335 NLRB 222
Watkins Contracting, Inc.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
222
Watkins Contracting, Inc. and Laborers Interna-
tional Asbestos and Toxic Abatement Employees
Union, Local 882, AFL–CIO, a/w Laborers In-
ternational Union of North America, AFL–CIO.
Case 21–CA–33379
August 27, 2001
DECISION AND ORDER
BY CHAIRMAN HURTGEN AND MEMBERS
TRUESDALE AND WALSH
On March 23, 2001, Administrative Law Judge Jay R.
Pollack issued the attached decision. The Respondent
filed exceptions and a supporting brief, the General
Counsel filed an answering brief, and the Respondent
filed a reply brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings, and conclusions1 and
to adopt the recommended Order as modified.2
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge as
modified below and orders that the Respondent, Watkins
Contracting, Inc., San Diego, California, its officers,
agents, successors, and assigns, shall take the action set
forth in the Order as modified below.
1. Substitute the following for paragraph 1(a).
1 We adopt the judge’s conclusion that the Respondent unlawfully
refused to furnish the information requested by the Union on March 23,
1999. In the proceedings below, the Respondent contended it had no
duty to furnish the requested information because, inter alia, it had
provided similar information to the Union in July 1998. The March 23
request was essentially a request for an update, and the Respondent did
not reply. Thus, the judge properly rejected the Respondent’s conten-
tion in reliance on Long Island Day Care Services, 303 NLRB 112
(1991). However, the judge also treated the contention as though the
Respondent were disputing the information’s relevance. The Respon-
dent has not done so. On the contrary, in its exceptions the Respondent
admits the relevance of the requested information as it pertains to bar-
gaining unit employees. Since there is no contention that the informa-
tion is not relevant, we do not pass on the judge’s discussion of what is
required to rebut the presumption of relevance.
There were no exceptions to sec. II,B,3,c of the judge’s decision
concerning the availability of the requested information from other
sources, or to sec. II,B,3,e concerning the Respondent’s confidentiality
claim. With respect to the latter, however, we note that in the last para-
graph of sec.II,B,3,e, the judge inadvertently refers to Minnesota Min-
ing & Mfg. Co., 261 NLRB 27 (1982), instead of the decision the judge
actually quotes from and discusses, Exxon Co. USA, 321 NLRB 896
(1996).
2 The Respondent argues, inter alia, that the judge’s recommended
Order is overly broad in certain respects. We agree and have modified
the recommended Order to remedy more precisely the violation found
by the judge.
“(a) Refusing to bargain with Laborers International
Asbestos and Toxic Abatement Employees Union, Local
882, AFL–CIO, affiliated with Laborers International
Union of North America, AFL–CIO, by refusing to fur-
nish the Union with information that is relevant and nec-
essary to its role as the exclusive bargaining representa-
tive of unit employees.”
2. Substitute the following for paragraph 2(a).
“(a) Furnish to the Union in a timely fashion the in-
formation requested by the Union in items 1 and 2 of its
letter dated March 23, 1999, excluding social security
numbers and limited to bargaining unit employees.”
3. Substitute the attached notice for that of the admin-
istrative law judge.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated the National Labor Relations Act and has ordered us to
post and abide by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representatives of their
own choice
To act together for other mutual aid or protection
To choose not to engage in any of these protected con-
certed activities.
WE WILL NOT refuse to bargain with Laborers Inter-
national Asbestos and Toxic Abatement Employees Un-
ion, Local 882, AFL–CIO, a/w Laborers International
Union of North America, AFL–CIO, by refusing to fur-
nish the Union with information that is relevant and nec-
essary to its role as the exclusive bargaining representa-
tive of unit employees.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
guaranteed you by Section 7 of the Act.
WE WILL furnish to the Union in a timely fashion the
information requested by the Union in items 1 and 2 of
its letter dated March 23, 1999, excluding social security
numbers and limited to bargaining unit employees.
WATKINS CONTRACTING, INC.
Jean C. Libby, for the General Counsel.
335 NLRB No. 17
WATKINS CONTRACTING, INC.
223
Carlos R. Perez (Reich, Adell, Crost, & Cvitan), of Los Ange-
les, California, for the Charging Party.
Mark T. Bennett (Merrill, Schultz, & Wolds, LTD), of San
Diego, California, for the Respondent.
DECISION
STATEMENT OF THE CASE
JAY R. POLLACK, Administrative Law Judge. I heard this
case in trial at San Diego, California, on August 29, 2000. On
June 16 1999, Laborers International Asbestos and Toxic
Abatement Employees Union, Local 882, AFL–CIO, affiliated
with Laborers International Union of North America, AFL–
CIO (the Union) filed the original charge alleging that Watkins
Contracting, Inc. (Respondent or the Employer) committed
certain violations of Section 8(a)(1) and (5) of the National
Labor Relations Act, as amended. On January 31, 2000, the
Regional Director for Region 21 of the National Labor Rela-
tions Board issued a complaint and notice of hearing against
Respondent alleging that Respondent violated Section 8(a)(1)
and (5) of the Act. The complaint was amended at the hearing.
Respondent filed timely answers to the complaints denying all
wrongdoing.
The essential issue is whether the Respondent’s failure and
refusal to provide the Union with the requested information of a
list of current employees containing the names, addresses, job
classifications, rate of pay, telephone numbers if any, and pre-
sent job locations including site addresses is a violation of Sec-
tion 8(a)(1) and (5) of the Act.
The parties have been afforded full opportunity to appear, to
introduce relevant evidence, to examine and cross-examine
witnesses, and to file briefs.1 On the entire record, from my
observation of the demeanor of the witnesses2 and having con-
sidered the post-hearing briefs of the parties, I make the follow-
ing.
FINDINGS OF FACT AND CONCLUSIONS
I. JURISDICTION
Respondent, a Nevada corporation, is engaged in the asbes-
tos-lead handling business, at its facility in San Diego, Califor-
nia, where it annually purchases and receives at its California
locations goods valued in excess of $50,000 directly from sup-
pliers located outside the State of California. Respondent ad-
mits and I find that it is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act.
Respondent admits and I find that the Union is a labor or-
ganization within the meaning of Section 2(5) of the Act.
1 The General Counsel, Charging Party, and Respondent all filed
timely briefs.
2 The credibility resolutions here have been derived from a review of
the entire testimonial record and exhibits, with due regard for the logic
of probability, the demeanor of the witnesses, and the teachings of
NLRB v. Walton Mfg. Co., 369 U.S. 404, 408 (1962). As to those wit-
nesses testifying in contradiction to the findings therein, their testimony
has been discredited, either as having been in conflict with credited
documentary or testimonial evidence or because it was in and of itself
incredible and unworthy of belief.
II. ALLEGED UNFAIR LABOR PRACTICES
A. Background and Issues
The Union and the International Association of Heat and
Frost Insulators and Asbestos Workers, Local No. 5, AFL–CIO,
were jointly certified as exclusive collective-bargaining repre-
sentatives for hazardous material handler mechanics and haz-
ardous material handler helpers employed out of Respondent’s
San Diego facility on May 27, 1997. Collective-bargaining
negotiations began in the summer of 1997. The Union re-
quested information at the last bargaining session, July 9, 1998,
which included a request for a list of the employees including
their names, social security numbers, addresses, telephone
numbers, and present job locations.
Humberto Gomez, business manager of the Union, testified
that the information was requested for the purposes of negotia-
tions, identifying employees, and to compare the jobsite infor-
mation with the information the Employer provide to Cal-
OSHA. Respondent asked that the request be put in writing
which was done on July 14, 1998, and the Respondent provided
the information on July 23, 1998. In the same month, the par-
ties reached impasse and the Respondent notified the Union of
its intent to implement its last, best, and final offer.
By letter dated March 23, 1999, the Union requested infor-
mation “pertaining to negotiations.” The Union requested,
among other things, a list of the current employees with their
addresses, job classifications, rate of pay, telephone numbers, if
any, and a list of present job locations including site addresses.
In a letter dated April 2, 1999, Respondent stated that since the
parties were at impasse, Respondent was under no obligation to
continue negotiations with the Union until another proposal
was submitted by the Union. The letter further stated that the
request for employee names, addresses, job classifications, rate
of pay, and telephone numbers had already been provided in
July 1998. In regards to the present job locations, Respondent
asked for an “explanation of the relevance of that information
in the current context of the collective bargaining relationship”
and if the information was shown to be “relevant,” a question
was posed as to whether the “union was prepared to enter into a
legally binding and enforceable confidentiality agreement per-
taining to such information, should the company choose to
provide it.”
By letter dated April 14, 1999, the Union made a second re-
quest for the information. By letter dated April 22, 1999, Re-
spondent redirected the Union to its letter of April 2, 1999. The
Union responded with a third request, by letter, for the informa-
tion on April 22, 1999. During the March/April exchanges, the
Union did not receive the information it requested of the Re-
spondent pertaining to a list of the current employees with their
addresses, job classifications, rate of pay, telephone numbers, if
any, and a list of present job locations including site addresses.
B. Discussion and Findings
1. The duty to furnish information
Section 8(a)(5) of the Act makes it an unfair labor practice
for an employer to refuse to bargain collectively with the repre-
sentatives of his employees, subject to the bargaining unit pro-
visions of Section 9(a). The duty to bargain in good faith re-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
224
quires an employer to furnish information requested and needed
by the employees’ bargaining representative for the proper
performance of its duties to represent unit employees of that
employer. NLRB v. Acme Industrial Co., 385 U.S. 432, 437
(1967). A union’s request for information regarding the terms
and conditions of employment of the employees employed
within the bargaining unit represented by the union, is “pre-
sumptively relevant” to the Union’s proper performance of its
collective-bargaining duties, Samaritan Medical Center, 319
NLRB 392, 397 (1995), because such information is at the
“core of the employee-employer relationship,” Graphics Com-
munications Local 13 v. NLRB, 598 F.2d 267, 271 fn. 5 (D.C.
Cir. 1979), thus it is relevant by its “very nature.” Emeryville
Research Center v. NLRB, 441 F.2d 880, 887 (9th Cir. 1971).
Therefore, an employer’s statutory obligation to provide in-
formation presupposes that the information is relevant and nec-
essary to a union’s bargaining obligation vis-a-vis its represen-
tation of unit employees of that employer. White-Westinghouse
Corp., 259 NLRB 220 fn. 1 (1981). Whether the requested
information is relevant and sufficiently important or needed to
invoke a statutory obligation to provide it is determined on a
case-by-case basis. Id.
In making this determination of importance, the Board has
followed the following principles:
Wage and related information pertaining to employees in the
bargaining unit is presumptively relevant, for, as such data
concerns the core of the employer-employee relationship, a
union is not required to show the precise relevance of it,
unless effective employer rebuttal comes forth; as to other re-
quested data, however, such as employer profits and produc-
tion figures, a union must, by reference to the circumstances
of the case, as an initial matter, demonstrate more precisely
the relevance of the data it desires.
Coca-Cola Bottling Co., 311 NLRB 424, 425 (1993) (citing
Curtiss-Wright Corp. v. NLRB, 347 F.2d 61, 69 (3d Cir. 1965)).
Thus, if the requested information goes to the core of the em-
ployer-employee relationship, and the employer refuses to
provide that requested information, the employer has the bur-
den to prove either lack of relevance or to provide adequate
reasons why it cannot, in good faith, supply the information.
If the information requested is shown to be irrelevant to any
legitimate union collective-bargaining need, however, a re-
fusal to furnish it is not an unfair labor practice.
Coca-Cola Bottling Co., supra at 425 (citing Emeryville Re-
search Center v. NLRB, supra).
The standard to determine a union’s right to information will
be “a broad discovery type standard,” which permits the union
access to a broad scope of information potentially useful for the
purpose of effectuating the bargaining process. NLRB v. Acme
Industrial, supra at 437, fn. 6; See also Honda of Hayward, 314
NLRB 443, 449 (1994). There only needs to be “the probability
that the desired information was relevant, and that it would be
of use to the union in carrying out its statutory duties and re-
sponsibilities.” Acme Industrial, supra at 437.
2. The relevance of the information requested
In this case, all of the information in question, employee
names, addresses, job classifications, rate of pay, telephone
numbers, and present job location including site addresses is
presumptively relevant. As such, no showing of particular need
is necessary. Curtiss-Wright Corp., supra at 69.
As to employee job classification, it is a condition of em-
ployment that is presumptively relevant information. Millard
Processing Services, 308 NLRB 929, 930 (1992). The same is
true for rates of pay. Dynatron/Bondo Corp., 305 NLRB 574
(1991); see also TEG/LVI Environmental Services, 328 NLRB
483, 484 (1999); Children’s Hospital of San Francisco, 312
NLRB 920 (1993).
As to names, addresses, and telephone numbers, “[t]he Un-
ion’s obligation to represent employees presupposes the ability
to communicate with them.” Howe K. Sipes Co., 319 NLRB
30, 39 (1995). It is well settled that the names, addresses, and
telephone numbers are therefore presumptively relevant infor-
mation. Dynatron/Bondo Corp., supra at 574; Valley Pro-
grams, 300 NLRB 423, (1990); see, e.g., Burkart Foam, 283
NLRB 351 (1987), enfd. 848 F.2d 825 (7th Cir. 1988); Tom’s
Ford, 253 NLRB 888, 894–895 (1980).
As to the present job location including site addresses, the
Board has found that a “[l]ist of current employees containing
the names, addresses, job classifications, rates of pay and tele-
phone numbers if any” and a “[l]ist of present job locations
including site addresses” was presumptively relevant informa-
tion “inasmuch as the request relates to wages, hours, and terms
and conditions of employment of the unit employees. The Re-
spondent’s denial of its relevance, without more, does not raise
an issue warranting a hearing.” TEG/LVI Environmental Ser-
vices, supra.
3. Respondent’s arguments
a. Information previously provided
Respondent raises several arguments against providing the
information. Respondent argues that it has not failed nor re-
fused to provide the information but rather has already com-
plied with the March 1999 request for information by providing
answers to these same questions in July 1998.
With presumptively relevant information, “a union is not re-
quired to prove the precise relevance of such information unless
the Respondent submits evidence sufficient to rebut the pre-
sumption of relevance.” Mathews Readymix, Inc., 324 NLRB
1005, 1009 (1997) (citing Grand Islander Health Care Center,
256 NLRB 1255, 1256 (1981)).
In this case, Respondent has not clearly and convincingly re-
butted the presumption of relevance. While Respondent has
stated that it provided answers to the same questions in July
1998, it has not stated that the answers to those questions were
the same as those that would have been provided in March
1999. Rather, the General Counsel’s witness, Mr. Gomez,
testified that the number of asbestos and toxic abatement em-
ployees in the bargaining unit in 1999 varied from 75–150.
And, as evidenced by the lengthy time spent at hearing over
where jobsite information could be found, the employees per-
form their work in varying locations.
WATKINS CONTRACTING, INC.
225
Therefore, in examining the circumstances particular to this
case I find that it is not unreasonable for a union to request
updated information from time to time. Long Island Day Care
Services, 303 NLRB 112, 130 (1991). In Long Island Day
Care Services, as here, the information requested (names, ad-
dresses, job classifications, dates of hire, and wage rates) was
provided and then again requested by the Union 8 months later.
It is reasonable to assume that there was employee turnover,
changes in address, phones numbers, and job classifications.
Id. at 130 fn 8. Additionally, with the nature of the work per-
formed by the bargaining unit employees in the present case
(i.e., performance at different job locations with different site
addresses), it is not unreasonable to assume that the present job
locations including site address has additionally changed in the
last 8 months.
Having the number of employees in the bargaining unit
change between 75 to 150 in 1 year within a business that addi-
tionally has changes in jobsite information makes this a situa-
tion where everyone ought to know, by reason of obviousness,
that the answers to the questions are not stable and it is not
unreasonable to request the information again, in this case 8
months later, as the information remains presumptively rele-
vant. Therefore, although Respondent has stated that it sup-
plied answers to the same questions 8 months earlier, this is not
a significant rebuttal of the presumption of relevance under the
circumstances of this particular case.
b. The parties were at impasse
In its letter to the Union dated April 2, 1999, the Respondent
questioned the relevancy of requesting information on current
job locations including site addresses given that the parties
were at impasse. Respondent further argued that it had no obli-
gation to provide the information under these circumstances.
It is well settled that an employer has an obligation to furnish
a union, on request, information necessary to enable the union
to perform its duties as collective-bargaining representative of
unit employees. NLRB v. Acme Industrial Co., supra at 435–
436. In addressing a union’s request for information after im-
passe, the Board found that impasse did not serve to terminate
altogether the bargaining relationship between the union and
the respondent. Although an impasse means that “the parties
have exhausted the prospects of concluding an agreement and
further discussions would be fruitless,” Laborers Health &
Welfare Trust v. Advanced Lightweight Concrete, 779 F.2d
497, 500 fn. 3 (9th Cir. 1985), quoted with approval Laborers
Health & Welfare Trust v. Advanced Lightweight Concrete, 484
U.S. 539, 543 fn. 5 (1988), an impasse is nonetheless viewed as
“only a temporary deadlock or hiatus” in bargaining for a col-
lective-bargaining contract, Charles D. Bonanno Linen Service
v. NLRB, 454 U.S. 404, 412 (1982), during which “there [is] no
realistic possibility that continuation of discussion at that time
would have been fruitful.” Television Artists AFTRA v. NLRB,
395 F.2d 622, 628 (D.C. Cir. 1968).
The bargaining process, itself, contemplates that passage of
time following such a hiatus will lead one or the other party to
modify its positions(s) on deadlocked issues, ibid., and, once
that occurs, all parties are obliged to resume negotiations in a
renewed effort to reach agreement on terms for a collective-
bargaining contract. Accordingly . . . . impasse . . . . served
only to interrupt the ongoing process of bargaining for a con-
tract; it did not serve to interrupt or suspend the Union’s status
as the statutory bargaining agent of employees in the historic
bargaining unit.
As a general proposition, during such a hiatus in negotiations
for a contract, an employer’s duty to disclose relevant infor-
mation is no different, and certainly no less, than exists before
impasse. For, “wage and related information pertaining to
employees in the bargaining unit should, upon request, be
made available to the bargaining agent without regard to its
immediate relationship to the negotiation or administration of
the collective- bargaining agreement,” Whitin Machine
Works, 108 NLRB 1537, 1541 (1954), enfd. 217 F.2d 593
(4th Cir. 1954), since “a labor organization’s right to relevant
information is not dependent upon the existence of some par-
ticular controversy or the need to dispose of some recognized
problem.” (Citations omitted.) Oil Workers Local 6–418 v.
NLRB, 711 F.2d 348, 361 (D.C. Cir. 1983). Retlaw Broad-
casting Co., 324 NLRB 138, 141–142 (1997) (citing Oil
Workers Local 6-418 v. NLRB, 711 F.2d 348, 361 (D.C. Cir.
1983)).
Therefore, Respondent cannot justify its refusal to provide
the presumptively relevant information to the Union simply
because the request was made after impasse. Respondent re-
mains under a duty to provide this information.
c. The information requested is available elsewhere
Respondent raised as an affirmative defense that “[s]ome or
all of the information allegedly requested by Local 882 was
available to the Union.”
The fact that the Union may obtain information by other
means or from another source does not alter or diminish the
obligation of the Employer to furnish relevant information.
Holyoke Water Power Co., 273 NLRB 1369 (1985); Armstrong
World Industries, Inc., 254 NLRB 1239, 1243 (1981). “For it
is clear that Sec. 8(a)(5) imposes on an employer the duty to
furnish a union with information relevant to the union’s intelli-
gent performance of its representative function.” Armstrong
World Industries, Inc., supra at 1243.
d. Information going to be used for other purposes
Respondent argues that the reason the Union is requesting
the jobsite information has nothing to do with Respondent’s
duty to bargain. Respondent argues that the request for infor-
mation in July 1998, was for the purposes of comparing that
information to the information Respondent provided to Cal-
OSHA.
Although Gomez testified that the Union, in its July 1998 re-
quest, orally stated that jobsite information was for the pur-
poses of comparing it to the jobsite information Respondent
provided to Cal-OSHA, the Respondent ignores the fact that the
Union additionally stated, at hearing and in its letter requesting
the information, that the information was for negotiations and
identifying employees. Additionally, jobsite location including
site addresses is presumptively relevant information for which
the Union does not have to demonstrate “the precise rele-
vance.” Curtiss-Wright, supra at 69. Further, “it is well estab-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
226
lished that, where a union’s request for information is for a
proper and legitimate purpose, it cannot make any difference
that there may be other reasons for the request or that the data
may be put to other uses.” Associated General Contractors of
California, 242 NLRB 891, 894 (1979). And when the infor-
mation requested is presumptively relevant, “[I]t is well settled
that the presumption of relevance is not rebutted by a showing
that the union also seeks the information for a purpose unre-
lated to its representative function.” Coca-Cola Bottling Co.,
supra at 429.
Therefore, even if the Union were going to use the jobsite in-
formation to compare to Cal-OSHA reports, it cannot make a
difference, nor can it rebut the presumption of relevance that
has been established for this information.
e. Respondent’s request for a confidentiality agreement
In its April 2, 1999 letter to the Union, Respondent asked if
job location were found to be relevant information while the
parties were at impasse, was the Union “prepared to enter into a
legally binding and enforceable confidentiality agreement per-
taining to such information.” Respondent argues that the
“terms under which information will be provided is a legitimate
subject of bargaining” and cites Minnesota Mining & Mfg. Co.,
261 NLRB 27, 32 (1982).
Once the initial showing of relevance has been made, “the
employer has the burden to prove a lack of relevance . . . or to
provide adequate reasons as to why he cannot, in good faith,
supply such information.” San Diego Newspaper Guild v.
NLRB, 548 F.2d 863, 867 (9th Cir. 1977). “[T]he Board is
required to balance a union’s need for the information against
any legitimate and substantial confidentiality interest estab-
lished by the employer.” Earthgrains Baking Cos., 327 NLRB
605, 611–612 (1999; see, e.g., Exxon Co. USA, 321 NLRB 896
(1996); Good Life Beverage Co., 312 NLRB 1060 (1993).
“However, it is also well settled that as a part of this balancing
process, the party making a claim of confidentiality has the
burden of proving that such interests are in fact present and of
such significance as to outweigh the union’s need for the in-
formation.” Jacksonville Area Assn. for Retarded Citizens, 316
NLRB 338, 340 (1995). “Where the employer fails to demon-
strate a legitimate and substantial confidentiality interest, the
union’s right to the information is effectively unchallenged, and
the employer is under a duty to furnish the information.” A-
Plus Roofing, 295 NLRB 967, 970 (1989).
In this case, Respondent has only stated that the information
should be held confidential and then asked if the Union would
agree to sign a confidentiality agreement. Respondent has not
proven a legitimate and substantial confidentiality interest.
Respondent has therefore failed in its burden.
Respondent is correct in citing to Minnesota Mining & Mfg.
Co., supra at 32, as a means to establish that the terms under
which information will be provided is a legitimate subject of
bargaining. Respondent had requested the “term” of a confi-
dentiality agreement from the Union. In Minnesota Mining, the
Board ordered the respondent to disclose the confidential in-
formation “subject to the parties’ bargaining in good faith to a
mutually satisfactory confidential agreement, protective order,
or other appropriate procedure.” 321 NLRB at 899. Minnesota
Mining is distinguished from the present case in that the em-
ployer in Minnesota Mining had already established a legiti-
mate confidentiality concern; that the identity of persons who
have disclosed prior drug or alcohol related arrests or convic-
tions and have participated in a structured rehabilitation pro-
gram is highly sensitive information and requires consent to
release the information from the employees. In the instant case,
Respondent has merely stated that the information is confiden-
tial without explanation. As such, Lasher Service Corp., 332
NLRB 834 (2000), is controlling. In Lasher, the Board ordered
the respondent to supply the requested information and disal-
lowed an order affording the respondent 30 days to bargain
with the union for a confidentiality agreement because the re-
spondent had not met its burden of establishing that the infor-
mation was indeed confidential. Id. As the same is true in the
present case, (i.e., Respondent has not met its burden of estab-
lishing that the information was confidential) Respondent
should provide the relevant information.
f. Request for information was overbroad
The Respondent argues in its brief that the union’s request
for this information was overbroad. Respondent argues that the
terms of the request includes non-bargaining unit employees as
well as bargaining unit employees. The March 23, 1999 letter
requesting the information indicates that the Union requested a
“List of employees. . . .” without specifying which employees.
Although it seems clear by context that the Union was re-
questing information about the employees it represented, when
a union seeks information concerning employees outside of the
represented bargaining unit, there is no presumption of rele-
vance and the Union has the burden, in that instance, to show
relevance. E. I. du Pont & Co., 744 F.2d 536, 538 (6th Cir.
1984). The Board held in Keauhou Beach Hotel that:
Even if the Union’s request was ambiguous and/or intended to
include information regarding nonunit employees when made,
this would not excuse the Respondent’s blanket refusal to
comply. It is well established that an employer may not sim-
ply refuse to comply with an ambiguous and/or overbroad in-
formation request, but must request clarification and/or com-
ply with the request to the extent it encompasses necessary
and relevant information. 298 NLRB 702 (1990); See, e.g.,
Earthgrains Baking Cos., 327 NLRB [605, 612] (1999); Tire
America, Inc., 315 NLRB 197, 198 (1994).
I believe that Respondent knew that the union’s request ap-
plied to bargaining unit employees and did not seek information
regarding nonbargaining unit employees. Even if Respondent
believed the union’s request for information was overbroad, it
was obliged to provide information about the bargaining unit
employees; the information that was not overbroad or irrele-
vant.
CONCLUSIONS OF LAW
1. Respondent is an employer engaged in commerce within
the meaning of Section 2(2), (6), and (7) of the Act.
2. The Union is a labor organization within the meaning of
the Section 2(5) of the Act.
3. Respondent has violated Section 8(a)(1) and (5) of the Act
by failing to provide the Union with information consisting of a
WATKINS CONTRACTING, INC.
227
list of current employees, their addresses, job classifications,
rate of pay, telephone numbers, if any, and a list of present job
locations including site addresses.
4. The above unfair labor practices are unfair labor practices
affecting commerce within the meaning of Section 2(6) and (7)
of the Act.
REMEDY
Having found that Respondent has engaged in certain unfair
labor practices, I find that it must be ordered to cease and desist
therefrom and to take certain affirmative action designed to
effectuate the policies of the Act.
I shall recommend that Respondent provide the Union with
the requested information including a list of current employees,
their addresses, job classifications, rates of pay, telephone
numbers, if any, and a list of present job locations including site
addresses.
On the foregoing findings of fact and conclusions of law, and
on the entire record, and pursuant to Section 10(c) of the Act, I
hereby make the following recommended3
ORDER
Respondent, Watkins Contracting Co., San Diego, Califor-
nia, its officers, agents, successors, and assigns, shall
1.Cease and desist from
(a) Refusing to bargain with, Laborers International Asbestos
and Toxic Abatement Employees Union, Local 882, AFL–CIO,
affiliated with Laborers International Union of North America,
AFL–CIO (the Union) by refusing to provide the Union with
requested information including a list of current employees,
their addresses, job classifications, rates of pay, telephone
3 All motions inconsistent with this recommended order are denied.
In the event that no exceptions are filed as provided by Sec. 102.46 of
the Board’s Rules and Regulations, the findings, conclusions, and rec-
ommended Order shall, as provided in Sec. 102.48 of the Rules, be
adopted by the Board and all objections to them shall be deemed
waived for all purposes.
numbers, if any, and a list of present job locations including site
addresses.
(b) In any like or related manner interfering with, restraining, or
coercing employees in the exercise of the rights guaranteed them
in Section 7 of the Act.
2. Take the following affirmative action necessary to effectuate
the policies of the Act.
(a) Within 14 days of this Order, provide the Union with the
requested information including a list of current employees,
their addresses, job classifications, rates of pay, telephone
numbers, if any, and a list of present job locations including site
addresses.
(b) Within 14 days after service by the Regional Director, post
at its San Diego, California, facilities copies, in English and Span-
ish, of the attached notice marked “Appendix”3. Copies of the
notice, on forms provided by the Regional Director for Region 21,
after being signed by Respondent’s authorized representative,
shall be posted by Respondent and maintained by it for 60 con-
secutive days thereafter in conspicuous places, including all places
where notices to employees are customarily posted. Reasonable
steps shall be taken by Respondent to ensure the notices are not
altered, defaced, or covered by other material. In the event that,
during the pendency of these proceedings, Respondent has gone
out of business or closed the facility involved in these proceed-
ings, Respondent shall duplicate and mail, at its own expense, a
copy of the notice to all current and former employees employed
by Respondent at any time since April 2, 2000.
(c) Within 21 days after service by the Regional Director, file
with the Regional Director a sworn certification of a responsible
official on a form provided by the Region attesting to the steps
that Respondent has taken to comply.
3 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”