told that he could “put immigration on you.” Barillas
told Sergi to do whatever he wanted. He was then told to leave
and take a rest and that he (Barillas) should call when he
wanted to talk. He was not recalled to work thereafter. Sergi
conceded that he mentioned the Immigration Service during his
discussion with Barillas, adding that he either told him that he
should call the INS now, or he may have said that he should
have called when Barillas had immigration problems earlier.
It would not have made sense for Sergi to simply remind Ba-
rillas that he should have called the INS in the past. Barillas
received his “green card” more than 10 years before his dis-
charge, and it would not have helped Sergi’s effort to convince
Barillas to sign the paper to merely tell Barillas that he regret-
ted not having called INS 10 years earlier. Rather, I find as
testified by Barillas and as Sergi conceded he may have said, he
threatened to call INS on June 29. Further support for this find-
ing is found in Barillas’ response to this threat. He told Sergi to
do whatever he wanted to do. He would not have responded in
that manner if Sergi had just lamented the fact that he had not
called INS in the past.
The Board has held that it is a violation of the Act to threaten
employees with deportation or the invocation of the immigra-
tion authorities because of their protected activities. See Orbit
Lightspeed Courier Systems, 323 NLRB 380, 391 (1997);
Great American Products, 312 NLRB 962, 966–967 (1993).
Here, Sergi’s threat to report Barillas to the INS if he did not
withdraw the prevailing wage complaint violated the Act. Al-
though Barillas may have been a legal citizen at the time of the
threat, the warning nevertheless tended to interfere with Baril-
las’ Section 7 rights.
B. The Discharges
1. Cabrera
In order to establish an unlawful discharge, the General
Counsel is required to show by a preponderance of the evidence
that animus against protected conduct was a motivating factor
in the employer’s conduct. Once this showing has been made,
the burden shifts to the employer to demonstrate that the same
action would have taken place even in the absence of the pro-
tected conduct. To sustain her initial burden, the General Coun-
sel must show that (a) the employee was engaged in protected
activity; (b) the employer was aware of the activity; and (c) the
activity was a substantial or motivating reason for the em-
ployer’s action. Motive may be demonstrated by circumstantial
evidence as well as direct evidence and is a factual issue which
the expertise of the Board is peculiarly suited to determine.
Naomi Knitting Plant, Division of Andrex Industries Corp., 328
NLRB 1279 (1999).
WESTCHESTER IRON WORKS CORP.
867
As set forth above, Cabrera engaged in union activities by
speaking to Union Representative O’Kane, and he engaged in
protected concerted activities by complaining about not receiv-
ing the prevailing wage. These facts were known to Respondent
at the time of his discharge. In addition, I have found that
Cabrera was the subject of unlawful threats of discharge, a
direction to physically attack O’Kane, and a warning not to
speak to union representatives. Respondent’s union animus and
anger toward its employees for complaining about not receiving
the prevailing wage is amply demonstrated in the record. Thus,
Cabrera and the other employees were threatened with dis-
charge if they did not like the wages they received or the fact
that Respondent was a nonunion shop. Following Cabrera’s
discharge, Respondent unlawfully sought to have employees
withdraw their prevailing wage complaints.
The timing of the discharge, on May 26, followed closely the
above threats, warnings and directions made to Cabrera.
I accordingly find that the General Counsel has established
that the union activities and the protected concerted activities of
Cabrera were motivating factors in Respondent’s decision to
discharge him. Wright Line, 251 NLRB 1083 (1980).
Having found that the General Counsel has established
unlawful motivation in the discharge of Cabrera, the burden
shifts to Respondent to prove that it would have discharged him
even in the absence of his union and protected, concerted
activities. Wright Line, supra. I find that Respondent has not
met its burden.
.
I credit Cabrera’s testimony that when he was discharged he
and Campbell were told by Sergi that there was no more work
for them because he had a problem with the Union and he could
not send any employees “over there.” Cabrera asked why and
Sergi said that there was nothing he could do for them, and
there was no more work for them. When Cabrera answered that
there was a lot of work on the TAP job, including 2 more sta-
tions to be completed, Sergi said that he did not want them here
“for now.” Sergi’s statements clearly show that he did not want
to send employees to the TAP job because he sought to avoid
further confrontations with the Union. That is an impermissible
basis upon which to discharge them.
Respondent claims that it laid off Cabrera for lack of work,
and did not discharge him. That assertion is not supported by
the facts. Respondent has not shown that it had less work in late
May when it laid off or discharged Cabrera. The chart it pro-
duced only shows the hours of work engaged in by its employ-
ees, and not the amount of business it had. No credible proof
was presented that its business slowed down in late May at the
time of Cabrera’s termination. Indeed, Sergi testified that at the
time of Cabrera’s layoff it had a backlog of work of $200,000
to $300,000. In fact, although Palmisano and Sergi testified that
in May 1998 only 5 percent of the TAP job remained to be
performed, a form completed by it in February 1999, 8 months
later, stated that TAP was still a “current job.”
Although I am aware that in the past employees such as Ba-
rillas and Silva had been laid off for short periods of time due
to lack of work, there has also been evidence that in times of
slow work, Respondent continues to employ its workers. Thus,
Respondent’s chart of work performed by employees indicates
that following Cabrera’s release, it employed Barillas, Rodri-
guez and Silva at various times in doing work designated as
“90”—which Sergi characterized as “miscellaneous shop work,
nonproductive time, wasting time, nothing to do, cleaning shop,
painting, organizing tools.” He stated that he had the men “do
something in the shop to stay there. I can’t send them home and
we pay them.” Further, there was evidence that during times of
slow work the employees painted Sergi’s home. He stated that
the employees spent 1 or 2 weeks doing such work.
Even assuming Cabrera was laid off, Campbell, who was
laid off at the same time as Cabrera, was recalled 2 to 3 weeks
after their layoff. Respondent’s explanation for choosing
Campbell for recall was that he had “slightly more skill” at
small jobs, the type of work Respondent was then doing, than
Cabrera. However, Campbell did not return to work upon his
recall.
Respondent
then
hired
successively,
Patrocino,
Premnoff, and Perez.
Respondent’s reasons for not recalling Cabrera, and instead
hiring those three men do not withstand scrutiny. Assuming
Sergi’s testimony that Patrocino was a skilled welder and that
Cabrera could not perform to his standard, Patrocino was em-
ployed for only 1 or 2 weeks. There was a conflict in the testi-
mony of Sergi and Palmisano concerning Premnoff. Sergi said
that Premnoff misrepresented his ability to read drawings and
do layouts, he could not do such work, and resigned after 2 to 4
weeks. Palmisano, however, stated that he was skilled in mak-
ing railings and was a good welder. Cabrera was a welder.
There was no evidence that his work was criticized during his
employment with Respondent.
Regarding Perez, although I am aware that Sergi stated that
Perez was a better worker and more skilled than Cabrera, his
estimation of both men’s potential was very similar. Thus.
Sergi stated that Perez’ skills need cultivating and one day he
could be a good worker. As to Cabrera, he stated that he was a
good worker but needed more experience and maturity, and
when he made suggestions Cabrera improved slightly.
Although I am aware that Sergi stated that Cabrera’s work
consisted of outside installation jobs of which there were none
when these three men were hired, there was no showing that
Cabrera could not perform this work, or had not performed that
work in the past. Thus, Cabrera testified that he had welded,
painted metal and cut metal inside the shop.
I accordingly find and conclude that Respondent has not met
its burden of proving that it would have discharged Cabrera
even in the absence of his union and protected, concerted
activities
2. Barillas
a. Supervisory status
Respondent argues that Barillas is a statutory supervisor. The
evidence does not support that assertion.
Section 2(11) of the Act defines the term “supervisor” as
[A]ny individual having authority, in the interest of the
employer, to hire, transfer, suspend, lay off, recall, pro-
mote, discharge, assign, reward, or discipline other em-
ployees, or responsibly to direct them, or to adjust their
grievances, or effectively recommend such action, if in
connection with the foregoing the exercise of such author-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
868
ity is not of a merely routine or clerical nature, but re-
quires the use of independent judgment.
Barillas was an ironworker who performed the same type of
work on construction jobsites as the other employees. The only
arguable areas in which Barillas could be considered a supervi-
sor is in his direction of work and assignments to employees at
the jobsites. Inasmuch as Palmisano was at such sites only 15 to
20 percent of his worktime, it is clear, as testified by Cabrera,
that Barillas told him what to weld, and explained what work
had to be done. Cabrera did not regard Barillas as a foreman or
leadman, but merely a more experienced welder.
The Board has held that the direction of lesser skilled em-
ployees by skilled journeymen is “not the type of authority
contemplated in the statutory definition of a supervisor.” Ger-
ber Co., 270 NLRB 1235, 1238 (1984), citing Southern
Bleachery & Print Works, 115 NLRB 787, 791 (1956). In
addition, it appears that the instructions given by Barillas do not
require independent judgment, but constituted the authority of a
skilled employee over an unskilled worker. First Western
Building Services, 309 NLRB 591, 601 (1992). Barillas acted
as a conduit of information, first receiving the blueprints from
Palmisano and then explaining the work to the men. A.J.R.
Coating Corp., 292 NLRB 148, 164 (1988). It should be noted
that when Cabrera wanted a day off from work he would ask
Palmisano.
In finding that an ironworker who instructed coworkers
where and how to tie rods and other work called for by the
blueprints was not a statutory supervisor, the Board noted that
“the fact that an employee exercises superior skills and has long
experience . . . does not warrant the conclusion that he is a su-
pervisor within the meaning of Section 2(11) of the Act. Iron
Workers Local 272 (B & B Steel Contractors), 228 NLRB 89,
91 (1977).
Sergi testified that he gave Barillas the authority to discharge
an ironworker union member for not working, but he did not
know whether Barillas actually fired him. On the other hand,
Palmisano testified that Barillas never had authority to dis-
charge employees. This speculative authority to discharge can-
not support a finding that Barillas is a statutory supervisor.
I accordingly find and conclude that Barillas is not a supervi-
sor within the meaning of Section 2(11) of the Act.
b. The merits
As set forth above, Barillas engaged in union activities by
speaking to Union Representative O’Kane, and engaged in
protected, concerted activities by complaining about not receiv-
ing the prevailing wage, and filing a prevailing wage complaint.
These facts were known to Respondent at the time of his dis-
charge. In addition, I have found that Barillas was the subject of
unlawful threats of discharge, a direction to physically attack
O’Kane, and a warning not to speak to union representatives.
He was also interrogated by Sergi concerning his filing the
complaint, and asked to sign a statement withdrawing the com-
plaint. I have also found that Sergi threatened to call the INS if
Barillas did not withdraw his complaint.
Respondent’s union animus and anger toward its employees
for complaining about not receiving the prevailing wage is
amply demonstrated in the record. Thus, Barillas and the other
employees were threatened with discharge if they did not like
the wages they received or the fact that Respondent was a non-
union shop.
Respondent argues that Barillas was laid off for lack of work
and not discharged. The discharge interview establishes that
Barillas was fired. At that interview, Sergi asked Barillas to
sign a statement withdrawing his prevailing wage complaint,
and when Barillas refused, Sergi threatened to call the INS.
Sergi admittedly was angered when Barillas acknowledged
their alleged agreement that he would not receive the prevailing
wage for the TAP job, but noted that their understanding was
not in writing. I have found that Barillas was told that he should
“take a rest” and when he was ready he should call and then
they would talk. Sergi conceded telling Barillas to stay home
for a little while as there was no work.
The above recitation clearly establishes that Barillas was dis-
charged.
The test for determining whether [an employer’s]
statements constitute an unlawful discharge depends on
whether they would reasonably lead the employees to be-
lieve that they had been discharged and the fact of dis-
charge does not depend on the use of formal words of fir-
ing. . . . It is sufficient if the words or actions of the em-
ployer would logically lead a prudent person to believe his
tenure has been terminated. Ridgeway Trucking Co., 243
NLRB 1048, 1049 (1979).
It is clear that Sergi would have been and was resentful at the
lack of loyalty shown by his employees. This is made very
evident during the discharge interview of Barillas in which he
“resented” Barillas’ remark that their agreement concerning pay
was not in writing. Obviously Sergi was angry at the employ-
ees’ filing the prevailing wage complaints and he considered
their action as disloyalty.
Thus, immediately after refusing to withdraw the prevailing
wage complaint, Sergi told Barillas to leave. Sergi was in effect
telling Barillas to think about his refusal to withdraw his com-
plaint, and that he should call when he wanted to talk about it. I
accordingly find that Barillas was discharged. It is unlawful to
discharge an employee because he has engaged in union activi-
ties or complained with others about his wages or filed a com-
plaint concerning his wages, or refused to withdraw such com-
plaint. Frances House, supra; Williams Contracting, supra.
I accordingly find that the General Counsel has established
that the union activities and the protected concerted activities of
Barillas were motivating factors in Respondent’s decision to
discharge him. Wright Line, supra.
I find that Respondent has not met its burden of proving that
it would have discharged Barillas even in the absence of his
union and protected, concerted activities.
Respondent alleges that it laid off Barillas for lack of work.
However, as set forth above, Respondent produced no credible
evidence that it had less work when Barillas was discharged.
Further, Respondent has retained employees during periods of
lack of work by performing work in the shop and such as work
as painting Sergi’s home.
Following Barillas’ discharge, Respondent hired Patrocino,
Premnoff, and Perez. Respondent could have recalled Barillas.
WESTCHESTER IRON WORKS CORP.
869
Sergi testified that Barillas was an “excellent welder” who
could perform the work that Patrocino did. Although Sergi
stated that Barillas was not recalled because his main skill was
the installation of structural and miscellaneous work which was
outside work, there was no showing that with his 17 years of
experience with Respondent, he could not have done the inside
work performed by Patrocino, or that he had not done such
work in the past. Similarly, Sergi stated that Barillas could
perform perhaps 50 percent of the work that Perez performed,
and that Perez was more skilled than Barillas. However, Perez
did among other things welding, which Barillas was highly
skilled at. There was no showing that Barillas has not per-
formed the types of work that Perez performed, or that he could
not quickly have learned such skills.
I accordingly find and conclude that Respondent has not met
its burden of proving that it would have discharged Barillas
even in the absence of his union and protected, concerted ac-
tivities.
3. Silva
As set forth above, Silva had been the subject of an unlawful
threat of discharge because of the employees’ complaint about
not receiving the prevailing wage, and because of Union Repre-
sentative O’Kane’s involvement in the matter. In mid-June, and
again 1 day before his discharge, Silva was also unlawfully
asked by Palmisano to sign a withdrawal of the complaint, and
have his coworkers do the same. He refused.
At the time of Silva’s discharge on July 8, Respondent had
been notified by the Office of the Comptroller that its employ-
ees had complained about not receiving the prevailing wage for
their work on the TAP job. While it is true that the letter did not
specifically state who had complained, the letter mentioned that
Respondent may be liable to reimburse the “complaining work-
ers.” Respondent could not doubt that Silva was among the
workers who filed the complaint. Moreover, the fact that
Palmisano asked him to sign a letter withdrawing the complaint
lends support to this finding.
Accordingly, I find that Silva’s union activities in speaking
to Union Representative O’Kane, his filing of the prevailing
wage complaint, and his refusal to withdraw it or ask other
employees to withdraw it coming shortly before his discharge
establishes that his union activities and protected concerted
activity of filing the complaint was a motivating factor in Re-
spondent’s decision to discharge him. Wright Line, supra.
I find that Respondent has met its burden of proving that it
would have discharged Silva even in the absence of his pro-
tected activities. Wright Line, supra.
Silva concedes that he was told at his discharge interview
that Sergi had learned that Silva filled his car with gasoline
which he charged to Respondent’s account. The credited ac-
count of gasoline attendant Kumar supports a finding that Silva
had engaged in theft of gasoline. Kumar’s detailed recitation of
the requests of Silva to fill his personal car with gas and charge
it to Respondent, listing its van’s license plate number on the
receipt, has not been adequately contradicted by Silva’s simple
denial at hearing.
Kumar reported this practice to Sergi. Sergi promptly began
an investigation and discovered that Kumar’s accusations were
true—that there were a number of $15 charges made to Re-
spondent’s van—which had been Silva’s practice of charging
the gasoline. Three to 5 days after Sergi received this informa-
tion, he confronted Silva who, I find, admitted the theft. Silva
was discharged that day for dishonesty.
The General Counsel argues that the 3-to-5 day timelag
shows that Respondent did not conduct a timely investigation
into the matter and did not consider this to be a serious offense.
I cannot agree. Although no reason was given for the delay
between the time of Sergi’s becoming aware of the theft and the
discharge of Silva, Sergi did undertake an investigation by
reviewing the gasoline tickets. The few days involved certainly
did not constitute a condonation of Silva’s conduct, and upon
Silva’s admission of the theft he was discharged that day.
The General Counsel further contends that Respondent has
tolerated theft in the past, and therefore its discharge of Silva
establishes disparate treatment against him. As set forth above,
Silva informed Palmisano that Giordano had stolen a $400 saw
from Respondent’s premises. Palmisano told Silva to return the
saw, but Silva refused, saying that he did not want to become
involved, and because others would believe that he was the
thief. Respondent’s actions in not confronting Giordano under
the circumstances were reasonable. Palmisano and Sergi ex-
plained that they did not want to cause dissension between the
workers—and they did not know whether to believe Silva’s
version that Giordano stole the saw. Nevertheless, Respondent
did take remedial action by removing the shop keys from
Giordano in order to prevent future thefts.7
Inasmuch as I find that Respondent has set forth a reasonable
explanation for its failure to discharge Giordano, I accordingly
cannot find that Silva has been the subject of disparate treat-
ment against him. Respondent legitimately discharged Silva for
theft. Shen Automotive Dealership Group, 321 NLRB 586, 600
(1996); Hampton Inn, 309 NLRB 942, 946 (1992).
I accordingly find and conclude that Respondent did not vio-
late the Act by its discharge of Silva.
CONCLUSIONS OF LAW
1. Respondent, Westchester Iron Works Corp., is an em-
ployer within the meaning of Section 2(2), (6), and (7) of the
Act.
2. Local 361, Iron Workers, AFL–CIO is a labor organiza-
tion within the meaning of Section 2(5) of the Act.
3. By threatening its employees with discharge because they
supported the Union, and because they engaged in protected,
concerted activities, Respondent violated Section 8(a)(1) of the
Act.
4. By directing its employees to engage in physical violence
towards union representatives, Respondent violated Section
8(a)(1) of the Act.
5. By warning and advising its employees against talking to
union representatives, Respondent violated Section 8(a)(1) of
the Act.
7 The General Counsel argues that the fact that Respondent permit-
ted Silva to retain the keys indicates that he was a trusted employee. He
was considered trustworthy only until he was caught stealing.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
870
6. By interrogating its employees regarding their filing a
prevailing wage complaint with the New York City Office of
the Comptroller, Respondent violated Section 8(a)(1) of the
Act.
7. By warning and advising its employees to withdraw their
prevailing wage complaint, with the New York City Office of
the Comptroller, and demanding that they solicit withdrawals of
such complaints from other employees, Respondent violated
Section 8(a)(1) of the Act.
8. By threatening its employees that it would call the Immi-
gration and Naturalization Service unless they withdrew their
prevailing wage complaint with the New York City Office of
the Comptroller, Respondent violated Section 8(a)(1) of the
Act.
9. By discharging employees Cesar Barillas and Juan
Cabrera because of their union and protected, concerted activi-
ties, Respondent violated Section 8(a)(3) and (1) of the Act
10. Respondent has not violated the Act in its discharge of
Itamar Silva.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I find that it must be ordered to cease and
desist and to take certain affirmative action designed to effectu-
ate the policies of the Act.
The Respondent having discriminatorily discharged employ-
ees, it must offer them reinstatement and make them whole for
any loss of earnings and other benefits, computed on a quarterly
basis from the date of discharge to the date of a proper offer of
reinstatement, less any net interim earnings, as prescribed in
F. W. Woolworth Co., 90 NLRB 289 (1950), plus interest as
computed in New Horizons for the Retarded, 283 NLRB 1173
(1987).
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended8
ORDER
The Respondent, Westchester Iron Works Corp., Bronx,
New York, its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Threatening its employees with discharge because they
supported the Union or because they engaged in protected,
concerted activities.
(b) Directing its employees to engage in physical violence
towards union representatives of Local 361, Iron Workers,
AFL–CIO.
(c) Warning and advising its employees against talking to
union representatives.
(d) Interrogating its employees regarding their filing a pre-
vailing wage complaint with the New York City Office of the
Comptroller.
(e) Warning and advising its employees to withdraw their
prevailing wage complaint with the New York City Office of
8 If no exceptions are filed as provided by Sec. 102.46 of the Board’s
Rules and Regulations, the findings, conclusions, and recommended
Order shall, as provided in Sec. 102.48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses.
the Comptroller, and demanding that they solicit withdrawals of
such complaints from other employees.
(f) Threatening its employees that it would call the Immigra-
tion and Naturalization Service unless they withdrew their pre-
vailing wage complaint with the New York City Office of the
Comptroller.
(g) Discharging or otherwise discriminating against any em-
ployee for supporting Local 361, or any other union, or for
engaging in protected, concerted activities.
(h) In any like or related manner interfering with, restraining,
or coercing employees in the exercise of the rights guaranteed
them by Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Make Cesar Barillas and Juan Cabrera whole for any loss
of earnings and other benefits suffered as a result of the dis-
crimination against them, in the manner set forth in the remedy
section of the decision.
(b) Within 14 days from the date of this Order, remove from
its files any reference to the unlawful discharges, and within 3
days thereafter notify the employees in writing that this has
been done and that the discharges will not be used against them
in any way.
(c) Preserve and, within 14 days of a request, make available
to the Board or its agents for examination and copying, all pay-
roll records, social security payment records, timecards, per-
sonnel records and reports, and all other records necessary to
analyze the amount of backpay due under the terms of this Or-
der.
(d) Within 14 days after service by the Region, post at its fa-
cility in the Bronx, New York, copies of the attached notice
marked “Appendix.”9 Copies of the notice, on forms provided
by the Regional Director for Region 2, after being signed by the
Respondent’s authorized representative, shall be posted by the
Respondent immediately upon receipt and maintained for 60
consecutive days in conspicuous places including all places
where notices to employees are customarily posted. Reasonable
steps shall be taken by the Respondent to ensure that the notices
are not altered, defaced, or covered by any other material. In
the event that, during the pendency of these proceedings, the
Respondent has gone out of business or closed the facility in-
volved in these proceedings, the Respondent shall duplicate and
mail, at its own expense, a copy of the notice to all current em-
ployees and former employees employed by the Respondent at
any time since April 15, 1998.
(e) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
(f) It is further ordered that the complaint is dismissed inso-
far as it alleges violations of the Act not specifically found.
9 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
WESTCHESTER IRON WORKS CORP.
871
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated the
National Labor Relations Act and has ordered.
WE WILL NOT threaten our employees with discharge be-
cause they supported Local 361, Iron Workers, AFL–CIO, or
because they engaged in protected, concerted activities.
WE WILL NOT direct our employees to engage in physical
violence toward union representatives.
WE WILL NOT warn or advise our employees against talk-
ing to union representatives.
WE WILL NOT interrogate our employees regarding their
filing a prevailing wage complaint with the New York City
Office of the Comptroller.
WE WILL NOT warn or advise our employees to withdraw
their prevailing wage complaint, or demand that they solicit
withdrawals of such complaints from other employees.
WE WILL NOT threaten our employees that we would call
the Immigration and Naturalization Service unless they with-
drew their prevailing wage complaint.
WE WILL NOT discharge or otherwise discriminate against
any employee for supporting Local 361, or any other union, or
for engaging in protected, concerted activities.
WE WILL NOT in any like or related manner interfere with,
restrain, or coerce employees in the exercise of the rights guar-
anteed them by Section 7 of the Act.
WE WILL make Cesar Barillas and Juan Cabrera whole for
any loss of earnings and other benefits suffered as a result of
the discrimination against them, with interest.
WE WILL within 14 days from the date of this Order, re-
move from our files any reference to the unlawful discharges,
and within 3 days thereafter notify the employees in writing
that this has been done and that the discharges will not be used
against them in any way.
WESTCHESTER IRON WORKS CORP.