335 NLRB 163
Baltimore Sun Co.
BALTIMORE SUN CO.
163
The Baltimore Sun Company and Washington-Bal-
timore Newspaper Guild, Local 35, AFL–CIO,
CLC. Case 5–CA–28862
August 27, 2001
DECISION AND ORDER
BY MEMBERS LIEBMAN, TRUESDALE, AND
WALSH
On January 31, 2001, Administrative Law Judge Rich-
ard H. Beddow Jr., issued the attached decision. The
Respondent filed exceptions and a supporting brief, and
the General Counsel and the Charging Party filed an-
swering briefs. The Respondent filed a reply brief and a
supplemental submission.1
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings, and conclusions and
to adopt the recommended Order as modified and set
forth in full below.2
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge as
modified below and orders that the Respondent, Balti-
more Sun Company, Baltimore, Maryland, its officers,
agents, successors, and assigns shall take the action set
forth in the Order as modified.
1. Cease and desist from
(a) Refusing to apply the extant collective-bargaining
agreement to the Brand Builders Department employees
accreted to the unit and, instead, insisting on bargaining
for the accreted employees over terms and conditions of
employment already covered by the extant collective-
bargaining agreement.
1 The Respondent submitted a slip opinion of the U.S. Court of Ap-
peals for the Fourth Circuit’s decision in Baltimore Sun Co. v. NLRB,
257 F.3d 419 (2001). The court denied enforcement of the Board’s
Order which required the Respondent to bargain with the Union con-
cerning a previously separate group of “SunSpot” employees as part of
an established unit represented by the Union. The Board found that the
“SunSpot” employees were an accretion to the established unit. The
Court disagreed with the Board’s accretion finding.
2 We have clarified the judge’s recommended Order and notice to re-
flect that issues “unique” to employees of the Brand Builders Depart-
ment are those not covered by the existing contract.
We have also modified his recommended Order and notice to delete
time limitations that are inapplicable to certain remedial provisions, to
reflect the correct formula for the computation of backpay, and to pro-
vide a full description of the unit at issue in the affirmative bargaining
provisions.
We have also modified the judge’s recommended Order in accor-
dance with our recent decision in Ferguson Electric Co., 335 NLRB
142 (2001).
(b) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Honor the collective-bargaining agreement with
Washington-Baltimore Newspaper Guild, Local 35,
AFL–CIO, CLC, apply the terms and conditions of the
agreement and give the agreement retroactive effect with
respect to the employees in the Brand Builders Depart-
ment accreted into the unit by the final decision of the
Board on October 22, 1999. The unit is:
All employees employed in the editorial depart-
ments, news departments, commercial departments,
and library, including all employees in the job classi-
fications set forth in Article 5, Section 5.1 of the
contract, but excluding all employees employed in
the positions set forth in Article 1, Section 1.8 of the
agreement, guards, management personnel, confi-
dential personnel and supervisors as defined in the
Act.
The current unit is clarified to include all em-
ployees employed in the promotions and events de-
partment (Brand Builders Department), including the
design manager, but excluding all professional em-
ployees, guards, the director, the creative manager
and all other supervisors as defined in the Act.
(b) Make the employees of the Brand Builders De-
partment whole for any losses they may have suffered by
reason of the Respondent’s failure to timely honor the
existing collective-bargaining agreement in accordance
with the method set forth in Ogle Protection Service, 183
NLRB 682 (1970), enfd. 444 F.2d 502 (6th Cir. 1971),
with interest as prescribed in New Horizons for the Re-
tarded, 283 NLRB 1173 (1987).
(c) Reimburse the Union for any dues lost as a result of
the Respondent’s failure to apply the existing collective-
bargaining agreement to these employees.
(d) Bargain with the Union concerning how to apply
the existing collective-bargaining agreement to the em-
ployees in the Brand Builders Department, including the
slotting of job titles into the existing wage scales, and
any issues that are “unique” to employees of the Depart-
ment, in the sense that these issues are not covered by the
extant collective-bargaining agreement.
(e) Preserve and, within 14 days of a request, or such
additional time as the Regional Director may allow for
good cause shown, provide at a reasonable place desig-
nated by the Board or its agents, all payroll records, so-
cial security payment records, timecards, personnel re-
cords and reports, and all other records, including an
335 NLRB No. 10
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
164
electronic copy of such records if stored in electronic
form, necessary to analyze the amount of backpay due
under the terms of this Order.
(f) Within 14 days of service by the Region, post at its
Baltimore, Maryland facilities copies of the attached no-
tice marked “Appendix.”3 Copies of the notice, on forms
provided by the Regional Director for Region 5, after
being signed by the Respondent’s authorized representa-
tive, shall be posted by the Respondent immediately
upon receipt and maintained for 60 consecutive days in
conspicuous places including all places where notices to
employees and job applicants customarily are posted.
Reasonable steps shall be taken by the Respondent to
ensure that the notices are not altered, defaced, or cov-
ered by any other material. In the event that, during the
pendency of these proceedings, the Respondent has gone
out of business or closed the facility involved in these
proceedings, the Respondent shall duplicate and mail, at
its expense, a copy of the notice to all current employees,
former employees employed by Respondent’s Brand
Builder Department, and all employees employed at its
Baltimore facility at any time since October 22, 1999.
(g) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps the Respondent has taken to comply.
(h) Substitute the attached notice for that of the admin-
istrative law judge.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated the National Labor Relations Act and has ordered us to
post and abide by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representatives
of their own choice
To act together for other mutual aid or protection
To choose not to engage in any of these protected
concerted activities.
3 If this Order is enforced by a judgment of a United States Court of
Appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
WE WILL NOT refuse to apply the extant collective-
bargaining agreement to the Brand Builders Department
employees accreted to the unit or insist on bargaining for
the accreted employees over terms and conditions of em-
ployment already covered by the extant collective-
bargaining agreement.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
WE WILL honor the collective-bargaining agreement
with Washington-Baltimore Newspaper Guild, Local 35,
AFL–CIO, CLC, apply the terms and conditions of the
agreement, and give the agreement retroactive effect with
respect to the employees in the Brand Builders Depart-
ment accreted into the unit by the final decision of the
Board on October 22, 1999. The unit is:
All employees employed in the editorial depart-
ments, news departments, commercial departments,
and library, including all employees in the job classi-
fications set forth in Article 5, Section 5.1 of the
contract, but excluding all employees employed in
the positions set forth in Article 1, Section 1.8 of the
agreement, guards, management personnel, confi-
dential personnel and supervisors as defined in the
Act.
The current unit is clarified to include all em-
ployees employed in the promotions and events de-
partment (Brand Builders Department), including the
design manager, but excluding all professional em-
ployees, guards, the director, the creative manager
and all other supervisors as defined in the Act.
WE WILL make the employees of the Brand Builders
Department whole for any losses they may have suffered
by reason of the Respondent’s failure to timely honor the
existing collective-bargaining agreement in the manner
set forth in the Order.
WE WILL reimburse the Union for any dues lost as a
result of the Respondent’s failure to apply the existing
collective-bargaining agreement to these employees.
WE WILL, on request, bargain with the Union con-
cerning how to apply the existing collective-bargaining
agreement to the employees in the Brand Builders De-
partment, including the slotting of job titles into the
existing wage scales, and any issues that are “unique” to
employees of that department in the sense that these is-
sues are not covered by the existing contract.
THE BALTIMORE SUN COMPANY
BALTIMORE SUN CO.
165
Gabriel A. Terrasa, Esq., for the General Counsel.
Jeremy P. Sherman and Joshua L. Ditelberg, Esqs., of Chicago,
Illinois, for the Respondent.
Robert E. Paul, Esq., of Washington, D.C., for the Charging
Party.
DECISION
STATEMENT OF THE CASE
RICHARD H. BEDDOW Jr., Administrative Law Judge.
This matter was heard in Baltimore, Maryland, on October 23,
2000. Subsequently, briefs were filed by all parties. The pro-
ceeding is based upon a charge filed March 7, 2000, by Wash-
ington-Baltimore Newspaper Guild, Local 35, AFL–CIO, CLC.
The Regional Director’s complaint dated August 24, 2000,
alleges that the Respondent violated Section 8(a)(1) and (5) of
the National Labor Relations Act by refusing to apply the ex-
tant collective-bargaining agreement covering the unit of its
employees represented by the Union to the Brand Builders
Department employees accreted to the unit and instead insisting
in bargaining for the accreted employees over terms and condi-
tions of employment already covered by the extant collective-
bargaining agreement.
On a review of the entire record in this case and from my ob-
servation of the witnesses and their demeanor, I make the fol-
lowing
FINDINGS OF FACT
I. JURISDICTION
The Respondent is a newspaper publisher with an office and
place of business in Baltimore, Maryland. During the 12-
month period preceding the issuance of the complaint, the Re-
spondent, in the conduct of its business operations, derived
gross revenues in excess of $200,000, and during this same
period, it held memberships in, or subscribed to, various news
services including the Associated Press and advertised various
nationally sold products. It admits that at all times material it
has been an employer engaged in operations affecting com-
merce within the meaning of Section 2(2), (6), and (7) of the
Act and it also admits that the Union is a labor organization
within the meaning of Section 2(5) of the Act.
II. THE ALLEGED UNFAIR LABOR PRACTICES
The Respondent has recognized the Union as the exclusive
collective-bargaining representative of the employees in the
unit described below since 1949 and this recognition has been
embodied in a series of collective-bargaining agreements, the
most recent of which is effective by its terms from June 23,
1999, to June 24, 2003. The status of the unit of employees
represented by the Union recently was affirmed as an appropri-
ate unit by the Board in Baltimore Sun Co., 330 NLRB No. 167
(2000) (not reported in bound volume).
On December 11, 1997, a decision and clarification of bar-
gaining unit issued in Cases 9–UC–429 and 9–UC–430 (for-
merly Cases 5–UC–344 and 5–UC–348), in which the unit was
clarified to include “all employees employed in the promotions
and events department (the name thereafter was changed to the
Brand Builders Department), including the design manager, but
excluding all professional employees, guards, the director, the
creative manager and all other supervisors as defined in the
Act.”1
On December 22, 1997, the Union requested to bargain over
the Brand Builders’ employees, a request renewal on January
11, 1998. Its letter noted that the employees were in the bar-
gaining unit and stated:
The Guild is now interested in meeting with the Sun to ad-
dress issues relating to certain terms and conditions of em-
ployment for these employees.
On January 12, 1998, the Respondent rejected the Union’s re-
quest and subsequently, filed a request for review of the Re-
gional Director’s decision and clarification of bargaining unit.
On July 9, 1998, the Union filed a charge in Case 5–CA–
27814 alleging that the Respondent was refusing to bargain
with the Union over the Brand Builders’ employees in violation
of Section 8(a)(1) and (5) of the Act (the charge also alleged
refusal to bargain over the SunSpot Department employees).
On October 22, 1999, the Board denied the Respondent’s re-
quest for review of the Regional Director’s decision and clarifi-
cation of bargaining unit and by letter of October 28, the Union
renewed its request to bargain over the Brand Builders Depart-
ment employees. By letter dated November 12, the Respondent
replied that it would bargain over the Brand Builders’’ employ-
ees, but not over the SunSpot employees. The letter also notes:
However, we are not certain what you mean when you re-
quest to bargain “additional” terms and conditions of em-
ployment for these added employees. Any and all substantive
contractual terms we agree upon covering these added em-
ployees will be the result of collective bargaining.
The Union then withdrew the charge in Case 5–CA–27814
as to the Brand Builders Department.
On January 24, 2000, the Respondent sent an information re-
quest to the Union that read in part:
The company is in the process of preparing for the upcoming
bargaining process precipitated by the Guild’s accretion of the
Brand Builder’s department. To that end, The Sun needs to
know how the union will ratify this new contract? Specifi-
cally, for example, will it be a membership vote of the entire
union? Of those voting, will it be a voice vote or a secret bal-
lot? What is the number required for approval of the con-
tract?
The Union replied by letter of February 7, stating:
We will keep all employees we represent at the Sun fully in-
formed as to the progress and results of the forthcoming talks.
The result of which will not be as the Sun’s January 24 letter
suggests a “new contract.” Rather, the existing Guild-Sun
contract will be applied to employees of the department.
1 The Regional Director’s decision also clarified the unit to include
the employees in the SunSpot Department. The accretion of the Sun-
Spot Department employees to the unit is the subject of a separate
matter, which was decided by the Board (Baltimore Sun Co., supra),
which is pending before the United States Court of Appeals for the
Fourth Circuit, is not at issue in the present case.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
166
On February 11, the Respondent confirming the scheduling
of the first bargaining session for February 17, and noted:
Regarding the last sentence in your letter, we are not insisting
on a contract for Brand Builders’ employees separate from the
existing Guild contract. But we are firm on the fact that the
substantive terms and conditions that will be applied to Brand
Builders’ employees will be those which result from our up-
coming bargaining.
The parties met on February 17 regarding the Brand Build-
ers’ negotiations. Present for the Union were Richard O. Ehr-
mann, Cet Parks, Connie Knox, Bill Salganik, Angie Kuhl, and
Jim Jackson. Ehrmann acted as the Union’s chief negotiator.
Present for the Respondent were Jack Wilson and as chief ne-
gotiator, Mary Esmond, and Stephanie Little.
Ehrmann asked Wilson whether he had received an informa-
tion request sent the previous day. Wilson had not seen it, but
was given a copy. Wilson said that the Respondent had also
made an information request regarding the ratification proce-
dures for the agreement they were about to bargain. Ehrmann
said that the Union had responded by letter of February 7, by
Richard Ramsey, which stated that the Union was not bargain-
ing for a new contract. Wilson asserted that he did not believe
that the letter was responsive to the request. Ehrmann stated
that the parties were not bargaining for a new contract but were
there to negotiate how to apply the current contract to the Brand
Builders Department, which essentially meant slotting their job
titles into the wage scales of the existing contract. Wilson said
that the Respondent did not agree with the Union’s position and
that the Respondent’s proposal contained sections of the exist-
ing agreement that the Respondent was willing to agree to ap-
ply to the Brand Builders’ employees as well as sections cover-
ing matters in which the Respondent believed that the Brand
Builders’ employees should be treated differently.
Wilson asked whether the Union was going to bargain about
issues other than wages. Ehrmann replied that if there were
unique issues having to do with the Brand Builders, the Union
would hear them and respond based on what the Respondent
presented. Ehrmann then asked for the Respondent’s proposal.
Wilson reiterated that the Respondent believed that it had the
right to propose different terms and conditions for the Brand
Builders’ employees and handed the Union a two-page bargain-
ing proposal. Wilson then went over a few of the sections in
the Respondent’s proposal, most of which listed those sections
of the existing collective-bargaining agreement that the Re-
spondent proposed to apply to the Brand Builders’ employees,
however, some important sections of the existing agreement
were excluded from Respondent’s proposal and it also had
other proposals including a new jurisdictional clause, a new
definition for workweek, a new definition for temporary em-
ployee, greater flexibility in outsourcing Brand Builders’ work
and the elimination of the union-security clause for the Brand
Builders’ employees. The proposal also stated that vacation
and wage benefits proposals would be made in the future. Wil-
son also noted that, contrary to the extant collective-bargaining
agreement, the Union would not have the right to grieve or
arbitrate the Respondent’s decisions on management exemp-
tions from the unit. Ehrmann complained that the Respondent
was asserting on the one hand that it would follow “NLRB
standards” in making its exemptions determinations and on the
other hand it was proposing to exclude from the unit the design
manager, a position that previously was litigated and specifi-
cally included in the unit by the Board’s UC decision. Wilson
stated that he was not familiar with that, but stated that the Re-
spondent would not agree to cover the Brand Builders’ employ-
ees under the extant collective-bargaining agreement’s union-
security clause.
The Union asked for a caucus and thereafter the parties de-
cided to continue negotiations at a later date with the Union
stating that it would respond to the Respondent’s proposal and
would bring a bargaining proposal at the next meeting.
On February 18, the Respondent sent two letters to the Un-
ion. In the first, the Respondent renewed its information re-
quest of January 24 concerning the ratification procedures for
the new contract and asserted that the Union’s February 7 letter
to the Respondent did not constitute sufficient answer to the
request. In the second, the Respondent proposed new days for
bargaining meetings and asserted:
In our first bargaining session which occurred yesterday, the
Company presented the Guild with its opening proposal re-
garding the substantive terms and conditions of employment
to be applied to Brand Builders employees. The Guild stated
that, other than “slotting” Brand Builders’ employees into
wage classifications, the existing Guild contract must be ap-
plied in its entirety to these employees. The sun [sic] rejects
the Guild’s proposal to apply the existing contract in its en-
tirety to these employees.
The Sun requests additional days of bargaining to negotiate
the substantive terms and conditions of employment that will
govern these employees.
On February 25, the Union accepted March 3, for the next
bargaining session and the Respondent confirmed by letter
dated February 28, in which it noted that:
As your letter suggests, we will be expecting a response to the
company’s outstanding information request. Moreover, as we
did on February 17th, the company will come prepared to ne-
gotiate a contract covering Brand Builders employees.
At the start of the March 3 meeting Ehrmann acknowledging
the Respondent’s letter of the 28th and said that the letter made
it clear that when the Respondent says it is prepared to negoti-
ate a contract covering Brand Builders’ employees, it showed a
fundamental misconception as to what the parties were there to
do. Ehrmann stated that a unit clarification required the parties
to apply the existing contract to the accreted employees. The
Respondent said it did not agree and Wilson asked in what
sense the Union felt that the parties had a contract covering the
accreted group. Ehrmann responded that the Board had ac-
creted the Brand Builders into the existing unit, which is cov-
ered by an existing collective-bargaining agreement, ratified
and in effect. Wilson argued that the Union’s position was
inconsistent with the law, that the Respondent was not required
to accept every term of the contract for the Brand Builders’
employees, and that the Respondent was proposing to accept
many of the terms of the existing contract for the Brand Build-
BALTIMORE SUN CO.
167
ers’ employees but was also proposing certain different terms.
Wilson asked if the Union was going to respond to any of the
Respondent’s proposals. Ehrmann replied that the proposal
went far beyond the scope of bargaining for a unit clarification
then said that the Union would respond by presenting its own
proposal, which contained the items that the Union believed
were appropriate for bargaining in this accretion context.
Ehrmann then addressed Wilson’s information request say-
ing that there would not be a ratification vote or process as the
applicable collective-bargaining agreement had already been
voted on and ratified by the parties and gave Wilson a letter
dated March 3, confirming the Union’s answer to the informa-
tion request.
Wilson asked if the Union would talk about exclusions.
Ehrmann said yes and Wilson asked if the Union’s proposal
represented the sum total of what the Union would bargain
about. Ehrmann responded that the Union would discuss sec-
tions dealing with wages and exclusions and would address any
other issue that was unique to Brand Builders. Ehrmann testi-
fied that Wilson responded that he would define “unique” as
anything not included in section 1.8 or article 5 of the collec-
tive-bargaining agreement, however, Wilson denied this or any
use of the word “unique.”2 Wilson said, “we have a proposal
on jurisdiction and I am assuming that the Union is willing to
talk about exemptions.” Ehrmann said yes. Wilson asked, how
about workweek. Ehrmann responded that the Union would
not negotiate over any items that would change the terms of the
existing contract. Wilson asked whether the Union was propos-
ing to discuss only exclusions and wages. Ehrmann said yes.
The Respondent caucused and thereafter Wilson said that the
parties had a fundamental difference in their bargaining posi-
tions and that in the Respondent’s view, the Union was refusing
to bargain. Wilson argued that the Union’s position was not
defensible, that bargaining was not an exercise in slotting
wages, and that there was no reason to continue negotiations
that day. Ehrmann responded that the Union felt strongly about
their position and that it probably made sense to resolve the
dispute in another forum and the meeting ended.
That afternoon, the Respondent sent the Union a letter stat-
ing:
2 Stephanie Little was the note-taker for the Respondent at the bar-
gaining session. Little took notes in shorthand and later transcribed the
notes to the form in which they are in GC Exh. 8. According to the
Respondent’s own notes, Wilson stated: “Let’s talk about unique is-
sues. Our proposals: unique issues in [sic] any issue that is not in-
cluded in Article 1.8, or in any part of section 5. There is a proposal on
jurisdiction and I am assuming you are willing to talk about exemption
[sic].” The Union’s bargaining notes taken by Bill Salganik reflect an
almost identical statement from Wilson, which is also consistent with
Ehrmann’s testimony: “let’s talk abt our ppsl—I’ll define unique as any
issues not in 1.8 or Art. 5—our ppsl: jurisdiction—willing to talk about
exemptions?” Another set of the Union’s bargaining notes taken by
Cet Parks reflect a similar statement from Wilson: “Let’s talk about
unique issues in our proposals. I am assuming you are willing to talk
about exemptions.” Respondent’s own notes corroborate Ehrmann’s
testimony regarding Wilson’s statement and I find that Ehrmann’s
recollection is the most plausible and should be credited.
This letter is to confirm the Guild’s position with respect to
Brand Builders’ negotiations. During our meeting today, the
Guild stated that, with the exception of slotting certain Brand
Builders positions into wage classifications and listing other
positions as exemptions in the existing contract, the Guild will
not negotiate with the Sun over any other terms and condi-
tions of employment regarding Brand Builders’ employees.
The Guild’s position is that the existing Guild contract must
be applied to these employees without negotiation.
The Sun disagrees with your position and requests that the
Guild negotiate with the Sun over the terms and conditions of
employment identified in its opening proposal.
If our understanding is incorrect, please let us know.
On March 7, the Union filed the charge in the present matter
and on March 10, the Union also responded to the Respon-
dent’s letter of March 3. The Union’s letter states:
As you know, the Sun’s firm position regarding Brand Build-
ers left the Guild with little choice than to file an unfair prac-
tice charge with the NLRB. For the record, it is not the
“Guild’s position . . . that the existing Guild contract must be
applied to these employees without negotiation.”
We have previously indicated our position on this matter at
each of the bargaining sessions. On both occasions, we were
prepared to negotiate. However, the Sun’s insistence on ne-
gotiating each of the terms and conditions of employment
identified in your opening proposal, instead of honoring the
contract and the Board decision, is in our view contrary to the
law.
On March 22 the Respondent filed a mirroring charge in Case
5–CB–9033. The charge was dismissed by the Region on Au-
gust 23 and, after an appeal, the dismissal was upheld on Octo-
ber 3.
Discussion
There is little dispute over the factual background and the
abortive bargaining that occurred after the Board’s decision of
October 22, 1999, which affirmed the Regional Director’s deci-
sion and clarification of bargaining unit, which resulted in the
inclusion of all employees in the Brand Builders Department in
the unit. The Respondent, however, essentially contents that it
is entitled to bargain over the terms and conditions of employ-
ment for the employees newly included in the unit regardless of
the existing collective bargaining agreement covering the entire
unit and it asserts that its conduct in adhering to this position
does not constitute a refusal to bargain in good faith.
In support of its position it made the following four affirma-
tive defenses:
1. The National Labor Relations Board improperly ap-
plied, in Case No. 9–UC–429 (formerly Case No. 5–UC–
344), the legal standard governing accretions (both with
respect to the timeliness of the petition and the merits of
the case).
2. The National Labor Relations Board’s decision in
Case No. 9–UC–429 (formerly Case No. 5–UC–344) vio-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
168
lates the Section 7 rights of employees in the SunSpot De-
partment to choose whether or not to be union represented.
3. The Guild violated Section 8(b)(3) of the Act by
failing and refusing to bargain with the Sun about terms
and conditions of employment (except those relating to
wage rates) for Brand Builders’ employees newly accreted
to the bargaining unit by the clarification petition in Case
No. 9–UC–429 (formerly Case No. 5–UC–344).
4. Respondent’s good faith bargaining cannot be tested
in the face of the Guild’s bad faith.
These defenses were the subjects of a motion to strike by the
General Counsel. The matters were argued at the commence-
ment of the hearing and the judge then ruled that each affirma-
tive defense be stricken.
On brief the General Counsel argues that the affirmative de-
fenses were properly stricken. The record shows that after the
Regional Director issued his decision clarifying the existing
unit to include the employees of the Brand Builders Department
the Union requested bargaining. The Respondent rejected the
Union’s request and it filed a request for review of the Regional
Director’s accretion decision. The Union then filed a charge
alleging the Respondent’s refusal to bargain over both the
Brand Builders and SunSpot employees. The Board denied
Respondent’s request for review, the Union renewed its request
to bargain over the Brand Builders’ (and SunSpot) employees.
The Respondent agreed by letter to bargain over the Brand
Builders’ employees (but not over the SunSpot employees) and
on December 13, 1999, the Respondent submitted a position
statement to the Region asserting that it would bargain over the
Brand Builders’ employees (but not over the SunSpot employ-
ees). Otherwise, it failed to seek any further review of the
Board’s accretion decision.
Here, the employer initially contested the validity of the Re-
gional Director’s decision regarding the accretion of the Brand
Builders’ employees. It also knew that it had the right to test
certification via the charge in Case 5–CA–27814. Under these
circumstances, the employer’s actions induced the Union and
the Region to believe that it was accepting the Board’s decision
regarding the accretion of the Brand Builders but its affirmative
defense attempts to refute its prior actions. The Respondent
affirmatively stating in letters to the Union and the Region that
it was accepting the Board’s decision as to the Brand Builders
Department and its employees. It also began to engage in bar-
gaining with the Union over the Brand Builders’ employees.
The Union and the Region relied on the Respondent’s represen-
tation to their detriment by withdrawing, and approving the
withdrawal, of the charge in Case 5–CA–27814 as to the Brand
Builders. The General Counsel urges that the facts meet the
principles of equitable estoppel, citing Red Coats, Inc., 328
NLRB 205 (1999), and R.P.C., Inc., 311 NLRB 232 (1993), in
which the Board affirmed and elaborated upon my decision
which found that the employer was not free to raise the validity
of the union’s status as an affirmative defense and was not jus-
tified in its refusal to bargain. Here, the Union in its letter of
December 22, 1997, asked to meet “to address issues relating to
‘certain terms and conditions of employment’ for the Brand
Builders’ employees” (emphasis added). Its following letter of
January 11, also expressed its desire to meet with the Respon-
dent “to address issues relating to certain terms and conditions
of employment.” Also, in its October 28, 1999 letter to the
Respondent, the Union again expressed its desire to “engage in
good-faith negotiations over any additional terms and condi-
tions of employment covering the employees.” Thus, it appears
that the Respondent was aware of the Union’s position when
the Respondent communicated to the Union that it was accept-
ing the Board’s unit clarification decision as to the Brand
Builders’ employees.
Under these circumstances, I conclude that the estoppel doc-
trine is applicable and I reaffirm my decision to grant the Gen-
eral Counsel’s motion to strike Respondent’s affirmative de-
fenses (1) and (2).
On March 22, 2000, the Respondent filed a charge in Case
5–CB–9033 alleging that the Union had violated Section
8(b)(1) and (3) of the Act by insisting on applying the extant
collective-bargaining agreement to the Brand Builders’ em-
ployees. The Region dismissed the charge on August 23 and
the Respondent appealed the decision to the Office of the Gen-
eral Counsel, Office of Appeals, which denied the Respon-
dent’s appeal on October 3. The Respondent’s argument in
affirmative defenses 3 and 4 that the Union violated Section
8(b)(3) of the Act or otherwise bargained in bad faith, came
before the General Counsel in Case 5–CB–9033, and the Gen-
eral Counsel, exercising his exclusive authority under Section
3(d) of the Act, refused to issue a complaint on the allegations.
It appears, however, that the Board’s policy is to consider such
an affirmative defense notwithstanding the General Counsel’s
consideration of the same evidence and a refusal to issue a
complaint, see South Alabama Plumbing, 333 NLRB 16 (2001).
I now have considered defenses (3) and (4) and I conclude
that they are more in the nature of a collateral attack on the
prior rulings and, otherwise, they are not mutually inconsistent
with the issues raised by the complaint in the present case that
alleges that the Respondent violated Section 8(a)(1) and (5) of
the Act by failing and refusing to apply the extant collective-
bargaining agreement to the Brand Builders Department em-
ployees accreted to the unit and instead insisting in bargaining
for the accreted employees over terms and conditions of em-
ployment already covered by the extant collective-bargaining
agreement. This is especially true in that the Respondent spe-
cifically accepted the UC decision and in this case as contrasted
with the CB case, there is no refusal to bargain or bad-faith
allegation that arguably could open the door for an excuse for
the employer’s own conduct. Here, any considerations of the
Union’s asserted conduct (adequately described in the parties
stipulated facts), is not relevant to the narrow and specific issue
of whether the Respondent is obligated to apply the existing
agreement of the accreted employees and, otherwise, I find that
of these defenses does not demonstrate that the Charging Party
was not acting in good faith or acting in a manner that would
excuse the Respondent from the obligation otherwise found to
have been created by the Board’s accretion decision.
The Respondent asserts that it and the Union never have bar-
gained over the terms and conditions for the Board Builders’
employees and that it therefore is entitled to bargaining over all
the elements of the contract. The Charging Party and the Gen-
BALTIMORE SUN CO.
169
eral Counsel, on the other hand, contend that the accretion of
these employees into an existing unit, whose terms and condi-
tions of employment previously were bargained over and en-
dorsed in an existing and current collective-bargaining agree-
ment, has provided the necessary bargaining and that the only
matters that require any further bargaining are the slotting of
jobs into the wage scales or other possible issues “unique” to
the newly included department.
Applicable law provides that when a group of employees is
accreted to an existing bargaining unit, the Employer and the
Union are required to apply the terms and conditions of the
parties’ existing collective-bargaining agreement to the ac-
creted employees. See Progressive Service Die Co., 323
NLRB 183 (1997). Here, I find that the Regional Director’s
clarification of the bargaining unit constitutes an accretion to
the existing bargaining unit can and I find that under the later
decision, the existing collective-bargaining agreement covering
the existing unit must be applied to the Brand Builders Depart-
ment employees, see also Universal Security Instruments, Inc.,
250 NLRB 661 (1980), and Westinghouse Electric Corp., 206
NLRB 812 (1973), cited by the General Counsel.
Otherwise, to allow Respondent to bargain a separate agree-
ment for the Brand Builders’ employees in effect would create
two separate units with two separate contracts, a result that
would render meaningless the Regional Director’s and the
Board’s finding that the Brand Builders’ employees “cannot
constitute an appropriate unit separate from the existing bar-
gaining unit.” Accordingly, application of the extant collec-
tive-bargaining agreement to the Brand Builders’ employees is
the only result that would effectuate the Board’s accretion doc-
trine and I find that the Respondent violated Section 8(a)(1) and
(5) of the Act, as alleged, by refusing to apply the extant collec-
tive-bargaining agreement to the Brand Builder Department
employees accreted to the unit and by otherwise insisting that
the Union bargain for the accreted employees over terms and
conditions of employment already covered by the extant collec-
tive-bargaining agreement.
During negotiations the Union took the position that it would
bargain over wages (slotting), and exclusions from the unit and
any other issues that were “unique” to the Brand Builders’ em-
ployees that were not covered by the extant collective-
bargaining agreement. Thus, the Respondent had the opportu-
nity to attempt to identify possible “unique” conflicts between
the Brand Builder employees and other unit employees. It did
not do so but insisted (while agreeing that it would accept a
number of provisions from the existing contract), that it was
entitled to bargain over the entire contract, including proposals
with different definitions for the “work week” and for tempo-
rary employees, and elimination of the union-security clause.
Parties to a collective-bargaining agreement are under a con-
tinuing duty to bargain, upon demand by the other party, over
matters that “were neither discussed nor embodied in any of the
terms and conditions of the contract,” see NLRB v. Jacobs Mfg.
Co., 196 F.2d 680, 683684 (2d Cir. 1952); enfg. 94 NLRB 1214
(1951). Accordingly, the Union had the right to demand appli-
cation of the extant collective-bargaining agreement to the
Brand Builders’ employees while at the same time, demanding
bargaining over certain matters not covered by the contract,
including how Brand Builders’ job classifications and pay
would be slotted into the existing contractual wage scales or
pay groups (or into a new pay group for the Brand Builders’
employees as provided by sec. 5.7 of the collective-bargaining
agreement), and over what positions in the Brand Builders’
department would be excluded from the unit, in accordance
with the Board’s unit clarification decision.
The current contract, does not contain any provision to cover
the reopening of covered terms and conditions by either party
during the duration of the contract nor does it contain any pro-
vision addressing the application of contract terms to newly
accreted employees. The fact that these issues were not antici-
pated does not require a conclusion that there was no meeting
of the minds on all material issues in the existing agreement.
And as noted above, I find that the negotiation of the contract
provided a valid basis for an agreement regarding the terms and
conditions of all employees who would be included in the unit
during the time frame covered by the agreement.
The Respondent otherwise attempts to justify its position by
relying on a Board Advise Memorandum which cites the
Board’s decision in Federal-Mogul Corp., 209 NLRB 343
(1974). The additions to the unit in the latter case were the
result of self-determination election in which a group of unrep-
resented employees in a partially organized plant choose, via a
secret ballot election, to be represented by a union rather than
remain unrepresented. By contrast, in the case of an accretion,
a group of unrepresented employees in a partially organized
plant is found by the Board to share such a community of inter-
est with an existing bargaining unit that does not have an iden-
tity separate and apart from that unit; the groups is thus in-
cluded in the existing unit by operation of law without the hold-
ing of an election.
The General Counsel notes that since Federal-Mogul was
decided in 1974, the case has not been applied to accretion
cases and its holding has not been expanded beyond self-
determination elections. The difference between accretion and
self-determination elections with regards to the applicability of
any existing bargaining agreements to the newly added em-
ployees was recognized by the United States court of appeals
for the Fifth Circuit in NLRB v. Mississippi Power & Light Co.,
769 F.2d 276, 279–280 (1985), which noted that although em-
ployees added to an existing bargaining unit through a “fringe
group election” are not covered by an existing bargaining
agreement under Federal-Mogul and its progeny, employees
added to a bargaining unit “by unit clarification” are covered by
an existing agreement. Accordingly, I find that the Federal-
Mogul case is distinguishable and I conclude that the Respon-
dent’s refusal to apply the existing contract to the accreted
Brand Builders’ employees and its insistence on bargaining for
a new contract is shown to be in violation of Section 8(a)(5)
and (1) of the Act, as alleged.
CONCLUSIONS OF LAW
1. The Respondent is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act.
2. Washington-Baltimore Newspaper Guild, Local 35,
AFL–CIO, CLC is a labor organization within the meaning of
Section 2(5) of the Act.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
170
3. At all times material herein Union Local 35 has been the
exclusive representative of employees in the following appro-
priate clarified unit for the purposes of collective bargaining
with respect to rates of pay, wages, hours of employment, and
other terms of employment:
All employees employed in the editorial departments,
news departments, commercial departments, and library,
including all employees in the job classifications set forth
in Article 5, Section 5.1 of the contract, but excluding all
employees employed in the positions set forth in Article 1,
Section 1.8 of the agreement, guards, management per-
sonnel, confidential personnel and supervisors as defined
in the Act.
The current unit is clarified to include all employees
employed in the promotions and events department (Brand
Builders Department), including the design manager, but
excluding all professional employees, guards, the director,
the creative manager and all other supervisors as defined
in the Act.
4. By refusing to apply the extant collective-bargaining
agreement to the Brand Builder Department employees ac-
creted to the unit and by, instead, insisting in bargaining for the
accreted employees over terms and conditions of employment
already covered by the extant collective-bargaining agreement,
the Respondent has violated Section 8(a)(1) and (5) of the Act.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, it will be recommended that Respondent
cease and desist therefrom and take certain affirmative action
designed to effectuate the policies of the Act.
The Respondent also shall be required to apply, retroac-
tively, the extant collective-bargaining agreement covering the
unit to the Brand Builders Department employees accreted to
the Unit, and to make the Brand Builder Department employees
whole for any losses they may have suffered as a result of the
Respondent’s failure and refusal to apply the existing collec-
tive-bargaining agreement to them, in accordance with the
method in F. W. Woolworth Co., 90 NLRB 289 (1950), with
interest as computed in New Horizons for the Retarded, 283
NLRB 1173 (1987).3 and to make whole the Union for any
dues moneys lost as a result of the Respondent’s refusal to the
terms apply the collective-bargaining agreement to the accreted
employees.
Under these circumstances, it is not considered necessary
that a broad order be issued.
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended4
[Recommended Order omitted from publication.]
3 Under New Horizons, interest is computed at the “short-term Fed-
eral rate” for the underpayment of taxes as set out in the 1986 amend-
ment to 26 U.S.C. Sec. 6621. Interest accrued before 1 January 1987
(the effective date of the amendment) shall be computed as in Florida
Steel Corp., 231 NLRB 651 (1977).
4 If no exceptions are filed as provided by Sec. 102.46 of the Board’s
Rules and Regulations, the findings, conclusions, and recommended
Order shall, as provided in Sec. 102.48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses.