334 NLRB 154
Norman King Electric
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
154
Kentucky General, Inc., d/b/a Norman King Electric
and International Brotherhood of Electrical
Workers, Local Union No. 1701, AFL–CIO.
Cases 25–CA–25894–1 and 25–CA–25894–2
May 30, 2001
DECISION AND ORDER
BY CHAIRMAN HURTGEN AND MEMBERS LIEBMAN
AND WALSH
On August 30, 2000, Administrative Law Judge Paul
Bogas issued the attached decision. The Respondent
filed exceptions and a supporting brief, and the General
Counsel filed an answering brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,1 and conclusions and
to adopt the recommended Order as modified and set
forth in full below and substitute the attached notice.
ORDER
The National Labor Relations Board orders that the
Respondent, Kentucky General, Inc., d/b/a Norman King
Electric, Owensboro, Kentucky, its officers, agents, suc-
cessors, and assigns, shall
1. Cease and desist from
(a) Refusing to consider for employment or refusing to
hire job applicants because they are, or are believed to
be, members or sympathizers of the Union.
(b) Promulgating, maintaining, or enforcing a “no ap-
plications accepted” policy, or any other policy for the
purpose of discouraging union activities.
(c) Promulgating, maintaining, or enforcing a policy of
hiring, or considering for hire, only persons known by
Norman King or referred to the Respondent by persons
known by Norman King, or any other policy for the pur-
pose of discouraging union activities.
(b) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Within 14 days from the date of this Order, offer
Timothy Blandford, David Cheek, David Carrico, and
Nicholas Elder employment in positions for which they
sought to apply, without prejudice to their seniority or
other rights or privileges to which they would have been
entitled absent the discrimination.
1 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
(b) Make Timothy Blandford, David Cheek, David
Carrico, and Nicholas Elder whole for any loss of earn-
ings they may have suffered by reason of the discrimina-
tion against them as set forth in the remedy section of the
decision.
(c) Preserve and, within 14 days of a request, make
available to the Board or its agents for examination and
copying, all payroll records and reports, and all other
records including an electronic copy of such records if
stored in electronic form, necessary to analyze the
amount of backpay due under the terms of this Order.
(d) Within 14 days from the date of this Order, rescind
its policy of accepting applications for employment, con-
sidering applicants for employment, and hiring appli-
cants for employment only if the applicant is known by
Norman King or referred by persons known by Norman
King.
(e) Remove the three posted signs stating “no applica-
tions accepted” from its facility, including any near the
entrance to the Respondent’s facility.
(f) Within 14 days after service by the Region, post at
its facility in Owensboro, Kentucky, and at all current
jobsites, copies of the attached notice marked “Appen-
dix.”2 Copies of the notice, on forms provided by the
Regional Director for Region 25, after being signed by
the Respondent’s authorized representative, shall be
posted by the Respondent and maintained for 60 con-
secutive days in conspicuous places including all places
where notices to employees are customarily posted.
Reasonable steps shall be taken by the Respondent to
ensure that the notices are not altered, defaced, or cov-
ered by any other material. In the event that, during the
pendency of these proceedings, the Respondent has gone
out of business or closed the facility involved in these
proceedings, the Respondent shall duplicate and mail, at
its own expense, a copy of the notice to all current em-
ployees and former employees employed by the Respon-
dent at any time since September 4, 1997.
(g) Within 14 days after service by the Region, post
three signs containing the following text from the notice
marked “Appendix”: “WE WILL ACCEPT APPLI-
CATIONS FOR EMPLOYMENT, CONSIDER SUCH
APPLICATIONS, AND HIRE APPLICANTS WITH-
2 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
334 NLRB No. 12
NORMAN KING ELECTRIC
155
OUT REGARD TO THE APPLICANT’S UNION
MEMBERSHIP OR SYMPATHIES.” These signs shall
be maintained for 60 consecutive days. The signs shall
be posted in the same manner, and at the same locations,
as the three “no applications accepted” signs that are to
be removed pursuant to this Order, and the text on the
new signs shall be of the same size type, and color as that
which appeared on the “no applications accepted” signs.
(h) Within 60 days after service by the Region, pub-
lish, in a newspaper of general distribution in the Owens-
boro, Kentucky area, in regular size type, a copy of the
entire notice marked “Appendix” for at least 2 days in
each of 4 consecutive weeks.
(i) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps the Respondent has taken to comply.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated the National Labor Relations Act and has ordered us to
post and abide by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representatives
of their own choice
To act together for other mutual aid or protection
To choose not to engage in any of these protected
concerted activities.
WE WILL NOT refuse to consider for employment or re-
fuse to hire job applicants because they are, or are be-
lieved to be, members or sympathizers of a union.
WE WILL NOT promulgate, maintain, or enforce a “no
applications accepted” policy, or any other policy for the
purpose of discouraging union activities.
WE WILL NOT promulgate, maintain, or enforce a pol-
icy of hiring, or considering for hire only persons known
by Norman King or referred to us by persons known by
Norman King, or any other policy for the purposes of
discouraging union activities.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
WE WILL accept applications for employment, consider
such applications, and hire applicants without regard to
the applicant’s union membership or activities.
WE WILL, within 14 days of the date of the Board’s
Order, offer Timothy Blandford, David Cheek, David
Carrico, and Nicholas Elder employment in positions for
which they sought to apply without prejudice to their
seniority or other rights or privileges to which they
would have been entitled absent the discrimination
against them.
WE WILL make Timothy Blandford, David Cheek,
David Carrico, and Nicholas Elder whole for any loss of
earnings they may have suffered by reason of the dis-
crimination against them.
WE WILL, within 14 days of the date of the Board’s
Order, rescind our policy of accepting applications for
employment, considering applicants for employment,
and hiring applicants for employment only if the appli-
cant is known by Norman King or referred by persons
known by Norman King.
WE WILL remove the three posted signs stating “no ap-
plications accepted” from our facility, including any near
the entrance to our facility.
WE WILL, within 14 days after service by the Region,
post and maintain for 60 consecutive days, three signs
stating “WE WILL ACCEPT APPLICATIONS FOR
EMPLOYMENT, CONSIDER SUCH APPLICATIONS,
AND HIRE APPLICANTS WITHOUT REGARD TO
THE APPLICANT’S UNION MEMBERSHIP OR
SYMPATHIES.”
WE WILL, within 60 days after service by the Region,
publish, in a newspaper of general distribution in the
Owensboro, Kentucky area, in regular size type, a copy
of the entire notice marked “Appendix” for at least 2
days in each of 4 consecutive weeks.
KENTUCKY GENERAL INC., D/B/A NORMAN
KING ELECTRIC
Joseph P. Sbuttoni III, Esq., for the General Counsel.
James Smith, Esq. (Smith & Smith), of Louisville, Kentucky,
for the Respondent.
Mr. Gary Osborne, of Owensboro, Kentucky, for the Charging
Party.
DECISION
STATEMENT OF THE CASE
PAUL BOGAS, Administrative Law Judge. This case was tried
in Owensboro, Kentucky, on May 22, 2000. The two underly-
ing charges were filed on March 4, 1998, by the International
Brotherhood of Electrical Workers, Local Union No. 1701,
AFL–CIO (the Union). The complaint was issued on February
10, 1999, and alleges that Kentucky General, Inc. d/b/a Norman
King Electric (the Respondent) refused to hire, and consider for
hire, four individuals because of their union and concerted
activity, in violation of Section 8(a)(1) and Section 8(a)(3) of
the Act. The complaint also alleges that the Respondent main-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
156
tained a “no applications accepted” hiring policy in order to
discourage union activity in violation of Section 8(a)(1) of the
National Labor Relations Act (the Act). The Respondent filed
a timely answer in which it admitted that it posted a “no appli-
cations accepted” sign at its facility, but denied that the policy
was maintained to discourage union activity. The Respondent
also denied the other essential allegations of the complaint and
raised various affirmative defenses, including that the allega-
tion regarding the Respondent’s hiring policy was time barred
under Section 10(b) because that policy was in effect for more
than 6 months prior to the filing of the charges.
On the entire record, including my observation of the de-
meanor of the witnesses, and after considering the briefs filed
by the General Counsel and the Respondent, I make the follow-
ing findings of fact and conclusions of law.
FINDINGS OF FACT
I. JURISDICTION
The Respondent, a corporation, is an electrical contractor
with an office and place of business in Owensboro, Kentucky.
In the course of its business operations during the 12-month
period ending February 28, 1998, the Respondent purchased
and received goods and/or services valued in excess of $50,000
at its Owensboro, Kentucky facility from other enterprises lo-
cated within the Commonwealth of Kentucky, each of which
other enterprises had purchased and received the goods and/or
services directly from points outside the Commonwealth of
Kentucky.
The Respondent admits, and I find, that it is an employer en-
gaged in commerce within the meaning of Section 2(2), (6),
and (7) of the Act and that the Union is a labor organization
within the meaning of Section 2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
A. Background
The Respondent is an electrical contractor operating in
Owensboro, Kentucky, and the surrounding areas. It performs
most of its work in industrial plants, but also has projects in
commercial and residential settings. Norman King is the Re-
spondent’s owner and president, and the only person with au-
thority to hire employees for the Respondent. The Respondent
generally employs from 15 to 18 persons as electricians, elec-
trician’s helpers, and laborers. It also employs three on-site
supervisors, estimators, a secretary, and the owner’s wife—
Doretha King—as office manager. The Respondent’s electrical
workers were represented by a union until 1987, but have not
been represented by a union since that time.
In June 1994, the Respondent obtained a contract to perform
electrical work for Ragu Foods. As a result, the Respondent
needed to hire a substantial number of new employees. To
meet that need the Respondent placed a help-wanted adver-
tisement in one or more local newspapers for a period of ap-
proximately 3 weeks beginning in early August 1994. This
advertisement did not give the name, address, or location of the
Respondent, but rather indicated that applicants should mail
their responses to a post office box.1 The Respondent hired a
number of new employees, but received more applications than
it required.
The Respondent’s actions surrounding the hiring for the
Ragu Foods project were the subject of an unfair labor prac-
tices charge filed by the Union on August 18, 1994. On April
7, 1997, Administrative Law Judge Richard Beddow issued a
decision, based on the charge of August 18 and other charges,
in which he concluded that the Respondent had committed
numerous unfair labor practices. Norman King Electric, supra.
In his decision, which was affirmed by the Board and enforced
by the United States Court of Appeals for the Sixth Circuit,
Kentucky General, Inc. v. NLRB, 177 F.3d 430 (6th cir. 1999)
(GC Exh. 3), Judge Beddow held that the Respondent had vio-
lated Section 8(a)(3) of the Act by screening job applicants to
identify union sympathizers, refusing to consider suspected
union sympathizers for employment, and discriminatorily lay-
ing off employees because they engaged in union or protected
activities. 324 NLRB at 1087. Judge Beddow also held that
King had violated Section 8(a)(1) by interrogating an employee
about his intentions regarding union activity, admonishing an
employee not to involve the Respondent in a union campaign,
and telling a new employee that the Respondent had problems
with the Union and that he hoped the employee would not be a
union man. Id. Among Judge Beddow’s findings of fact was
that King had told one employee there was “no way” the Union
could get him to sign a contract since “all he had to do was go
to negotiations four times in a 1-year period” and “make im-
possible demands that the Union could not meet.” Id. at 1080–
1081.
In affirming Judge Beddow’s decision, the Board observed
that while King claimed to have selected nonunion employees
because of his familiarity with their skills and abilities, those
employees had not previously worked with, or for, King, and
1 For reasons discussed later in this decision, the question of whether
the advertisement provided the name, address, or location of the Re-
spondent is relevant to the issue of whether the Respondent had a law-
ful motive for posting the “no applications accepted” signs. The text of
the advertisement, as quoted in the decision in a prior case against the
Respondent, read as follows:
ELECTRICIAN & helpers for industrial work. Ex-
perienced in controls & installing conduit.
P.O. Box 1306, Owensboro, KY 42302
GC Exh. 2, p. 5; Norman King Electric, 324 NLRB 1077, 1081 (1997).
During the trial in the instant case, King first testified that the adver-
tisement “might have” directed that applications be submitted to a post
office box, but that he thought it also gave his telephone number. (Tr.
322.) Subsequently he testified, with apparent certainty, that the adver-
tisement asked that applications be sent to a post office box, but he then
testified, evasively I believe, that there were possibly other versions of
the advertisement and that he could not remember whether those other
versions stated the Respondent’s name or address. (Tr. 329.) As noted
above, the findings in the prior decision include the text of the adver-
tisement, which shows that it gave a post office box, but not the name,
address, location, or phone number of the Respondent. Based on the
evidence, as well as King’s evasiveness and demeanor when testifying
about the advertisements, I conclude that the help-wanted advertise-
ments that the Respondent published in 1994 did not state the Respon-
dent’s name, address, location, or phone number.
NORMAN KING ELECTRIC
157
that King “testified only in generalities” concerning his “as-
serted knowledge of their skills.” Id. at 1077. The Board
pointedly observed that while King asked current employees to
refer electricians for possible hire, he only pursued those refer-
rals when the persons referred were nonunion electricians. Id.
Among the persons found to have been discriminatorily denied
employment in the prior case was Timothy Blandford, an elec-
trician and union member, who is also one of the alleged dis-
criminatees in this case. The order in the prior case directed the
Respondent to, inter alia, offer Blandford employment within
14 days.2
In late 1994 or early 1995, in the wake of the August 18 un-
fair labor practices charge, the Respondent posted three signs at
its facility.3 One of these read “No Applications Accepted
AUTHORIZED PERSONNEL ONLY” and was placed at the
Respondent’s front gait. A second was placed on the door to
the Respondent’s office and read “No Applications Accepted.”
A third sign also read “No Applications Accepted,” and was
posted on or near the exterior of the office. King testified that
the signs were put in place for the purpose of stemming the
disruptive flow of walk in applicants generated by the newspa-
per advertisements. However, as noted above, the advertise-
ments did not give the Respondent’s name, address, or location,
and thus it is unclear how large numbers of applicants would
have found their way to the Respondent’s door based on the
advertisements.
Subsequently, in October 1997, the Respondent obtained a
new contract to perform electrical work for the Kimberly Clark
Paper Corporation (Kimberly Clark). Gary Osborne, the presi-
dent of the Union, found out about the Kimberly Clark project,
and suspected that the Respondent would need to hire addi-
tional electricians to meet the demands of the job. Osborne
contacted Blandford, who as discussed above, the Respondent
has been directed to hire by the order in a prior case. The Re-
spondent had not offered Blandford employment on the Kim-
berly Clark project, or any other project, and so Blandford vis-
ited the Respondent’s office on October 27, 1997, to ask if his
prior application was still on file and to apply for work. Ac-
companying Blandford were four other union electricians who
also wished to apply for work with the Respondent. These
employees were David Carrico, David Cheek, Nick Elder, and
Richard Fry. Each of the five union electricians was wearing
one or more union insignias.
2 Timothy Blandford was one of six discriminatees that the Board
ordered the Respondent to hire and make whole in the prior decision
discussed above. That order was enforced by the United States Court
of Appeals for the Sixth Circuit on February 18, 1999. However, as of
the time of trial in this case—May 22, 2000, the Respondent had not
hired, or provided make-whole relief, to Blandford or any of the other
discriminatees.
3 Norman King, Doretha King (his wife), and Sharron Jovon Berry
(an office worker) all testified that the signs were posted “in late 1994
or early 1995,” but none of the Respondent’s witnesses gave more
specific testimony regarding when the signs were posted. I conclude
that August 18, 1994—the date the charge was filed—is prior to the
period that would be encompassed by the plain meaning of “late 1994
or early 1995.”
When Blandford entered the Respondent’s office he was met
by Doretha King (Norman King’s wife and the Respondent’s
office manager). Also present in the office was Sharron Berry
(secretary/office worker). Blandford approached to within a
few feet of the desk where D. King was located and the other
alleged discriminatees gathered to the side and back of Bland-
ford. Then Blandford, referring to the “no applications ac-
cepted” sign on the door, said, “I see that you are not accepting
applications.” D. King responded, “[n]o we’re not.” Then
Blandford asked whether his prior application was still on file.
D. King asked when the application was submitted, and when
Blandford told her he had filed it about a year and a half earlier,
D. King said that it was probably still on file.4 D. King asked
for Blandford’s name, which he told her, and then all five of
the union electricians left the Respondent’s premises. At no
point during the encounter with D. King did Carrico, Cheek,
Elder, or Fry speak. Nor did any of the union electricians, in-
cluding Blandford, expressly ask to fill out an application.
Cheek testified that no such request was made because it would
have been futile after D. King confirmed to Blandford that the
Respondent was not accepting applications. Indeed, King and
his wife both stated that had any of five union electricians
asked for an application on October 27, their request would
have been denied. During the encounter no one asked the elec-
tricians whether they were members of the Union or com-
mented on the union insignias they were wearing. The Re-
spondent never contacted Blandford about his “on file” applica-
tion and the “no applications accepted” signs continued to be
posted at the Respondent’s facility.
During the same timeframe that the union electricians were
informed that no applications were being accepted, the Re-
spondent hired at least seven persons. Joel Cornelius, a nonun-
ion electrical worker, was hired by the Respondent earlier in
October 1997 and assigned to work as an electri-
cian/electrician’s helper5 on the Kimberly Clark project. To the
best of Joel’s6 recollection, he went to the Respondent’s office
in October 1997, obtained an application from a secretary,
filled out the application, and then talked to King, who hired
him. Joel had previously worked for the Respondent for 6
months in 1996 as an electrician’s helper after being laid off by
May Electric Company, a nonunion contractor. No one associ-
ated with the Respondent questioned Joel about union matters
prior to when King hired him.
Within a week or two of beginning work with the Respon-
dent in October 1997, Joel Cornelius told his brother, Robin,
that the Respondent needed workers. Robin went to the Re-
spondent’s facility and requested an application from one of the
4 N. King testified that, in fact, applications were usually only con-
sidered for about 30 days after submission.
5 Joel Cornelius stated that sometimes he was the electrician, and
sometimes he was the electrician’s helper, depending on the work
involved.
6 In the cases of Joel Cornelius and his brother, Robin Cornelius, I
have deviated from the practice of referring to individuals by their last
names, in order to avoid confusion.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
158
women in the office—apparently either D. King or S. Berry.7
She gave Robin an application, which he completed and re-
turned to her. Robin waited in the office until he met with
Norman King. The two discussed, among other things, the fact
that Robin’s father was an acquaintance of King’s, and that
Robin’s brother, Joel, was working for the Respondent. King
also knew that Robin had worked for May Electric, a nonunion
contractor, for a number of years. Robin was hired as an elec-
trician the same day that he applied and was assigned to work
on the Kimberly Clark project. Joel Cornelius did not talk to
King about Robin prior to Robin’s beginning work with the
Respondent, and King had not invited Robin to apply prior to
when the Respondent’s staff provided an application to Robin
and accepted the completed application back from him.8 Robin
was not a union member when he worked for the Respondent in
1997.9 Neither King nor anyone else associated with the Re-
spondent asked Robin about the Union prior to hiring him.
Robin worked for the Respondent for approximately 3 months
and then accepted a better-paying position with another em-
ployer.
The Respondent hired at least five other individuals in Octo-
ber and November 1997. One of those hired—John Shields—
is King’s godson. Two others—Gary Stanley and Jeremy
Stanley—are King’s neighbors. According to King, Gary
Stanley, in turn recommended a forth hire—Samuel Girten. A
fifth hire—Brian Howard—was, according to King, a friend of
one of the Respondent’s secretaries and was recommended by
her. These individuals were hired as helpers and laborers.
On December 16, 1997, Osborne mailed a certified letter to
the Respondent stating that five members of the Union had
tried to apply for electrician or helper positions, but that they
had been told that the Respondent was not accepting applica-
tions. The letter stated that despite the fact that these union
applicants were turned away, it was clear that the Respondent
had hired additional manpower, and that the five union mem-
bers were willing to work under the same terms and conditions
as the Respondent’s current employees. In addition, Osborne
asked what the Respondent’s “current hiring procedure” was.
The Respondent never replied to Osborne’s letter.
The Respondent has no written hiring policy. King testified
that under his unwritten policy, the Respondent does not accept
applications from persons unless King knows them, or they
have been recommended by persons King knows, and King has
decided to hire them. According to King, this has been his
practice since some point in 1994 or 1995. He stated that when
he needs to hire, his first choice is to select someone he knows
personally, or who has worked for him and done a good job in
the past. His second choice is to select someone recommended
by one of his employees. He also considers persons recom-
mended by friends and neighbors. Sometimes King considers
hiring persons referred by clients or by general contractors that
King works with. King testified that his hiring policy is moti-
vated largely by concerns about safety and potential liability for
untimely or improperly performed work.
away. Therefore, the General Coun
7 Since the Respondent employs one office manager and one secre-
tary, I conclude that the woman who met Robin was either D. King
(office manager) or S. Berry (secretary).
8 King testified that Joel Cornelius recommended that he hire Robin
Cornelius. However, this testimony was directly contradicted by Joel
Cornelius, who testified that he had never discussed Robin with King
prior to when Robin was hired. I found Joel a very credible witness,
and a more credible one than King. Joel is not a member of the Union
and apparently had nothing to gain through his testimony in this case.
By all accounts he had a successful and amicable employment relation-
ship with the Respondent and no basis for bias was shown. Based on
these factors, as well as Cornelius’ demeanor, and his straightforward
and open manner, I credit his testimony. On the other hand I found
King to be somewhat vague and evasive regarding this and other mat-
ters, see, e.g., supra at fn. 1. I credit Joel Cornelius’ testimony that he
did not recommend that the Respondent hire Robin Cornelius, and
discredit King’s contrary testimony.
9 Robin Cornelius has since joined the Union.
B. The Complaint Allegations
The complaint in this case alleges that the Respondent vio-
lated Section 8(a)(1) and Section 8(a)(3) of the Act by refusing
to hire and to consider for employment applicants Tim Bland-
ford, David Carrico, David Cheek, and Nicholas Elder because
of their union and concerted activities.10 The complaint also
alleges that the Respondent violated Section 8(a)(1) of the Act
by maintaining a “no applications accepted” hiring policy with
the purpose of discouraging its employees and applicants for
employment from forming, joining, and assisting the Union or
engaging in other concerted activities.
III. ANALYSIS AND DISCUSSION
A. Refusal to Hire
In order to establish discriminatory refusal to hire in viola-
tion of the Act, the General Counsel must first show: “(1) that
the respondent was hiring, or had concrete plans to hire, at the
time of the alleged unlawful conduct; (2) that the applicants
had experience or training relevant to the announced or gener-
ally known requirements of the positions for hire, or in the
alternative, that the employer has not adhered uniformly to
such requirements or that the requirements were themselves
pretextual or were applied as a pretext for discrimination; and
(3) that antiunion animus contributed to the decision not to hire
the applicants.” FES, 331 NLRB 9, 10 (2000). If the General
Counsel succeeds in making these showings the burden shifts
to the respondent to show that it would not have hired the ap-
plicants even in the absence of their union activity or affilia-
tion. Id.
The General Counsel has succeeded in showing that the Re-
spondent was hiring at the time that the four alleged
discriminatees were turned away on October 27, 1997. Within
a period of 30 days before and 30 days after that date, the Re-
spondent hired at least seven individuals—Joel Cornelius,
Robin Cornelius, John Shields, Gary Stanley, Jeremy Stanley,
Samuel Girten, and Brian Howard—as electricians, helpers, or
laborers. Five of these individuals were hired during the 30-
day period after the four alleged discriminatees were turned
sel has met the first
10 As originally filed, the complaint alleged that five individuals
were unlawfully denied employment and consideration for employ-
ment. At trial, I granted the General Counsel’s unopposed motion to
amend the complaint to delete the allegations regarding one of those
individuals—Richard Fry.
NORMAN KING ELECTRIC
159
fore, the General Counsel has met the first requirement of its
initial burden.
The General Counsel’s next burden is to show that the al-
leged discriminatees possessed relevant experience or training.
This burden “is limited to showing that the applicants met the
employer’s publicly announced or generally known require-
ments of the position, to the extent that these facial require-
ments are based on nondiscriminatory, objective and quantifi-
able employment criteria.” FES, supra at 10 (emphasis added).
In the instant case, the Respondent did not “publicly announce”
or make “generally known” any requirements for the positions
it was filling. Indeed, the Respondent had posted misleading
signs indicating that no applications were being accepted.
Since the Respondent did not state what the requirements of the
positions were, it is unclear whether the General Counsel need
make any showing at all to satisfy this element of the initial
burden. That being said, the evidence does establish that the
alleged discriminatees have experience and training relevant to
the requirements of the positions. Each of the alleged discrimi-
natees in this case has extensive experience in the electrical
field: Blandford has been a journeyman electrician since 1983;
Carrico has been a journeyman wireman since 1983; Elder has
been a journeyman electrician for 13 years; and Cheek has been
a journeyman wireman with the Union for 5 to 6 years and has
30 years of experience in the electrical field. The experience of
these alleged discriminatees is clearly relevant to electrician,
helper, and laborer jobs with the Respondent’s electrical con-
tracting business. The electrical-work experience of the alleged
discriminatees was similar to, but generally more extensive
than, that of either of the Cornelius brothers, and significantly
more extensive than that of the other five individuals who were
hired by the Respondent in October and November 1997.
Although the Respondent did not “publicly announce” or
make “generally known” any requirements of the positions for
which it was secretly hiring, King did testify that before he
hires someone he determines if the individual is “qualified for
what they’re doing.” (Tr. 257.) King did not put “qualified”
into objective and quantifiable terms, stating that there is “no
particular amount” of experience that he requires of potential
employees (Tr. 27). King also indicated that he is more inter-
ested in whether a prospective applicant is an honest, safe,
good worker, than he is in the candidate’s prior experience and
training. Id. (Tr. 240–242.) Under the Board’s recent decision
in Thermo Power, if the employer’s stated qualifications for a
position are subjective or ambiguous, then the General Counsel
does not have to show that the applicant met those qualifica-
tions; rather “the burden is on the employer to show that the
applicant failed to meet these imprecise qualifications,” Id.
The Respondent introduced no evidence showing that any of
the alleged discriminatees lacked experience and training that
was relevant to the subjective and unquantified qualifications
of the positions at issue. To the contrary, as noted above, the
evidence indicates that the alleged discriminatees had experi-
ence and training that was comparable or superior to that of the
persons hired by the Respondent in October and November
1997. Nor did the Respondent introduce any evidence tending
to show that even a single one of the alleged discriminatees was
not honest, safe, or a good worker. Indeed, although King testi-
fied that safety is a major concern for him in hiring, he con-
ceded that his applications do not ask the candidate for any
information about his or her prior safety record. Moreover,
King testified only in generalities about the qualifications of
most of the persons he did hire in October and November 1997.
The Respondent has clearly failed to carry its burden with re-
spect to these subjective and imprecise criteria. I conclude that
the General Counsel has shown that the alleged discriminatees
had experience and training relevant to the requirements of the
positions for which the Respondent was hiring
The General Counsel has also succeeded in meeting the third
element of its initial burden, having shown that “antiunion
animus contributed to the decision not to hire the applicants.”
FES, supra at 10. I begin by noting that each of the four al-
leged discriminatees testified that he was wearing one or more
items identifying him as a member of the Union when he vis-
ited the Respondent’s office on October 27. I found this testi-
mony credible based on the specificity of each of the alleged
discriminatee’s recollection regarding the identifying item, or
items, he was wearing, as well as on the clear and forthright
demeanor of the alleged discriminatees while testifying regard-
ing this subject. I do not credit the testimony of Sharron Berry
that none of the alleged discriminatees was wearing a union
insignia. I base this determination in part on contradictions in
her testimony; she stated, on the one hand, that she observed
that none of the alleged discriminatees was wearing a union
insignia, and, on the other hand, that she did not have a clear
view of any of them besides Blandford. (Cf. Tr. 210– 211.) I
also base my credibility determination on Berry’s demeanor
and manner, which seemed rehearsed rather than forthright. In
addition, I do not credit the testimony of D. King that she
“didn’t really look at what [the alleged discriminatees] had on,”
and did not observe the union insignias they were wearing. (Tr.
221–222.) Given that each of the four alleged discriminatees
was wearing one or more such insignias, and that they ap-
proached quite near to D. King, it is implausible that D. King
would not have noticed the union insignias. I conclude that D.
King was aware that the alleged discriminatees were members
of the Union at the time she turned them away. The fact that D.
King denied any awareness that the individuals were union
members under these circumstances smacks of an effort to
“cover up” the Respondent’s actions, and this tends to support
the conclusion that antiunion animus played a part in the deci-
sion to turn the union electricians away.
In finding antiunion animus I am also persuaded by the back-
ground provided by the prior Board decision, which held that
the Respondent committed multiple unfair labor practices
against the same union involved here. Those unfair labor prac-
tices included screening applicants to exclude union sympa-
thizers and laying off employees in retaliation for their union
activity. I may rely on the findings and evidence in the earlier
case against the same employer as background in this case.
See, e.g., Stark Electric, 327 NLRB 518 at fn. 2 (1999). I find
this background particularly telling here because it was shortly
after the Union filed the its charge in the prior case that the
employer first posted the “no applications accepted” signs. For
reasons discussed more fully below, the timing of the em-
ployer’s posting of the signs, in combination with the other
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
160
evidence in this case, leads me to conclude that the Respon-
dent’s adoption of its so-called “no applications accepted” pol-
icy, and its rejection of the alleged discriminatees, were a con-
tinuation, in more subtle form, of the same antiunion screening
that the Respondent was found to have committed in the prior
case.
I also conclude that antiunion animus is shown by the Re-
spondent’s disparate application of its hiring policy. As has
been discussed above, the Respondent claims that it does not
accept applications from individuals who “walk-in,” but only
from persons who King knows personally, or who are recom-
mended to King by persons he knows. When the alleged dis-
criminatees arrived at the Respondent’s location wearing union
insignias they were informed that the Respondent was not ac-
cepting applications, ostensibly pursuant to this policy. How-
ever, Robin Cornelius, a nonunion member, went to the Re-
spondent’s office during the same time period and was given an
application when he requested one, although he had not yet
spoken to King. That application was accepted from Robin,
and then Robin spoke to King, who hired him the same day. At
the time he received and submitted the application, Robin Cor-
nelius had never worked for the Respondent, and King did not
claim to have first-hand knowledge of his abilities. Perhaps
more importantly, although both D. King and S. Berry testified,
neither claimed that they remembered that they gave Robin
Cornelius an application only because they believed that Robin
was known by Norman King, or recommended by someone
known to Norman King.
King stated that Robin’s brother, Joel Cornelius, recom-
mended Robin, but this assertion was directly contradicted by
Joel’s very credible testimony that he never talked to King
about Robin’s application prior to when the Robin was hired.
Robin Cornelius’ father is a nonunion electrical contractor and
an acquaintance of King’s, but the Respondent has not claimed
that Robin’s father communicated with King regarding Robin’s
application. In addition, King testified only in the most general
terms regarding the experience he believed Robin gained from
his father. In any case, regardless of what King knew at the
time he made the final hiring decision, I believe that Robin was
treated differently than the union applicants at the initial steps
of the hiring process when he was given an application by of-
fice staff and permitted to submit that application once com-
pleted. I conclude that the application was accepted from
Robin Cornelius in contravention of the Respondent’s alleged,
unwritten, hiring policy, of only accepting applications from
persons who King knew personally, or who had been recom-
mended by persons King knew. Robin was simply a “walk-in”
applicant at the time when he was permitted to submit his ap-
plication.
The Respondent hired Robin’s brother, Joel Cornelius, on
two occasions—once in 1996 and again in October 1997. The
Respondent has not alleged that, prior to the 1996 hiring, King
knew Joel personally or that King had firsthand knowledge of
Joel’s abilities. As in Robin’s case, the Respondent has not
asserted that the brothers’ father communicated with King
about Joel’s application. At the time of his second hiring, in
October 1997, Joel’s recollection is that he simply went into the
Respondent’s office, requested an application, and was given
one.11 At the time of the second application, Joel Cornelius
was known to King, since he had worked for the Respondent
previously, but the Respondent has not shown that the office
personnel who gave Joel the application were aware of this
when they dispensed the application and accepted the com-
pleted application back. I conclude that Joel Cornelius was
hired on both occasions in contravention of the Respondent’s
alleged, unwritten, hiring policy. The fact that the Respondent
withheld applications from individuals who were identified as
union members pursuant to its so-called “no applications ac-
cepted” policy, but did not enforce the same policy to withhold
applications from the Cornelius brothers, neither of whom were
union members at the time they applied, leads me to conclude
that the hiring policy was disparately applied based on the
known or believed union sympathies of the prospective appli-
cants. This disparate treatment is another basis for concluding
that antiunion animus played a part in the decision not to hire
the alleged discriminatees. Bryant & Stratton Business Insti-
tute, 321 NLRB 1007, 1031 (1996); Montgomery Ward & Co.,
316 NLRB 1248, 1253 (1995), enfd. 97 F.3d 1448 (4th Cir.
1996); see also Eddlyleon Chocolate Co., 301 NLRB 887, 889
(1991) (departure from established procedures evidence of
animus).
Since the General Counsel has met its burden regarding the
three elements described in Thermo Power, supra, the burden
shifts to the Respondent to show that it would not have hired
the applicants even in the absence of their union activity or
affiliation. The Respondent appears to make essentially two
arguments. First, the Respondent contends that the discrimina-
tees never specifically asked for applications, and never tried to
leave an application or resume, and that since none of them
applied, the Respondent would not have hired them even in the
absence of discrimination. Second, the Respondent argues that
the alleged discriminatees were turned away because they did
not
meet
the
Respondent’s
threshold
requirements—
presumably that of being known to King, or recommended by
someone known to King. For the reasons discussed below
neither argument withstands scrutiny.
Regarding the first argument, decisions by the Board make
clear than an individual is not required to file an application in
order to perfect a hiring claim if such filing would be a “futile
act.” Plumbers Local 572 (MK-Ferguson), 297 NLRB 691,
695 (1990); Atlantic Interstate Messengers, 274 NLRB 1144,
1151 (1985); Joseph Magnin Co., 257 NLRB 656, 666 (1981),
enfd. 704 F.2d 1457 (9th Cir. 1983), cert. denied 465 U.S. 1012
(1984); A. J. Librera Disposal Service, 247 NLRB 829, 833
(1980). In this case it would have been futile for the alleged
discriminatees to ask to apply since D. King had already told
11 Joel Cornelius testified that when he applied for employment with
the Respondent in October 1997, he obtained an application from one
of the secretaries in the office and then talked to King who offered him
work. However, Cornelius conceded that while this was his recollec-
tion, he was not “positive” that he was given an application prior to
meeting with King. (Tr. 58–59, 65.) I believe that the evidence indi-
cates that the incident more likely than not occurred as the witness
recalled it did. His recollection of what occurred in his case is similar
to his brother Robin’s experience when Robin applied a week or two
later.
NORMAN KING ELECTRIC
161
Blandford that the Respondent was not accepting applications.
Indeed, as indicated by the testimony of David Cheek, the rea-
son the applicants did not ask to submit applications is that
doing so would have been futile after D. King told Blandford
that the Respondent was not accepting applications. Although
the Respondent argues that the individuals cannot be discrimi-
natees because they did not ask to submit applications, both
Norman King and his wife conceded that none of the alleged
discriminatees would have been allowed to submit an applica-
tion even if they had explicitly asked to do so.12
The Respondent also argues that the alleged discriminatees
did not meet its “threshold requirements,” i.e., of being known
or referred. (R. Br. 32.) Such requirements are facially neutral,
and, if applied evenhandedly to union and nonunion applicants,
can be lawful. On the other hand, the Board’s decision in
Thermo Power makes clear that even facially neutral criteria
are unlawful if the “the requirements were, themselves pretex-
tual or were applied as a pretext for discrimination.” FES,
supra at 10. In this case, I conclude that the General Counsel
has made that showing by introducing credible evidence that
the policy was applied to exclude the union applicants, but was
waived in the case of nonunion applicants such as Robin Cor-
nelius and Joel Cornelius. Although this would, standing
alone, be sufficient to lead me to conclude that the Respon-
dent’s “threshold requirements” were pretextual, I was also
persuaded by the fact that the policy was unwritten and conven-
iently vague,13 and also by the circumstances, discussed below,
that surrounded the policy’s adoption.14
12 The Respondent also contends that it turned away the applicants
without even considering them for employment and that “[a]s a matter
of law and logic, there can be no discriminatory decision not to hire
when there was no decision at all.” (R. Br. 31.) This argument is
overly facile. The Respondent did make a decision not to hire the
alleged discriminatees, it simply made this decision based on criteria
that were applied before the individuals were even permitted to submit
applications. The Respondent itself asserts that it applied criteria—i.e.,
that only persons who were announced, identified, or known, would be
allowed to submit an application, R. Br. 32—and this indicates that a
decision about hiring was made. As with many employers, the Re-
spondent’s decision whether to hire a prospective employee is a proc-
ess, not a single step. If the employer rejects an applicant for discrimi-
natory reasons at any decisional step in the hiring process, such action
can give rise to a refusal-to-hire violation.
13 On the signs posted to the public, the Respondent’s policy was
“no applications accepted.” However, King testified that the policy
was that applications were accepted as long as he knew you, or knew
someone who recommended you, and had decided to hire you. (Tr.
270–275.) A third formulation of the policy is stated in the Respon-
dent’s brief, which indicates that applications were not accepted from
“unannounced, unidentified and unknown members of the general
public.” (R. Br. 32.) This indicates that the Respondent would accept
applications not only from candidates who were known to King, or
recommended by persons known to King, but also from persons who
were “announced” or “identified.” I conclude that the Respondent’s
policy is vague and changeable.
14 I do not consider the Respondent’s “threshold criteria” of being
“known or referred” to relate to “experience or training” under the
second element of the General Counsel’s initial burden. However, I
would reach the same result if I considered those criteria in the context
of the General Counsel’s initial showing, since the General Counsel has
established that the criteria were applied disparately and pretextually.
B. Refusal to Consider
To establish discriminatory refusal to consider, the General
Counsel bears the burden of showing: (1) that the respondent
excluded applicants from a hiring process; and (2) that anti-
union animus contributed to the decision not to consider the
applicants for employment. FES, supra at 11. I believe that,
under Thermo Power, the requirements for establishing a re-
fusal-to-consider violation differ from those for a refusal-to-
hire violation primarily in terms of what is not required to es-
tablish the former. Specifically, to establish refusal to consider
the General Counsel need not show either that there were open-
ings at the time the alleged discriminatees applied or that the
alleged discriminatees had relevant experience and training.
For the same reasons discussed in the analysis of the refusal-to-
hire claim, I conclude that the evidence in this case shows both
that the alleged discriminatees were denied further considera-
tion in the hiring process, and that antiunion animus played a
part in the decision to deny the individuals that consideration.
Therefore, I find that the Respondent violated the Act by dis-
criminatorily denying the union electricians consideration for
hiring.
C. Claim that “No Applications Accepted” Policy was Unlaw-
fully Maintained
1. Timeliness of the charge
The Respondent asserts, as an affirmative defense, that the
complaint allegation regarding maintenance of the “no applica-
tions accepted” policy is untimely because the unfair labor
practices charge was filed more than 6 months after the adop-
tion of that facially neutral policy. Section 10(b) of the Act
states that, “no complaint shall issue based on an unfair labor
practice occurring more than six months prior to the filing of
the charges.” It is well established that the 6-month period
commences only when a party has clear and unequivocal notice
of the violation of the Act. Dynatron/Bondo Corp., 324 NLRB
572, 573 (1997), enfd. 176 F.3d 1310 (11th Cir. 1999). The
party raising the affirmative defense based on Section 10(b) has
the burden of showing clear and unequivocal notice of the vio-
lation of the Act. Id. The Respondent has not met that burden
here.
The Union filed its charges in this case on March 4, 1998,
and therefore any acts prior to September 4, 1997, are beyond
the 6-month period applicable under Section 10(b). The “no
applications accepted” signs were posted in late 1994 or early
1995, well over 6 months before the Union filed its charges.
The Respondent points out, moreover, that Osborne, the Un-
ion’s president, testified that several years before the relevant
charges were filed he had heard King state that the “no applica-
tions accepted” signs had been posted.15 The Respondent’s
15 Osborne stated that he remembered King testifying in 1994 that
the Respondent had posted the “no applications accepted” signs. How-
ever, the hearing in the prior case, discussed above, against this Re-
spondent was held in December 1996. It is not clear whether Osborne
was referring to the hearing in December 1996, and became confused
about dates, or whether he was referring to another hearing, the nature
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
162
argument based on Section 10(b) fails, however, because nei-
ther the Respondent’s signs, nor what Osborne was told about
those signs prior to September 4, 1997, provided clear and
unequivocal notice of the Respondent’s policy. Although Os-
borne had heard King refer to the “no applications accepted”
signs, Osborne understood the signs to mean that applications
would not be accepted when the Respondent was not in a “hir-
ing mode,” and that “as manpower was needed, [the Respon-
dent] would accept applications.” (Tr. 95.) Indeed, the Re-
spondent has not introduced any evidence showing that, prior
to September 4, 1997, the Union had notice that the Respon-
dent would not accept applications from the general public,
including union members, even when it was hiring. I consider
Osborne’s interpretation of the very minimal information that
the Respondent disclosed regarding its unwritten and vague
hiring policy to have been a fair interpretation. Since the rea-
sonable understanding that Osborne arrived at was an inaccu-
rate understanding—and inaccurate in significant ways16—I
conclude that the Union did not have “clear and unequivocal”
notice of the violation. See Leach Corp., 312 NLRB 990, 991–
992 (1993) (Sec. 10(b) found not to be a bar when the union
had some information relating to the violation outside the 6-
month period, but did not have clear and unequivocal notice of
the facts giving rise to the violation until a date within the 6-
month period), enfd. 54 F.3d 802 (D.C. Cir. 1995).
Not only did the posted signs fail to give “clear and un-
equivocal” notice of the facts giving rise to the alleged viola-
tion, but the signs were actually misleading about those facts.
The signs stated, “no applications accepted,” but King testified
that applications actually were being accepted from persons
whom he knew, or who had been recommended to him. Thus
the policy, even as it was described by King, was not really “no
applications accepted,” but rather “no applications accepted,
unless Norman King knows you, or you have been recom-
mended by someone Norman King knows.” There is no record
evidence that the Respondent gave the Union clear and un-
equivocal notice of that policy. Indeed, the record suggests
that the Respondent kept its unwritten and vague hiring policy
a secret from the Union. Not only were the signs presented to
the public misleading, but when Blandford asked D. King
whether it was true that the Respondent was not accepting ap-
plications she said simply, “that’s right.” She did not explain to
Blandford that the Respondent was accepting applications, but
only if Norman King knew you, or you were referred by some-
one Norman King knew. Likewise, the Respondent never re-
plied to the Union’s letter asking the Respondent to describe its
“current hiring procedures.” Under these circumstances I con-
clude that King’s mention, in Osborne’s presence, of the “no
applications accepted” signs cannot fairly be said to have pro-
vided the Union with clear and unequivocal notice of its actual
“no applications accepted” hiring policy or of the violation of
the Act.
of which is not revealed by the record in this case. In either case, Os-
borne was informed about the presence of the signs more than 6 months
prior to when the charge in this case was filed.
16 An employer’s policy of not accepting applications from the gen-
eral public, but accepting applications from persons known to, or re-
ferred by persons known to, the employer is not necessarily improper,
but can provide a ready mechanism for screening union sympathizers
out of the hiring process. On the other hand, a policy of not accepting
applications from anyone when no hiring is taking place, but accepting
applications from both the general public and persons known to the
employer when hiring is taking place, is more open and provides less of
an opportunity to screen out union sympathizers.
Even assuming that the Union had been given notice of the
Respondent’s alleged unwritten hiring policy more than 6
months prior to when the Union filed its charges on March 4,
1998, the complaint allegation regarding the unlawful mainte-
nance of that policy would not be time barred since the policy
was applied in a discriminatory fashion within the 6-month
period. Jennie-O Foods, 301 NLRB 305, 312–316 (1991). As
discussed above, I find that the policy was applied in a dis-
criminatory fashion—union applicants (Blandford, Cheek,
Carrico, and Elder) were turned away pursuant to the policy,
but nonunion applicants (Robin Cornelius and Joel Cornelius)
were permitted to submit applications in contravention of the
policy. This is another basis for rejecting the Respondent’s
argument that the complaint allegation regarding maintenance
of the “no applications accepted” policy is time barred.
2. The Respondent’s hiring policy
On its face, the Respondent’s “no applications accepted”
policy applies to union and nonunion persons alike and there-
fore appears not to discriminate against union electricians.
However, the Board has long held that even a facially neutral,
and otherwise lawful, policy violates the Act if it is either dis-
criminatorily applied, ITT Industries,331 NLRB 4 (2000); Dico
Tire, Inc., 330 NLRB 1252 (2000); Jennie-O Foods, 301
NLRB at 316, or adopted to interfere with the union or pro-
tected activities, Cannondale Corp., 310 NLRB 845, 849
(1993).
As discussed above, the evidence in this case shows that the
Respondent did not apply its “no applications accepted” policy
in an evenhanded manner. Because the Respondent’s facially
neutral hiring policy was applied in a disparate and discrimina-
tory manner against union members, that policy violates the
Act.
The evidence also leaves little doubt that the policy was
adopted and maintained to interfere with union and protected
activities. This is supported by the timing of the posting of the
“no applications accepted” signs, as well as by the deceptive
nature of those signs. The Respondent first posted the signs
stating that applications would not be accepted in late 1994 or
early 1995, shortly after the Respondent received applications
from a number of union sympathizers, and after the Respon-
dent’s actions with respect to those applicants led to the filing
of an unfair labor practices charge. That charge, in turn, re-
sulted in a Board decision, enforced by the U.S. Court of Ap-
peals for the Sixth Circuit, ruling that the Respondent had
committed multiple unfair labor practices, including, screening
potential applicants to exclude suspected union sympathizers.
The fact that the signs were not posted until shortly after the
Respondent received applications from a number of union
sympathizers, and the Union initiated its challenge to the Re-
spondent’s practice of screening out such applicants, suggests
NORMAN KING ELECTRIC
163
to me that the purpose of the signs was to initiate a less obvious
screening effort.
The Respondent’s institution of a “no applications accepted”
hiring procedure that relied heavily on referrals is especially
suspect in light of how the Respondent has used referrals in the
past. In the prior decision, the Board observed that while King
asked current employees to refer electricians for possible hire,
he only pursued those referrals when the persons referred were
nonunion members. Although a hiring procedure that relies
heavily on referrals may be lawful if applied in a nondiscrimi-
natory fashion, the prior decision provides a basis for suspect-
ing that the Respondent’s move to a largely referral-based sys-
tem was not innocent. This suspicion is confirmed by the evi-
dence, in this case, that the referral requirement was applied in
a discriminatory manner to turn away union electricians, but
not nonunion electricians.
It is also significant that the message on the signs, as dis-
cussed above, did not accurately describe the Respondent’s
hiring policy. That message gave the impression that no one
was being permitted to apply for work with the Respondent at
times when the Respondent was, in fact, accepting applications
and hiring workers. The fact that, shortly after having prob-
lems with union sympathizers and the unfair labor practices
charge, the Respondent made its hiring procedures a secret
from the public also supports the view that the Respondent’s
motivation was to exclude union sympathizers from the appli-
cant pool.
The Respondent denies that the signs were posted to screen
out union applicants, and contends that they were posted,
rather, to stem the disruptive flood of walk in applicants that
was being generated by a help-wanted advertisement. How-
ever, that advertisement asked that applications be sent to a
post office box, and did not give the name, address, or location
of the Respondent. Therefore, the Respondent’s contention
that the newspaper advertisement created a flood of walk in
applicants is implausible. Moreover, the advertisement ran in
August 1994, 324 NLRB at 1081, and the Respondent’s wit-
nesses all testified that the signs were posted as late as the be-
ginning of 1995. It is wholly incredible to me that the flood of
walk-in traffic supposedly attributable to the advertisement
would persist for months after the advertisement ceased to run.
I reject the Respondent’s explanation for the timing of its
promulgation of the so-called “no applications accepted” pol-
icy. The fact that the Respondent has proffered such a trans-
parently false rationale also suggests that the true explanation is
improper.
I conclude that the Respondent violated Section 8(a)(1) of
the Act by maintaining a hiring policy designed, and dispar-
ately enforced, to discourage its employees and applicants for
employment from forming, joining, and assisting the Union or
engaging in other concerted activities.
CONCLUSIONS OF LAW
1. The Respondent is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act.
2. The Union is a labor organization within the meaning of
Section 2(5) of the Act.
3. The Respondent has violated Section 8(a)(1) and Section
8(a)(3) of the Act by refusing to hire, and to consider for hire,
employment applicants Tim Blandford, David Carrico, David
Cheek, and Nicholas Elder.
4. The Respondent has violated Section 8(a)(1) of the Act
by maintaining a hiring policy designed, and disparately en-
forced, to discourage its employees and applicants for employ-
ment from forming, joining, and assisting the Union or engag-
ing in other concerted activities.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I shall recommend that it be required to
cease and desist therefrom and to take certain affirmative action
necessary to effectuate the policies of the Act.
I shall also recommend that the Respondent be ordered to of-
fer Timothy Blandford, David Cheek, David Carrico, and
Nicholas Elder employment in the positions to which they
sought to apply without prejudice to their seniority or other
rights or privileges they would have enjoyed had they been
hired, and make them whole for any loss they have suffered as
a result of Respondent’s refusal to hire and to consider them for
hire in accordance with F. W. Woolworth Co., 90 NLRB 289
(1950), plus interest as computed in accordance with New Ho-
rizons for the Retarded, 283 NLRB 1173 (1987).17
Furthermore, I will recommend that that the Respondent be
ordered to remove all three of its posted “no applications ac-
cepted” signs and rescind its discriminatorily enforced and
unlawfully motivated policy of refusing to accept applications
from the general public.
In addition to the posting of a notice at the Respondent’s fa-
cility in Owensboro, Kentucky, and at all current jobsites, I
conclude that it is necessary that notice be provided to union
sympathizers in the general public in order to dissipate the
lingering effects of the unlawful hiring policy and “no applica-
tions accepted” signs. See WestPac Electric, 321 NLRB 1322
(1996) (“[i]t is well established that the Board has broad discre-
tion in determining the appropriate remedies to dissipate the
effects of unlawful conduct); see also Maramount Corp., 317
NLRB 1035, 1037 (1995) (the Board has broad discretion to
fashion a “just remedy”). This affirmative relief is necessary
because the Respondent’s unfair labor practices affected pri-
marily individuals who are not employees of the Respondent
and who generally would not have access to notices posted
inside the Respondent’s facility or at the Respondent’s jobsites.
Similarly, mailed notice to persons affected is not practicable
since the potential applicants who were turned away under the
Respondent’s unlawful “no applications accepted” policy gen-
erally were not identified. Therefore, I will recommend that
the Respondent be required to post, and maintain for a period
of 60 days following the Board’s Order, three signs containing
the following excerpt from the proposed notice marked “Ap-
pendix”: “WE WILL ACCEPT APPLICATIONS FOR
17 The recommended Order in this case does not supersede or in any
way limit the Respondent’s obligations under the prior decision. See
Norman King Electric, 324 NLRB at 1078–1079. The Respondent’s
obligations under the recommended order in this case are in addition to
any created by the prior decision.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
164
EMPLOYMENT, CONSIDER SUCH APPLICATIONS, AND
HIRE APPLICANTS WITHOUT REGARD TO THE APPLI-
CANT’S UNION MEMBERSHIP OR SYMPATHIES.” I will
recommend that the Respondent be ordered to post these no-
tices at each of the three locations at, and around, the Respon-
dent’s facility where the “no applications accepted” signs were
previously posted, using lettering of the same size, type, and
color as appeared on the “no applications accepted” signs. See
Respondent’s Exhibits 6 and 7. In addition, I will recommend
that the Respondent be ordered to publish, in a newspaper of
general distribution in the Owensboro, Kentucky area, a copy
of the entire notice marked “Appendix.”
The public notice is justified not only because posting inside
the Respondent’s premises and at the Respondent’s jobsites is
inadequate to reach the persons affected by the unlawful con-
duct, but also because of the Respondent’s recidivism. As
noted, the Respondent has previously been found to have vio-
lated the Act by screening union sympathizers from its appli-
cant pool, and the evidence in this case shows that the Respon-
dent has continued to screen union sympathizers despite the
prior order directing it to stop. Moreover, as of the time of trial
in this case, the Respondent had not offered employment to a
single one of the discriminatees in the prior case, despite the
fact that the Sixth Circuit had, over a year earlier, enforced the
Board’s order specifically requiring such relief. The Respon-
dent’s recalcitrance and recidivism have excluded union sym-
pathizers from its workforce and, even if the Respondent’s
unlawful conduct ended today, that exclusion might well be
self-perpetuating if union sympathizers in the public have to
rely on current employees to find out about the changes in hir-
ing policy required under the proposed Order in this case. The
Board has ordered newspaper publication of the notice where,
as here, publication is necessary due to such factors as the in-
sufficiency of standard posting and the Respondent’s proclivity
to violate the Act. See, e.g., Fieldcrest Cannon, Inc., 318
NLRB 470, 473 (1995), enfd. in relevant part 97 F.3d 65 (4th
Cir. 1996); Wackenhut Corp., 287 NLRB 374, 377 (1987);
Montfort of Colorado, 284 NLRB 1429, 1479 (1987); Roofers
Local 30 (Kitson Bros., Inc.), 228 NLRB 652 (1977); Union
Nacional de Trabajadores, 219 NLRB 862 (1975); enfd. 540
F.2d 1 (1st Cir. 1976), cert. denied 429 U.S. 1039 (1977). I
recommend that the Board order such publication here.
[Recommended Order omitted from publication.]