333 NLRB 562
Merit Contracting, Inc.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
562
Merit Contracting, Inc. and International Union of
Operating Engineers, Local No. 66, AFL–CIO.
Cases 6–CA–28848, 6–CA–28886, and 6–CA–
28913
March 12, 2001
DECISION AND ORDER REMANDING
BY CHAIRMAN TRUESDALE AND MEMBERS
LIEBMAN AND HURTGEN
On April 24, 1998, Administrative Law Judge Richard
H. Beddow Jr. issued the attached decision. The Respon-
dent filed exceptions and a supporting brief, the General
Counsel filed a brief answering the Respondent’s excep-
tions, and the Respondent filed a brief in reply to the
General Counsel’s answering brief. In addition, the Gen-
eral Counsel filed limited cross-exceptions and a
supporting brief, and the Respondent filed a brief
answering the General Counsel’s cross-exceptions.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs, and has decided to
affirm the judge’s rulings, findings,1 and conclusions
only to the extent consistent with this Decision and Order
Remanding.2
The General Counsel’s complaint alleges that the Re-
spondent engaged in conduct violating Section 8(a)(1);
that it terminated two employees who were union mem-
bers, Jerald Rodgers and William Goughenour, in viola-
tion of Section 8(a)(3); and that it also violated Section
8(a)(3) by refusing to hire 13 applicants for heavy-
equipment-operator positions because of their union
membership.
The judge upheld certain complaint allegations con-
cerning unlawful interrogation and surveillance, and we
affirm those findings. The judge dismissed certain al-
leged violations, including the 8(a)(3) allegations involv-
ing the discriminatory terminations of Rodgers and
Goughenour. We affirm these findings with the excep-
tion of one dismissed 8(a)(1) allegation, discussed in part
below.3
1 The General Counsel has excepted to some of the judge’s credibil-
ity findings. The Board’s established policy is not to overrule an admin-
istrative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
2 The Respondent has requested oral argument. The request is denied
as the record, exceptions, and briefs adequately present the issues and
the positions of the parties.
3 With respect to the 8(a)(1) violations found by the judge, the Re-
spondent limited its exceptions and supporting argument solely to the
question of whether the relevant complaint allegations are consistent
with the time requirements of Sec. 10(b). We affirm the judge’s rejec-
tion of this argument for the reasons set out in sec. III,B of his decision.
Most significantly, the judge found that the Respon-
dent unlawfully refused to hire 9 of the 13 alleged dis-
criminatee-applicants because of their union member-
ship, and he recommended that the Respondent remedy
this misconduct by offering them employment.4 On May
11, 2000, the Board issued its decision in FES (A Divi-
sion of Thermo Power), 331 NLRB No. 20, setting forth
the framework for analysis of refusal-to-hire and refusal-
to-consider violations. We have decided to remand this
case to the judge for further consideration in light of
FES, including, if necessary, reopening of the record to
obtain evidence required to decide the case under the
FES framework. We have concluded that a remand is
also required in order that the judge may reconsider his
prior findings in light of our decision to reverse his dis-
missal of one complaint allegation and our discussion of
issues concerning the Respondent’s wage-compatibility
policy and the applicants’ job qualifications.
1. The additional 8(a)(1) violation
The General Counsel excepted to the judge’s dismissal
of an 8(a)(1) allegation involving an incident on March
17, 1997, between alleged discriminatee Rodgers and
Charles Rush, the Respondent’s vice president and gen-
eral superintendent. We find merit in this exception, and,
contrary to the judge, we will find this violation.
In the second week of March, not long after he was
hired, Rodgers began to circulate a petition among the
employees at his worksite which sought better working
conditions for job assignments out of town. The petition
did not refer to the Union in any way because, at this
point, Rodgers chose to maintain the secrecy of his un-
ion-member status. Alleged discriminatee Goughenour,
another covert union member hired by the Respondent,
was engaged in virtually the same activity at the same
time, at a different worksite.
On March 17, Rush approached Rodgers, introduced
himself, and said that he had heard from other employees
about Rodgers’ petition. Rodgers gave him the petition to
read, and Rush responded that, “this looks like trouble.”
In reply to Rush’s questions, Rodgers explained that
other employees had complained about out-of-town
working conditions, that he was trying to help them out,
and that he would turn the petition over to the company
when he had enough signatures. He also told Rush that
another employee—Goughenour—was passing around a
similar petition at another site. Rush told Rodgers that if
he wasn’t happy with the company, “you can go work
4 We affirm the judge’s dismissal of the discrimination allegations
concerning the four other applicants.
333 NLRB No. 64
MERIT CONTRACTING, INC.
563
somewhere else.” Rodgers told him that he wasn’t going
to leave and that he would not stop petitioning. Subse-
quent to this incident, Rodgers engaged in union-
organizing activity with the Respondent’s employees.
The judge noted that Rodgers was not engaged in any
activities openly in support of the Union on March 17.
He found that nothing in Rush’s conduct was sufficiently
coercive to violate the Act, and he dismissed the allega-
tion. We disagree.
Apart from any activities on behalf of a union, an em-
ployee who engages in concerted activities for mutual aid
or protection exercises rights protected by Section 7 of
the Act. Employer conduct which reasonably tends to
interfere with an employee’s protected activity violates
Section 8(a)(1), regardless of the employer’s motive and
regardless of the conduct’s effect. See, e.g., William-
house of California, Inc., 317 NLRB 699, 713 (1995).
Rodgers’ petition activity was engaged in on behalf of
other employees of the Respondent and in conjunction
with another employee of the Respondent engaging in
similar activity. It was therefore concerted. Further,
Rodgers’ petition activity was directed at improving the
working conditions of the Respondent’s employees as-
signed to out-of-town sites. It was therefore protected.
The concerted, protected nature of the activity was
known to Rush, the Respondent’s vice president and
general superintendent. His statements in reaction to
Rodgers’ activity that “it looked like trouble” and that
Rodgers could “go work somewhere else” if he wasn’t
happy were implicitly threatening, and therefore had a
tendency to interfere with Section 7 rights. Accordingly,
the Respondent violated Section 8(a)(1). See, e.g., House
Calls, Inc., 304 NLRB 311, 313 (1991).5
2. The wage-compatibility policy; applicants’ job quali-
fications
In remanding this case to the judge for evaluation of
the refusal-to-hire allegations under FES, we note two
specific issues which warrant reconsideration by the
judge. In his decision, the judge found that the Respon-
dent scrutinized the applications it received for indica-
tions of “union wages” in prior employment and ex-
cluded an entire applicant class based on this practice. He
concluded that this exclusionary conduct was “inherently
destructive of important employee rights”6 and that union
animus was implicit therein. The judge appeared to rely
primarily, if not exclusively, on this finding in conclud-
ing that the General Counsel had established that the
5 This additional violation should be considered by the judge on re-
mand in his evaluation of the refusal-to-hire allegations.
6 See NLRB v. Great Dane Trailers, 388 U.S. 26, 33 (1967).
Respondent’s rejection of the nine applicants was unlaw-
fully motivated.
The judge did not clearly explain what he meant by
“union wages.” The record does not identify any particu-
lar wage rates as “union wage rates”; i.e., rates collec-
tively bargained between an employer and a union. The
Respondent’s stated policy was simply to screen out
those applications which listed any desired wage rate or
prior wages exceeding the $12 to $14 per hour that the
Respondent wanted to pay its operators. Correspond-
ingly, there is evidence that the Respondent generally
followed this policy.
It is apparent that the judge’s reference to “union
wages” represented any wages listed in an application,
whether requested or previously paid, which were higher
than the Respondent wished to pay. However, the Board
has held that such a policy can be a legitimate justifica-
tion for a refusal to hire, in the absence of evidence that it
has been implemented in the face of a union organizing
campaign or applied disparately to avoid hiring union
applicants. See Wireways, Inc., 309 NLRB 245, 246
(1992).7 We leave to the judge on remand an evaluation
of the nature of the Respondent’s policy consistent with
Board precedent.
Regarding the nine applicants’ job qualifications, the
judge, in accordance with then-existing Board precedent,
did not require the General Counsel to show, as part of
its initial burden, that the applicants had experience or
training relevant to the announced or generally known
requirements of the positions for hire. Further, at the
hearing the judge precluded litigation of the question of
whether the Respondent would have found each of the
alleged discriminatees qualified for employment in the
absence of discrimination. In the judge’s view, this was a
matter for the compliance stage of this unfair labor prac-
7 See also, J. O. Mory, Inc., 326 NLRB 604 (1998) (wage-
compatibility policy found a valid defense where evidence showed that
the employer had rejected several other applicants pursuant to the pol-
icy in clearly nondiscriminatory circumstances). Compare Clock Elec-
tric, Inc., 323 NLRB 1226, 1231–1233 (1997), affd. in relevant part
162 F.3d 907 (6th Cir. 1998) (Board finds the employer’s wage-
compatibility claim pretextual where no showing was made that it was
dictated by budget restrictions or that employees hired in the past had
quickly left for higher paying jobs, and the evidence showed that the
policy had not been applied uniformly). See also Donald A. Pusey, Inc.,
327 NLRB 140 (1998), and Norman King Electric, 324 NLRB 1077,
1085 (1997), enfd. sub nom. Kentucky General v. NLRB, 177 F.3d 430
(6th Cir. 1999) (in both cases, the employer’s wage compatibility pol-
icy found pretextual).
Member Liebman has previously stated her view that Wireways
could be undermining the enforcement of the Act in the construction
industry and that a reexamination of that decision is warranted. See
Benfield Electric Co., 331 NLRB No. 77, slip. op. at 3 fn. 6 (2000);
Northside Electrical Contractors, Inc., 331 NLRB No. 166 fn. 2
(2000).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
564
tice proceeding, should the Respondent be found liable
for the alleged refusal-to-hire violations. As a result, the
judge granted the Union’s motion to quash the Respon-
dent’s subpoena seeking the following information from
the Union:
1. Showing what equipment [the 13 original al-
leged discriminatees] have been certified to operate
by the Apprenticeship Program run by the Interna-
tional Union of Operating Engineers, Local 66.
2. All outlines and materials showing course con-
tent, training and experience required in order to be-
come a qualified journeyperson under the Appren-
ticeship Program run by the International Union of
Operating Engineers, Local 66.
The judge found that this information would become rele-
vant and material only at the compliance stage, whether the
Respondent sought to use it to attack the credibility of the
alleged discriminatees who testified for the General Counsel
concerning their qualifications, or whether the Respondent
sought to prove directly that the alleged discriminatees were
unqualified. These determinations by the judge were erro-
neous in light of the Board’s decision in FES.
In FES the Board made clear that, as a component of
its Wright Line burden in a refusal-to-hire case, the Gen-
eral Counsel must first show that the applicants had ex-
perience or training relevant to the announced or gener-
ally known requirements of the positions for hire, or in
the alternative, that the employer has not adhered infor-
mally to such requirements, or that the requirements
were themselves pretextual or were applied as a pretext
for discrimination. Once the relevant experience or train-
ing is established, the respondent may show that the al-
leged discriminatees did not meet its specific criteria for
the positions, were otherwise unqualified for the posi-
tions, or were not as qualified as those who were hired.
331 NLRB No. 20, slip op. 5-6. It is not a matter to be
left for the compliance stage.
In these circumstances, we reverse the judge’s granting
of the Union’s motion to quash the subpoena with re-
spect to the nine remaining discriminatees, and we leave
to the judge on remand an evaluation of the issue of the
applicants’ qualifications consistent with the Board’s
decision in FES.
ORDER
This proceeding is remanded to Administrative Law
Judge Richard H. Beddow Jr. for further consideration
under the FES framework, and reopening of the record if
necessary, concerning the question whether the Respon-
dent discriminatorily refused to hire alleged discrimina-
tees Michael Eutsey, John Hay, Patrick Rice, Ronald
Schade, Ken Sisley, Glen Stevenson, Nathaniel Turner,
Henry Whipkey, and Thomas Wratcher. The judge shall
determine an appropriate remedy if he should find any
violation with respect to these nine individuals.
Thereafter, pursuant to the applicable provisions of
Section 102.45(a) of the Board’s Rules and Regulations,
the judge shall prepare and issue a supplemental decision
containing findings of fact, conclusions of law, and a
recommended supplemental order with regard to the is-
sue remanded here. Following service of this Supplemen-
tal Decision and Order on the parties, the provisions of
Section 102.46 of the Board’s Rules and Regulations
shall be applicable.
The issuance by the Board of an Order remedying the
unfair labor practices found in this proceeding is held in
abeyance pending completion of the action encompassed
by this remand.
Barton Meyers and Clifford Spungen, Esqs., for the General
Counsel.
Donald T. O’Connor and David Gandio, Esqs., of Pittsburgh,
Pennsylvania, for the Respondent.
DECISION
STATEMENT OF THE CASE
RICHARD H. BEDDOW Jr., Administrative Law Judge.
This matter was heard in Pittsburgh, Pennsylvania, on Novem-
ber 17 through 21 and December 8, 1997. Subsequent to an
extension in the filing date briefs were filed by the General
Counsel and the Respondent.1 The proceeding is based upon a
charge filed March 5, 1997,2 by International Union of Operat-
ing Engineers, Local 66, AFL–CIO. The Regional Director’s
consolidated complaint dated September 2, 1997, alleges that
Respondent Merit Contracting, Inc., of Monongahela, Pennsyl-
vania, violated Section 8(a)(1) and (3) of the National Labor
Relations Act, by engaging in the following unfair labor prac-
tices; Respondent on various dates threatened employees with
unspecified reprisals and discipline; interrogated employees
about their protected concerted and union activities; created the
impression that those activities were under surveillance; and
promulgated and maintained a rule prohibiting all union solici-
tations; refused to hire or consider for hire job applicants
Marvin Carter, Ronald Schade, John Hay, Henry Whipkey, Ken
Sisley, Nathaniel Turner, Michael Eutsey, Charles W. Szabo,
Ray Cumer, Thomas J. Wratcher, Patrick Rice, Glen Stevenson,
and William Cernicky; transferred its employee Jerald Rodgers;
terminated its employee William Goughenour and failed and
refused to utilize a second shift at its Kelly Run jobsite in order
to avoid hiring additional employees because applicants for
employment with Respondent and the employees of Respon-
dent named above formed, joined, and assisted the Union and
engaged in concerted activities.
1 The Respondent’s unopposed motion to correct record (Transcript)
is hereby granted and received into evidence as R. Ex. 51.
2 All following dates will be in 1997 unless otherwise indicated.
MERIT CONTRACTING, INC.
565
On a review of the entire record in this case and from my ob-
servation of the witnesses and their demeanor, I make the fol-
lowing
FINDINGS OF FACT
I. JURISDICTION
Respondent is engaged as a general contractor in the con-
struction industry in western Pennsylvania and other nearby
States. It annually performs services valued in excess of
$50,000 at points outside Pennsylvania and it annually pur-
chases and receives goods and materials valued in excess of
$50,000 directly from points outside Pennsylvania. It admits
that at all times material is has been an employer engaged in
operations affecting commerce within the meaning of Section
2(2), (6), and (7) of the Act and also admits that the Union is a
labor organization within the meaning of Section 2(5) of the
Act. The Respondent’s jurisdictional challenge relative to Sec-
tion 10(b) of the Act are address below in the discussion section
of this decision.
II. THE ALLEGED UNFAIR LABOR PRACTICES
In the fall of 1996, 84 Lumber Company, a national whole-
saler and retailer of lumber and building supplies, contracted
with Respondent to build or expand stores at locations in sev-
eral eastern States. Because of the projected need for additional
employees to complete this anticipated work, it placed help
wanted advertisements in various newspapers in southwestern
Pennsylvania and in New York. The ads sought equipment
operators; crane, dozer, backhoe, and highlift operators; as well
as concrete carpenters and finishers; and ironworkers. On De-
cember 3, 1996, shortly after the ads appeared in the newspa-
pers, members of the Union began filing applications with the
Respondent for positions as equipment operators.
In late November, Union Business Agent Joseph Beasley
told Marvin Carter that the Respondent was doing some hiring
and also asked Ronald Schade if he would to apply to work for
the Respondent. Both Carter and Schade had been union mem-
bers for over 24 years.
On December 3,3 Beasley drove them to Respondent’s office
and both applicants entered the office wearing union jackets
and hats which had the Operating Engineers symbol on them.
A young woman working in the office gave them applications
which they filled out. When Schade asked her whether the
Respondent was hiring, the woman answered that they may be
in a couple of weeks, that she would give the applications to her
boss who would notify them if they were needed.
Schade’s application listed “heavy equipment operator” in
the blank for position desired while Carter wrote “Equipment
operator.” Schade testified that he was unemployed at the time.
Both Schade’s and Carter’s applications stated they were not
now employed and that they could start “today.” Carter listed a
high school but not whether or not he had graduated and he had
no other entrees under the education section of the application.
Schade listed his school and graduation as well as his gradua-
3 Carter put a different date on his application but testified it was in
mid-December and I find that Schade’s application accurately reflects
the correct date.
tion from “Operating Local 466 Operating Engineers School
Program.” Schade listed $18, under salary desired but Carter
left the spot blank. In addition he listed as previous employers
union contractors Chapman Corp., Anthony Crane, and Long
Construction. Schade’s application gives three union business
agents as references and Carter listed Beasley as a reference
(with a phone number) but did not identify him. Carter listed
one past employer “Louis Valone Co., 2–95 to 5–95” under the
blank for his last three employers and he did not sign the appli-
cation.
John Hay, who was unemployed at the time, received infor-
mation about the Respondent from the Union’s dispatcher and
went to pick up an application in “late” November. Thereafter,
he mailed an application dated December 3, to the Respondent.
Pertinent details from his application and those of other appli-
cants are set forth in the chart below.
Hay testified that he has been a member of the Union since
1992, took part in the apprenticeship program from 1992 until
his graduation in 1996, and that he is qualified to run bulldoz-
ers, excavators, backhoes, rubber tire scrapers, tractor pan
scrapers, bobcats, graders, and grade-alls. He did not hear from
the Respondent but called the office on January 30, and asked
for John Hilty. The secretary said he was in a meeting but took
Hay’s name and number and said he would call back. When no
call was forthcoming, Hay called back later that afternoon, was
told Hilty was unavailable, that his application was on file and
that they were not hiring at the time. He had no further com-
munication from the Respondent and was not interviewed or
hired.
Ken Sisley who was unemployed at the time, read the Re-
spondent’s classified advertisement in the Valley newspaper
and also was called by the union dispatcher. He went to the
Respondent’s office wearing his union hat on December 4 and
asked for an application, which he filled out at the office. Sis-
ley has been a union member since 1979, and is a journeyman
operator experienced with high lifts dozer, excavator, backhoe,
forklift, pan (scraper), crane, picker, and other equipment. On
about January 6, Sisley received a message from John Hilty on
his answering machine. Sisley called Hilty who told him that
they had lost his application and that he should come back in to
fill out a second one. He returned on January 31 and filled out
another application but heard nothing further.
William Whipkey is a third year apprentice with 6 years of
prior experience operating heavy equipment including, dozers,
pans, high lifts, graders, hoes, and backhoes. He obtained an
application on December 4, from the union dispatcher when he
stopped down at the union hall inquiring about work. After
filling out the application, he mailed it to the Respondent. Af-
ter not hearing from the Respondent Whipkey called on January
31, and was informed him that the company was not then hiring
but that his application was on file.
Raymond Cumer has been a union member since 1982, and
operates dozer, high lift, pan (scraper), backhoe, forklift, and
compactor. About December 2 or 3, he received a call from the
dispatcher who told him about applying with Respondent. On
December 5 he went and received an application form, which
he filled out and returned. On about February 21, he phoned
the Respondent and spoke with a woman was told that his ap-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
566
plication was still on file. Cumer never heard back and was not
interviewed or hired.
Nathaniel Turner has been a union member for 10 years and
operates most equipment including dozers, pans (scrapers),
high lifts, and backhoes. On December 3 or 4, he received call
from the Union and he agreed to apply for work at the Respon-
dent. On December 5, Turner went by himself and filled out an
application on which he listed his graduation from the Operat-
ing Engineers apprenticeship school.
Charles Szabo has been a member of the Union since 1974
operating backhoes, track excavators, high lifts, drag lines,
cranes, rock trucks, dozers, and other equipment. He was
called by the Union and asked whether he would like to apply
to work for Merit. He went to Respondent’s office on Decem-
ber 11, and filled out an application dated that same day. After
not hearing from Respondent, he called in February and asked
the secretary answering the phone whether his application was
still on file. He was informed that it was and that it would be
retained for 6 months. Szabo was not interviewed or hired by
Respondent.
Thomas Wratcher has been a union member since 1990, is
experienced as a heavy equipment operator, and has operated
among other things, tractors, dozers, cranes, trucks, and high-
lifts. He received an application from the Union and mailed it,
dated December 26, to the Respondent. After not hearing any-
thing, he called around February 14 and was told that his appli-
cation was on file. He was not contacted and was not inter-
viewed or hired by the company. His application lists the
equipment that he had worked on his last three jobs, including
forklift, highlift, back hoe, cherry picker, and excavator.
Michael Eutsey has been a union member since 1992, is
qualified to run a loader, bobcat and forklift, and is presently
attending the union apprenticeship program while working for
various contractors. In late December, the Union told him that
the Respondent had an ad in the newspaper for operators and
asked him to apply. Eutsey was aware that the Respondent was
a nonunion contractor because he had applied there in 1995.
On December 26, he went by himself to the Respondent’s of-
fice where he asked a secretary if they were hiring and how
much they were paying. She told him that they were hiring but
that she did not know when or how much they would be pay-
ing. She said they were accepting applications, and he filled
out an application and gone it to her. Eutsey’s application
stated that he was applying for either an operator or laborer
position, showed his attendance in the Union’s apprenticeship
program, and listed union employers including Beaver Excavat-
ing Co. and Welded Construction Co. He never heard from the
company.
Patrick Rice has been a union member for 29 years and is
experienced in running all dirt equipment other than cranes.
Rice, who lives in Monongahela (Respondent’s location) was
called by the dispatcher who said he heard that Respondent was
hiring and that if he wanted work to pick up an application. He
said that he was unemployed at the time and that union mem-
bers who are out of work are permitted to obtain nonunion
work when work is slow. He got an application form at Re-
spondent’s office on December 27, took it home and then hand
returned it the following Monday, December 30. Respondent
was unable to locate the application and on cross-examination
questioned Rice regarding its contents.
Rice testified that his application noted that he had com-
pleted the Union’s 4-year apprenticeship training program, that
he had been a member of the Union for 29 years, and listed
under “former employees” three well known union contractors
who work in western Pennsylvania where he was paid $19.63
an hour. He said he sought a position “operating equipment”
wrote that he could start any time with a desired salary of $15
on hour.
On January 2, 1997, Schade and Carter returned to the Re-
spondent’s office again wearing union jackets and hats. They
spoke with a secretary who took their names and said that the
company would be hiring in a couple of weeks. On January 29,
they again returned to the office in union jackets and hats and
again left their names and phone numbers.
On January 3, Turner received a telephone call from the Re-
spondent asking that he come in for an interview. The next day
he met with Hilty and a “dirt boss” and was asked about his
experience. He told them that he ran most all equipment in-
cluding scrapers, dozers, and the CAT backhoe, that the had his
least experience on trackhoes, and no loader experience. At the
company’s request he agreed to take a physical and drug test.
These tests were set up by the company to be taken on January
23 and 30.
Glen Stevenson has been a union member for 10 years and a
journeyman operator for 6 years experienced in operating exca-
vators, dozers, compactors, rollers, and other dirt moving
equipment. On January 14, he was called by the dispatcher
who told him that the Union was trying to organize the Re-
spondent and asked Stevenson, who was unemployed, if he
would go and apply for work. On January 16 he went to the
company office wearing his ujnion jacket and hat. Upon arrival
at the office he spoke with a man on the porch (identified at the
hearing as John Hilty), and asked whether they were accepting
applications. Hilty responded that they were and asked Steven-
son whether the Union had sent him down and Stevenson re-
plied, [no]. A secretary gave him an application and said that
he could fill the application in at home and mail it in. Steven-
son took the application home, filled it out and addressed it to
the address written on the form and stamped the envelope. His
wife then took the envelope containing the application to the
post office to mail in the way that he regularly mails letters but
never heard further from the company. The Respondent was
unable to locate any application submitted by Stevenson in its
files but its counsel questioned him at the hearing regarding the
contents of the application. Stevenson testified that he listed on
the application that he was a journeyman operator for Local 66,
that he had completed a 4-year union apprenticeship program,
had worked for (union) contractors J.A. Jones and Lane Con-
struction, and probably wrote “prevailing rate” for salary de-
sired.
William Cernicky was a business agent for the Union for 15
years until his retirement in October 1997. Before becoming
business agent, Cernicky operated all types of equipment in-
cluding backhoes, loaders, dozers, and high lifts. Cernicky
presently is suffering from Huntington’s disease which affects
some of his physical abilities but he asserts that he was capable
MERIT CONTRACTING, INC.
567
of performing work as an operator, that he could climb into the
machines, drive, handle controls and do fine grade work. On
January 30 he went to the Respondent Merit’s office along with
Turner, who that day had completed a physical exam for Re-
spondent.
On January 30, after his physical, Turner returned to Merits
office with Bill Cernicky and met with Hilty. Turner asked if
he was now going to be hired. Hilty answered that he would be
put on a panel and called off that panel. Turner then told him
that if he were hired he was going to try to organize the com-
pany. Turner did not hear back from the company until ap-
proximately 9 months later when, shortly before this hearing,
Respondent contacted Turner about a job. Turner, who was
employed at that time, did not respond to Respondent’s tele-
phone call. While talking with Hilty, Cernicky requested and
was given an application, which he filled out in his car and
returned to Merit’s office that same day. When he returned the
application he asked the secretary if they were hiring and she
said yes. Cernicky did not hear from Merit and later called the
office where he was told that his application was still valid but
never heard further.
On February 17, Schade and Carter returned to Monogahela,
along with William Goughenour and stopped at a local restau-
rant. Goughenour then drove alone to the Respondent’s office
to apply for work. Goughenour has been a journeyman mem-
ber of Local 66 for 15 years and is experienced on all forms of
heavy equipment, including grade-alls, excavators, backhoes,
trackhoes, both rubber tire and track highlifts, all forms of bull
dozers, pans, cherry pickers, and incidentals on small machines.
Goughenour was wearing no union clothing or insignia and
made no mention of his union affiliation where he got an appli-
cation form. Goughenour completed the application and re-
turned it to the Employer by mail. Nothing on the form related
to his affiliation with the Union and the prior employer’s he
listed all of whom he had actually worked for, were not union
employers.
After Goughenour returned to the restaurant, Schade and
Carter, both wearing union hats and jackets, drove to the Re-
spondent’s office and spoke with a secretary. The secretary
said that she did not know anything about their applications and
took their names and phone numbers. Schade asked to speak
with her boss, but she said that he was not there. Standing in
the office at the same time were two other men. Schade and
Carter then returned to the restaurant and while standing out-
side, they observed a care with a “Merit 1” license drive up to
the restaurant. The two men who were at Merit’s office with
them got out of the car and Goughenour, who also saw the car
subsequently recognized one of the men as Hilty. Neither
Carter or Schade heard further from the Respondent and they
was not interviewed or hired.
On February 24, Goughenour was called for a job interview
with Hilty. After the interview, which consisted primarily of
Goughenour’s explaining his experience and abilities, he was
offered employment on the spot. Initially Hilty wanted him to
begin working at a jobsite in Front Royal, Virginia, as early as
the next day, but Goughenour explaining that his wife was ill at
the time and he would have to check with her. Goughenour
also was introduced to Woody Gysygem, who is overall super-
visor of Respondent’s dirt operations, including the Front Royal
project, and was told to call him concerning his immediate
availability for Front Royal. At no time did Goughenour ever
undergo a physical or any other form of examination for his
job. Later that evening, Gysygem called Goughenour, who
indicated he was available to go to Virginia the next day. The
following morning Goughenour was unavailable due to car
problems. When he contacted Hilty on February 28, he was
immediately sent to a jobsite in Hazelton, Pennsylvania, to
begin work the following morning. Goughenour worked in
Hazelton for 6 days and when the job was completed, he was
told to return home and call the company offices. He was im-
mediately sent to work the following day, a Saturday, March 8,
at the Kelly Run landfill where he stayed throughout the re-
mainder of his employment with Respondent.
The first two days Goughenour worked at Kelly Run he
worked on a 4 p.m. to midnight shift under banks of portable
lights which had been erected on the jobsite. After that week-
end, there was no further second shift work at Kelly Run. At
one point during his employment Goughenour asked the super-
intendent Frank Kevech, why there were not two shifts working
at that site rather than having the employees working 12 hours
every day and Kevech assertedly replied that the Respondent
did have enough equipment operators for two shifts on the job.
On March 12 Goughenour first circulated a petition among the
employees which sought more uniform pay scales, better out of
town allowances and other benefits. The petition does not men-
tion of Local 66 but speaks in terms of concerted activities
among the employees.
Goughenour testified he solicited signatures on the petition,
at various times and places including in the parking lot, before
and after work, or in the shuttle truck while traveling to the
jobsite. He admitted that he also solicited employees on occa-
sions when the flow of work had backed up because trucks
were waiting in line to be loaded by the excavator, when
worked stopped for blasting or because equipment had broken
down and there was a occasion for employees to stand around
and talk for a few minutes.
On March 17 Goughenour circulated a handbill among the
employees as they congregated at the job trailer at the end of
the day and waited for their paychecks. The following week,
on March 24, Goughenour distributed another flyer which he
passed out among employees as he ran into them during the
course of the day. On approximately March 31, Goughenour
said he attempted to obtain employee signatures on union au-
thorization cards in the parking lot before and after work as
well as during down time in the course of the workday.
Jerald Rodgers has been a union member since 1995. On
February 24, he received a call from Beasley who told him that
Goughenour had given his name as a referral to the Respon-
dent. Rodgers was given a telephone number and called the
Respondent. He spoke with Supervisor Woody Gysegem who
directed Rodgers to call the main office the next morning.
Rodgers called, spoke with Hilty and told him that Goughenour
had referred him. Hilty asked him to come in for an interview
and later that day he discussed his qualifications with Hilty and
filled out an application. Hilty told Rodgers about their work
for 84 Lumber Company on the East Coast but Rodgers testi-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
568
fied that Hilty did not indicate where those jobs were located.
Rodgers did not put any information indicating his union af-
filiation in his application and did not otherwise inform man-
agement of any such affiliation. He was not asked to take a
physical or drug test and that afternoon, Hilty telephoned Rod-
gers with an offer, to begin work at the Flexsys jobsite, near
Monogahela (Rodgers said he went into the interview believing
that he could be assigned out of town, and asked that he be
assigned to Hazelton with Goughenour).
At the Flexsys jobsite, Rodgers ran a track hoe, backhoe and
skid loader. On March 12 he began a petition drive at the site
seeking improved wages and benefits and he showed the peti-
tion that day to Supervisor Mike Rush and job superintendent
Bill Greenwood. Mike Rush responded to this petition by tell-
ing Rodgers that “it wasn’t a good idea for me to be doing that,
you know, it’s trouble” and if he wasn’t happy he should go see
the people in the office if he wanted more money. Greenwood
also told him to go see someone above him at the company if
he wanted more money.
On Monday, March 17, General Superintendent Chuck Rush
introduced himself to Rodgers and said that he had heard from
other employees about the petition. Rodgers testified that after
being given the petition to read, Rush said, “th[I]s looks like
trouble” and asked Rodgers why he was doing it. Rodgers
explained that he was trying to help the guys out, that his co-
workers had complained that they should be paid more gas
money and per diem for out of town work and that he would
turn the petition in to the company once he obtained enough
signatures. Rush questioned why Rodgers was complaining
since he wasn’t working out of town. Rodgers responded that a
buddy of his was working out of town who thought it was un-
fair. When Rush asked him who, Rodgers told him that it was
Goughenour who also was passing around a petition. Rush’s
response was that if was not happy “you can go work some-
where else” but Rodgers said he had no intention of leaving and
no intention of giving up.
On March 20, Mike Rush approached him and gave him his
work assignment for the day, which included work at Flexsys in
the morning and in a nearby church parking lot that afternoon,
and said he would be digging up concrete pads to put in pipe
and a catch basin at Flexsys the following week. At lunch that
day Rodgers picketed at the jobsite entrance, and passed out
flyers which stated that Merit was not paying a fair wage.
While picketing, Mike Rush assertedly told him that he
should talk to somebody about passing out the petitions and
that he was causing trouble. After lunch Rodgers went to the
church parking lot assignment. At about 5 p.m., Chuck Rush
came by and told him that he was no longer needed at Flexsys
and that he should next report to the Kelly Run jobsite. Rod-
gers asked why he was being transferred and asserted that it
was because he was picketing and passing out flyers. Rush
denied this claim, and allegedly said that Rodgers was causing
trouble, and that if he didn’t like it “get the hell out.”
On Friday, March 21, Chuck Rush phoned Rodgers at home
and asked him to work that Saturday at Kelly Run. Rodgers
turned him down, citing a prior engagement. Rush then again
told him to report to Kelly Run on Monday, however, Saturday
evening Rodgers received a telephone call from Woody
Gysegem, telling him to report to Front Royal, Virginia.
Sunday evening Rodgers called Gysegem and questioned
why he was being sent out of town, asking whether it was be-
cause of his activity picketing and passing out flyers. Gysegem
said that he did not know too much about it. Rodgers asked if
he could stay local the next day so that he could speak with
management. Gysegem declined to call Rush at that late hour
but suggested that Rodgers take the next day off. Rodgers
called back and said that he would go to the office the next day.
The next morning Rodgers went to the Monongahela office
and complained to Chuck Rush that it was unfair to take him
off the Flexsys job, that there was a lot of work yet to do. He
claimed that he was being sent to Virginia due to the petition
that he was passing out and the picketing. Rush continued to
direct Rodgers to report to the Virginia jobsite, and when Rod-
gers asked if Rush minded if he passed out flyers in Virginia,
Rush responded, “[Y]ou better think about (the) trouble you are
causing.” Rodgers later that day informed Rush that he would
not accept the transfer, and began picketing at Flexsys.4
On April 2, Rodgers engaged in picketing at the Flexsys job-
site. At lunchtime Hilty and counsel David Gaudio came to the
jobsite, passed through the gate and were given flyers by Rod-
gers. Shortly thereafter Hilty and Gaudio returned to the gate.
Rodgers asked who Gaudio was and Gaudio identified himself
as an employee of Flexsys. Gaudio began to question Rodgers,
asking whether he was trying to organize them, whether the
Union would want to replace their employees and what was the
purpose of the picketing. Gaudio asked “[D]o you have this
organizing going on any place else,” and when Rodgers said
“yes,” Gaudio asked, “where” and Rodgers responded that they
were organizing also at Kelly Run. Gaudio asked him, “[D]o
you have a guy like yourself over there?” and Rodgers told him
that Bill Goughenour was organizing at Kelly Run.
The next day Job Superintendent Kevech approached
Goughenour before work and told him that he had been up most
of the night talking to Company bosses and lawyers about
Goughenour’s activities on behalf of the Union. Goughenour
testified that that the Company had him on audio and video tape
(which surprised Kevach), that he had been aware of
Goughenour’s activity but hadn’t said anything but that now the
company was on his back and Goughenour was not allowed to
engage in any union activities on company property from the
time he entered the gate at the bottom of the hill by the parking
lot until the return to the parking lot in the evening and that if
he continued his activities he would be subject to discipline.
That evening after he got home, Goughenour received a phone
call from general superintendent Rush who advised him that he
had been terminated because he was being “disruptive to the
workforce.”
III. DISCUSSION
This proceeding involves the Respondent’s apparent failure
to hire union affiliated applicants for positions as equipment
operators, the transfer of one employee who started a petition
4 The complaint does not allege that Rodgers was constructively dis-
charged by the Company’s transfer of him to Virginia.
MERIT CONTRACTING, INC.
569
drive and the discharge of one union activists, as well as certain
related 8(a)(1) unfair practice allegation including alleged
threats, interrogations, surveillance, and rules against union
solicitation.
A. Refusal to Hire Criteria
The Board endorses a causation test for cases turning on em-
ployer motivation, see Wright Line, 251 NLRB 1083 (1980),
NLRB v. Transportation Management Corp., 462 U.S. 393
(1983), however, the foundation of 8(a)(1) and (3) “failure to
hire” allegations rest on the holding of the Supreme Court that
an employer may not discriminate against an applicant because
of that person’s union status, Phelps Dodge Corp. v. NLRB, 313
U.S. 177, 185–187 (1941).
Based on the test set forth in Fluor Daniel, Inc., 304 NLRB
970 (1991), and KRI Constructors, 290 NLRB 802, 811 (1988),
and case cited therein, it is found that in a case of this nature the
General Counsel meets his initial burden of proof when it
establishes that (1) an individual files an employment appli-
cation, (2) the employer refused to hire the applicant, (3) the
applicant is or might be expected to be a union supporter, (4)
the employer has knowledge of the applicant’s union sym-
pathies, (5) the employer maintains animus against union
activity, and (6) the employer refuses to hire the applicant
because of such animus. In order to rebut the General
Counsel’s case, the employer must establish that the applicant
would not have been hired absent the discriminatory motive.
The qualifications of job applicant may be an expected element
of why an employer might refuse to hire any individual and,
accordingly, it is customary in relation to criteria (1) that the
record be developed to show that an applicant has the basic job
experience or training to match up with the position for which
an employer is seeking or accepting applications. However,
there is no requirement that the General Counsel show (at this
stage of the proceeding) that an applicant has superior
qualifications that would mandate his selection for employ-
ment. Therefore, a resolution of an applicant’s total
qualifications beyond his basic suitability for the position
involved is not an issue relevant to the basic criteria necessary
to prove a violation of the Act.
B. Procedural Matters
On brief the Respondent challenges the Board’s jurisdiction
under Section 10(b) of the Act to consider allegations concern-
ing alleged Section 8(a)(1) conduct in paragraphs 7 through 13
of the complaint, claiming that no appropriate underlying
charge supports such allegations, citing in particular Nickles
Bakery of Indiana, 296 NLRB 927, 928 (1989), and Lotus
Suites v. NLRB, 32 F.3d 588 (D.C. Cir. 1994).
This jurisdictional challenge was not raised as an affirmative
defense in the Respondent’s answer and it was not pleaded as a
preliminary matter at the hearing and, accordingly, I find that it
is untimely and its motion is therefore denied on that ground.
Otherwise, I find that the request also should be denied on its
merits for the following reasons. In these proceedings three
separate changes were filed alleging (1) the refusal to hire sev-
eral applicants, (2) the discriminatory transfer of Gerald Rod-
gers and (3) the discharge of William Goughenour, because of
their union membership or activities. Paragraphs 8, 9, and 10
related directly to these charges and paragraphs 11 and 12 re-
late directly to the three preceding paragraphs and allege that
each is a violation of both Section 8(a)(1) and (3) of the Act.
As noted in Lovejoy Industries, 309 NLRB 1085, 1086
(1992), the Board in Nickles Bakery held that the preprinted
“other act” language on the charge form may not be relied upon
to support complaint allegation of “independent” violations of
Section 8(a)(1). Here, the allegations in paragraphs (8) through
(12) are not independent allegations but are part of “collective”
allegations that the Respondent violated Section 8(a)(1) and (3)
of the Act. Accordingly, I find that Nickles Bakery does not
support the Respondent’s claim in this respect.
Turning to the separate complaint allegation in paragraphs
7(a) through (d) of the complaint, an evaluation of the Nickles
Bakery criteria shows that they are “closely related” to the un-
derlying charge and, particularly, that they “arise from the same
factual circumstances or sequence of events as the pending
charge. First, paragraph 7(a) alleges a January 1997 interroga-
tion of employees at the Respondent’s office. Job “applicants”
are considered as employees as referred to in the Act and the
Respondent alleged 8(a)(1) conduct occurred as the applicants
were attempting to apply for the jobs for which the Respondent
thereafter refused to hire them. Paragraphs 7(b) and (c) relates
to threats to and interrogation of Gerald Rodgers after he began
to engaged in protected activity to protest his transfer. Para-
graph 7(d) relates to conduct which was precursory to William
Goughenour’s discharge.
Under these circumstances, the charges clearly are closely
related to the separate 8(a)(1) allegations, the Respondent’s
defenses relate to the 8(a)(3) allegations would have the neces-
sary nexus and I find that the 8(a)(1) allegations clearly arise
from the sequence of events, for example, Rodgers and
Goughenour both allegedly were transferred or discharged be-
cause of the type of protected activity that is alleged as a viola-
tion of Section 8(a)(1). Accordingly, I find that the Respon-
dent’s jurisdictional contentions are without merit, compare
Nippondenso Mfg. U.S.A., 299 NLRB 545, 546 (1990).
On brief the Respondent also request reconsideration of my
ruling which granted the Union’s motion to quash a subpoena
directed to the Union. This subpoena sought the production of
information with respect to the 13 job applicants as follows:
1. Showing what equipment the [13 salts] have been
certified to operate by the Apprenticeship Program run by
the International Union of Operating Engineers, Local 66.
2. All outlines and materials showing course content,
training and experience required in order to become a
qualified journeyperson under the Apprenticeship Program
run by the International Union of Operating Engineers,
Local 66.
First, the Respondent asserts that it has a reasonable belief
that the material sought is relevant and that it touches on the
matter in question. It further argues that the General Counsel
asked questions relating to the qualifications of the applicants
and that the General Counsel bears the burden, as part of its
prima facie case, to establish by a preponderance of the credible
evidence that the salts were qualified for the positions for
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
570
which Merit was hiring, citing in particular NLRB v. Fluor
Daniel, Inc., 102 F.3d 818 (6th Cir. 1996).
This case does not arise in the 6th Circuit and I find that it
would be improper for me to rely on a court of appeals decision
instead of relevant Board decisions on the issues, see Waco,
Inc., 273 NLRB 746, 749 fn. 14 (1984), in which the Board
emphasized that “it is a judge’s duty to apply established Board
precedent which the Supreme Court has not reversed,” citing
Iowa Beef Packers, 144 NLRB 615, 616 (1963). See also Ford
Motor Co., 230 NLRB 716, 718 fn. 12 (1977), enfd. 571 993,
996–1002 (7th Cir. 1978), affd. 441 U.S. 488, 493 fn. 6 (1979),
and TCI West, Inc., 322 NLRB 928 (1997). Accordingly, I
shall follow the Board’s precedent on the issue and I find that
the under the applicable Board criteria noted above the rele-
vance of the qualification issue is primarily one for examination
at the compliance stage of the proceeding, see Fluor Daniel
Inc., 304 NLRB 970, 981 (1991), and Dean General Contrac-
tors, 285 NLRB 573–574 (1987).
Otherwise, I find that the material sought in the subpoena is
not relevant or material (at this stage) to any applicant qualifi-
cation issue bearing on the Respondent’s conduct in this case
dealing with its interactions with the job applicants. In this
connection, it is noted that neither its job ad nor its employment
application specify any particular qualification and as otherwise
discussed below, detailed information about the Union’s ap-
prenticeship program has no objective relationship to the Re-
spondent’s decision to hire or further process job applications.
The Respondent also argues that the information sought
could go to challenge the credibility of those applicant who
testified about their qualifications. Here, the various job appli-
cants testified along the line that they took part in or graduated
from the Union’s apprenticeship program, had experience in
operating various type of equipment and had worked for vari-
ous construction companies as qualified operators. The Re-
spondent’s purported inquiry would appear to be a collateral
attack on the Union’s apprenticeship program and the likeli-
hood of it producing any information that would tend to im-
peach the testimony of the witnesses in any meaningful way is
almost pure speculation. The material sought would not be
likely to lead to any significant factual conflict that might im-
peach a witness testimony in relation to any material fact in
dispute. Details about a person’s experience and training are
those that normally would be explored in employment inter-
views, communication with references and observation or test-
ing of an applicant on the equipment and here the application
process generally did not get to that stage. Where it did, as
with Rodgers and Goughenour, the experience asserted was
shown to be valid. There is no reasonable basis for thinking
that a tangential critique of the information sought would aid in
the development or evaluation of the record and, accordingly,
my ruling at the hearing is affirmed.
C. Refusal to Hire Union Applicants
The Respondent points out that in 1991, it entered into a pro-
ject agreement with Local 66, on a Sony plant project and that
in its second year of operation, it entered into a collective bar-
gaining relationship with the UMWA for all of its mine sites
and prevailing rate work. Chuck Rush testified that, currently,
a majority of its employees are members of the UMWA, that it
traditionally has hired members of labor organizations, that Les
Trbovich and Gary Greedan, who both testified that they were
working at Merit’s Kelly Run jobsite with Goughenour, were
members of the USWA and the UMWA, respectively, that it
hired USWA members Rasel, Tedrow, and Donley as equip-
ment operators for the 84 Lumber jobs. Accordingly, it argues
that the general counsel failed to establish that Merit possessed
union animus and that such animus contributed to the decision
not to hire the 13 “salts,” citing Bay Control Services, 315
NLRB 30 (1994).
Hilty, who is responsible for Respondent’s hiring (and re-
ports to Chuck Rush), testified that it generally has between 75
and 160 employees, excluding office employees. His standard
hiring procedure is to run an ad in the newspaper, collect appli-
cations, review those applications, and sort them by classifica-
tion (such as operator), to be filled. In going through the appli-
cations, he attempts to pick out ones that he believes match
requirements for a particular position, and he calls those indi-
viduals in for interviews. Hilty testified that the hiring criteria
he used are: job experience, salary desired, salary made on
prior jobs, and the reason the person left their prior job. He
does not focus on education and his most important criteria is
job experience, with salary desired and how much they have
made in the past also being important, however, he admitted
that the Union’s apprenticeship program qualifies as relevant
training for running heavy equipment. As to the individual
references, Hilty looks at them only to see if there is a name he
recognizes so he can check to see if the applicant is a good
employee.
He screens the applications in a classification (such as opera-
tors), into three piles, each with its own folder. The first con-
tains the best applicants, those he would call first, and the third
pile contains the worst applicants. He then sorts the applica-
tions in the first pile in order of attractiveness and uses those to
set up interviews and tries to have three interviews set up for
each opening. Hilty attempting to have applicants for dirt op-
erator jobs interviewed by himself, Gysegem and Chuck Rush
if they are available, but he sets up the interviews without first
clearing with them. Hilty runs the interviews, and makes notes
during the interviews on the standard interview form. The last
question he asks during the interview is, “What skills do you
have for the job you’re applying for?”
Because of they anticipate work from 84 Lumber. It put help
wanted ads in many of the local newspapers in southwestern
Pennsylvania (as well as Watertown, New York), late in No-
vember 1996. Originally, management was talking about hir-
ing nine crews, each with four or five operators and late in
1996, Hilty was directed to get people “interviewed, physi-
cal[ed], [and] prepared to go to work” but he asserts that he had
problems hiring qualified employees and having them available
when they were needed. In December, owner Clem Gigliotti,
directing that he set up “benches,” or panels, with at least 10
individuals on them who had completed their interviews and
physicals, and were ready to go to work. Gigliotti told Chuck
Rush, “[N]ot to wait until the last minute to do their interviews.
And to run through the interviews and put, say 10 men on the
bench like you would a ball team, to be ready to go when
MERIT CONTRACTING, INC.
571
needed.” On January 24 he had an operators bench list of 13
names, 3 of which were for foreman/supervisor positions and
one was listed as a foreman/operator. Three of these declined
the job before physicals were set and one, Robert Barganti, was
hired as a supervisor without a physical and Hilty acknowl-
edged that employees are not always required to have physi-
cals, and that, if there is no time, physicals are often bypassed.
Of the remaining nine on the panel one was not offered a
physical because of his alleged limited skills, one declined, and
one did not show up, leaving the following six:
(1) William WhiteDozer
(2) Charles Large580
(3) Nate TurnerPan
(5) Michael FiniakLoader/Dozer
(6) Stephen BudnerLoader
(8) Boyd CutwrightDoz, Load, Hoe
Turner is the only union affiliated applicant on the list and he
was not called its work until shortly before the hearing began.
Although the Respondent had a past project agreement and
some affiliation with other union and other employees with
some union membership the issue here is of a more narrow
focus, one that must look at its hiring practices when it was
directly faced with an active organizational drive and applica-
tions for employment by a rush of numerous union operators in
response to its ads. See J .E. Merit Constructors, 302 NLRB
301, 304 (1991). Here, shortly after the alleged discirminatees
started to appear at the Respondent’s office in Union hats and
jackets to file applications, the Respondent changed, in part, its
regular hiring practices and set up a panel or bench of prospec-
tive employees and, with one exception, these union affiliated
applicants never made it past Manager Hilty’s initial, subjective
screening process, a process in which the applicant salary made
on prior jobs was said to be a prominent criteria. Thus, if the
applicant honestly reported his prior union scale wage level, he
would automatically be exclude from further consideration
because that wage would be in excess of the Respondent’s
wage levels (Turner’s last wage was $15 an hour and the previ-
ous one was $20 but he also put $12 an hour as the salary de-
sired). The “practical effect” of the Respondent’s application
review practice precluded selection for interview and employ-
ment of union members and supports an inference that the un-
ion applicants were not considered simply because of their
union affiliation, see P.S.E. Concrete Forms, 303 NLRB 890
(1991).
While Hilty and the Respondent present the appearance of a
benign attitude towards unions, it is unnecessary for the Gen-
eral Counsel to show blatant actions on the part of an employer
in order to demonstrate antiunion animus. As discussed below,
the Respondent does not persuasively show valid reasons why
it did not consider union applicants for interviews or employ-
ment. I otherwise find that any burden on the employer to seek
or obtain from an applicant objective information such as
whether he would accept a lower wage level or if he is skilled
in operating specific pieces of equipment would be slight in any
case where an applicant has filed a reasonable informative ap-
plication form and it clearly would outweigh the the Respon-
dent’s practice of engaging in subjective speculation that appli-
cants would not work for less than they made previously or
were not skilled in operating some types of equipment.
Here, management’s memo to Hilty called for him to inter-
view and have 10 operators “ready to go to work,” however,
only six were processed to the physical stage where they were
on the “bench” at the end of January. Apparently, no additional
applications of union or other individuals, were reviewed to
bring the bench up to strength. Moreover, in February and
March, the Respondent proceeded to hire Rodgers and Gough-
neour (who appeared to be nonunion appllicants) as well as
eight other operators who did not go through the panel process
and it ignored the bench (and Turner), except for Barzanti who
immediately was hired as a foreman/operator without a physi-
cal. Previously, three other operators, plus Ralph Bailey also
were hired in December and January without going through the
“bench” procedure and six or more other “non-bench” opera-
tors in addition to Rodgers and Goughnour were hired in Feb-
ruary and March.
The record thus shows that the Respondent essentially ig-
nored it asserted new hiring procedure, ignored union affiliated
applicant (except for its interview of Turner who, it is noted, is
also is a minority applicant), while hiring nonunion applicant
including “covert” applicants Goughenour (who listed a desired
wage of $14 an hour and past “operator” salaries of $13.50 to
$11), and Rodgers (a referral by Goughenour who listed past
“operator” salaries of $14 to $10 an hour and requested $14).
Thus, only union experienced applicant’s who lied about their
past union involvement could hope to be hired and I find that
this demonstration of disparate treatment between these two
classes of applicants is sufficient to support an inference of
animus.
I also find that the expressed disqualifying criteria for the
Respondent’s screening of applications (past experience at
union wages), effectively precludes consideration of an entire
class of applicant and it constitutes discriminatory conduct and
is a practice inherently destructive of important employee
rights. Accordingly, I find that animus is implicit and can be
found here even without specific proof of antiunion motivation,
see Merit Constructors, supra, and Great Dane Trailers, 388
U.S. 26, 34 (1967).
The Respondent’s newspaper ad for November 11 was as
follows:
Taking applications for operators, Crane, dozer, backhoe and
highlift. Experience necessary. Willing to travel.
Some applicants saw the ad and the Union’s business agent and
dispatcher otherwise alerted unemployed union members to the
opportunity and asked them to apply. Between December 3
and January 30, 13 overt union members filled applications and
one was called for an interview. None were hired although the
Respondent otherwise hired 15 other individual for equipment
operator positions between December 1, 1996, and April 30,
1997, including covert union members Goughenour and Rod-
gers.
As noted above, 13 overt applications were filled by union
members, of which those filled by Rice and Stevenson were not
found in the Respondent’s files. Otherwise, I credit their testi-
mony that they prepared applications with the information set
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
572
forth above and that Rice hand delivered his application to the
Respondent while Stevenson’s wife mailed his correctly ad-
dressed envelope and application at the post office thereby
establishing a presumption of delivery.
The basic information on these applications as well as the
“covert” information given by applicants Goughenour and
Rodgers is summarized in the following chart:
Information on Applications on file with Respondent1
Name
Applic.
Date
Position
Sought
Start Date
Salary Desir.
Union
Trade
School
Former
Employees
Past
Salary
M. Carter
not signed
or dated
Equipment
operator
today ,
blank
blank
1 Union
con.
blank
R. Schade
12/3
heavy equip
operator
today
$18
yes
3 union con
$21
J. Hay
12/3
heavy equip.
operator
ASAP
negotiable
yes
3 union
con.
14.89 to
19.26
K. Sisley
12/4, 1/30
operator
open
open
yes (12/4)
3 union
con.
19 (1/31)
W. Whipkey
12/4
operator
12/1
?
2 yrs.
2 union
con.
14.89
(oiler)
R. Cumer
12/5
operator
anytime
blank
blank
union of
op. eng.
Local 66
-
N. Turner
12/5
operator
12/5
12
'yes
3 union
con.
15 to
20.43
C. Szabo
12/11
Equipment
operator
12/11
20
blank
hire out of
#66 Op.
Eng.
T. Wratcher
12/26
equipment/
operator
immediately
joumeymans
operators rate
yes
2 union
con.
19
M. Eutsey
12/26
operator or
laborer
12/26
blank
attending
3 union
con.
8 to 21
P. Rice
12/30
Equipment
operator
anytime
15
yes
3 union
con.
19.63
G. Steven-
son
1/16
prevailing
rate
yes
2 union
con.
-
W. Cernicky
1/30
anytime
800
yes
illegable no
dates
blank
W.
Goughenour
2/18
Equipment
operator
now
14
blank
3 nonunion
con
13.50 to
11
J. Rodgers
2/25
operator
blank
14
blank
14 to 10
__________________________
1 All indicated they were not presently employed except Carter, Eutsey, and Cemicky, who left the space blank.
On brief the Respondent argues extensively regarding the job
qualifications of the various applicants except Schade, Turner,
and Wratcher. In substance, the Respondent substantially
misses the mark in pursuing this issue. First, there is no show-
ing (except for Turner) that Hilty or anyone else ever consid-
ered job qualification before rejecting the application for an
interview or further consideration. Although Hilty asserted that
“job experience” was important, he also testified that he first
pretty much just looks at the front (of the application) and
doesn’t look at the back unless the position desired doesn’t say
what category is being applied for. The only place on the front
of the application that would relate to qualifications would be
the bottom line under education and calls for any Trade school
and this line is where most of the applicants indicated their
graduation from the Union’s apprenticeship program. Hilty
said that only when he is going to set up interviews would he
take a better look and get to job experience, which he alleges is
the most important, and would set up three interviews for every
job opening.
Here, I find that Hilty basically was testifying in an abstract
sense inasmuch as there is little corroboration of any actual
adherence to his alleged practices. Moreover, he admittedly
MERIT CONTRACTING, INC.
573
relies primarily on references from know sources (a criteria that
as a practical mater also inherently tends to preclude considera-
tion of union affiliated applicants), Hilty did not testify as to
what he “did” with these applications but merely offered ra-
tionalizations about his practices. What he actually did was to
exclude all suspected union affiliated applicants, except Turner,
from further consideration at a time when he hadn’t bothered to
review information about their experience and had little infor-
mation about their qualifications. He did, however, generally
have available information (that he assertedly disregarded)
which showed that most of the applicants had graduated from
the Union’s apprenticeship program and I find that such train-
ing especially when coupled with some showing of experience
as an operator with other companies establishes a presumption
of basic job qualification that cannot simply be disregarded
without at least some further investigation or inquiry.
Moreover, when the Respondent’s owner, Clement Gigliotti,
testified that he never instructed his staff not to hire union per-
sonnel, he specifically added that he probably preferred union
people because he believes that 70 percent of them would be
“qualified” as compared with 20 percent for applicants “off the
street.” Accordingly, Hilty described practices in the winter of
1986–1997 appears to be inconsistent with the Respondent’s
usual evaluation of an applicant’s suitability.
Turning to a review of the individual applications and the in-
formation that Hilty actually was confronted with, I find that
the Respondent’s asserted reasons for not further reviewing
such application, for not arranging interviews with many of the
applicants and for not hiring any of them are inconsistent and
unbelievable and therefore pretextual. I agree, however, that
several applications are so poorly prepared or otherwise so
lacking in basic information that an employer would be justi-
fied in failing to give them further consideration, absent some
unique circumstances not shown to be present here. I find that
Cernicky’s application essentially was illegible as well as lack-
ing in reasonable detail. Carter’s application was substantially
incomplete, was unsigned and undated and had no useful in-
formation beyond the cursory identification of the position
desired, Cumer’s application (filed at the same time as Turners)
had no apprenticeship, salary desired, references or former
employers (except a reference to Local 66 from 1982), and
Szabo’s application had no apprenticeship school date or posi-
tion of former employment and only a reference to “hire out of
union #66 operating Eng.” Accordingly, I am persuaded that
the Respondent’s has shown that it would not have reviewed
further the applications filed by Carter, Cernicky, Cumer, and
Szabo even in the absence of their apparent union affiliation.
Applicants Hay, Sisley, Eutsey, and Whipkey indicated de-
sired salaries as negotiable, open, (blank) and (?). Rice said
$15 an hour and Stevenson wrote “prevailing rate,” thus all of
this entrys were essentially the equivalent of Goughenour and
Rodgers, who sought $14 an hour. Although Schade sought
$18 and previously had made $21 and Hay and Wratcher had
past salaries shown at $19, without more, it cannot be presumed
that a union affiliated applicant would automatically decline
employment because of wage expectations. Otherwise, Hilty
negotiated the wage levels of those he did hire and no salary
was set out in the Respondent’s ad. Accordingly, I find that
information on past salary or salary desired is not a valid expla-
nation of why the Respondent failed to consider these seven
application, see Norman King Electrical, 324 NLRB 1077
(1997).
In a similar vein, I find that the Respondent assertion regard-
ing equipment operating experience is inconsistent or otherwise
unbelievable. Turner, Rodgers and Goughenour listed experi-
ence as “operators” and were hired or at least called for an in-
terview. Rice and Stevenson were both experience “dirt”
equipment operators, Sisley and Eutsey listed past experience
as operators, Eutsey also said loader (similar to a highlift), Hay
had loader and pan and Schade had crane and trackhoe listed.
Although Whipkey had listed oiler and drive for his last three
jobs it appear that Goughenour duties when hired included both
driving a large truck and operating the trackhoe and otherwise
Whipkey had past experience in operating dozers, highlights
and backhoes, thus, he reasonably could be considered to have
the “experience” specified in the Respondent’s ad.
Here, the Respondent made no attempt to inquire of any un-
ion applicant (except Turner) about their specific experiences
or skills, dispute their apparent qualifications and basic experi-
ence.
In relation to the “requirement” of the Respondent’s ad, the
information relative to qualification refers only to “experience
necessary,” with a logical tie in with experience as an operator
with the operation of a crane, dozer, backhoe or highlift equip-
ment being of further interest.
Hilty testified that he ran the ad again after the first 2-week
run in late November because he didn’t get a sufficient re-
sponse. Yet the Respondent acted inconsistently with this as-
sertion by failing to act on as many as eight applications it re-
ceived from union applicant between December 3 and 11.
The Respondent made no meaningful review of these union
connected applications and it had no disqualifying knowledge
at the time it rejected the applications for further review and I
find that its explanation in this respect appears to be merely
seeming plausible “after the fact” reasons and I find that they
are pretextual and indicative that the real reason that the appli-
cants were not considered was their union affiliation.
Although the Respondent contend that the General Counsel
failed to establish knew that Hay, Whipkey, Eutsey, Szabo,
Cumer, Wratcher, Rice, Stevenson, or Cernicky were union
members, supporters, or sympathizers, I am persuaded that the
record is sufficient to show otherwise. In particular, Stevenson
testified that he wore a union jacket and hat when he appeared
at Merit’s office on January 16 and he had a brief conversation
with Hilty before he went into the office to get his application.
The Respondent admits that Carter, Schade, Sisley, and Turner
wore union identification when they applied and otherwise, the
applicants all indicated that they had attended the Union’s ap-
prenticeship program (except Cumer and Szabo, who otherwise
both said, “hire out of Op. Eng. 66,” under former employers).
As noted above, when Hilty saw Stevenson in mid-January in a
union hat and jacket, he asked Stevenson if the Union had sent
him and, under these circumstances, I find that the Respondent
suspected or had knowledge that these applicants were affili-
ated with the Union and that the Respondent has failed to per-
suasively rebut the General Counsel’s showing.
Accordingly, I find that the General Counsel has met his
overall burden and shown that the Respondent’s failure and
refusal to consider and hire the seven discriminatees named
above violated Section 8(a)(3) and (1) of the Act, as alleged,
see P.S.E. Concrete Forms, 303 NLRB 890 (1991).
To the extent that the Respondent argues that it did not need
and would not have hired all of the applicants, even if it had
chosen to consider these applicants for employment, the matter
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
574
of the specific number of jobs is relevant to the compliance
stage of this proceeding and does not affect the basic determi-
nation of the illegality of its practice inasmuch as these clearly
were jobs available at the time of the several applications were
ignored and the record shows that between 11 and 15 operators
were hired between December 1, 1996, and April 30, 1997.
D. Other Alleged Violations of Section 8(a)(3)
Both Goughenour and Rodgers were hired after they submit-
ted applications that hid their union affiliation. They success-
fully performed their assigned duties and then also began to
overtly engage in concerted or union activities. Thereafter
Rodgers was transferred to another location and Goughenour
was terminated. The Respondent was aware of their concerted
activities and as found above, the record otherwise implicitly
demonstrates antiunion motivation that would relate to
Goughenour (Rodgers did not disclose his union affiliation
until after he refused his transfer). Accordingly, I find that the
General Counsel has made a showing sufficient to support an
inference that the employees’ union or protected concerted
activities were a motivating factor in Respondent’s subsequent
decision to change the conditions of employment. Accord-
ingly, the testimony will be discussed and the record evaluated
in keeping the criteria set forth in Wright Line, 251 NLRB 1083
(1980), see NLRB v. Transportation Management Corp., 462
U.S. 393 (1983), to consider Respondent’s defense and whether
the General Counsel has carried his overall burden.
As pointed out by the Court, in Transportation Management
Corp., supra:
[A]n employer cannot simply present a legitimate reason for
its action but must persuade by a preponderance of the evi-
dence that the same action would have taken place even in the
absence of the protected concerted activity.
Here, the Respondent points out that its ad recruited applicants
for out of town assignments, that the need for an operator at the
Flexsys job site where Rodger’s worked was wrapping up, that
it desperately needed a skilled operator at its Front Royal job
site and that it regularly moves employees between job sites as
a normal part of its construction business.
Rodgers began work on February 26 at the Flexsys jobsite
near Monogahela although he admittedly went to his interview
with Hilty expecting to be assigned out of town. He began his
petition drive on March 12, and passed out flyers about unfair
wages at lunch time on March 20. At 5 p.m., Chuck Rush came
by and told him that he was no longer needed at Flexsys and
that he should next report to their Kelly Run jobsite. Rodgers
asked why he was being transferred and asserted himself that it
was because he was picketing and passing out flyers. Rush
denied this claim and on Friday, March 21, Rush phoned Rod-
gers at home and asked him to work that Saturday at Kelly Run.
Rodgers turned him down, citing a prior engagement. Rush
then again told him to report to Kelly Run on Monday, how-
ever, Saturday evening Rodgers received a telephone call from
Woody Gysegem, telling him to report to Front Royal. Sunday
evening Rodgers called Gysegem, questioned why he was be-
ing sent out of town, and said that he would take the next day
and go to the office to speak with management. The next
morning Rodgers went to the Monogahela office, spoke to
Rush and then refused to accept the transfer.
Although there was some work still to do at the Flexsys job
site most of the “dirt” work was done and Rodgers admitted
that at the end of the week when he was asked if he could oper-
ate a boom truck (for the erection of the structure) he said
“[N]o he hadn’t run one but was sure he could.” There were
two other operators there at the time and Rush gave a credible
explanation that the Flexsys superintendent agreed he needed
only two operators if they could operate the boom truck. He
and superintendent Gyslgm also explained that they urgently
needed an operator at Front Royal and that Rush decided that
Rodgers could go inasmuch as the other operator at Flexsys
was experienced in operating the boom truck and Rodgers was
a good dirt operator who could meet the needs at Front Royal.
Here, I credit Rush’s testimony that he told Rodgers’ that he
was not being transferred because of his passing out flyers and
petitions that it was because they needed a skilled operator,
probably for a short term. I find that Rodgers was well aware
that he would not stay a one job site for an indefinite time and
that his employment with the Respondent involved out of town
assignments.
Accordingly, I find that no violation of the Act occurred
when the Respondent transferred Rodgers to the Front Royal
jobsite and I conclude that the General Counsel has failed to
prove that the Respondent violated the Act in this respect, as
alleged.
With respect to Goughenour’s discharge, the Respondent ar-
gues that Goughenour began to engage in disruptive behavior
during regular worktime and that he was terminated for
interfering with the work of other employees.
Goughenour applied for work on February 17, was inter-
viewed on February 24 (and gave Rodgers name to the Re-
spondent as a referral that same day). He was expected to start
work at Front Royal on February 18 but was unable to go be-
cause of car problems and then was assigned to Hazelton on
February 28 and started the next day, Goughenour was trans-
ferred to the Kelly Run landfill jobsite near Monongahela, in
Elizabeth, Pennsylvania, on Saturday March 8, for a night shift.
After two shifts running a large excavator, he was assigned to
drive a 50-ton dump truck and was put back on an excavator 8
to 10 days later.
Goughenour began circulating a petition (which did not men-
tion the Union), when he was put on an excavator at the jobsite
on March 12 and he talked to 10 or 12 employees about the
petition. Goughenour denied that he stopped employees from
working when he circulated the petition and contended that he
only brought out the petition to be signed when things would
back up, when employees were waiting for an excavator to get
a truck filled, or when trucks were jammed up, and the employ-
ees would stand around and talk about different things. He also
claimed that he never got off his equipment to approach a
driver who was loaded.
Goughenour first distributed a flyer mentioning the Union on
March 24 and he first distributed authorization cards and copies
of the Union’s contract in the parking lot on March 31. Job
Superintendent Kevech first became aware of Goughenour’s
solicitation when other employees gave him some of the papers
Goughenour was handing out. Kevech testified that the other
employees “became a little testy” because Goughenour kept
bugging them and asked them to sign this and sign that “at all
different times.” After the first week, Kevech became aware
that Goughenour was soliciting employees when he should
have been operating his machine and he personally observed a
couple of different times that Goughenour was off of his ma-
chine and talking to the guys up in their trucks. Kevech did not
MERIT CONTRACTING, INC.
575
speak to him at the time because, as soon as Goughenour saw
him, Goughenour got back on his vehicle and the employees
dispersed.
Operator Les Trbovich (a former member of Local 126 of
the IBEW and a member of the Steelworkers Union) testified
that one day when Goughenour was operating the trackhoe
loaded Trbovich’s truck, he was getting ready to pull out when
Goughenour stopped him, got down off the excavator, walked
over to the truck, and handed Trbovich a union card and flyer
and began a conversation. Trbovich said, “[H]e didn’t get out
and (Goughenour), spoke to me from the ground, so that he was
looking up at me when he spoke to me.” Trbovich told
Goughenour that he was already in a union that he was not
interested. He also said that he thought there was one truck
waiting to be loaded while the 4–5 minutes conversation took
place. He also saw Goughenour stopping other truck drivers as
they were pulling in and handing them a orange flyer, along
with a union authorization card and he told Kevech about this.
Trbovich said that neither his nor Goughenour’s equipment was
broken down and that, other than when there are breakdowns,
he has not seen employees standing around, stopping equip-
ment, to talk.
Operator Gary Greedan testified that when he loaded
Goughenour’s truck, Goughenour got off the machine, came up
and introduced himself and, started talking to Greedan about
wages, and asked if Greedan would consider joining a union.
Greedan indicated that he was a member of the United Mine
Workers and told Goughenour that he was not interested in
signing a petition. He said that after Goughenour talked to him
about all kinds of issues, including life insurance and working
out of town, and asked if he was happy with the money he was
getting, Greedan stated that he told Goughenour that he had to
load some trucks and get back to work as there were trucks
waiting to be loaded and no equipment was broken down. The
conversation he had with Goughenour lasted 5 to 10 minutes
and Goughenour also stopped him a couple of other times and
talked to him about union type issues and on one occasion
when “we were still in the yard in the morning getting the ma-
chines ready for work and he came over” and started a conver-
sation lasted “about 5 minutes or so” that they were on com-
pany time when the conversation took place, and he was held
up by Goughenour in getting started on his work. Greedan
testified that, in fact, Goughenour stopped him quite a few
times, always approached him on the job. Greedan said that on
two or three different occasions he told about Goughenour ap-
proaching him and said that he told Kevech that he was getting
annoyed that every time he turned around, Goughenour would
see him, stop him from working, and want to discuss the Union
and wages. Greedan testified that none of the conversations he
had had with Goughenour took place while they were congre-
gated together or waiting for a blasting charge to go off.
Operator John Lee Griffith testified that Goughenour stopped
him during working time when he pulled his dump truck down
into the loading area, Goughenour dismounted his excavator
and walked towards him just as he stopped to be loaded,
Goughenour stood next to his truck, and started up a 5-minute
conversation about coming to a union meeting (neither machine
was broken down).
Kevech testified that he did not get involved with employee
complaints about Goughenour’s solicitation but he informed the
office and told Hilty that Goughenour was getting off his ma-
chine, and every time he did so it was slowing down the job.
Hilty stated that, after a conversation with owner Clement Gig-
liotti about the disruption of work being caused by
Goughenour, he instructed Kevech to make sure that
Goughenour understood that he could not solicit during work-
ing time. I credit Kevech’s testimony that he gave a group
warning to this effect at the start of the shift and warned
Goughenour individually two or three times and did so again at
7:30 a.m. on April 3, Goughenour’s last day. Despite this last
warning, Goughenour was again off his machine soliciting
other employees when Kevech and Gysegem came over the hill
in a pickup truck and surprised Goughenour standing on the
ground talking to two other employees on a truck. Kevech then
reported this to Hilty. That evening Goughenour was called at
home by Chuck Rush who told him he was laid off for disrupt-
ing the workforce at Kelly Run.
Here, I find that superintendent Kevech was a credible wit-
ness who displayed little if any animosity toward Goughenour,
except with relationship to disruption of work. I find that
Goughenour’s bare assertion that he was “waiting for oil” on
April 3 and his attempt to minimize the nature of his solicita-
tion efforts in his testimony is unbelievable in the face of the
credible testimony by several of the workers who were so put
off by his disruptive actions that they complained to manage-
ment. Accordingly, I find that Goughenour did in fact disre-
gard Kevech’s warning on April 3 and that he was observed
engaging in solicitations and disrupting the Respondent’s op-
erations during normal work hours. Under these circumstances,
I find that the Respondent has persuasively shown that it had a
legitimate reason for terminating Goughenour, that it had occa-
sionally terminated other employees for cause and that it would
have terminated Goughenour for these reasons even in the ab-
sence of Goughenour’s sometimes protected solicitation during
non work times.
Accordingly, I find that no violation of the Act occurred
when the Respondent terminated Goughenour for engaging in
disruptive conduct during normal working hours and I conclude
that the General Counsel has failed to prove that the Respon-
dent violated the Act in this respect, as alleged.
E. Alleged violations of Section 8(a)(1)
On brief the General Counsel fails to present any agreement
relative to any illegal interrogation on or about January 4. As
the record otherwise shows that on this date Hilty interviewed
some applicants and merely asked one person who had a union
jacket on “if” he was in the Union and “how long,” I find no
evidence that would show a violation of the Act. Accordingly,
this portion of allegation 7(a) will be dismissed. On January 16
Stevenson went to obtain an application and was met and ques-
tioned by a man (Hilty) on the porch. Stevenson was wearing a
Union jacket and hat and when he asked if they were taking
applications, Hilty confirmed that they were and then asked if
the Union had sent him down there and how long he had been a
member of the Union.
The standard for determining whether interrogation is coer-
cive is “whether under all the circumstances the interrogation
reasonably tends to restrain, coerce, or interfere with rights
guaranteed by the Act.” Sunnyvale Medical Clinic, 277 NLRB
1217 (1985). It also is well established that questioning a job
applicant regarding his union membership or sympathies is
inherently coercive and thus interfere with Section 7 rights.
See Electro-Tec, Inc., 310 NLRB 131, 134 (1993). Although
the Respondent contends that the encounter was amicable and
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
576
not threatening or coercive, the words must be evaluated in the
light of the circumstances. Here, the circumstances include the
fact that the application that Stevenson filed (see my finding
above), was “lost” or otherwise not filed with the Respondent
collection of concurrent applications and I find that the “losing”
of any application after questions about the applicants union
membership would reasonably give that applicant the impres-
sion that his application efforts were futile because of the ques-
tions and therefore the questions become coercive and interfere
with the applicants section 7 rights. Accordingly, I find that the
Respondent is shown to have violated Section 8(a)(1) of the
Act in this respect, as alleged.
On March 17, General Superintendent Chuck Rush looked at
the petition Rodgers was circulating (which did not mention the
Union), and told him that the petition looked like trouble and
asked him why he was doing it. After being told that it was on
behalf of employees that were traveling out of town, Rush
asked Rodgers (who was not out of town) who was complain-
ing, and suggested that if Rodgers was unhappy he could “go
work somewhere else.”
Here, Rodgers was openly pushing a petition to management
about higher wages and out of town per diem and had placed
himself in the self-appointed position of spokesperson for the
employees. He voluntarily showed his petition to Rush and it
reasonably appears that Rush’s questions sought a response to
the issues raised by Rodgers and were not coercive. At this
time Rush had no knowledge that Rodgers was engaged in any
union activities and I am not persuaded that the circumstance
support an inference or otherwise show that Rush’s conversa-
tion would rise to the level of coercive behavior. According, I
find no violation of the Act in this conversation.
Rush and Rodgers had another conversation on March 24
when Rodgers went to the office to complain about being trans-
ferred to the Front Royal, Virginia jobsite. Rodgers initiated
the conversation by asserting that it was unfair that he was
taken off of the Flexsys job and asked if he was being trans-
ferred because of his petition and picketing. Rodgers testified
that Rush “asked where he was coming from, what was his
point, did he work for a union and was he trying to organize the
company or what.” Rush testified that he responded to Rodgers
reference to the petition by saying he “didn’t give a shit what
he did as far as that went, that the petition wasn’t the reason,”
and that the reason was that “we needed a skilled operator
down there.” Rush also testified that at that point in time he
had heard nothing linking Rodgers to the Union. Here, I find
that Rodgers’ assertion that Rush asked about the Union is not
consistent with Rush’s other words and actions and I am not
persuaded that he asked Rodgers about the Union. Rush testi-
fied with a credible demeanor and otherwise, I find that Rod-
gers was the aggressor and was attempting to bait Rush into
making some imprudent remark. Under these circumstances, I
find that there is insufficient evidence to show that the Rush’s
response was coercive or that it violated Section 8(a)(1) of the
Act and, accordingly, this allegation also will be dismissed.
Respondent’s in house counsel, David Gaudio approached
Rodgers as he was picketing at Flexsys and, pretending to be a
Flexsys employee, questioned Rodgers about his purposes and
about the presence of other union supporters at Merit job sites.
The General Counsel states that it is not alleged that Respon-
dent violated the Act by questioning Rodgers as to the nature of
the picketing at Flexsys but it contends that Gaudio however
went beyond such reasonable inquiries. Rodgers testified as
follows:
When he come back, after I give him a flyer, he says,
are you trying to organize here, and I says, yes. He says,
well, how many guys would this 66 be replacing. I said,
well, we wouldn’t be replacing nobody. He said, well,
what’s the purpose of you doing this. I says, to get better
wages, benefits and working conditions.
He says, well, do you have this organizing going on
any place else. I said, yes. He says, where. I says, Kelly
Run. He says do you have a guy like yourself over there.
I said, yes. He says, well who’s that. I said Bill
Goughenour. He kind of looked at John Hilty and says, do
you know him. Hilty said yes.
Gaudio described this same conversation with additional de-
tail about his question about who the Operating Engineers
were, being an attempt to loosen Rodgers up so he could find
out why he was there. As pointed out by the General Counsel,
Gaudio did not deny that he asked about other job sites and
also asked if there was another “guy like yourself over there,”
and Rodgers affirmatively identified the Kelly Run jobsite and
Goughenour. The Respondent’s brief makes much of the le-
gitimate purpose that drove Gaudio’s questions, however, re-
gardless of that purpose I find that the objective evidence
shows that Gaudio’s actual inquiry when beyond proper limits
when he asked about organizing at other job sites and, elicited
the identity of the other organizer. Accordingly, I find that the
General Counsel has shown that this interrogation violated
section 8(a)(1) of the Act as alleged in the amended complaint.
Supervisor Mike Rush, the brother of General Superinten-
dent Chuck Rush, worked at the Flexsys jobsite under Job Su-
perintendent Bill Greenwood. Rodgers alleges that on or after
March 12 he showed his initial petition to other employees and
to “foreman” Rush and asked him if he would like to sign it and
that Rush said “it wasn’t a good idea for me to be doing that,
you know, it’s trouble.” Rodgers showed his flyer (no mention
of the Union) to Rush when he began to picket on his
lunchbreak on March 20 and testified that Rush told him that he
should “talk to someone about passing them out, that I was
causing trouble” and that “if you don’t like working here, why
don’t you go find another job.”
Mike Rush testified that Rodgers was a real good operator
and wasn’t causing any trouble there and he denied have any
conversation where he discussed Rodgers’ causing trouble. He
did testify that he told Rodgers that “if he wasn’t happy to go
down and see the people at the office if he wanted more
money.” I find Rush’s testimony to be credible and, otherwise,
I find that the benign circumstances surrounding the alleged
threat are insufficient to allow an interference of any realistic
threat that Rodgers himself was “trouble” or would suffer some
unspecified reprisal because of his actions and, accordingly, I
find that the allegations of paragraph 7(b) are not proven and
should be dismissed.
On April 3, Kelly Run Job Superintendent Kevech ap-
proached Goughenour at the start of the day to discuss
Goughenour’s
solicitations
on
behalf
of
the
Union.
Goughenour testified that Kevech told him that he had been up
most of the right with company bosses and lawyers discussing
what to do about Goughenour’s union activities. He added a
comment that they had Goughenour on video and audio tape
and said he was surprised because he didn’t know the Company
MERIT CONTRACTING, INC.
577
was taping although others were (a reference to neighboring
property owners who opposed the land fill).
Kevech then told Goughenour he “was no longer allowed to
engage in any Union activities on Company property from the
time we entered the gate . . . until we got back to the parking lot
after 7:00 p.m. in the evening and that if I continued doing
anything after that he would have to send me to the office for
discipline.” Kevech testified with apparently truthful answers
to questions but he was asked and answered only indirectly and
ambiguously about telling Goughenour and the employee in
general about video taping by jobsite neighbors. Kevech’s
subjective testimony that his comments about video filming
were not designed to influence Goughenour’s union activity is
of no relevant value. He did not rebut Goughenour’s credible
and objective testimony that Kevech specifically said that the
company had Goughenour on video tape. Under these circum-
stances, the remarks clearly give the impression that
Goughenour’s specific activities were under surveillance. Ac-
cordingly, I find that the Respondent is shown to have violated
Section 8(a) of the Act as alleged in paragraph (d)(1) of the
complaint.
On cross-examination, Goughenour confirmed that Kevech’s
warning as to his union activities was limited to “company
time,” that Kevech “knew it was all right for me to solicit dur-
ing my own time, at lunch and stuff like that,” and he con-
firmed that he understood that he could solicit while he was not
on working time. It also was established that there was no
regular lunchtime (employees understood that they ate in their
machines when they had an opportunity), that the employees
were on company time when they were transported from their
parking area through the gate until they returned and that other
employees
had
complained about
being bothered
by
Goughenour while they were in transit, on company time. Un-
der these circumstances, the admonishment to Goughenour
about “company property” is the same as company time.
Kevech otherwise credibly testified that he referred to “com-
pany time” and also told Goughenour at that time that he could
take his lunch break and talk to himself, “because you can’t
stop the other guys from working.” Thus, the Respondent ex-
pressed rule was communicated and applied in such a way that
it was direct to worktime and interruption of others working
and, accordingly, I am not persuaded that there is sufficient
evidence to show a violation of Section 8(a)(1) of the Act as
alleged in paragraphs 7(d)(2) and (3) of the complaint, see
MTD Products, 310 NLRB 733, 739 (1993), and, accordingly,
these allegations also will be dismissed.
F. Ending of Second Shift
Kevech testified that the first two days Goughenour was on
the Kelly Run job site, he worked “on a Friday, and it was the
afternoon shift. We had [a] deadline to beat by Sunday, so we
worked Friday, the second shift. And, Saturday, second shift,
and got the deadline done.” Then the employees went on
steady daylight, working at least 10 hours a day with days they
worked from daylight to dark depending on what the guys
wanted to do at the time and we worked as many hours as we
could.
Kevech said employees worked 6 to 7 days a week and when
Goughenour came to the Kelly Run jobsite, Merit had a dead-
line to meet, i.e., dig “a new road into a new cell that was being
developed.” Kevech’s testimony otherwise indicates that there
was not enough normal work for two shifts, without also need-
ing additional supervision, which was scarce, and without an-
tagonizing the current employees by taking away some of their
work and giving it to new employees on a second shift. The
General Counsel does not argue this allegation in its brief and I
find that the Respondent has persuasively shown that it had a
legitimate business reason for its actions unrelated to any anti-
union motivation. Accordingly, this allegation also will be
dismissed.
CONCLUSIONS OF LAW
1. Respondent is an employer engaged in commerce within
the meaning of Section 2(6) and (7) of the Act.
2. The Union is a labor organization within the meaning of
Section 2(5) of the Act.
3. By interrogating an applicant and an employee about un-
ion membership and activity and creating the impression that an
employees union activities were under surveillance by telling
him that the Company had him on videotape; Respondent has
interfered with, restrained, and coerce employees in the exer-
cise of the rights guaranteed them by Section 7 of the Act, and
thereby has engaged in unfair labor practices in violation of
Section 8(a)(1) of the Act.
4. By engaging in a pattern or practice of screening job ap-
plicants to determine suspected union sympathizers and refus-
ing to consider applicants for employment based on previous
employment with union businesses or for other suspected union
sympathies, Respondent discriminated in regard to hire in order
to discourage union membership in violation of Section 8(a)(3)
and (1) of the Act.
Except as found herein, Respondent otherwise is not shown
to have engaged in conduct violative of the Act as alleged in
the complaint.
REMEDY
Having found that Respondent engaged in certain unfair la-
bor practices, I shall recommend that it be ordered to cease and
desist therefrom and that it take certain affirmative action set
forth below to effectuate the policies of the Act.
It having been found that the Respondent unlawfully dis-
criminated against job applicants including Michael Eutsey,
John Hay, Patrick Rices, Ronald Schade, Ken Sisley, Glen
Stevenson, Nathaniel Turner, Henry Whipkey, and Thomas
Wratcher, based on their suspected union sympathies, it will be
recommended that Respondent offer them employment and
make them whole for any loss of earnings they may have suf-
fered by reason of the failure to give them nondiscriminatory
consideration for employment, by payment to them of a sum of
money equal to that which they normally would have earned in
accordance with the method set forth in F. W. Woolworth Co.,
90 NLRB 289 (1950), with interest as computed in New Hori-
zons for the Retarded, 283 NLRB 1173 (1987).5
Other considerations regarding the Remedy and the specifics
of the relief granted must wait until the compliance stage of the
proceeding, see Fluor Daniel, Inc., 304 NLRB 970, 981 (1991),
and Dean General Contractors, 285 NLRB 573–574 (1987).
Otherwise, it is not considered necessary that a broad Order be
issued.
5 Under New Horizons, interest is computed at the “short-term Fed-
eral rate” for the underpayment of taxes as set out in the 1986 amend-
ment to 26 U.S.C. § 6621
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
578
Upon the foregoing findings of fact and conclusions of law,
upon the entire record, and pursuant to Section 10(c) of the Act
I issue the following recommended6
ORDER
The Respondent, Merit Contracting, Inc., Monongahela,
Pennsylvania, its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Interfering with, restraining, or coercing its employees in
the exercise of the rights guaranteed them by Section 7 of the
Act by interrogating applicants and employees about their un-
ion membership and union activity; and by creating the impres-
sion that employees union activities are under surveillance.
(b) Refusing to consider for employment job applicants for
the position of equipment operators because they are members
or sympathizers of the Union or because they worked for em-
ployers which had union contracts.
(c) In any like or related manner interfering with, restrain-
ing, or coercing employees in the exercise of the rights guaran-
teed them by Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Within 14 days from the date of this Order, offer Mi-
chael Eutsey, John Hay, Patrick Rices, Ronald Schade, Ken
Sisley, Glen Stevenson, Nathaniel Turner, Henry Whipkey, and
Thomas Wratcher employment in positions for which they
applied, or if such positions no longer exist, to substantially
equivalent positions and make them whole for any loss of earn-
ings they may have suffered by reason of the discrimination
against them as set forth in the remedy section of the decision.
(b) Preserve and, within 14 days of a request, make avail-
able to the Board or its agents for examination and copying, all
payroll records, social security payment records, timecards,
personnel records and reports, and all other records necessary
to analyze the amount of backpay due under the terms of this
Order.
(c) Within 14 days of service by the Region, post at its Mo-
nongahela, Pennsylvania facilities and all current job sites cop-
ies of the attached notice marked “Appendix.”7 Copies of the
notice, on forms provided by the Regional Director for Region
6, after being signed by the Respondent’s authorized represen-
tative, shall be posted by the Respondent and maintained for
consecutive days in conspicuous places including all places
where notices to employees are customarily posted. Reason-
6 If no exceptions are filed as provided by Sec. 102.46 of the Board’s
Rules and Regulations, the findings, conclusions, and recommended
Order shall, as provided in Sc. 102.48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses.
7 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
able steps shall be taken by the Respondent to ensure that the
notices are not altered, defaced, or covered by any other mate-
rial. In the event that, during the pendency of these proceed-
ings, the Respondent has gone out of business or ceased its
operation at the facility involved in this proceeding, the Re-
spondent shall duplicate and mail, at its own expense, a copy of
the notice to all current employees and former employees em-
ployed by the Respondent at any time since , the date of the
unfair labor practice found in this proceeding.
(d) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps the
Respondent has taken to comply.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
the National Labor Relations Act and has ordered us to post and
abide by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representatives of their
own choice
To act together for other mutual aid or protection
To choose not to engage in any of these protected con-
certed activities.
WE WILL NOT interfere with, restrain, or coerce our em-
ployees in the exercise of the rights guaranteed them by Section
7 of the Act by interrogating applicants and employees about
their union membership and union activity and by creating the
impression that employees union activities are under surveil-
lance.
WE WILL NOT refuse to consider for employment job ap-
plicants for the position of equipment operators because they
are members of sympathizers of the Union or because they
worked for employers which had union contracts.
WE WILL NOT in any like or related manner interfering
with, restraining, or coercing employees employees in the exer-
cise of the rights guranteed them by Section 7 of the Act.
WE WILL within 14 days from the date of the Board’s Or-
der, offer Michael Eutsey, John Hay, Patrick Rice, Ronald
Schade, Ken Sisley, Glen Stevenson, Nathaniel Turner, Henry
Whipkey, and Thomas Wratcher employment in positions for
which they applied, or if such positions no longer exist, to sub-
stantially equivalent positions and make them whole for any
loss of earnings they may have suffered by reason of the dis-
crimination against them, with interest.
MERIT CONTRACTING, INC.