333 NLRB 418
West Michigan Plumbing & Heating
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
418
West Michigan Plumbing and Heating, Inc. and Local
Union No. 357, United Association of Journey-
men and Apprentices of the Plumbing and Pipe-
fitting Industry of the United States and Can-
ada, AFL–CIO, CLC. Case 7–CA–42086
February 28, 2001
DECISION AND ORDER
BY CHAIRMAN TRUESDALE AND MEMBERS
HURTGEN AND WALSH
On May 11, 2000, Administrative Law Judge C. Rich-
ard Miserendino issued the attached decision. The Re-
spondent filed exceptions and a supporting brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record1
in light of the exceptions and brief and has decided to
affirm the judge’s rulings, findings,2 and conclusions,
and to adopt the recommended Order as modified.3
1 We deny the Respondent’s request for oral argument, as the record,
exceptions, and briefs adequately present the issues and the positions of
the parties.
2 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
No exceptions were filed to the judge’s dismissal of the 8(a)(1) in-
terrogation of employee Mikkel Wagner and the judge’s finding that
Foreman Greg Goole was not a supervisor within the meaning of Sec.
2(11) of the Act.
The judge found that the Respondent unlawfully reassigned, isolated
and discharged employee Wagner for his protected union activities. In
doing so, the judge relied on, inter alia, two parts of provision A-1 of
the Respondent’s employee handbook as evidence of antiunion animus
on the part of the Respondent. One part of provision A-1 contains an
unlawful reporting requirement that the judge found, and we agree,
independently violates Sec. 8(a)(1) of the Act. The other part of provi-
sion A-1 cited by the judge includes union opposition statements,
which are set forth in sec. II,B,3,b,(2) of the judge’s decision. In adopt-
ing the judge’s decision, we find that there is sufficient evidence, in-
cluding the independent 8(a)(1) violation based on the first part of
provision A-1 described above, that the Respondent acted out of anti-
union animus towards Wagner. Therefore, we find it unnecessary to
pass on whether the other part of provision A-1—the union opposition
statements—also constitutes evidence of the Respondent’s antiunion
animus.
The judge also found in sec. II,B,3,c, par. 5 of his decision that the
Respondent’s investigation preceding Wagner’s discharge was “tai-
lored” to gather evidence of alleged unprotected activity on the part of
Wagner. We find it unnecessary to decide whether this investigation
constituted additional evidence of the Respondent’s unlawful motive.
We, however, agree with the rest of the judge’s analysis. The evidence
shows that Mark Dobbins, the Respondent’s owner and president, was
aware that Wagner spoke to coworkers about the benefits of joining the
Union in the context of the Union’s ongoing organizing campaign
involving the Respondent’s operations and with the aim of having the
Respondent become a union contractor.
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge as
modified below and orders that the Respondent, West
Michigan Plumbing and Heating, Inc., Richland, Michi-
gan, its officers, agents, successors, and assigns, shall
take the action set forth in the Order as modified.
1. Insert the following as paragraph 1(b) and reletter
the subsequent paragraph.
“(b) Reassigning or discharging employees because
they engage in union activities on behalf of Local Union
357, United Association of Journeymen and Apprentices
of the Plumbing and Pipefitting Industry of the United
States and Canada, AFL–CIO, or any other labor organi-
zation.”
2. Substitute the attached notice for that of the admin-
istrative law judge.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated the National Labor Relations Act and has ordered us to
post and abide by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representatives
of their own choice
To act together for other mutual aid or protection
To choose not to engage in any of these protected
concerted activities.
WE WILL NOT promulgate, implement, and maintain
a rule which encourages employees, who believe that
they are being coerced or pressured to join a union or
sign an authorization card, to report the matter to man-
agement.
WE WILL NOT reassign, isolate, or discharge employ-
ees because they engage in union activities on behalf of
Local Union 357, United Association of Journeymen and
Apprentices of the Plumbing and Pipefitting Industry of
3 In his recommended Order, the judge inadvertently failed to in-
clude a cease-and-desist provision for the adverse action taken against
union supporter Mikkel Wagner. We have modified the Order to cor-
rect this inadvertent omission. We also have modified the judge’s
recommended notice in accordance with our decision in Indian Hills
Care Center, 321 NLRB 144 (1996).
333 NLRB No. 61
WEST MICHIGAN PLUMBING & HEATING
419
the United States and Canada, AFL–CIO, or any other
labor organization.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
WE WILL, within 14 days from the date of the Board’s
Order, rescind our rule which encourages employees,
who believe that they are being coerced or pressured to
join a union or sign an authorization card, to report the
matter to management.
WE WILL, within 14 days from the date of the Board’s
Order, offer Mikkel Wagner full reinstatement to his
former job or, if that job no longer exists, to a substan-
tially equivalent position, without prejudice to his senior-
ity or any other rights or privileges previously enjoyed.
WE WILL make Mikkel Wagner whole for any loss of
earnings and other benefits resulting from his discharge,
less any net interim earnings, plus interest.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any reference to the unlaw-
ful reassignment and discharge of Mikkel Wagner, and
WE WILL, within 3 days thereafter, notify him in writing
that this has been done and that neither the reassignment
nor the discharge will be used against him in any way.
WEST
MICHIGAN
PLUMBING
AND
HEATING, INC.
Thomas Doerr and Steven E. Carlson, Esqs., for the General
Counsel.
Timothy J. Ryan and Elizabeth W. Lykins, Esqs., of Grand Rap-
ids, Michigan, for the Respondent.
DECISION
STATEMENT OF THE CASE
C. RICHARD MISERENDINO, Administrative Law Judge.
This case was tried in Grand Rapids, Michigan, on October 27,
1999. The charge was filed on June 1, 1999,1 by Local Union
No. 357, United Association of Journeymen and Apprentices of
the Plumbing and Pipe Fitting Industry of the United States and
Canada, AFL–CIO, CLC (the Union), and was amended on
July 26, 1999. The complaint, issued on July 27, 1999, alleges
that West Michigan Plumbing and Heating, Inc. (the Respon-
dent) violated Section 8(a)(1) and (3) of the Act by maintaining
a rule in its handbook encouraging employees to report to Re-
spondent employees who solicit other employees to join the
union; coercively interrogating employees about their union
activity; and reassigning, isolating, and ultimately discharging
its employee, Mikkel Wagner, because of his union activities.
The complaint was amended on August 11, 1999, to allege that
the Respondent’s foreman, Gregory Goole, is a supervisor
within the meaning of Section 2(11) of the Act, as well as the
Respondent’s agent within the meaning of Section 2(13) of the
1 All dates are in 1999, unless otherwise indicated.
Act. The Respondent’s timely answer denied the material alle-
gations of the amended complaint. The parties have been af-
forded a full opportunity to appear, present evidence, examine
and cross-examine witnesses, and file posthearing briefs.
On the entire record, including my observation of the de-
meanor of the witnesses, and after considering the briefs filed
by the General Counsel and Respondent, I make the following
FINDINGS OF FACT
I. JURISDICTION
The Respondent, a corporation, is engaged in the installation
of plumbing, hot water and steam heat systems, process piping,
sheet metal, pipe insulation, and temperature control works at
its facility in Richland, Michigan, and at various construction
sites located within the State of Michigan. In the calendar year
ending December 31,1998, it purchased and received at this
facility and at these locations, supplies and materials valued in
excess of $50,000 directly from suppliers located outside the
State of Michigan.
The Respondent admits and I find that it is an employer en-
gaged in commerce within the meaning of Section 2(2), (6),
and (7) of the Act.
The Respondent further finds and I admit that that the Union
is a labor organization within the meaning of Section 2(5) of
the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
A. Facts
In September 1998, Mikkel Wagner applied for a job as an
apprentice plumber with the Respondent. A month later, the
Union solicited applications in the local newspaper for its ap-
prenticeship program. Wagner responded to the advertisement,
took a mechanical aptitude test, and attended a panel interview
before the Union’s joint apprenticeship raining committee.
In early December 1998, Wagner was interviewed by the
Respondent’s vice president, Jerry Schauer, and hired as an
apprentice plumber. Over the next several months, he worked
throughout southern Michigan on various work crews.
In mid-April 1999, the Union notified Wagner that he had
been accepted into its apprenticeship program. He was advised
that his name would be added to a list of apprentices, but that it
could be awhile before he was called to work. Eventually Wag-
ner phoned the Union’s business manager, Bob Williams, who
told him that it could be anywhere from a couple of days to a
week before he was contacted for work.
Shortly thereafter, Wagner received a phone call from union
organizer, David Knapp, who asked to meet with him at the
union hall. Williams had told Knapp that Wagner was working
for an unorganized contractor. Knapp asked Wagner if he
would try organizing the Respondent’s work force for the Un-
ion. Knapp explained that the goal was to persuade his co-
workers to consider the Union as their representative with the
Respondent. Wagner was reluctant to make a commitment be-
cause he enjoyed working for the Respondent and assumed that
if he got involved in organizing the Respondent’s employees,
he would have to leave the Respondent’s employment. Knapp
explained to Wagner that he would continue working for the
Respondent while he organized the employees. After talking to
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
420
a few coworkers who were familiar with the Union and its ap-
prenticeship program, Wagner accepted the task.
In early May, Wagner began telling his coworkers about the
Union and passing out union literature. He also talked with
Greg Goole, a foreman, about the Union. Goole testified that
eventually he told Wagner that he “didn’t want to hear about it
any more.” (Tr. 164.) According to Goole, some of the employ-
ees were also getting tired of hearing Wagner talk about the
Union and urged Goole to fire him. One employee in particular,
named Jon Boven or (Jonny B), berated Wagner for trying to
start a union and referred to him as “union boy.” Boven con-
tinuously complained to Goole about being hassled by Wagner
to support the Union. Goole testified that Boven kept coming to
him saying, “[Y]ou know, get rid of this dude, I mean, we are
tired of hearing all the—all the, you know, all the stuff about
the Union.” (Tr. 165.)
On May 20, Wagner reported for work at a jobsite in Battle
Creek, Michigan, and was promptly told to report to the shop,
where the Respondent’s vice president, Jerry Schauer, was
waiting to talk to him.2 When Wagner arrived at the shop,
Schauer told Wagner that he needed him to fill-in for the regu-
lar shop worker, who sustained a work-related injury the day
before. Schauer explained that Wagner had been chosen to fill
the job in order to broaden his experience and improve his
welding skills.
Later that afternoon, Schauer and Mark Dobbins, the Re-
spondent’s owner and president, met with Foreman Goole os-
tensibly to review his employee performance. In the course of
their discussion, Goole complained that Wagner was always
talking about the Union on the job. He also said that Wagner
had tried to coerce and harass him and other employees to leave
the Company to work for a union contractor. (Tr. 101.) Goole
identified the other employees as Rob Sisco and Jon Boven.
The very next day, Schauer moved Wagner’s workbench
from the back of the shop building to the front of the building.
Schauer testified that when he spoke to Wagner that morning,
Wagner mentioned that the lighting in the shop was poor.
Schauer also stated that it was spring and it was getting stuffy
and humid in the back of the building, so he decided to move
the worktable to the front of the building. The implication
therefore is that the table was moved to accommodate Wagner.3
But Wagner credibly denied that he told Schauer that it was hot
working in the back and without hesitation he pointed out that
“it was May,” when the table was moved, which makes
Schauer’s explanation even more dubious. (Tr. 93.) In addition,
the evidence shows that whenever there was one person as-
signed to the shop, that person primarily worked in the back.
(Tr. 152.) The only time anyone worked in the front of the
building was when two or more employees were working on a
2 The shop was located in the rear of a pole building, across from the
Respondent’s office. Parts were prefabricated in the shop for use on the
jobsites. Equipment and supplies were kept in the same building.
3 The evidence shows that the equipment used for bending pipe re-
mained in the back of the building, which meant that Wagner had to
walk between the two shops to perform his job. Thus, contrary to the
impression that Schauer sought to foster, the evidence supports a rea-
sonable inference that moving the table was little, if any, accommoda-
tion to Wagner.
project. Wheeler had worked 5–6 months in the back before
pulling a muscle in his forearm (Tr. 153.) There is no evidence
it was expected that he would be absent from work for more
than a week or so. Thus, there was little incentive for Schauer
to deviate from the norm to “accommodate” Wagner on a very
short-term basis. On the other hand, the uncontradicted evi-
dence shows that from his second floor office window Schauer
had a much better view of Wagner working in the front than in
the back, which on its face, was a significant incentive to move
the table. Thus, I find that Schauer’s testimony about why he
moved Wagner’s workbench to the front of the shop building is
unconvincing.
In the meantime, Dobbins decided to question Sisco and
Boven about their encounters with Wagner. He prepared a pro-
totype statement for them to sign, which stated that Wagner had
talked to them about leaving the Respondent. Dobbins visited
the two employees on the jobsite and asked them if Wagner had
encouraged them to leave their jobs. At Dobbins’ request, Sisco
provided two handwritten statements: one stating that Wagner
had talked to him about leaving the employment of the Com-
pany (R. Exh. 11); and another stating that he observed Wagner
talking to Greg Goole about leaving the Company. (R. Exh.
12.) Boven gave Dobbins a handwritten statement saying that
he had observed Wagner trying to persuade Goole to resign
from the Company. (R. Exh. 13.)
On May 25, the Union faxed Dobbins a letter advising him
that Wagner was a volunteer organizer for the Union. The next
day, Dobbins decided to confront Wagner and fire him. He
advised Shauer of his decision and told him to bring Wagner to
the office.
Dobbins told Wagner that he was being fired for attempting
to convince and coerce employees to leave the Company. Wag-
ner asked him if his discharge had anything to do with the Un-
ion to which Dobbins responded, “No.” (Tr. 77.) He also stated
that he did not want to even talk about the Union. However,
Wagner testified that when he tried to explain to Dobbins that
he was simply responding to questions about the Union from
the employees, Dobbins asked which employees were asking
about the Union. Wagner told him Greg Goole, Chris Rogers,
and Chris Williams.
In contrast, both Dobbins and Schauer denied that Dobbins
ever asked Wagner to identify the employees who were asking
questions about the Union. (Tr. 108.) For demeanor reasons, I
am unconvinced by their testimonies. Not only was Wagner’s
testimony more credible and convincing, it is also corroborated
by a prior consistent statement (his Board affidavit), which
ironically was placed in evidence by the Respondent. (R. Exh.
15, par. 11.) Specifically, the prior statement reflects that Wag-
ner told Dobbins that he had been answering other employees’
questions about union benefits and that Dobbins asked him to
identify the employees who had asked the questions. Thus, I
credit Wagner’s testimony that Dobbins asked him to identify
who was asking about the Union.
On May 26, 1999, the Respondent discharged Wagner pur-
portedly for encouraging Goole and other employees to leave
the Respondent to work for a competitor.
WEST MICHIGAN PLUMBING & HEATING
421
B. Analysis and Findings
1. Supervisory status of Greg Goole
The amended complaint alleges that Foreman Greg Goole
was a supervisor within the meaning of Section 2(11) of the Act
and an agent of the Respondent within the meaning of Section
2(13) of the Act.
Section 2(11) of the Act defines a supervisor as:
Any individual having authority, in the interest of the em-
ployer, to hire, transfer, suspend, lay off, recall, promote, dis-
charge, assign, reward, or discipline other employees, or re-
sponsibly to direct them, or to adjust their grievances, or
effectively to recommend such action, if in connection with
the foregoing the exercise of such authority is not of a routine
or clerical nature, but requires the use of independent
judgement.
The statutory language is disjunctive and the exercise of any
one of the listed indicium is sufficient to find that an individual
is a supervisor. Entergy Systems & Services, 328 NLRB 902
(1999). The duties must be exercised with independent judg-
ment on behalf of management and not in a routine manner.
Masterform Tool Co., 327 NLRB 1071 (1999), Amperage Elec-
tric, 301 NLRB 5, 13 (1991). The burden of proving supervi-
sory status is on the party asserting that supervisory status ex-
ists. Chevron U.S.A., 309 NLRB 59, 62 (1992).
The evidence shows that Goole is a licensed master plumber
with the skill and experience to provide direction and guidance
to the employees. Wagner testified that the foreman or senior
person on the jobsite tells the employees where to report for
work on a particular day or asks them to work overtime or
gives them permission to leave work early (Tr. 51–53). There is
no evidence, however, that these decisions involve independent
judgment or that they are anything more than routine in nature.
Rather, Schauer’s uncontradicted testimony shows that he,
along with Dobbins, determines who will work on a particular
job and he determines whether an employee will work over-
time. Schauer’s uncontradicted testimony also shows that he
gives directions to the foremen by pager or by actually visiting
the jobsite. Thus, the evidence supports a reasonable inference
that Goole acts as a conduit of orders from Schauer, relaying
information rather than exercising independent judgment.
George C. Foss Co., 270 NLRB 232 (1984).
In addition, there is no evidence that Goole or any other
foreman has the authority to hire, fire, or discipline employees.
Nor is there any evidence that he ever effectively recommended
the same. Schauer’s uncontradicted testimony is that he does
not rely heavily on input from foremen in determining whether
an employee should receive a wage increase. Although em-
ployees complained to Goole about Wagner soliciting support
for the Union and asked him to remove Wagner from the job-
site, there is no evidence that Goole had the authority to trans-
fer employees or that he took any action on his own to reassign
Wagner. Moreover, even if the employees perceived Goole to
have the authority to transfer Wagner from one job to another,
the Board has held that the perception of employees does not,
without more, confer supervisory status. Masterform Tool Co.,
supra.
For all of these reasons, I therefore find that Foreman Greg
Goole was not a supervisor within the meaning of Section 2(11)
of the Act.4
2. The 8(a)(1) violations
a. The unlawful employee handbook provision
It is settled Board law that:
employers violate Section 8(a)(1) of the Act when they invite
their employees to report instances of fellow employees both-
ering, pressuring, abusing, or harassing them with union so-
licitations and imply that such conduct will be punished. (cita-
tions omitted.) [The Board] has reasoned that such an-
nouncements from the employer are calculated to chill even
legitimate union solicitations, which do not lose their protec-
tion simply because a solicited employee rejects them and
feels “bothered” or “harassed” or “abused” when fellow
workers seek to persuade him or her about the benefits of un-
ionization.”
Greenfield Die & Mfg. Corp., 327 NLRB 257 (1998). How-
ever, the Board has also held that requests to employees to
report only threats made by union organizers or other employ-
ees may not constitute a violation of the Act. CMI-Dearborn,
Inc., 327 NLRB 771 (1999).
The undisputed evidence shows that the Respondent has an
employee handbook that was in effect at the time of Wagner’s
employment. All employees receive a copy of the handbook at
the time of hire and are asked to acknowledge receipt in writ-
ing. (Tr. 125.) According to Wagner’s uncontradicted testi-
mony, Schauer gave him a copy of the employee handbook
when he began working for the Respondent and had him sign
“a sheet stating that I accepted those.” (Tr. 48.)
A section of the employee handbook, entitled, “A-1 A Word
About Unions,” reflects the Respondent’s opposition to unions.
(G.C. Exh. 3.) It states, in pertinent part, the following:
Also, if anybody should at any time cause any of our employ-
ees any trouble at their work or put them under any sort of co-
ercive or undue harassment to join a union or sign a card, our
employees should let their supervisor know about it, and we
will see that it is stopped.
The General Counsel argues that the rule violates Section
8(a)(1) of the Act because it encourages employees to report all
union activity, regardless of whether it is protected or not, and
discourages employees from engaging in protected union activ-
ity by threatening to discipline them. The Respondent argues
that the disputed language does not have a “potential dual pur-
pose effect” of encouraging employees to report protected un-
ion activity and discouraging employees from engaging in such
activity.
The disputed language is not limited to threats only. Indeed,
the rule does not even mention threats. Rather, it is broadly
written to include every contact that the employees might sub-
jectively regard as “coercive” or “harassing.” Thus, I find that
4 The General Counsel does not argue, nor does the evidence show,
that Goole was an agent of the Respondent within the meaning of Sec.
2(13) of the Act.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
422
the rule may reasonably be construed as interfering with, re-
straining, and coercing employees in violation of Section
8(a)(1) of the Act.
b. The unlawful interrogation
The amended complaint at paragraph 8 alleges that Dobbins
coercively interrogated Wagner during the discharge meeting
on May 26, 1999, by asking him to identify the employees who
asked questions about the Union. In determining whether an
interrogation into protected conduct is coercive, the Board ap-
plies a “totality of circumstances test.” Rossmore House, 269
NLRB 1176 (1984), affd. 760 F.2d 1006 (9th Cir. 1985). Spe-
cifically, the Board considers whether the interrogated em-
ployee is an open or active supporter of the union, the back-
ground surrounding the interrogation, the nature and purpose of
the information sought, the identity of the questioner, and the
place and/or method of the interrogation. Bourne Co. v. NLRB,
332 F.2d 47, 48 (2d Cir. 1964). These factors are not mechani-
cally applied. Rather, they are a useful indicia that serve as a
starting point for assessing the “totality of circumstances.”
Medcare Associates, Inc., 330 NLRB 935, 939 (2000).
The evidence shows that Wagner, a known union advocate,
was called to a meeting with Dobbins and Schauer, the two
highest managers in the Company, to be discharged purportedly
for encouraging employees to work for another employer. The
purpose of the meeting, therefore, was not to question him
about his union involvement or the union involvement of any
other employees. Notably, the undisputed evidence shows that
in the course of the meeting, Wagner, himself, raised the issue
of his union activity by asking Dobbins whether he was dis-
charging him for supporting the Union. The undisputed evi-
dence also shows that Dobbins sought to avoid discussing the
Union by telling Wagner “that this had nothing to do with the
union and that he didn’t even want to discuss the union.” (R.
Exh. 15, p. 4, par. 11.)
However, Wagner persisted and pursued the issue by telling
Dobbins that he had not solicited employees to leave their jobs
with the Respondent, but instead had only responded to em-
ployee questions about the Union. Reacting to Wagner’s state-
ment, Dobbins precipitously asked who were the employees
asking questions about the Union? Before he could say another
word, Wagner replied by giving him a few names. Viewed in
context, the evidence supports a reasonable inference that Dob-
bins’ comment was a reaction to what he perceived as an in-
credulous explanation by Wagner of what he told the employ-
ees. The inference is further supported by the fact that there is
no evidence that Dobbins pursued the questioning about the
Union after Wagner blurted out the names of three employees.
Thus, the evidence shows that Wagner was not called to the
office to be questioned about the Union and that the discussion
about union activity was not initiated or pursued by Dobbins.
Under the totality of circumstances, I find that the inquiry was
not coercive.
Accordingly, I shall recommend that paragraph 8 of the
amended complaint be dismissed.
3. The 8(a)(3) violations
a. The Wright Line standard
In a typical 8(a)(3) discrimination case, the General Coun-
sel’s evidence must support a reasonable inference that pro-
tected concerted activity was a motivating factor in the em-
ployer’s decision.5 Wright Line, 251 NLRB 1083 (1980), enfd.
662 F.2d 899 (1st Cir. 1981). Specifically, the General Counsel
must establish union activity, knowledge, animus or hostility,
and adverse action, which tends to encourage or discourage
union activity. Farmer Bros. Co., 303 NLRB 638, 649 (1991).
Since employer motivation is a factual question, which rarely
will be proved by direct evidence, unlawful motivation may be
inferred from the total circumstances proved. Fluor Daniel,
Inc., 304 NLRB 970 (1991). Once the General Counsel has
satisfied this evidentiary burden, the employer must persua-
sively establish by a preponderance of the evidence that it
would have made the same decision, even in the absence of
union activity. T&J Trucking Co., 316 NLRB 771 (1995).
b. The unlawful reassignment of Wagner
(1) Union activity and knowledge
Ample evidence exists that Wagner was an open and active
union advocate. Even before he actually began organizing the
Respondent’s employees, Wagner told his foreman, Greg
Goole, that he was waiting for a phone call from the Union. (Tr.
159.) After Wagner was accepted into the Union’s apprentice-
ship program, he tried to persuade Goole and other employees
to support the Union. He passed out literature about union
benefits and encouraged employees to visit the union hall.
Some employees complained to Goole that they were tired of
hearing Wagner talk about the Union. (Tr. 165–166.) One em-
ployee, Jon Boven, derisively began calling Wagner “union
boy.” (Tr. 168.) Goole himself told Wagner that he “didn’t
want to hear about [the Union] any more.” (Tr. 164, 166.) Some
of the employees also asked Goole to have Wagner fired or
transferred to another job. Thus, the evidence supports a rea-
sonable inference that Wagner’s’ union activity was widely
known to the members of his work crew.
The Respondent argues, however, that Schauer and Dobbins
had no knowledge of Wagner’s union activities prior to the date
that he was reassigned to work in the shop. Goole testified that
he did not tell Schauer or Dobbins that Wagner was trying to
organize the employees prior to his performance review on
May 20 (the day after Wagner was reassigned). (Tr. 167.)
Schauer and Dobbins denied that they knew anything about
Wagner’s union activity prior to the Goole’s review. (Tr. 145,
109.) Although there is no direct evidence to the contrary, I find
that their testimonies, individually and collectively, are incredu-
lous.
The evidence shows that Goole had good reason and suffi-
cient opportunity to inform Schauer that Wagner was trying to
organize the employees. Goole is a 10-year employee of the
Respondent. He began as an apprentice in the field, attended a
community college apprenticeship program sponsored by the
Respondent, rose to journeyman and on to master plumber. He
5 Manno Electric, 321 NLRB 278, 280 fn. 12 (1996).
WEST MICHIGAN PLUMBING & HEATING
423
never worked for any other plumbing contractor. He was paid a
high hourly rate and he was the Respondent’s point person or
conduit of information on the jobsite. The evidence therefore
supports a reasonable inference that Goole had a strong reason
(loyalty) to advise Schauer that a new apprentice was attempt-
ing to unionize the workforce. In contrast, there was no reason
for Goole not to report Wagner’s union activity. Goole testified
that he did not agree with what Wagner had to say about the
Union and that in the final analysis he considered Wagner to be
a “nobody.” (Tr. 164.) Thus, the evidence reflects that there
was every reason for Goole to advise Schauer of Wagner’s
union activity and no reason for him not to do so.
The evidence further discloses that Goole did not like Wag-
ner talking to the crew about the Union. He testified that Wag-
ner “would go bother my crew and get them all riled up” (Tr.
163) to the point “where he just was talking Union to everyone
on the crew and they would come up to me and say they were
sick and tired of it, get rid of him.” (Tr. 164.) Goole himself
grew tired of listening to Wagner “preach” about the Union.
The evidence therefore shows that Goole had another compel-
ling reason for reporting Wagner’s union activity to Schauer.
Finally, the evidence shows that Goole had numerous oppor-
tunities to advise Schauer about Wagner’s union activities.
Goole testified that “at least once a day [he communicated]
with him [Schauer], let him know how the job is going, what is
going on.” (Tr. 167.) It is implausible that that with so many
opportunities to apprise Schauer of the situation, and with the
increasing employee discontent with Wagner’s union activities,
that Goole, a long-time employee, did not inform Schauer that a
new apprentice was trying to start a union.
Goole unpersuasively attempted to explain why he did not
mention anything to Schauer before his May 20 employee re-
view. He explained “I don’t let that stuff bother me. I let it go
in one ear and out the other. I really don’t care what he [Wag-
ner] has to say . . . .” (Tr. 167.) He also unconvincingly testified
that even though his crew was “riled up” and wanted him to get
rid of Wagner, he debated whether he should say anything
about Wagner’s union activity during his employee perform-
ance review. Goole’s testimony in this respect was unconvinc-
ing.
Further, the evidence shows that independent of his daily
communications with Goole, Schauer had ample opportunity to
learn first hand of Wagner’s union activities by visiting the
jobsite and speaking with the employees. Schauer unequivo-
cally testified that he was Wagner’s “immediate supervisor.”
(Tr. 150.) He stated that he periodically visited the jobsites and
that he communicated directly with the employees. (Tr. 139,
118.) It is implausible that the employees, who complained to
Goole, did not complain to Schauer about Wagner’s union ac-
tivities, particularly since Goole took no immediate action
when they complained to him.
Based on all of the evidence viewed as a whole, I find that
Schauer had knowledge of Wagner’s open and active union
activity prior to May 19, 1999.6
6 The evidence shows that Schauer and Dobbins were long time
business associates who consulted each of other on work-related deci-
(2) Union animus and adverse action
The provision of the Respondent’s employee handbook enti-
tled “A Word About Unions” (GC Exh. 3) demonstrates that
the Respondent was opposed to unions. In addition to advising
its employees to report anyone who pressured them to join a
union or sign an authorization card, the handbook provision
states, among other things, that:
Experience shows that where there are unions, there is often
trouble, strife, and discord—strikes—lost work—lost wages
violence. It is our belief that a union would not work out to
our employees’ benefit. It is, therefore, our desire that by fair
and square treatment of our employees everywhere, they will
never feel that they need union representation. (GC Exh. 3.)
Animus also can be inferred from Schauer’s conduct in mov-
ing Wagner’s workbench from the back of the shop building to
the front of the building, where there was a much better view of
Wagner working from Schauer’s office. (Tr. 146, 154.) Schauer
conceded that one of the reasons that he moved the workbench
from the back to the front of the building was because it pro-
vided him a better view from his second floor office window of
Wagner working.7 (Tr. 154.) I therefore find that evidence of
union animus exists.
Finally, the evidence shows that on the morning of May 20,
1999, Wagner was reassigned from the working on a jobsite
with a crew to working alone in the shop, which was located
across from the Respondent’s office. The very next day,
Schauer moved Wagner’s workbench from the back to the front
of the building, where he had a better view of Wagner working.
The evidence supports a reasonable inference that Schauer
reassigned and isolated Wagner after learning of his union ac-
tivities.
Accordingly, I find that the General Counsel has sustained
his initial evidentiary burden and that the Respondent must
demonstrate that it would have reassigned Wagner even in the
absence of his union activities.
(3) The countervailing evidence
The countervailing evidence shows that around noon on May
19, 1999, Apprentice Richard Wheeler, who normally works in
the shop, injured a tendon or ligament in his right forearm and
subsequently missed several days of work. (R. Exhs. 5, 6.)
Wagner, himself, was sick on May 19, having acquired food
poisoning at a local fast food restaurant. The next day, May 20,
Schauer reassigned Wagner to work in the shop. The Respon-
dent asserts that over the years many employees have been
assigned to work in the shop. Schauer testified that he selected
Wagner to cover for Wheeler to give him a chance to learn and
have some of his skills refined on the soldering aspect of the
trade. (Tr. 140–141.) There is no evidence that Wagner’s sol-
dering skills were deficient. There is no evidence that a jour-
neyman or master plumber or anyone else was assigned to work
with Wagner in the shop to help him improve his skills. Rather,
sions. Thus, the evidence supports a reasonable inference that Schauer
advised Dobbins of Wagner’s union activity prior to May 19.
7 The amended complaint does not allege, and the General Counsel
does not argue, that relocating Wagner’s worktable from the back to the
front of the shop building violates the Act.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
424
the evidence shows that Wagner was assigned to work alone in
the shop. Although the evidence shows that the Respondent
needed someone to fill in for Wheeler, there is no evidence
showing why Wagner was selected out of approximately 40
plumbers for the isolated duty. I therefore find that the Respon-
dent’s reason for assigning Wagner to work in the shop is pre-
textual.
Accordingly, I find that the Respondent violated Section
8(a)(3) and (1) of Act as alleged in paragraph 9 of the amended
complaint.
c. The unlawful discharge
It is undisputed that by May 26, Dobbins and Schauer had
knowledge of Wagner’s union activities. Goole had discussed
Wagner’s union activity with them on May 20. Dobbins had
interviewed Sisco and Boven on May 21. The Union sent Dob-
bins a letter on May 25 identifying Wagner as a union organ-
izer. There is also evidence of animus as discussed above. I
therefore find that the General Counsel has sustained his initial
evidentiary burden.
The Respondent argues on brief at page 13, however, that
Wagner was lawfully discharged on May 26 for soliciting its
employees to go work for a competitor. The position is not
supported by the evidence viewed as a whole. Dobbins testified
that Goole told him that Wagner was “harassing the guys and
the primary purpose being to get them to leave the Company, to
get them to join—to leave the Company and join a union con-
tractor.” (Tr. 101.) Dobbins’ testimony, however, reflects only
part of what Goole told him.
On direct examination, Goole testified that Wagner told him
“all the pros about the Union,” like earning more money and
having a better pension. (Tr. 156.) Goole stated that Wagner
told him that the union representative could get him a job. On
cross-examination, Goole testified as follows:
Q. Well, you know that—that if a Union doesn’t have
employees, they are just contractors who—
A. I guess so. I don’t know much about the Union.
Q. Okay. And Mr. Wagner gave you some literature,
didn’t he, that detailed the union benefits that if—-
A. Yes, he did.
Q.—if you went to work for a contractor that had—
A. It had all the wages and the pension plan and stuff
like that.
Q. Um-hmm. And he talked to you about those union
benefits and you—when you talked to Mr. Dobbins, you
relayed all that to Mr. Dobbins, didn’t you?
A. Oh, yes, I did.
Q. And Wagner talked to you about the benefits of
joining the Union, right?
A. Um-hmm.
Q. And he told you that you should think about going
to the Union? Is that right?
A. He said I should—he said I should join the Union.
Q. Right. And you understood this to mean that you
should leave West Michigan Plumbing & Heating to
work—
A. Yes.
Q. —for the Union? Didn’t you?
A. Yes. [Tr. 157–158.]
Thus, the evidence shows that Goole told Dobbins that Wag-
ner was talking to the employees about union benefits and that
he was trying to get them to join the Union. The evidence also
shows that Goole mistakenly believed that he would have to
leave the Respondent in order to join or “work” for the Union.
In deciding to discharge Wagner, Dobbins sought to ignore
the fact that Wagner’s comments were made in the context of
soliciting employees to join the Union. On direct examination,
he testified that “the gist of the conversation was that, as I said,
Greg (Goole) was feeling like he and the other employees were
being harassed and coerced to leave our employment” to join a
union contractor. (Tr. 101.) On cross-examination, he reluc-
tantly conceded that Goole told him that Wagner had said that
he would get better pay and benefits if he worked for a union
contractor. (Tr.121.) Thus, the evidence supports a reasonable
inference that Dobbins selectively ignored the information that
Wagner’s remarks where made in the context of organizing the
employees.
The evidence also shows that Dobbins tailored his investiga-
tion to support the conclusion that Wagner was trying to per-
suade employees to leave the Respondent to work for a com-
petitor. It shows that even before talking to Sisco and Boven,
Dobbins prepared a statement for them to review and sign
which stated, “This will confirm that I on or about _____, 1999,
_____ tried to persuade me to resign my employment at West
Michigan Plumbing & Heating.” (Tr. 126.) He also asked them
if Wagner had coerced or tried to persuade them or anyone else
to leave employment with the Respondent without giving them
the opportunity to explain everything that was said to them and
vice versa. In other words, Dobbins was not trying to verify
Wagner’s side of the story, he only wanted to confirm what he
set out to prove. At Dobbins’ request, Sisco and Boven each
gave a one or two line handwritten statement that they either
observed Wagner talking to Goole about leaving his job with
the Respondent and/or that they were “approached” by Wagner
about leaving their jobs with the Respondent. (R. Exhs. 11–
13.)8 Thus, the evidence supports a reasonable inference that
Dobbins heard what he wanted to hear and sought information
to support what he wanted to conclude, that is, that Wagner was
soliciting employees to work for a competitor.
Notwithstanding the impression that the Respondent seeks to
foster, the undisputed evidence shows that Wagner was en-
gaged in soliciting the Respondent’s employees to join the Un-
ion and that his conduct falls within the broad protective gambit
of Section 7 of the Act.9 There is no evidence that Wagner en-
gaged in other unrelated and indefensible conduct, which dem-
onstrates that the same action would have taken place, even in
the absence of protected conduct. I find that the Respondent
cannot insulate its unlawful conduct by selectively filtering out
or ignoring the evidence of union conduct. Indeed, when
8 The evidence reveals that Sisco and Boven were two employees
who complained to Goole about Wagner soliciting employees to join
the Union. Thus, their input in the so-called investigation was not ex-
actly unbiased.
9 The Respondent does not argue that Wagner was not engaged in
protected activity.
WEST MICHIGAN PLUMBING & HEATING
425
viewed as whole the same evidence upon which the Respondent
bases its defense shows that Wagner’s conduct is protected
under the Act. Thus, I find that the Respondent has failed to
prove that Wagner would have been discharged in the absence
of the protected union activity. Timekeeping Systems, Inc., 323
NLRB 244 (1997).
Accordingly, I find that the Respondent unlawfully dis-
charged Wagner on May 26, 1999 in violation of Section
8(a)(3) of the Act.
CONCLUSIONS OF LAW
1. The Respondent is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act.
2. The Union is a labor organization within the meaning of
Section 2(5) of the Act.
3. The Respondent violated Section 8(a)(1) of the Act by
promulgating, implementing, and maintaining a rule which
encourages employees, who believe that they are being coerced
or pressured to join a union or sign an authorization card, to
report the matter to management.
4. The Respondent violated Section 8(a)(3) of the Act by re-
assigning, isolating, and discharging Mikkel Wagner.
5. The aforesaid unfair labor practices affect commerce
within the meaning of Section 2(6) and (7) of the Act.
6. The Respondent did not otherwise engage in any other
unfair labor practice alleged in the complaint in violation of the
Act.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I find that it must be ordered to cease and
desist and to take certain affirmative action designed to effectu-
ate the policies of the Act.
Having found that the Respondent unlawfully reassigned,
isolated, and discharged Mikkel Wagner in violation of Section
8(a)(3) and (1) of the Act, I shall recommend that the Respon-
dent reinstate him to his former job with a field crew or, if such
job no longer exists, to a substantially equivalent position,
without prejudice to his seniority or other rights and privileges
enjoyed; if necessary, terminating the services of employees
hired in his stead, and to make him whole for wage and benefit
losses that he may have suffered by virtue of the discrimination
practiced against him for the period May 20, 1999, to the date
the Respondent offers reinstatement, computed on a quarterly
basis as prescribed in F. W. Woolworth Co., 90 NLRB 289
(1950), less any interim earnings, with the amounts due and
interest thereon computed in accordance with New Horizons for
the Retarded, 283 NLRB 1173 (1987).
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended10
10 If no exceptions are filed as provided by Sec. 102.46 of the
Board's Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be
adopted by the Board and all objections to them shall be deemed
waived for all purposes.
ORDER
The Respondent, West Michigan Plumbing and Heating,
Inc., Richland, Michigan, its officers, agents, successors, and
assigns, shall
1. Cease and desist from
(a) Promulgating, implementing, and maintaining a rule
which encourages employees, who believe that they are being
coerced or pressured to join a union or sign an authorization
card, to report the matter to management.
(b) In any like or related manner interfering with, restrain-
ing, or coercing employees in the exercise of the rights guaran-
teed them by Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Within 14 days from the date of this Order, rescind its
rule which encourages employees, who believe that they are
being coerced or pressured to join a union or sign an authoriza-
tion card, to report the matter to management.
(b) Within 14 days from the date of this Order, offer Mikkel
Wagner full reinstatement to his former job with a field crew
or, if that job no longer exists, to a substantially equivalent
position, without prejudice to his seniority or any rights or
privileges previously enjoyed.
(c) Make Mikkel Wagner whole for any loss of earnings and
other benefits suffered as a result of discrimination against him
in the manner set forth in the remedy section of the decision.
(d) Within 14 days from the date of this Order, remove from
its files any reference to the unlawful reassignment, isolation,
and discharge of Mikkel Wagner and within 3 days thereafter
notify the employee in writing that this has been done and that
the discharge will not be used against him in any way.
(e) Preserve and, within 14 days of a request, make available
to the Board or its agents for examination and copying, all pay-
roll records, social security payment records, timecards, per-
sonnel records and reports, and all other records, including an
electronic copy of the records if stored in electronic form, nec-
essary to analyze the amount of backpay due under the terms of
this Order.
(f) Within 14 days after service by the Region, post at its fa-
cility in Richland, Michigan copies of the attached notice
marked “Appendix.”11 Copies of the notice, on forms provided
by the Regional Director for Region 7, after being signed by the
Respondent's authorized representative, shall be posted by the
Respondent immediately upon receipt and maintained for 60
consecutive days in conspicuous places including all places
where notices to employees are customarily posted. Reasonable
steps shall be taken by the Respondent to ensure that the notices
are not altered, defaced, or covered by any other material. In
the event that, during the pendency of these proceedings, the
Respondent has gone out of business or closed the facility in-
volved in these proceedings, the Respondent shall duplicate and
11 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
426
mail, at its own expense, a copy of the notice to all current em-
ployees and former employees employed by the Respondent at
any time since May 20, 1999.
(g) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.