335 NLRB 463
Casino Ready Mix, Inc.
CASINO READY MIX, INC.
463
Casino Ready Mix, Inc. and Building Trades
Organizing Project, on behalf of Teamsters,
Chauffeurs, Warehousemen and Helpers, Local
631, affiliated with International Brotherhood of
Teamsters, AFL–CIO, and International Union
of Operating Engineers, Local 12, AFL–CIO.
Case 28–CA–14536
August 27, 2001
DECISION AND ORDER
BY CHAIRMAN HURTGEN AND MEMBERS
LIEBMAN
AND TRUESDALE
On September 18, 1998, Administrative Law Judge
Frederick C. Herzog issued the attached decision. The
Respondent filed exceptions and a supporting brief, the
General Counsel and the Charging Party filed answering
briefs, and the Respondent filed a reply brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs, and has decided to
affirm the judge’s rulings, findings,1 and conclusions2
only to the extent consistent with this Decision and Or-
der.
The Respondent is engaged in the preparation, sale,
and distribution of ready-mix concrete in Las Vegas,
Nevada. In April 1997,3 the Respondent was hiring
truckdrivers and advertising that fact in local newspa-
pers. Three of the Union’s organizers applied for driver
positions: Charles Phillips in late March, and Bill Dooley
and Wayne King in early April. Phillips was formally
hired in April, but was not assigned any work until Au-
gust. Dooley and King were not hired. The Respondent
hired four other truckdriver applicants before the end of
April.
1 The Respondent has excepted to some of the judge's credibility
findings. The Board's established policy is not to overrule an adminis-
trative law judge's credibility resolutions unless the clear preponderance
of all the relevant evidence convinces us that they are incorrect. Stan-
dard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362 (3d
Cir. 1951). We have carefully examined the record and find no basis for
reversing the findings.
2 We observe that the judge’s decision incorporates substantial por-
tions of the Charging Party’s posthearing brief. While this practice may
raise questions about the independence of a judge’s analysis, it is not
inherently prejudicial or otherwise reversible error. Based on a careful
review of the record, we are satisfied that the judge provided an inde-
pendent analysis of the factual issues and legal arguments in the case.
Accordingly, we find that disregard of his findings is not warranted.
See Waterbury Hotel Management LLC, 333 NLRB 482 (2001), and
cases cited there.
3 All dates are in 1997.
The judge found that Phillips was unlawfully denied
assignments and Dooley and King were unlawfully re-
fused employment because of their union status. In addi-
tion, the judge found that during April Larry Hildebrand,
an alleged agent and statutory supervisor of the Respon-
dent, interrogated and threatened an employee in viola-
tion of Section 8(a)(1), and that subsequently, Gary Bale,
the Respondent’s owner and president, also unlawfully
threatened employees.
We disagree with the judge that the evidence substan-
tiates the alleged violations committed by Hildebrand,
and we will dismiss these portions of the complaint. We
do agree that Bale violated Section 8(a)(1), and that the
Respondent violated Section 8(a)(3) concerning Phillips,
Dooley and King, but only to the extent consistent with
our analyses below.
1. Employee Paul Swisher, a witness for the General
Counsel, testified that during a truck ride in mid-April,
alleged Supervisor Hildebrand interrogated him about his
union membership, threatened that the Respondent
would close down its Nevada operation to avoid unioni-
zation, and stated that the Respondent would not hire
union drivers. After the judge found that Hildebrand was
a statutory supervisor and agent, he relied solely on
Swisher’s testimony in finding that Hildebrand’s state-
ments violated Section 8(a)(1). However, during the Re-
spondent’s cross-examination of Swisher at the hearing,
the judge pronounced that Swisher was not a believable
witness. Among other things, the judge stated on the re-
cord that Swisher “is clearly not a reliable witness for
any detail,” and that “I’d be a fool to rely upon anything
[Swisher] says that has anything to do with the detail. Or
even if it’s not a detail.” And finally, the judge said “I’ve
already seen enough of [Swisher] to know his credibility
is shot.”
In short, the judge emphatically discredited all of
Swisher’s testimony at the hearing. It is reasonable to
infer that the Respondent took account of this in its de-
fense of the allegations involving Hildebrand. The judge
did not subsequently withdraw his characterizations of
Swisher’s testimony, provide timely notice to the Re-
spondent that he might rely on Swisher’s testimony, or
explain why he nevertheless credited him in his decision.
In these circumstances, we find that Swisher’s testi-
mony remains discredited, and thus the evidence regard-
ing statements made by Hildebrand is no longer compe-
tent to support the alleged violations of Section 8(a)(1).
Accordingly, these allegations are dismissed. In light of
this determination, we find it unnecessary to consider the
judge’s findings that Hildebrand was both a statutory
supervisor and an agent of the Respondent, as his status
is not relevant to any other aspect of this proceeding.
335 NLRB No. 39
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
464
2. Employee Scott Newcomb testified that, in late
summer or early fall 1997, Gary Bale, the Respondent’s
owner and president, told him that the Company would
never allow the Union to represent its employees, that
instead he would either move the Respondent’s Las Ve-
gas operation or replace the truckdrivers with owner-
operators. Bale did not testify at the hearing. The judge
credited Newcomb’s testimony and drew an adverse in-
ference from the Respondent’s failure to produce Bale as
a witness.4 He concluded that Bale’s statement violated
Section 8(a)(1), and also demonstrated the Respondent’s
animus against the Union, a factor relevant to the com-
plaint’s 8(a)(3) allegations. In its exceptions, the Re-
spondent contends that the adverse inference and the
finding of a violation are inappropriate because the Gen-
eral Counsel never alleged that Bale’s statement was an
unfair labor practice.
“It is well settled that the Board may find and remedy
a violation even in the absence of a specified allegation
in the complaint if the issue is closely connected to the
subject matter of the complaint and has been fully liti-
gated.” Pergament United Sales, 296 NLRB 333, 334
(1989), enfd. 920 F.2d 130 (2d Cir. 1990). The Respon-
dent is correct that the General Counsel made no specific
allegation that Bale’s statement violated the Act. How-
ever, the complaint did allege that Bale was the president
of the Company, a statutory supervisor, and an agent
acting on the Respondent’s behalf. Thus, Respondent
was on notice that the General Counsel would hold the
Respondent accountable for conduct committed by Bale.
Moreover, as the judge found, Bale’s statement clearly
demonstrated union animus; thus, it was plainly relevant
to the complaint’s allegations that the Respondent dis-
criminated against union members in its employment
decisions. Finally, as indicated above, the complaint
alleged similar threats by Hildebrand.
In these circumstances, we find that there is a close
connection between Bale’s statement and the subject
matter of the complaint. In addition, the Respondent did
not object to Newcomb’s testimony and had an opportu-
nity for cross-examination.5 We therefore find that the
issue was fully and fairly litigated. Accordingly, we re-
ject the Respondent’s exception and affirm the judge’s
finding that Bale’s statement was a threat in violation of
Section 8(a)(1). See, e.g., FiveCAP, Inc., 331 NLRB
4 The Charging Party moved to strike from the Respondent’s excep-
tions brief the contention that Bale was out of state at the time of the
hearing, and that it would have been burdensome and costly to provide
his testimony to counter that of Newcomb. On review, we agree that the
Respondent offered no explanation on the record for Bale’s absence,
and accordingly, we grant the motion to strike.
5 In fact, it did cross-examine Newcomb on other matters, but chose
not to address his testimony concerning Bale.
1165, 1184 (2000); Williams Pipeline Co., 315 NLRB
630 (1994).
3. As stated above, the judge concluded that the Re-
spondent discriminatorily refused to assign work to Phil-
lips and discriminatorily refused to hire Dooley and
King. While the judge’s decision was pending on excep-
tions, the Board issued FES, 331 NLRB 9 (2000). In that
decision, the Board, among other things, clarified the
legal elements of a discriminatory refusal-to-hire viola-
tion. The Board also indicated that the principles set forth
in that decision would be applied to all relevant pending
cases. Id. at fn. 6.
On June 13, 2000, the Board invited the parties in this
case to file briefs addressing the applicability of the FES
analytical framework to the refusal-to-hire issues raised
by the complaint, including whether the record is suffi-
cient for such an analysis. The General Counsel re-
sponded to the Board’s invitation, contending that the
record is adequate for an application of the FES analysis.
The Charging Party and the Respondent did not respond.
It is thus apparent that all the parties concede that the
record is sufficient, and, on our careful review of the
record, we agree. As discussed below, we affirm the
judge’s 8(a)(3) findings.
In FES the Board defined the elements of a refusal-to-
hire violation:
To establish a discriminatory refusal to hire, the Gen-
eral Counsel must, under the allocation of burdens set
forth in Wright Line, 251 NLRB 1083 (1980), enfd.
662 F.2d 899 (1st Cir. 1981), cert. denied 455 U.S. 989
(1982), first show the following at the hearing on the
merits: (1) that the respondent was hiring, or had con-
crete plans to hire, at the time of the alleged unlawful
conduct; (2) that the applicants had experience or train-
ing relevant to the announced or generally known re-
quirements of the positions for hire, or in the alterna-
tive, that the employer has not adhered uniformly to
such requirements, or that the requirements were them-
selves pretextual or were applied as a pretext for dis-
crimination; and (3) that antiunion animus contributed
to the decision not to hire the applicants. Once this is
established, the burden will shift to the respondent to
show that it would not have hired the applicants even in
the absence of their union activity or affiliation.
331 NLRB at 12 (footnote references omitted).
As indicated above, the Respondent did not refuse to
employ Phillips, but it did refuse to assign him work
once he was formally hired. When Phillips applied for a
driver position at the Respondent’s office on March 28,
he did not reveal that he was a union organizer. He was
hired on April 8. Soon thereafter, the Respondent found
CASINO READY MIX, INC.
465
out that he was an organizer, and the Respondent admit-
ted at the hearing that it did not assign work to him spe-
cifically because of that fact. Phillips did not receive
work assignments until on or about August 15, after un-
fair labor practice charges had been filed. We find, based
primarily on the Respondent’s admission, that the refusal
to assign work to Phillips was discriminatory and vio-
lated Section 8(a)(3) and (1). As discussed below, we
also find that the Respondent’s discrimination against
Phillips because of his union status lends support to a
finding of antiunion animus with respect to the complaint
allegations involving Dooley and King.
Alleged discriminatees Dooley and King applied for
driver positions on April 8, when the Respondent was
advertising to hire drivers. Both wore shirts identifying
themselves as organizers for the Union as well as base-
ball caps with union logos. Each stated his organizer
status on his application; Dooley added on his that he
intended to organize the Respondent’s employees. Al-
though the Respondent accepted their applications, they
were told that the Company was not hiring at that time,
and in fact they were not hired. The Respondent hired
four other drivers between April 8 and 21.
The Respondent’s newspaper advertisements required
that truckdriver applicants “must have CDL (a chauf-
feur’s license) with clean record. Must know pneumat-
ics.” Dooley had 9 years experience in the ready-mix
concrete industry and a CDL with all required endorse-
ments. The Respondent admitted that Dooley was quali-
fied for the driver position being advertised. King’s
qualifications were comparable to Dooley’s: 6 years ex-
perience in the ready-mix industry and a CDL with all
required endorsements. The Respondent does not dis-
pute, and we find, that King was qualified for the adver-
tised position as well.
At about the time that King and Dooley applied, the
Respondent determined not to assign Phillips any work
because he was a union organizer. This admitted fact, in
and of itself, supports an inference that a contributing
factor in the Respondent’s decision not to hire King and
Dooley was their union organizer status. In finding anti-
union animus, we also rely on Bale’s unlawful threat that
he would move the Company or replace the drivers with
owner-operators to avoid unionization.6
In sum, we find that the General Counsel established
that the Respondent discriminatorily refused to hire Doo-
ley and King consistent with the three elements set forth
in FES. Therefore, it was the Respondent’s burden to
show that it would not have hired either of them regard-
6 We find it unnecessary to rely on any other evidence which the
judge found demonstrated animus.
less of their protected status.7 The Respondent’s defense
with respect to King is simply that it never received his
application. The judge credited the testimony of King
and Dooley that on April 8 they filled out their applica-
tions at the Respondent’s office and submitted them per-
sonally to Doug Anderson, the Respondent’s general
manager. Therefore, we reject the Respondent’s conten-
tion that it never received the application and we con-
clude that the Respondent’s refusal to hire King violated
Section 8(a)(3) and (1).
Concerning Dooley, the Respondent first contended in
a June 1997 statement submitted to NLRB Region 28
that he was not hired because of a lack of recent driver
experience, because of inaccuracies in his application,
and because his then-current job with the Union paid
more than the Respondent would pay him as a driver. At
the hearing, General Manager Anderson testified that the
first two points above were not actually the reasons for
failing to hire Dooley. Indeed, the record establishes that
the Respondent has hired employees whom it knew had
falsified their applications. Anderson maintained that the
salary issue was the true reason. Later, he testified that
Dooley’s arrogance at the time he submitted his applica-
tion was also a significant reason for denying him em-
ployment.
Based on the foregoing, the judge found that the evi-
dence demonstrated shifting, pretextual rationales for not
hiring Dooley, and he discredited Anderson’s testimony.
We agree and find that the Respondent did not rebut the
General Counsel’s showing that Dooley was hired for
unlawful, discriminatory reasons. Accordingly, Respon-
dent's refusal to employ him violated Section 8(a)(3) and
(1).
REMEDY
Having found that the Respondent has engaged in un-
fair labor practices in violation of Section 8(a)(3) and (1)
of the Act, we shall order that it cease and desist from
these violations and that it take appropriate affirmative
action designed to effectuate the policies of the Act. The
7 We find no merit in the Respondent’s contention that the judge im-
properly limited its ability to prove that Phillips and Dooley were not
protected by the Act. The Respondent sought to establish that (1) Phil-
lips filed applications with several employers at the same time in April
1997 and that in October 1997, while employed by the Respondent, he
engaged in a short economic strike and a subsequent unfair labor prac-
tice strike; (2) that after being denied employment, Dooley attempted to
convince an employee of the Respondent to go to work for a union
contractor; and (3) that 30 applicants appeared outside the Respon-
dent’s office when King and Dooley applied for work. Even if it had
been properly presented and credited, Respondent’s evidence would not
have been sufficient to deny Phillips and Dooley the protection of the
Act. See NLRB v. Town & Country Electric, 516 U.S. 85 (1995); M. J.
Mechanical Services, 324 NLRB 812, 813–814(1997); Braun Electric
Co., 324 NLRB 1, 3 (1997).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
466
appropriate remedy for the refusals to hire Dooley and
King is “a cease-and-desist order, and an order to offer
the discriminatees immediate reinstatement to the posi-
tions to which they applied or, if those positions no
longer exist, to substantially equivalent positions, and to
make them whole for losses sustained by reason of the
discrimination against them.” FES, supra, at 12. We shall
also order the Respondent to make Phillips whole for any
losses he may have incurred because of the discrimina-
tion against him from the time he was hired on April 8,
1997, until the time the Respondent first began to assign
him work, on or about August 15, 1997. Backpay shall
be computed in the manner prescribed in F. W. Wool-
worth Co., 90 NLRB 289 (1950), and shall be reduced by
net interim earnings, with interest computed in accor-
dance with New Horizons for the Retarded, 283 NLRB
1173 (1987). Remedial issues concerning the applicabil-
ity of Dean General Contractors, 285 NLRB 573 (1987),
may be raised in the compliance proceeding.
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge as
modified and set out in full below, and orders that the
Respondent, Casino Ready Mix, Inc., Las Vegas, Ne-
vada, its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Threatening employees that it will move its busi-
ness or replace its drivers with owner-operators rather
than permit its drivers to unionize.
(b) Discouraging employees from engaging in activi-
ties on behalf of a labor organization by refusing to hire
job applicants or refusing to assign work to employees
because they are union members or supporters, or be-
cause they are union organizers.
(c) In any like or related manner interfering with, re-
straining or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Within 14 days from the date of this Order, offer
William Dooley and Wayne King employment in the
positions for which they applied, or if those positions no
longer exist, to substantially equivalent positions, with-
out prejudice to their seniority or any other rights or
privileges.
(b) Make Charles Phillips, William Dooley, and
Wayne King whole for any loss of earnings and other
benefits suffered as a result of the discrimination against
them, in the manner set forth in the remedy section of
this decision.
(c) Within 14 days from the date of this Order, remove
from its files any reference to the unlawful refusal to hire
King and Dooley and the unlawful refusal to assign work
to Phillips, and within 3 days thereafter notify these indi-
viduals in writing that this has been done and that the
refusals to hire and the refusal to assign work will not be
used against them in any way.
(d) Preserve and, within 14 days of a request, or such
additional time as the Regional Director may allow for
good cause shown, provide at a reasonable place desig-
nated by the Board or its agents, all payroll records, so-
cial security payment records, timecards, personnel re-
cords and reports, and all other records, including an
electronic copy of such records if stored in electronic
form, necessary to analyze the amount of backpay due
under the terms of this Order.8
(e) Within 14 days after service by the Region, post at
its Las Vegas, Nevada facility copies of the attached no-
tice marked “Appendix.”9 Copies of the notice, on forms
provided by the Regional Director for Region 28, after
being signed by the Respondent’s authorized representa-
tive, shall be posted by the Respondent and maintained
for 60 consecutive days in conspicuous places including
all places where notices to employees and job applicants
are customarily posted. Reasonable steps shall be taken
by the Respondent to ensure that the notices are not al-
tered, defaced, or covered by any other material. In the
event that, during the pendency of these proceedings, the
Respondent has gone out of business or closed the facil-
ity involved in these proceedings, the Respondent shall
duplicate and mail, at its own expense, a copy of the no-
tice to all current employees and former employees em-
ployed by the Respondent at any time since April 8,
1997.
(f) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps that the Respondent has taken to
comply.
CHAIRMAN HURTGEN, dissenting in part.
I disagree with my colleagues’ adoption of the judge’s
finding that Respondent’s owner and President, Gary
Bales, violated Section 8(a)(1) in a statement to em-
ployee Scott Newcomb. As my colleagues acknowledge,
the complaint does not allege that Bales’ statement vio-
lated the Act. My colleagues nonetheless find the viola-
8 We have modified this paragraph of the judge’s recommended Or-
der in accordance with our recent decision in Ferguson Electric Co.,
335 NLRB 142 (2001).
9 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
CASINO READY MIX, INC.
467
tion because, in their view, there is a “close connection”
between the statement and allegations of the complaint. I
disagree. The complaint contains no allegations whatso-
ever concerning Bale’s conduct. The complaint alleges
only that Bale is an agent of Respondent. Based on this
allegation, my colleagues say that “Respondent was on
notice that the General Counsel would hold the Respon-
dent accountable for conduct committed by Bale.” In my
view, if the General Counsel wanted to hold Respondent
accountable for conduct of Bale, he would have at least
set forth what that conduct was.
My colleagues say that the above matter was “fully
and fairly litigated.” It is difficult to say that an allega-
tion is fairly litigated where, as here, it was never made.
My colleagues then say that Bale’s statement showed
animus and was thus relevant to the 8(a)(3) allegations.
Although I agree that this is so, it does not show such a
close connection to the complaint as to condemn that
statement under Section 8(a)(1).
Finally, my colleagues say that Respondent did not ob-
ject to Newcomb’s testimony and could have cross-
examined with respect to it. However, one does not or-
dinarily defend against that which is not alleged. If the
General Counsel had moved to amend the complaint,
Respondent could have cross-examined and called rebut-
tal witnesses. But the General Counsel did not even take
that minimal step.
In my view, if the General Counsel wishes to amend
the complaint, he should do so at trial so that the Re-
spondent can offer any defense that it might have. That is
fundamental due process. Since fundamental due process
was not accorded, I would not find the violation.
I agree with the majority in all other respects.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated the National Labor Relations Act and has ordered us to
post and abide by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representatives
of their own choice
To act together for other mutual aid or protection
To choose not to engage in any of these protected
concerted activities.
WE WILL NOT threaten our employees that we will
move our business or replace our drivers with owner-
operators rather than permit them to unionize.
WE WILL NOT discourage our employees from en-
gaging in activities on behalf of a union by refusing to
hire job applicants or refusing to assign work to employ-
ees because they are union members or supporters, or
because they are union organizers.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce our employees in the exercise of
the rights guaranteed them by Section 7 of the Act.
WE WILL within 14 days from the date of the Board’s
Order, offer William Dooley and Wayne King employ-
ment in the positions for which they applied, or if those
positions no longer exist, to substantially equivalent posi-
tions, without prejudice to their seniority or any other
rights or privileges.
WE WILL make Charles Phillips, William Dooley and
Wayne King whole for any loss of earnings and other
benefits resulting from the discrimination against them,
less any net interim earnings, plus interest.
WE WILL, within 14 days from the date of the
Board’s Order, remove from our files any reference to
the unlawful refusal to hire Dooley and King and the
unlawful refusal to assign work to Phillips, and WE
WILL, within 3 days thereafter, notify each of them in
writing that this has been done and that the refusals to
hire and the refusal to assign work will not be used
against them in any way.
CASINO READY MIX, INC.
Scott B. Feldman, Atty., for the General Counsel.
James T. Winkler, Atty. (Littler, Mendelson, Hicks & Walt), of
Las Vegas, Nevada, for the Respondent.
Barry S. Jellison and Joni S. Jacobs, Attys. (Davis, Cowell &
Bowe), of San Francisco, California, for the Charging Party.
DECISION
STATEMENT OF THE CASE
FREDRICK C. HERZOG, Administrative Law Judge. This
case was heard by me in Las Vegas, Nevada, on March 26–27,
1998, and is based on a charge (subsequently amended), filed
by Building Trades Organizing Project on behalf of Teamsters,
Chauffeurs, Warehousemen and Helpers, Local 631, affiliated
with International Brotherhood of Teamsters, AFL–CIO, and
International Union of Operating Engineers, Local 12, AFL–
CIO (the Union), on July 21, 1997, alleging generally that Ca-
sino Ready Mix, Inc. (Respondent), committed certain viola-
tions of Section 8(a)(1) and (3) of the National Labor Relations
Act, as amended (29 U.S.C. §151 et seq.) (the Act). On Sep-
tember 29, 1997, the Regional Director for Region 28 of the
National Labor Relations Board (the Board) issued a complaint
and notice of hearing alleging violations of Section 8(a)(1) and
(3) of the Act. Respondent thereafter filed a timely answer to
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
468
the allegations contained within the complaint, denying all
wrongdoing.
All parties appeared at the hearing, and were given full op-
portunity to participate, to introduce relevant evidence, to ex-
amine and cross-examine witnesses, to argue orally and file
briefs. Based upon the record, my consideration of the briefs
filed by counsel for the General Counsel, counsel for the
Charging Party, and counsel for Respondent, and my observa-
tion of the demeanor of the witnesses, I make the following
FINDINGS OF FACT
I. JURISDICTION
The complaint alleges that Respondent is a Nevada corpora-
tion, with an office and place of business in Las Vegas, Ne-
vada, where at all times material herein it has been engaged in
the business of preparation, nonretail sale, and distribution of
ready-mix concrete and related products; and that during the
12-month period ending April 30, 1997, in the course and con-
duct of its business operations, it purchased and received at its
facility mentioned above products, materials, and goods valued
in excess of $50,000 directly from points outside the State of
Nevada.
Accordingly, I find and conclude that Respondent is now,
and at all times material herein has been, an employer engaged
in commerce within the meaning of Section 2(2), (6), and (7) of
the Act.
II. THE LABOR ORGANIZATION
The complaint alleges, the answer admits, and I find that the
Union is now, and at all times material herein has been, a labor
organization within the meaning of Section 2(5) of the Act.
III. THE ALLEGED UNFAIR LABOR PRACTICES
A. The Issues
The complaint alleges that the Respondent, through its
agents and supervisors, refused to hire three qualified job appli-
cants because of their support for the Union and their union
activities, refused to provide available work opportunities to an
employee because of his union activity; interrogated employees
about their union activity; threatened applicants with refusals to
hire if they supported the Union; and threatened employees
with plant closure if they selected the Union as their collective-
bargaining representative.
Respondent has admitted not giving work opportunities to
employee Charles Phillips solely because he was a union organ-
izer, but has claimed justification as to why it didn’t hire Bill
Dooley.
Respondent offered no evidence to contradict the General
Counsel’s evidence that Larry Hildebrand unlawfully interro-
gated and threatened a job applicant, but contends that
Hildebrand was not a supervisor whose statements are attribut-
able to Respondent. More, Respondent offered no evidence to
contradict evidence of violations of Section 8(a)(1) of the Act.
B. The Facts
During the period April 1–13, 1997, Respondent ran ads in
Las Vegas newspapers, seeking to hire drivers. Requisite quali-
fications, as specified in its ad, were “CDL with clean record”
and knowledge of pneumatics. Applicants were directed to
come to Respondent’s office or send an application by facsim-
ile.
On March 28, 1997, Charles Phillips went to Respondent’s
office to apply for a ready-mix driver position. Phillips inten-
tionally misrepresented his experience on his application, to
make it look like he had more recent experience in the industry
and to hide his union involvement.
On April 7, Doug Anderson, Respondent’s general manager,
called and left a message at Phillips’ home, that if Phillips was
still interested in a position, he should come in for a “ride
along,” (i.e., a test drive), and drug test. Phillips called Doug
Anderson, Respondent’s general manager, back at 7:30 a.m. on
April 8, and was told that if he came in by 1 or 2 that afternoon,
he could do the “ride along” and drug test that day.
Phillips arrived at about 12:30 p.m., and after tracking down
the appropriate person, was given the “ride along” test by Larry
Hildebrand. After the “ride along,” Hildebrand told Phillips he
had done fine, and told him to go and see Heather, the secre-
tary, to schedule the drug test. Phillips then talked to Ander-
son, who explained the wages and benefits, the importance of
keeping the trucks clean, and how to use the night dispatch line
to learn of his assignments; Anderson gave Phillips his business
card with the night dispatch number.
Expecting to be referred for work as soon as his drug test re-
sults came back, Phillips called Respondent’s office several
times over the next few days, and was finally told that he had
passed. Even so, when he called the night dispatch line, there
were no assignments for him. Finally, on or about April 14 or
15, Phillips went to Respondent’s office to talk to Anderson.
Anderson, who appeared to be in the process of interviewing
another applicant, told Phillips that the jobs had dried up and
there wasn’t much going on.
In reality, according to Anderson’s admissions, was that
Anderson learned that Phillips was a union organizer and had
decided to put his application “on hold.” Phillips was not re-
ferred for work until August. Anderson admitted that after
Phillips took his drug test and driver evaluation, he was plan-
ning on hiring him. However, after initially planning on hiring
Phillips, he found out from another employee that Phillips was
a union organizer, and, solely because of this factor, Phillips’
application was “put on the back burner.”
On April 8, 1997, Bill Dooley went to Respondent’s office,
along with Wayne King and approximately 30 other applicants,
to apply for a driver position. Dooley was not the leader of the
group. He played no part in organizing the arrival at the office,
arrived there by himself, and was neither elected nor appointed
to be spokesperson for the group.
Dooley, King, and a third applicant entered the office while
the others waited outside, and found Anderson and a female
clerical employee inside. Both Dooley and King were dressed
in shirts identifying them as organizers for Teamsters Local
631, and baseball caps with Teamsters’ insignia and/or slogans
on them. Dooley informed Anderson that he was there to apply
for a position, and asked for an application. Dooley mentioned
that there were more employees outside.
As Respondent did not have enough applications on hand,
Anderson and the clerical employee made up more applica-
CASINO READY MIX, INC.
469
tions, and Anderson took them outside to distribute them
among the applicants, answering questions about available
positions. Anderson identified the people outside as Union
people.
Meanwhile, Dooley and King stepped outside to complete
their applications. Both men completed their applications in an
accurate, truthful manner, providing information to the best of
their ability and with no intent to falsify or misrepresent their
experience. Dooley had 9 years experience in the ready-mix
industry and a CDL with all necessary endorsements, including
for hazardous materials. He also truthfully noted on his appli-
cation that he was currently employed as an organizer for Local
631, and that he was leaving that position to seek to organize
Respondent’s employees. King had 6 years experience in the
ready-mix industry and a CDL with all necessary endorse-
ments, including for hazardous materials. He truthfully noted
that he currently worked for Local 631, and listed his Union
organizing under “special skills.”
When Dooley and King completed their applications, they
went back in the office and presented them to Anderson.
Anderson looked at the applications, and told Dooley and King
that Respondent was not hiring. This was not true, as Anderson
knew there was an opening for a ready-mix driver at the time.
Dooley asked how long the company kept applications on file,
and Anderson answered 6 months. Dooley asked Anderson to
give him a call “any time” to interview for a position.
Neither Dooley nor King were ever contacted about a job
with Respondent, although both would have taken a position
had one been offered.
Instead of hiring Dooley or King, Anderson offered the posi-
tion to Glenn Williams, who submitted an application the next
day. Anderson admitted that he knew when he offered the job
that Williams had lied on his application, indicating that he had
voluntarily left his position at Silver State because he could not
get enough hours, when he had actually been fired for not wear-
ing his uniform and not completing certain paperwork.
Williams did not accept the position, so Anderson offered it
to Paul Swisher. Swisher had applied to Respondent on April
14, and was hired and started work on April 16, after complet-
ing the “ride along” that same day.
During the period April 15-21, Respondent hired three other
applicants, none of which identified themselves as union sup-
porters or had worked for companies under contracts with any
unions, and all of whom had less experience driving ready-mix
trucks than Dooley and King.
While Hildebrand conducted the “ride along” with Swisher,
he asked Swisher if one of his former employers, Nevada
Ready Mix, was Union. When Swisher said it was, Hildebrand
asked him if he was still Union. As the two pulled into a job
site where Phillips and other union organizers were handing out
flyers, Swisher asked Hildebrand what would happen if the
Union came in. Hildebrand replied, “[W]e’ll just take up the
company and move back to Irvine.” Hildebrand told Swisher
his job was to “weed out” union drivers.
Hildebrand’s comments to Swisher were echoed by a similar
conversation that employee Scott Newcomb testified to. In the
late summer or early summer of 1997, Newcomb was in the
batch office with Respondent’s owner, Gary Bale, and other
persons including Albert San Nicolas. Bale was talking about
the Union, and said that Respondent would never go union.
Bale said that if the Union came in, he move the company or
replace the drivers with owner-operators.
The above recital of facts is taken from the undisputed, and
seemingly credible, testimonies of employees Dooley, King,
Swisher, Newcomb, and Phillips. I note that much of it is cor-
roborated by the admissions made by Anderson.
I also note that neither Bale nor Hildebrand were called to
testify by Respondent, and no explanation for the failures to
call them was offered by Respondent. From this, I infer that,
had they been called, their testimonies would have proven un-
favorable to Respondent’s position herein, and would not have
served to controvert the testimony of the employees mentioned
above. Grimmway Farms, 314 NLRB 73, 73 fn. 2 (1994); Con-
trol Services, 314 NLRB 421, 421 (1994).
Accordingly, I take it to be clearly established that the facts
recited above occurred in this case.
C. Discussion and Conclusions
1. Section 8(a)(1)
Since Respondent denies that it is responsible for the re-
marks of Hildebrand, and claims that he is simply a “more ex-
perienced” employee, I shall examine his status to determine
whether or not he was a supervisor under the Act.
According to the credited testimony of Newcomb, who is a
driver still working for Respondent, Hildebrand is Respon-
dent’s “number one driver,” it’s highest paid driver, most senior
driver, and is responsible for administering 80 to 90 percent of
all employee road test evaluations.
Anderson testified that in addition to an employee interview,
employees are required to pass a drug test, and the road test
evaluation before they are hired. If employees do not receive a
favorable road test evaluation from Hildebrand, they are not
hired by Respondent. Anderson admitted that he routinely has
conversations with Hildebrand regarding a driver’s evaluation
and that in these conversations Hildebrand will express his
opinion as to the ability of the driver. Whenever Hildebrand
has not given a favorable evaluation, the driver was not hired.
Anderson testified that Hildebrand administered the road test
evaluation to employee Homero Solano. Anderson testified
that Solano was required to pass this evaluation before he was
hired and that he was required to pass the evaluation to the
satisfaction of Hildebrand. Anderson stated that Solano would
not have been hired if he had not passed his evaluation. In the
case of Solano’s evaluation, Hildebrand signed his driver profi-
ciency form as a “supervisor.” This form indicates that
Hildebrand was required to evaluate Solano in several different
categories and have the driver prove, to Hildebrand’s satisfac-
tion, that he was proficient in operating a ready-mix vehicle.
Hildebrand also completed a driver evaluation and profi-
ciency form for Mike Brasier. Brasier was thereafter hired by
Respondent. Finally, Charles Phillips testified that after admin-
istering his driver evaluation, Hildebrand gave him a favorable
recommendation to both Respondent’s Batchman and Ander-
son. Consequently, Phillips was hired by Respondent.
Newcomb also testified to Hildebrand’s authority and ability
to recommend disciplinary actions. On February 3, 1998,
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
470
Newcomb was warned by Hildebrand about improperly dump-
ing wash water. The following day, Newcomb received a dis-
ciplinary warning for dumping wash water in an unauthorized
area. Besides Hildebrand, there was no member of Respon-
dent’s management who witnessed Newcomb’s improper activ-
ity. Newcomb also testified that about a month earlier, he had
been warned by Hildebrand about improperly dumping water.
Newcomb’s testimony in this regard is unrebutted.
Finally, Anderson testified that Hildebrand will always be
the first person on a particular job and, therefore, has certain
duties indicative of his authority. Anderson stated that as the
first person on a job, Hildebrand is required to inform drivers
how to enter and exit the job, where they should wash up, and
any specifics directly related to that job. Further, Anderson
testified that if drivers have a problem, he encourages drivers to
direct those problems to Hildebrand and prefers that Hildebrand
resolve those problems.
Anderson testified that after the initial driver evaluation by
Hildebrand, Respondent does not conduct follow up evalua-
tions.
This evidence persuades me to find, and I hereby do, that
Larry Hildebrand effectively recommends the hiring of Re-
spondent’s drivers and effectively recommends disciplinary
actions. Accordingly, I further find that Hildebrand is now, and
at all times material herein has been, a supervisor and agent of
Respondent within the meaning of Section 2(11) and (13) of the
Act. Respondent, therefore, is liable for unfair labor practices
committed by him.1
This leads to the finding, which I hereby make, that Respon-
dent violated Section 8(a)(1) of the Act when Hildebrand inter-
rogated Swisher about his union sympathies. Section 8(a)(1) of
the Act was also violated by Hildebrand’s threat that Respon-
dent would close its facility in Nevada and move back to Cali-
fornia if the Union were selected by employees. In this connec-
tion, it is a direct revelation of Respondent’s animus toward
unions for Hildebrand to reveal to an employee, as I find and
conclude that he did when talking to Swisher, that it was his job
to “weed out” union drivers.
I further find that Bale’s comments, overheard by Newcomb,
to the effect that the company would never go union, but
would, instead, move back to California, are both violative of
Section 8(a)(1) and are revealing of Respondent’s animus.
1 Even if I were not to find that Hildebrand possessed and used su-
pervisory authority, I would still find that Respondent is liable for his
words and actions. The evidence clearly establishes that Hildebrand
was cloaked by Respondent with apparent authority to manage, so that
employees could only reasonably believe that he spoke for manage-
ment. Thus, he is the Respondent’s agent, and Respondent is liable for
his conduct. Victor’s Cafe 52, Inc., 321 NLRB 504, 513 (1996).
2. Section 8(a)(3)2
An employer’s refusal to hire a job applicant may violate
Section 8(a)(3) and (1) of the Act if the refusal is based upon
the employee’s union affiliation. Fluor Daniel, Inc., 311
NLRB 498, 500 (1993)
The elements of a discriminatory refusal to hire are:
(1) the employment application;
(2) the refusal to hire;
(3) a showing that the applicant was a union supporter
or sympathizer;
(4) evidence that the employer knew of the applicant’s
union support;
(5) maintained an animus against the union; and
(6) refused to hire the applicant due to such animus.
Aneco, Inc., 325 NLRB 400 (1998); Blaylock Electric, 319
NLRB 928, 931 (1995); Big E’s Foodland, Inc., 242 NLRB
963, 968 (1979).
At the outset, it should be noted that several facts in this case
are undisputed. Here, they are:
1. Dooley, King, and Phillips submitted applications
for employment;
2. Respondent refused to hire Dooley and King;
3. Respondent refused to put Phillips to work; and,
4. Respondent knew all three were active Union sup-
porters.
In addition, as shown above, Respondent harbored animus
against the Union and, therefore, against Dooley, King, and
Phillips.
Anderson’s testimony that Phillips was not put to work be-
cause he was a union organizer not only establishes a violation
of the Act with respect to Phillips, it is also strong evidence that
Respondent refused to hire Dooley and King for the same rea-
son.
Respondent’s evidence does not lead to the conclusion that
although it did not put Phillips to work because of his union
activity, Respondent had a different, lawful motive with respect
to Dooley and King. Nor would my sense point toward a dif-
ferent inference than that since Phillips was discriminated
against because of his union activity, so were Dooley and King.
The Board will conclude that if Respondent acts in a dispa-
rate manner, it is evidence that Respondent’s alleged reasons
for its actions are pretexts advanced to hide its true motive.
Aneco, Inc., supra (citing John P. Bell & Sons, 266 NLRB 607,
610 (1983)). Anderson testified that the reason Dooley was not
hired was because Anderson was aware that he was being paid
by the Union and that he believed that Dooley would not accept
Respondent’s pay rate. However, Anderson’s testimony is
belied by the fact that Anderson was aware that Phillips was
2 At trial I limited Respondent’s right to secure certain evidentiary
material from the General Counsel, and I also made certain generalized
comments concerning what materials I thought to be relevant. How-
ever, I limited my ruling and reserved the right to rule on particular
disputes at appropriate times. I specifically declined to rule that “sal-
ters” are entitled to lessened or fewer protections than are other em-
ployees.
CASINO READY MIX, INC.
471
paid by the Union and, nonetheless, offered him a position in
August. As the Board held in Aneco, such evidence of dispa-
rate treatment is evidence of Respondent’s unlawful intent.
The fact that Dooley and King, as well as Phillips, were all
discriminated against due to their union activity becomes even
more evident in light of Respondent’s shifting and pretextual
explanations Respondent has offered with respect to Dooley.
Shifting explanations are evidence of pretext.
A finding of pretext necessarily means that the reasons ad-
vanced by the employer either did not exist or were not, in fact,
relied upon, thereby leaving intact the inference of wrongful
motive. International Carolina Glass, 319 NLRB 171, 174
(1995). Anderson’s testimony shows that Respondent offered
several reasons for its actions towards Dooley, then retreated
from those initial explanations, and subsequently put forth a
completely new, never-before-heard, explanation.
Respondent first asserted that Dooley was not hired because
of his lack of recent experience, his inaccurate application and
his higher wage with the Union. During the hearing, however,
Anderson admitted that the first two reasons were in fact not
the real reasons for Respondent’s conduct. Anderson then
stated that the real reason Dooley was not hired was because of
his alleged arrogance while applying.
Thus, Respondent has offered three distinct explanations for
why Dooley was not hired. Such shifting explanations require
the inference that Respondent’s explanations are all pretextual,
and Respondent’s true motives were unlawful. Shattuck Denn
Mining v. NLRB, 362 F.2d 466 (9th Cir. 1966).
Accordingly, I have concluded that the General Counsel has
established a strong prima facie case with regard to each of the
three alleged discriminatees.
Once the General Counsel has established this prima facie
case, the burden shifts to the employer to show that it would not
have hired the applicants even in the absence of their Union
affiliation. TIC–The Industrial Co. Southeast, 322 NLRB 605,
609–610 (1996). If the reasons offered do not exist or were not
in fact relied upon, then the employer has not met its burden.
Id. at 610. See also Fluor Daniel, Inc., supra, 311 NLRB at
498.
As recited above, the General Counsel met its prima facie
case with respect to all alleged discriminatees. Each of them
put in an application at a time when Respondent was hiring;
each was qualified for the job of ready-mix driver; and each
was ready and willing to accept a position should one be of-
fered. Indeed, Anderson himself admitted that both Dooley and
Phillips were qualified for the position.
Respondent had clear knowledge of each applicant’s Union
status at the time it refused to either hire him or refer him for
work. Both Dooley and King were dressed in Union-
identifying clothing, and had prominently disclosed their Union
affiliation on their written applications. Anderson admitted that
he knew everyone who applied as part of the group on April 8
was with the Union. Although Phillips hid his union status,
Anderson admitted that he learned of it after he accepted the
application.
Thus, there is ample, uncontradicted evidence both that Re-
spondent harbored animus and that it acted on it when not hir-
ing the applicants at issue. Anderson admittedly failed to refer
Phillips for work solely because he was a Union organizer.
Anderson also admittedly failed to interview or consider any of
the applications received on April 8, because he didn’t consider
them “serious” about applying for work simply because they
applied en masse as part of a union tactic. Instead of hiring
Dooley, Anderson offered the position to someone with less
experience whom he knew had lied on his application. This
demonstrates the lengths Anderson could go to avoid having a
qualified union organizer. Anderson continued this pattern by
hiring three other persons during the same time period who had
no known union affiliation and less relevant work experience
than Dooley and King.
Further, as found above, Respondent’s owner and agent
made anti-Union statements during the time period it refused to
hire and refer work to the discriminatees. Bale told employees
that he would close up or hire owner-operators if the Union
came in. And, also as found above, supervisor Hildebrand told
Swisher that part of his job was to “weed out” union drivers,
and that the company would go back to Irvine if the Union
came in. Respondent did not call either Hildebrand or Bale to
refute this testimony, or offer any counter evidence.
Respondent also allowed Hildebrand to circulate and collect
signatures on a petition attempting to keep out the Union.
Hildebrand told employees if they signed the petition, they’d
get a raise. Newcomb signed the petition in the time office.
Anderson admitted that he knew of the petition, but denied
knowing what it was about. It is just not credible that, as
Anderson claimed, Hildebrand would ask to use company re-
sources to type up and distribute a petition without telling
Anderson what the petition was for. Not coincidentally, shortly
after this Hildebrand got a raise while no other drivers did.
Indeed, Respondent’s animus was so prevalent and well-
known among its employees that they even reported union or-
ganizers to Anderson. Anderson learned of Phillips’ union
status only after an employee, who knew Anderson was about
to hire Phillips, told him. Why would an employee tell a man-
ger that unless he knew it was a piece of information the man-
ager would find pertinent in making the decision to hire?
As Anderson admitted that the sole reason he did not hire
Phillips in April 1997 was because of his union status, the in-
quiry as to this violation ends. It further provides evidence that
the same unlawful motivation was behind Anderson’s failure to
hire Dooley and King.
Respondent has offered various, shifting reasons for its re-
fusal to hire Dooley. In a position statement to Region 28 dated
June 23, 1997 . . . time enough to fully reflect on its reasons for
not hiring Dooley more than 2 months earlier . . . Respondent
claimed that it had not hired Dooley because of his lack of re-
cent experience, errors in his employment application, and the
fact that he was currently being paid more than Respondent was
willing to pay.
Anderson admitted at the hearing that the first two reasons
were false, as they would have been and, in fact, were, over-
looked for other applicants. Anderson’s admission that two
originally-proffered reasons were false leads to the inference
that Respondent wished to conceal a true, unlawful motive.
Fluor Daniel, Inc., supra, 311 NLRB at 498; TIC–The Indus-
trial Co. Southeast, supra, 322 NLRB at 610.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
472
Finally, Anderson stated that in August, he again evaluated
Dooley’s application for employment, and again refused to hire
him. Anderson testified that a consideration in not hiring Doo-
ley as a driver was because of the Board charges that had been
filed regarding his original application for employment. Such
testimony is a clear example of animus against the Union.
Summarizing, I find and conclude that counsel for the Gen-
eral Counsel has succeeded in proving that Conroy was disci-
plined by Respondent in violation of Section 8(a)(3) and (1) of
the Act. I so find and conclude.
CONCLUSIONS OF LAW
1. Respondent is an employer engaged in commerce within
the meaning of Section 2(2), (6), and (7) of the Act.
2. The Union is a labor organization within the meaning of
Section 2(5) of the Act.
3. Respondent violated Section 8(a)(1) and (3) of the Act by
refusing to employ Charles A. Phillips, William Dooley, and
Wayne King because they joined, supported, or assisted the
Union.
4. Respondent violated Section 8(a)(1) of the Act by inter-
rogating employees about their union membership, activities,
and sympathies; by threatening to refuse to hire them because
of their union membership, activities, and sympathies; and, by
threatening to close its facility if employees selected the Union
as their bargaining representative.
5. The above unfair labor practices have an effect upon
commerce as defined in the Act.
[Recommended Order omitted from publication.]