335 NLRB 814
Carpenters (Society Hill Towers Owners' Assn.)
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
814
Metropolitan Regional Council of Philadelphia and
Vicinity, United Brotherhood of Carpenters and
Joiners of America, AFL–CIO and Society Hill
Towers Owners’ Association and Nytech. Cases
4–CB–8315, 4–CC–2245, 4–CC–2250, and 4–CC–
2247
August 27, 2001
DECISION AND ORDER
BY CHAIRMAN HURTGEN AND MEMBERS
TRUESDALE AND WALSH
On March 17, 2000, Administrative Law Judge David
L. Evans issued the attached decision. The Respondent
and the General Counsel filed exceptions, supporting
briefs, and answering briefs. Charging Party Society Hill
Towers Owners’ Association filed a statement joining in
the General Counsel’s exceptions.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,1 and conclusions,
except as discussed below, and to adopt the recom-
mended Order as modified and set forth in full below.2
The judge found that the Respondent did not violate
Section 8(b)(1)(A) of the Act by videotaping and photo-
graphing the employees of Smucker Company as they
crossed the Respondent’s picket line to work at the Soci-
ety Hill Towers condominium complex. For the reasons
set forth below, we reverse the judge and find the viola-
tion.3
1 For the reasons set forth by the judge in sec. II,C, of his decision
(fourth par.), Members Truesdale and Walsh find, contrary to the
Chairman’s dissenting position, that the Respondent’s brief isolated 5-
second picketing of the neutral gate at Society Hill Towers, especially
when that gate had just been established, did not violate Sec. 8(b)(4).
See also Roofers Local 135 (Advanced Coatings & Insulation), 266
NLRB 321, 324–325 (1983).
2 The judge omitted from his recommended Order a cease-and-desist
provision encompassing his finding that the Respondent’s business
manager unlawfully threatened the Versailles apartments’ property
manager on July 1, 1999. We have set forth a new Order and notice
which includes this remedial provision, as well as a provision address-
ing the 8(b)(1)(A) videotaping/photographing violation which we find
below, and corrects the legal names of the two neutral employers.
The General Counsel excepts to the judge’s failure to include refer-
ences to neutral employer Versailles in cease-and-desist pars. 1(b) and
(c) of the Order. However, as noted by the judge, those paragraphs
parallel language in a 10(l) injunction issued on October 14, 1999,
solely in reference to the Respondent’s ongoing sound system broad-
casts in violation of Sec. 8(b)(4)(ii)(B) at the Society Hill Towers.
Similar unlawful activity at the Versailles had already ceased with the
completion of work there by the targeted primary employer. Finally,
cease-and-desist para. 1(a) of the Order appropriately enjoins the Re-
spondent from engaging in 8(b)(4)(ii)(B) misconduct against Society
Hill, the Versailles, or any other person.
Smucker Company is a nonunion firm that was re-
tained to perform carpentry renovations at Society Hill
Towers. Soon after commencing the work in the spring
of 1999,4 the Respondent’s business agent, James
Dougherty, visited the office of Society Hill’s general
manager to complain that there should be “union people
working there and that there could possibly be some
problems in the future.” In response to Smucker’s con-
tinued presence at Society Hill, the Respondent engaged
in area-standards picketing at various entrances to the
condominium complex. Society Hill, in turn, set up a
reserve gate system that included a separate gate for use
by Smucker’s employees.
Beginning on June 23 and continuing almost daily
through July 7, Respondent’s pickets patrolled the
Smucker gate and videotaped and photographed Smucker
employees as they arrived for work. On the very first
day of this activity, Smucker employee Robert Majeski
credibly testified that a picket videotaped him and two
other Smucker employees as they approached the reserve
gate. The picket followed them to the gate and continued
to videotape them from the sidewalk as they walked
through the Society Hill property. Shortly thereafter,
these employees encountered Business Agent Dougherty
near the entrance to one of the condominium towers.
Dougherty took pictures of them with a still camera.
When Majeski raised his hand to block the camera view,
Dougherty said, “Got you, Bud.”
Majeski testified about another incident on July 7. On
that day, he caught Dougherty and a picket off guard when
Majeski approached the Smucker gate from a different
direction. Majeski and Dougherty commenced a footrace
to the gate. Majeski arrived there first. After entering the
gate, he looked back at Dougherty, who snapped some
photographs and said, “Keep smiling, pal.”
In dismissing the complaint, the judge acknowledged
that the Respondent had no legitimate reason for its
videotaping/photographing, but he concluded that the
conduct did not violate Section 8(b)(1)(A) because Ma-
jeski did not relate that “he was, or could have been, re-
strained or coerced in the exercise of his Section 7
rights,” and the General Counsel failed to show how the
conduct in question could reasonably have restrained or
coerced Smucker employees.
First, we find that the judge incorrectly relied on Ma-
jeski’s subjective reactions in determining whether Sec-
tion 8(b)(1)(A) had been violated. It is well settled that
3 As set forth in his separate opinion, Member Walsh dissents on this
issue.
4 All dates are in 1999.
335 NLRB No. 67
CARPENTERS (SOCIETY HILL TOWERS OWNER’S ASSN.)
815
the appropriate test is an objective one. A finding of a
violation under this test turns not on evidence that a par-
ticular employee was actually restrained or coerced by
union conduct but, rather, on whether such conduct
would have a reasonable tendency to restrain or coerce
employees in the exercise of statutory rights. Letter Car-
riers Branch 47 (U.S. Postal Service), 330 NLRB 667
(2000); Teamsters Local 162 (American Steel, Inc.), 255
NLRB 1230, 1233 (1981).
Further, we find that the judge too narrowly construed
employee rights and their protection through Section
8(b)(1)(A) by suggesting that no violation could be found
because this was not a representation case and there was
no hint of violence in the Respondent’s actions. When
the alleged unlawful conduct involves the videotaping or
photographing of employees by union pickets, an
8(b)(1)(A) violation will be found when such conduct
takes place in conjunction with other actions indicating
that a union might react adversely to employees who
cross a picket line. Interstate Cigar Co., 256 NLRB 496,
500–501 (1981); Dover Corp., 211 NLRB 955, 958
(1974). Proof of actual intent to coerce, although not
essential to finding a violation, can be a factor supporting
such a finding. Culinary Workers Local 226 (Casino
Royale, Inc.), 323 NLRB 148 (1997). Applying these
principles here, we find the Respondent’s actions unlaw-
ful.
The Respondent here does not except to the judge’s
finding that it had no legitimate purpose for videotaping
and photographing Smucker employees. Yet it did so
daily, and, in at least the two instances that Majeski testi-
fied about, it did so in a provocative and confrontational
manner. The Respondent’s business agent, Dougherty,
who actively participated in this conduct, had previously
warned Society Hill Towers management that there
could be problems if nonunion labor worked at that loca-
tion. Dougherty’s picture-taking of Smucker employees
was accompanied by derisive remarks. In one instance,
he even ran to catch up to Majeski so that Dougherty
could take still more pictures.5 In addition, simultaneous
5 We disagree with our dissenting colleague’s claim that the Re-
spondent’s picture-taking was “unaccompanied by statements, gestures,
or other conduct that explicitly suggested that there would be retribu-
tion for not honoring the picket line.” Here, the Respondent systemati-
cally took pictures of the two to four nonunion Smucker employee
work force, not only as they entered the jobsite gate, but continuing on
in various jobsite locations, and including closeup photos. In the
course of this continuous picture-taking, when Smucker employees
sought to shield themselves from the picture-taking or elude the pursu-
ing Respondent photographers, they were taunted with the comments
“Got you, Bud,” and “Keep smiling,” while the Respondent continued
to pursue them and take their pictures. Unlike the dissent, we find that
these statements and conduct, considered in conjunction with the Re-
with the continuous videotaping and photographing of
Smucker employees as they entered the reserved gate at
Society Hill Towers, the Respondent was engaged in
repeated broadcast protests against Smucker’s presence
that reached coercive volume levels in violation of
8(b)(4)(B).6
Under these circumstances, we find that the Respon-
dent’s actions went beyond what the judge viewed as
simple harassment. Instead, we conclude that the Re-
spondent actually intended to intimidate the Smucker
employees and to provoke their fear of retribution for
working behind the picket line. See, e.g., Culinary
Workers Local 226 (Casino Royale, Inc.), 323 NLRB at
161 (videotaping of employee Everett). Indeed, we find
such conduct would reasonably tend to restrain and co-
erce employees in the exercise of Section 7 rights. The
Respondent thereby violated Section 8(b)(1)(A).7
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge as
modified and set forth in full below and orders that the
Respondent, Metropolitan Regional Council of Philadel-
phia and Vicinity, United Brotherhood of Carpenters and
Joiners of America, AFL–CIO, its officers, agents, and
representatives shall
1. Cease and desist from
spondent’s other unlawful conduct, reasonably would tend to restrain
and coerce the Smucker employees Sec. 7 rights.
6 Although our dissenting colleague pays lip service to the principle
that the Board is to examine all of the circumstances when determining
whether alleged conduct reasonably interferes with employee Sec. 7
rights, he fails to apply it. Instead, he attempts to artificially segregate
into discrete acts the Respondent’s repeated, intrusive photography and
videotaping of employees exercising their statutory right to work non-
union (for which the Respondent had no legitimate purpose), from the
accompanying intimidating conduct, and coterminous 8(b)(4)(B) con-
duct. We would not do so. Further, we reject our colleague’s claim that
there is no connection between the Respondent’s use of the sound sys-
tem at excessive levels and the picture-taking activity. Where, as here,
those broadcasts were for the purpose of forcing Society Hill to cease
doing business with Smucker (and following a Respondent threat that
there would be trouble if jobsite work was performed nonunion), there
is a very obvious connection to the persistent and coercive photograph-
ing of the Smucker employees.
7 For the foregoing reasons, Chairman Hurtgen agrees that the Re-
spondent violated Sec. 8(b)(1)(A) by photographing and videotaping
nonunion Smucker employees as they crossed the Respondent’s picket
line. Further for the reasons stated in his dissenting opinions in Randell
Warehouse of Arizona, 328 NLRB 1034 (1999), and Teamsters Local
299 (Overnite Transportation Co.), 328 NLRB 1231 (1999), Chairman
Hurtgen finds that the videotaping and photographing of those employ-
ees additionally violated Sec. 8(b)(1)(A) because the Respondent took
pictures of the employees while they were engaged in Sec. 7 activities
without offering those employees a benign explanation for that conduct.
In these circumstances, Chairman Hurtgen finds that the employees
reasonably would fear that the Respondent was making a permanent
record of their images, for purposes of future retribution.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
816
(a) Threatening, coercing or restraining Society Hill
Towers Owners’ Association, the Versailles Affiliates, or
any other person by using a sound system at excessive
volume levels where an object of such conduct is to force
or require such persons to cease doing business with
Smucker Company or Nytech.
(b) Using a sound system or other amplification
method to broadcast its message or any other material or
sound at the Society Hill Towers complex at volume
levels which exceed the limits specified in section V(B)
of the “Noise and Excessive Vibration Regulations” of
the Philadelphia Department of Public Health, Board of
Health, where an object of such conduct is to force or
require Society Hill Towers Owners’ Association to
cease doing business with Smucker Company.
(c) Using a sound system or other amplification
method at or in the immediate vicinity of the Society Hill
Towers complex between the hours of 9 p.m. and 7 a.m.
on weekdays, or between the hours of 4 p.m. and 11 a.m.
on Saturdays or Sundays, where an object of such con-
duct is to force or require Society Hill Towers Owners’
Association to cease doing business with Smucker Com-
pany.
(d) Threatening, coercing, or restraining The Versailles
Affiliates or any other person by warning against the
employment of nonunion labor where an object of such
warning is to force or require The Versailles Affiliates or
any other person to cease doing business with Smucker
Company.
(e) Videotaping and photographing employees of
Smucker Company in a manner that would cause them to
fear retribution for crossing its picket line.
(f) In any like or related manner restraining or coercing
employees in the exercise of the rights guaranteed them
by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Within 14 days after service by the Region, post at
its business offices and at its meeting halls in Philadel-
phia, Pennsylvania, copies of the attached notice marked
“Appendix.”8 Copies of the notice, on forms provided
by the Regional Director for Region 4, after being signed
by the Respondent’s authorized representative, shall be
posted by the Respondent immediately upon receipt and
maintained for 60 consecutive days in conspicuous
places including all places where notices are customarily
posted. Reasonable steps shall be taken by the Respon-
8 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.’’
dent to ensure that the notices are not altered, defaced, or
covered by any other material.
(b) Within 14 days after service by the Region, sign
and return to the Regional Director sufficient copies of
the notice for posting by Smucker Company, Nytech,
Society Hill Towers Owners’ Association, and The Ver-
sailles Affiliates, if they are willing, at all places where
their notices to the public and patrons customarily are
posted.
(c) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps that the Respondent has taken to
comply.
MEMBER WALSH, dissenting in part.
Contrary to the majority, I agree with the judge that the
Respondent did not violate Section 8(b)(1)(A) of the Act
by videotaping and photographing the employees of
Smucker Company (the primary employer) as they
crossed the Respondent’s picket line. As the judge rec-
ognized, the General Counsel simply failed to meet his
burden of proving that the picture-taking activity would
reasonably tend to restrain or coerce employees in the
exercise of their statutory rights.
Where union videotaping or photographing is alleged
to violate Section 8(b)(1)(A), the Board has not em-
ployed a per se rule, but instead has used an “all the cir-
cumstances” approach. “[T]he photographing of em-
ployees by pickets . . . is not by itself violative of Section
8(b)(1)(A) of the Act. It is only when such conduct takes
place in conjunction with other actions indicating that a
union might react adversely to employees who [do not]
honor a picket line that such conduct exceeds the bounds
of permissible action.” Interstate Cigar Co., 256 NLRB
496, 500–501 (1981). Accord: Culinary Workers Local
226 (Casino Royale, Inc.), 323 NLRB 148, 161 (1997)
(videotaping accompanied by threats of bodily harm);
Auto Workers Local 695 (T.B. Wood’s Sons Co.), 311
NLRB 1328, 1336 (1993) (videotaping accompanied by
numerous threats and physical assaults).
Here, the judge carefully canvassed the record and cor-
rectly concluded that “no . . . possible element of re-
straint or coercion [was] present.” The Union’s picture-
taking was unaccompanied by statements, gestures, or
other conduct that explicitly or implicitly suggested that
there would be retribution for not honoring the picket
line. As the judge stated, “there is no hint of violence
toward the Smucker employees in any of the Respon-
dent’s conduct.”
In attempting to justify their reversal of the judge’s de-
cision, my colleagues grasp at straws. They state that the
CARPENTERS (SOCIETY HILL TOWERS OWNER’S ASSN.)
817
Respondent had no valid reason for the picture-taking,
but under Board law it had no obligation to supply one.
They cite to two “derisive remarks” the Respondent’s
business agent made while taking an employee’s picture,
but surely the Respondent does not coerce or restrain
simply because it mildly ridicules those who would cross
its picket line. While no doubt irritating, the comments in
question (“Got you, Bud,” and “Keep smiling, pal”) sim-
ply do not rise to the level of restraint or coercion.
Nor do the Respondent’s violations of Section
8(b)(4)(ii)(B) supply the necessary element of employee
restraint or coercion. The threat of “trouble” directed to
the property manager of a neutral is not alleged or found
to be a violation of Section 8(b)(1)(A), and apparently
was not disseminated to the Smucker employees. The
Respondent’s use of a sound system at excessive volume
levels is alleged and found to be unlawful because such
conduct had an object of forcing or requiring neutrals to
cease doing business with nonunion contractors. The
sound broadcasts were in no way linked to the picture-
taking activity and were not even directed against the
Smucker employees. It is far fetched, to say the least, to
suggest, as my colleagues do, that the noise level of these
broadcasts would somehow “intimidate the Smucker
employees” and “provoke their fear of retribution for
working behind the picket line.”
Accordingly, for all these reasons, I would affirm the
judge’s dismissal of the 8(b)(1)(A) allegations of the
complaint.
MEMBER HURTGEN, dissenting in part.
Contrary to my colleagues, I find merit in the General
Counsel’s exceptions (joined in by the Charging Party)
that the Respondent violated Section 8(b)(4)(i) and
(ii)(B) by picketing a neutral gate at the Society Hill
complex on June 23, 1999.
The judge found that, after the Respondent com-
menced picketing the complex of the Society Hill Tow-
ers Owners’ Association, that Association (a neutral)
notified the Respondent on June 21, in writing, that it
was establishing a reserved gate at the complex loading
dock beginning at 12:01 a.m. on June 23. The letter
stated that the Association, at that time, would post the
two complex entrances with signs indicating that the
loading dock entrance was reserved for primary Smucker
employees and suppliers, and the parking garage en-
trance was reserved for all others. The Association es-
tablished the two gates, consistent with this notice.
There is no allegation that the integrity of the gates was
ever compromised.
At 7 a.m. on June 23, a Respondent picket, wearing a
placard, and a second individual, carrying a video cam-
era, stood in the parking garage driveway in front of a
person employed by the Association as she was attempt-
ing to drive in. After about 5 seconds, the picket and
camera-bearing individual moved, permitting the em-
ployee to enter the garage.
Although the judge found this June 23 conduct consti-
tuted picketing by the Respondent of the neutral gate, the
judge
nonetheless
recommended
dismissing
this
8(b)(4)(B) allegation on the bases that the incident was
brief, isolated, and occurred shortly after the reserved
gate had been established. I disagree.
First, the brevity of the proscribed conduct does not
render it lawful. It merely raises the issue of whether the
conduct is of such a nature that, notwithstanding its ille-
gality, it would not effectuate the purposes of the Act to
find the violation. Relevant to such a determination is
the context in which the violation occurred. Here, at the
time the reserved gate was breached on June 23, the Re-
spondent was already violating Section 8(b)(4)(ii)(B)—at
the same location—by repeated, amplified broadcasts
which rose to a “level that reasonably causes a[n] indi-
vidual who is neutral to that dispute to substantially alter
his conduct against his will,”1 and had the unlawful sec-
ondary object of forcing the Association to cease doing
business with Smucker. Where, as here, a respondent
union engages in a series of 8(b)(4)(B) violations, I
would not effectively drop one of them simply because it
is brief in duration. Further, the June 23 reserved gate
violation occurred while the Respondent was concur-
rently restraining and coercing employees by photo-
graphing and videotaping them. In these circumstances,
I find that the judge erred by considering the reserved
gate violation in isolation, and in recommending its dis-
missal as “de minimus.”
Accordingly, I find that the Respondent violated Sec-
tion 8(b)(4)(i) and (ii)(B) by its June 23 picketing at the
reserved gate.
APPENDIX
NOTICE TO MEMBERS
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated the National Labor Relations Act and has ordered us to
post and abide by this notice.
WE WILL NOT threaten, coerce, or restrain Society
Hill Towers Owners’ Association, The Versailles Affili-
ates, or any other person by using a sound system at ex-
cessive volume levels where an object of such conduct is
1 See sec. II,C, of the judge’s decision, the penultimate paragraph.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
818
to force or require such persons to cease doing business
with Smucker Company or Nytech.
WE WILL NOT use a sound system or other amplifica-
tion method to broadcast our message or any other mate-
rial or sound at the Society Hill Towers complex at vol-
ume levels which exceed the limits specified in section
V(B) of the “Noise and Excessive Vibration Regula-
tions” of the Philadelphia Department of Public Health,
Board of Health, where an object of such conduct is to
force or require Society Hill Towers Owners’ Associa-
tion to cease doing business with Smucker Company.
WE WILL NOT use a sound system or other amplifica-
tion method at or in the immediate vicinity of the Society
Hill Towers complex between the hours of 9 p.m. and 7
a.m. on weekdays, or between the hours of 4 p.m. and 11
a.m. on Saturdays or Sundays, where an object of such
conduct is to force or require Society Hill Towers Own-
ers’ Association to cease doing business with Smucker
Company.
WE WILL NOT threaten, coerce, or restrain The Ver-
sailles Affiliates or any other person by warning against
the employment of nonunion labor where an object of
such warning is to force or require The Versailles Affili-
ates or any other person to cease doing business with
Smucker Company.
WE WILL NOT videotape and photograph employees
of Smucker Company in a manner that would cause them
to fear retribution for crossing our picket line.
WE WILL NOT in any like or related manner restrain
or coerce you in the exercise of the rights guaranteed you
by Section 7 of the Act.
METROPOLITAN REGIONAL COUNCIL
OF
PHILADELPHIA
AND
VICINITY,
UNITED BROTHERHOOD OF CARPEN-
TERS AND JOINERS OF AMERICA, AFL–
CIO
Lea F. Alvo-Sadiky, Esq., for the General Counsel.
Richard C. McNeill Jr., Esq., of Philadelphia, Pennsylvania, for
the Respondent.
Dooreen S. Davis, Esq., of Philadelphia, Pennsylvania, for
Charging Party, Society Hill Towers’ Owners’ Association.
DECISION
STATEMENT OF THE CASE
DAVID L. EVANS, Administrative Law Judge. This matter
under the National Labor Relations Act (the Act) was tried
before me in Philadelphia, Pennsylvania, on November 2–3,
1999.1 Society Hill Towers Owners’ Association (Charging
Party Society Hill Towers), filed the charges in Cases 4–CC–
2245, 4–CB–8315, and 4–CC–2250 against Metropolitan Re-
1 All dates are in 1999 unless otherwise indicated.
gional Council of Philadelphia and Vicinity, United Brother-
hood of Carpenters and Joiners of America, AFL–CIO (the
Respondent), on June 23 and 24 and August 11, respectively.
Nytech filed the charge in Case 4–CC–2247 against the Re-
spondent on July 15. Based on those charges the General Coun-
sel issued a complaint on September 14 alleging that the Re-
spondent had violated Section 8(b)(1)(A) and Section 8(b)(4)(i)
and (ii) (B) by various acts and conduct. The Respondent duly
filed an answer admitting that this matter is properly before the
National Labor Relations Board (the Board) but denying the
commission of any unfair labor practices.
Upon the testimony and exhibits entered at trial,2 and upon
my observations of the demeanor of the witnesses,3 and after
consideration of the briefs that have been filed, I make the fol-
lowing findings of fact and conclusions of law.
I. JURISDICTION
As the Respondent admits, Society Hill Towers Owners’ As-
sociation is a Pennsylvania corporation located in Philadelphia
where it is engaged in the business of managing, maintaining,
and operating a condominium complex (Society Hill Towers).
In conducting said business, Society Hill Towers annually re-
ceives gross revenues in excess of $500,000, and it purchases
and receives goods valued in excess of $5000 directly from
suppliers located at points outside Pennsylvania.
As the Respondent further admits, Smucker Company
(Smucker) is a Pennsylvania corporation with an office located
in Smoketown, Pennsylvania, where it is engaged in business as
an interior finishing contractor. In conducting the business,
Smucker annually purchases and receives goods valued in ex-
cess of $50,000 directly from suppliers located at points outside
Pennsylvania.
As the Respondent further admits, Versailles Affiliates is a
Pennsylvania limited partnership that is located in Philadelphia
where it is engaged in the business of managing, maintaining,
operating, and leasing residential and commercial apartments in
a building (The Versailles). In conducting said business, The
Versailles annually receives gross revenues in excess of
$500,000, and it purchases and receives goods valued in excess
of $5000 directly from suppliers located at points outside Penn-
sylvania.
As the Respondent further admits, Nytech is a New York
corporation with an office and place of business located in
Long Island City, New York, where it is engaged in the busi-
ness of installing windows. In conducting business, Nytech
annually performs services valued in excess of $50,000 outside
New York.
2 Certain passages of the transcript have been electronically repro-
duced. Some corrections to punctuation have been entered. Where I
quote a witness who restarts an answer, and that re-starting is meaning-
less, I sometimes eliminate redundant words; e.g., “Doe said, he men-
tioned that . . . .” becomes “Doe mentioned that . . .” In my quotations
of the exhibits, I sometimes simply correct meaningless grammatical
errors rather than use “(sic).” The General Counsel’s unopposed motion
to correct the transcript at various points is granted.
3 Credibility resolutions are based on the demeanor of the witnesses
and any other factors that I may mention.
CARPENTERS (SOCIETY HILL TOWERS OWNER’S ASSN.)
819
At all material times, therefore, Society Hill Towers,
Smucker, Nytech and The Versailles have been, and are, em-
ployers engaged in commerce within the meaning of Section
2(2), (6), and (7) of the Act. As the Respondent further admits,
it is a labor organization within Section 2(5) of the Act.
II. THE ALLEGED UNFAIR LABOR PRACTICES
A. Overview and Contentions
The Society Hill Towers complex is located in downtown
Philadelphia. The complex is irregularly shaped, but it is fair to
say that it covers approximately a 2-block by 3-block area, and
there is a large courtyard-type of open area in the middle. The
residential portion of the complex consists of three buildings;
each building is 31 stories high, and there are up to 8 condo-
miniums on each residential story; there is a total of 700 con-
dominiums. A fourth building in the complex houses the Soci-
ety Hill Towers’ offices, a grocery store, a travel agency, and
some other retail establishments. As well as being surrounded
by Philadelphia public streets, a public “walkway” also runs
through the complex’s courtyard.
In August 1998, Society Hill Towers contracted with
Smucker to provide carpentry renovations for all 90 hallways of
the condominium areas. The projected completion date is in
April 2000. Smucker has used from four to five employees at a
time while working on this project. Beverly Sherman is the
general manager of the Society Hill Towers’ property. Edward
Coryell and James Dougherty are the Respondent’s business
manager and business agent, respectively. The Respondent
admits that Coryell and Dougherty are its agents within Section
2(13) of the Act.
Sherman testified that during the spring of 1999 Coryell and
Dougherty visited her at Society Hill Towers’ office. Dough-
erty told her that Society Hill Towers was “destroying area
wages by employing nonunion employees” and that she should
“have union people working there and that there could possibly
be some problems in the future.” Sherman told Coryell and
Dougherty that she did not make those decisions herself and
needed to consult with Society Hill Towers’ board of directors.
Coryell and Dougherty replied that they could not “promise
anything,” and they left. Coryell did not testify; Dougherty did
testify, but he did not dispute this testimony by Sherman.
There are two vehicle entrances to the Society Hill Towers
complex, and they are located on opposite sides of the complex.
One of the entrances is to an underground parking garage; the
other is at a loading-dock area.4 On June 21 and 22, the Re-
spondent conducted area-standards picketing of both vehicle
entrances. On June 23, Society Hill Towers posted signs at its
loading-dock entrance to indicate that it was to be used only by
employees and suppliers of Smucker (the Smucker entrance or
gate). At the same time, Society Hill Towers posted signs at its
parking-garage entrance to indicate that it was to be used by
employees and suppliers of all other employers and by all resi-
4 Actually, no witness referred to the second entrance as being in a
loading-dock area, but photographs of the entrance show that it is, and
that is a convenient way of referring to its placement without going into
an otherwise unnecessary description of how the Philadelphia streets
surround the irregularly shaped area involved.
dents (the neutral entrance or gate). Except for one occasion,
there is no contention that the Respondent conducted picketing
of the neutral gate after Society Hill Towers established its
separate gate system.
The complaint alleges that the Respondent, at the Society
Hill Towers complex, in furtherance of “a protest concerning
the performance of work by Smucker’s employees”: (1) from
June 23, until on or about July 7, in violation of Section
8(b)(1)(A), videotaped and photographed Smucker’s employ-
ees; (2) on June 23, in violation of Section 8(b)(4)(i) and
(ii)(B), picketed the neutral gate; and (3) on 48 specific dates
from June 15 through October 7, in violation of Section 8(b)(4)
and (ii)(B), “used a sound system to broadcast its protest mes-
sage at excessive noise levels.” The complaint alleges that the
Respondent’s photographing and videotaping of Smucker’s
employees violated Section 8(b)(1)(A) because it restrained and
coerced those employees in the exercise of their rights under
Section 7 of the Act.5 The complaint alleges that the Respon-
dent’s picketing of the neutral gate on June 23 violated Section
8(b)(4)(i) and (ii)(B), and that its use of the sound system at
excessive volume levels at the other times violated Section
8(b)(4)(ii)(B), because all of such conduct had an object of
forcing or requiring Society Hill Towers to cease doing busi-
ness with Smucker.6
5 Sec. 7 provides:
Employees shall have the right to self-organization, to form, join,
or assist labor organizations, to bargain collectively through rep-
resentatives of their own choosing, and to engage in other con-
certed activities for the purpose of collective bargaining or other
mutual aid or protection, and shall also have the right to refrain
from any or all of such activities.
Sec. 8(b)(1)(A) provides:
It shall be an unfair labor practice for a labor organization or its
agents (1) to restrain or coerce (A) employees in the exercise of
the rights guaranteed in [Section 7] of this title . . . .
6 Sec. 8(b)(4)(i) and (ii)(B) provides that it is an unfair labor practice
for a labor organization or its agents:
(4) (i) to engage in, or to induce or encourage any individual employed
by any person engaged in commerce or in an industry affecting com-
merce to engage in, a strike or a refusal in the course of his employ-
ment to use, manufacture, process, transport, or otherwise handle or
work on any goods, articles, materials, or commodities or to perform
any services; or (ii) to threaten, coerce, or restrain any person engaged
in commerce or in an industry affecting commerce, where in either
case an object thereof is—
. . . .
(B) forcing or requiring any person to cease using, selling, handling,
transporting, or otherwise dealing in the products of any other producer,
processor, or manufacturer, or to cease doing business with any other
person . . .
Provided further, That for the purposes of this paragraph (4) only,
nothing contained in such paragraph shall be construed to prohibit
publicity, other than picketing, for the purpose of truthfully advising the
public, including consumers and members of a labor organization, that
a product or products are produced by an employer with whom the
labor organization has a primary dispute and are distributed by another
employer, as long as such publicity does not have an effect of inducing
any individual employed by any person other than the primary em-
ployer in the course of his employment to refuse to pick up, deliver, or
transport any goods, or not to perform any services, at the establish-
ment of the employer engaged in such distribution . . . .
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
820
In its answer, the Respondent denies that its protest at the
complex “concerned the performance of work by Smucker’s
employees,” and it affirmatively alleges that its dispute only
concerns “the destruction of area wage standards by Smucker
on the project.” The Respondent admits that it engaged in some
videotaping and photographing of Smucker’s employees at the
complex, but alleges that it did so only “to record taints of the
neutral gate established at the Towers Complex.” The Respon-
dent further admits that it used a sound system “on numerous
occasions” to broadcast its area standards message, but it denies
that it did so at “excessive noise levels.” The Respondent fur-
ther contends that, even if its amplified broadcasts could, in
some sense, be considered to have been at excessive volume
levels, its message was nevertheless speech that is protected by
the First Amendment to the United States Constitution and
Section 8(c) of the Act.7
The Versailles, also located in downtown Philadelphia, has
104 apartments that are mostly occupied by residential tenants.
The Versailles is jointly owned and operated by Carlisle Con-
struction Company and Rittenhouse Regency Affiliates. At
some point in early 1999, The Versailles contracted with
Charging Party Nytech to remove old windows and install new
ones. The work began about June 29, and it was completed in
late July. About 14 employees of Nytech performed the work.
Jeffrey Davidson is the property manager for The Versailles.
Davidson testified that at some point after Nytech’s work began
at The Versailles, he received a telephone call from Dougherty.
According to Davidson:
He told me that he knew we had a project going there
and that we weren’t using his men, and he said that if we
didn’t use his men there, that he would have 100 of his
men show up at the job and there might be trouble. . . .
I explained to him that we had a contract with Nytech
and that they hired the people that do the work there, and
there was really nothing I could do about that. So he also
said that I shouldn’t be surprised if people showed up at
our other property as well. I suggested that would not be a
good idea since we didn’t have any work going on there,
but that pretty much was the end of the conversation at
that point.
The complaint alleges that Dougherty’s statements to David-
son, which Dougherty did not deny when he testified, consti-
tuted a threat within Section 8(b)(4)(ii)(B). The complaint fur-
The quoted proviso of Sec. 8(b)(4) is commonly known as its “pub-
licity proviso.”
7 The First Amendment is:
Congress shall make no law respecting an establishment of relig-
ion, or prohibiting the free exercise thereof; or abridging the free-
dom of speech, or of the press; or the right of the people
peaceably to assemble, and to petition the Government for a re-
dress of grievances.
Sec. 8(c) provides:
The expressing of any views, argument, or opinion, or the dis-
semination thereof, whether in written, printed, graphic, or visual
form, shall not constitute or be evidence of an unfair labor prac-
tice under any of the provisions of this subchapter, if such expres-
sion contains no threat of reprisal or force or promise of benefit.
ther alleges that, also in violation of Section 8(b)(4)(ii)(B), the
Respondent, from on or about July 6 until July 16, “used a
sound system at excessive noise levels” at The Versailles. The
complaint alleges that Dougherty’s threat to Davidson, and the
Respondent’s use of the sound system at excessive volume
levels at The Versailles, violated Section 8(b)(4)(ii)(B) because
all of such conduct had an object of requiring The Versailles to
cease doing business with Nytech. The Respondent enters the
same defenses for its use of the sound system at The Versailles
as it does for its use of the sound system at Society Hill Tow-
ers.
On October 14, upon a petition filed by the General Counsel
in the United States District Court for the Eastern District of
Pennsylvania under Section 10(l) of the Act, Senior Judge John
P. Fullam issued a memorandum and order finding that, upon
the evidence that had been presented in a hearing before him,
there was reasonable cause to believe that the Respondent had
violated Section 8(b)(4)(ii)(B) by conducting amplified broad-
casts at Society Hill Towers at “vastly excessive noise levels.”
Pending the instant unfair labor practice proceedings before the
Board, Judge Fullam enjoined the Respondent from:
1. Using a sound system or other amplification method
to broadcast its message or any other material or sound at
the Towers Complex at noise levels which exceed the lim-
its specified in Section V(B) of the “Noise and Excessive
Vibration Regulations,” of the Philadelphia Department of
Public Health, Board of Health.
2. Using a sound system or other amplification method
at or in the immediate vicinity of the Towers Complex be-
tween the hours of 9 p.m. and 7 a.m. on weekdays, or be-
tween the hours of 4 p.m. and 11 a.m. on Saturdays or
Sundays.
(Between 9 p.m. and 7 a.m., 7 days per week, is the period
covered by the Philadelphia noise ordinances that regulate de-
vices such as sound trucks.) Following Judge Fullam’s order,
the Respondent has continued to conduct amplified broadcasts
at the Society Hill Towers complex, but the General Counsel
does not contend that by any of such subsequent broadcasts the
Respondent violated Sec. 8(b)(4)(ii)(B).
B. The Evidence
In addition to the undisputed evidence of Coryell’s and
Dougherty’s statements to Sherman at Society Hill Towers, and
in addition to the undisputed evidence of Dougherty’s state-
ments to Davidson at The Versailles, the General Counsel in-
troduced the following evidence, only a part of which the Re-
spondent disputes.
1. The Respondent’s conduct at the Society Hill
Towers complex
a. Broadcasting at Society Hill Towers
The complaint alleges, and it is not disputed, that the Re-
spondent conducted amplified broadcasts at the Society Hill
Towers complex on the following 48 dates: June 15, 19, 25, 27,
28 and 30; July 7, 12, 13, 21, 22, 26, 27, and 29; August 2, 4–7,
9–12, 16, 18, 25, 26, and 30; September 1, 3, 5, 7, 9, 12, 14, 19,
21, 22, 24–26, and 28–30; and October 2, 4, 6, and 7. Of these
CARPENTERS (SOCIETY HILL TOWERS OWNER’S ASSN.)
821
dates, June 19 and 27, August 7, September 5, 12, 19, 25, and
26, and October 2, were weekend days when most residents
could reasonably have been expected to attempt to sleep later
than on weekdays.8
Sherman testified that, before the October 14 District Court
injunction, the Respondent used portable sound systems to
broadcast a recorded message from sidewalks of public streets
that bordered the complex. The broadcasts usually began about
7 a.m. and 7 p.m., but sometimes they began during mid-day.
The broadcasts lasted for periods of 45 minutes to 2 hours. The
message was about 45 seconds in length, and it was on an au-
diotape loop so that it was repeated continually. The text of the
message, most of which was also contained on handbills that
the Respondent simultaneously distributed to passers-by, was:
This is an appeal to the general public. Society Hill Towers
engages a building contractor who destroys area building
trade wages and benefits. Their contractor, Smucker, uses
low-wage workers, imported from Lancaster County, who are
paid substantially less than the prevailing building trades
wages and benefits. Society Hill Towers and Smucker reap
large profits at the expense of an underpaid workforce. Ex-
press your concern to Society Hill Towers. Call Beverly
Sherman at [telephone number] and tell her you disagree with
their construction policy. Metropolitan Regional Council of
Carpenters thanks you for your support.
(The handbill further stated, but the taped loop did not: “We are
not asking anyone to cease work or deliveries.”) Further ac-
cording to Sherman, the Respondent sometimes used two or
three sound systems. When multiple sound systems were used,
their starting times were not synchronized, so the text of the
message was unintelligible.
Sherman, who lives in a 6th floor condominium of the com-
plex, testified that during the summer, even when the central
air-conditioning was on and her windows were closed:
On occasions, I’ve seen it set off a car alarm. It’s the equiva-
lent of going into a room and turning your volume all the way
up with the door closed and nothing but the sound and you in
the room. It’s as loud as the fire emergency system that we
have that goes off throughout the building when there’s a fire
[-alarm testing].
Sherman testified that the broadcasts were conducted at such
volume, “[a]lmost always” before the October 14 injunction
was issued.
The parties stipulated that the Civil Affairs Division of the
Philadelphia Police Department (the Civil Affairs Division) is
assigned to handle, among other things, confrontations during
labor disputes. The parties further stipulated that the Air Man-
agement Division of the Philadelphia’s Department of Health
(the Air Management Division) is charged with the duty of
enforcing the City’s noise ordinances and regulations.
8 On brief, the General Counsel notes that the Charging Party noti-
fied the Respondent on June 21 that Smucker would be present only on
weekdays, but the General Counsel does not argue that the Respon-
dent’s weekend broadcasting violated Sec. 8(b)(4)(ii)(B) solely because
it was conducted when employees of Smucker were then temporarily
absent.
Sherman testified that she has received “hundreds” of com-
plaints from the residents of Society Hill Towers about the
volume of the Respondent’s broadcasts. In an effort to get the
Respondent to turn down the volume of the sound systems, she
called the Civil Affairs Division and the Air Management Divi-
sion, “every time.” Sherman was asked and she testified:
Q. What has happened as a result of your contact with
Civil Affairs?
A. On some occasions, they asked the Carpenters to
lower it, and on some occasions, they will. On other occa-
sions, they ask them to lower it, but the Carpenters won’t.
And on some occasions, they don’t ask them to lower it.
Q. How many times have you called Air Management?
A. Almost every time.
Q. And what has happened as a result of that?
A. Usually, they take about a half hour to 45 minutes
before they get there, from the time I call. When the Car-
penters Union sees the truck in the vicinity, they will
automatically lower it before the [City] representative gets
to the site.
Sometimes the Carpenters Union has young boys with
radio walkie-talkies who let them know when Air Man-
agement is in the vicinity; so it’s a mixed bag.
Other witnesses also testified to the practice of the Respon-
dent’s agents’ signaling the operators of the sound systems
when marked patrol cars (or trucks) of the Air Management
Division or the Civil Affairs Division approached the area.
Most often, the signaling was done by a lookout’s standing in a
part of the complex where the sound systems’ operators could
see them; the lookouts would raise, and cross, their arms when-
ever a City vehicle approached the area. When such signals
were given, the operators of the sound systems would lower the
volume of the broadcasts, or they would terminate the broad-
casts altogether. This testimony went undenied, and it was
credible.
J. Otis Smith, who lives in an 18th floor condominium of the
complex, testified consistently with Sherman about the days
and hours that the Respondent conducted its broadcasts; he
further corroborated Sherman’s testimony that, when the Re-
spondent used multiple speakers, the texts of the broadcasts
were unintelligible. Smith testified that he operates a business
from his condominium and that the Respondent’s broadcasts
were so loud that he had difficulty talking on the telephone; he
adopted the practice of getting his correspondents off the tele-
phone as soon as he could and calling them back when the
broadcasts ceased. When asked to describe how loud the broad-
casts were in July and August, Smith replied:
[I]t would be as though I had turned up a radio in my office
while I was trying to work, to the top of its sound; so that’s
how loud it is coming in. It’s that loud. You can’t concentrate
when that sound is at its loudest. The way it was playing dur-
ing those months.
Smith further testified that when the broadcasts started at 7 a.m.
on Saturdays and Sundays, “that’s not when I was planning to
get up,” and they awakened him. Smith further testified that he
called the Society Hill Towers office to complain about the
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
822
noise and, on some occasions in July and August, he called the
Civil Affairs Division to complain about the broadcasts. On
cross-examination, Smith testified that, since the 10(l) injunc-
tion was granted, he can still hear the broadcasts from his con-
dominium, but they are not so loud as to disrupt his conduct of
business over the telephone.
Evelyn Feldman, who lives in a 25th floor condominium of
the complex, testified that, beginning in May, the broadcasts by
the Respondent’s were loud enough to wake her on weekends
when she tried to sleep after 7 a.m. Feldman further testified
that, when the broadcasts were conducted during the day, they
would wake her 84-year-old husband who is in frail health.
Sometimes Feldman called the Society Hill Towers office to
complain, and sometimes she went directly to the operators of
the sound systems to ask them to turn down the volume.
Feldman testified that, sometimes when she went to the sound
system operators, they would turn it down “momentarily,” but,
“it would be up again in short order.”
James Timberlake, who lives in a 31st floor condominium of
the complex, testified consistently with Sherman about the
times that the Respondent’s broadcasts were made in July and
August, and he testified that the weekend broadcasts would
awaken him and his wife and that the broadcasts would waken
their infant son on other days, as well. Timberlake further testi-
fied that, on at least one occasion, he and his wife went to the
(street-level) pool area of the complex and the sound system
was so loud that they could not carry on a conversation and
were required to leave. Timberlake testified that, on occasion,
he would call the Air Management Division; when their agents
got to the area, the Respondent would turn down the volume of
the broadcasts. Timberlake also testified to complaining to the
Society Hill Towers office about the noise levels of the Re-
spondent’s broadcasts.
Cynthia Adams is not a resident of the Society Hill Towers
complex. Adams owns a townhouse immediately across a street
from the complex, and, starting in May, the Respondent set up
one of its sound systems on the sidewalk immediately outside
her home. Adams testified that, even though the Respondent
pointed the speakers away from her house and toward the Soci-
ety Hill Towers complex, the broadcasts were so loud that they
interfered with her attempts to conduct business on her home
telephone. Adams testified specifically that on August 28, the
volume shook the pictures that were hanging on her walls and
awakened her daughter whom she had just brought home from
surgery at a hospital. Adams testified that on that occasion she
went to Dougherty and asked him to lower the volume; Dough-
erty said he would do so, and went through the motions of do-
ing so, but the volume was not perceptively lowered.
Willie Terrill is a noise pollution inspector for the Air Man-
agement Division. Terrill testified that, before the October 14
10(l) injunction was issued, he was called to the Society Hill
Towers complex “probably 50” times in response to citizens’
complaints about the volume of the Respondent’s broadcasts in
the area.9 Terrill always arrived in a well-marked Philadelphia
vehicle, and he testified that, when he approached the area,
9 The transcript, p. 161, L. 10, is corrected to change “I wouldn’t ap-
prove the litany,” to “it wouldn’t prove the allegations.”
“spotters” used by the Respondent usually signaled the opera-
tors of the sound systems so that it was difficult to get meaning-
ful readings from sound meters that he uses in his work. Terrill
estimated that, “75 or 80 percent” of the approximately 50
times he responded to citizens’ complaints about the volume of
the Respondent’s broadcasts at the Society Hill Towers com-
plex, he was able to get in position to hear the broadcasts before
he was spotted. Terrill testified that on some such occasions, he
could hear the broadcasts from as much as 5 blocks away.
On only two occasions was Terrill able to obtain readings of
the volumes of Respondent’s broadcasts at Society Hill Towers
and compare them to the ambient background noise. One of the
occasions was on July 22 when he stationed himself in the rear
of Adams’ property well before the morning’s broadcast
started. The other occasion was on August 9 when he stationed
himself in Sherman’s condominium well before the evening’s
broadcast started. Terrill testified that on both occasions his
sound-measuring equipment indicated that the volumes of the
broadcasts were in excess of that which is allowed above back-
ground noises by the Philadelphia ordinances. On both occa-
sions Terrill issued civil citations to Dougherty. The Respon-
dent has appealed both citations, and the determinations of the
Respondent’s alleged violations of the City code on July 22 and
August 9 are not final. (The parties stipulated that another City
inspector issued a noise-violation citation to the Respondent on
September 12; the issuance of that citation is also being ap-
pealed by the Respondent.)
Lt. Anthony McLaughlin, who is the supervisor of the Civil
Affairs Division’s “Labor Squadron,” testified that his depart-
ment had received a great number of citizens’ complaints about
the volume of the Respondent’s broadcasts at the Society Hill
Towers complex, but his only testimony about what he heard at
the scene was that, on July 16, it was “a noise to our conversa-
tion,” and that it was “unreasonable.” McLaughlin also testi-
fied, however, that on October 7 he could hear the broadcasts
from 2 blocks away from the Society Hill Towers complex.
Officer Edward Gleason of the Civil Affairs Division testi-
fied that on June 15, he went to the scene; the sound systems
were not turned on until some time after he got there. When
Dougherty did turn it on:
It was uncomfortable to be standing anywhere in front of the
sound system. To have a conversation with Mr. Dougherty,
you had to walk behind the speaker. It’s a directional cone-
shaped speaker and it was pointed at the buildings. If you
were anywhere in the vicinity in front of it, you couldn’t hold
a normal conversation. You would have to shout and walk
around behind it where the volume wasn’t as loud.
Gleason further testified that on August 2 the Respondent oper-
ated its sound systems at the complex. Gleason was asked and
he testified:
Q. Were the two speakers playing simultaneously?
A. Well, sort of. They were both going at the same
time, but they were playing the same message. They were
just out of—they weren’t synchronized. They were a little
bit off.
Q. Could you understand the message?
CARPENTERS (SOCIETY HILL TOWERS OWNER’S ASSN.)
823
A. Not real well. If you stood close to one or the other,
you could understand the message. . . .
Q. Okay. Can you describe the sound, how loud the
sound was? . . . .
A. Yeah; if I was in the area of the courtyard of the
building[s], and I was at different points, talking to people,
you really had to raise your voice to be heard. You
couldn’t be heard in a normal speaking voice.
Gleason testified that he asked Dougherty to lower the volume;
Dougherty went through the motions of lowering the volume,
but “[n]ot really appreciably. You couldn’t tell that it was low-
ered much at all.”
Gleason testified that on August 25 he was again called to
the scene; he could hear 2 sound systems that were operating
from inside his vehicle from a block away; the systems again
were not synchronized. Gleason testified that Dougherty was
operating the sound systems at volumes, “[i]dentical to the
other occasions that I spoke to him.” Gleason asked Dougherty
to lower the volume, but Dougherty refused.
Gleason further testified that on September 14, Dougherty
was operating 2 sound systems, about a block away from each
other, without their being synchronized. One of the 2 systems
was so loud that Gleason could not hear the other until he
walked immediately to it. Gleason asked Dougherty to lower
the volume of both systems. Dougherty went to the systems and
reported back to Gleason that he had done so, but Gleason
could tell no difference.
Officer Donald West of the Civil Affairs Division testified
that he went to the complex on July 12 and 13. During both
days, according to West, the volume of the Respondent’s sound
systems was so high that “if you’re standing next to someone in
the area where the speaker is, you can’t hear the conversation
that you’re having with that person.” On both days West asked
Dougherty to lower the volume, but Dougherty refused. West
further testified that on September 22 he went to the scene
where Dougherty was operating 2 sound systems without their
being synchronized; West again asked Dougherty to turn the
volume down, but Dougherty refused. West was not, however,
asked to describe the volume of the Respondent’s broadcast on
September 22.10
The Respondent does not dispute any of the above testi-
mony.
(On brief, the General Counsel and the Charging Party Soci-
ety Hill Towers argue that I erred in receiving a multiplicity of
written police reports only for the purpose of demonstrating the
dates and times that police came to the scene pursuant to citi-
zens’ complaints, a purpose for which the Respondent did not
object. The General Counsel and the Charging Party argue that
the police reports were admissible, in full, under the public
records hearsay exception of Fed.R.Evid. 803(8). Even if ar-
guably so, the reports were objectionable if they contained no
probative evidence on any issue before me. The Charging Party
10 The General Counsel also called Officer John Livewell who was
dispatched to the scene several times. Livewell testified that he took
certain actions based on citizens’ complaints, but he did not describe
the volume of the broadcasts that he witnessed, except to say that a
broadcast on September 24 “seemed loud.”
does not refer to any particular police report that is in evidence;
the General Counsel does, but only to say that: “The August 5
report notes that the sound was very loud.” Such conclusions
are probative of nothing, and the reports that contained them
were therefore objectionable under Fed.R.Evid. 403 because
their admission would have only resulted in a “waste of time.”
This assessment is fully demonstrated by the fact that, although
the General Counsel took the effort to compile an appendix that
displays the dates and times of all police reports, she certainly
did not “waste” any time quoting, or even summarizing, any
police report except that of August 5.)
b. Picketing of the neutral gate at Society Hill Towers
On June 21 and 22 the Respondent’s agents carried picket
signs at the entrance to the underground garage of the Society
Hill Towers complex. The precise wording of the signs is not in
evidence, but it is not disputed that the signs constituted public-
ity that Smucker was not paying its employees according to the
Respondent’s concept of the area standards. By letter dated
June 21, Society Hill Towers notified the Respondent that, as of
12:01 a.m. on June 23, the entrance at the loading-dock area
would posted for the exclusive use of employees and suppliers
of Smucker and that the entrance to the underground parking
garage would be posted for the exclusive use of employees and
suppliers of all other employers. It is undisputed that the Re-
spondent received this letter on June 22. It is further undisputed
that Society Hill Towers did establish the separate gates in
accordance with its June 21 letter. (The posting at the under-
ground parking garage also indicated that it was to be used by
residents of the complex.)
Christen Definis is an administrative assistant to Beverly
Sherman (again, the general manager of the Society Hill Tow-
ers complex). Definis testified that about 7:10 a.m. on June 23
she arrived at work by automobile at the neutral gate at the
parking garage entrance. Definis testified that, as she attempted
to enter the garage, two men stood in the driveway, in her way,
for “[a]bout 5 seconds.” One of the men was wearing a sign;
the other was not wearing a sign, but he was holding (although
not using) a video camera. Definis did not know who either of
the men were, but she had seen the man who wore a sign at the
entrance the day before, and he was then wearing a sign. De-
finis did not read the sign on June 23, but she testified that she
believed that it was the same as a sign that she had seen the
man wearing the day before. Definis testified that the sign that
she had seen the man wearing the day before was “a protest
[against] Smucker’s destruction of the area standard wages.”
When asked how big the sign was that she saw on June 23,
Definis replied: “It was around his neck and it was pretty big,
down to, I guess, his legs.” When asked what she did at the end
of the 5 seconds that the men had stood in her way, Definis
testified: “Nothing. I just waited for them to move over and I
pulled into the garage.” On cross-examination, Definis admitted
that, following that morning of June 23, she has not seen any
pickets at the garage entrance. Neither the General Counsel nor
the Charging Party presented any other evidence in support of
the allegation that the Respondent picketed the neutral gate at
the Society Hill Towers complex.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
824
Dougherty flatly denied that the Respondent conducted any
picketing of the neutral gate at Society Hill Towers on June 23.
Dougherty testified that on June 22 his counsel advised him of
the establishment of the separate gate system and that he should
honor it. Dougherty further testified that on the morning of June
23, before any picketing of the complex began, he dispatched
one individual to stand across the street from the garage en-
trance with a small “Observer” sign hanging around his neck;
Dougherty testified that he subsequently saw that that individ-
ual did so. Dougherty denied that the individual wore a large
picket sign such as that which Definis described.
c. Photographing and videotaping Smucker’s employees at
Society Hill Towers
Robert Majeski testified that he has the title of “general
foreman” with Smucker, and Majeski testified that his duties at
Smucker’s Society Hill Towers project are “to oversee the dry-
wall and carpentry aspect of the job and oversee all the
Smucker employees on the job.” Majeski testified that, in addi-
tion to himself, Smucker has employed from 2 to 4 employees
at a time at the Society Hill Towers project. Majeski’s title of
general foreman and his testimony that he oversees other indi-
viduals employed by Smucker at the job would seem to indicate
that Majeski could be considered a supervisor within Section
2(11) of the Act and a “person” under Section 8(b)(4)(ii)(B).
The Respondent, however, makes no such contention. More-
over, there is no evidence to indicate the extent of Majeski’s
authorities when “overseeing” Smucker’s operations at the
Society Hill Towers project, and there is no evidence that
Smucker had any subordinate “foremen” on the Society Hill
Towers job (or anywhere else) that would tend to justify, in a
business organizational sense, Majeski’s title of “general”
foreman. I therefore find and conclude that Majeski is an “indi-
vidual” whom the Respondent is prohibited by Section
8(b)(4)(i)(B) from inducing to strike in order to have Society
Hill Towers cease doing business with Smucker.
Majeski testified that on June 23, as he and two other em-
ployees of Smucker were approaching the Smucker gate at the
complex, they were videotaped by someone who was wearing a
picket sign. The picket followed them to the gate and continued
filming them as they walked through the loading-dock area and
ascended a stairway that led to the level of the complex’s con-
dominium areas. (The condominiums sit on a small hill, and the
loading-dock area is at the foot of that hill.) When the Smucker
employees reached the level of the condominiums and ap-
proached the entrance to one of them, they found Dougherty
standing there with a still camera. Dougherty took some pic-
tures of the employees; Majeski testified: “I was a little an-
noyed from the whole videotape situation, so when I saw this
still camera, I kind of put my hand up to block the camera as I
walked by, and [Dougherty] said, ‘Got you, Bud.’” The other 2
Smucker employees went into the condominium to go to work,
but Majeski turned and went to the complex’s office to com-
plain about the Respondent’s videotaping and photographing
activity. When Majeski left the complex’s office and entered
the courtyard, Dougherty was there and took more pictures of
Majeski.
Majeski further testified that the Respondent continued its
videotaping and photographing activity at the Smucker gate,
“[f]rom that day on, pretty much every day for the next, proba-
bly, three weeks to a month.” On July 7, Majeski came to work
at the complex later than his usual starting time, and he ap-
proached the Smucker gate from a different direction. As he got
nearer, he saw Dougherty standing across the street from the
Smucker gate with another man who was wearing a picket sign.
When Dougherty and the picket saw Majeski approaching, a
footrace for the gate began. Majeski won. After he entered the
gate, Majeski looked back at Dougherty and the picket and
smiled. Dougherty took some still photographs and said: “Keep
smiling, Bud.”
Dougherty (the Respondent’s only witness) did not deny this
testimony by Majeski. Dougherty testified that the Respondent
took the photographs and videotapes at the Smucker gate in
order to gather evidence to rebut any contention that it had
blocked ingress or egress at that gate. Dougherty further testi-
fied that the Respondent took videotapes inside the complex
because Society Hill Towers was videotaping the Respondent’s
agents, both with their security-system cameras and with a
camera that, on at least one occasion, he saw in a window of the
complex. Dougherty further testified that the Respondent did its
photographing and videotaping also because the City’s Civil
Affairs Division was videotaping its agents at the same time,
“and we were just backing our situation up to make sure that
we were doing everything in a legal standpoint, and videotap-
ing them back again.” The General Counsel subpoenaed all
photographs and videotapes that the Respondent may have
taken at the Society Hill Towers complex, but none were pro-
duced. Dougherty testified that the still photos were on one roll,
and they “didn’t even come out.” Dougherty testified that there
was only one videotape, with only a few seconds being taped
each day, and: “Normally I would hold onto that tape and the
camera. But in this particular case what happened was someone
else needed the camera and I forgot to take the tape out, and
they taped over it.”
2. The Respondent’s conduct at The Versailles
Davidson testified that, on 6 different occasions from July 7
through 16, while Nytech’s work was in progress at The Ver-
sailles, he heard amplified broadcasts that the Respondent con-
ducted from a sidewalk across the street. The message of the
broadcasts was the same as part of a handbill that the Respon-
dent also distributed to passers-by, to wit:
Attention. Be careful. The Versailles Terrace at [address] em-
ploys Nytech, a contractor from New York, who has a record
of unsafe and careless working habits by dropping materials
on people. Could you be their next victim? Express you con-
cerns to Peter Quack-Quack of the Carlisle Construction
Group at [telephone number]. Metropolitan Regional Council
Affiliate AFL–CIO.
Although not mentioned in the recorded message, a part of
the handbill that the Respondent simultaneously distributed was
a photocopy of an undated newspaper article that indicated that
glass had fallen to a street during work by Nytech in Manhat-
tan, injuring at least one person. (Davidson testified that Peter
CARPENTERS (SOCIETY HILL TOWERS OWNER’S ASSN.)
825
Quackenbush is an executive of Carlisle Construction, the
company that owns The Versailles; apparently Quackenbush
was the “Peter Quack-Quack” to whom the Respondent’s
broadcasted message and handbill referred.)
The message that the Respondent broadcasted at The Ver-
sailles had been recorded on an audiotape loop, and it was re-
peated continually. Davidson testified that he heard the Re-
spondent’s broadcast between 7:30 and 8 a.m. on July 15 from
his second floor office at The Versailles and:
Well, it was loud enough to hear very clearly with all of the
windows closed. I didn’t have a radio on or anything, but if I
did, it probably would have distorted my ability to hear that.
Davidson testified that at least 24 tenants and neighbors com-
plained to him about the volume of the Respondent’s broad-
casts and asked him to do something about it. Davidson testi-
fied that he called the Air Management Division on 3 or 4 oc-
casions; the loud broadcasts ceased after that authority issued a
citation to the Respondent on July 16. Terrill testified that he
issued the July 16 noise-pollution citation to the Respondent.
Terrill testified that he was able to avoid being spotted by the
Respondent’s lookouts, and able to get readings on his sound-
monitoring equipment that day, by coming to The Versailles
and stationing himself in Davidson’s office well before the
Respondent began broadcasting. (The Respondent is also in the
process of appealing Terrill’s July 16 citation.)
Valerie Costanzo, who lives in a seventh floor apartment at
The Versailles, testified that, during every morning, and during
one evening, of a 2-week period in July she heard the Respon-
dent’s broadcasts inside her apartment. The morning broadcasts
would begin about 7 a.m. and last for about an hour. The one
evening broadcast began around 7:30 p.m., and it also lasted for
about an hour. When asked to describe the sound level in her
apartment, Costanzo replied, “[L]ike the loudest the television
could go inside your apartment.” Costanzo testified that she
prefers to do without air conditioning, but, even during cooler
mornings that the Respondent was broadcasting, she would
close her windows and turn on the air conditioning in an at-
tempt to escape some of the sound. Costanzo also testified that
on some occasions the volume of the morning broadcasts were
loud enough to awaken her.
C. Analysis and Conclusions
The complaint alleges that the Respondent violated Section
8(b)(1)(A) by photographing and videotaping Smucker’s em-
ployees. The Respondent contends that its videotapes and pho-
tographs were taken in order to defend against potential unfair
labor practice charges. The General Counsel subpoenaed the
photographs and videotapes, but Dougherty claimed that the
photographs “didn’t even come out” and that one of his associ-
ates videotaped over the videotape of the Smucker employees.
What happened to the videotape and the photographs is impor-
tant, but not as an evidentiary matter; Dougherty admits (or, at
least, does not deny) that the videotapes and photographs would
have shown what the General Counsel’s witnesses described.
What happened to the videotape and the photographs is impor-
tant because it shows the Respondent’s motivation for its taking
of the photographs and videotapes.
I do not believe Dougherty’s testimony that the still photo-
graphs that he took of the Smucker employees at the Society
Hill Towers complex “didn’t even come out.” Dougherty did
not describe any efforts that he took to get the pictures devel-
oped, and I do not believe that he made any. I believe that
Dougherty simply discarded the film because he had no legiti-
mate purpose in taking the pictures in the first place. I do be-
lieve that Dougherty allowed the videotape of Smucker’s em-
ployees to be taped over, but his doing so was essentially an act
of discarding it, just as he discarded the still-camera film. I
believe that Dougherty discarded the videotape for the same
reason that he discarded the photograph film; he had no legiti-
mate reason for taking the videotape in the first place. That is,
Dougherty’s discarding the videotape and the still-photograph
film belies any contention that he did the photographing, or
ordered the videotaping, to defend the Respondent against po-
tential unfair labor practice charges.
The Respondent’s lack of legitimate purpose creates an ob-
vious suspicion that it photographed and videotaped the
Smucker employees only to harass them. Nevertheless, I do not
believe that by such conduct the Respondent violated Section
8(b)(1)(A). The General Counsel and the Charging Party Soci-
ety Hill Towers contend that the Respondent’s video and still
photography would have tended to restrain or coerce Smucker’s
employees within the meaning of Section 8(b)(1)(A), but they
do not say how. In his testimony, Majeski did not relate in any
regard that he was, or could have been, restrained or coerced in
the exercise of his Section 7 rights, which is what Section
8(b)(1)(A) requires. Nor do the General Counsel or the Charg-
ing Party argue how Dougherty’s comments to Majeski of “Got
you, Bud,” and “Keep smiling” could reasonably have re-
strained or coerced Majeski. The cases that the General Coun-
sel and the Charging Party cite as authority for the proposition
that the Respondent’s picture-taking violated the act are readily
distinguishable; some are representation cases in which the
Board found that picture-taking disturbed the laboratory condi-
tions required for Board elections, and the others involved con-
texts of actual or threatened violence. This is not a representa-
tion case, and there is no hint of violence toward the Smucker
employees in any of the Respondent’s conduct. Finally, the
Board has never held that picture-taking of employees who
cross a picket line is a per se violation of the Act, which essen-
tially is the holding that the General Counsel seeks here. Lack-
ing such authority, and there being no other possible element of
restraint or coercion being present, I shall recommend dismissal
of the 8(b)(1)(A) allegations of the complaint.
The complaint further alleges that the Respondent violated
Section 8(b)(4)(i) and (ii)(B) by picketing the neutral gate at
Society Hill Towers on June 23. I credit Definis’ testimony that
for “about 5 seconds” on July 23, two men, one wearing a
picket sign, stood before her automobile as she tried to enter the
neutral gate at the complex’s underground parking garage. I
further credit Definis’ testimony that the individual whom De-
finis saw wearing a picket sign on June 23 was the same indi-
vidual whom she had seen picketing for the Respondent at that
entrance during the day before. I further believe, and find, that
the picket sign that the individual was wearing on June 23 was
the same that he wore at the entrance on June 22. The Respon-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
826
dent certainly knew who was carrying its picket sign at the
underground parking garage entrance on June 22; if that person
was carrying a different sign on June 23 the Respondent assur-
edly would have produced him to so testify. Nevertheless, as-
suming that the Respondent’s June 23 (five-second) picketing
of the neutral gate violated Section 8(b)(4)(i) and (ii)(B), the
conduct never recurred. Just as an isolated use of a neutral gate
by the primary employer does not excuse repeated picketing of
that gate by a labor organization,11 a brief, isolated, act of pick-
eting of a neutral gate, especially when that gate had just been
established, should not be held to constitute a violation of Sec-
tion 8(b)(4)(i) and (ii)(B) that requires a Board remedy.12 I shall
therefore also recommend dismissal of this allegation of the
complaint.13
I do, however, find that the Respondent violated Section
8(b)(4) and (ii)(B) by its repeated broadcasts at excessive vol-
ume levels at the Society Hill Towers complex and at The Ver-
sailles.
It cannot be argued that, no matter how loud its broadcasts
were conducted, no violation of the Act can be found because
the broadcasts were mere speech and thereby protected by the
First Amendment. If the Respondent could conduct its broad-
casts at any volume it chose, then people in their homes, and
even in their businesses, are vulnerable to life-altering disrup-
tions as the technology of portable high-volume sound repro-
duction evolves.14 Fortunately for the peace and dignity of the
country, and for the livability of our homes, this is not the case.
As the Supreme Court stated in Kovacs v. Cooper, 336 U.S. 77,
86–87 (1949), where there was in issue the constitutional valid-
ity of a local ordinance that forbade the use of sound trucks on
city streets if such devices emit “loud and raucous” noises:
While this Court, in enforcing the broad protection the Consti-
tution gives the dissemination of ideas, has invalidated an or-
dinance forbidding a distributor of pamphlets or handbills
from summoning householders to their doors to receive the
distributor’s writings, this was on the ground that the home
owner could protect himself from such intrusion by an appro-
priate sign “that he is unwilling to be disturbed.” The Court
never intimated that the visitor could insert a foot in the door
and insist on a hearing. Martin v. City of Struthers, 319 U.S.
141. We do not think that the Struthers case requires us to ex-
pand this interdiction of legislation to include ordinance
against obtaining an audience for the broadcaster’s ideas by
way of sound trucks with loud and raucous noises on city
streets. The unwilling listener is not like the passer-by who
11 See, for example: Electrical Workers IBEW Local 369 (C.T. Love
& Assoc.), 216 NLRB 141 (1975), and Operating Engineers Local 18
(Dodge-Ireland), 236 NLRB 199 (1978).
12 In Retail Clerks Local 324. (Barker Bros. Corp.), 138 NLRB 478,
486–492 (1962), affd. 328 F.2d 431 (9th Cir. 1963), it was held that a
union had not violated Sec. 8(b)(7)(C) where, during a 12-week period
of picketing 18 stores, there “were only 3 delivery stoppages, 2 work
delays and several delivery delays.”
13 The cases cited by the General Counsel and the Charging Party on
this point involve repeated picketing at neutral gates.
14 One can easily imagine the devastating effect on a neighborhood
that would result from unrestrained amplified broadcasting by two
labor organizations that are engaged in a jurisdictional dispute.
may be offered a pamphlet in the street but cannot be made to
take it. [Footnoted citation of Schneider v. State, 398 U.S.
146, 162.] In his home or on the street he is practically help-
less to escape this interference with his privacy by loud
speakers except through the protection of the municipality.
The Court in Kovacs specifically noted that there is no signifi-
cant curtailment of free speech by a prohibition of loud and
raucous noises where there is no attendant interdiction of dis-
semination by other means such as handbills (or “dodgers,” as
the Court employed the term at 336 U.S. 89). In this case, both
at the Society Hill Towers complex and at The Versailles, the
Respondent freely distributed handbills as it conducted its
broadcasts, and the Respondent makes no argument that such
distributions were ineffective to communicate with those who
would voluntarily entertain the Respondent’s message.
There being no constitutional impediment to this action, the
next issue is whether the Respondent’s conduct of amplified
broadcasts violated Section 8(b)(4)(ii)(B). Dougherty did not
deny that he threatened Davidson at The Versailles that: “he
knew we had a project going there and that we weren’t using
his men, and he said that if we didn’t use his men there, that he
would have 100 of his men show up at the job and there might
be trouble.” I, of course, find and conclude that this was a bla-
tant threat in violation of Section 8(b)(4)(ii)(B). The Respon-
dent’s secondary, prohibited, objective was also displayed in
Dougherty’s statement to Sherman that Society Hill Towers
was “destroying area wages by employing nonunion employ-
ees” and that she should “have union people working there and
that there could possibly be some problems in the future.” The
secondary objectives of the Respondent were further displayed
in its handbills. At Society Hill Towers, the Respondent’s
handbill stated that it was “an appeal” to the public to get it to
use its influence to get Sherman to stop using Smucker as a
building contractor. Similarly, the handbill that was used at The
Versailles was premised on the fact that the project “employs
Nytech.” The prohibited objectives having been clearly estab-
lished, the next issue is whether the Respondent’s use of the
sound systems at Society Hill Towers and The Versailles con-
stitutes a threat, restraint or coercion within Section
8(b)(4)(ii)(B). The first issue in that regard is whether the Re-
spondent conducted its broadcasts at excessive volume levels.
I will not rely on the four citations (three at Society Hill
Towers and one at The Versailles) that the Air Management
Division issued to the Respondent for noise pollution. Those
citations have been appealed by the Respondent, and there is
therefore no final adjudication of the issues under the Philadel-
phia ordinances. Nevertheless, there is other evidence that is
sufficient to decide whether the broadcasts were conducted at
excessive volume levels and whether they therefore constituted
coercive conduct that is prohibited by Section 8(b)(4)(ii)(B).15
By Respondent’s regularly maintaining lookout systems
while it was conducting amplified broadcasts at Society Hill
15 Without citing any authority for the proposition, the Respondent
argues that consideration of the volume of its broadcasts is “solely
within the City’s police powers.” Of course, conduct can violate Fed-
eral, as well as local, law. Nor is the Board required to wait until final
local or state review before it can act.
CARPENTERS (SOCIETY HILL TOWERS OWNER’S ASSN.)
827
Towers and The Versailles, the Respondent acknowledged that
those broadcasts were conducted at excessive volume levels.
There would have been no point in the Respondent’s maintain-
ing those signaling systems except to avoid definitive assess-
ment of the volume of its broadcasts by the Air Management
Division. Just as flight, or cover-up, can indicate an admission
of knowing misconduct, the Respondent’s employment of sig-
naling systems, and its turning down the volume as the marked
vehicles of the Air Management Division approached, consti-
tute probative evidence that it was fully aware that its broad-
casts were being conducted at excessive volume levels.
And there is no doubt that on several occasions the Respon-
dent was at Society Hill Towers to create noise rather than to
inform the public of anything. The Respondent often operated 2
systems at once without synchronizing them. Thus, the message
of both systems would have been, and were, garbled to anyone
who was subjected to the process (unless he stood very close to
one or the other).
Regarding the Respondent’s operations of one or more sound
systems at the Society Hill Towers complex before the October
14 10(l) injunction was issued, I fully credit the testimony of
Sherman that some of the Respondent’s broadcasts sounded
like a radio or television at full volume in her sixth floor con-
dominium, that the broadcasts were as loud as the condomin-
ium’s fire alarm, and that she witnessed the broadcasting’s
setting off a car alarm. I fully credit the testimony of Smith that
in his 18th floor condominium the volume of the broadcasts
sounded like a radio at full volume, that the sound made it dif-
ficult to concentrate on anything else or talk on the telephone
and that the morning broadcasts on weekends awakened him. I
fully credit the testimony of Feldman that the morning broad-
casts awakened her and her husband in their 25th story condo-
minium and that when she appealed to the sound system opera-
tors they would turn it down only momentarily. I fully credit
the testimony of Timberlake that he and his family were awak-
ened in their 31st floor condominium by the morning broad-
casts on weekends and that he and his wife were driven from a
swimming pool area by a broadcast on at least one occasion. I
fully credit the testimony of Adams that the broadcasts were
loud enough in her home across the street from the complex to
shake the pictures on the walls and that she asked Dougherty to
turn down the volume but he only did so an imperceptible
amount. As well as crediting Terrill’s testimony about the Re-
spondent’s use of a lookout system, I fully credit his testimony
that he could sometimes hear the Respondent’s broadcasts from
as much as five blocks away. I fully credit the testimonies of
Lt. McLaughlin and Officer Gleason that they could hear the
Respondent’s broadcasts one or two blocks away from the So-
ciety Hill Towers and that the volume of the broadcasts would
interfere with normal conversations in the area. I further fully
credit Gleason’s testimony that individuals had to raise their
voices to hear each other when in the area of the broadcasts,
that sometimes when he asked Dougherty to lower the volume
Dougherty would do so only imperceptibly, and that when
Dougherty operated multiple sound systems without their being
synchronized Dougherty refused to lower the volume. I fully
credit Officer West’s testimony to the same effect.
Regarding the Respondent’s operations of a sound system at
The Versailles before the 10(l) injunction was issued, I fully
credit Davidson’s testimony that the volume of the broadcasts
were loud enough to distort any radio broadcast inside his sec-
ond floor office. I further fully credit Costanzo’s testimony that
in her seventh floor apartment the volume of the Respondent’s
broadcasts seemed “[L]ike the loudest the television could go
inside your apartment.”
All of this testimony leads me to find that, as alleged, the
Respondent conducted its amplified broadcasts at the Society
Hill Towers complex and at The Versailles at excessive volume
levels. The secondary objective of the broadcasts having previ-
ously been demonstrated, the next issue is whether the Respon-
dent’s broadcasting at excessive volume levels constituted
threats, restraint or coercion within Section 8(b)(4)(ii).
Although secondary boycott cases usually occur in contexts
of traditional picketing, coercion under Section 8(b)(4)(ii) is not
limited to picketing. In Sheet Metal Workers Local 91 (Sche-
bler Co.), 294 NLRB 766, 775 (1989), enfd. in relevant part
905 F.2d 417 (D.C. Cir. 1990), the Board held that a labor or-
ganization’s denying economic relief to an employer who had
refused to enter a hot-cargo agreement, while simultaneously
granting relief to other employers who had signed such agree-
ments, constituted “coercion” within Section 8(b)(4)(ii)(A). In
so doing, the Board expressly approved of an earlier-stated
definition of “coercion” as “non-judicial acts of a compelling or
restraining nature, applied by way of concerted self-help con-
sisting of a strike, picketing, or other economic retaliation or
pressure in a background of a labor dispute.” In Carpenters
Local 742 (J. L. Simmons Co.), 237 NLRB 564, 565–556
(1978), the Board found that a union violated Section
8(b)(4)(ii)(B) by making demands, unaccompanied by striking
or picketing or any other such conduct, that a contractor pay his
employees premium pay for hanging precut doors which were
specified by the contractor’s agreement with the purchaser
(because such proposal was actually an effort to cause the con-
tractor, a neutral, to have the purchaser use other than precut
doors).
More specifically, secondary conduct which interferes with
the peaceful use of private facilities has been found to violate
Section 8(b)(4)(ii)(B), even without the factor of picketing. In
Pye v. Teamsters Local 122, 61 F.3d 1013, 1022–1024 (1st Cir.
1995), the First Circuit agreed there was reasonable cause to
believe that a union’s affinity shopping (crowding small retail
stores with individuals who used large bills to purchase small
items) was coercion in violation of Section 8(b)(4)and (ii)(B).
The court stated at 1024:
We have little difficulty in finding that the Union’s group
shopping plausibly could be deemed a coercion-based secon-
dary boycott under Section 8(b)(4)(ii)(B) and, hence, that
there is adequate legal substance behind the issuance of the in-
junction. The language of Section 8(b)(4)(ii) “is pragmatic in
its application, looking to the coercive nature of the conduct,
not to the label which it bears.” [Citation and internal quota-
tion marks are omitted.] Although group shopping, as con-
ducted by the Union in this case, is a new twist and may not
fit the traditional conception of a secondary boycott, see, e.g.,
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
828
Denver Building & Construction. Trades, 341 U.S. at 687,
671 S.Ct. at 950–951 (describing a classic secondary boycott),
this qualification mostly serves to earn the Union high marks
for ingenuity. Coercion under Section 8(b)(4) and (ii)(B) is a
broad concept, and the NLRB has not hesitated to include var-
ied forms of economic pressure within the conceptual ambit.
“High marks for ingenuity,” of course, is not what the Re-
spondent sought here, any more than the respondent sought such
in Pye v. Teamsters. What the Respondent sought here was Soci-
ety Hill Towers’ termination of business with Smucker and The
Versailles’ termination of business with Nytech, as the Respon-
dent’s handbills and Dougherty’s threats plainly disclosed.
Even more specifically, the Board has found violations of
Section 8(b)(4)(ii)(B) where unions’ secondary activities, short
of picketing, have interfered with the use of private facilities by
patrons and tenants of neutrals. In Mine Workers (New Beckley
Mining), 304 NLRB 71, 72–73 (1991), enfd. 977 F.2d 1470
(D.C. Cir. 1992), a union had a crowd of 50 to 140 members
come at 4 a.m. to a motel where strike replacements were being
quartered and yell “How you doing, scabs?” and “Why don’t
you go home?” The Board found that, even in the absence of
placards or picket signs, the union’s activity unlawfully coerced
the (neutral) motel operator to cease renting rooms for the re-
placements. The Board based its holding on the crowd’s large
size, the yelled messages, and “by the timing of the crowd’s
arrival at the inn in the predawn when the latter’s guests likely
were sleeping and the general public was not astir.” In Service
Employees Local 525 (General Maintenance Co.), 329 NLRB
638, 639 fn. 12, 679–680, 681–682 (1999), a union was found
to have engaged in various acts of coercion against neutral
employers, including having its members hurl trash bags filled
with shredded papers into the lobby of a commercial building
and having its members demonstrate at the private residence of
a principal of a neutral. In finding a violation with regard to the
trash bags incidents, the Board noted that the union staged these
incidents with “the certain knowledge that they would incon-
venience tenants and others entitled to the peaceable use of the
buildings.” Id. at 680. In Service Employees Local 87 (Trinity
Maintenance), 312 NLRB 715, 746–748 (1993), enfd. 103 F.3d
139 (9th Cir. 1996), a building owner hired a nonunion contrac-
tor. A union conducted mass gatherings and engaged in exces-
sive noise activity (by, inter alia, the use of bullhorns) directed
at tenants of a building in an effort to get the (neutral) building
owner to cease doing business with the contractor. The Board
found that the union’s harassment of the tenants violated Sec-
tion 8(b)(4)(ii)(B). Finally, in Service Employees Local 399
(William J. Burns Agency), 136 NLRB 431, 436–437 (1962),
the Board found that a union violated Section 8(b)(4)(ii)(B)
because it engaged in a mass gathering at an entrance to an
exhibits hall whose owner had engaged a contractor who did
not employ union members. No picketing was conducted, and
the Board found that the gathering slowed, but did not actually
block, patrons from entering the exhibits hall. Nevertheless, the
Board found that the gatherings “constituted a harassment and a
restraint upon those attending or seeking to attend the exhibi-
tion.” The Board held that such harassment was a violation
because its purpose was to “threaten, coerce, or restrain” the
(neutral) exhibits hall’s owner to cease doing business with the
contractor. Those seeking to enjoy in peace their living spaces
at Society Hill Towers and at The Versailles were harassed by
the Respondent’s broadcasting at least as much as the store
owners and patrons in Pye v. Teamsters, the exhibits-hall pa-
trons in Burns, the motel patrons in New Beckley Mining, and
the building tenants in Trinity Maintenance and General Main-
tenance Service. Indeed, those tenants and patrons were har-
assed only momentarily, but the residents of Society Hill Tow-
ers and The Versailles were harassed by the Respondent’s
broadcasts at excessive volume levels day, after day, after day.
That is, the Board has seen before, and has condemned be-
fore, nonpicketing conduct that constituted coercion within
Section 8(b)(4)(ii)(B); specifically, the Board has seen, and
condemned, non-picketing harassment of tenants of neutral
buildings who are caught up in disputes not of their own mak-
ing. The Board will likewise condemn as violative the Respon-
dent’s excessive-volume broadcasts at Society Hill Towers and
The Versailles unless they were, as argued by the Respondent,
excused by the publicity proviso of Section 8(b)(4) or the free
speech guarantee of Section 8(c).
In DeBartolo Corp. v. Florida Gulf Coast Building & Con-
struction Trades Council, 485 U.S. 569 (1988), a union hand-
billed a shopping center in an attempt to cause the owner to
cease doing business with a nonunion remodeling contractor.
The Court held that the publicity proviso of Section 8(b)(4)
protected such handbilling because it did not also involve coer-
cive conduct such as “violence, picketing or patrolling.” Id.
578. The Respondent here argues that its amplified broadcast-
ing was the equivalent of the handbilling in DeBartolo because
the texts of its broadcasts were essentially the same as that
which had been printed on its accompanying handbills. DeBar-
tolo, however, involved peaceful handbilling without any ancil-
lary coercive conduct such as the high-volume broadcasting
that the Respondent conducted in this case.16 Such coercive
conduct by the Respondent had the obvious object of causing
so much discomfort that the principals of Society Hill Towers
and The Versailles, who would be besieged with complaints of
tenants (and others), would cease doing business with Smucker
and Nytech, respectively. As this broadcasting at excessive
volume levels was coercive conduct, it was not protected by the
publicity proviso of Section 8(b)(4).17
Finally, the Respondent argues that its broadcasts, even if con-
ducted at excessive volume levels, constituted speech that was
protected by Section 8(c) because it contained “no threat of reprisal
or force.” Logically, however, if threats of force or reprisals are not
protected by Section 8(c), a fortiori, the actual taking of reprisals
and the actual exertions of force are not protected by that section.
The Respondent’s broadcasting at Society Hill Towers was a repri-
sal for Sherman’s not bowing to Dougherty’s demand that Charg-
16 Indeed, the first sentence of DeBartolo is: “This case centers
around the respondent union’s peaceful handbilling of the businesses
operating in a shopping mall in Tampa, Florida, owned by petitioner,
the Edward J. DeBartolo Corporation (DeBartolo).” (Emphasis added.)
17 In fn. 4 of General Maintenance Service Co., supra, the Board
noted that the union’s conduct in DeBartolo was “merely expressive
conduct” and not “a combination of conduct and communication more
likely to be found coercive under the Act.”
CARPENTERS (SOCIETY HILL TOWERS OWNER’S ASSN.)
829
ing Party Society Hill Towers cease doing business with Smucker.
Likewise, the Respondent’s broadcasting at The Versailles was a
reprisal for Davidson’s not bowing to Dougherty’s demand that
The Versailles cease doing business with Nytech. The broadcasts
also constituted force that is not protected by Section 8(c). Anyone
who has flinched when someone yells in his ear has done so be-
cause he has been subjected to force; to wit: the force of sound
waves that have reached his tympanums. If in the context of a labor
dispute the force of amplified sound rises to a level that reasonably
causes a individual who is neutral to that dispute to substantially
alter his conduct against his will, the exertion of that force is not
protected by Section 8(c). In this case, the tenants and neighbors of
Society Hill Towers and The Versailles who appeared as witnesses
were reasonably and foreseeably awakened from their sleep, forced
to conduct their business in ways other than that which they would
have preferred, forced to complain to managers of their buildings,
forced to complain to the police and noise-pollution authorities, and
generally discomforted and distracted from their ordinary and
peaceful pursuits, all because of the Respondent’s broadcasting that
was conducted at excessive volume levels. The Respondent’s
broadcasts at excessive volume levels at Society Hill Towers and
The Versailles were therefore not protected by Section 8(c).
I accordingly find and conclude that, by conducting ampli-
fied broadcasts at excessive volume levels at Society Hill Tow-
ers from June 15 through October 7, and by conducting ampli-
fied broadcasts at excessive volume levels at The Versailles
from July 7 through 16, with the object of forcing or requiring
Society Hill Towers to cease doing business with Smucker, and
with the object of forcing or requiring The Versailles to cease
doing business with Nytech, the Respondent has violated Sec-
tion 8(b)(4)and (ii)(B) of the Act.
THE REMEDY
On brief, the General Counsel asks for no more than a gen-
eral cease and desist order and an order that the Respondent
post the usual notice to members. Charging Party Society Hill
Towers, however, requests an order that the Respondent cease
using its sound systems altogether; alternatively, the Charging
Party asks that the Respondent be ordered to cease broadcasting
its messages at any time of day at “excessive levels,” as defined
by a reasonable person standard, without reference to any spe-
cific requirement of the Philadelphia noise ordinances. The
Charging Party’s positions are premised on representations that,
even after the 10(l) injunction was issued on October 14, the
Respondent “is still” using spotters, and “continues” to turn
down the volume when local authorities approach, and “contin-
ues” to violate the City noise-pollution orders. These represen-
tations are not consistent with the testimony of the General
Counsel’s witnesses who testified that, since October 14, the
broadcasts at Society Hill Towers have been audible in their
condominiums, but not intrusive. Moreover, if the Respondent
has violated the injunction after the hearing before me, the
proper course is to address the forum that issued that injunction,
the District Court.
According to the record before me, the orders issued by
Judge Fullam have had one cardinal virtue; they have worked
to preserve the peace while Smucker is present at Society Hill
Towers and the matter is being considered by the Board.
(Again, Nytech’s work at The Versailles has been completed,
but Smucker’s work at Society Hill Towers will not be com-
pleted until April 2000.) I shall therefore model my recom-
mended order on Judge Fullam’s injunction.
[Recommended Order omitted from publication.]