334 NLRB 33
Kentucky Tennessee Clay Co.
334 NLRB No. 33
NOTICE: This opinion is subject to formal revision before publication in the
bound volumes of NLRB decisions. Readers are requested to notify the Ex-
ecutive Secretary, National Labor Relations Board, Washington, D.C.
20570, of any typographical or other formal errors so that corrections can
be included in the bound volumes.
Kentucky Tennessee Clay Company and Interna-
tional Brotherhood of Boilermakers, Iron Ship
Builders, Blacksmiths, Forgers and Helpers.
Cases 11–CA–18941 and 11–CA–18951
June 5, 2001
DECISION AND ORDER
BY CHAIRMAN HURTGEN AND MEMBERS LIEBMAN
AND TRUESDALE
Pursuant to charges filed by the Union on February 16,
2001, in Case 11–CA–18941 and on March 6, 2001, in
Case 11–CA–18951, the Acting General Counsel of the
National Labor Relations Board issued a consolidated
complaint on March 22, 2001, alleging that the Respon-
dent has violated Section 8(a)(5) and (1) of the National
Labor Relations Act by refusing the Union’s request to
bargain and to furnish information following the Union’s
certification in Case 11–RC–6376. (Official notice is
taken of the “record” in the representation proceeding as
defined in the Board’s Rules and Regulations, Secs.
102.68 and 102.69(g); Frontier Hotel, 265 NLRB 343
(1982).) The Respondent filed an answer admitting in
part and denying in part the allegations in the complaint.
On April 23, 2001, the Acting General Counsel filed a
Motion for Summary Judgment. On April 25, 2001, the
Board issued an order transferring the proceeding to the
Board and a Notice to Show Cause why the motion
should not be granted. Subsequently, the Respondent
notified the Board that it would not file a response to the
Motion for Summary Judgment.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
Ruling on Motion for Summary Judgment
In its answer the Respondent admits its refusal to bar-
gain and to furnish information that is alleged to be rele-
vant and necessary to the Union’s role as bargaining rep-
resentative, but contends that the Board erroneously cer-
tified the Union as the bargaining representative. In the
underlying representation proceeding, the Board over-
ruled the Respondent’s objections to the election.
All representation issues raised by the Respondent
were or could have been litigated in the prior representa-
tion proceeding. The Respondent does not offer to ad-
duce at a hearing any newly discovered and previously
unavailable evidence, nor does it allege any special
circumstances that would require the Board to reexamine
the decision made in the representation proceeding. We
therefore find that the Respondent has not raised any
representation issue that is properly litigable in this un-
fair labor practice proceeding. See Pittsburgh Plate
Glass Co. v. NLRB, 313 U.S. 146, 162 (1941).
We also find that there are no factual issues warranting
a hearing regarding the Union’s request for information.
The complaint alleges, and the Respondent admits, that
on November 20, 2000, the Union requested the follow-
ing information from the Respondent:
1. Names, rates of pay, classification, and senior-
ity dates of all employees.
2. All rules and policies in the facility.
3. Current benefits package.
It is well established that the foregoing type of com-
pensation and employment information sought by the
Union is presumptively relevant for purposes of collec-
tive bargaining and must be furnished on request unless
its relevance is rebutted.1 The Respondent has not at-
tempted to rebut the relevance of the information re-
quested by the Union. Instead, in its answer, the Re-
spondent relies solely on its challenge to the validity of
the Union’s certification as the basis for its denial that it
has a duty to provide the Union with the requested in-
formation. We therefore find that no material issues of
fact exist with regard to the Respondent’s refusal to fur-
nish the information sought by the Union.
Accordingly, we grant the Motion for Summary Judg-
ment and will order the Respondent to bargain with the
Union and to furnish the Union with the information it
requested.
On the entire record, the Board makes the following
FINDINGS OF FACT
I. JURISDICTION
At all material times, the Respondent, a Delaware cor-
poration with a facility located in Langley, South Caro-
lina, where it is engaged in the business of mining and
processing of Kaolin. During the 12 months preceding
the issuance of the consolidated complaint, which period
is representative of all material times, the Respondent
purchased and received at its Langley, South Carolina
facility goods and materials valued in excess of $50,000
directly from points outside the State of South Carolina,
and sold and shipped from its Langley, South Carolina
facility products valued in excess of $50,000 directly to
points outside the State of South Carolina. We find that
the Respondent is an employer engaged in commerce
within the meaning of Section 2(6) and (7) of the Act,
1 See, e.g., U.S. Family Care San Bernardino, 315 NLRB 108
(1994); Trustees of Masonic Hall, 261 NLRB 436 (1982); and Mobay
Chemical Co., 233 NLRB 109 (1977).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
2
and that the Union is a labor organization within the
meaning of Section 2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
A. The Certification
Following the election held March 15, 2000, the Union
was certified on November 2, 2000, as the exclusive col-
lective-bargaining representative of the employees in the
following appropriate unit:
All full-time and regular part-time production and
maintenance employees, including mining and process-
ing employees and leadmen employed by the Respon-
dent at its Langley, South Carolina facility; excluding
lab technicians, office clerical employees, guards, pro-
fessional employees and supervisors as defined in the
Act.
The Union continues to be the exclusive representative un-
der Section 9(a) of the Act.
B. Refusal to Bargain
Since November 20, 2000, the Union has requested the
Respondent to bargain and to furnish information de-
scribed above, and, since the same date, the Respondent
has refused. We find that this refusal constitutes an
unlawful refusal to bargain in violation of Section 8(a)(5)
and (1) of the Act.
CONCLUSION OF LAW
By refusing on and after November 20, 2000, to bar-
gain with the Union as the exclusive collective-
bargaining representative of employees in the appropriate
unit and to furnish the Union requested information, the
Respondent has engaged in unfair labor practices affect-
ing commerce within the meaning of Section 8(a)(5) and
(1) and Section 2(6) and (7) of the Act.
REMEDY
Having found that the Respondent has violated Section
8(a)(5) and (1) of the Act, we shall order it to cease and
desist, to bargain on request with the Union and, if an
understanding is reached, to embody the understanding
in a signed agreement. We also shall order the Respon-
dent to furnish the Union the information requested by it
on November 20, 2000.
To ensure that the employees are accorded the services
of their selected bargaining agent for the period provided
by the law, we shall construe the initial period of the cer-
tification as beginning the date the Respondent begins to
bargain in good faith with the Union. Mar-Jac Poultry
Co., 136 NLRB 785 (1962); Lamar Hotel, 140 NLRB
226, 229 (1962), enfd. 328 F.2d 600 (5th Cir. 1964), cert.
denied 379 U.S. 817 (1964); Burnett Construction Co.,
149 NLRB 1419, 1421 (1964), enfd. 350 F.2d 57 (10th
Cir. 1965).
ORDER
The National Labor Relations Board orders that the
Respondent, Kentucky Tennessee Clay Company, Lang-
ley, South Carolina, its officers, agents, successors, and
assigns, shall
1. Cease and desist from
(a) Refusing to bargain with International Brotherhood
of Boilermakers, Iron Ship Builders, Blacksmiths, Forg-
ers and Helpers, as the exclusive bargaining representa-
tive of the employees in the bargaining unit, and refusing
to furnish the Union information that is relevant and nec-
essary to its role as the exclusive bargaining representa-
tive of the unit employees.
(b) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) On request, bargain with the Union as the exclusive
representative of the emp loyees in the following appro-
priate unit on terms and conditions of employment and, if
an understanding is reached, embody the understanding
in a signed agreement:
All full-time and regular part-time production and
maintenance employees, including mining and process-
ing employees and leadmen employed by us at our
Langley, South Carolina facility; excluding lab techni-
cians, office clerical employees, guards, professional
employees and supervisors as defined in the Act.
(b) Furnish the Union the information it requested on
November 20, 2000.
(c) Within 14 days after service by the Region, post at
its facility in Langley, South Carolina, copies of the at-
tached notice marked “Appendix.”2 Copies of the notice,
on forms provided by the Regional Director for Region
11, after being signed by the Respondent’s authorized
representative, shall be posted by the Respondent and
maintained for 60 consecutive days in conspicuous
places including all places where notices to employees
are customarily posted. Reasonable steps shall be taken
by the Respondent to ensure that the notices are not al-
tered, defaced, or covered by any other material. In the
event that, during the pendency of these proceedings, the
2 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
KENTUCKY TENNESSEE CLAY CO.
3
Respondent has gone out of business or closed the facil-
ity involved in these proceedings, the Respondent shall
duplicate and mail, at its own expense, a copy of the no-
tice to all current employees and former employees em-
ployed by the Respondent at any time since November
20, 2000.
(d) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps that the Respondent has taken to
comply.
Dated, Washington, D.C. June 5, 2001
Peter J. Hurtgen, Chairman
Wilma B. Liebman, Member
John C. Truesdale, Member
(SEAL) NATIONAL LABOR RELATIONS BOARD
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated the National Labor Relations Act and has ordered us to
post and abide by this notice.
WE WILL NOT refuse to bargain with International
Brotherhood of Boilermakers, Iron Ship Builders, Black-
smiths, Forgers and Helpers as the exclusive representa-
tive of the employees in the bargaining unit, and WE WILL
NOT refuse to furnish the Union information that is rele-
vant and necessary to its role as the exclusive bargaining
representative of the unit employees.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exe rcise of the rights
guaranteed you by Section 7 of the Act.
WE WILL, on request, bargain with the Union and put in
writing and sign any agreement reached on terms and
conditions of employment for our employees in the bar-
gaining unit:
All full-time and regular part-time production and
maintenance employees, including mining and process-
ing employees and leadmen employed by us at our-
Langley, South Carolina facility; excluding lab techni-
cians, office clerical employees, guards, professional
employees and supervisors as defined in the Act.
WE WILL provide the Union with the information it re-
quested on November 20, 2000.
KENTUCKY TENNESSEE CLAY COMPANY