333 NLRB 622
Avondale Industries
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
622
Avondale Industries, Inc. and New Orleans Metal
Trades Council AFL–CIO. Cases 15–CA–14551,
15–CA–14552 15–CA–15019–3, 15–CA–15003,
15–CA–15109, 15–CA–15208, 15–CA–15212, 15–
CA–15280, 15–CA–15419, 15–CA–15648, and
15–CA–15804
March 15, 2001
DECISION AND ORDER
BY CHAIRMAN TRUESDALE AND MEMBERS
LIEBMAN AND HURTGEN
On November 7, 2000, Administrative Law Judge
George Carson II issued the attached decision. The Re-
spondent filed exceptions. The Charging Party filed ex-
ceptions and a supporting brief. Both the Respondent
and the Charging Party also filed answering briefs.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,1 and conclusions,
and to adopt the recommended Order.
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge and
orders that the Respondent, Avondale Industries, Inc.,
Avondale, Louisiana, its officers, agents, successors, and
assigns, shall take the action set forth in the Order.
Stacey M. Stein, Esq., and Wayne L. Johnson, Esq., for the Gen-
eral Counsel.
Steven R. Cupp and Stacey C. S. Cerrone, Esqs., for the Re-
spondent.
William Lurye, Esq., for the Charging Party.
DECISION
STATEMENT OF THE CASE
GEORGE CARSON II, Administrative Law Judge. This
case was tried in New Orleans, Louisiana, on May 22 through
25, and June 19 through 22, 2000,1 on numerous charges.2 The
hearing closed on July 13, 2000, in an on-the-record conference
call in which all parties participated. The seventh consolidated
complaint issued on February 29, 2000. That complaint, as
amended, alleges an 8(a)(1) and (3) violation of the National
Labor Relations Act in November 1997, multiple 8(a)(1) and
(3) violations of the Act between September and December
1998, two 8(a)(3) violations in May 1999, and one 8(a)(3) vio-
lation in November 1999. An eighth consolidated complaint
that incorporates a charge filed during the course of the hearing
and that alleges violations of Section 8(a)(3) and (4) of the Act
issued on June 2, 2000.3 Respondent’s answers deny any viola-
tion of the Act. I find that Respondent did commit several vio-
lations of Section 8(a)(1) and (3) of the Act. I find no violation
of Section 8(a)(4) of the Act.
1 The Respondent and Charging Party have excepted to some of the
judge’s credibility findings. The Board’s established policy is not to
overrule an administrative law judge’s credibility resolutions unless the
clear preponderance of all the relevant evidence convinces us that they
are incorrect. Standard Dry Wall Products, 91 NLRB 544 (1950),
enfd. 188 F.2d 362 (3d Cir. 1951). We have carefully examined the
record and find no basis for reversing the findings.
1 All dates are in 1998 unless otherwise indicated.
2 The charges in Cases 15–CA–14551 and 15–CA–14552 were filed
on November 19, 1997, and were amended on February 23; the charge
in Case 15–CA–15003 was filed on September 4; the charge in Case
15–CA–15019–3 was filed on September 17 and was amended on
December 22; the charge in Case 15–CA–15109 was filed on Novem-
ber 25; the charge in Case 15–CA–15208 was filed on February 25,
1999; the charge in Case 15–CA–15212 was filed on February 26,
1999; the charge in Case 15–CA–15280 was filed on April 14, 1999,
and was amended on April 16 and July 22, 1999; the charge in Case
15–CA–15419 was filed on July 2, 1999; the charge in Case 15–CA–
15648 was filed on December 9, 1999; and the charge in Case 15–CA–
15804 was filed on May 25, 2000, after the commencement of the
hearing.
On the entire record, including my observation of the de-
meanor of the witnesses, and after considering the briefs filed
by all parties, I make the following
FINDINGS OF FACT
I. JURISDICTION
The Respondent, Avondale Industries, Inc., the Company, is
a corporation, engaged in the building of ships at its facility in
Avondale, Louisiana, at which it annually purchases and re-
ceives goods and materials valued in excess of $50,000 directly
from points located outside the State of Louisiana. The Re-
spondent admits, and I find and conclude, that it is an employer
engaged in commerce within the meaning of Section 2(2), (6),
and (7) of the Act.
The Respondent admits, and I find and conclude, that New
Orleans Metal Trades Council, AFL–CIO, the Union, is a labor
organization within the meaning of Section 2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
A. Background
This is the third in a series of cases involving alleged viola-
tions of the Act by the Company at its construction facility in
Avondale, Louisiana. The first case, Avondale Industries, 329
NLRB 1064 (1999), referred to by the parties as Avondale I,
involved 165 days of hearing before Administrative Law Judge
David L. Evans. That hearing opened on July 11, 1994, and
closed on July 15, 1996. Subsequent to that hearing, another
lengthy case, referred to by the parties as Avondale II, was
heard by Administrative Law Judge Philip P. McLeod. The
instant case involved only 8 days of testimony. Although the
violations alleged in the case before Judge McLeod predate the
allegations, there is no contention that any allegation is depend-
ent on any finding that Judge McLeod may make. Thus, there
is no reason to defer making findings on the evidence before
3 The General Counsel withdrew the allegations of pars. 14 and 15 of
the complaint that related to employee Clarence Scoper III.
333 NLRB No. 74
AVONDALE INDUSTRIES
623
me that, for the most part, relates to alleged violations of the
Act in 1998, some 2 years ago.
The Company, at its Avondale facility, builds ocean-going
ships for the United States Navy and performs some commer-
cial repair work. The Company’s operations are described in
full detail in Avondale I, supra.
Union activity began at the Company on March 2, 1993. An
election was held on June 25, 1993, to which the Company
filed objections and in which there were 850 challenged ballots.
The Board certified the Union on April 27, 1997, following a
lengthy hearing in which the Company’s objections were over-
ruled and a determination was made on 515 of the challenged
ballots. On September 16, 1997, the Union wrote the Company
and advised that the individuals identified on an attached list
were union stewards. These employees began wearing red T-
shirts bearing the word “steward.” The Company tested the
certification of the Union by refusing to bargain. Avondale
Industries, 324 NLRB 805 (1997). On June 25, 1999, the Court
of Appeals for the Fifth Circuit invalidated the election. Avon-
dale Industries v. N.L.R.B., 180 F.3d 633 (5th Cir. 1999).
Shortly after this, the Company was purchased by Litton Ship
Systems. On November 2, 1999, the Company and the Union
entered into an agreement on neutrality pursuant to which the
Company agreed, inter alia, to recognize the Union as the
collective-bargaining representative of the employees on the
basis of a card check. Thereafter, prounion employees solicited
their fellow employees, and a majority of them designated the
Union as their collective-bargaining representative. The Com-
pany recognized the Union. The allegations, except for the
warning issued to Archieve Triggs and the alleged discrimina-
tion against Bobby Williams after he testified, predate the fore-
going agreement.
B. The 8(a)(1) Allegations
1. Denial of access
On November 15, 1997, Respondent launched a ship at its
facility. The launching was accompanied by a ceremony at-
tended by various dignitaries and employees. Employees who
were not working had been invited to attend with their families.
Production areas were cordoned off. Access to the launch area
was provided through specified gates at which security person-
nel, including the Company’s admitted agent Clyde Cutren,
were present. Employee Gregory Bridges and his wife at-
tempted to attend the launch. Bridges was denied entry. Cu-
tren, who was wearing a suit rather than a uniform, stopped
Bridges and informed him that, because he had recently partici-
pated in a prounion demonstration in front of the corporate
offices, a building referred to as the Rock House, he could not
enter. “Anybody that was out [in] front [of] the Rock House
was not allowed to go into the launch.” Respondent stipulated
that Bridges was one of the most active prounion employees in
its workforce, and Bridges confirmed that he had indeed par-
ticipated in the prounion demonstration. On November 15, he
was not wearing a union T-shirt and was not carrying any ban-
ners or other paraphernalia consistent with leading a demon-
stration. When he pointed out to Cutren that he was not wear-
ing a union T-shirt, Cutren replied, “Well, you’re still affiliated
with them.” Mrs. Bridges remained with her husband. They
went to another gate and were again denied entry by a security
guard. When Bridges inquired regarding who had told the se-
curity guard not to let him enter that gate, the security guard
replied that he had “just got a call from the other gate not to let
you in.”
Employee Mark Cancienne also attempted to attend the
launch. He was wearing a red union steward T-shirt, but he
was not carrying any banners or other paraphernalia. Can-
cienne attempted to go into the launch area with his girlfriend,
her father, and her son. He was stopped by a man wearing a
suit and carrying a communication radio. The man asked Can-
cienne to unzip his jacket. When he saw Cancienne’s red stew-
ard shirt, the man stated that Cancienne could not enter. His
friends were permitted to enter and did so. Cancienne asked
the man in the suit for his name, but he refused to give it, say-
ing that he did not have to tell him his name.
Respondent presented no witness regarding the foregoing
events and did not address these allegations in its brief.
Bridges acknowledged that other union supporters who had
participated in the demonstration at the Rock House attended
the launch.
The complaint, in paragraph 7, alleges that the denial of ac-
cess to employees because of their union activity violated Sec-
tion 8(a)(1) of the Act. The fact that union supporters other
than Bridges and Cancienne were admitted to the launch does
not alter the undisputed evidence that they were denied entry.
Respondent’s actions are similar to restrictions of movement
placed on union adherents in industrial settings. See Florida
Tile Co., 300 NLRB 739, 741 (1990). Respondent, by prohibit-
ing prounion employees from attending the launch, interfered
with their Section 7 rights in violation of Section 8(a)(1) of the
Act.
The complaint, in paragraph 13, alleges that the denial of ac-
cess violated Section 8(a)(3) of the Act. Respondent’s actions
in no way related the jobs of these employees who were on
their own time. Thus, Respondent’s interference with their
Section 7 rights did not relate to the terms and conditions of
their employment. I shall, therefore, recommend that the
8(a)(3) allegation be dismissed.
2. Retaliation against protected concerted activity
On September 10, employee Donnell Tucker and several
other employees in the cleanup during construction (CDC)
department were working on the top deck of a ship. It began
raining. The employees who were exposed to the elements
spoke with Foreman Roy Toledano at noon and stated that,
because of the rain, they could not continue to work. The
group included Tucker and employees Carolyn Ratcliff, Cla-
rence Doyle, Charles Veals, and Lawrence Brumfield. Tole-
dano reported to CDC Superintendent Leroy Cortez that the
employees wanted to leave, and Cortez told Toledano to send
them home. The following morning the employees were di-
rected to see Cortez before signing in. Toledano joined the
meeting at some point after it began. Cortez explained to the
employees that the Company had rain gear such as rainsuits and
protective rubber gloves for them to use when it rained. The
employees referred to other departments in which employees
were assigned work inside the ship to avoid the rain, and Cortez
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
624
told them not to worry about other departments. Tucker ac-
knowledged that Cortez stated that he needed them to stay and
work because he was behind schedule on the ship. Despite this
statement by Cortez, Tucker testified that Cortez allegedly
stated to Toledano that “when a cloud comes in the sky,” that
is, when it looks like rain, to “send them home.” On this day,
September 11, a hurricane was approaching the New Orleans
area. Cortez asked whether the employees wanted to leave or
stay and work 10 hours. Tucker, Doyle, and Ratcliff stated
they wanted to leave, and Cortez permitted them to do so.
Cortez recalls informing the employees that there was work
to do even though it was raining and that there were safe ways
to work in the rain. He told them, “I’m the bad guy if I send
you home. I’m the bad guy if I work you. Either way this con-
versation goes, I’m going to lose.” He repeated that he was
trying to work the employees 40 hours and that there was work
available. Cortez, corroborated by Toledano, denied making
any statement about sending any employee home because there
was a cloud in the sky or because it looked like rain.
On September 18, Tucker was working with Doyle. It began
to drizzle. Tucker testified that he recalled working for about
an hour and that around 8 a.m., Toledano came to them with a
sign out sheet and told Doyle and him to “knock off,” that he
had to send them home.
Toledano denied that he sent Tucker and Doyle home. He
testified that they came to him and requested to leave. The
Company’s man-hour-control report for September 18 reflects
that Tucker and Doyle worked 6 hours, from 0700 until 1300,
i.e., from 7 a.m. until 1 p.m.
Paragraph 9(a) of the complaint alleges that, on September
11, Cortez threatened to send employees home before the end
of the workday, and paragraph 11 alleges that, on September
18, Respondent sent Tucker and Doyle home early in retaliation
for their protected concerted activity of complaining about
working in the rain on September 10. The foregoing actions
are alleged to violate Section 8(a)(1) of the Act. There is no
8(a)(3) allegation.
The only evidence presented by the General Counsel in sup-
port of the foregoing allegations was the testimony of Tucker.
Tucker was a union steward, as was Ratcliff. Ratcliff identified
Doyle, Veals, and Brumfield as also being union stewards. The
only employee other than Tucker who testified at the hearing
and who was present at the meeting with Cortez on September
11 was Ratcliff. She was not asked about the meeting; thus,
she did not corroborate Tucker’s testimony regarding Cortez’s
alleged threat to send employees home if there was a “cloud in
the sky” or if it looked like rain. Tucker admitted that Cortez
stated that he was behind schedule and needed the employees to
stay and work. A threat to send employees home would have
been inconsistent with his need to have the employees work.
Union stewards Doyle, Veals, and Brumfield did not testify. I
credit Cortez and Toledano, and I find that Cortez made no
threat on September 11.
Tucker recalled working for 1 hour on September 18, at
which time he testified that Toledano sent Doyle and him
home. Toledano denied sending Tucker and Doyle home; he
says that they requested to leave. Tucker acknowledges re-
questing to leave on September 10 and 11. Documentary evi-
dence establishes that Tucker and Doyle worked 6 hours, not 1
hour, on September 18. Doyle did not testify. In view of
Tucker’s demonstrably faulty recollection regarding how long
he worked on September 18, and in the absence of corrobora-
tion from Doyle, I credit Toledano that on September 18, as on
September 10 and 11, Tucker and Doyle requested to leave and
were permitted to do so.
I find that the General Counsel has failed to establish by the
greater weight of the evidence that Cortez threatened employ-
ees or that Toledano sent employees home early in retaliation
for engaging in protected concerted activity. I shall recom-
mend that these allegations be dismissed.
3. Conduct relating to union stickers
Employee Carolyn Ratcliff began displaying her support for
the Union by wearing prounion T-shirts and stickers sometime
prior to 1998. She testified that, about 2 months before her
termination in December, Superintendent Cortez told her to
“get the damn stickers” off of her hardhat. Ratcliff’s testimony
does not establish that Cortez referred to union stickers. In
response to this comment, Ratcliff first testified that she began
“to scratch the stickers off,” but she immediately thereafter
testified that she “started to scratch it,” implying that she was
scratching only one sticker. The General Counsel next asked
Ratcliff if she ever replaced “those stickers.” She answered
that she did not. Ratcliff’s hardhat, three photographs of which
were placed in evidence, has several union stickers on it.
Ratcliff had no need to replace any union stickers because she
did not remove any. In November, as hereinafter discussed,
Cortez stated to employee Bobby Williams that it was his
choice “to wear union stickers or not.” Cortez denies directing
any employee to remove union stickers except when they ob-
scured the department number or employee number on the
hardhat. I credit Cortez. I shall recommend that this allegation
be dismissed.
In late 1998 employee Bobby Williams placed two union
stickers on his hardhat. He testified that Foreman Roy Tole-
dano told him to take off the two union stickers, “not to get
caught up in the mix . . . don’t keep the stickers on and I don’t
have to worry about anything.” Williams testified that Tole-
dano further stated that, if Williams put them back on, he would
be “treated like the rest of them,” that he was “out for Donnell
Tucker and Carol Ratcliff,” and that he was “going to be watch-
ing Carol Ratcliff.” Toledano asked Williams who had given
him the stickers, and Williams stated he had received them
from Tucker. Williams removed the stickers and never thereaf-
ter wore any union stickers.
Toledano testified that he did not recall any conversation
with Williams regarding wearing union stickers, and he denied
promising Williams that if he took them off he would not have
anything to worry about. He also denied making any threats
towards Williams or any other employees. Toledano did not
specifically deny asking Williams who had given him the stick-
ers.
I do not credit Williams’ testimony relating to purported
threats to other employees. No such threats are alleged in the
complaint, and Williams’ testimony naming Tucker and
Ratcliff was inconsistent with a pretrial affidavit in which he
AVONDALE INDUSTRIES
625
stated that Toledano “did not mention any names of specific
employees” that he was going to be watching. Although Tole-
dano testified that he did not recall any conversation, I find that
a short conversation did occur.
In a separate conversation, after he had removed the union
stickers, Williams testified that Toledano requested that he go
to Superintendent Cortez and tell him that Tucker and Ratcliff
were making people wear union stickers. He said that Tole-
dano told him that, if he did not do so, he would “make things
hard” for him and that he would lose his job; but that, if he did
do so, it would “look good” for a raise. Williams asserted that
“we set up this little thing” pursuant to which Williams was to
tell Cortez that Tucker and Ratcliff were making people wear
union stickers. Williams testified that he did as Toledano asked
and that, after speaking with Cortez, Toledano suggested that
he make the same report to personnel and that he did so.
In direct contradiction of the foregoing testimony, Toledano
testified that Williams came to him and reported that Donnell
Tucker and Carolyn Ratcliff were harassing him by requesting
that he put union stickers on his hardhat but that he did not
want to do so. Toledano replied that he did not have the au-
thority to act on the accusation, but that Williams could speak
with “Personnel.” Williams did so, and after doing so, asked to
speak to Cortez.
I was not impressed by Williams’ demeanor. I have not
credited his testimony, contradicted by his pretrial affidavit,
that Toledano named any employees that he was going to be
watching. If I were to accept his testimony that Toledano solic-
ited him with threats and promises to make a false report, I
would also have to find that Williams was willing to make an
untruthful report when he deemed it to be in his best interests.
In short, I have serious concerns regarding Williams’ credibil-
ity. Notwithstanding my concerns regarding Williams’ credi-
bility, I find it unlikely that he would voluntarily go to Tole-
dano and make an accusation against two fellow employees.
Something prompted his action.
Although Foreman Toledano testified that he did not recall
any conversation with Williams regarding union stickers, I find
that a conversation did occur. I find that, on observing Wil-
liams wearing union stickers, Toledano stated that Williams
should not “get caught up in the mix” and that he asked Wil-
liams who had given him the stickers.
I find that Williams’ going to Toledano was prompted by the
foregoing comment and question by Toledano. I do not credit
Williams’ testimony that Toledano solicited him to make a
false report and made threats, including a threat of termination,
and promises when doing so. I find, consistent with the testi-
mony of Toledano, that Williams approached him. The proba-
tive evidence establishes that Williams approached Toledano
because of the disapproval that Toledano expressed when he
observed Williams wearing union stickers. Williams sought to
deflect Toledano’s disapproval to Tucker and Ratcliff by accus-
ing them of putting pressure on him to wear the stickers.
Whether before or after Williams went to personnel, it is un-
disputed that he did speak with Cortez. Cortez recalls telling
Williams that nobody had the right to force him to wear union
stickers, that he could wear them or not. Williams acknowl-
edges that Cortez told him that it was “my choice whether I
wanted to wear union stickers or not.”
Paragraph 10 of the complaint alleges that Toledano interro-
gated employees regarding their union activities and the union
activities of other employees, solicited employees to report
alleged harassment by employees engaged in union activities,
and promised benefits and threatened discharge in connection
with the foregoing solicitation. The complaint does not allege
that Toledano directed employees to remove union stickers.
Although not specifically directing Williams to remove the
stickers, Toledano’s reference to not getting “caught up in the
mix” when he observed Williams wearing union stickers, con-
veyed disapproval. Immediately following this expression of
disapproval, Toledano asked Williams who had given him the
stickers. This interrogation regarding the union activities of a
fellow employee was coercive and violated Section 8(a)(1) of
the Act. Action Auto Stores, 298 NLRB 875, 895 (1990).
I have not credited the testimony that Toledano solicited em-
ployees to report alleged harassment and promised benefits and
threatened discharge in connection with the foregoing solicita-
tion. I shall recommend that these allegations be dismissed.
C. The 8(a)(3) and (4) Allegations
1. Facts
Employee Bobby Williams testified before me regarding the
foregoing incidents on May 23, 2000. On May 24, 2000, Wil-
liams reported to work. He gave the subpoena pursuant to
which had gone to the hearing to his foreman Billy Ledet in
order to assure that his absence was excused. About 11:30
a.m., Ledet took the subpoena to Superintendent Cortez and
later returned it to Williams. Williams testified that, when
Ledet did so, he asked Williams what he had done. The sub-
poena was not mentioned. Although Williams had been work-
ing for over 4 hours, he testified that he did not know what
Ledet was talking about when he asked him what he had done.
He testified that Ledet then commented that he heard that Wil-
liams did not want to work for him anymore and advised that
he was being sent to work for Foreman Roy Toledano. Tole-
dano showed Williams what he wanted him to do. According
to Williams, as he was making this explanation, Toledano com-
mented, “I heard you went to court on me.” Williams did not
respond, and Toledano continued with the job instructions.
None of the foregoing comments, denied by Ledet and Tole-
dano, are alleged to have violated the Act. Consistent with his
denial regarding the going to court comment, Toledano credibly
testified that he did not learn that Williams had appeared at this
hearing until he was contacted regarding the charge filed on
May 25, 2000, in Case 15–CA–15804, on behalf of Williams.
The CDC department is responsible for the erection of scaf-
folding on which employees in various crafts stand when con-
structing a ship. Toledano assigned Williams to run a handrail
wire on a scaffold in the hull of a ship that was under construc-
tion. This was what is referred to as “overhead work,” up to
100 feet above the deck. Williams described it as the “most
dangerous job on the yard.” In performing this work, employ-
ees use a device called a “condo lift” which was described as
being similar to the buckets used to raise linemen to the height
necessary to work on telephone and electrical wires on tele-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
626
phone poles. With 3 years experience, Williams is classified as
a fourth class employee. He is a licensed condo lift operator,
and he acknowledged having previously performed similar
work on another ship. Williams performed this work on the
afternoon of May 24, on May 25, and possibly on May 26.
Three other employees were performing the same work:
Donnell Tucker and an employee identified as Doug, both of
whom are classified as first class employees, and an employee
identified as Calvin, a second class employee. Williams ac-
knowledged that employees who erect scaffolding are regularly
moved around to different jobs and that the work he had been
performing for Ledet was almost complete.
Williams testified that he observed Toledano watching
Tucker and him for about an hour. Initially a leadman was with
Toledano. The leadman left, and then General Foreman George
“Junior” Kinchen joined Toledano for about 15 minutes. Wil-
liams testified that Ledet was also present for some time. Ledet
confirms that he was present to confer with Toledano concern-
ing the work that the night crew was going to be assigned.
Ledet acknowledges that, on May 24, 2000, he asked Tole-
dano if he needed anyone, and Toledano replied that he needed
someone to run the condo lift. Williams was the only person
assigned to Ledet who was licensed to run the condo lift. Wil-
liams continued to be carried for timekeeping purposes on Le-
det’s crew. Thus, he was not actually transferred; rather, he
was assigned to perform the necessary work.
Toledano denied watching Williams. He credibly testified
that he watched the whole job, “looking to make sure every-
thing is up intact.” He noted that he had only 5 days “to finish
these decks.”
2. Analysis and concluding findings
The complaint alleges that Williams was transferred, as-
signed more onerous work, and more closely supervised in
retaliation for his testimony at this hearing and because of his
union activity. There is no evidence that Williams was trans-
ferred. He was assigned to perform a specific job. I find that
the evidence does not establish that Williams’ testimony or
union activity was a motivating factor in his job assignment or
close supervision. Nevertheless, should a reviewing authority
disagree with this conclusion, I find that, even if it be assumed
that the General Counsel established a prima facie case, Re-
spondent established that it would have made the same assign-
ment to Williams in the absence of his testimony or union
activity.
In evaluating alleged discrimination in violation of Section
8(a)(4) of the Act, the Board utilizes the analytical framework
of Wright Line, 251 NLRB 1083 (1980), enfd. 662 F.2d 899
(1st Cir. 1981). See Williamhouse of California, 317 NLRB
699, 715 (1995). Ledet and Cortez were both aware that Wil-
liams had been subpoenaed. Toledano credibly denied know-
ing of Williams’ involvement in this proceeding until he was
advised that a charge had been filed. Nevertheless, it was Ledet
who initiated the job assignment by asking if Toledano needed
anyone. When he permitted Toledano to borrow Williams from
his crew, Ledet was aware that Toledano needed someone to
operate a condo lift. Thus, the supervisor who permitted Wil-
liams to be borrowed was aware that Williams had been absent
and had a subpoena to this hearing. There is no evidence that
Ledet was aware that Williams had testified or that he was
aware of the substance of his testimony. Nevertheless, I shall
infer that Respondent, not having itself subpoenaed Williams,
assumed that he not only attended the hearing but gave testi-
mony favorable to the Union and, in view of its animus towards
the Union, viewed his action with animosity. Thus I shall ana-
lyze the evidence as if the General Counsel established a prima
facie case with regard to a violation of Section 8(a)(4) of the
Act.
Regarding the 8(a)(3) aspect of this allegation, I find that Re-
spondent bore animus toward employee union activity. The
last actual union activity in which Williams engaged was in
1998, when he put on and then removed two union stickers
from his hardhat. He testified that he never replaced them.
Nevertheless, I shall infer that Respondent interpreted his ap-
pearance at the hearing, albeit pursuant to subpoena, as volun-
tary activity on behalf of the Union and shall analyze the evi-
dence as if the General Counsel established a prima facie case.
Having assumed that the General Counsel established a
prima facie case, I find that Respondent rebutted that case and
established that Williams would have been given the same job
assignment in order to complete the job in a timely manner. It
is obvious that the overhead work to which Williams was as-
signed was more onerous than the work he had been perform-
ing for Ledet, but he had previously performed this work on
another ship and was the only employee in Ledet’s crew who
was licensed to operate a condo lift. No evidence was pre-
sented contradicting Toledano’s need for another condo lift
operator in order to complete erection of the scaffolds in a
timely manner. The work to which Williams was assigned was
also being performed by three other employees: Tucker, a
known union advocate, and two other employees. There is no
allegation that this work assignment was discriminatory with
regard to those employees. Toledano acknowledges watching
the employees. He watched the whole job. Accepting Wil-
liams’ testimony that this work was dangerous, Toledano would
have been remiss if he had not actively supervised this danger-
ous work.
Williams acknowledged that he is regularly moved from one
job to another. Williams was assigned to perform work to
which he had previously been nondiscriminatorily assigned and
for which he was specifically qualified to by virtue of his condo
lift operator’s license. He was assigned the same work as three
other qualified employees whose assignment to that work is not
alleged to be discriminatory. The evidence that the work
needed to be performed and completed within 5 days is undis-
puted. He was not transferred to Toledano’s crew. Close su-
pervision of the whole job was demanded due to its dangerous
nature. The record does not establish that Williams’ testimony
or union activity was a motivating factor in his assignment or
close supervision. Even if it had been, Respondent has estab-
lished that the assignment to this closely supervised job would
have been made without regard to Williams’ testimony and
union activity. I shall recommend that these Section 8(a)(3)
and (4) allegations be dismissed.
AVONDALE INDUSTRIES
627
D. The 8(a)(3) Allegations
1. Discharge of Christopher Wheat
a. Facts
Chris Wheat worked for the Company as a sheet metal me-
chanic for slightly over a year, from August 1997 until he was
terminated on September 21. In April, Wheat placed a union
sticker on his welding hood. When Wheat was first hired, his
supervisor was Foreman Kenny Collins. Soon thereafter,
Collins was transferred to the plate area and Sam Gasper be-
came Wheat’s supervisor. Wheat engaged in conversation re-
garding the Union with union steward Michel Boudreaux, who
was named in the union’s letter dated September 16, 1997, and
who regularly wore one of the red steward shirts. Collins ob-
served these conversations and, on one occasion, suggested that
Wheat keep his conversations regarding the Union “down low.”
Wheat’s supervisor Sam Gasper, both before and after Wheat
began wearing a union sticker, told Wheat to tell the union
stewards that he was too busy to talk with them. Boudreaux
recalled giving union stickers to Wheat about 3 months before
Wheat’s discharge, which would have been in June, and recalls
him wearing three of them. Employee Donald J. Williams
recalled that Wheat wore a union sticker on his hard hat. There
were approximately 68 employees in the sheet metal shop in
1998. Boudreaux testified that Wheat was one of only 10 em-
ployees who publicly exhibited support for the Union.
Respondent points out that Wheat, Boudreaux, and Donald
Williams disagree regarding the number of stickers Wheat
wore, where he wore them, and when he began wearing them.
Collins denies telling Wheat to keep his conversations regard-
ing the Union “down low,” and this comment is not alleged as a
violation of the Act. Gasper did not testify. Regardless of
whether any comment was made, I credit Wheat’s testimony
that supervisors observed his conversations with union stew-
ards. The events occurred some 2 years ago. I find the absence
of mathematical agreement in the credible testimony of Wheat,
Boudreaux, and Williams regarding the number of union stick-
ers worn by Wheat to be immaterial. I find that Wheat did
identify himself as one of only 10 prounion employees in the
sheet metal shop and that Respondent was aware of this.
It is undisputed that employees in the sheet metal shop have
made personal items out of scrap sheet metal. Boudreaux testi-
fied to making various items for former supervisors. He ac-
knowledged that, about 3 to 6 months after the representation
election, employees were told that they could not use scrap
metal to make personal items. Despite this, Boudreaux credibly
testified that employees continued to do so. Boudreaux fabri-
cated tool boxes for use on the job from scrap metal. Respon-
dent’s witness, employee Mitchell “Tanker” Scherb, acknowl-
edged that employees would make small drawers for their tool
boxes out of scrap metal. Sheet Metal Superintendent Mike
Torres Sr., did not deny that employees did this.
Scrap sheet metal is placed in scrap bins or buckets.
Boudreaux testified that there are “certain bins they throw”
scrap into. When making an item from scrap he would always
take metal “from the scrap buckets.” Donald Williams referred
to scrap metal being placed in tubs. When questioned whether
scrap might also be on a pallet, he responded that “[b]y the
burning machine, they might have . . . a couple little squares or
whatever . . . everything is supposed to be in tubs.”
In mid-September, Wheat decided to make a lay-out drawer
in which he could lay his tools, thereby permitting himself to
work more efficiently since he would not have to dig through
his tool box to find a tool when he needed it. He testified that
he obtained a piece of sheet metal from a pallet next to the
burning machine. When questioned whether scrap metal would
ever be on a pallet next to the machine, Wheat responded,
“There was some at times, yes.” Wheat testified that he as-
sumed the metal was scrap since it had nothing on it identifying
it as being for a job. He claims to have begun constructing the
layout drawer prior to September 19, but no witness testified to
observing him working on the drawer prior to September 19.
The layout drawer constructed by Wheat is 48 inches long, 24
inches wide, and 2-1/4 inches deep. Wheat acknowledged that
the piece of metal he used was large enough to be used on a
job.
On September 19, a Saturday, Wheat was repairing his
automobile. He discovered that he needed a pop-rivet gun and
drove to the Avondale facility in order to obtain his personal
pop-rivet gun. He went through gate 5, which is located next
to, and within 200 feet of, the sheet metal shop. Wheat did not
sign in, but he claims he waved to the security guard. When he
got to his work area, he moved some sheet metal in order to get
to his tool box and his pop-rivet gun. He observed Mike Torres
Jr., when doing this and assumed that Torres Jr., saw him. He
did not speak to Torres Jr. He testified that, while he was there,
he also took out his hammer and “tapped on a couple of corners
[of the lay-out drawer] a few times to straighten it all up.” He
claims that this was the only work that he performed on the
drawer. He testified that he then picked up his pop-rivet gun
and left the facility, “I proceeded to leave out the gate.”
Mike Torres Jr., son of Sheet Metal Superintendent Mike
Torres Sr., is currently a foreman in the sheet metal shop. On
September 19 he was working as a foreman over a crew per-
forming maintenance work. He went to the sheet metal shop to
obtain a tool that he needed. When he entered the shop he ob-
served Wheat working on the pan break, a machine used to
form the edges of a fabricated piece of sheet metal.4 He did not
approach Wheat and ask him what he was doing. Instead, he
called his father and asked if Wheat was supposed to be work-
ing. Superintendent Torres replied that he was not and directed
his son to call the maintenance general foreman, John Breaux,
who was at the facility, and to notify security. Torres Jr., called
Breaux and then prepared to walk the short distance to the secu-
rity gate. As he was locking the office door, he observed
Wheat walking to the front of the shop. Torres Jr., walked the
short distance to gate 5 and asked the guard if he had seen any-
one come in. Upon receiving a negative response, Torres Jr.,
returned to the shop and called Foreman Kenny Collins, who
lived nearby, to come and deal with the situation so that he
could return to work. Although Torres Jr., did not testify to
further contact with security, a request was made for assistance.
General Foreman Breaux arrived. He and Torres Jr., went to
4 The transcript incorrectly refers to the “pan break” as the “hand
brake.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
628
Wheat’s work area where they observed the lay-out drawer on
his work bench. They looked around for the source of the sheet
metal. At the shear machine they observed a piece of material
on the machine and another piece, referred to as “drop off,”
with a job number written on it on the floor. A security guard
entered the building. Torres Jr., reported what he had observed.
The security guard took Wheat’s tools and the layout drawer.
Collins arrived. He and Torres Jr., took the piece of drop-off
bearing the job number and placed it next to the office door of
Superintendent Torres.
Wheat testified that, as he was leaving the facility, he en-
countered employee “Tanker” Scherb in the vicinity of the
guard shack at gate 5. Scherb was on the telephone next to the
guard shack. When Scherb completed his call he spoke with
Wheat, asking what he was doing out at the shop. Wheat re-
plied that he was getting his pop-rivet gun, which he testified
he was carrying. Scherb informed Wheat that “security and
everyone was in the shop,” that “there’s a big commotion going
on over there in the shop. . . . If I was you, I wouldn’t go back
there.” Wheat then left. He testified that he waved to the secu-
rity guard as he left.
Scherb confirms that the foregoing conversation occurred;
however, Scherb testified that he observed Wheat coming from
the front of the guard shack at gate 5, “he was coming in.”
Scherb had received the information regarding security from
Foreman Breaux. After Scherb spoke with Wheat, they walked
a few steps, but Wheat did not enter the sheet metal shop.
Both Scherb and Torres Jr., place these events at between
8:30 and 9 a.m. Wheat places his arrival in the vicinity of 10
a.m. and his departure about 10:30 a.m. The security report
reflects that Torres Jr., called at 10 a.m.
I have difficulty reconciling Wheat’s testimony regarding his
minor activity at the shop, which would have taken only a very
short amount of time, with the undisputed fact that Scherb in-
formed him that security was present in the sheet metal shop.
Wheat acknowledged that he saw Torres Jr., and that he as-
sumed that Torres Jr., saw him. He contends that he was mov-
ing material to get to his pop-rivet gun at this time. Torres Jr.,
testified that he observed Wheat using the pan break. Wheat’s
testimony places him only in his work area, thus, he would
have observed anyone approaching his work area. He testified
that, when he left his work area, “I proceeded to leave out the
gate.” It was at this point that he testified he saw Scherb who
knew that security was in the building. In order for this to have
occurred, security had to have arrived at the shop when Wheat
was not present. The only way that a security guard could have
been in the shop at the point that Wheat saw Scherb without
having encountered Wheat as he was leaving was for Wheat to
have left “out the gate” and then attempted to return to the
shop. The most logical explanation consistent with the forego-
ing facts is that Wheat, having come for his pop-rivet gun, de-
cided to construct a layout drawer. When he was observed by
Torres Jr., he was using the pan break. He quickly finished this
task and left. In his haste, he forgot his pop-rivet gun. Torres
Jr., observed him as he was walking to the front of the building.
Wheat encountered neither Torres Jr., nor a security guard be-
cause he left the building before Torres Jr., made the report to
security. Having received the report from Torres Jr., a security
guard went to the building where Torres Jr., and Foreman
Breaux had discovered the layout drawer and piece of drop off.
When Wheat realized that he had forgotten the gun, he began to
return to the sheet metal shop but encountered Scherb. Scherb
knew that “security . . . was in the shop,” and he told this to
Wheat. Wheat left. The foregoing explanation is confirmed by
the testimony of Scherb, whom I credit. Scherb did not observe
Wheat carrying a pop-rivet gun. When he saw Wheat, “he was
coming in.”
On Monday, September 21, when Wheat got to work, he dis-
covered that his work area had been cleaned out. His personal
tools were not there. He was directed to report to the security
office where, after waiting for about 10 minutes, he was inter-
viewed. Wheat testified that he was first interviewed by Assis-
tant Director of Security Sam Capaci, in the presence of two
other security employees. Wheat denied knowing that he was
not supposed to be on the premises when he was not working,
explaining that he simply came to get his pop-rivet gun. Capaci
pointed out the Company rule regarding unauthorized entry,
and Wheat repeated that he was unaware of the rule. He was
also questioned about working on a piece of metal, and Wheat
acknowledged that he was making a layout drawer, a drawer to
go underneath his lay-out table. He explained that the purpose
of the drawer “was to lay out tools . . . it would make it a lot
faster . . . instead of going into the . . . tool boxes and digging
for my tools.”
Following this interview, security employee Clyde Cutren
took a statement from Wheat. Cutren asked, “Did you check in
with security?” Wheat responded “No.” Wheat denied per-
forming any work on the drawer on Saturday. He responded,
“Not on that Saturday. I did during the week, during my lunch
period and between jobs.” When asked about the source of the
material for the lay-out drawer, Wheat responded, “We have 3
or 4 scrap areas around the shop.” When asked whether he had
obtained permission to use the sheet metal in question, Wheat
responded, “You don’t have to ask permission. If you want to
make something in your work area, you just go to one of the
scrap piles and get what you need.”
Wheat returned to the waiting area. About an hour later, a
security employee came in and asked him what he was still
doing there. Wheat responded that he had not been told to go
anywhere else. The employee laughed and went into one of the
offices. In about 15 minutes, Cutren approached Wheat, asked
for his badge, and told him that he had been terminated.
Assistant Director of Security Capaci supervised the investi-
gation. He denies speaking with Wheat. He acknowledges that
he relied on the stated opinion of Superintendent Torres that the
material used by Wheat was not scrap, and he admits that no
written statement was taken from Superintendent Torres.
Superintendent Torres testified that the metal from which the
layout drawer was fabricated was “definitely not” scrap, “[i]t’s
too big of a piece.” Scherb, having acknowledged that employ-
ees made small drawers from scrap metal, when shown the lay-
out drawer, testified, “Nobody has a tool box that big.” The
door to a toolbox placed into evidence by the General Counsel
measures 32-1/2 by 20 inches. Wheat’s layout drawer was 48
by 24 inches.
AVONDALE INDUSTRIES
629
Superintendent Torres testified that, on September 21 he had
seen the piece of sheet metal with the job number at his office
and, thereafter, observed the layout drawer in the security of-
fice. He told Sam Capaci, “I have the rest of the sheet in my
shop.” He told Capaci that he knew this “because of the gauge
and because of the ID marking on it,” referring to the manufac-
turer’s identification stamp. On the basis of the portion of the
stamp that was visible, Torres was certain that it would match
perfectly if the sides of the drawer were unfolded. His certainty
was proved correct at the hearing. Superintended Torres disas-
sembled the layout drawer and matched it to the piece with the
job number. The point at which the cut occurred in the sten-
ciled name and logo of the manufacturer was a perfect match.
(The piece bearing the job number measures 56 inches by 31
inches, virtually the same size as Wheat’s drawer when it is
unfolded.) The General Counsel and counsel for the Charging
Party objected to this demonstration since any match could not
have played a part in Respondent’s decision. I overruled the
objection since this objective demonstration would either estab-
lish that the two pieces were unrelated, thereby providing pro-
bative evidence that the piece of sheet metal had not been des-
ignated for a job, or would match, thereby confirming the ob-
servation of the Company’s experienced sheet metal superin-
tendent.
Torres Jr., testified that, on September 19 when he and
Foreman Breaux discovered the piece of drop off with the job
number on it there was also a piece of metal on the shear ma-
chine. I am mindful that, when asked if it was clear that the
piece lying on the ground and the piece remaining on the table
“were two halves that went together,” Torres Jr., answered,
“Right.” Torres Jr., gave no basis for this response. The de-
monstrative evidence of the match between the piece of drop
off and the layout drawer reveals that this testimony was inac-
curate.
Capaci testified that he called Superintendent Torres and
recommended that Wheat be terminated for unauthorized entry,
plus “willful damage.” Torres recalled that Capaci called him
and stated that he had made his final decision. Torres met with
Capaci and concurred in that decision, signing the termination
notice. The notice states that Wheat was terminated for:
MAJOR OFFENSE: #10—Unauthorized entry to or
exit from Company premises at any location at any time.
IMMEDIATE DISCHARGE OFFENSES: #3—Theft,
unauthorized removal or willful damage to any property
belonging to another employee, a contractor employee, the
Company or to a customer or contractor of the Company.
Capaci professed ignorance of a policy relating to termina-
tion, distributed to supervisors in 1994, that provides that em-
ployees should be suspended without pay pending an investiga-
tion of misconduct. Capaci testified that, in his experience, in
some investigations the employees are suspended, and in others
“they’re terminated without suspension.” Wheat was termi-
nated without receiving a warning or being suspended.
There is no evidence that the Company has tolerated stealing
or damaging Company property. The General Counsel pre-
sented no evidence to the contrary. In Avondale I, 329 NLRB
1064 (1999), the Board upheld the dismissal of allegations of
discrimination regarding employee James (Danny) Cox who
defaced a wire-spool machine by writing a prounion slogan on
it. In that case, the machine was defaced but still functioned.
b. Analysis and concluding findings
I have found that Wheat was one of only 10 employees in the
sheet metal shop who exhibited support for the Union and that
the Respondent was aware of Wheat’s union sympathies. Re-
spondent bore animus towards employees who engaged in un-
ion activity, and Wheat’s termination constituted an adverse
action. The General Counsel established a prima facie case.
Thus, the burden of going forward with evidence to demon-
strate that it would have taken the same action against Wheat in
the absence of his union activity shifts to Respondent. I find
that Respondent has met that burden.
Unauthorized entry is a major offense. Although Wheat
claimed ignorance of the rule, if that had been his only offense
he should, at worst, have been suspended.
Respondent contends that the piece of sheet metal used by
Wheat was designated for a job and that his unauthorized use of
it constituted damage to company property, an immediate dis-
charge offense. The General Counsel and Charging Party, rely-
ing on the testimony of Wheat, contend that the sheet metal he
used was scrap. I have difficulty crediting Wheat. His testi-
mony that he was proceeding to the gate after leaving his work
area when he encountered Scherb is impossible to reconcile
with the presence of a security guard in the sheet metal shop.
Wheat’s credibility is further compromised by inconsistencies
between his testimony and the responses he made to the Com-
pany’s investigator. When asked if he had checked in with
security, Wheat responded, “No.” Wheat had to have under-
stood the significance of this question since, according to his
testimony, Capaci had just finished showing him the rule re-
garding unauthorized entry. Although Wheat testified that he
waved his identification badge to the security guard when en-
tering and leaving the shipyard, he did not state this to the in-
vestigator. In that same interview, Wheat was asked where he
had obtained the sheet metal. He responded, “We have three or
four scrap areas around the shop.” He did not acknowledge
that he had taken in from a pallet next to the burning machine.
Although employees regularly fabricated items out of scrap
sheet metal, they obtain that metal from scrap bins. Wheat took
a piece that exceeded four feet in length from a pallet. He did
not acknowledge that he took the piece from a pallet when re-
sponding to Respondent’s investigator regarding the source of
the sheet metal. The piece he took was virtually same size as
the 56 by 31 inch piece bearing a job number. Wheat admitted
that the piece was large enough to be used for a job. If scrap
sheet metal was to be found on a pallet, employee Donald Wil-
liams testified “they might have . . . a couple little squares or
whatever . . . everything is supposed to be in tubs.” (Emphasis
added.) Superintendent Torres knew that the sheet metal used
by Wheat was “definitely not” scrap, “[i]t’s too big of a piece.”
The General Counsel argues that the failure of Torres Jr., to
approach Wheat and inquire about his presence in the shop
suggests that he saw this as a “chance to get [union adherent]
Wheat.” Respondent argues that if Wheat was unaware that his
presence was unauthorized and that he was present only to
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
630
obtain his pop-rivet gun, there is no reason that he would not
have “approached Mr. Torres, Jr., and explained why he was
there.”
It may well be true that Torres Jr., having observed Wheat
using the pan break, suspected that he was doing something that
he ought not be doing, was delighted that prounion employee
Wheat had provided such an opportunity, and called his father
for further instructions. Even if I attribute an antiunion motive
to Torres Jr., the issue is the conduct of Wheat. Torres Jr., was
not a sheet metal foreman on September 19; thus, I find no
significance in Wheat’s failure to approach him and explain his
presence. The more probative evidence that Wheat was aware
that he was doing something improper is provided by Scherb’s
credible testimony that Wheat did not enter the sheet metal
shop after being advised that security personnel were present.
If Wheat was unaware of any rule relating to unauthorized en-
try and had simply moved some sheet metal around in order to
get to the pop-rivet gun, there would have been no reason for
him not to have entered the sheet metal shop, explained the
situation, and retrieved the forgotten pop-rivet gun. Even if he
had “tapped a couple of corners” on the layout drawer that he
claimed to have begun fabricating 2 or 3 days earlier, there was
no reason not to give a timely explanation of his innocent ac-
tivities. Wheat’s failure to give a timely explanation, coupled
with his failure to acknowledge to the Company’s investigator
that he had obtained the piece of sheet metal from a pallet, sug-
gests that his fabrication of the layout drawer began on the
morning of September 19 rather than 2 or 3days earlier. No
witness testified to seeing Wheat work on the drawer prior to
September 19.
Respondent argues that, on the morning of September 19,
Wheat sheared off the portion of the sheet metal bearing the job
number and then sheared off the piece he intended to use.
Whether he did so is immaterial. Respondent’s investigation
concluded that the piece of sheet metal used by Wheat had been
designated for a job. Superintendent Torres stated that he had
“the rest of the sheet” at the shop. The perfect match obtained
when the sides of the drawer were unfolded at the hearing con-
firmed Capaci’s reliance on Superintendent Torres’ statement.
The evidence confirms that the sheet metal used by Wheat was
not scrap. Wheat could not have reasonably believed that it
was scrap. It was “too big of a piece,” and, by Wheat’s own
admission, it was not in a scrap bin.
The record does not establish that Respondent seized on a
pretext in order to discharge Wheat. Respondent has previ-
ously discharged employees for damaging company property,
including employee Cox in Avondale I, supra. In that case, the
function of the machine that Cox defaced was not affected. In
the instant case, the piece of sheet metal could no longer be
used to cut out the parts prescribed by the computerized sheet
bearing cutting directions. Respondent’s evidence establishes
that it would have taken the same action against Wheat in the
absence of his union activity. I shall recommend that this alle-
gation be dismissed.
2. Warning, suspension, and discharge of Sidney Jasmine and
Warning of James “Pat” Page
a. Facts
Employee Sidney Jasmine worked for the Company for 9
years. He was alleged as a discriminatee in Avondale I, and the
Board affirmed the finding that the Company violated Section
8(a)(3) of the Act by transferring Jasmine, a first-class commu-
nications electrician, to another crew where he was assigned the
more onerous task of cable pulling. 329 NLRB at 1064. Jas-
mine was a union steward. On July 20, a local newspaper
printed a picture of Jasmine participating in a prounion demon-
stration and carrying a cutout figure of Al Bossier, who at that
time was the Company’s chief executive officer. On that same
day, Jasmine went to Washington, D.C., where he lobbied on
behalf of the Union for a week.
Employee James (Pat) Page also supported the Union and
regularly wore T-shirts reflecting his prounion sympathies.
On November 16, Electrical Supervisor Johnny Campbell,
assigned employees Jasmine and Page to pull cable on the star-
board side of a ship in cargo hold 4. This assignment is not
alleged as a violation of the Act. In preparation for pulling the
cable, Jasmine began laying out the cable, “figure eighting the
cable,” while Page checked the route. The route appeared to be
longer than the cable, so Page went to the office to check the
routing. He returned with the drawings. After reviewing the
drawings, he and Jasmine concluded that the route was not
properly prepared. Jasmine described the problem as an ab-
sence of collars through which the cable would be run and “T-
bars” to which it would be attached. Page returned to the office
to inform Supervisor Campbell of the problem, and Jasmine
began searching for ladders. Page found Campbell and in-
formed him that he and Jasmine had two problems, no ladders
were immediately available and there were problems with the
layout route on the starboard side. Campbell, when testifying,
confirmed that “[s]tuds were missing on the starboard side.”
Campbell directed Page and Jasmine to work on the port side of
the ship. They did so, using a scaffold.
When two employees use a scaffold, only one can actually
work on top of it. The second employee slowly pushes it. The
deck of a cargo hold has anchors to which cargo is secured.
Page explained that, because of the deck anchors, “you have to
be real careful how you move it [the scaffold].” When being
pushed with a person on top, there can be only a “minor amount
of movement.” When the scaffold needs to be repositioned, the
person on top has to come down. Page was pulling the cable
and Jasmine was pushing the scaffold.
Notwithstanding the change in their job assignment to the
port side and the presence of a pipe insulator who did not move
completely out of their way until about 3 p.m., Jasmine and
Page completed much of the work on the port side when the
workday ended at 3:30 p.m. Respondent’s records reflect that
they achieved 84 percent of the goal of running 50 feet of cable
per person per hour. Because the delays they had encountered,
Jasmine and Page had been unable to complete the port side.
Thus, contrary to Campbell’s testimony, they did not begin
work on the starboard side at the beginning of the shift on No-
vember 17.
AVONDALE INDUSTRIES
631
On the morning of November 17 Page informed Campbell
that he and Jasmine still had a problem with the layout on the
starboard side. Jasmine and Page completed their work on the
port side. About 10 a.m. Campbell came down and inspected
the starboard side. He agreed that the area was not properly
prepared, but directed the manner in which he wanted the em-
ployees to run the cable, stating, “It’s not up there yet. I’ll get
the layout people to put it up. Just go ahead and run it this
way.”
Campbell testified that he inspected the problems on the
starboard side on November 16 and brought them to the atten-
tion of the layout man. He acknowledges that he told Page to
run the cable, “the studs would be added later.” Although he
testified that he did this on November 16. I credit Page and
Jasmine that this occurred about 10 a.m. on November 17 after
they had completed the port side.
On the starboard side, Page and Jasmine had difficulty mov-
ing the scaffold due to hose lines, power lines, and motor oper-
ated dampers around which they had to maneuver. As they
were pulling the cable, they discovered that some 50 to 60 feet
of another cable on the starboard side had been pulled incor-
rectly, “so we had to pull it back as we pulled our cable to do it
all correct.” Jasmine was pushing the scaffold. Page pulled 395
feet of new cable. They reached the vicinity of a stairwell. At
that point there were four cables that needed to be run to the
stairwell. Page testified, “We left the cables all ready so we
could move them into the stairwell the next morning. . . . [It]
was the four cables, the two for the port and two for the star-
board, and it was approximately 30 to 40 feet each.” Jasmine
recalls that they “pulled the cable to the wall as far as we could
. . . Johnny [Campbell] didn’t come back down until the next
day to give us instructions. . . . [W]e did what we could until
we got more instructions from Johnny Campbell.” Campbell
never asserted that the work on the port side was deficient. He
did not contradict Page’s testimony that the cables on the port
side had been pulled to the same position relative to the stair-
well as the cables on the starboard side.
On November 18 Page advised Campbell that he and Jas-
mine had the small amount of cable left to pull into the stair-
well. Campbell said, “Don’t worry about running them in the
stairwell and coiling them up. I want you to go back to the
[next] cargo Hold [Hold 5] . . . and get cables for it.” He told
Page that he wanted Jasmine and him to work separately due to
obstructions in the cargo hold in which they were being as-
signed to work. Campbell then changed the assignment to hold
6 because of the obstructions in hold 5. He repeated to Page
that he wanted the employees to work separately on ladders in
order to get more footage. He then commented, “I think Sid-
ney’s laying on your leg.” Page asked, “What do you mean?”
Campbell replied, “Well, I don’t think he’s pulling his share of
the job.” Page responded, “Why didn’t you tell us this up to
now? Why are you bringing this up now?” Campbell replied,
“Because you didn’t finish what you had.” Page explained,
“Well, we did run into problems down there.” Campbell re-
peated that he wanted them to work separately. They did so.
Shortly after this, Campbell came and asked Jasmine to come
with him. Nothing was said to Page.
On November 17, Campbell testified that he watched Jas-
mine, who he says was talking with other employees, for 5
minutes, “to see how long Sidney was going to stay down there
without doing any work.” He asked Jasmine what he was do-
ing, and Jasmine explained that he was waiting for Page to tie
the cable. On receiving this explanation, Campbell did not
respond. Campbell confirmed that both employees could not
be on the scaffold. Campbell testified that he observed Camp-
bell and Page a couple of other times. Although claiming that
he again observed Jasmine talking, he said nothing to him.
Campbell asserts that he saw that there was not enough work
done, that the cables should have been run “out to the stair
tower.” Despite this, he had no discussion with the employees
either during the day or at the end of the day. He did not deny
telling Page on the following morning that they need not worry
about running the cable into the stairwell.
Electrical Superintendent Robert “Bob” Terry testified that
he had concerns regarding Jasmine prior to November. He
testified that, following a final warning issued to Jasmine on
April 27 for wasting time, he counseled him on May 7. For that
meeting, Terry had a productivity report created that reflected
Jasmine’s daily productivity since February 25. Terry has di-
rected that such a report be created on only two occasions: for
the May 7 meeting and for the meeting with Jasmine on No-
vember 18. On May 7, when reviewing the report with Jas-
mine, Terry observed that Jasmine had a pocket computer and
that, when a specific day was mentioned Jasmine “read to me
his notes on why his productivity was below acceptable stan-
dards. He named several things like he needed a stepladder and
he couldn’t find one conveniently. He had to put on hardware
on the stud layout to be able to support his cables. That he
didn’t have sufficient time to review and study his drawings
before he actually went and did the work.” On receiving these
responses, Terry acknowledged that he “could recognize and
give him the benefit of the doubt, even though I thought it was
a little far-fetched some of the things, the reasons he was giving
me that prevented him from accomplishing his normal work.”
The Company’s work effort analysis sheet for November 17
reflects that Jasmine and Page pulled 395 feet of cable. Be-
cause they were working together, each was credited with half
of this total, and each received an efficiency rating of 49 per-
cent. On November 18, Electrical General Foreman Henry
McGoey, called Terry and advised that Jasmine’s performance
had been below acceptable standards the previous day and that
he had directed Campbell to prepare a warning. Terry testified
that he knew he had to interview Jasmine at that time because
he had a final warning. The warning prepared by Campbell
states: “Inefficiency, Failure to complete job assigned. Com-
pleted 49 percent of task given.” Terry testified that, when he
met with him, Jasmine started “giving me some excuses.” He
asserted that Jasmine did not give him a “single concrete rea-
son” for his low productivity. Jasmine, Terry, McGoey, Camp-
bell, and Gayle D. Gregoria, Terry’s secretary, were present at
this meeting. Contrary to Terry’s testimony, a summary of the
meeting prepared by Gregoria and signed by Terry reflects that,
when questioned about his low productivity, Jasmine replied
that he was working with another employee and that he and his
coworker had asked Campbell “to come to their work area to
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
632
show him the trouble that they were having” and that when
Campbell did not show up, they went to work on another cable.
Campbell is not reported as saying anything. He was not ques-
tioned regarding the layout problems that Page brought to his
attention, his direction on November 16 that the employees
work on the port side, or his ultimate direction on November 17
that they proceed to run the cable without the studs being in
place. Jasmine stated that he “was being singled out.” Terry
handed Jasmine the warning. Jasmine refused to sign it. He
was suspended and, on November 24, terminated.
I do not credit the testimony of Campbell that, before this
meeting, he asked McGoey to come look at the amount of work
that had been done. There was no reference to any inspection
at the meeting, only the purported efficiency rating of 49 per-
cent as reported on the work effort analysis sheet. Terry did not
mention any inspection. If the purported inspection had oc-
curred, McGoey would have learned at that time that two em-
ployees were working together. Neither McGoey nor Terry
knew that Jasmine was working with Page. Jasmine told them
this. When McGoey directed Campbell to prepare the warning
to Jasmine, he did not direct that he prepare any discipline re-
garding Page. It was at or after the meeting with Jasmine in
Terry’s office, where Jasmine explained that he had been work-
ing with another employee, that McGoey “told me [Campbell]
to warn Page.” Campbell protested that Page had been work-
ing. McGoey told him that he could not give one without the
other “because [they were] working together.”
The absence of an earlier inspection is further established by
the credible testimony of Page who explained that, some 2
hours after Campbell had left with Jasmine, Campbell returned
and asked him to wait for McGoey. Thereafter, Campbell and
McGoey requested that Page show them the work that he and
Jasmine had performed the previous 2 days. They went to
cargo hold 4 where Page pointed out what they had done, not-
ing that they had used a scaffold and encountered problems
with insulators in their way and layout problems. At this point,
McGoey informed Page that he was going to “get a citation
because I hadn’t done enough that day.” He informed Page that
Jasmine was being suspended. Page asked why no one had told
them that their work was deficient when they were working and
whether McGoey had “taken into consideration the delay fac-
tors, the fact of the scaffold, the fact of the insulators, the layout
problems.” McGoey responded that they had. Contrary to this
response, there is no evidence that McGoey was ever advised
about the layout problems and that, ultimately, Campbell had
told the employees to run the cable without the studs being in
place. McGoey assured Page that he need not worry about the
citation, “It doesn’t mean anything.” The warning states:
“Failure to complete job assigned. Completed 49% of task.”
After the warning was issued to Page, McGoey had Camp-
bell actually measure the cables that had been pulled on the
starboard side, even though every cable has the length on it.
Campbell confirmed that this was the only occasion that he had
ever actually measured the cable with a tape measure, and “it
was McGoey’s idea.” There is no evidence that the cable
pulled on the port side before 10 a.m. on November 17 or that
the 50 to 60 feet of cable that had been improperly installed and
was repulled by Jasmine and Page was measured. Terry re-
quested that photographs be taken of the cable upon which
Jasmine and Page had been working in anticipation of an “un-
fair labor practice complaint.” Campbell’s testimony estab-
lishes that the single picture received into evidence does not
reflect all of the cable that was pulled. Terry admitted that this
was the “only time in the last 5 years” that he had photographs
taken.
After Jasmine was terminated, employee Thomas Gainey
spoke with Electrical Supervisor Mark Pouche. Pouche and
Gainey are both Caucasian. Campbell and Jasmine are both
African-American. Pouche told Gainey, “We all know the
reason why Sidney [Jasmine] was transferred to Johnny Camp-
bell, and we all know the reason why you was transferred to
me, is because . . . it was white on white and black on black,
and that Avondale would be in the right this time. . . . You
know the reason why they transferred . . . Sidney Jasmine to
Johnny Campbell, to be fired.” I do not credit Pouche’s denial
of Gainey’s credible testimony regarding this candid admission
that Pouche made to him.
Electrical Supervisor Pouche was questioned by counsel for
the General Counsel regarding assigned quotas. Pouche denied
that quotas were mandatory, testifying that, “you have to try
and obtain, or make a certain amount . . . that’s a goal for you
to . . . try to make this goal. But there’s no set quota, that you
have to make a quota every day. No. . . . You work towards
the goals. You don’t have to make the goal.” The examination
of Pouche continued:
MS. STEIN: It’s my understanding that in the electri-
cal department, if you don’t make your goal in a particular
day, you can get a citation for not making your goal; or
suspended or terminated?
MR. POUCHE: For not making your goal in a day?
Q. Uh-huh.
A. That’s not so. Not to my knowledge.
Q. What happens if you don’t make your goal for a
few days?
A. It’s noted on a report that we do. I mean, there’s a
task sheet that’s filled out.
Q. But you’re not going to be suspended or termi-
nated?
A. No, ma’am.
Q. Okay.
A. Not to my knowledge.
Respondent presented documentary evidence of warnings is-
sued to electricians for wasting time and evidence that two
employees had been terminated for intentional negligence,
citing their failure to meet production quotas. Those quotas did
not relate to pulling cable. Employee Samuel Humbles, who
was assigned to perform transit packing, was terminated in July
1998 for intentional negligence after performing at 50 percent
or less efficiency on 5 separate days in a 15 day period, then
performing at zero percent on the next 3 days, and a week later
packing one transit in a 5 hour period, an efficiency rating of 33
percent. Employee Garrick Slack was terminated in July 1997
after performing at less than 70 percent efficiency on 8 days in
a 2-week period and then, on July 18 and 21, 1997, performing
at 57 percent and 33 percent respectively.
AVONDALE INDUSTRIES
633
b. Analysis and concluding findings
There is no dispute regarding Jasmine’s union activity, Re-
spondent’s knowledge of that activity, and its specific animus
towards him as established by his prior unlawful transfer. Page
was also a known supporter of the Union who regularly wore
prounion T-shirts. The termination of Jasmine and warning of
Page constitute adverse actions affecting their hire and tenure
of employment. The General Counsel has established a prima
facie case.
Although the warnings issued to Campbell and Page assert
that they completed only “49% of task,” the evidence reveals
otherwise. The 49-percent figure is based on the amount of
new cable Respondent measured as being pulled on the star-
board side over 8 hours. Campbell testified that the task had
not been completed on the starboard side because the two ca-
bles had not been run “out to the stair tower.” He did not con-
tradict Page’s testimony that this involved pulling 30 to 40
additional feet. Accepting the higher 40 foot figure, the em-
ployees should have pulled 80 more feet that the 395 feet re-
flected by Respondent’s records. Insofar as the employees
pulled 395 of a total of 475 feet, they completed 83 percent, not
49 percent of their assigned task.
Even when the work performed by Campbell and Page is
evaluated on the basis of Respondent’s quota, rather than their
assigned task, it was not deficient. Respondent’s brief argues
that Page admitted pulling only 400 feet of cable, ignoring his
mention of “the cable we had to pull back.” Respondent’s 395
foot figure does not include the 50 to 60 feet of cable on the
starboard side that had been incorrectly installed and that was
repulled by Jasmine and Page or the cable they pulled when
completing the port side. Jasmine and Page worked on the
starboard side not for 8, but for a maximum of 5-1/2 hours,
from 10 a.m. until 3:30 p.m. If each was expected to pull 50
feet an hour, the goal would be 550 feet. When the 50 to 60
feet that they repulled is added to the 395 feet that Respondent
acknowledged was pulled, the total is 445 or 455 feet yielding
an efficiency rate of 80.9 or 82.7 percent, which exceeds Re-
spondent’s 80-percent acceptability standard.
Campbell did not testify that the work on the port side was
incomplete, but the cables on that side had been pulled to the
same point as the cables on the starboard side. Page credibly
testified that all four cables, two on the port side and two on the
starboard side, had been pulled to within 30 to 40 feet of the
stairwell. Jasmine recalls that they “pulled the cable to the wall
as far as we could.” Page testified, “We left the cables all ready
so we could move them into the stairwell the next morning.”
On the morning of November 18, Campbell informed Page that
they need not pull the cables into the stairwell in cargo hold 4
and contemporaneously assigned them to another hold. There
is no evidence that Campbell was contemplating discipline of
the employees at that time. It was not until McGoey directed
Campbell to write up Jasmine that disciplinary action was men-
tioned.
Even assuming that Jasmine and Page performed only 49
percent of their quota, the testimony of Electrical Supervisor
Pouche, reveals that employees are not disciplined for failing to
make their quota. Although the percentage of the quotas com-
pleted by employees is cited on various disciplinary actions
introduced by Respondent, each employee cited had multiple
deficiencies within a 4-week period. There is no instance in
which the basis for discipline was an employee’s failure to
meet the quota on a single day.
Respondent also introduced numerous warnings issued to
employees for wasting time. The warning issued to Jasmine on
April 27 was for wasting time. Although Campbell asserts that
he observed Jasmine talking instead of working on November
17, he did not warn him for wasting time. Campbell’s testi-
mony confirms that the reason no warning was given was be-
cause, when he confronted Jasmine, Jasmine credibly explained
that he was waiting for Page to finish tying up the cable before
moving the scaffold. He was not wasting time.
The evidence establishes that, on November 18, General
Foreman McGoey observed the reported efficiency figure of 49
percent next to Jasmine’s name on the work effort analysis
sheet and, without any investigation whatsoever, directed that
this outspoken union proponent be disciplined. It was not until
the meeting with Terry that McGoey became aware that Jas-
mine had been working with another employee. McGoey was
unaware of the specific work that that been performed by Jas-
mine and Page at the point that he directed that Jasmine be
disciplined. Page credibly testified that Campbell removed
Jasmine from the job and did not return for about 2 hours.
After Campbell returned, he had Page show McGoey and him
the work that he and Jasmine had performed on the previous 2
days. Respondent conducted no investigation regarding the
difficulties the employees had encountered. There is no evi-
dence that Campbell was asked about, or that he informed
McGoey of, the delay caused by the absence of a proper layout
on the starboard side and that he had directed that the employ-
ees install the cable despite the absence of studs. The reason
there was no discussion with Campbell was admitted to Gainey
by Pouche, “[T]hey transferred . . . Sidney Jasmine to Johnny
Campbell, to be fired.”
Respondent has not rebutted the prima facie case of the Gen-
eral Counsel. The record establishes that McGoey seized on
the reported efficiency figure next to Jasmine’s name, a figure
computed on the basis of an 8-hour day, and, without any
investigation, directed that he be disciplined. The pretextual
nature of this action is established by the evidence that McGoey
was unaware that Jasmine had been working with Page. The
evidence establishes that the union activity of Jasmine was the
motivating factor for Respondent’s action. Manno Electric,
321 NLRB 278 (1996). This conclusion is confirmed by Re-
spondent’s belated warning to Page in an attempt to make the
discipline appear evenhanded. The hypocritical nature of Re-
spondent’s action is highlighted by McGoey’s statement to
Page that he need not worry about the warning he was being
given because “[i]t doesn’t mean anything.” The warning of
Page was a transparent attempt to hide Respondent’s true mo-
tive behind the discipline of Jasmine. Fast Food Merchandis-
ers, 291 NLRB 897, 898 at fn. 7 (1988). Respondent, by warn-
ing, suspending, and discharging Jasmine in retaliation for his
union activity and by warning Page in an effort to mask its true
motive with regard to the discipline of Jasmine, violated Sec-
tion 8(a)(3) of the Act.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
634
3. Warnings, suspension, and discharge of Carolyn Ratcliff
a. Facts
Carolyn Ratcliff worked for the Company as a shipfitter
from September 1990 until July 1994. She was rehired in No-
vember 1994 and assigned to the CDC department building
scaffolding. Although it is unclear when Ratcliff began openly
supporting the Union, she acknowledged doing so before she
was terminated in 1994. She continued to support the Union
after being rehired, and it is undisputed that she wore prounion
insignia, including a red steward T-shirt, in 1998. She wore
prounion stickers on her hard hat. I find it incredible that Su-
perintendent Cortez, who testified that he was unaware of
Ratcliff’s union sympathies, was oblivious to her display of
union insignia. Foreman Roy Toledano made no such denial.
In September, at the beginning of a shift, Ratcliff recalls be-
ing present at the gang box with employees Donnell Tucker,
Clarence Doyle, Robert Williams, and two other employees, all
of whom were wearing red steward shirts. She recalls Foreman
Toledano stating that it “looks like they have a fire down
there,” to which she replied, “[Y]ou can’t put it out.” Tucker
corroborated the foregoing statements by Toledano and
Ratcliff. Toledano did not deny the foregoing comments.
Foreman Toledano has numerous tattoos on his body, includ-
ing a swastika on his forearm that is covered when he wears
long-sleeved shirts, a cross on his hand, and a star under his
right eye. Counsel for the General Counsel represented that,
although Ratcliff had observed the swastika, she did not know
what it was. On September 10, the day that Ratcliff, Tucker,
Doyle, Veals, and Brumfield left work because of the rain,
Ratcliff and the other employees had, at lunch, gone underneath
the ship. She testified that Toledano spoke with them, stating
that the tattoos of the cross on his hand and the five pointed star
near his eye, “meant that he was a Klansman,” referring to the
Ku Klux Klan. The tattoo on Toledano’s hand is of the familiar
Latin cross, with the lower limb being the longest. It is not the
“blood drop” cross or cross within a circle, both of which have
limbs of equal length and are acknowledged to be Klan sym-
bols on its website, www.KKK.com. The General Counsel
presented no evidence, and I am aware of no evidence, that a
five pointed star is a symbol of the Klan.
Toledano, a Caucasian, denies having any conversation with
any employee regarding his tattoos. Ratcliff is an African-
American. Tucker, who is also African-American, was the
only employee who testified and who was identified by Ratcliff
as being present when Toledano made the alleged comment.
He was not asked about this alleged comment. I am satisfied
that, if Toledano had made the Klansman comment in the pres-
ence of numerous employees, at least one of them would have
corroborated the comment. The only other testimony relating
to racist comments by Toledano came from Bobby Williams
who asserted that, on one occasion, Toledano called him a
“boy.” He acknowledged that Toledano denied doing so. Wil-
liams also claims that, on another occasion, Toledano stated to
him that the star under his eye represented “white power” and
that he used to be a “skinhead.” The Ku Klux Klan was not
mentioned. Bobby Williams thought that employee Robert E.
Williams Jr., was present when this allegedly occurred. Robert
Williams testified, but he was not asked about these alleged
statements by Toledano. Tucker testified that he never heard
Toledano make any racist comment. General Foreman George
“Junior” Kinchen, who is an African-American, testified that he
was unaware of any complaints from employees regarding
Toledano being racist and that Toledano had never said any-
thing racist to him. In view of the foregoing, and in the absence
of any corroboration regarding the comments attributed to
Toledano by Ratcliff and Williams, I credit Toledano’s testi-
mony that he did not discuss his tattoos with employees.
Bobby Williams testified to an occasion on which Ratcliff
asked everyone in the crew if they thought Toledano was har-
assing her and that everyone raised their hand. Ratcliff was not
asked about this incident. Toledano testified that he recalled it
and that two or three employees raised their hands.
Ratcliff testified that she complained about alleged harass-
ment by Toledano to human relations on four or five occasions
prior to October, reporting that Toledano was “humiliating me
and harassing me.” Her first two complaints occurred prior to
her receiving two warnings in September, neither of which is
alleged in the complaint. No evidence was introduced estab-
lishing the dates of her complaints or the manner in which
Ratcliff claimed that Toledano was allegedly harassing her.
She did not testify that she complained that her alleged mis-
treatment was related to her union activity. Ratcliff testified
that, after her first contact with human resources, “every time”
she would go to the restroom, Toledano “would follow me and
time me.” I have no doubt that, if Toledano had engaged in
such obvious conduct over a period of 4 months, other employ-
ees would have observed his actions. No employee corrobo-
rated such action by Toledano and he credibly denied such
conduct.
On October 7, Ratcliff received a warning for an incident
that occurred on October 6. On October 6, Ratcliff had been
directed to erect a scaffold some 80 feet above the deck. She
was working with employee Charles Veals. Ratcliff testified
that she had to carry the boards to the scaffold. She advised
Toledano that she couldn’t “get all the material at one time.”
Toledano called Cortez who, according to Ratcliff, informed
her that, if she did not “do the damn job,” he was going “to fire
my ass.” Cortez told Toledano to issue a citation to Ratcliff,
stating, “I don’t give a damn what it is; just give her a citation.”
Ratcliff began to cry and went to human relations to “report
that I had been harassed by my foreman again.” Ratcliff testi-
fied that Veals witnessed this exchange involving Toledano and
Cortez. Veals did not testify. The warning resulted in Ratcliff
being placed on probation for having received three citations in
a 2-month period. Her placement on probation is not alleged as
a violation of the Act. Ratcliff testified that the she did not sign
the document placing her on probation, but her signature is on
it.
The warning of October 7, which Ratcliff was shown when
she testified, cites her for the improper installation of handrails.
Nothing is mentioned regarding any controversy regarding
carrying boards. Ratcliff wrote on the warning, “I did not fail
to install handrail correctly;” however, in her testimony,
Ratcliff did not even mention handrails.
AVONDALE INDUSTRIES
635
Handrails on scaffolds should be at 21 inches and 42 inches
above the boards on which employees stand. Toledano states
that Ratcliff installed the bottom rail too low and the top rail
too high. “So that made a hole, . . . [i]f somebody would have
got on that scaffold, not paying attention, they could fall
through the hole. . . . So I gave her a citation.” Cortez had no
independent recollection of this warning.
Lifelines are cables to which craft employees performing
work attach their safety clips. There are four components to a
lifeline. The first is a small square piece of metal (a “pad”)
with a protruding edge on one side containing a hole (an “eye”)
through which the lifeline cable is threaded. This square piece
of metal is called a “pad-eye,” a “clip,” or a “lug.” The pad-
eyes are welded onto the ship about 10 feet apart. The protrud-
ing edge containing the “eye” should be horizontal since if it
were vertical it could bend outward. The second component is
the lifeline, a cable that is threaded through the “eye.” After
the end of the cable is threaded through the eye, it is secured
with the third component of a lifeline, a cable clamp. A cable
clamp is a double “U” shaped metal clamp with bolts that are
tightened to clamp the end of the cable to the main cable. To
properly secure the end of the cable, two of these cable clamps
should be used. The fourth component of a lifeline is a turn-
buckle. The cable is threaded through the end of the turnbuckle
and secured with cable clamps. After the cable is installed, the
turnbuckles are tightened to remove any slack in the lifeline.
On December 8 Ratcliff was assigned to attach a lifeline to
the bulkhead of a ship. Ratcliff was assisted by a helper, em-
ployee Robert E. Williams Jr. Williams recalls that they were
observed by Foreman Toledano who was shouting at Ratcliff,
saying, “That’s wrong. You know how the lifelines go. It
don’t go like that.” Ratcliff replied that “she was going by the
way Junior [Kinchen] told us to put it up.” Toledano directed
her to take it down and do it again. Williams testified that
Ratcliff did so, putting two turnbuckles on the lifeline. Ratcliff
did not testify to reinstalling the line, and she testified that, as
she was working, she was observed by General Foreman Kin-
chen, not by Foreman Toledano.
Ratcliff acknowledges that she used only one, not two, cable
clamps when securing the cable ends. Ratcliff explained that
she only used only one clamp “[b]ecause they didn’t have any
more clamps in the gang box, and I asked Mr. Kinchen, was it
okay to put one up, and he said, yes.” Although Kinchen de-
nied ever advising Ratcliff that she could use only one cable
clamp, he admitted that, at the unemployment hearing involv-
ing Ratcliff, he had testified that he did tell Ratcliff to put up
just one clamp because there were not enough clamps to go
around. I credit Ratcliff on this point and find that Kinchen
told her she could use only one cable clamp.
At some point, Williams was placed on another job. Ratcliff
finished the lifeline. Sometime after this, Toledano directed
Williams to “get Ms. Carolyn [Ratcliff] . . . to come help us put
some boards up.” Williams did as he was directed and found
Ratcliff working on “the scaffold next over from the lifeline.”
Ratcliff confirms that when Williams came for her she had
completed the lifeline. I note that the decision regarding
Ratcliff’s unemployment claim reports that she claimed that she
did not complete the lifeline because she was assigned another
task.
Upon reporting to Toledano, Ratcliff recalled that he
“wanted the scaffold built on the other side.” Ratcliff claimed
that she was not feeling well. She asked for a pass, went to first
aid, went to “Public [sic] Relations to let them know I was still
being humiliated and harassed,” and went home. Ratcliff’s
testimony does not establish the basis for her complaint. At
human relations, Ratcliff requested to be transferred and was
advised that she could talk with Carroll Danos, vice president
of production about a transfer. Thereafter, Ratcliff received a
telephone call at her home stating that she could speak with
Danos in the morning.
After Ratcliff left, Toledano showed the lifeline that she had
installed to Cortez and Kinchen. Cortez observed that one of
the clips, i.e., a pad-eye, was installed vertically instead of hori-
zontally, one instead of two cable clamps had been used, and
the line was not taut. Photographs of the lifeline taken the fol-
lowing day show the foregoing deficiencies. Cortez stated that
he wanted to speak to Ratcliff when she reported to work the
next day.
On December 9, Ratcliff reported to the office in order to
speak with Danos. Cortez was called. As Cortez arrived, Da-
nos came out and stated that he had received a telephone call
and had to go to the Rock House, the main office, immediately.
Ratcliff and Cortez proceeded to the ship. Cortez rode his mo-
tor bike. When Ratcliff arrived she was called to speak to Cor-
tez. Toledano and Kinchen were present. What happened next
is in significant dispute.
Ratcliff testified that Cortez “hollered” at her saying that if
she “ever put up a damn lifeline like that with one missing clip”
he was going to fire her. Ratcliff said, “Do not holler at me.”
She testified that Cortez continued to holler, saying that she
could cry, go to anybody she wanted to, “get your lawyers, the
union lawyers, whatever you want. . . . But I have won eleven
cases.” Ratcliff says that she responded to this saying, “Well, I
am your twelfth case, and I’m not going to cry anymore, and I
don’t want you hollering in my face, and you cannot build a
scaffold and Roy cannot build one either. . . . Mr. Kinchen told
me to put up one clip.” (Ratcliff obviously meant to say
“clamp.”) Ratcliff testified that she then stated that she wanted
to speak to Danos “because Roy Toledano has stated that he
was a Klansman, and I don’t think that’s fair to the employees,
that he can state something like that to me.” She states that
Kinchen started to walk off, that Cortez called him back saying,
“Did you hear what she said; she called him a Klansman.” He
then addressed her saying, “You can go; you can go now.” She
states that he followed her off the ship. Ratcliff denies cursing
during this exchange.
Kinchen testified that Cortez asked Ratcliff if she knew why
she was there and “she started hollering and walked off.” In the
course of her hollering, Kinchen says he heard her call Tole-
dano “a Ku Klux Klan motherfucker.”
Toledano testified that Cortez showed the line to Ratcliff and
began to explain how it had been improperly installed. As he
began doing so, Ratcliff started hollering, saying that Toledano
and Kinchen did not “know what the fuck they’re doing out
here.” She stated, “You all won so many cases in court, but
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
636
you’re not going to win this one.” Toledano then recalls that
Ratcliff said, “Roy [Toledano] is a fucking Klansman, with that
tattoo under his eye.” At that point, Cortez said, “Let’s leave
the boat, young lady.” Toledano testified that Cortez followed
Ratcliff off the boat and that he began working.
Cortez testified that he began pointing out to Ratcliff the de-
ficiencies in her installation of the lifeline, beginning with a
pad-eye that was installed vertically and then mentioning her
use of one, rather than two, cable clamps. According to Cortez,
at this point, Ratcliff went “ballistic.” She started screaming,
hollering that “I didn’t know how to do my fucking job. . . .
That Roy Toledano did not know how to do his fucking job. . . .
Junior Kinchen was the worst general foreman that she’s ever
seen in her life. He didn’t know how to do his job.” She com-
mented that Cortez had won 11 cases in court but that she
would not be his twelfth case. Cortez attempted to get Ratcliff
to be quiet, telling her that he was trying to help her. Ratcliff
began crying, saying that she was “not a scaffold person. She
didn’t want to be a scaffold person. She didn’t want to work
for us. We didn’t know how to do our job . . . .” At this point,
Cortez noticed that employees were gathering. He told them to
go back to work. He returned to Ratcliff, stating again, “We’re
trying to help you. We’re not trying to hurt you.” Ratcliff
screamed at Toledano, “By the way, you are a Klansman.” At
that point, Cortez says he stated, “[Y]ou have crossed the line.
This is it. I have to suspend you.” Cortez denied yelling or
cursing.
Although several employees purportedly were in the area,
none testified to hearing the foregoing exchange. Robert Wil-
liams, who had been Ratcliff’s helper during a portion of the
time that she was installing the lifeline, was coming up the
gangplank. According to Williams, Ratcliff was crying and
Cortez was yelling at her. A pretrial affidavit by Williams
acknowledges that he “could not really hear what was being
said.”
The foregoing confrontation in December 1998 occurred
some 18 months before the witnesses testified. Many minor
discrepancies in the testimony, such as Cortez’s misstatement
that he had, on December 8, looked at the handrail, rather than
the lifeline, that Ratcliff had installed are of no significance.
There is no question that the installation of the lifeline was the
issue. Toledano’s claim that he called Cortez when Ratcliff
arrived at the ship on the morning of December 9, whereas,
Cortez actually arrived first on his motorbike, and Cortez’s
statement that he instructed Toledano to escort Ratcliff to the
gate, whereas, Ratcliff recalls that Cortez accompanied her and
Toledano confirmed that he stayed on the ship, can be attrib-
uted to failed memory. Each witness was either impeached or
contradicted by probative evidence regarding some aspect of
his or her testimony. Many transcript pages relate to the spe-
cific profanity that may or may not have been uttered in the
exchange on the morning of December 9. Both Cortez and
Kinchen testified regarding their recollection of the specific
curse words used, and both were shown to have testified
slightly differently at Ratcliff’s unemployment hearing. Kin-
chen’s admission at the unemployment hearing that he told
Ratcliff she could use one cable clamp directly impeaches his
denial at this hearing. I have little confidence in his testimony.
There is no evidence that either Cortez or Toledano was aware
that Kinchen had told Ratcliff that she could use only one cable
clamp. Ratcliff’s recollection is suspect as established by her
denial that she signed the document placing her on probation,
but her signature is on it.
In determining what actually occurred in the exchange on the
morning of December 9, I have taken into account the contra-
dictions and exaggerations in the testimony of the witnesses,
the logical consistencies and inconsistencies in their testimony,
and their overall demeanor. The photograph of the lifeline
Ratcliff installed is consistent with the testimony that one pad-
eye was incorrectly installed and that the lifeline was not taut.
Nevertheless, Ratcliff felt that she was being unjustly criticized
when Cortez mentioned her use of one instead of two cable
clamps. In view of Ratcliff’s frequent complaints that she was
being harassed, including the complaint that she had made on
December 8 as she left work, I am satisfied that Ratcliff did not
believe that Cortez was trying to help her. If, as Ratcliff testi-
fied, Cortez stated that he was going to fire her if she “ever put
up a damn lifeline like that,” the threat was of future discipline.
Thus, there would have been no reason for Cortez to have re-
ferred to having won 11 cases. I credit the testimony of Cortez
that Ratcliff made the reference to him having won 11 cases,
the nature of which was not specified. I note that he testified
that he was unaware of how many times he had been to court;
thus, he was not keeping a tally. Ratcliff’s admission that she
said she was not going to cry any more just before her state-
ment regarding Toledano confirms that she was emotionally
distraught. There is no probative evidence that Toledano ever
was a Klansman, ever stated to any employee that he had been
a Klansman, or ever stated that his tattoos related to Klan
membership. No employee corroborated Ratcliff’s testimony
that he made such a statement on September 10. There is no
evidence that Toledano’s star tattoo related to Klan member-
ship.
I find that, on the morning of December 9, Cortez began
pointing out the deficiencies in Ratcliff’s installation of the
lifeline, beginning with an incorrectly installed clip, i.e., a pad-
eye. Cortez then referred to her use of one rather than two
cable clamps. At this point Ratcliff, who unbeknownst to Cor-
tez had been told by Kinchen that she could use one cable
clamp, “went ballistic.” She began screaming and, either with
or without profanity, accused Cortez and Toledano of not
knowing how to do their jobs and stated that Kinchen “didn’t
know how to do his job.” Ratcliff specifically stated that nei-
ther Cortez nor Toledano could build a scaffold. She told Cor-
tez that he had won 11 cases, but that she was not going to be
his twelfth case. Ratcliff began crying. Cortez directed some
employees who had begun to gather to return to work. He re-
turned to Ratcliff stating “We’re trying to help you. We’re not
trying to hurt you.” Ratcliff screamed at Toledano, “By the
way, Roy is a Klansman, with that tattoo under his eye.” At that
point, Cortez loudly stated, “[Y]ou have crossed the line. This
is it. I have to suspend you.”
Cortez wanted to get Ratcliff of the ship “before it escalated
again.” He asked her for her badge, but she refused to give it to
him. He followed her off the ship. Ratcliff went to human rela-
tions. She did not testify what occurred at human relations.
AVONDALE INDUSTRIES
637
Cortez prepared a warning for Ratcliff, and she was suspended.
Although it is company policy to give employees the opportu-
nity to sign any discipline, Ratcliff was not asked to sign the
warning because “she was being an irate employee causing
trouble. We had to get her out of the yard.”
Cortez prepared a summary of the incident that was signed
by Toledano and Kinchen. Photographs were taken of the im-
properly installed lifeline. The statement regarding the incident
refers to the lifeline being installed improperly; it does not
specify the specific deficiencies. It does not appear that Kin-
chen was ever questioned regarding permitting Ratcliff to use
only one cable clamp. Ratcliff was cited for insubordination,
an immediate discharge offense, and she was discharged on
December 14. The termination document states:
Employee is being terminated because of the following ac-
tions: (a) The employee failed to install a lifeline correctly,
this action could have caused an accident. (b) Upon the super-
intendent trying to work with the employee to help her under-
stand the problem, the employee became hostile and began to
yell & curse. (c) During the yelling the employee made re-
marks toward her foreman calling him a Klansman and added
remarks concerning a tattoo located on the foreman’s right
cheek.
Respondent introduced numerous exhibits reflecting termina-
tions for insubordination, including terminations that occurred
after Ratcliff was terminated. I find three of Respondent’s
exhibits to be probative. On November 4, 1997, several em-
ployees were observed throwing their lunch trash on the ground
instead of into a trashcan. Cortez directed that they pick it up,
and they began doing so. Cortez noted that they would not
throw trash in their homes, and employee Sylvester Jackson
disagreed, stating that he would. Cortez responded that, even
so, if he did it at Avondale he would be disciplined. Jackson
responded angrily, calling Cortez a “white motherfucker.” He
was escorted to the gate and thereafter terminated. On Febru-
ary 11, employee Corrie Brown sought to punch out at a differ-
ent clock in order to catch a ride home. He had not previously
advised his foreman of this, and the foreman denied him per-
mission to do so. In the ensuing argument, another foreman
became involved and Brown called that foreman a slob and a
drunkard. Brown was escorted to the office, suspended, and
thereafter terminated. On September 9, employee Wilfred
Wright was tardy. When his foreman came to check on him
shortly thereafter, he discovered that Wright had not begun
work. He advised Wright that he would be issued a warning for
wasting time. Wright began addressing the foreman with vul-
gar language. Cortez was called and Wright began “bickering”
with him. His badge was taken, he was taken to the gate, and,
thereafter, terminated.
b. Analysis and concluding findings
Ratcliff wore prounion insignia, including stickers on her
hardhat. I find that Respondent was aware of her union sympa-
thies. In view of Respondent’s animus towards employee un-
ion activity and the adverse actions taken against Ratcliff on
October 7 and in December, I find that the General Counsel has
established a prima facie case. I further find that Respondent
rebutted that prima facie case and established that it would have
taken the same action against Ratcliff in the absence of any
union activity on her part.
Ratcliff was warned on October 7 for improperly installing a
handrail. Although shown the warning which clearly specifies
that she “placed the handrails wrong,” Ratcliff’s testimony
related to a controversy over carrying boards. Toledano de-
scribed the deficiencies in Ratcliff’s installation and his testi-
mony is unrebutted. The General Counsel introduced no evi-
dence establishing that Respondent ignored such improper in-
stallations. Employee Robert E. Williams Jr., acknowledged
that he was terminated and that one of the reasons for his ter-
mination was for building unsafe scaffolding. His termination
is not alleged as discriminatory. Respondent has established
that it would have taken the same action against Ratcliff regard-
less of her union activities. I shall recommend that this allega-
tion be dismissed.
Respondent does not contend that Ratcliff’s prior warnings
played any part in her termination. Rather, the termination was
based solely on her conduct on December 9. I have found that
Ratcliff did improperly install the lifeline on December 8. Al-
though she justifiably relied on Kinchen’s permission to use
only one cable clamp, the lifeline that she installed contained
two other deficiencies: one of the pad-eyes was installed verti-
cally and the cable was slack. Respondent had experienced
problems with Ratcliff’s installations in the past, as reflected by
the warning of October 7. Cortez began by referring to a defi-
ciency other than the cable clamps, the vertically installed clip
or pad-eye, that Ratcliff recalled as a reference to a “missing
clip.” I find that Respondent’s action in attempting to bring the
deficiencies in Ratcliff’s installation of the lifeline to her atten-
tion would have occurred regardless of her union activity.
The Charging Party cites Respondent’s employees’ guide,
noting that immediate discharge offense number 1 states: “In-
subordination. Willful disobedience of authorized instructions
issued by supervision.” The Charging Party, treating the “will-
ful disobedience” language as a definition of insubordination
rather than a related offense, argues that Ratcliff did not dis-
obey any instruction. Insubordinate is defined as “[n]ot sub-
missive to authority.” The American Heritage Dictionary (4th
Ed., 2000).
Ratcliff was insubordinate. She did not state that Kinchen
had said she could use only one clamp. She “went ballistic”
and impugned the ability of her foreman, general foreman, and
superintendent to do their jobs. She then called her foreman a
Klansman. Foreman Toledano, a Caucasian, supervised a num-
ber of African-American employees including, at various times,
Ratcliff, Bobby Williams, Robert E. Williams Jr., and Donnell
Tucker. There is no probative evidence that Ratcliff’s
statement was true; indeed, the evidence is to the contrary.
Ratcliff had, for several months, accused Toledano of harassing
her, even taking an informal poll in this regard in his presence.
Ratcliff had previously only asserted that Toledano was harass-
ing her individually. Her unfounded assertion that Toledano
was a Klansman raised an issue of racial prejudice that could
potentially embroil other African-American employees in her
ongoing personal dispute. Cortez was justifiably concerned
about the disruption this could cause and removed Ratcliff from
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
638
the ship and from the shipyard; “We had to get her out of the
yard.”
The General Counsel introduced no evidence of any incident
in which statements similar to those that resulted in the
terminations of employees Jackson, Brown, or Wright have
been tolerated. Ratcliff’s Klansman comment was at least as, if
not more, inflammatory than Jackson’s calling Cortez a “white
motherfucker,” Brown’s referring to his foreman as a slob and
drunkard, and Wright’s vulgarity towards his foreman followed
by “bickering” with Cortez. I find that Respondent has estab-
lished that it would have terminated Ratcliff for her conduct in
the absence of any union activity on her part. I shall recom-
mend that the allegations relating to the warning, suspension,
and termination of Ratcliff for her conduct on December 9 be
dismissed.
4. Warning and suspension of Thomas Gainey
a. Facts
Thomas Gainey was an active supporter of the Union. He
was named as a steward on the union’s list of September 16,
1997, and he regularly wore prounion T-shirts. On May 6,
1999, employee Gainey had eaten some crawfish. Having fin-
ished eating, he placed the scraps, crawfish heads and tails, in a
plastic grocery bag. He acknowledges that he improperly dis-
posed of the bag containing the scraps by throwing it into a
scrap cable container. He asserts, and I credit his testimony,
that his action was inadvertent and unthinking. He testified, “I
dumped them in there, before I realized that the sign [CABLE
SCRAP ONLY] was on there.” He notes that there was other
trash in the container, because he “looked and saw that there
was other trash in there.” Foreman Frank Lee observed Gainey
throw the bag into the container. Lee told Gainey to retrieve
the scraps, and Gainey explained that his back, which had pre-
viously been injured, was bothering him and that he was going
to the doctor.
Thereafter, Gainey’s foreman Mark Pouche met with him.
Gainey presented Pouche with his list of restrictions. The medi-
cal document prohibits working for extended periods in awk-
ward positions. It does not specify that Gainey could not bend
over. Pouche stated to Gainey that he was “going to climb into
that dumpster and get them crawfish heads out of there.”
Gainey replied, “Well, Mark, if I could, I would, but I can’t
because I can’t even bend over.” He went on to state that he
would “get a shovel or a vacuum cleaner” to clean out the
crawfish scraps. The following morning Pouche again directed
Gainey to remove the crawfish scrap, and Gainey repeated that
he could not bend over. Pouche directed Gainey to see the tool
room attendant to obtain a shovel or vacuum cleaner. Gainey
did so, but no shovel was available and the vacuum cleaners
were not working.
The scrap cable containers are between three and four feet
high and about six feet wide and long. An employee would get
into the container by using two ladders, climbing up one and
then moving to the other to climb down into the container.
Pouche reported the situation to General Foreman Jerry
Gerdes. Gerdes told Pouche to issue a warning to Gainey. He
initially testified that he told Pouche that “this should be a gen-
eral offense. I think it was number 16 in the rule book, creating
an unsanitary condition on company premises.” Gerdes then
testified that he stated that Gainey should be cited for a “major
offense.” He did not change his description of the incident as
creating an unsanitary condition. General offense number 6
prohibits creating unsanitary conditions. Major offense number
16 prohibits “immoral, indecent, or unsanitary conduct on
Company premises.” Pouche testified that Gerdes told him to
write the warning for major offense number 16.
At 3:45 p.m., Pouch asked Gainey to accompany him to the
office of Electrical Superintendent Robert “Bob” Terry.
Gainey, Pouche, and Terry, as well as Gerdes, Terry’s secretary
Gail Gregoira, and Frank Lee, the supervisor who saw Gainey
throw the scrap into the container, were also present. Terry
informed Gainey, “I’ve chosen to give you three days off with-
out pay.” Gainey apologized for his action and stated that he
did not do it intentionally. Terry responded, “You know what
these tubs are used for. You know that you’ve created an un-
sanitary condition. You know that your fellow coworkers are
going to have to clean this . . . bucket to get rid of these craw-
fish heads and all. And I don’t accept that. Here’s your cita-
tion. You have a right to make any comment on it that you
wish and all, but this is going to require me to put you on sus-
pension.” Gainey began to speak about misconduct by Pouche,
but Terry cut him off stating that they were there to discuss
crawfish heads. Terry informed Gainey that he was going to
give him another chance to clean up the crawfish scraps and
asked if Gainey was working the next day. Gainey stated that
he had to keep his children on Saturday. Terry replied the he
could do it on Monday and stated that he would have the tub
put in the precut area. Gainey agreed. “[E]verybody was in
concurrence that it was going to be Monday that I was going to
come in and do this task.” Terry stated that he would hold the
citation until “this is concluded.” The warning was not issued
at that time.
After returning to the ship, Gainey was again summoned to
Terry’s office. Pouche accompanied him. Terry told Gainey
that, after reading the rule book further, “he would be remiss if
he did not give me three days off and a citation.” Terry con-
curred that he changed his mind and “I had no choice other than
to go ahead and issue him the citation.”
Terry testified that he changed his mind after discussing the
situation with Gerdes. He claimed that Gerdes spoke to him
saying that the scraps were “really going to create a much
worse unsanitary condition . . . I think they need to be cleaned
up now.” He testified that he thought about what Gerdes pur-
portedly had said and, “I changed my mind.” Gerdes did not
testify to mentioning a worsening condition or the need to clean
up “now” rather than on Monday. He testified that he told
Terry that “it was a gross violation . . . [that] would merit a
three-day suspension.” I do not credit the testimony of either
Terry or Gerdes. Even if Gerdes had mentioned a worsening
unsanitary condition, Terry had stated that he was going to have
the scrap tub moved. Terry does not claim that Gerdes made
any statements regarding the seriousness of the offense, that it
was “a gross violation.” Their conflicting testimony suggests
that they did not want to reveal what was actually discussed and
that their conversation related to Gainey’s union activity.
AVONDALE INDUSTRIES
639
When Terry was questioned regarding why the warning
specified the major offense of engaging in unsanitary conduct
instead of the general offense of creating an unsanitary condi-
tion, Terry responded that he did not write the warning, that the
warning was done by Gerdes and Pouche. When asked whether
he could have rewritten the warning, Terry agreed that, as su-
perintendent, he could have done so.
b. Analysis and concluding findings
Gainey was a known active supporter of the Union. He par-
ticipated in an OSHA walk-through of the shipyard. In view of
the animus established by the record and the discipline imposed
on Gainey, the General Counsel has established a prima facie
case.
Respondent has not rebutted the prima facie case. Respon-
dent introduced no evidence of any employee suspended for a
similar offense. Respondent’s witnesses repeatedly described
Gainey’s offense as creating an unsanitary condition, a general
offense. Gerdes directed that Pouche prepare a warning for
major offense number 16, unsanitary conduct. His direction to
do so, despite his testimony describing the incident as creating
an unsanitary condition, confirms that he sought to have the
most severe discipline possible imposed on union proponent
Gainey. Terry, after discussing the situation with Gainey,
committed himself to an agreement not to impose the discipline
if Gainey cleaned up the crawfish scrap on Monday. Gerdes,
who had directed Pouche to write the warning for a major of-
fense, then spoke with Terry. Terry testified that he was con-
vinced to renege on his commitment to Gainey based on com-
ments by Gerdes. Gerdes testified that those comments related
to the purported seriousness of the offense, but Terry was aware
of all of the circumstances surrounding the offense when he
made the commitment to hold the discipline in abeyance.
Terry’s testimony that he decided to impose the discipline be-
cause of comments by Gerdes regarding the worsening unsani-
tary condition by Monday is not corroborated by Gerdes and is
inconsistent with his stated intention to move the scrap con-
tainer.
Terry acknowledged that, as superintendent, he had the au-
thority to alter the proposed discipline. Indeed, he had done so
by agreeing to impose no discipline if Gainey, who was under a
medical restriction, cleaned up the crawfish on Monday. Terry
purportedly changed his mind because of a statement by Gerdes
regarding the worsening unsanitary condition, a statement to
which Gerdes did not testify. I have not credited either account
of their conversation. The severity of the discipline imposed on
Gainey after Terry had committed to impose no discipline con-
vinces me that the real reason he reneged on his prior commit-
ment was Gainey’s union activity. Respondent has not estab-
lished that Gainey would have been disciplined in the absence
of union activity. I find that the motivating factor in Respon-
dent’s decision was Gainey’s union activity. Respondent, by
suspending Gainey for engaging in indecent, immoral, or un-
sanitary conduct, violated Section 8(a)(3) of the Act.
5. Warning of Archieve Triggs Sr.
a. Facts
On November 2, 1999, following the purchase of Avondale
by Litton Ship Systems, the Company and the Union entered
into a “Neutrality Agreement.” Pursuant to the agreement, the
Company agreed, inter alia, to recognize the Union as the
collective-bargaining representative of its employees on the
basis of a card check. A letter dated November 1, 1999, was
mailed to all employees advising them of the agreement and the
right of the Union to engage in organizational activities. In the
third paragraph it states: “During work time (for example, other
than lunch time or other non-working time) . . . employees are
not to engage in activities related to union representation . . . .”
The Union explained the provisions of the agreement to proun-
ion employees who would be engaged in solicitation, including
Archie Triggs. Triggs, an expediter in the steel department,
understood that the Union had “approval to get these petitions
signed by the workers or the employees, as long as you don’t
engage in stopping employees from working, so it was sup-
posed to be before work, lunchtime and after work.”
On November 4, 1999, employee Oscar Martinez, who is
also an expediter, testified that Triggs was walking around
getting signatures for the petition, that he got signatures from
the employees with whom Martinez worked and than came to
him, “asking me about signing up.” Martinez says he replied,
“I’ll have to think about it.” Martinez further testified that
later, as he was leaving work, he observed Triggs raise his
arms, “like what [am I] going to do.” Martinez does not claim
to have heard any statement when he observed this gesture.
Although Martinez claims that the improper solicitation by
Triggs occurred at 8 p.m. during working time on the second
shift, he did not make any report to Foreman Bruce Williams at
the time. Rather, he waited until after lunch the following day
and called General Foreman Dennis Zeringue. Martinez testi-
fied that he did not report Triggs to Williams because Triggs
and Williams are good friends, and “they wouldn’t have done
nothing.” Notwithstanding this assertion, Martinez admitted
that Triggs did not receive special treatment, “[I]t’s not special
treatment. I wouldn’t say that. . . . [It just] seems like he [Wil-
liams] don’t bother . . . about what he [Triggs] does.” He cited
no example of improper conduct by Triggs that Williams had
ignored.
Zeringue received a telephone call from Martinez at about 1
p.m. on November 5. Martinez reported, “I’m being harassed
by Archie. He wants me to sign a union card, and I told him
I’m not interested but he doesn’t accept that answer. Every
time he sees me he hollers at me, ‘Come on, we need you on
the team.’ I told him I don’t want to get on it and he doesn’t
want to leave me alone.” Zeringue questioned Martinez as to
whether this occurred during working hours, and Martinez re-
plied, “Yes, he’s doing it with everyone.” Steel Control Super-
intendent Ursin Roux was not available on November 5, so
Zeringue reported his conversation with Martinez to Vice
President of Production Mike Simpson.
On the evening of November 5, 1999, Day Foreman Floyd
Fontenot presented Martinez with a statement that Fontenot had
written in the first person stating that Martinez “has brought it
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
640
to my attention that Archieve Triggs . . . has been passing a
union petition during working hours. Triggs is also harassing
Oscar [Martinez] about signing the petition.” The statement is
signed by both Fontenot and Martinez.
On November 8, 1999, Superintendent Roux received the
foregoing statement from Vice President of Production Simp-
son who gave it to him “with directions to issue a warning to
Triggs.” Roux spoke with Fontenot, Zeringue, and Martinez.
Roux recalled that Fontenot and Zeringue told him that Marti-
nez reported that Triggs was passing a petition and had asked
him to sign it during working time. Roux did not elicit exactly
what Martinez had stated to them. Roux then called Martinez
who told Roux that Triggs “was trying to get him to sign the
petition during working hours and he did not appreciate it, that
he even followed him to his car when he knocked off work.”
Roux did not speak with Triggs.
On November 8, 1999, Foreman Williams asked Triggs to
come to the office of Superintendent Roux. Triggs, Williams,
Zeringue, and Roux were present. Roux presented Triggs with
a final warning that stated:
Interfering with fellow employee in the performance [of] their
duties on Company premises, engaging in oral solicitation of
another employee during work time, engaging in the distribu-
tion and handing out [of] written material to another em-
ployee not related to the accomplishment of work during
work time.
Triggs read the warning and stated that he was not signing it,
that “it was a bunch of bull.” Roux stated, “Well, I don’t know
what’s going on, but I’m just trying to do my job. . . . [J]ust put
on there why you refuse to sign it.” Triggs replied that he was
not putting anything on the warning and that he did not care
what Roux did with it. Triggs’ foreman, Williams, commented,
“That’s bullshit; that man didn’t do that.” Roux directed Wil-
liams to sign the warning as a witness, and he did so. The name
of the employee who Triggs had purportedly solicited on com-
pany time was not revealed.
I do not credit Martinez who, so far as this record shows,
stated three different versions of his purported encounters with
Triggs. At the hearing he testified that Triggs asked him “about
signing up” and that he responded that he would have “to think
about it.” As he was leaving work, Martinez observed Triggs
raise his arms in a gesture of futility, as if he were saying,
“what [am I] going to do.” Despite this alleged single oral
solicitation that Martinez purportedly was going to think about,
he told Zeringue that he had told Triggs that he was “not inter-
ested” but that “every time” Triggs saw him he hollered,
“Come on, we need you on the team.” When speaking with
Roux, Martinez further embellished his report. He reported that
Triggs “was trying to get him to sign the petition during work-
ing hours” and that Triggs “followed him to his car when he
knocked off work.”
Triggs did not recall whether he had solicited Martinez to
sign the petition. He credibly denied engaging in solicitation at
any time other than before and after work and on breaks. Wil-
liams, the foreman on duty when the solicitation purportedly
occurred, was present when the warning was issued. At that
moment, Triggs credibly testified that Williams stated, “[T]hat
man didn’t do that.” Respondent did not call Williams as a
witness. The statement by Williams was made in his capacity
as a foreman. It is not hearsay, and constitutes an admission
under Rule 801(d)(2) of the Federal Rules of Evidence. Re-
spondent’s brief does not mention Foreman Williams.
b. Analysis and concluding findings
Employees who engage in union activities are not immune
from nondiscriminatory discipline when they violate lawful
plant rules unrelated to employee Section 7 rights. Respon-
dent’s reliance on the report it received from Martinez might
well prove persuasive in circumstances involving misconduct
disassociated from protected activities, but solicitation on be-
half of a labor organization is an activity protected by Section 7
of the Act. When an employee is disciplined for an alleged
violation of a lawful rule while engaging in activity protected
by Section 7 of the Act, the employer is not privileged to act on
a reasonable belief if, in fact, the employee is innocent of any
wrongdoing. Ideal Dyeing & Finishing Co., 300 NLRB 303,
319 (1990). See also NLRB v. Burnup & Sims, 379 U.S. 21, 23
(1964). The Board, in Keco Industries, 306 NLRB 15, 17
(1992), repeated longstanding precedent that, “[w]here an em-
ployee is disciplined for having engaged in misconduct in the
course of union activity, the employer’s honest belief that the
activity was unprotected is not a defense if, in fact, the miscon-
duct did not occur.” The burden of proof is on the General
Counsel to show that the employer’s honest belief was mis-
taken, that the alleged misconduct did not in fact occur.
Roux did not question Fontenot or Zeringue regarding ex-
actly how Martinez claimed he had been solicited and harassed
by Triggs. Roux did not speak with Triggs. There is no evi-
dence that he spoke to Williams. At the moment the warning
was issued, Williams stated that Triggs did not engage in the
conduct cited by the warning. Triggs credibly denied engaging
in solicitation at any time other than before and after work and
on breaks. Even if I were to assume that it was reasonable for
Roux to rely on the word of Martinez, the General Counsel has
established that the alleged solicitation during working time did
not occur. Respondent issued Triggs a final written warning for
an offense that he did not commit. In so doing, Respondent
violated Section 8(a)(3) of the Act.
CONCLUSIONS OF LAW
1. By restricting employees from attending a public event
because of their union activities and by coercively interrogating
an employee concerning the union activities of his fellow em-
ployees, the Respondent has engaged in unfair labor practices
affecting commerce within the meaning of Section 8(a)(1) and
Section 2(6) and (7) of the Act.
2. By warning, suspending, and discharging employees be-
cause of their union activities, the Respondent has engaged in
unfair labor practices affecting commerce within the meaning
of Section 8(a)(1) and (3) and Section 2(6) and (7) of the Act.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I find that it must be ordered to cease and
desist and to take certain affirmative action designed to effectu-
ate the policies of the Act.
AVONDALE INDUSTRIES
641
The Respondent, having discriminatorily warned and sus-
pended employees, it must rescind the warnings and suspen-
sions and make the employees whole for any loss of earnings
and other benefits as a result of the suspensions, plus interest as
computed in New Horizons for the Retarded, 283 NLRB 1173
(1987).
The Respondent having discriminatorily discharged Sidney
Jasmine, it must offer him reinstatement and make him whole
for any loss of earnings and other benefits, computed on a quar-
terly basis from date of discharge to date of proper offer of
reinstatement, less any net interim earnings, as prescribed in F.
W. Woolworth Co., 90 NLRB 289 (1950), plus interest as com-
puted in New Horizons for the Retarded, supra.
The General Counsel has requested that I recommend special
remedies, specifically the same remedies as were prescribed in
Avondale I. Respondent has recognized the Union, thus, I find
no need for an order relating to access. Insofar as the Board
issued a broad order in Avondale I, a second such order would
be superfluous. The only violation that I have found that oc-
curred after the Respondent and the Union entered into the
agreement on neutrality is the warning to Archieve Triggs. In
these circumstances, I shall recommend the traditional remedies
noted above and the posting of an appropriate notice.
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended5
ORDER
The Respondent, Avondale Industries, Inc., Avondale, Lou-
isiana, its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Restricting employees from attending a public event be-
cause of their union activities.
(b) Coercively interrogating employees concerning the union
activities of their fellow employees.
(c) Warning, suspending, discharging, or otherwise discrimi-
nating against any employee for supporting New Orleans Metal
Trades Council, AFL–CIO, or any other union.
(d) In any like or related manner interfering with, restraining,
or coercing employees in the exercise of the rights guaranteed
them by Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Within 14 days from the date of this Order, rescind and
remove from their files the unlawful discipline issued to Sidney
Jasmine, James Page, Thomas Gainey, and Archieve Triggs.
(b) Within 14 days from the date of this Order, offer Sidney
Jasmine full reinstatement to his former job or, if that job no
longer exists, to a substantially equivalent position, without
prejudice to his seniority or any other rights or privileges previ-
ously enjoyed.
(c) Make Sidney Jasmine and Thomas Gainey whole for any
loss of earnings and other benefits suffered as a result of the
5 If no exceptions are filed as provided by Sec. 102.46 of the Board’s
Rules and Regulations, the findings, conclusions, and recommended
Order shall, as provided in Sec. 102.48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses.
discrimination against them, in the manner set forth in the rem-
edy section of the decision.
(d) Within 14 days from the date of this Order, remove from
its files any reference to the unlawful discipline issued to Sid-
ney Jasmine, James Page, Thomas Gainey, and Archieve Triggs
and within 3 days thereafter notify the employees in writing
that this has been done and that the discipline will not be used
against them in any way.
(e) Preserve and, within 14 days of a request, make available
to the Board or its agents for examination and copying, all pay-
roll records, social security payment records, timecards, per-
sonnel records and reports, and all other records, including an
electronic copy of the records if stored in electronic form, nec-
essary to analyze the amount of backpay due under the terms of
this Order.
(f) Within 14 days after service by the Region, post at its fa-
cility in Avondale, Louisiana, copies of the attached notice
marked “Appendix.”6 Copies of the notice, on forms provided
by the Regional Director for Region 15, after being signed by
the Respondent’s authorized representative, shall be posted by
the Respondent immediately on receipt and maintained for 60
consecutive days in conspicuous places including all places
where notices to employees are customarily posted. Reason-
able steps shall be taken by the Respondent to ensure that the
notices are not altered, defaced, or covered by any other mate-
rial. In the event that, during the pendency of these proceed-
ings, the Respondent has gone out of business or closed the
facility involved in these proceedings, the Respondent shall
duplicate and mail, at its own expense, a copy of the notice to
all current employees and former employees employed by the
Respondent at any time since November 15, 1997.
(g) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
IT IS FURTHER ORDERED that the complaint is dismissed
insofar as it alleges violations of the Act not specifically found.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated the
National Labor Relations Act and has ordered us to post and abide
by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representatives of their
own choice
6 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
642
To act together for other mutual aid or protection
To choose not to engage in any of these protected con-
certed activities.
WE WILL NOT warn, suspend, discharge, or otherwise dis-
criminate against any of you for supporting New Orleans Metal
Trades Council, AFL–CIO, or any other union.
WE WILL NOT restrict any of you from attending a public
event because of your union activities.
WE WILL NOT question any of you about the union activi-
ties of your fellow employees.
WE WILL NOT in any like or related manner interfere with,
restrain, or coerce you in the exercise of the rights guaranteed
you by Section 7 of the Act.
WE WILL, within 14 days from the date of the Board’s Or-
der, rescind and remove from their files the unlawful discipline
issued to Sidney Jasmine, James Page, Thomas Gainey, and
Archieve Triggs.
WE WILL, within 14 days from the date of the Board’s Or-
der, offer Sidney Jasmine full reinstatement to his former job
or, if that job no longer exists, to a substantially equivalent
position, without prejudice to his seniority or any other rights or
privileges previously enjoyed.
WE WILL make Sidney Jasmine and Thomas Gainey whole
for any loss of earnings and other benefits resulting from our
discrimination against them, less any net interim earnings, plus
interest.
WE WILL, within 14 days from the date of the Board’s Or-
der, remove from our files any reference to the unlawful disci-
pline of Sidney Jasmine, James Page, Thomas Gainey, and
Archieve Triggs and, WE WILL, within 3 days thereafter, no-
tify each of them in writing that this has been done and that the
discipline will not be used against them in any way.
AVONDALE INDUSTRIES, INC.