335 NLRB 84
Heritage Services
1
NOTICE: This opinion is subject to formal revision b efore publication in the bound
volumes of NLRB decisions. Readers are requested to notify the Exec utive
Secretary, National Labor Relations Board, Washington, D.C. 20570, of any
typographical or other formal errors so that corrections can be included in the
bound volumes.
Heritage Services, Inc. and Security Workers Health
and Welfare Fund and United Union of Security
Guards, Party in Interest. Case 5–CA–28938
September 19, 2001
DECISION AND ORDER
BY MEMBERS LIEBMAN, TRUESDALE, AND WALSH
Upon a charge filed by the Security Workers Health
and Welfare Fund on April 17, 2000, the General Coun
sel of the National Labor Relations Board issued a com
plaint on August 28, 2000 against Heritage Services,
Inc., the Respondent, alleging that it has violated Section
8(a)(1) and (5) of the National Labor Relations Act.
Subsequently, on September 11, 2000, the Respondent
filed a timely answer to the complaint.
Thereafter, on May 8, 2001, the General Counsel is-
sued a compliance specification that, among other things,
set forth amounts that the Respondent allegedly owed to
Charging Party Security Workers Health and Welfare
Fund and the Security Workers Severance and Welfare
Fund for hours worked by unit employees during the
period from October 15 to November 17, 1999. Subse
quently, the Respondent filed an answer admitting all of
the allegations of the compliance specification.
On June 18, 2001, the General Counsel filed with the
Board a motion to transfer and continue proceeding be-
fore the Board and for Summary Judgment. On June 20,
2001, the Board issued an order transferring the proceed
ing to the Board and a Notice to Show Cause why the
motion should not be granted. The Respondent filed no
response. The allegations in the motion are therefore
undisputed.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
Ruling on Motion for Summary Judgment
The complaint alleges, among other things, that from
May 1 to November 17, 1999, United Union of Security
Guards (the Union) was the designated collective-
bargaining representative of a unit of the Respondent’s
security guard employees, and that the Respondent rec
ognized the Union as the representative. The complaint
also alleges that the Respondent violated Section 8(a)(5)
and (1) of the Act by failing to remit contributions to the
Union’s Health and Welfare Fund, and its Severance and
Retirement Fund for hours worked by unit employees
during the period from October 15 to November 17,
1999. The Respondent’s answer admits all of the allega
tions of the complaint, except the Respondent states that
it “is without sufficient information to admit or deny” the
allegation that the Union is a labor organization within
the meaning of Section 2(5) of the Act, and therefore the
Respondent’s answer denies this allegation. We find,
however, that this denial does not raise any issue regard
ing the labor organization status of the Union, in view of
the Respondent’s admissions that from May 1 to No
vember 17, 1999, the Union was the designated exclusive
collective-bargaining representative of the unit based on
Section 9(a) of the Act, and that during this period, the
Respondent recognized the Union as the exclusive bar-
gaining representative and this recognition was embodied
in a recognition agreement dated April 29, 1999. Ac
cordingly, we find that the Respondent has admitted all
of the material allegations of the complaint.
In light of the Respondent’s admissions in its answer
to the complaint, the General Counsel issued a compli
ance specification on May 8, 2001, which set forth the
amounts that the Respondent owned to the Union’s
Health and Welfare Fund and the Severance and Retire
ment Fund as a result of the Respondent’s failure to remit
payments due for unit employees for hours worked be-
tween October 15 and November 17, 1999. On June 7,
2001, the Respondent filed an answer to the compliance
specification admitting all of its allegations.
Accordingly, in light of the admissions set forth in the
Respondent’s answers to the complaint and the compli
ance specification, there are no issues in this proceeding
warranting a hearing, and we grant the General Counsel’s
Motion for Summary Judgment.
On the entire record, the Board makes the following
FINDINGS OF FACT
I. JURISDICTION
At all material times, the Respondent, a Virginia cor
poration, has maintained an office and place of business
at the National Computer Center and Security West fa
cilities at the Social Security Administration in Balti
more, Maryland, where it has been engaged in providing
security services to an agency of the United States Go v
ernment. During the 12 months preceding issuance of
the complaint, a representative period, the Respondent, in
conducting its business operations, received gross reve
nues in excess of $50,000 for services performed for the
United States Government. We find that the Respondent
is an employer engaged in commerce within the meaning
of Section 2(2), (6), and (7) of the Act. We also find that
at all material times, the Union has been a labor organi
zation within the meaning of Section 2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
The following employees of the Respondent ( the unit)
constitute a unit appropriate for the purposes of collec-
335 NLRB No. 84
2
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
tive bargaining within the meaning of Section 9(b) of the
Act:
All security guard employees employed by Respondent
at the National Computer Center and Security West fa
cilities of the Social Security Administration; excluding
officers, directors, clerical employees, lieutenant and
sergeant employees, project manager, all other non-
guard employees, managerial employees and superv i
sors as defined in the Act.
From May 1 to November 17, 1999, the Union was the
designated exclusive collective-bargaining representative
of the unit and, during that period, the Union was recog
nized as the representative by the Respondent. This rec
ognition was embodied in a recognition agreement dated
April 29, 1999.
At all times between May 1 and November 17, 1999,
based on Section 9(a) of the Act, the Union was the des
ignated exclusive collective-bargaining representative of
the unit.
Since on about October 15, 1999, the Respondent has
failed to remit contributions to the Security Workers
Health and Welfare Fund for hours worked by unit em
ployees during the period from October 15 to November
17, 1999. Since on about November 15, 1999, the Re
spondent has failed to remit contributions to the Security
Workers Severance and Retirement Fund for hours
worked by unit employees during the period from Octo
ber 15 to November 17, 1999. These subjects relate to
wages, hours, and other terms and conditions of em
ployment of the unit and are mandatory subjects for the
purposes of collective bargaining.
The Respondent engaged in the conduct described
above without prior notice to the Union and without af
fording the Union an opportunity to bargain with the
Respondent with respect to this conduct and the effects
of this conduct.
CONCLUSION OF LAW
By the acts and conduct described above, the Respon
dent has failed and refused to bargain collectively with
the exclusive collective-bargaining representative of its
employees, and has thereby engaged in unfair labor prac
tices affecting commerce within the meaning of Section
8(a)(1) and (5) and Section 2(6) and (7) of the Act.
REMEDY
Having found that the Respondent has engaged in cer
tain unfair labor practices, we shall order it to cease and
desist and to take certain affirmative action designed to
effectuate the policies of the Act. Specifically, having
found that the Respondent has violated Section 8(a)(1)
and (5) by failing to remit contributions to the Security
Workers Health and Welfare Fund and to the Security
Workers Severance and Retirement Fund for hours
worked by unit employees during the period from Octo
ber 15 to November 17, 1999, we shall order the Re
spondent to make the funds whole by paying them the
amounts set forth in the compliance specification, with
interest.
ORDER
The National Labor Relations Board orders that the
Respondent, Heritage Services, Inc., Baltimore, Mary-
land, its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Failing to remit contributions to the Security
Workers Health and Welfare Fund and to the Security
Workers Severance and Retirement Fund for hours
worked by employees in the following unit during the
period from October 15 to November 17, 1999:
All security guard employees employed by Respondent
at the National Computer Center and Security West fa
cilities of the Social Security Administration; excluding
officers, directors, clerical employees, lieutenant and
sergeant employees, project manager, all other non-
guard employees, managerial employees and superv i
sors as defined in the Act.
(b) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Pay to the funds set forth below the following
amounts, plus interest accrued to the date of payment.
Interest shall be computed in accordance with New
Horizons for the Retarded, 283 NLRB 1173 (1987).
Security Workers Health and
$54,250.44
Welfare Fund
Security Workers Severance
8,750.07
and Retirement Fund
Total:
$63,000.51
(b) Preserve and, within 14 days of a request, or such
additional time as the Regional Director may allow for
good cause shown, provide at a reasonable place desig
nated by the Board or its agents, all payroll records, so
cial security payment records, timecards, personnel re-
cords and reports, and all other records, including an
electronic copy of such records if stored in electronic
form, necessary to analyze the amount of backpay due
under the terms of this Order.
(c) Within 14 days after service by the Region, post at
its facility in Balt imore, Maryland, copies of the attached
HERITAGE SERVICES
3
notice marked “Appendix.”1 Copies of the notice, on
forms provided by the Regional Director for Region 5,
after being signed by the Respondent’s authorized repre
sentative, shall be posted by the Respondent immediately
upon receipt and maintained for 60 consecutive days in
conspicuous places including all places where notices to
employees are customarily posted.
Reasonable steps
shall be taken by the Respondent to ensure that the no
tices are not altered, defaced or covered by any other
material. In the event that, during the pendency of these
proceedings, the Respondent has gone out of business or
closed the facility involved in these proceedings, the Re
spondent shall duplicate and mail, at its own expense, a
copy of the notice to all current employees and former
employees employed by the Respondent at any time
since October 15, 1999.
(d) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a re-sponsible
official on a form provided by the Region attesting to the
steps that the Respondent has taken to comply.
Dated, Washington, D.C. September 19, 2001
Wilma B. Liebman,
Member
John C. Truesdale,
Member
Dennis P. Walsh,
Member
(SEAL)
NATIONAL LABOR RELATIONS BOARD
1 If this Order is enforced by a Judgment of the United States Court
of Appeals, the words in the notice “Posted by Order of the National
Labor Relations Board’’ shall read “Posted Pursuant to a Judgment of
the United States Court of Appeals Enforcing an Order of the National
Labor Relations Board.’’
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated the National Labor Relations Act and has or
dered us to post and abide by this notice.
WE WILL NOT fail to remit contributions to the Security
Workers Health and Welfare Fund and to the Security
Workers Severance and Retirement Fund for hours
worked by employees in the following unit during the
period from October 15 to November 17, 1999.
All security guard employees employed by us at the
National Computer Center and Security West facilities
of the Social Security Administration; excluding offi
cers, directors, clerical employees, lieutenant and ser
geant employees, project manager, all other non-guard
employees, managerial employees and supervisors as
defined in the Act.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exe rcise of the rights
guaranteed you by Section 7 of the Act.
WE WILL pay to the funds set forth below the following
amounts, plus interest accrued to the date of payment:
Security Workers Health and
$54,250.44
Welfare Fund
Security Workers Severance
8,750.07
and Retirement Fund
Total:
$63,000.51
HERITAGE SERVICES, INC.