334 NLRB 798
New York State Nurses Assn.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
798
The New York State Nurses Association1 and The
Mount Sinai Hospital. Case 2–CG–75
July 27, 2001
DECISION AND ORDER
BY CHAIRMAN HURTGEN AND MEMBERS
LIEBMAN
AND TRUESDALE
On January 23, 1998, Administrative Law Judge Ray-
mond P. Green issued the attached decision. The Gen-
eral Counsel and the Charging Party filed exceptions and
supporting briefs, the Respondent filed an answering
brief, and the Charging Party filed a reply brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,2 and conclusions
only to the extent consistent with this Decision and Or-
der.
The complaint alleges that the Respondent Union, the
New York State Nurses Association, induced and di-
rected employees of Mount Sinai Hospital (the Hospital)
to refuse to volunteer to work overtime until the Hospital
responded to a grievance concerning staffing issues, and
thereby directed the hospital employees to engage in a
concerted refusal to work, without providing the notices
to the Hospital and the Federal Mediation and Concilia-
tion Service required by Section 8(g) of the Act.3 The
judge found that the Union recommended that employees
refuse to volunteer to work overtime or to work through
their lunch periods; that some employees did, in fact,
refuse to volunteer; and that the Union never provided
8(g) notices. He also found, however, that even though
some employees did not volunteer for overtime, when
the Hospital actually assigned overtime, none of the
nurses represented by the Union refused to do it. Ac-
cordingly, because he found that there had never actually
been a refusal to work by any bargaining unit employee,
the judge found that there had not been a strike, picket-
ing, or other concerted refusal to work, and consequently
that the Union had not violated Section 8(g).4 The Gen-
eral Counsel and the Hospital have excepted to these
findings.
1 The caption has been modified to reflect the Respondent’s full
name.
2 The Charging Party has implicitly excepted to some of the judge’s
credibility findings. The Board’s established policy is not to overrule an
administrative law judge’s credibility resolutions unless the clear pre-
ponderance of all the relevant evidence convinces us that they are in-
correct. Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188
F.2d 362 (3d Cir. 1951). We have carefully examined the record and
find no basis for reversing the findings.
Parkway Pavilion Healthcare, 222 NLRB 212 (1976), cited by the
judge, was denied enforcement by the Second Circuit Court of Appeals
in an unpublished decision, 556 F.2d 558 (1976).
3 Sec. 8(g) provides, in pertinent part, that
A labor organization before engaging in any strike, picketing, or other
concerted refusal to work at any health care institution shall, not less
than ten days prior to such action, notify the institution in writing and
the Federal Mediation and Conciliation Service of that intention. . . .
The notice shall state the date and time that such action will com-
mence. The notice, once given, may be extended by the written
agreement of both parties.
We agree with the General Counsel and the Hospital
that the judge erred in finding that no employee refused
to work overtime. The record shows that several refused
to do so by exercising a contractual right to decline over-
time work. Further, for the reasons discussed below, we
find that both the nurses who refused to volunteer for
overtime at the Union’s request and those who refused
assigned overtime were engaged in a concerted refusal to
work within the meaning of Section 8(g). Accordingly,
because the Union failed to give the required 10-day no-
tices, we find that it violated that Section.
Facts
The Union represents a bargaining unit of registered
nurses employed by the Hospital. Section 5.03 of the
parties’ collective-bargaining agreement provides that
employees are not required to work involuntary overtime
except in a disaster/emergency, which includes un-
planned staffing shortages. An employee may postpone
overtime assignments three times a year. When a disas-
ter/emergency arises, overtime is first to be sought on a
voluntary basis among nurses on duty who are qualified
to perform the job functions required. If there are no
volunteers, the Hospital will seek coverage from quali-
fied nurses in other units and per diem and part-time
staff. Involuntary overtime is to be assigned on a rotat-
ing basis, in reverse order of seniority, and in an equita-
ble and consistent manner.
Although the contract provides for involuntary over-
time, the Hospital has not had to impose it in recent years
in its surgical departments, because it has been able to
cover its overtime needs with volunteers. Thus, many
nurses signed a voluntary overtime sheet indicating the
days on which they were available for overtime, and oth-
ers reported their availability to nursing supervisors and
coordinators. Likewise, when asked to cover surgical
needs by working through their lunch periods, nurses
generally did so.5 Indeed, management witnesses testi-
fied that they scheduled surgeries on the assumption that
4 No exceptions were filed to the judge’s refusal to defer the case to
the contractual grievance/arbitration mechanism.
5 The contract provides for a 1-hour lunch period.
334 NLRB No. 103
NEW YORK STATE NURSES ASSN.
799
the procedures would be covered in part by nurses work-
ing overtime and through lunch.
In the spring of 1997, some nurses began to complain
among themselves about consistently working overtime
and through lunch. According to Union President Marva
Wade, the nurses thought that by agreeing to forego their
lunches and to work after the end of their shifts, they
were enabling the Hospital to avoid hiring sufficient
staff, thus contributing to the problem of excessive over-
time work.
On May 14, at a meeting of the staffing committee,
made up of representatives from each of the Hospital’s
surgical “clusters,” Wade recommended that employees
refuse to volunteer to work overtime during their lunch
periods and not sign up for voluntary overtime. Wade
and other members of the committee took that recom-
mendation back to their respective “clusters.” On May
21, at a staff meeting attended by 60 to 65 staff members,
Wade again recommended that employees not volunteer
to work overtime or through their lunchbreaks.6 After
6 The Hospital has excepted to the judge’s finding that Wade rec-
ommended only that the employees refuse to volunteer to work over-
time and through lunch, and to his failure to find that she recommended
that the employees refuse to work overtime and through lunch. We find
no merit in those exceptions. We find that the judge implicitly credited
the witnesses who testified that Wade recommended only a refusal to
volunteer, and we discern no reason to overturn his finding.
The Union argues that Wade’s May 14 and 21 statements were made
in her capacity as an operating room nurse and not in her capacity as
president of the Union and chair of the bargaining unit, and therefore
that they are not attributable to the Union. We reject that argument as
well. Although the Union contends that the recommendation voiced by
Wade was actually a recommendation of the staffing committee, rather
than of the Union, we find that the judge implicitly credited the wit-
nesses who testified that Wade simply made the announcements, with-
out indicating that she was only a spokesperson for the committee.
Again, we see no reason to overturn that finding. The judge also found
that, as the Union’s president and the chair of the bargaining unit, in
which latter capacity she participated in collective bargaining and
grievance handling, Wade was an agent of the Union, and the Union
has not excepted to that finding. Although a union is not accountable
for every utterance of its officers, regardless of content or context,
Wade’s recommendations addressed overtime work and working
through lunch, which are terms and conditions of employment subject
to collective bargaining. As such, they would be of concern to the
Union as the employees’ bargaining representative, and it would be
natural for the Union to take a position with regard to them. In these
circumstances, and especially given Wade’s status as a high official of
the Union, we find that the employees would reasonably have believed
that her recommendations reflected the views of the Union, and there-
fore that her statements can reasonably be imputed to the Union. See,
e.g., Teamsters Local 886 (Lee Way Motor Freight), 229 NLRB 832
(1977) (“Responsibility attaches if, applying the ‘ordinary law of
agency,’ it is made to appear the union agent was acting in his capacity
as such.” (Citations omitted.))
Moreover, when the Hospital complained to the Union concerning
the employees’ refusal to volunteer for overtime and requested that the
Union disapprove of the employees’ conduct and instruct them to stop
it, the Union failed to do so. By failing to disavow the employees’
Wade’s announcements—and, clearly, as the proximate
result thereof—some nurses who had previously volun-
teered for overtime work ceased doing so and/or asked
that their names be removed from the overtime list.
Some nurses also refused to volunteer to work through
lunch or after the end of their shifts at 4 p.m. As a result,
on about eight occasions, the Hospital was unable to find
enough volunteers to work overtime and had to assign
overtime work. As the judge found, this caused extra
work for supervisors and delays of some surgeries for an
hour or two. Those delays were caused in part by the
fact that the Hospital did not have a seniority list to use
in assigning overtime.
In addition, several of the nurses exercised their con-
tractual right to refuse overtime assignments. Thus, one
of
the
Hospital’s
clinical
coordinators,
Dorothy
Kaminski, testified that some nurses exercised their con-
tractual right to refuse overtime, and Clinical Nurse
Manager Mary Boyle testified that she believed that to be
the case. In addition, the Hospital’s staffing records in-
dicate that 12 to 14 nurses refused to work assigned over-
time on and after May 21.
The Hospital’s supervisors testified that no unit em-
ployee was disciplined for exercising the contractual
right to decline to work overtime or to work through
lunch. The Hospital acknowledged that, because over-
time had not been mandated in at least 7 years, each
nurse had the right to refuse overtime three times, and
that many exercised that right. Thus, although some of
the nurses refused overtime assignments, it is clear that
those assignments were not mandatory.7
The Judge’s Decision
The judge acknowledged that the Board and courts
have held that a concerted refusal by employees to work
voluntary overtime constitutes a strike or work stop-
page.8 However, he distinguished those cases as involv-
actions, the Union condoned them. Penn Yan Express, 274 NLRB 449
(1985).
7 We correct two potentially misleading statements in the judge’s
decision. The judge found that the Hospital “mandate[d] overtime”
several times and that “no nurse ever refused to work overtime when
ordered to do so.” As we have found, however, the Hospital’s overtime
assignments were not mandatory, because the nurses had a right under
the collective-bargaining agreement to decline three assignments.
Thus, the judge’s references to the Hospital’s “ordering” and “mandat-
ing” are mistaken. Also, contrary to the judge, some nurses exercised
their contractual right to refuse overtime assignments.
8 The judge cited the following cases: Meat Cutters Local P-575
(Iowa Beef Packers), 188 NLRB 5 (1971); Electronic Workers Local
742 (Randall Bearings), 213 NLRB 824 (1974), enfd. 519 F.2d 815
(6th Cir. 1975); Elevator Mfrs. Assn. v. Elevator Constructors Local 1,
689 F.2d 382 (2d Cir. 1982); Avco Corp. v. Auto Workers Local 787,
459 F.2d 968 (3d Cir. 1972); and American Ship Building Co. v. Boil-
ermakers Local Union 358, 459 F.Supp. 491 (N.D.Ohio 1978).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
800
ing actual refusals to work overtime, whereas here, he
found that the employees did not actually refuse to work
overtime, but only refused to volunteer for overtime
work. Because he found that no unit employee actually
refused to work overtime, the judge found that no strike
had taken place.
The Parties’ Exceptions
Relying on the above-cited Board and court precedent,
the General Counsel and the Hospital contend that the
nurses refused to volunteer for overtime and to work
overtime, and that they thereby engaged in a strike or
concerted refusal to work. They contend that both of
those actions fall within the definition of “strike” con-
tained in Section 501(2) of the Act, which includes “any
strike or other concerted stoppage of work by employees
. . . and any concerted slowdown or other concerted in-
terruption of operations by employees.”
Discussion
When Congress enacted the 1974 amendments to the
Act, extending coverage to nonprofit hospitals, it added a
new Section 8(g), which requires unions to give 10 days
notice “before engaging in any strike . . . or other con-
certed refusal to work at any health care institution[.]”
Section 8(g) was added because, in extending the protec-
tions of the Act to hospital employees, Congress meant
to protect the public against undue disruptions in health
care services resulting from labor disputes.9 As the Sen-
ate committee’s report on the measure stated,
In the Committee’s deliberations on this measure, it
was recognized that the needs of patients in health care
institutions required special consideration in the Act in-
cluding a provision requiring hospitals to have suffi-
cient notice of any strike or picketing to allow for ap-
propriate arrangements to be made for the continuance
of patient care in the event of a work stoppage.10
In short, “Congress chose to treat the health care industry
uniquely because of its importance to human life.”11
Clearly, Section 8(g) was intended to cover a broad
range of union activity. Notice is required not only for
strikes involving complete walkouts by employees, but
for any “other concerted refusal to work” by a union at a
health care institution. Moreover, Section 501(2) of the
9 Hospital & Health Care Employees District 1199 (United Hospi-
tals of Newark), 232 NLRB 443, 444 (1977); Plumbers Local 630
(Lein-Steenberg), 219 NLRB 837, 838–839 (1975), enf. denied on
other grounds 567 F.2d 1006 (D.C. Cir. 1977), overruled on other
grounds 246 NLRB 970 (1979).
10 S. Rept. 93-766, 93d Cong., 2d Sess. (1974).
11 Hospital & Health Care Employees District 1199 (United Hospi-
tals of Newark), 232 NLRB at 444.
Act defines “strike” to include “any strike or other con-
certed stoppage of work by employees . . . and any con-
certed slowdown or other concerted interruption of op-
erations by employees.” Thus, the term “strike,” as used
in Section 8(g), is not limited to traditional walkouts.
This broad coverage is in keeping with Congress’ pur-
pose in enacting Section 8(g). Congress’ goal of ensur-
ing continuity of patient care could not be achieved if
notice were required only in cases of traditional strikes.
That goal can be met only if notice is also required
whenever unions attempt concertedly to slow down or
otherwise interfere with the operations of health care
institutions by means short of complete walkouts.
In light of the congressional purpose in enacting Sec-
tion 8(g) and of the broad statutory language discussed
above, we find that the nurses’ actions here constituted a
“strike” (as defined in Sec. 501(2)) and a “concerted re-
fusal to work,” within the meaning of Section 8(g). To
begin with, as noted above, the record indicates that a
number of nurses refused to work assigned overtime.
Thus, contrary to the judge, those employees’ actions
constituted a concerted refusal to work, rather than
merely a refusal to volunteer. As to those employees,
there is no distinction between this case and those the
judge attempted to distinguish.
In any event, contrary to the judge, we find that the
nurses’ concerted refusal to volunteer for overtime and to
work through their lunch periods, contrary to their estab-
lished practice, was clearly meant to cause, and did
cause, an interruption of the Hospital’s surgical functions
within the meaning of Section 8(g).
The Board has held that, to be considered a strike, a
work stoppage or interruption must be intended to bring
pressure on the employer to change its ways.12 Thus, for
example, a brief work stoppage is not a strike if it is
called simply to share information with employees re-
garding workplace concerns13 or in spontaneous reaction
to the employer’s egregious flouting of its statutory obli-
gations.14
Here, the nurses’ concerted refusal to volunteer for
overtime work was plainly intended to put pressure on
the Hospital to change its staffing practices. The Union
recommended that employees follow this course. It was
not called for informational purposes. It was not a spon-
taneous reaction to any unlawful conduct by the Hospi-
tal. And it was not brief or transitory, but persisted over
a period of several weeks.
12 Empire Steel Mfg. Co., 234 NLRB 530, 532 (1978).
13 Id.
14 Health Care Employees District 1199-E, 229 NLRB 1010, 1011
(1977).
NEW YORK STATE NURSES ASSN.
801
The record also establishes that when the employees
began to refuse to volunteer, some surgical procedures
were delayed. And even when such delays did not occur,
the task of obtaining the personnel needed to cover over-
time work became considerably harder. The record re-
flects that, before Wade’s announcements, the clinical
coordinators were able to find staff to work overtime in
about 20 minutes; afterward, the task took 1 to 2 hours.
In fact, the process became so involved that the coordina-
tors often found it easier to cover overtime themselves.
Thus, both the surgeries and the process of staffing them
were disrupted by the nurses’ refusal to continue to vol-
unteer for overtime.
Contrary to our dissenting colleague, we are unwilling
to abandon longstanding court-approved precedent.15 In
Randall Bearings, Inc., 213 NLRB 824 (1974), and Iowa
Beef Packers, Inc., 188 NLRB 5 (1971), the Board held
that concerted refusals to perform voluntary overtime
urged by the respective unions were unlawful where the
union utilized employees’ power to refuse work to
achieve ends prohibited by the Act. In Iowa Beef Pack-
ers, the union suggested that employees refuse to per-
form voluntary overtime in furtherance of the union’s
secondary objective. In Randall Bearings, the union
urged a series of concerted refusals by employees to re-
fuse to perform overtime that was voluntary under the
contract to influence the company to accept the union’s
demands for contract modification. The Board noted that
when
employees decline to work overtime because they wish
to attend a picnic, their action cannot constitute a strike
in violation of the contract or of Section 8(d). On the
other hand, the contractual and statutory right to decline
to work overtime may not be utilized to procure a result
contrary to law. [213 NLRB at 826.]
That reasoning is equally applicable in the instant case.
To be sure, Section 8(g) does not prevent employees
from exercising their rights under the collective-
bargaining agreement.16 It does, however, in the absence
15 Like the dissent, we recognize that there is a crisis in the nursing
profession. In our view, however, the solution to this crisis does not lie
in permitting a union to ignore the congressionally mandated notice
requirements of Sec. 8(g).
16 Thus, contrary to the suggestion of our dissenting colleague, our
finding that the concerted refusal to perform voluntary overtime at the
Union’s request is a concerted refusal to work for purposes of Sec. 8(g)
neither deprives employees of their contractual rights nor permits the
Hospital to modify the contract unilaterally by making voluntary over-
time mandatory.
We find the dissent’s reliance on the line of cases dealing with and
distinguishing “partial strikes” equally unavailing. As our colleague
correctly notes, although employees normally may refuse to work under
the terms offered by the employer (i.e., engage in a complete strike),
of the required written 10-day notice, prohibit a union
from inducing employees to exercise their contractual
rights as part of the union’s effort to pressure an em-
ployer to change terms and conditions of employment. If
the union is going to call for a strike or concerted refusal
to work, the employer is entitled to the appropriate statu-
tory notice.
We reject the dissent’s suggestion that the Board’s de-
cisions in Paperworkers Local 5 (International Paper),
294 NLRB 1168 (1989), and Riverside Cement Co., 296
NLRB 840 (1989), arguably have “implicitly overruled”
Randall Bearings and Iowa Beef Packers. At issue in
this case is whether conduct that normally is protected by
the Act, employees’ exercise of a contractual right to
refuse to volunteer for overtime at their union’s request,
is a work stoppage subject to the notice provisions of
Section 8(g). In contrast, in International Paper, the
issue before the Board was whether a union’s direction to
members to refuse to remain in nonunit positions was
unprotected activity. After concluding that there was
insufficient evidence that the employer could compel the
employees to remain in those positions, the Board found
that the union’s direction to members under threat of
internal union discipline to leave those positions was not
an attempt by the union to unilaterally change terms and
conditions of employment or the equivalent of calling a
partial strike. In Riverside, the issue presented was again
whether a concerted refusal to perform a voluntary action
was protected or unprotected activity. Rejecting the em-
ployer’s contention that the employees were engaged in
an unlawful partial strike, the Board found that the em-
ployer violated Section 8(a)(3) and (1) by promulgating
and enforcing a work rule in retaliation for employees’
decision through the union to exercise their right, con-
tained in the recently implemented final offer, not to pro-
vide personal tools. Thus, we find nothing in either In-
ternational Paper nor Riverside Cement that would cast
the Board and courts have consistently held that employees may not
consistently or repeatedly refuse to do part (as opposed to all) of the
work assigned them. To remain on the job while insisting on the right
to decide which tasks they will or will not perform amounts to an at-
tempt to dictate terms and conditions of employment unilaterally. Such
an action is sometimes called a “partial strike” and is not protected by
the Act. See, e.g., Graphic Arts Local 13-B (Western Publishing Co.),
252 NLRB 936, 938 (1980), enfd. 682 F.2d 304 (2d Cir. 1982).
The cases cited by our colleague hold that this rule does not apply to
a refusal to perform work that is voluntary, because in such a case,
employees are not attempting to dictate terms to the employer. See,
e.g., Dow Chemical Co., 152 NLRB 1150, 1152 (1965). As our col-
league concedes, however, the partial strike cases are not on point here.
This is not a partial strike case. The question here is whether the
nurses’ refusal to perform that work at the Union’s request was a strike
or at least a concerted refusal to work, and therefore violated Sec. 8(g)
because the Union failed to give the required notices.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
802
doubt on the principles of Randall Bearings or Iowa Beef
Packers.17
We also find Indiana Hospital, 315 NLRB 647 (1994),
distinguishable. In that case, the employer had an exist-
ing policy that maintenance employees perform snow
removal on the second and third shifts, holidays and
weekends. Each autumn, the employer posted a signup
sheet, seeking volunteers. The policy, however, did not
provide for the situation when there were insufficient
volunteers. The Board adopted, without comment, an
administrative law judge’s finding that the hospital vio-
lated Section 8(a)(5) by revising its snow removal policy
after no maintenance employees volunteered without
giving their newly certified collective-bargaining repre-
sentative notice or an opportunity for bargaining. In
finding the violation, the judge rejected the hospital’s
defense that the refusal to volunteer violated Section
8(g). The judge concluded not only that the maintenance
employees did not engage in a work stoppage, but also
found no evidence that the concerted refusal to volunteer
was authorized or organized by the union.18
Contrary to the implication of the dissent, we are not
suggesting that the employees could not concertedly re-
fuse to work voluntary overtime. We are simply saying
that, under Section 8(g), any such refusal must be pre-
ceded by a 10-day notice if a union is responsible for the
refusal.
Unlike our dissenting colleague, we are also unwilling
to assume that, because employees have a contractual
right to volunteer and to defer overtime three times
within a given period before the assignment becomes
mandatory, there is a “foreseeable possibility that the
work will not be performed at all.” The overtime system
provided by the parties’ contract is clearly designed to
assure that the required nursing functions are performed.
Indeed, for 7 years the practice has been that nurses vol-
unteered in such numbers that the Hospital has not had to
assign overtime. When the nurses stopped volunteering,
the Hospital’s operations were, without question, inter-
rupted.19
17 The dissent asserts that these cases hold that the conduct therein
was not a strike. Chairman Hurtgen disagrees. The issue in these cases
was not whether the conduct was a strike. If the conduct had been a
strike, the conduct would clearly have been protected. The holding was
that the conduct (less than a strike) did not amount to a unilateral
change and was not unprotected.
18 Chairman Hurtgen disagrees with the judge’s finding, in Indiana
Hospital, that the concerted refusal to volunteer was not a work stop-
page. He does, however, agree with the judge’s finding in that case that
there was no 8(g) violation. There was no 8(g) violation because there
was no union involved.
19 Cf. Meat Cutters Local P-575 (Iowa Beef Packers), 188 NLRB at
6 (refusal to perform voluntary overtime constituted “strike,” particu-
Contrary to the dissent, we do not pass on the issue of
whether there would be a contractual violation if em-
ployees refuse to work voluntary overtime, in circum-
stances where the contract contains an express provision
to permit such refusal and contains a no-strike clause.
That contractual issue would appear to depend on the
precise language of the contract and perhaps on negotiat-
ing history. We will not speculate, as does our col-
league, that the conduct would be in breach of contract.
Rather, that contractual issue is not present here, and we
do not pass on it. We simply hold that the conduct here
was a “strike or other concerted refusal to work” within
the meaning of Section 8(g).
For all of the above reasons, we find that the Union
violated Section 8(g) of the Act by inducing and direct-
ing the nurses to refuse to volunteer to work overtime
without providing the Hospital and the Federal Media-
tion and Conciliation Service 10 days’ notice of the job
action as required by Section 8(g).
ORDER
The National Labor Relations Board orders that the
Respondent, The New York State Nurses Association, its
officers, agents, and representatives, shall
1. Cease and desist from engaging in any strike, pick-
eting, or other concerted refusal to work, including a
concerted refusal to volunteer for overtime work, at the
premises of Mount Sinai Hospital, or any other health
care institution, without timely notifying, in writing, any
such health care institution and the Federal Mediation
and Conciliation Service, not less than 10 days prior to
such action, of that intention.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Within 14 days after service by the Region, post at
its business office and meeting halls copies of the at-
tached notice marked “Appendix.”20 Copies of the no-
tice, on forms provided by the Regional Director for Re-
gion 2, after being signed by the Respondent’s author-
ized representative, shall be posted by the Respondent
and maintained for 60 consecutive days in conspicuous
places including all places where notices to employees
and members are customarily posted. Reasonable steps
shall be taken by the Respondent to ensure that the no-
tices are not altered, defaced, or covered by any other
material.
larly in light of fact that it had been the employees’ practice to work
overtime).
20 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
NEW YORK STATE NURSES ASSN.
803
(b) Furnish to the Regional Director signed copies of
the notice for posting by Mount Sinai Hospital, if it is
willing, in places where notice to employees are custom-
arily posted.
(c) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps that the Respondent has taken to
comply.
MEMBER LIEBMAN, dissenting.
By many accounts,1 mandatory overtime for nurses is
both a cause and a consequence of the current crisis in
nursing. There is simply too much work for too few
nurses. As working conditions deteriorate, recruiting and
retaining nurses become even harder, labor disputes mul-
tiply, and patient care is jeopardized. This case is symp-
tomatic of the problem.
Here, ironically, nurses had already addressed the issue
of mandatory overtime through collective bargaining. As
it turns out, their success was illusory. In the majority’s
view, the nurses had no right—despite the guarantees in
1 See, e.g., Kathleen Fackelman, Working Conditions Send the
Nurses Walking, USA Today, 2001 WL 5464285 (June 7, 2001);
Nicole Fay, Nurses Fear Effect of Staff Shortages, San Antonio Ex-
press-News, 2001 WL 1978472 (May 20, 2001); Marilyn Weber Seraf-
ini, Trouble in the ER, National Journal, 2001 WL 7182145 (May 19,
2001); Laurel Campbell, Need for Nurses Is Soaring, The Cincinnati
Post, 2001 WL 5096700 (May 17, 2001); Erik Kriss, Nurses Protest Ills
of Job, The Post-Standard (Syracuse, N.Y.), 2001 WL 5543628 (May
16, 2001); Glenn Howat, Patients Suffer When Nursing Is Undervalued,
Nurses Say, Minneapolis-St. Paul Star-Tribune, 2001 WL 9625652
(May 13, 2001); Julia Malone, Nurses Rally for Better Conditions,
Palm Beach Post, 2001 WL 18209001 (May 10, 2001); Ben Kieckhe-
fer, Nurses Group Rallies at Capitol to Push Staffing Legislation, State
Journal-Register (Springfield, Ill.), 2001 WL 8877020 (May 10, 2001);
Kathleen Fackelmann, Nurses Step into the Health Care Fray, USA
Today, 2001 WL 5462155 (May 10, 2001); Anne T. Denogean, Nurses’
Shortage Hits Hard, Tucson Citizen, 2001 WL 5515384 (May 9, 2001);
Kevin Lamb, Nursing Shortage Hurting Patients, Dayton Daily News,
2001 WL 3842589 (May 7, 2001); Judy Artunian, No Quick, Easy
Solution to Nursing Shortage, Chicago Tribune, 2001 WL 4070254
(May 6, 2001); Mary Powers, A Critical Shortage of Nurses, The Re-
cord (Bergen County, N.J.), 2001 WL 5250460 (May 6, 2001); Aaron
Nathans, UW Nurses See OT as Top Contract Issue, The Capital Times
(Madison, Wis.), 2001 WL 5887540 (May 3, 2001); Trebor Banstetter,
Acute Shortage: Nurses and Hospitals Struggle to Cope as Pressures
Mount, Fort Worth Star-Telegram, 2001 WL 5148956 (Apr. 30, 2001);
Victor Godinez, Survey Says Shortage of Nurses Could Worsen, Dallas
Morning News, 2001 WL 20288920 (April 29, 2001); David Goldstein,
Nurses Address Retention Issue, Kansas City Star, 2001 WL 2599726
(April 22, 2001); Roni Rabin, Survey Shows Nursing Shortage Worsen-
ing on LI, Newsday, 2001 WL 9227375 (Apr. 19, 2001); Milt Freuden-
heim & Linda Villarosa, Nursing Shortage Is Raising Worries on Pa-
tients’ Care, New York Times, p. A-1, (Apr. 8, 2001); Lee Burnett,
Tired Nurses Seek Legislative Support, Maine Times, 2001 WL
12255074 (March 8, 2001); e.g., Anne Bernard, Needed: RNs to Aid
Ailing Profession, Local Shortages Worsen as Many Shun Nursing,
Boston Globe, 2001 WL 3921455 (Feb. 25, 2001).
their contract—to reject voluntary overtime and so en-
courage their employer to remedy staffing shortages and
overwork. The unfortunate result reached by the major-
ity will, I fear, make it more difficult for nurses to act
together to improve both their working conditions and
the care their patients receive. Neither the Act nor our
earlier decisions compel that result. Indeed, before to-
day, the Board recognized the basic legal difference be-
tween mandatory and voluntary work.
My colleagues find that the Respondent Union, the
New York State Nurses Association, violated Section
8(g) of the Act by inducing and directing nurses em-
ployed by Mount Sinai Hospital to refuse to volunteer to
work overtime without providing the 10-day notices re-
quired by Section 8(g).2 I respectfully disagree. I would
find that employees’ refusal to perform voluntary over-
time or to volunteer for overtime does not constitute a
strike, and therefore that the Union did not violate Sec-
tion 8(g) by not providing the notices.
Section 8(g) requires unions to provide a 10-day notice
“before engaging in any strike . . . or other concerted
refusal to work at any health care institution [.]” Section
501(2) of the Act defines “strike” to include “any strike
or other concerted stoppage of work by employees . . .
and any concerted slowdown or other concerted interrup-
tion of operations by employees.” Only if the nurses’
actions in declining overtime, or in not volunteering to
perform overtime, meets those definitions would the Un-
ion’s failure to provide the requisite 10-day notice be
unlawful.
In my view, neither a concerted refusal to perform
voluntary overtime work, or to volunteer for overtime,
falls within the meaning of Sections 8(g) and 501(2).3
Broad as the language of those provisions is, it would
stretch their meaning, without promoting the policies of
2 Sec. 8(g) provides, in pertinent part, that
A labor organization before engaging in any strike, picketing, or other
concerted refusal to work at any health care institution shall, not less
than ten days prior to such action, notify the institution in writing and
the Federal Mediation and Conciliation Service of that intention . . . .
The notice shall state the date and time that such action will com-
mence. The notice, once given, may be extended by the written
agreement of both parties.
Employees who participate in a strike in violation of Sec. 8(g) are
engaged in unprotected activity. Sec. 8(d) of the Act provides that
“[a]ny employee . . . who engages in any strike within the appropriate
period specified in subsection (g) of this section, shall lose his status as
an employee of the employer engaged in the particular labor dispute,
for the purposes of sections 8, 9, and 10 of this Act[.]”
3 I find it difficult to see how a refusal to volunteer for work could be
deemed a strike. See Indiana Hospital, 315 NLRB 647, 661 (1994).
Nevertheless, because I find that a concerted refusal to perform volun-
tary overtime work does not trigger 8(g) notice, a fortiori I also find
that a refusal to volunteer does not.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
804
the Act, to construe their terms to encompass a concerted
refusal to perform work that is voluntary, particularly
where the voluntary nature of the work is established in a
collective-bargaining agreement. Rather, in declining
such nonmandatory assignments, employees are follow-
ing an established condition of employment. Observing
an established condition cannot be a “strike,” a “refusal
to work,” or an “interruption of operations.” These terms
surely refer to situations where employees withhold ser-
vices that they ordinarily would be expected to perform,
under existing terms and conditions of employment. An
employee who declines voluntary overtime is no more on
strike, refusing work, or interrupting operations than an
employee who fails to report to work on her day off.
The foundation of my position is the nature of volun-
tary overtime as opposed to mandatory overtime. The
Board has long drawn a clear distinction between manda-
tory and voluntary overtime in determining whether the
refusal to perform overtime constitutes an unprotected
partial strike—that is, a consistent refusal to perform
part, but not all, of employees’ job duties.4 It is well
established that the repeated refusal to perform manda-
tory overtime work is a partial strike. See Graphic Arts
Local 13-B (Western Publishing Co.), 252 NLRB 936,
938 (1980), enfd. 682 F.2d 304 (2d Cir. 1982). By con-
trast, the Board has repeatedly held that a concerted re-
fusal to perform voluntary overtime is not a partial strike,
but rather protected activity. As the Board explained in
Imperia Foods, 287 NLRB 1200, 1203–1204 (1988)
(emphasis added):
the concept of partial strikes as being unprotected de-
rives from the fact that employees cannot be permitted
to impose on the employer their own terms and condi-
tions of employment. The Board interprets this to
mean that when the overtime refused by employees is
voluntary, it cannot be said that employees are impos-
ing conditions on the employer, since the employer has
permitted employees to decide for themselves whether
they wish to work overtime or not. Therefore, since in
the instant case the overtime is voluntary, the refusal to
perform overtime is a protected, concerted activity.
See also Excavation-Construction, Inc., 248 NLRB 649,
661 (1980), enf. denied on other grounds 660 F.2d 1015
(4th Cir. 1981) (driver who refuses to work voluntary Satur-
day work, regardless of the reason, is “observing an estab-
4 The Board and courts have long held that such actions are not pro-
tected because they constitute attempts by employees to remain on the
job, draw their pay, and at the same time set their own terms of em-
ployment. See, e.g., Highlands Medical Center, 278 NLRB 1097
(1986), quoting Valley City Furniture Co., 110 NLRB 1589, 1594–
1595 (1954), enfd. 230 F.2d 947 (6th Cir. 1956).
lished condition of his employment and is not seeking ‘to
work upon terms prescribed solely by him’” (citation omit-
ted)); and Riverside Cement Co., 296 NLRB 840 (1989)
(employees’ refusal, at the union’s direction, to continue
their voluntary practice of bringing certain personal tools to
work did not constitute an unlawful partial strike).5
These cases, which correctly recognize a significant
distinction between voluntary and mandatory overtime,
support finding that a refusal to perform voluntary over-
time is not a strike or work stoppage. Indeed, the Board
has observed as much in an analogous context. In Pa-
perworkers Local 5 (International Paper), 294 NLRB
1168 (1989),6 which involved a union’s direction to em-
ployees to cease performing certain kinds of voluntary
nonunit work, the Board stated:
If the employer could compel unit employees to con-
tinue to fill temporary nonunit positions once they had
accepted them, the [union’s] ban . . . would have been
tantamount to calling for their members to take part in
the equivalent of an unlawful partial strike.
Id. at 1170. By contrast, if the choice was at the employees’
discretion, “their refusal to do so, taken either singly or in
concert, can hardly be considered a strike or even a partial
strike.” Id. at 1171 (emphasis added).7
5 In Riverside Cement, the Board found that the employer violated
Sec. 8(a)(3) and (1) by refusing to allow employees to work when they
failed to bring their tools. In so holding, the Board stated (id. at 841):
Where an action is voluntary, the concerted refusal by employees to
perform that action is a protected concerted activity and does not con-
stitute an unlawful partial strike [citation omitted]. In Dow Chemical
[, 152 NLRB 1150, 1152 (1965)], the Board explained that the vice of
a partial strike is the employees’attempt to “establish and impose upon
the employer their own chosen conditions of employment.” Where,
as here, the action employees refrain from engaging in is within the
employees’ discretion, they cannot be said to be imposing their own
terms on the Employer.
6 International Paper held that a union did not violate Sec.
8(b)(1)(A) of the Act by directing its members, under threat of internal
union discipline, to refrain from performing certain kinds of voluntary
nonunit work they had performed, and fining members who failed to
comply. In addressing whether the union’s ban on further participation
in nonunit employment “impaired any policy Congress has embedded
in the labor laws,” the decision recognized that the critical issue was
whether performance of the nonunit jobs was within the employees’
discretion or whether the employer had the authority to order employ-
ees to remain in those positions. In addition to finding that the refusal
to perform nonmandatory work was not a strike, the Board also stated
that such a refusal would not violate the parties’ contractual no-strike
clause, nor would the union be effecting a unilateral change in working
conditions by seeking to cause their members to exercise their right to
choose in a particular way. Id. at 1171.
7 Similarly, in Riverside Cement Co., the Board held that employees
who, consistent with the collective-bargaining agreement, ceased vol-
untarily bringing in personal tools, “were not engaged in a refusal to
work or a strike of any kind. Rather, they were at all times willing and
NEW YORK STATE NURSES ASSN.
805
That conclusion reflects a basic fact: Where work may
be performed at the employees’ option, there is a fore-
seeable possibility that the work will not be performed at
all. That employees may often, or even always, choose
to perform the work does not make it mandatory.8 In
those circumstances, I reject my colleagues’ finding that
employees’ exercise of their option to decline the work is
somehow a refusal to work or an “interruption of opera-
tions.” Rather, the employees are working under the
established terms, which set the voluntary character of
the work.
This principle applies, or should apply, with special
force where the voluntary nature of the work is estab-
lished in a collective-bargaining agreement. Thus, where
a union has negotiated a contract providing that overtime
is voluntary, that contract provision is likely rendered
meaningless if concerted exercise of the right is found to
be a strike, since virtually all contracts include explicit or
implicit prohibitions against strikes. Yet that seems to be
the result my colleagues reach today, although they de-
clare otherwise. Moreover, their finding that a union
violates Section 8(g) in those circumstances means that
employees lose the protection of the Act for exercising
their contractual right to decline work. In other words,
they may well be subject to discharge and discipline. It
is no answer to say that all employees have lost is their
ability to engage in concerted activity. They bargained
for a right that may be exercised as they see fit, individu-
ally or jointly.
The General Counsel relies on two Board decisions
holding that employees’ refusal of voluntary overtime
constituted a strike within the meaning of the Act. In
Meat Cutters Local P-575 (Iowa Beef Packers),9 the
Board held that by telling employees to refuse voluntary
overtime to protest their employer’s use of a product of
another employer, a union violated Section 8(b)(4)(B) by
inducing employees to strike in furtherance of a secon-
dary objective. In Electronic Workers Local 742 (Ran-
dall Bearings),10 the Board held that employees’ con-
certed refusal, at the behest of the union, to work volun-
available to work under the terms of the contract [.]” 296 NLRB at
842.
8 It is immaterial that the nurses had what the judge described as an
informal system of volunteering to work overtime or through lunch, on
which the Hospital had come to rely. See Riverside Cement Co., 296
NLRB at 841. Notwithstanding that system, which may have made it
easier for the Hospital to fill overtime needs, the Hospital had a con-
tractual procedure for assigning overtime. That it did not prepare to
implement that contractual procedure, especially by preparing a senior-
ity list, is no reason to deprive employees of contractual or statutory
rights.
9 188 NLRB 5 (1971).
10 213 NLRB 824 (1974), enfd. 519 F.2d 815 (6th Cir. 1975).
tary overtime constituted a strike within the meaning of
Section 8(d)(4) of the Act.
I believe that those two decisions were wrongly de-
cided and are not authoritative on the issue of whether a
concerted refusal to perform voluntary overtime is a
strike within the meaning of Section 8(g). Those deci-
sions relied on cases concerning mandatory overtime.
They provided no rationale for why voluntary overtime
should be treated the same as mandatory overtime. They
did not address any of the implications of treating the
two situations the same. And they never acknowledged
the line of cases holding that a concerted refusal to per-
form voluntary overtime is not a partial strike. Thus, the
Board in Iowa Beef Packers deemed the fact that over-
time was voluntary under the contract to be irrelevant,
stating that the Board had held “that a concerted refusal
to work overtime is a strike.” However, the only two
cases cited—Leprino Cheese Mfg. Co.11 and First Na-
tional Bank of Omaha12—found that a one-time refusal to
perform mandatory overtime was not a partial strike, but
was protected activity, for which the employees could
not be disciplined. Similarly, in Randall Bearings, the
Board, in addition to citing Iowa Beef Packers, relied on
two Board cases holding that refusals to work mandatory
overtime were strikes under Section 8(d) of the Act, and
therefore subject to the conditions imposed by that sec-
tion.13
For the reasons stated above, in analyzing whether
employee actions constitute a strike, there are dispositive
differences between voluntary and mandatory overtime.
Accordingly, I would overrule Iowa Beef Packers and
Randall Bearings to the extent they hold that a concerted
refusal to perform voluntary overtime is a strike within
the meaning of the Act.14
11 170 NLRB 601 (1968), enfd. 424 F.2d 184 (10th Cir. 1970), cert.
denied 400 U.S. 915 (1970).
12 171 NLRB 1145 (1968), enfd. 413 F.2d 921 (8th Cir. 1969).
13 See Telephone Workers of New Jersey Local 827 (New Jersey
Bell Co.), 189 NLRB 726 (1971), and Communications Workers (New
York Telephone Co.), 186 NLRB 625 (1970).
14 Indeed, I would argue that they were implicitly overruled in In-
ternational Paper and Riverside Cement. The majority’s attempts to
distinguish those decisions are unpersuasive. In each case, one issue
was whether employees’ concerted refusal to perform voluntary acts
was a strike. In each case, the Board explicitly held that it was not.
Thus, contrary to the majority’s suggestion, the Board in those deci-
sions did not hold merely that the employees’ withholding of voluntary
services did not constitute partial strikes; it also held that they did not
constitute strikes.
The General Counsel and the Hospital also rely on three judicial de-
cisions, each of which found that the refusal to perform voluntary over-
time was a strike under contractual no-strike clauses. Avco Corp. v.
Electronic Workers Local 787, 459 F.2d 968, 974 and fn. 10 (3d Cir.
1972); Elevator Mfrs. Assn. v. Elevator Constructors Local 1, 689 F.2d
382, 386 (2d Cir. 1982); American Ship Building Co. v. Boilermakers
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
806
Here, in line with this reasoning, I would find that the
Union did not engage in a strike or refusal to work, so as
to trigger the notice requirements of Section 8(g). The
record shows that Marva Wade, union president and
chair of the bargaining unit, recommended that employ-
ees not volunteer to work overtime or through their
lunchbreaks. Some nurses refused to volunteer to work
through lunch, and some asked that their names be re-
moved from the overtime list. Some also declined over-
time work, exercising their right under the collective-
bargaining agreement to postpone up to three overtime
assignments per year. Clearly, under that contract provi-
sion, overtime work is voluntary where nurses exercise
their right to turn down up to three assignments. There is
no evidence that any nurse turned down an assignment
that could be deemed mandatory, that is, after having
already rejected three previous overtime assignments,
and indeed, nurses did work overtime assigned by the
Hospital.
As the recommendation made by the Union concerned
only voluntary overtime, I would find that the Union did
not engage in a strike or other concerted refusal to work
under Section 8(g). Rather, the nurses exercised their
rights under a collective-bargaining agreement that au-
thorized them to reject overtime work. Their action was
perfectly proper under their contract and under the Act.
Creating legal obstacles to such efforts, where none exist,
will not promote stable labor relations. It may well place
an even greater burden on nurses who, despite their diffi-
cult working conditions, remain in such a vital profes-
sion.
I therefore find that did not violate Section 8(g) by
failing to give 10-day notice of its action, and I would
dismiss the complaint.
APPENDIX
NOTICE TO EMPLOYEES AND MEMBERS
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated the National Labor Relations Act and has or-
dered us to post and abide by this notice.
WE WILL NOT induce our members to engage in any
strike, picketing, or other concerted refusal to work, in-
cluding a concerted refusal to volunteer for overtime
Local Union 358, 459 F.Supp. 491, 494 (N.D.Ohio 1978). Those deci-
sions, however, relied on Iowa Beef Packers, which I would overrule,
and on other Board decisions that concern mandatory overtime. They
are therefore inapposite. Here, in addition, there was no issue raised
involving a no-strike clause.
work, at the premises of Mount Sinai Hospital, or any
other health care institution, without timely notifying, in
writing, any such health care institution and the Federal
Mediation and Conciliation Service, not less than 10
days prior to such action, of that intention.
THE
NEW
YORK
STATE
NURSES
ASSOCIATION
Vonda Marshall, Esq., for the General Counsel.
Richard Silber, Esq., for the Respondent.
Marina O. Lowy, Esq., for the Charging Party.
DECISION
STATEMENT OF THE CASE
RAYMOND P. GREEN, Administrative Law Judge. This
case was tried in New York, New York, on December 1, 1997.
The charge was filed on June 24, 1997, and the complaint was
issued on August 19, 1997. In substance, the complaint alleges
that on or about May 21, 1997, the Respondent, by Marva
Wade, induced and directed employees of the Respondent to
refuse to volunteer to work overtime and thereby engaged in a
work stoppage without having filed the written notices as re-
quired by Section 8(g) of the Act.
The Respondent makes the following arguments: (1) that
this matter should be deferred to arbitration; (2) that Marva
Wade, to the extent that she made any statements, did so not in
her capacity as a union representative, but in her capacity as an
employee; and (3) that the facts do not show that there was ever
any strike or threat to strike within the meaning of Section 8(g).
On the entire record, including my observation of the de-
meanor of the witnesses, and after considering the briefs filed
by the parties, I make the following
FINDINGS OF FACT
I. JURISDICTION
It is admitted and I find that the Charging Party, the Em-
ployer, is a person engaged in interstate commerce within the
meaning of Section 2(2), (6), and (7) of the Act. Also admitted
is the conclusion that the Employer is a health care facility
within the meaning of Section 2(14) of the Act. Finally, it is
admitted and I find that the Union is a labor organization within
the meaning of Section 2(5) of the Act.
II. THE UNFAIR LABOR PRACTICE ALLEGATION
The Mount Sinai Hospital (the Hospital) is a large full ser-
vice hospital located at One Gustave L. Levy Place in New
York City. (It also operates a medical school.) For many years
it has maintained a collective-bargaining relationship with the
New York State Nurses Association which represents various
employees including operating room nurses. The bargaining
unit is called “the Council of Nursing Practitioners” or “CNP.”
The most recent contract runs from January 1, 1996, to January
1, 1999.
Marva Wade is a staff nurse who also was the president of
the Nurses Association from November 1995 to November
1997. Additionally, she was chairperson of the CNP at Mount
NEW YORK STATE NURSES ASSN.
807
Sinai which meant that she participated in collective-bargaining
negotiations and grievance handling. She clearly should be
considered to be an agent of the Respondent. Yellow Freight
Systems, 307 NLRB 1024, 1028 (1992), Plumbers Union 250,
(Murphy Bros.), 311 NLRB 491 (1993), Penn Yan Express, 274
NLRB 449 (1995).
The Hospital has a substantial surgery schedule, with opera-
tions generally running from 8 a.m. to 4 p.m. in 14 operating
rooms. Because of complications, emergencies, and other con-
tingencies, the Hospital has, for a period of time, had to utilize
nurses to volunteer to either work through their lunch breaks or
work overtime in order to accommodate the operations sched-
uled for any given day. For some period of time, there has been
a past practice whereby nurses have been willing to volunteer
to work overtime and either have signed up to work specific
hours or have made it known to management that they were
available. With this somewhat informal system in place, the
Hospital has been able to have the nurses it needed to perform
the scheduled surgeries.
The collective-bargaining agreement at section 5.03 pro-
vides, in effect, that employees will not be required to work
involuntary overtime except in a “disaster/emergency.” The
contract provision goes on to allow employees to postpone
overtime assignments three times a year. Ultimately, however,
the Employer may mandate overtime when necessary, albeit it
must assign such overtime on an equitable and consistent man-
ner, in reverse order of seniority on a rotating basis.
On or about May 14, 1997, Marva Wade announced to other
nurses at a meeting of the staffing committee (a committee
consisting of staff nurses and technicians from each of the Em-
ployer’s surgical clusters) that she recommended that the staff
refuse to volunteer to work overtime during their lunch periods
and not to sign up for voluntary overtime. This recommenda-
tion was thereupon communicated back to the staff nurses in
their respective clusters. The underlying issue apparently was
her opinion that by volunteering to work overtime, the nurses
were exacerbating a short staffing situation and thereby tending
to allow the Employer either to justify layoffs or to put off the
hiring of staff needed to perform the amount of work required.
On May 21, 1997, Wade again announced to the staff that
they should continue to not volunteer to work overtime or
through their lunches. At no time did Wade make any threats
to bargaining unit employees that the Union would initiate any
disciplinary action against them if they continued to volunteer
for overtime.
The evidence shows that at least some of the nurses who had
previously signed up for overtime, or who had consistently
made known their availability to volunteer to work overtime,
stated to management that they no longer would volunteer.
Thus, after the May 14 statements by Wade, some nurses began
to refuse to volunteer to work through their lunches and others
refused to volunteer to work past 4 p.m. Others, however, con-
tinued to volunteer, albeit they indicated to management that
they wanted to be circumspect in doing so.
Given the statements of Wade and the corresponding actions
of the nurses thereafter, the Hospital, on several occasions, had
to mandate overtime work to its nurses when it could not obtain
sufficient volunteers.1 This involved some extra work by its
supervisory people (the clinical coordinators) but in the end no
nurse ever refused to work overtime when ordered to do so.
That is, given the refusal of many nurses to volunteer to work
overtime, the Hospital exercised its prerogative under the con-
tract to mandate overtime. And whenever it did so, the nurses
did the work.2 There is also no evidence that any patient was
either adversely affected or even significantly inconvenienced
by this situation. That is to say that no procedures were can-
celed and, at most, a few surgeries were delayed for an hour or
two.
The evidence indicates that the Union never gave any written
notice to the Employer or to the Federal Mediation and Con-
ciliation Service prior to (or subsequent) to May 14, 1997,
when Marva Wade recommended to employees that they refuse
to volunteer for overtime.
III. ANALYSIS
Section 8(g) of the Act states:
A labor organization before engaging in any strike, picketing,
or other concerted refusal to work at any health care institu-
tion shall, not less than ten days prior to such action, notify the
institution in writing and the Federal Mediation and Concilia-
tion Service of that intention, except that in the case of bar-
gaining for an initial agreement following certification or rec-
ognition the notice required by this subsection shall not be
given until the expiration of the period specified in clause (B)
of the last sentence of section 8(d) of this Act . . . . The notice
shall state the date and time that such action will commence.
The notice once given, may be extended by the written agree-
ment of both parties.
In Parkway Pavilion Healthcare, 222 NLRB 212 (1976), the
Board stated:
The purpose behind the 10 day notice provision is to
provide health care institutions with sufficient time to
make arrangements for continuing patient care during the
labor dispute. Patient needs, staffing requirements, and
supplies must all be examined. It is crucial, therefore, to
analyze such factors as the ability to receive supplies dur-
ing the strike, the ability of strike replacements to cross
the picket line, and the willingness of nonstriking person-
nel to work behind the picket line. In some instances, it
may even be necessary to remove the patients to another
facility in order to insure proper care.
In order to assess the extent to which normal opera-
tions are likely to be disrupted, the health care institution
is entitled under Section 8(g) to receive at least 10 days
notice from any labor organization which plans to begin
picketing, engage in a strike, or work stoppage at a spe-
1 According to Mary Boyle, the clinical nurse manager, this situa-
tion arose about seven times during the period from May 21, to the end
of June 1997.
2 According to Dorothy Kaminski, the clinical coordinator of the
neurological operating rooms, there were some occasions when the
supervisory nurses did the overtime when there were insufficient volun-
teers. But this, according to Kaminski, was a matter of choice and she
could have mandated overtime in each such situation.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
808
cific future time. It may very well be that suppliers, non-
striking employees, and strike replacements who may be
willing to cross one union’s picket line, will refuse to do
so if another labor organization begins picketing. If one
union decides to join another union’s picket line in sympa-
thy and does not give the 10 day notice required by Sec-
tion 8(g), health care institutions may suddenly find them-
selves with an unexpected disruption in services because
of the picketing by two different unions instead of one.
Furthermore, the Act specifically requires that written
notice also be given to the Federal Mediation and Con-
ciliation Service where a labor organization plans to picket
a health care facility.
I shall refuse to defer this matter to the contract’s griev-
ance/arbitration provisions. While in either forum, a key ques-
tion is whether or not the Union induced employees to engage
in a strike or concerted refusal to work, the contractual issues
and the statutory issues are, in my view, significantly different.
Under the contract, the question would be whether the Union
breached the terms of the no-strike clause. Under the NLRA,
the issue is whether the Union engaged in conduct which re-
quired a prior 10-day written notice to the employer and to the
Federal Mediation and Conciliation Service. Further, there is a
question here which requires the Board to determine, in the first
instance, the statutory definition of Section 8(g) and not merely
its application to a particular set of facts.
The issue here is whether the actions of the Union consti-
tuted a strike or other concerted refusal to work.
There are a number of cases where the concerted refusal to
work overtime, even overtime which is voluntary under a col-
lective-bargaining agreement, has been construed to be a strike,
either under some provision of the NLRA or as defined in a
collective-bargaining agreement.
In Meat Cutters Local P-575 (Iowa Beef), 188 NLRB 5
(1971), a union was charged with violating the secondary boy-
cott provisions of the Act. It had a primary dispute with Iowa
Beef and the evidence showed that its steward and president
urged employees at Kelly Beef to refuse to work overtime
which they complied with. In this regard, Union President
Craig told Kelly’s employees that although they could not
strike because they were bound by a no-strike clause, he sug-
gested that they could refuse to work overtime scheduled for 6
a.m. the following morning. The Board overruled the adminis-
trative law judge and held that the union’s agents induced or
encouraged individuals employed by Kelly to engage in a strike
or work stoppage in violation of Section 8(b)(4)(i) and (ii)(B)
of the Act. The Board stated:
We disagree with the Trial Examiner’s view that be-
cause these stoppages of work occurred largely during
overtime periods which were voluntary under the contract
the motive therefore was irrelevant. The Board has held
with court approval that a concerted refusal to work over-
time is a strike, and Section 8(b)(4)(B) of the Act prohibits
strikes for a secondary object. That the overtime was des-
ignated as voluntary in the contract does not, in our view,
render the concerted refusal to perform it any the less a
strike, or less coercive, particularly where, as here, the un-
contradicted evidence shows it had been the employees’
practice to work overtime during these hours for 5 months
at New York, and for 5 years at Kelly.
In Electronic Workers Local 742 (Randall Bearings), 213
NLRB 824 (1974), the union was charged with violating Sec-
tion 8(d)(4) and 8(b)(3) of the Act by not giving the required
60-day notice before engaging in a strike in support of its de-
mands for a new contract. In finding that such concerted refus-
als constituted a strike, the american law judge cite Meat Cut-
ters supra, and also cited a number of 8(d) cases where the
Board has held that concerted refusals to work overtime consti-
tuted strikes.
In American Ship Building Co. v Boilermakers Local Union
358, 459 F.Supp. 491 (N.D.Ohio 1978), the employer sought a
temporary injunction prohibiting the union from striking in
breach of the contract’s no-strike clause while a grievance was
pending arbitration. The union moved to dismiss the complaint
and argued inter alia, that it was not engaged in a strike inas-
much as the employees were merely refusing to perform over-
time assignments. The facts showed that by virtue of union
inducement, many more employees than in the past, refused
overtime assignments, albeit some employees continued to
accept them. The court rejected this argument, citing among
other cases, Iowa Beef Packers. The court stated:
First, it is apparent that the concerted refusal of a un-
ion’s membership to perform overtime assignments can
constitute an economic strike or work stoppage, as both
the federal courts and the National Labor Relations
Board... have recognized prior and subsequent to the deci-
sion of the Supreme Court in Boys Markets, supra. In a
leading decision, the Court of Appeals for the Third Cir-
cuit stated in Avco Corp. v. Local No. 787, 459 F.2d 968,
974 (3d Cir. 1972), as follows:
[T]he Union claims that the order of the district
court was proper because there was no strike to enjoin.
The union points out that employees are obligated to
work only five consecutive eight hour days, that there
was no allegation that they did not do so, and that
since the prior arbitration held that employees could
refuse overtime, there has been no strike or work stop-
page as contemplated under the terms of the “no-
strike” clause. We believe that the Union construes
this provision . . . too restrictively. In the contract, the
Union agreed “that there shall be no strikes, walkouts,
sit-downs, [etc.] What may be the effect of individual
decisions not to work overtime, in light of Avco’s past
reliance on overtime to meet its production demands,
the resolution discouraging such overtime work is
clearly an attempt by the Union to retard production,
or to interrupt or interfere with the work.
. . . .
Although the defendants assert that a concerted refusal
to work overtime cannot constitute a “strike or concerted
stoppage of work” within the meaning of the collective-
bargaining agreement because the acceptance of overtime
assignments under the contract is allegedly voluntary
rather than compulsory, both the Court of Appeals in Avco
NEW YORK STATE NURSES ASSN.
809
Corp., supra and the Board in Iowa Beef Packers, supra,
recognized that a concerted refusal to work overtime, even
if such overtime is nominally voluntary, constitutes a
strike where the object of the concerted action is “to retard
production or to interrupt or interfere with work.”
In Elevator Mfrs. Assn. v. Elevator Constructors Local 1,
689 F.2d 382 (2d Cir. 1982), the circuit court concluded that
the district court erred in refusing to issue a Boy’s Market in-
junction against a Union for breaching the no-strike provisions
of the collective-bargaining agreement where the underlying
grievance was subject to arbitration. Although the union con-
tended that there was no breach of the no-strike clause because
employees merely refused to perform “voluntary” overtime, the
court rejected this argument and found that employees, despite
a past practice of signing up for emergency overtime, refused to
perform this overtime when ordered to cease by the union’s
shop steward. Moreover, there was evidence that employees
were told by the union steward that if they did work overtime,
they would be brought up on union charges.
The Respondent points out that the key distinguishing fea-
ture between the cited cases and the situation in the present case
is that in each of those cases there was an actual refusal to per-
form work, whereas in the present case this factor does not
exist. That is, it argues that for purposes of Section 8(g), there
is a difference between refusing to work overtime (even if it is
voluntary under a contract) and a refusal to volunteer to work
overtime where the employees have nevertheless continued to
work overtime when ordered to do so by management. In the
present case, the Respondent argues and I agree that there has
never been a refusal to work by any bargaining unit employee
and therefore there has not been a strike, picketing, or other
concerted refusal to work.
CONCLUSION OF LAW
The Respondent has not violated the Act in any other manner
alleged in the complaint.
[Recommended Order for dismissal omitted from publica-
tion.]