335 NLRB 1192
Gormac Custom Mfg.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1192
Gormac Custom Manufacturing, Inc. and United
Steelworkers of America, AFL–CIO–CLC. Case
8–CA–29599
September 20, 2001
SUPPLEMENTAL DECISION AND ORDER
BY MEMBERS LIEBMAN, TRUESDALE, AND
WALSH
On October 18, 2000, Administrative Law Judge Eric
M. Fine issued the attached decision. The Respondent
filed exceptions and a supporting brief, and the Charging
Party filed an answering brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,1 and conclusions and
to adopt the recommended Order.
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge and
orders that the Respondent, Gormac Custom Manufactur-
ing, Inc., Lima, Ohio, its officers, agents, successors, and
assigns, shall take the action set forth in the Order.
Allen Binstock, Esq., for the General Counsel.
John T. Billick, Esq. and Seth P. Briskin, Esq., of Cleveland,
Ohio, for the Respondent.
David R. Jury, Esq., of Pittsburgh, Pennsylvania, for the Charg-
ing Party.
DECISION
STATEMENT OF THE CASE
ERIC M. FINE, Administrative Law Judge. This case was
tried in Cleveland, Ohio, on June 15, 2000. The charge was
filed by the United Steelworkers of America, AFL–CIO, CLC
(the Union) on January 12, 1998, and the complaint issued on
February 17, 1998, alleging that Gormac Custom Manufactur-
ing, Inc. (the Respondent) has refused to bargain in violation of
Section 8(a)(1) and (5) of the Act. However, this case in es-
sence involves a hearing on the Respondent’s objections to
conduct affecting an election. The hearing was held pursuant to
a Board Order issued on April 17, 2000. No other issues such
as jurisdiction are presented in the present posture of the case.
1 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
The judge’s decision was pursuant to a remand from the Sixth Cir-
cuit Court of Appeals. Therefore, the judge’s decision should be enti-
tled “Supplemental Decision.”
The procedural history is as follows: The Union filed a peti-
tion for election on April 29, 1996,1 seeking to represent certain
employees at the Respondent’s facility in Lima, Ohio. An elec-
tion was held on June 14 with 19 votes cast for the Union, 16
against, 1 void ballot, and 4 challenged ballots.2 There were
approximately 45 eligible voters. The Respondent’s objections
to the election were considered and overruled by the Regional
Director without an evidentiary hearing and the Board adopted
his recommendations.3 The Union was certified as the exclu-
sive representative of the unit employees on October 17, 1997.
Following the Union’s certification, the Respondent refused the
Union’s request to bargain. The aforementioned charge was
filed and the complaint issued. On April 13, 1998, the Board,
in this proceeding, granted the General Counsel’s Motion for
Summary Judgment finding that the Respondent refused to
bargain in violation of Section 8(a)(5) of the Act.4 On June 18,
1998, the Board filed an application for enforcement of its or-
der with the United States Court of Appeals for the Sixth Cir-
cuit. The court issued a decision on September 3, 1999, at 190
F.3d 742, in which the majority of its three-member panel re-
versed the Board’s decision and remanded the matter for an
evidentiary hearing.
Pursuant to the court’s order, the Board, on April 17, 2000,
issued an order requiring a hearing on the Respondent’s elec-
tion objections before an administrative law judge, “in accor-
dance with the court’s opinion.” The Respondent had filed
three related objections to the election in the representation
proceeding and they read as follows:
1. During the lunch break, within three hours of the
June 14, 1996 election, the United Steelworkers of Amer-
ica (“Union”) distributed a memorandum that listed the
names and signatures of thirty-one Gormac employees,
who were purportedly voting for the Union. Further, the
memorandum stated that all of the employees listed had
given the Union permission to use their signatures on sub-
sequent leaflets.
2. This document, released prior to the start of the
election, misrepresented the Union’s majority status, cre-
ated a false impression of Union support, and violated the
confidentiality of the showing of interest. Gormac had in-
sufficient opportunity to respond.
3. As the investigation will demonstrate, the Union’s
unauthorized use of employees’ signatures was tantamount
to forgery, and the deceptive use of these signatures inter-
fered with the employees’ fair and free choice in the elec-
tion.
1 All dates are in 1996 unless otherwise indicated.
2 The challenges were subsequently resolved in such as manner so as
not to affect the outcome of the election. A revised tally of ballots
issued on October 8, 1997, revealing that 20 votes were cast for the
Union, with 16 against, rendering the 3 remaining challenged ballots as
insufficient to affect the results of the election.
3 The Board’s decision is reported at 324 NLRB 423 (1997).
4 The Board’s decision, reported at 325 NLRB No. 103 (not reported
in Board volumes).
335 NLRB No. 94
GORMAC CUSTOM MFG.
1193
On the entire record, including my observation of the de-
meanor of the witnesses, and after considering the briefs filed
by the Union and the Respondent, I make the following
FINDINGS OF FACT
I. THE WITNESSES AND DOCUMENTARY EVIDENCE
Dennis Brubaker was the only witness called by the Union
during this proceeding. He began working for the Union in
March in a position he described as “casual.” Prior to that time,
Brubaker had extensive experience as a local union official. At
the time of the hearing, he was employed by the Union as a
“permanent” staff representative. Brubaker began working on
the organizing campaign at the Respondent’s facility in early
April. He joined Wayeman Free, an organizer for the Union, in
this venture.5 Brubaker and Free reported to Mike Krivosh, an
international organizer. Krivosh worked out of Pittsburgh,
Pennsylvania, and was a part-time participant in the Union’s
election campaign.6 Shortly before the June 14 election, Jeff
Abbey also began working on the campaign in the Union’s
behalf.7 Brubaker also named two other people who aided the
Union in its organizing effort at the Respondent.
Brubaker testified in a credible fashion to the following: On
April 20, the Union held a meeting at a truck stop near the Re-
spondent’s facility. Brubaker identified the first page of a
three-page petition. This page contained 10 signatures and the
three pages contained 31 signatures in total. The top of each
page of the petition (the Union’s petition) contained the follow-
ing statement in typewritten blue ink.
United Steelworker(s) of America, AFL–CIO, CLC
I hereby authorize the United Steelworkers of America to rep-
resent me for the purpose of collective bargaining with my
employer. This further authorizes the Union to send my name
to the National Labor Relations Board and sign my name to
union leaflets.
The Union’s petition thereafter contained separate lines for an
employee’s printed name, signature, address, phone number,
shift, and department. According to Brubaker, Krivash brought
the first page of the petition to the April 20 meeting. There
were about 10 or 12 other people at the meeting in addition to
Krivash. During the meeting, Krivash stated that the Union
was going to use the Union’s petition throughout the campaign
to get recognition. Krivash stated that the campaign would be
out in the open. Krivash stated that he wanted the employees to
sign the Union’s petition and for them to get others to sign it.
Brubaker witnessed Respondent employee Alfred Myers
sign the Union’s petition on April 20. Brubaker knew Myers at
the time. Brubaker also saw other people sign the petition at
the meeting, but he could not identify them. Myers’ signature
is the first appearing on the Union’s petition, followed by six
other names dated April 20. Brubaker also witnessed Respon-
dent employee Rocko Patrone sign the petition on April 22.
5 Free was still in the Union’s employ at the time of the hearing.
6 Krivosh was no longer in the Union’s employ at the time of the
hearing.
7 Abbey was employed by the Union in Indiana at the time of the
hearing.
The Union held another meeting on April 24, where it made
plans to seek recognition from the Respondent on April 26.
Brubaker testified that he saw two of the three pages of the
Union’s petition at the April 24 meeting, with both pages hav-
ing the same blue typewritten inscription at the top of the page.
On April 26, Krivosh, Brubaker, and Free met with between 22
and 25 employees at the plant. The group went to Respondent
President Donald Gorgei’s office and he came out to meet with
them.8 Krivosh attempted to hand Gorgei a letter, but he re-
fused to accept it. Krivash then read it to Gorgei. The letter
stated that the Union represented a majority of the Respon-
dent’s employees in a specified bargaining unit and demanded
recognition. It stated that the Union was prepared to submit
“signed authorization petitions” for a third-party check to verify
the Union’s majority. The letter also stated that, “a majority of
workers are registering their protest of the termination of Jim
Shingleton.” Gorgei refused to recognize the Union, which
subsequently filed its election petition.
Brubaker identified a union leaflet that he first saw the day
of the June 14 election. Abbey gave it to Brubaker outside the
Respondent’s plant. Brubaker did not circulate the leaflet (the
Union’s leaflet), nor did he see it circulated.9 The Union’s
leaflet contains large handwritten print at the top which states:
We’re the Majority!
We’re Voting Yes!*
The leaflet then contains what appears to be copies of the 31
signatures that had been placed on the Union’s petition. Fol-
lowing the signatures, the one-page leaflet states in smaller
print than that set forth at the top of the page:
* The names listed on this leaflet represent Gormac workers
who authorized the USWA to use their names on union leaf-
lets.
The June 14 election was held during the hours of 2:30 to
3:30 p.m. Gorgei credibly testified that he first saw the Union’s
leaflet on the day of the election at about 1:30 p.m. John
Gorda, the Respondent’s production manager at the time,
brought the document to Gorgei’s office. Gorda reported to
Gorgei that the document had been distributed to the production
workers during lunch hour which was around 12 to 12:30
p.m.10 Gorgei testified that on receipt of the document that he
was “quite shocked” because the election was supposed to be a
8 The number of employees in attendance was based on Brubaker’s
credited testimony. When Gorgei, who also testified, was initially
asked if he remembered the number of employees who came to his
office that day, he replied, “No, I don’t.” I therefore find that
Brubaker’s estimate of the number of employees to be more reliable to
Gorgei’s subsequent claim that only about 1-1/2 dozen people showed
up. As set forth above, including consideration of his demeanor, I have
concluded that Brubaker testified in a credible fashion.
9 The Respondent inaccurately states at pp. 8 to 9 in its posthearing
brief that Brubaker “confirmed that the Union was passing out the
leaflet both inside and outside the facility. [Tr. 156.]” Rather, Brubaker
testified at the cited page of the transcript that he did not see anyone
distributing the leaflet.
10 Gorda did not testify in these proceedings. He is an admitted
agent and statutory supervisor of the Respondent and he is listed as the
general manager in the complaint.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1194
secret ballot and he had been handed a document that said that
31 people were voting yes. Gorgei was unsure of whether he
should have had the document in his possession. He testified
that he could not reach his attorney to inquire about the docu-
ment at that time. As a result, Gorgei just placed the leaflet in
his desk.
Gorgei testified that 39 of the 40 people, who voted in the
election, were current employees when they voted. Gorgei
testified that five people did not vote, that one of them was out
of town on the day of the election, and that another was on
vacation although he was in town. Gorgei could not state
whether the other three employees who failed to vote were
actually at work on the day of the election.
The Respondent called Mark Kelly as a witness. Kelly was
in the Respondent’s employ at the time of his testimony as well
as during the time of the election. Kelly identified his signa-
ture, dated April 24, on the second page of the Union’s petition.
Kelly testified as follows: Kelly signed the Union’s petition in
the Respondent’s parking lot on the hood of then welder Al
Meyers’ car. Meyers told Kelly that, “we would like for you to
sign this for the Union to represent us and we need this for the
amount of people needed to authorize them to come in to repre-
sent us for negotiations.” Kelly testified that at the time that he
signed the petition it contained the writing at the top in type-
written blue ink authorizing the Union to represent him for
collective bargaining and to sign his name on union leaflets.
Kelly read the Union’s statement at the time that he signed the
petition. Around 1 week after he signed the Union’s petition,
Kelly signed an authorization card. Kelly could not recall who
gave him the card but stated that when he signed it he was
aware that it was to authorize the Union to represent him during
negotiations.
Kelly first saw the Union’s leaflet in the plant lunchroom
about 2 hours before the June 14 election. Kelly could not
recall who gave it to him. Kelly saw other employees with
copies of the document. Kelly testified that he never signed a
petition that looked like the Union’s leaflet. Kelly testified that
when he saw the Union’s leaflet it made him angry because he
had not told anyone how he was going to vote. Kelly acknowl-
edged that when he saw the leaflet he thought it was a Steel-
workers’ document, and that he did not feel bound by the leaf-
let’s representations as to how he should vote.
It was stated in the Regional Director’s July 25 “Report on
Objections and Challenged Ballots,” that the Respondent sub-
mitted affidavits of three employees in support of its objections.
These same affidavits were tendered into evidence during this
proceeding. They are one-page typewritten documents, each
notarized on June 21 by Gorgei’s secretary, Mary Lou Zimmer-
mann. The affidavits are signed by then Respondent employees
Harry Stitt Sr., Daniel Fraser, and Thomas Jones. Aside from
the affidavits being signed by different individuals they are
identical documents. They all read, in pertinent part, as fol-
lows:
1. I am employed by Gormac Custom Manufacturing,
Inc.
2. The information contained in this affidavit is based
upon personal knowledge. I am giving this affidavit
voluntarily and of my own free will.
3. On June 14, 1996, I voted “No” in the election in-
volving the United Steelworkers of America (USWA
or Union ) held at the Gormac plant.
4. A few hours prior to the election, a Union leaflet
was distributed that listed my name and signature, and
stated that I was voting “Yes” in the election.
5. I never authorized the USWA to use my name in
conjunction with pro-Union leaflets. I never signed a
document that resembled the leaflet, and my signature
on the leaflet is either a forgery, or copied from a peti-
tion distributed several months ago. At the time I
signed the petition, I was told that my signature would
be confidential, and that the petition would only be
used to obtain a union representation election.
Stitt, Fraser, and Jones were called as witnesses by the Respon-
dent during the current hearing. They were no longer in the
Respondent’s employ. Relevant portions of their testimony is
set forth or summarized below:
Stitt worked for the Respondent until he retired. His recol-
lection concerning the events around the June 14 election was
very hazy. He testified as follows on direct examination:
Q. Mr. Stitt, prior to the election on June 14th, were
you ever asked to sign a union authorization card or a peti-
tion?
A. Just a card, is all—
. . . .
Q. Do you remember who gave you the authorization
card?
A. Jim Tilling, or something like that.
Q. Jim Shingleton?
A. Shilling.
. . . .
Q. Did you read the card?
A. No.
Q. What if anything did Mr. Shingleton say to you
when he handed the card to you?
A. He said all this was for is for when the union gets in
that they’d be able to start taking my—uh, union dues out,
not to be used for anything else.
. . . .
[By Mr. Billick]:
Q. Did Mr. Shingleton say anything about whether or
not your name would be confidential?
A. Yes, he said—
MR. JURY: Object to the form of—
A. —it would be confidential and—
MR. JURY: —the question.
JUDGE FINE: Well, sir, it is leading the witness.
Have you exhausted his recollection about the conversa-
tion?
MR. BILLICK: I’ll ask—I’ll ask it a different way.
DIRECT EXAMINATION (CONT’D)
[By Mr. Billick]:
GORMAC CUSTOM MFG.
1195
Q. Did you ask Mr. Shingleton or did Mr. Shingleton
say anything to you about your signature on that card?
MR. JURY: Object to the form of the question.
JUDGE FINE: I’ll sustain it. Can you just ask him
what was said during the conversation?
Q. What did Mr. Shingleton say to you when he gave
you this card?
A. All he told me it was for authorization so they could
start taking my union dues out when the union got in here,
and it wasn’t to be used for anything else.
Q. Did he say anything else about—
A. No.
Q. —about the signature?
A. He just said “Thank you.”
Q. Did he say anything at all about your signature be-
ing confidential?
MR. JURY: Object to the form of the question.
JUDGE FINE: Well I’m going to—I’m going to allow
it now. He has exhausted the witness’ recollection. And
whether or not I should credit anything he says, now he’s
leading the witness, but I’ll allow it since he’s exhausted it
and you can argue I should credit it or not.
MR. BILLICK: I’l say the question again.
DIRECT EXAMINATION (CONT’D)
[By Mr. Billick]:
Q. Did he say anything to you about your signature or
your name being confidential when you signed the card?
A. He said it would be confidential, that was for the—
for the union dues.
JUDGE FINE: Did he use the word “confidential”?
THE WITNESS: I don’t know what he used now.
JUDGE FINE: You don’t what?
THE WITNESS: I don’t recall what he used.
JUDGE FINE: You don’t—do you recall whether he
used that word?
THE WITNESS: No. He said he—it’s between him
and I.
JUDGE FINE: That’s what he said?
THE WITNESS: Yeah, something to that, sir.11
On cross-examination, Stitt’s testimony changed for he ad-
mitted for the first time that he also signed the Union’s petition.
Stitt identified his signature which was the first one on second
page of the petition, and it appeared under the Union’s blue-
typewritten statement of the purpose of the petition. Stitt
signed the petition on April 22 and he admitted that the typed
blue print was on the petition when he signed it.
Stitt initially testified as follows concerning the petition:
11 Despite his testimony that he did not read the card, Stitt was
shown by the Respondent’s counsel the second page of R. Exh. 2,
which is a copy of a redacted version of the Union’s petition containing
Stitt’s signature. Stitt testified that the union card looked similar to this
document in that, as represented by counsel it, had “the disclaimer
language on the top of it and a signature line underneath.” In fact the
Sixth Circuit noted in its decision that the authorization cards contained
the same language as that set forth at the top of the Union’s petition.
NLRB v. Gormac Custom Mfg., 190 F.3d 742, 745 fn. 5 (6th Cir. 1999).
Q. Is this the document that Mr. Shingleton presented
to you for your signature?
A. No. I think what he told me this here was so they
could send me stuff through the mail, if I ain’t mistaken.
Q. Do you recall whether you read the information that
was printed at the top of the page before you signed your
name to that document, Charging Party’s Exhibit 1?
A. What was the question?
Q. Do you recall whether you read the information
printed at the top of the page, before you signed that
document—
A. No, I don’t.
Q. —Charging Party’s Exhibit 1?
A. No, because he brought this around at dinner time,
and he throwed the stuff down like that and tells you to
sign it, it’s gonna be confidential, you know, and this—I
think he said this one here was just for mail purposes.
Q. Now did you—you testified you also signed a card,
is that correct?
A. Right, the same time.
JUDGE FINE: Sir, are you saying you didn’t read it
or you don’t recall whether you read it?
THE WITNESS: I didn’t read it.
Q. Now, did Mr. Shingleton tell you not to read it?
A. He didn’t tell me nothing, just to put my name on it.
Q. Did he cover up the message at the top of the page?
A. I don’t remember, because I had other stuff laying
there where he set it. And I was eating my lunch when he
did it.
Q. So it’s your testimony you signed both Charging
Party’s Exhibit 1, and a card?
A. Yes.
Stitt testified that he made a habit of reading things before he
signed them. However, he stated that he did not read the Union
petition “because I was busy eating lunch. I just signed it.”
While Stitt initially testified that he did not know whether
Shingleton covered up the writing at the top of the petition
when Stitt signed it. He later testified as follows:
JUDGE FINE: Well he—he testified that he signed it.
Let me ask you this, sir. I know you testified that you
didn’t read the blue writing on the top of it?
THE WITNESS: Correct.
JUDGE FINE: But was it there? Was it—do you re-
member—
THE WITNESS: It probably was. You know, like I
say, he throwed it down and said “Here sign it, it’s for”—
for—
JUDGE FINE: Did you see that there was writing on
top, but you just didn’t read it?
THE WITNESS: Yeah, I didn’t read it.
JUDGE FINE: But did you see it was there?
THE WITNESS: Yeah.
Stitt testified that he never signed a union petition that said that
he was going to vote yes. Stitt testified, on cross-examination,
that when he signed the union card and the petition that he told
Shingleton that he was going to vote no in the election.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1196
Stitt testified he did not actually see the complete union leaf-
let containing the “We’re Voting Yes” statement until a couple
of days before he testified at the unfair labor practice proceed-
ing on June 15, 2000. Stitt testified that while he had not seen
the Union’s leaflet, he did have a conversation with Gorgei
about his name appearing on a voting yes petition. Stitt ex-
plained that Gorda came up to Stitt after the election and stated
that Stitt had voted yes. As a result of this conversation, the
day after the election Stitt told Gorgei that he had voted no and
that he did not like the way the Union was using his name.
Stitt identified the affidavit that he signed on June 21. He
testified that it was typed by Zimmerman based on information
that Stitt had provided to her. Stitt testified that he made no
suggestions as to any changes in the affidavit when it was pre-
sented to him for signature. Rather, he just read and signed it.
Fraser testified as follows: Fraser was asked to sign a union
authorization card prior to the election, but he declined.12 He
was also asked to sign a union petition, but he refused. He
could not recall who asked him to sign the petition. Fraser did
sign a petition prior to the election passed out by Respondent
employee Rocko Patrone. Patrone told Fraser that the petition
was to get a meeting with Gorgei about getting Shingleton rein-
stated. The petition had nothing to do with the Union and there
was typing at the top of the petition that pertained to Shingle-
ton. Fraser denied ever signing a petition prior to the election
relating to the Union. However, Fraser later testified that it was
his signature and handwriting on the third page of the Union’s
petition, although he could not remember signing it. Fraser
stated that he did not know who gave him the document or
whether the writing was on the top of the document at the time
that he signed it. Fraser testified that he first saw the Union’s
leaflet with his signature stating that he would vote yes several
hours after the election.
Fraser identified the affidavit that he signed on June 21. He
testified that Gorgei asked him if he would sign a paper saying
that he did not authorize his signature to be used by prounion
officials. Fraser testified that he believed that Gorgei wrote the
affidavit and that “I just agreed with what was wrote on it.”
Fraser testified that before signing the affidavit the only state-
ment that he had made was that he was not in favor of the Un-
ion and he did not appreciate his name being used saying that
he was in favor of it. He testified that he believed that he made
this statement to a coworker.
Jones worked for the Respondent as a lead man at the time of
the election. Jones testified as follows: Someone gave Jones a
union card but he did not sign it. Prior to the election, Jones
12 The Respondent inaccurately asserts at p. 14, fn. 12 of its
posthearing brief that, “Dan Fraser and Thomas Jones both testified
that, like Harry Stitt, they were instructed by a union agent that the
authorization card’s only purpose was to deduct dues from their pay-
check. [Tr. 79; 110.]” In fact Fraser testified in reference to the card,
“my concern with it was they wanted—it was for representation and—
uh, to remove dues from my paycheck.” (Emphasis added.) Jones did
not deny that he read the union card. Rather, he testified that he did not
remember what it said. He went on to state that he was told that it was
“to authorize the Union to deduct dues from my wages.” However, he
never testified that he was told that this was the only purpose for the
card as the Respondent contends in its brief.
signed a petition given to him by an employee named Rocky.
Rocky told him that the purpose of the petition was to get Shin-
gleton’s job back. When asked if the petition said something
on it, Jones replied, “Well, yes. I really didn’t read it close.”
Jones testified that this was the only document that he remem-
bered signing prior to the election. Jones did not recall signing
the Union’s petition or reading the language that appeared on
top of the petition. However, Jones later testified that his name
appeared on the Union’s petition in blue ink along with his
correct address and when asked if it was his handwriting Jones
testified, “I would say, yes. You know it looks like I wrote it.”
Jones testified that he first saw the Union’s leaflet with his
signature stating that he would vote yes a few days after the
election. Gorgei approached him with a copy of the Union’s
leaflet and Jones told him that he did not sign it. Jones could
not recall telling Gorgei anything else about his signature being
on the Union’s leaflet. Jones testified that he was not pleased
to see his name on the leaflet because he did not want to see the
Union come in at that point in time and he did not say that he
was going to vote yes. Jones identified the typewritten affidavit
that he signed on June 21, and testified that he did not know
who wrote it. Jones made no changes to the affidavit and Gor-
gei and Zimmerman were in the office when Jones signed it.
II. CREDIBILITY
I did not find Respondent witnesses Stitt, Fraser, or Jones,
the individuals whose affidavits the Respondent filed to support
its objections, to have testified in a reliable fashion. Their tes-
timony was hazy, lacked specificity, and was undercut by their
pre-hearing affidavits that the Respondent tendered in support
of its objections. The affidavits are identical and contain the
following statement, “[M]y signature on the leaflet is either a
forgery, or copied from a petition distributed several months
ago. At the time I signed the petition, I was told that my signa-
ture would be confidential, and that the petition would only be
used to obtain a union representation election.” Contrary to his
affidavit, Stitt when he testified at the hearing at first denied
that he ever signed the Union’s petition. Rather, he stated that
he only signed an authorization card. When he testified without
the aid of leading questions, Stitt stated that he was told that the
authorization card was to be used to deduct dues if the Union
got in, and that it was not to be used for anything else. It was
only when the Respondent counsel began to ask him leading
questions that Stitt claimed that he was given assurances that
his signature on the card would be kept confidential. However,
Stitt again back tracked when he was specifically asked if the
solicitor used the term confidential by stating, “I don’t know
what he used now.”
Stitt admitted for the first time on cross-examination that he
signed the Union’s petition. He testified that he was told by the
solicitor for the petition that its purpose was to allow the Union
to “send me stuff through the mail.” There was no claim by
Stitt at the hearing that the solicitor told him that the petition
would only be used to obtain a union representation election,
although Stitt made such a claim in his prehearing affidavit. I
would also note that while Stitt claimed that he did not read the
petition before he signed it, his name was the first signature on
this page of the petition and it appeared directly below clearly
GORMAC CUSTOM MFG.
1197
typed wording in blue ink, which Stitt admitted he saw, setting
for the purpose of the petition. Noting that Stitt admitted that
he had a habit of reading what he signed, his demeanor on the
stand, and the overall unreliability of his testimony, I reject
Stitt’s claim that he did not read the petition before he signed it,
or that he was otherwise told that his signature would be confi-
dential. I also reject Stitt’s claim that he told the petition’s
solicitor that he intended to vote no since he had just signed a
document authorizing the Union to represent him.
Fraser’s and Jones’ testimony at the hearing was even further
removed than Stitt’s from that contained in their prehearing
affidavits. While they stated in their affidavits that they signed
a petition to enable the Union to obtain an election, they both
testified at the hearing that the only petition that they signed
prior to the election was on behalf of a discharged employee.
When they subsequently admitted at the hearing that their sig-
nature appeared on the Union’s petition, there was no claim by
either witness that they were told that their signatures were
confidential, or that their signatures would only be used to ob-
tain a representation election as they had represented in their
affidavits.
Thus, I have concluded that the Stitt, Fraser, and Jones were
not told by the union solicitors that their signatures on the Un-
ion’s petition were confidential, or that the only purpose of the
petition was for the Union to obtain an election as alleged in
their affidavits. Moreover, I reject Stitt’s testimony that he
failed to read the Union’s petition before he signed it, and as to
the representations that he made concerning what the union
solicitor told him when he signed the petition. I also reject
Fraser and Jones’ testimony that they did not know that they
signed a petition on behalf of the Union prior to the election
since they acknowledged signing such a petition in their affida-
vits. Finally, I can only conclude that the three employees were
well aware of the purpose of the Union’s petition when they
signed it as it was specified on the document itself. In this
regard, “a trier of fact need not accept uncontradicted testimony
as true if it contains improbabilities or if there is reasonable
grounds for concluding that it is false.” See Medin Realty
Corp., 307 NLRB 497, 505 (1992), quoting from Vega Indus-
tries, 207 NLRB 14 (1973). See also Shore Point Associates,
280 NLRB 1206, 1210 (1986). Here, for the reasons set forth
above as well as considerations of demeanor, I found the testi-
mony of Stitt, Fraser, and Jones not to be worthy of belief.13
I do not find the Union’s failure to call as witnesses the so-
licitor’s of the Union’s petition to rebut Stitt, Fraser, and Jones’
13 In reaching these conclusions I have taken into consideration the
4-year time span between Stitt, Fraser, and Jones’ testimony at the
unfair labor practice hearing and the events concerning the June 1996
election, and the impact the delay may have had on their recollections.
Nevertheless, both Fraser and Jones testified that they were mailed
copies of their June 1996 affidavits shortly before the hearing and that
they read the document on its receipt. While these affidavits were sent
to them as an aid to refresh their memories, their testimony did not
substantiate the claims made in their prehearing sworn statements. Stitt
was not asked at the hearing whether he had also received a copy of his
affidavit, although in all probability the Respondent afforded him the
same opportunity to read his statement prior to giving his current testi-
mony as it did its two other witnesses.
testimony to be determinative. The solicitors were identified
by the Respondent’s witnesses as employees of the Respondent
at the time they distributed the Union’s petition. Assuming that
the solicitors were also agents of the Union for the purpose of
soliciting signatures on its petition, they were not employees of
the Union nor subject to its control 4 years after the fact at the
time of the unfair labor practice hearing. I do not find that an
adverse inference is warranted for their failure to appear here.
See Levinston Shipbuilding Co., 249 NLRB 1, 11 (1980). Cf.
International Automated Machines, 285 NLRB 1122 (1987),
enfd. mem. 861 F.2d 720 (6th. Cir. 1988).
III. ANALYSIS
A. The Board’s Decision
In its initial decision in this matter reported at 324 NLRB
423 concerning the Respondent’s objections to the election, the
Board rejected the Respondent’s contention “that the Peti-
tioner’s inclusion of signatures from three unit employees on a
pro-Union leaflet distributed on election day was tantamount to
a forgery and a breach of confidentiality so as to constitute
grounds for setting aside the election.” In affirming the Re-
gional Director’s conclusion that a hearing was not warranted
the Board noted that the three employees had signed a docu-
ment containing the statement that, “[t]his further authorizes the
Union . . . to sign my name to union leaflets.”
The Board went on to state:
The Employer, however, argues that it is entitled, at
the least, to an evidentiary hearing on the basis of affida-
vits it submitted from the employees stating that they were
told at the time they signed the document that their signa-
tures would be confidential and that the document would
only be used to obtain a representation election. We dis-
agree. Because the document signed by the employees ex-
pressly authorized the Petitioner to sign their names to un-
ion leaflets, we find that even if oral misrepresentations
were made to these employees regarding the confidential-
ity of their signatures, the use of their signatures on the
Union’s leaflet cannot be characterized as such a “decep-
tive campaign practice as to improperly involve the Board
and its process, or the use of forged documents which ren-
der the voters unable to recognize the propaganda for what
it is.” Midland National Life Insurance Co., 263 NLRB
127, 131 (1982). Nor do we find that the election-day
leaflet can be properly characterized, in the language of
the Sixth Circuit, as “a misrepresentation and deception
pervasive and artful enough to interfere with employees’
fair and free choice to such an extent as to require a new
election.” Dayton Hudson Dept. Store v. NLRB, 987 F.2d
359, 666 (6th Cir. 1993), on remand 314 NLRB 795
(1994), affd. 79 F.3d 546, 550–551 (1996).
B. The Court’s Decision
The Sixth Circuit reversed and remanded the Board’s deci-
sion in the subsequent unfair labor practice proceeding. In
doing so, the court panel majority cited the closeness of the
election and stated that, “[t]wo things are apparent from this
outcome: (1) a switch of several votes would affect the out-
come of this close contest, and (2) for some unexplained rea-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1198
son, six of forty-five eligible voters did not vote—some thirteen
percent. Had just half of these absentees voted, the outcome
might have been different.” NLRB v. Gormac Custom Mfg., 190
F.3d 742, 744 (1999). The court also noted that, “[w]e are not
concerned in this opinion with the legality of the challenge; we
confine ourselves to Gormac’s request for a hearing on the
fairness of the election itself.” Id. at fn. 3.
The court majority went on to state at 746:
We first note that “[a] party seeking to overturn the results of
a representation election bears ‘the burden of showing that the
election was not conducted fairly,’” see Maremont 177 F.3d
at 577 (quoting NLRB v. Superior Coatings, Inc., 839 F.2d
1178, 1180 (6th Cir. 1988)), and that “[i]n order to satisfy the
burden, the objecting party must demonstrate . . . ‘unlawful
conduct which interfered with employees’ exercise of free
choice to such an extent that it materially affected the result of
the election.’” Id. (quoting Shrader’s, Inc., 928 F.2d at 196).
It is well-settled that in cases where “no forgery can be
proved, but where the misrepresentation is so pervasive and
the deception so artful that employees will be unable to sepa-
rate truth from untruth and where their right to a free and fair
choice will be affected,” a new election is warranted. Van
Dorn Plastic Machinery Co. v. NLRB, 736 F.2d 343, 348 (6th
Cir.1984), cert. denied 469 U.S. 1208, 105 S.Ct. 1173, 84
L.Ed.2d 323 (1985) [emphasis added].
In NLRB v. Hub Plastics, 52 F.3d 608, 612 (6th Cir.
1995), another case where there was no Board hearing on
the employer challenges, we expressed therein a particular
concern with “the manner of the misrepresentation,” rather
than its exact content.
The court majority stated at page 747 of the Gormac deci-
sion that:
The five factor test often used in deciding this kind of
controversy was articulated in Mitchellace, Inc. v. NLRB,
90 F.3d 1150, 1155 (6th Cir. 1996). These factors are as
follows: (1) the timing of the misrepresentation; (2)
whether the employer was aware of the situation and had
an opportunity to respond; (3) the extent of the misrepre-
sentation; (4) whether the source of the misrepresentation
was identified; and (5) whether there is evidence that em-
ployees “actually were affected” by the misrepresentation.
Yet another factor that plays a part in our analysis is the
closeness of the election; when the election is close, we
will use great care in reviewing the case. See Hub Plastics,
52 F.3d at 613.
The court majority concluded that applying the above stan-
dards, the Respondent did establish the existence of substantial
and material factual issues and therefore should have been
granted a hearing by the Board. The court noted that four of
the five factors in the Mitchellace test cut in favor of the Re-
spondent. These include the timing of the issuance of the Un-
ion leaflet, made public within 2 to 3 hours of the election. The
court stated that, while the timing by itself is not determinative,
the closer to the election the inappropriate conduct, the more
serious it becomes. The second factor is whether the employer
was aware of the communication and had an opportunity to
respond. The court stated here that it is doubtful that the Re-
spondent even knew about the flyer at all before the election,
since it was posted just a couple of hours prior to the opening of
the polls. The court stated that, in any event, the Respondent
would not have known that the flyer contained misrepresenta-
tions until the three employees came forward a few days after
the election and told what they knew.
The court held that the third factor was the most serious, that
is the extent of the misrepresentation. The court majority stated
that two misrepresentations were allegedly made by the union’s
representatives in that:
The first misrepresentation was made to the three employees,
when the union promised that their names would be kept con-
fidential and that their signatures would be used only for the
purpose of getting an election. Indeed, their signatures ended
up being used for a much different purpose than they had en-
visioned. Though the three employees had signed an authori-
zation card which gave the [Union] permission to use their
names on flyers, at no time did they agree to “vote yes” for
the union or to allow their signatures to be used to encourage
others to “vote yes.”. . . Even if the employees had signed this
without the alleged promises of confidentiality, this action of
using their signatures for purposes which they had not author-
ized would be highly suspect. Combined with the alleged
promises of confidentiality, which we take as true for the pur-
poses of this appeal, the serious nature of the misrepresenta-
tions becomes clear. [Id. at 748–749.]
The court majority held that the second misrepresentation
was made to the electorate when the flyer with the three em-
ployees’ names was posted stating that each of the signatories
would vote yes. It was stated that “this misrepresentation cre-
ated a false sense of the extent of union support, which we have
found before to be ‘precisely the sort of pervasive misrepresen-
tation and artful deceptions that . . . could . . . be the basis for
setting aside an election.’” Id. at 749.
It was stated by the court majority that the fourth factor,
“whether the source of the misrepresentation was identified,
cuts in favor of the union, since the flyer did state, albeit in
small print, that the USWA was responsible for it.” Id. at 749.
However, the court stated the final factor, “whether there is
evidence that employees were affected by the misrepresenta-
tions, favors Gormac.” Id. at 749. It was stated that the three
employees who tendered the affidavits were affected in that
their signatures which they had been promised would have been
kept confidential were made public. It was also stated that the
false picture of the extent of union support that was created in
all probability had an impact on the election. It was noted that
the 31 signatures appearing on the Union’s leaflet stating that
they would vote yes may have influenced the 6 employees who
did not vote since the 31 signatures constituted a clear majority
out of the 45 eligible voters. The court concluded that the
closeness of the election was another factor demonstrating that
a hearing should have been granted to the Respondent.
C. Conclusions
As set forth above, the Board, in its order remanding this
case directed that the administrative law judge conduct the
GORMAC CUSTOM MFG.
1199
hearing “in accordance with the court’s opinion.” It is my un-
derstanding from the Board’s direction that I am bound by the
Sixth Circuit’s opinion as the law of the case. See Salem Vil-
lage I, 288 NLRB 563 (1988), and Westin Hotel, 277 NLRB
1506, 1508 (1986). I have concluded that the Respondent has
failed to meet its burden of demonstrating that the Union’s
conduct “interfered with employees’ exercise of free choice to
such an extent that it materially affected the result of the elec-
tion.” NLRB v. Gormac Custom Mfg., supra at 746. See also
SPX Corp. v. NLRB, 164 F.3d 297, 305 (6th Cir. 1998).
In Maremont Corp. v. NLRB, 177 F. 3d 573 (6th Cir. 1999),
the court held that a union’s circulation of a vote yes petition in
the circumstances of that case was not a sufficient basis to set
aside an election. Copies of the petition along with the em-
ployee signatures were distributed by the union as preelection
handouts. There, the union was accused of obtaining signatures
on the petition by misrepresenting to employees that: (a) their
signatures would be kept confidential (b) the petition was a
signup sheet for T-shirts, and (c) the petition would not be used
as a handbill. The court refused to find that the use of the peti-
tion was per se objectionable. The court noted that, “a union
seeking to represent employees has a different relationship to
them that makes pre-election polling less coercive” than the
same activity conducted by an employer. The court stated that:
Substantial evidence supports the conclusion of the
hearing officer that the Union’s method of obtaining sig-
natures was not so deceptive as to rob employees of their
free choice. In Contech, this court noted that “[i]f absolute
objectiveness and pristine conduct were required in order
to sustain an election, then virtually none would survive
the rough and tumble of labor management contentious-
ness.” [164 F.3d. at 307–308.] In the present case, Mare-
mont essentially argues that an election is voidable when-
ever a number of employees sign folded pieces of paper
presented by union organizers without bothering to check
what is on the obscured portion. We disagree, and hold
that this is an insufficient basis to overturn an election. [Id.
at 578.]
The credited evidence here reveals that the signatures of 31
of the Respondent’s employees were obtained on the Union’s
petition during the period of April 20 to 27. The petition read
at the top, in clear blue typewritten ink, “I hereby authorize the
United Steelworkers of America to represent me for the pur-
poses of collective bargaining with my employer. This further
authorizes the Union to send my name to the National Labor
Relations Board and sign my name to union leaflets.” As set
forth above in the credibility section of this decision, I have
concluded that the Respondent has failed to establish that the
Union or its agents while soliciting signatures on its petition
informed employees that their signatures were confidential, that
the petition was only for an election, or that they engaged in
any other misleading conduct in the circulation of the petition.14
14 This conclusion is bolstered by the testimony of Respondent wit-
ness Kelly who testified that he was told by the solicitor when Kelly
signed the petition that it was for the Union to represent the employees,
and that he read the petition which contained the same information.
The evidence established that on the day of the June 14 elec-
tion, the Union circulated a leaflet stating, “We’re the Majority!
We’re Voting Yes!*” The leaflet then contained copies of the
31 employees signatures who had signed the Union’s petition.
Below the signatures, the leaflet contained the following state-
ment, “The names listed on this leaflet represent Gormac work-
ers who authorized the USWA to use their names on union
leaflets.”
In its decision to remand the case, the Sixth Circuit noted
that it has used a five factor test in deciding this kind of contro-
versy. These factors are as follows: (1) the timing of the mis-
representation; (2) whether the employer was aware of the
situation and had an opportunity to respond; (3) the extent of
the misrepresentation; (4) whether the source of the misrepre-
sentation was identified; and (5) whether there is evidence that
employees “actually were affected” by the misrepresentation.
It was stated by the court that another factor in its analysis is
the closeness of the election; and that when an election is close,
the court will exercise “great care.”
The Respondent only presented one employee witness,
Kelly, who testified that he saw the Union’s leaflet prior to the
election. Kelly saw it in the employee lunchroom about 2
hours before the election and he saw other employees reading it
at the time. Although their prehearing affidavits, submitted by
the Respondent in support of its objections, implied that they
saw the Union’s leaflet prior to the election, Respondent wit-
nesses Stitt, Jones, and Fraser, who were also its employees at
the time of the election, testified that they did not hear about the
Union’s leaflet until after the election. Kelly’s, Stitt’s, Jones’,
and Fraser’s signatures appear on the Union’s leaflet stating
that they would vote yes. All four had signed the Union’s peti-
tion authorizing the Union to sign their name on union leaflets.
These findings go to factors one and five of the court’s analy-
sis. First, while the Union’s leaflet was distributed a couple of
hours before the election, it was not as widely distributed as the
Respondent sort to portray by the submission of the employee
affidavits. Second, the Union’s leaflet would not have affected
the outcome of the election pertaining to the votes of Stitt,
Jones, and Fraser, as they all testified at the hearing that they
were not aware of the leaflet until after the election was over.
Their prehearing affidavits also state that they voted against the
Union.
The court in its Gormac decision also noted that 6 employees
out of a potential 45 failed to vote, and that a leaflet containing
31 signatures of employees stating that they were going to vote
yes may have convinced these 6 employees not to vote thereby
having an impact on the election. As a result of the hearing,
there was evidence available to me that was not available to the
The Respondent submitted affidavits of three employees to the Region,
dated June 21, stating that they were told by employee solicitors that
their signing the Union’s petition was confidential, and that their signa-
tures were for an election only. However, only one of these employees
testified at the hearing, following leading questions, that he was told
that his signature was confidential or something to that effect, and none
of the employees testified that they were told that their signature was
for an election only. For reasons set forth in the credibility section I did
not find the testimony of Respondent witnesses Stitt, Jones, and Fraser
at the hearing and in their pre-hearing affidavits to be worthy of belief.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1200
court at the time of its remand. Respondent President Gorgei
testified that it was five employees who did not vote in the
election, and that one of them was out of town on the day of the
election. Gorgei also testified that another of these employees
was on vacation. Moreover, while the Respondent was aware
at the time of the hearing that one of the factors the court con-
sidered at the time of the remand was the potential of the Un-
ion’s leaflet to dissuade employees from voting, Gorgei also
testified that he was not aware of whether the other three em-
ployees who failed to vote where actually at work the day of
the election. In these circumstances, noting that three of the
four of the Respondent’s employee witnesses did not see the
Union’s leaflet until after the election, I have concluded that the
Respondent has failed to sustain its burden of proof in estab-
lishing that the employees who did not vote failed to do so as a
result of the Union’s leaflet. I would also note that the Respon-
dent failed to establish that the Union’s leaflet actually affected
employees who voted. In this regard, Kelly, the only employee
who testified that he saw the Union’s leaflet before the election,
stated that he understood that it was a Steelworker’s document
and that he did not feel bound to vote yes because of the repre-
sentation on the Union’s leaflet containing a copy of his signa-
ture. Thus, the Respondent has failed to sustain its burden that
the Union’s distribution of the leaflet affected employees, or
interfered with the exercise of their free choice to the extent
that it materially affected the result of the election. See NLRB v.
Gormac Custom Mfg., supra at 746.15
The court noted in its remand in Gormac that the timing of
the Union’s distribution was not in and of itself determinative
of the merits of the Respondent’s objections. The evidence
here revealed that Respondent President Gorgei received a copy
of the Union’s leaflet about 1 hour before the June 14 election
began, but Gorgei elected not to respond because he was unable
to consult with the Respondent’s counsel. While at first blush,
the timing of the Union’s distribution may cut in favor of the
Respondent in terms of its ability to respond, I do not view the
Respondent’s ultimate response to the Union’s leaflet to require
sympathy here.
In this regard, the evidence disclosed that following the elec-
tion, Stitt was contacted by Gorda, and that Fraser and Jones
were contacted by Gorgei about either their signatures appear-
15 In Maremont Corp. v. NLRB, supra at 578–579, the court noted
that the hearing officer found that the union’s handbill did not interfere
with the employees’ free and fair choice because it appeared to be a
typical partisan leaflet used by a party to an election and that no evi-
dence was presented that the contents of the handbill tainted the elec-
tion by misleading employees. The court stated that 77 more employ-
ees signed the “Vote Yes” petition than voted for the union indicating
that the petition or atmosphere surrounding the election did not serve to
taint the employee’s free choice. It was stated that even if the 77 em-
ployees were mislead when they signed the petition, it tends to show
that they exercised their free choice when they finally decided whether
to be represented by the union. Here, 31 employees signed the petition,
with only 20 voting for the Union. The court’s rationale in Maremont,
as buttressed by Kelly’s testimony and the Union’s leaflet, which
clearly identified the Union as it source, serve to confirm my conclu-
sion that the Union’s leaflet was understood by the employees to be a
partisan document and it did not serve to taint the employee’s free
choice.
ing on the Union’s leaflet or about giving their affidavits or
both. Thereafter, the Respondent prepared identical typewritten
affidavits and presented them to the employees for their signa-
tures. The employees’ testimony at the hearing revealed that
they all signed the affidavits in Gorgei’s secretary’s presence
without suggesting any changes. Fraser testified that Gorgei
asked him to sign the affidavit and that he thought that Gorgei
drafted it. Jones testified that both Gorgei and Zimmerman
were present when he signed the affidavit. The three affidavits
were submitted by the Respondent to the Region in support of
its objections. They begin in a misleading fashion as to when
these employees learned of the Union’s leaflet. They state that,
“the information contained in this affidavit is based upon [the
affiant’s] personal knowledge.” Yet, it is stated in paragraph 4
of each of the affidavits, that “[a] few hours prior to the elec-
tion, a Union leaflet was distributed that listed my name and
signature, and stated that I was voting ‘Yes’ in the election.”
The implication is that each of these witnesses saw the Union’s
leaflet shortly before the election. However, each of these em-
ployees testified at the hearing that they did not become aware
of the union leaflet until after the election. In fact, Stitt testified
that he did not actually see the leaflet until a few days prior to
his testimony at the unfair labor practice hearing which took
place 4 years after the 1996 election. I have also concluded that
the affidavits were written in prose that differed from the man-
ner in which the employees spoke at the hearing. Moreover, I
have concluded that the affidavits used terms in reference to the
circulation of the Union’s petition such as “confidential” and
“that the petition would only be used to obtain a union repre-
sentation election,” that were not suggested by the employee
witnesses or verified by their testimony at the unfair labor prac-
tice hearing.
Finally, as to the extent of the Union’s alleged misrepresen-
tation, the court in NLRB v. Gormac Custom Mfg., supra, noted
in its remand that, “[t]hough the three employees had signed an
authorization card which gave the [Union] permission to use
their names on flyers, at no time did they agree to ‘vote yes’ for
the Union or to allow their signatures to be used to encourage
others to 'vote yes.’’ The court stated that even “if the employ-
ees had signed” “without the alleged promises of confidential-
ity this action of using their signatures for purposes they had
not authorized would be highly suspect.” Id. at 748–749. I
have concluded that that the three employees in question signed
a petition circulated by coworkers authorizing the Union to
represent them for the purposes of collective bargaining and for
the Union to sign their names on union leaflets. The Respon-
dent has failed to establish its claims that the employees were
told that their signatures were confidential or for an election
only when they signed the Union’s petition. As the court
pointed out on remand, the Union’s petition did not specifically
state that the employees agreed to vote for the Union, nor was
the language authorizing the use of employees signatures on
union leaflets as specific as it might have been. On the other
hand, the petition did state that the employees authorized the
Union to represent them. Implicit in such a commitment was
that the employees, at least at that point in time, had intended to
vote for the Union. Moreover, implicit in the employees’
agreement that the Union could sign their name to union leaf-
GORMAC CUSTOM MFG.
1201
lets was that the Union intended to use their names to help gar-
ner the support of other employees for the Union to obtain rec-
ognition as the collective-bargaining representative. While not
all of the employees who signed the Union’s petition voted for
the Union at the time of the election, I do not view the Union’s
actions in circulating its leaflet to the employees based on the
commitments it had obtained in its petition to be the type of
artful or pervasive misrepresentation that interfered with or
materially impacted on the election.
Indeed, the Sixth Circuit in Gormac, supra, appeared to ac-
knowledge in its remand that something more than the mere use
of the employees’ signatures on the Union’s leaflet was re-
quired to overturn the election results here because the court
majority stated towards the end of its opinion that:
If, indeed, union representatives promised employees that
their signing of the “petition” or card would be kept confiden-
tial, and/or that its purpose was merely to be used to obtain a
fair election, or that their names would not be used as an af-
firmative final vote indication, then such use as was actually
made by the union in this case would be a gross misrepresen-
tation and a deliberately deceitful tactic. We would conclude,
in such event—although we certainly do not infer or presume
that it happened the way Gormac argues—that the union was
guilty of pervasive deception and artful misrepresentation,
akin to forgery, enough to interfere with the free and fair
choice of the employees. [Id. at 751.]
Since, I have concluded that Respondent has not met its burden
of establishing that any of the forgoing conduct specified by the
court occurred, I have concluded that its objections to the elec-
tion should be denied. Moreover, I have concluded that the
Respondent has violated Section 8(a)(1) and (5) of the Act by
failing and refusing to recognize and bargain with the Union
since December 31, 1997.
CONCLUSIONS OF LAW
1. Following an election held on June 14, 1996, the Union
was certified on October 17, 1997, as the exclusive collective-
bargaining representative of the Respondent’s employees in the
following appropriate unit:
All full-time and regular part-time production and mainte-
nance employees employed at the Employer’s North Lima fa-
cility, excluding all office clerical employees and professional
employees, guards and supervisors as defined in the Act.
The Union continues to be the exclusive representative under
Section 9(a) of the Act.
2. By refusing on and after December 31, 1997, to bargain
with the Union as the exclusive collective-bargaining represen-
tative of employees in the appropriate unit, the Respondent has
engaged in unfair labor practices affecting commerce within the
meaning of Section 8(a)(5) and (1) and Section 2(6) and (7) of
the Act.
REMEDY
Having found that the Respondent has violated Section
8(a)(5) and (1) of the Act, I recommend that it to cease and
desist from engaging in such conduct, and that it be ordered to
bargain on request with the Union and, if an understanding is
reached, to embody the understanding in a signed agreement.
To ensure that the employees are accorded the services of their
selected bargaining agent for the period provided by the law, I
recommend that the initial period of the certification begin on
the date that the Respondent begins to bargain in good faith
with the Union. Mar-Jac Poultry Co., 136 NLRB 785 (1962);
Lamar Hotel, 140 NLRB 226, 229 (1962), enfd. 328 F.2d 600
(5th Cir. 1964), cert. denied 379 U.S. 817 (1964); Burnett Con-
struction Co., 149 NLRB 1419, 1421 (1964), enfd. 350 F.2d 57
(10th Cir. 1965).
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended16
ORDER
The Respondent, Gormac Custom Manufacturing, Inc.,
Lima, Ohio, its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Refusing to bargain with United Steelworkers of Amer-
ica, AFL–CIO, CLC as the exclusive bargaining representative
of the employees in the bargaining unit.
(b) In any like or related manner interfering with, restraining,
or coercing employees in the exercise of the rights guaranteed
them by Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) On request, bargain with the Union as the exclusive rep-
resentative of the employees in the following appropriate unit
on terms and conditions of employment and, if an understand-
ing is reached, embody the understanding in a signed agree-
ment:
All full-time and regular part-time production and mainte-
nance employees employed at the Employer’s North Lima fa-
cility, excluding all office clerical employees and professional
employees, guards and supervisors as defined in the Act.
(b) Within 14 days after service by the Region, post at its fa-
cility in North Lima, Ohio, copies of the attached notice
marked “Appendix.”17 Copies of the notice, on forms provided
by the Regional Director for Region 8, after being signed by the
Respondent’s authorized representative, shall be posted by the
Respondent immediately upon receipt and maintained for 60
consecutive days in conspicuous places including all places
where notices to employees are customarily posted. Reason-
able steps shall be taken by the Respondent to ensure that the
notices are not altered, defaced, or covered by any other mate-
rial. In the event that, during the pendency of these proceed-
ings, the Respondent has gone out of business or closed the
facility involved in these proceedings, the Respondent shall
16 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be
adopted by the Board and all objections to them shall be deemed
waived for all purposes.
17 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1202
duplicate and mail, at its own expense, a copy of the notice to
all current employees and former employees employed by the
Respondent at any time since December 31, 1997.
(c) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
IT IS FURTHER ORDERED that the certification of the Union
issued by the Board on October 17, 1997, be, and the same is ex-
tended for the period of 1 year commencing from the date on
which the Respondent begins to comply with the terms of this
Order.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
the National Labor Relations Act and has ordered us to post and
abide by this notice.
WE WILL NOT refuse to bargain with United Steelworkers
of America, AFL–CIO, CLC as the exclusive representative of
the employees in the bargaining unit.
WE WILL NOT in any like or related manner interfere with,
restrain, or coerce you in the exercise of the rights guaranteed
you by Section 7 of the Act.
WE WILL, on request, bargain with the Union and put in
writing and sign any agreement reached on terms and condi-
tions of employment for our employees in the bargaining unit:
All full-time and regular part-time production and mainte-
nance employees employed at our North Lima facility, ex-
cluding all office clerical employees, and professional em-
ployees, guards and supervisors as defined in the Act.
GORMAC CUSTOM MANUFACTURING, INC.