336 NLRB 1155
Alamo Rent-a-Car
ALAMO RENT-A-CAR
1155
Alamo Rent-A-Car and Teamsters Local 665, Inter-
national Brotherhood of Teamsters, AFL–CIO.
Cases 20–CA–29022, 20–CA–29132, and 20–CA–
29336–1
December 10, 2001
DECISION AND ORDER
BY CHAIRMAN HURTGEN AND MEMBERS
LIEBMAN
AND WALSH
On June 1, 2000, Administrative Law Judge Joan
Wieder issued the attached decision. The Respondent
filed exceptions and a supporting brief.
The Board has considered the decision and the record
in light of the exceptions and brief and has decided to
affirm the judge’s rulings, findings,1 and conclusions
only to the extent consistent with this Decision and Or-
der.2
1. Contrary to our dissenting colleague, we have
adopted the judge’s finding that the Respondent violated
the Act by soliciting employee grievances and impliedly
promising to remedy them during a March 1999 em-
ployee meeting. Our dissenting colleague has relied too
much on the absence of express promises of improve-
ments. We agree with the judge’s analysis (in sec.
III,A,2 of the attached decision). As discussed therein
(1) City Manager Raffio, the Respondent’s highest-
ranking local official, called this unusual mandatory
meeting of unit employees just days after the Union filed
its petition to represent them; (2) he asked them, in re-
sponse to the Union’s representation petition, why they
were unhappy with their present situation; and, (3) more
pointedly, he asked them what complaints they had about
working for the Respondent. We agree with the judge
that the employees could reasonably infer that the Re-
spondent was soliciting their complaints for the purpose
of acting favorably on them in order to blunt the employ-
ees’ enthusiasm for, or at least perceived need for, the
Union. See, e.g., Maple Grove Health Care Center, 330
NLRB 775 (2000); Traction Wholesale Center Co., 328
NLRB 1058 (1999), enfd. 216 F.3d 92 (D.C. Cir. 2000);
Burlington Times, 328 NLRB 750, 751 (1999); Debber
Electric, 313 NLRB 1094, 1099 (1994); and Jumbo Pro-
duce, 294 NLRB 998 (1989), enfd. 931 F.2d 887 (4th
Cir. 1991). Further, we find nothing in the record to re-
but this inference. Cf. Uarco, Inc., 216 NLRB 1 (1974)
(inference of promise to correct grievances rebutted
where employer repeatedly told employees it could make
no promises regarding the grievances raised; also, no
showing of union animus and no evidence that em-
ployer’s preelection activities were conducted in a con-
text of other unfair labor practices).3
1 The Respondent has excepted to some of the judge's credibility
findings. The Board's established policy is not to overrule an adminis-
trative law judge's credibility resolutions unless the clear preponderance
of all the relevant evidence convinces us that they are incorrect. Stan-
dard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362 (3d
Cir. 1951). We have carefully examined the record and find no basis
for reversing the findings.
The Respondent has also excepted to the judge’s decision on the ba-
sis that it reflects bias and prejudice. Upon our full consideration of the
entire record in these proceedings, we find no evidence that the judge
prejudged the case or demonstrated bias against the Respondent in her
analysis and discussion of the evidence.
Our dissenting colleague would reverse the judge’s finding that City
Manager Steve Raffio unlawfully threatened employee Ubaldo Reyes
with discharge because, in our colleague’s view, Raffio did nothing
more than attempt to mollify a valued but frustrated employee who had
complained about unpaid medical bills. The judge’s unfair labor prac-
tice finding turned on credibility findings against Raffio and in favor of
Reyes’ version of events. As noted above, the Respondent has not
presented us with any basis for reversing those credibility findings.
Moreover, credited testimony reveals that Raffio’s effort to resolve
Reyes’ complaints about medical bills was integral to the Respondent’s
efforts to dissuade Reyes from supporting the Union. We have no
doubt that Reyes got the message from Raffio that he could be dis-
charged if he voted for the Union. In our view, the judge correctly
found, in that context, that Reyes reasonably interpreted Raffio’s com-
ments as an implied threat of discharge. In fact, the Respondent ulti-
mately did more than threaten to discharge Reyes. It unlawfully reas-
signed him to guard an empty parking lot and then to work on a differ-
ent shift that the Respondent knew Reyes was unable to work, thereby
constructively discharging him. Accordingly, we adopt the judge’s
unfair labor practice finding.
2 We shall modify the judge’s recommended Order in accordance
with our recent decision in Ferguson Electric Co., 335 NLRB 142
(2001).
2. Contrary to our dissenting colleague, we have
adopted the judge’s finding that the Respondent unlaw-
fully discharged employee Danny Elvena because he
appeared as a witness at a hearing in these proceedings.
We agree, for the reasons given by the judge, that the
Respondent’s purported reason for discharging Elvena—
Elvena’s violating company policy by “lying” (i.e., testi-
fying in detail at the hearing in the instant consolidated
cases, after denying any knowledge of the events giving
rise to these charges in a sworn declaration sought by the
Respondent) was pretextual.
As an initial matter, Elvena’s sworn, but knowingly
false, declaration does not appear to fall within the Re-
spondent’s written policy against lying. The Respon-
dent’s rule against “misrepresent[ing] the truth to man-
agement” covers “[f]alsif[ication of] records, including
but not limited to applications, time cards, petty cash
vouchers, rental agreements, imprest account, and in-
voices,” and time and attendance records. Thus, the pol-
icy specifically addresses misrepresentations involving
3 We note that the judge inadvertently attributed to the Uarco majority
a passage contained in the Uarco dissenting opinion. 216 NLRB at 4.
336 NLRB No. 121
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1156
the Respondent’s financial and business records and the
like. It does not, on its face, contemplate coverage of
employee declarations obtained in anticipation of litiga-
tion in which the employee potentially has an adverse
interest.
Unquestionably, the circumstances in which Elvena,
an employee with a limited education and no mastery of
English, found himself when the Respondent solicited his
declaration were inherently coercive. The Respondent
knew that Elvena had been subpoenaed to testify in these
proceedings. The Respondent’s opposition to the Union
was well known to employees. Early in the union orga-
nizing campaign, the Respondent had unlawfully interro-
gated Elvena about employees’ union activities. Then
the Respondent and its attorney informed Elvena that
they knew he had been subpoenaed to appear as a wit-
ness and examined Elvena in detail about what he knew
regarding the complaint allegations. In this context,
Elvena’s reluctance to volunteer information to the Re-
spondent was completely understandable. Elvena appar-
ently was not confident that he could rely on the Respon-
dent’s assurances that his cooperation was voluntary and
that he could decline to participate without adverse con-
sequence. Rather, knowing that he was being untruthful,
Elvena signed a sworn statement that he did not know
anything about the complaint allegations. He explained
to Maintenance Manager H. Singh that he provided the
statement because he “just want[ed] to get the—only
job—protection for my security.” He feared for his job if
he did not.
While we obviously do not condone employee dishon-
esty, we find here that Elvena’s disclaimer of knowledge,
recorded in an employer-solicited declaration in conjunc-
tion with these unfair labor practice proceedings, was
given out of reasonable fear for his job security. Al-
though Elvena was not forthcoming with the Respon-
dent’s internal investigation of the complaint allegations,
he testified truthfully in these proceedings. His credited
testimony provided critical support for the unfair labor
practices we find. Accordingly, we find that Section
8(a)(4) protects him from discharge on account of his
testimony.
Furthermore, contrary to our dissenting colleague, we
agree with the judge that the Respondent failed to estab-
lish that it would have discharged Elvena even in the
absence of his protected activity. In this regard, our col-
league’s reliance on 6 West Limited Corp. v. NLRB, 237
F.3d 767 (7th Cir. 2001), denying enforcement to 6 West
Limited Corp., 330 NLRB 527 (2000), is misplaced. In 6
West Limited Corp., the Board rejected an employer’s
affirmative defense, asserted under Wright Line, that it
would have discharged an employee for dishonesty, even
in the absence of his union activity. The Board relied, in
part, on the fact that the employer did not have a formal
policy on giving credible answers in an investigation. As
our colleague notes, the Seventh Circuit criticized the
Board on this point, emphasizing that “[n]o company
needs to have a set procedure for what action it will take
when adjudicating every single employee problem.” 237
F.3d at 778. We agree and, with due respect to our col-
league and the Seventh Circuit, we do not read 6 West
Limited Corp. as establishing any such requirement.
Rather, as indicated, in 6 West Limited Corp., the Board
considered the absence of a formal policy as one piece of
evidence, among other evidence, bearing on the em-
ployer’s affirmative defense under Wright Line.4
This is surely appropriate. After all, the Board must
determine based on all of the record evidence whether
the employer has established that it “‘would have fired’
the employee, not merely that ‘it could have done so.’”
330 NLRB at 528 (quoting Cadbury Beverages, Inc. v.
NLRB, 160 F.3d 24, 31 (D.C. Cir. 1998) (emphasis in
original)). The existence or nonexistence of an applica-
ble disciplinary policy is relevant to this inquiry.
We have taken the same approach in this instance.
Thus, in affirming the judge’s finding that the Respon-
dent failed to prove that it actually would have dis-
charged Elvena for untruthfulness, we do not rely merely
on our impression, stated above, that Elvena’s false dec-
laration falls outside the Respondent’s policy against
lying. In addition, we emphasize, as did the judge, that
City Manager Raffio’s claim that the Respondent dis-
charged employees for lying was undercut by his admis-
sion that some employees found to have lied were not
discharged; that the judge specifically discredited Raf-
fio’s claim that the Respondent would have discharged
Elvena; and that Elvena was a 9-year employee with no
other alleged infractions. For all of these reasons, we
agree with the judge that, while the Respondent lawfully
could have discharged Elvena for lying, the Respondent
failed to prove that it actually would have done so even
absent his protected activity.
Nor are we persuaded by our colleague’s contention
that our conclusion is inconsistent with the timing of
Elvena’s discharge, which occurred after he testified in
this proceeding in September 1999. It is true, as our col-
league points out, that the Respondent knew of Elvena’s
union activity since February 1999. However, the fact
that the Respondent initially tolerated Elvena’s union
activity does not prove that his ultimate discharge was
4 In 6 West Limited Corp., the Board also relied on statements attrib-
uted to the employer’s managers and supervisors and the employer’s
failure to identify the official who allegedly decided to discharge the
employee. See 330 NLRB 527, 527–528.
ALAMO RENT-A-CAR
1157
unrelated to such activity. Cf. NLRB v. Vanguard Tours,
Inc., 981 F.2d 62, 66 (2d Cir. 1992) (employer’s general
indifference to union activity did not preclude a finding
that it discriminated against an employee on a particular
occasion). Indeed, the timing of Elvena’s discharge,
coming on the heels of his giving testimony damaging to
the Respondent’s interests, supports the judge’s finding
of illegal motivation. See NLRB v. Main Street Terrace
Care Center, 218 F.3d 531, 542 (6th Cir. 2000) (evi-
dence that employer had tolerated employee’s protected
concerted activity in the past did not undercut Board’s
finding that employee ultimately was fired for actual
“union” activity, which could have been viewed by em-
ployer “as more threatening”).
ORDER
The National Labor Relations Board orders that the
Respondent, Alamo Rent-A-Car, Burlingame, California,
its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Interrogating employees about their union activi-
ties; soliciting grievances from employees and thereby
impliedly offering to remedy those grievances; impliedly
threatening to discharge employees if they voted for the
Union in a Board-conducted election; directing employ-
ees not to talk to other employees while on the clock
because the employees had been engaging in union activ-
ity; informing employees Respondent gave them certain
work assignments at remote locations to isolate them
from other employees because these employees had en-
gaged in union activity; threatening employees that those
employees who supported the Union would be fired or
would have to find another job; telling employees that
certain employees would not be assigned to drive the
shuttle bus because Respondent did not want them to talk
to other employees about the Union; and granting wage
increases to its employees in order to discourage them
from supporting the Union.
(b) Reassigning, issuing disciplinary warnings, sus-
pending and discharging its employees because they en-
gage in protected concerted activities.
(c) Suspending and discharging employees because they
have given an affidavit and testified in a Board proceeding.
(d) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to ef-
fectuate the policies of the Act.
(a) Within 14 days from the date of this order, offer Mi-
chael Paulo, Ubaldo Reyes, and Danny Elvena immediate
and full reinstatement to their former jobs or, if those jobs
no longer exist, to substantially equivalent positions, with-
out prejudice to their seniority or any other rights or privi-
leges previously enjoyed.
(b) Make Michael Paulo, Ubaldo Reyes, and Danny
Elvena whole for any loss of earning and other benefits
suffered as a result of the discrimination against them, in
the manner set forth in the remedy section of this decision.
(c) Within 14 days from the date of this Order, remove
from its files any references to their unlawful disciplines of
Michael Paulo, Ubaldo Reyes, and Danny Elvena, and
within 3 days thereafter notify them in writing that this has
been done and that such unlawful disciplines will not be
used against them in any way.
(d) Preserve and, within 14 days of a request, or such
additional time as the Regional Director may allow for
good cause shown, provide at a reasonable place desig-
nated by the Board or its agents, all payroll records, so-
cial security payment records, timecards, personnel re-
cords and reports, and all other records, including an
electronic copy of such records if stored in electronic
form, necessary to analyze the amount of backpay due
under the terms of this Order.
(e) Within 14 days after service by the Regional Direc-
tor, post at its San Francisco Airport and Burlingame, Cali-
fornia offices copies of the attached notice marked “Ap-
pendix.”5 Copies of the notice, on forms provided by the
Regional Director for Region 20, after being signed by the
Respondent's authorized representative, shall be posted by
the Respondent and maintained by it for 60 consecutive
days thereafter in conspicuous places, including all places
where notices to employees are customarily posted. Rea-
sonable steps shall be taken by the Respondent to ensure
that the notices are not altered, defaced or covered by other
material. In the event that, during the pendancy of these
proceedings, Respondent has gone out of business or
closed the facility involved in these proceedings, Respon-
dent shall duplicate and mail, at its own expense, a copy of
the notice to all current and former employees employed by
the Respondent at any time since February 25, 1999.
(f) Within 21 days after service by the Regional Direc-
tor, file with the Regional Director a sworn certification
of a responsible official on a form provided by the Re-
gion attesting to the steps that Respondent has taken to
comply.
MEMBER HURTGEN, dissenting in part.
I join my colleagues, except as set forth below.
1. The judge found that the Respondent violated the
Act by soliciting employee grievances and impliedly
5 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1158
promising to remedy them during a March 1999 em-
ployee meeting. I disagree.
The relevant facts are these. Following the filing of a
representation petition, the Respondent met with its em-
ployees to express its opposition to unionization. During
the meeting, Respondent’s city manager, Steve Raffio,
asked employees what they disliked about working at
Alamo. He did not promise to rectify employees’ griev-
ances. Raffio also asked employees to state what they
liked about working for Alamo. He recorded their re-
sponses on a display board. He did not promise to grant
additional benefits or threaten to take away existing
benefits based on employees’ views for or against union
representation. Then, referring to the list on the display
board, Raffio told the employees to remember that “with
the union you don’t know what you’re getting, with
Alamo you know what you’ve got.”1
The judge found that, by soliciting employee griev-
ances and then soliciting and recording employee “likes”
on a display board, the Respondent impliedly promised
to remedy the grievances. The judge analogized Raffio’s
conduct to “the vice inherent in the conferral of bene-
fits.” She inferred from Raffio’s inquiry into employee
likes and dislikes, coupled with his reminding employees
that “you know what you’ve got” at Alamo, that employ-
ees would have understood Raffio to be reminding em-
ployees that their benefits exist by the largesse of Re-
spondent, and warning them that an implied promise of
benefit—i.e., the promise to remedy employees’ griev-
ances—was tied to the discontinuance of employee sup-
port for the Union. Having thus found that the Respon-
dent created a “nexus” between the solicited grievances,
the benefits granted, and the employees’ rejection of the
Union, the judge found that the Respondent violated Sec-
tion 8(a)(1).
In my view, the judge has read far more into Raffio’s
dialogue with employees than can fairly be attributed to
it, and has inferred coercion where employees would not
reasonably have perceived it. I do not believe that Raffio
solicited employees’ grievances or promised to correct
same. Rather, he asked employees what they liked and
what they disliked. In essence, he was charting em-
ployee satisfaction and dissatisfaction with working con-
ditions. He was not promising to change anything. To
the contrary, he was suggesting that the status quo would
remain. (“With Alamo, you know what you’ve got.”)
Concededly, he did suggest that things could change with
a union. (“With the union, you don’t know what you’re
getting.”) But, this is a legal truism—collective bargain-
1 As discussed infra, the judge has characterized this latter remark as
a “threat of the possible loss of benefits.”
ing can yield improvements or detriments or no change
at all.
Absent an accompanying threat or promise of benefit,
the Respondent was privileged, by Section 8(c) of the
Act, to express its views about the Union.2 It made no
promise to remedy grievances, nor did it imply that it
would do so by inquiring about employee likes and dis-
likes. At most, Raffio exhorted employees to consider
the full range of their job-related likes and dislikes when
deciding whether to choose union representation. The
connection between Raffio’s conduct and the inferences
drawn by the judge are simply too speculative and at-
tenuated to warrant an unfair labor practice finding.
Accordingly, I would reverse the judge’s unfair labor
practice finding.
2. I would not find that the Respondent, by City Man-
ager Steve Raffio, impliedly threatened to discharge em-
ployee Ubaldo Reyes during a meeting between Reyes,
Raffio, Assistant City Manager Nedic, and Maintenance
Manager H. Singh in late March or early April.
In late March, Reyes complained by e-mail to various
managers and supervisors about Respondent’s alleged
failure to pay medical bills and about what he viewed as
harassment of Reyes by H. Singh and Administrative
Manager J. Singh. Reyes informed the e-mail addressees
that he was going to vote for the Union because of these
conditions. During a meeting held to discuss Reyes’
complaints, the Respondent attempted to mollify Reyes
and persuade him not to support the Union. Raffio asked
Reyes what the Respondent could do to make Reyes
“happy.” He told Reyes “you are a good worker and we
don’t want to lose you.” My colleagues affirm the
judge’s finding that the latter comment constituted a
threat that Reyes would be fired if he supported the Un-
ion.
I find no threat of discharge in Raffio’s comment.
Reyes initiated the meeting by seeking resolution of
problems he was experiencing with respect to payment of
medical bills, and to put an end to what he considered
harassment. Raffio responded positively to these con-
cerns expressed by “good worker” Reyes, whose services
the Respondent was fearful of losing because of these
concerns. It is clear from the context that Respondent
was seeking to retain Reyes, not threatening to fire him.
Respondent asked Reyes what it could do to make him
2 Sec. 8(c) provides:
The expressing of any views, argument, or opinion or the dissemi-
nation thereof, whether in written, printed, graphic, or whether in
written, printed, graphic, or visual form, shall not constitute or be
evidence on an unfair labor practice under any of the provisions of
this subchapter, if such expression contains no threat of reprisal or
force or promise of benefit.
ALAMO RENT-A-CAR
1159
“happy,” and then immediately said, “You are a good
worker we don’t want to lose you.” Plainly, Respondent
was telling Reyes that it wanted to retain him, and would
consider making changes to accomplish that goal. The
fact that Reyes initially identified his grievances as the
source of his intention to support union representation
does not change the nature of Raffio’s expression—one
of desire to eliminate Reyes’ discontent and, thus, retain
Reyes in the Respondent’s employ. Accordingly, I would
reverse the judge’s unfair labor practice finding.
3. I would also reverse the judge’s finding that the Re-
spondent unlawfully discharged employee Danny Elvena
because he gave an affidavit in this proceeding. As set
forth in detail in the judge’s decision, the Respondent
interviewed Elvena during its investigation of the
charges in this case. Elvena sought the advice of Main-
tenance Manager H. Singh in conjunction with Elvena’s
receipt of a subpoena to appear in this proceeding. H.
Singh notified the Respondent’s attorney, Neely, that
Elvena had been subpoenaed. The Respondent initiated
meetings with Elvena as a result of this information and
ultimately obtained from him a sworn statement. In that
statement, Elvena denied any knowledge of the matters
alleged in the unfair labor practice complaint. During its
meetings with Elvena, and again before Elvena signed
and swore to the truth of his statement, the Respondent
assured Elvena that his participation was voluntary and
that Elvena could decline to participate without suffering
adverse consequences.
Elvena’s prehearing affidavit and his testimony at the
hearing in this case differed from the sworn statement
earlier provided to the Respondent. Elvena admitted that
the sworn statement that he provided to the Respondent
was false, and that he did not inform the Respondent
about the falsity. Elvena never indicated that he lacked
understanding of the statement that he signed. After
Elvena’s testimony at the instant hearing, the Respondent
suspended him and then fired him for lying.
The General Counsel asserts that Respondent dis-
charged Elvena because of his testimony. However, it
was that testimony which revealed that Elvena had pre-
viously lied to Respondent.
The General Counsel then asserts that the lie was not
in contravention of Respondent’s policies. However, the
Respondent’s policy states that it is unacceptable for an
employee to “misrepresent the truth to management.”
Concededly, the policy mentions only the falsification of
records. However, even assuming arguendo that falsity
in an affidavit is not a falsification of a record, the fact is
that lying to one’s employer is not protected activity.
In addition, even if Respondent had no policy dealing
specifically with lying in an affidavit, it is clear that Re-
spondent would nonetheless act lawfully by discharging
Elvena. In 6 West Limited Corp., 330 NLRB 527 (2000),
enf. Denied sub nom. 6 West Ltd. Corp. v. NLRB, 237
F.3d 767 (7th Cir. 2001), my colleagues, over my dis-
sent, held that the employer unlawfully discharged an
employee who had lied. My colleagues relied heavily on
the fact that the employer had no explicit policy on lying.
The Court of Appeals for the Seventh Circuit strongly
disagreed. The court said (id. at 778):
The Board’s reliance on the absence of any for-
mal policy requiring honesty is not only misplaced
legally, but divorced from the real world, and an ex-
ample of skewed and position-oriented decision-
making without the application of logical reasoning
and common sense.
The court also said that “an employer is entitled to ex-
pect and require truthfulness and accuracy from its em-
ployees,” and that it is “obvious” that companies must be
able to discharge “an untruthful employee.”
My colleagues suggest that the court in 6 Limited
Corp. misread the Board’s opinion in that case. They say
that the absence of an employer policy against lying is
only a factor to be weighed in connection with the em-
ployer’s defense. I do not think that the court misread
the Board’s opinion.3 Further, as the court observed, it is
“obvious” that an employer, even without a policy, must
be able to discharge “an untruthful employee”.
My colleagues also argue that the Respondent has re-
frained from firing other employees who lied in the past.
However, this does not establish that Elvena was fired
for union activity. Respondent knew of Elvena’s union
activity since February 1999; it was not until Elvena’s lie
was revealed at trial in September 1999, that he was dis-
charged. Thus, the lie, and not the union activity, caused
the discharge. In addition, as to timing, my colleagues
concede that the discharge of Elvena came “on the heels
of his giving testimony.” They ignore the fact that the
testimony was the event, which revealed the falsity of
Elvena’s affidavit. Further, there is no showing of dis-
criminatory treatment. That is, there is no showing that
nonunion liars are immune from discharge while union
liars are discharged. In short, Elvena was fired for lying,
and the General Counsel has not established the contrary.
Finally, my colleagues suggest that Elvena lied in re-
sponse to coercive questioning. However, the General
Counsel does not even allege that the questioning was
unlawful. Thus, there is no basis on which to conclude
that the questioning was coercive.
3 See my dissenting opinion in 6 West Limited Corp., 330 NLRB,
supra at 530.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1160
Accordingly, I find that the Respondent lawfully dis-
charged Elvena for lying.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated the National Labor Relations Act and we have been
ordered to post this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representatives
of their own choice
To act together for other mutual aid or protection
To choose not to engage in any of these protected
concerted activities.
Accordingly, we give you these assurances:
WE WILL NOT interrogate employees about their union
activities; solicit grievances from employees and thereby
impliedly promise to remedy the grievances; impliedly
threaten to discharge employees if they vote for the Union
in a Board-conducted election; direct employees not to talk
to other employees while on the clock because the employ-
ees had been engaging in union activity; inform employees
Respondent gave them certain work assignments at remote
locations to isolate them from other employees because
these employees had engaged in union activity; threaten
employees that those employees who supported the Union
would be fired or would have to find another job; tell em-
ployees that certain employees would not be assigned to
drive the shuttle bus because Respondent did not want
them to talk to other employees about the Union; and, grant
wage increases to employees in order to discourage them
from supporting the Union.
WE WILL NOT unlawfully and disparately: assign em-
ployees to oversee primarily empty parking lots to harass
them and isolate them from their fellow employees; issue
disciplinary warnings; constructively discharge employees;
suspend and discharge Michael Paulo and Ubaldo Reyes
and Danny Elvena because they assisted the Union and
engaged in union and other protected concerted activities.
WE WILL NOT unlawfully and disparately suspend and
discharge employees because they have given an affidavit
and testified in a Board proceeding.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce any of you in the exercise of rights
guaranteed you by Section 7 of the Act.
WE WILL, within 14 days from the date of this Order,
offer Michael Paulo, Ubaldo Reyes, and Danny Elvena
immediate and full reinstatement to their former jobs or, if
those jobs no longer exist, to substantially equivalent posi-
tions, without prejudice to their seniority or any other rights
or privileges previously enjoyed.
WE WILL make Michael Paulo, Ubaldo Reyes, and
Danny Elvena whole for their loss of earning and other
benefits resulting from their suspensions and discharges,
less any net interim earnings, plus interest.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any reference to the unlawful
reassignments, disciplinary warnings, suspensions and ter-
minations of Michael Paulo, Ubaldo Reyes, and Danny
Elvena, and WE WILL, within 3 days thereafter, notify
each of them that we have removed from our files any ref-
erence to their unlawful disciplines and discharges and
their unlawful disciplines and discharges will not be used
against them in any way.
ALAMO RENT-A-CAR
Jonathan J. Seagle, Esq., for the General Counsel.
Robert L. Murphy, Esq. (Stokes & Murphy, P.C.), of San
Diego, California, and Locke Neely, Esq. (Stokes & Mur-
phy, P.C.), of Dallas, Texas, for the Respondent.
DECISION
STATEMENT OF THE CASE
JOAN WIEDER, Administrative Law Judge. This case was
tried on September 28 and 29, 1999,1 and February 1, 2000, at
San Francisco, California. The charge in Case 20–CA–29022
was filed by Teamsters Local 665, International Brotherhood of
Teamsters, AFL–CIO (Charging Party or Union) on March 25,
the first amended charge in this case was filed by the Union on
May 25; the initial charge in Case 20–CA–29132 was filed by
the Union on May 18, and the second amended charge was
filed by the Union on September 23, against Alamo Rent-a Car
(Respondent). After the close of the proceeding involving
Cases 20–CA–29022 and 20–CA–29132, General Counsel filed
a motion to reopen the record and consolidate cases. This mo-
tion was based on a charge filed by the Union in Case 20–CA–
29336–1 on October 1, and amended on November 30. After
considering Respondent’s objections to the motion to reopen
the record and consolidate cases, I granted General Counsel’s
motion on December 15.
The consolidated complaints, as amended, allege Respondent
violated Section 8(a)(1), (3), and (4) of the National Labor
Relations Act (Act). Principally, the consolidated complaints,
as amended, claim Respondent violated Section 8(a)(1) of the
Act by: interrogating employees about their union activities;
soliciting grievances from employees and thereby impliedly
offering to remedy those grievances; impliedly threatening to
discharge employees if they voted for the Union in a Board-
1 All dates are in 1999 unless otherwise indicated.
ALAMO RENT-A-CAR
1161
conducted election; directing employees not to talk to other
employees while on the clock because the employees had been
engaging in union activity; giving its employees the impression
their union activities were under surveillance by Respondent;
informing employees Respondent gave them certain work as-
signments at remote locations to isolate them from other em-
ployees because these employees had engaged in union activ-
ity; threatening employees that those employees who supported
the Union would be fired or would have to find another job;
telling employees that certain employees would not be assigned
to drive the shuttle bus because Respondent did not want them
to talk to other employees about the Union; and, in April Re-
spondent granted wage increases to its employees working at its
San Francisco International Airport (SFO) and Burlingame,
California locations in order to discourage these employees
from supporting the Union.
The consolidated complaint alleges Respondent violated
Section 8(a)(3) and (1) of the Act by: assigning employees
Michael Paulo and Ubaldo Reyes to oversee empty parking lots
to harass them and isolate them from their fellow employees;
on or about April 21, Respondent sent Paulo home prior to the
end of his scheduled shift; thereafter, Respondent gave Paulo a
written warning for being absent on April 21, without giving
Respondent proper notice; on or about April 26 assigning
Reyes to work the a.m. shift beginning May 11; thereby con-
structively discharging Reyes; on May 11, suspending Paulo for
3 days; on May 18, discharging Paulo; because Paulo and
Reyes assisted the Union and engaged in union and other pro-
tected concerted activities, and to discourage employees from
engaging in these activities. The complaint in Case 20–CA–
29336–1 alleges Respondent violated Section 8(a)(4), (3), and
(1) of the Act by: suspending employee Danny Elvena on or
about September 30, and on or about October 7 terminating
Elvena because he engaged in concerted protected activity and
gave testimony in this proceeding, which testimony differed
from a declaration Respondent requested him to give voluntar-
ily.
Respondent’s timely filed answers to the consolidated com-
plaints, admit certain allegations, deny others, and deny any
wrongdoing. Respondent also asserted the following affirma-
tive defenses: the complaints failed to state a claim on which
relief may be granted; the unfair labor practice charges fail to
state a claim on which relief may be granted; Respondent’s
actions were based on legitimate business reasons; the Board,
by Region 20, failed to fully investigate the charges; Respon-
dent’s supervisors lack authority to make unauthorized state-
ments in violation of the Act; and, any actions or statements by
any supervisor or agent that violated the Act were beyond the
scope of their employment. I find these affirmative defenses
lack merit based on the following findings and conclusions.
All parties were given full opportunity to appear and intro-
duce evidence, to examine and cross-examine witnesses, to
argue orally, and to file briefs.
Based on the entire record, from my observation of the de-
meanor of the witnesses, and having considered the posthearing
briefs, I make the following2
FINDINGS OF FACT
I. JURISDICTION
Based on the Respondent’s answers to the consolidated
complaints, as amended, I find Respondent meets one of the
Board’s jurisdictional standards and the Union is a statutory
labor organization.
II. THE ALLEGED UNFAIR LABOR PRACTICES
A. Background
Respondent is a Florida corporation with an office and place
of business in various locations in the State of California. It is
engaged in the business of renting vehicles to the general public
24 hours a day, 7 days a week. The facilities in this proceeding
are located at and/or near San Francisco Airport (SFO). Re-
spondent admits the following individuals are supervisors and
agents under Section 2(11) and (13) of the Act, respectively:
Anthony Juliano, vice president for the Western Division of
Respondent, Steve Raffio, city manager; Vladimer Nedic, assis-
tant city manager; Henry Singh, maintenance manager; Julie
Singh, administrative manager; and Jimmy O’Connor, produc-
tion manager.
Respondent’s operation at SFO and Burlingame, California,
includes facilities located within a few miles of the airport.3
Respondent was purchased by Republic Industries Corporation,
which owns National Car Rental. There is no evidence in this
record that the operations of Respondent and National Car
Rental were merged at SFO. All or most car rental operations
of car rental operators at or near SFO relocated to the airport on
or about January 1, 1999.
Until December 1998, the primary facility for Respondent at
SFO was located on Burlway Road in Burlingame, California,
between 1/2 and 3/4 miles south of SFO. Respondent shuttled
clients to and from the airport using buses and vans. The San
Francisco Airport Authority decided in December 1998 to relo-
cate all the rental car facilities to a location about 1/2 mile north
of SFO. Respondent relocated to a new facility located on
McDonald Road. Respondent continued some operations at the
Burlway Road location. As a result of this relocation, the need
for bus drivers greatly diminished. Another company provided
shuttle service to the rental car agencies’ facilities and Respon-
dent’s drivers were offered the opportunity to transfer to this
new company, which was not affiliated with Respondent.
In January, the Union initiated an organizing drive among
Respondent’s SFO employees. On or about February 25, the
Union filed a representation petition in Case 20–RC–1750,
seeking to represent a unit of employees including full-time and
regular part-time service agents, service agent lead persons,
shuttlers, PDI/fleet control employees, RDL/best friend em-
2 I specifically discredit any testimony inconsistent with my find-
ings.
3 The Union sought to represent Respondent’s employees in the pro-
posed unit at the SFO facility, the Burlingame facility and two locations
in downtown San Francisco.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1162
ployees and PSR/best friend employees, excluding all other
employees, guards, and supervisors as defined in the Act.4
Gate guards are a subcategory of the service agent classifica-
tion.5 H. Singh admitted his supervisor informed him of the
filing of the representation petition shortly after February 25.
For approximately 2 months prior to filing the representation
petition, the Union engaged in an organizing drive at Respon-
dent’s SFO location, obtaining sufficient showing of support
for union representation. An election was held on 2 days in
early March, which resulted in the issuance of a Decision and
Direction of Election in Case 20–RC–17501 on March 25. Re-
spondent filed a Petition for Review of the Decision and De-
termination of Election on April 7. Review was granted by the
Board on April 22. An election was conducted on April 23
among the unit employees. The results of the election have not
yet been announced, the ballots are impounded.
B. Alleged Violations of Section 8(a)(1), (3), and (4) of the Act
1. Elvena’s conversation with Raffio
Danny Elvena has worked for Respondent since 1990, and
for the last 9 years worked as a service agent. He testified on
September 28, pursuant to a subpoena, that in February he had
a conversation with Raffio at the car wash facility in Burlin-
game. Elvena testified:
He [Raffio] approached me and he asked me if I hear
about the union, and I say yes, and he asked me if I join on
it, and I said, I don’t said nothing on it. And he told me,
he said, you know, I think you join the union, and I said,
he told me, you lie, and I said, if you believe me on it, you
know.6
Elvena distributed between 10 and 15 union authorization cards
during the organizing campaign. He signed a union authoriza-
tion card in February, and he attended meetings with union
officials concerning the organizing effort. At the time he gave
this testimony Elvena was an employee of Respondent.
Raffio acknowledged he knew the representation petition
was filed by the Union on or about February 25. Raffio con-
ceded he approached Elvena in February and “admitted he
4 The exact duties of these employees are described in the Decision
and Direction of Election, Emp. Exh. 5.
5 It was determined in the Decision and Direction of Election:
The gate guards are a subcategory of the service agent classi-
fication. The gate guards work at the exit gatehouse and use a
hand-held computer to log in the [vehicles] leaving SFO. They are
responsible for ensuring that the cars are in the custody of the per-
son to whom the car has been rented. Other employees have at
times worked as gate guards, including regular service agents,
RDL’s and PSR’s. The gate guards wear the same uniform as the
RDL’s and PSR’s. Service Agent Danny Elvena testified that he
had worked as a gate guard about twice a month. The record does
not disclose the number of regular gate guards or how frequently
other non-gate guard employees other than Elvena had worked as
gate guards. Elvena testified the only training given to him for the
gate guard position concerned how to punch in numbers on a
computer. Neither party contends that the gate guards are statu-
tory guards under the Act who should be excluded from the unit.
6 Elvena said he understood this comment to convey Raffio thought
he was a union supporter.
asked him if he knew why the union—if he knew anything at
all about why the union—why there was union activity at the
San Francisco facility?” Raffio explained his action was based
on the fact he has known Elvena since 1989 when they were
both working for Respondent in Tampa, Florida, and had al-
ways liked Elvena. Raffio claims he said: “I heard all this buzz
going around about this, there’s talk about it, I could feel some
tension on the property, you know, what’s going on with this
thing, is this here or what, you know. I wasn’t really sure what
was going on so I figured I’d ask him.” Elvena replied, accord-
ing to Raffio, that: “He doesn’t know anything about it, he’s not
for it, he just wants to do his job.” Raffio denied saying he
thought Elvena supported the union or that he thought he was
lying when he claimed he did not support the union.
Raffio admitted knowing about the union representation peti-
tion in February and communicated Respondent’s position to
the employees: “Alamo wished to remain union free.” Raffio
asserts the employees who were in the proposed unit were
given various materials by Respondent concerning their rights
under the Act.7 This was the first union organizing campaign
Raffio experienced. Respondent, by Raffio and others, also
asserts it managers received training learning:
You couldn’t spy, you couldn’t interrogate employees
as to their affiliation. You couldn’t threaten employees
with loss of wages, benefits or their position because of
their affiliation. You couldn’t promise wage enhance-
ments or favorable work schedule or a myriad of things in
order to gain their vote.
Elvena appeared earnest and direct while testifying. While he
apparently had language difficulties on occasion, he gave the
impression he was trying to testify truthfully. Based on these
observations, I find Elvena is a credible witness. Consequently,
I conclude Raffio made the statements Elvena recalled.
2. The March employee meeting
Alamo held an employee meeting in early March at the air-
port. Approximately 60 employees attended and Raffio was the
principal spokesperson for Respondent. During the meeting,
Raffio asked the employees why they wanted to join a union,
that Respondent was worried the employees were not support-
ing the company. The employees were also informed that if
they joined the union they would have to pay dues. When asked
if Raffio said anything about complaints, Elvena replied: “Well,
it’s some of it there because of the hearing people were com-
plaining about, you know, harassing people and wouldn’t work
7 Raffio claims the affected employees were informed:
They had a freedom of choice, they had the right of secrecy as
far as their affiliation, whether pro-Alamo or pro-Teamsters.
They have a right to be free from harassment and any kind of sur-
veillance by members of Alamo management.
Respondent failed to proffer any documents containing such
information and failed to present any employee witnesses who re-
ceived this information. I do not credit Raffio’s testimony based
on his less than forthright manner, except where it is an admission
against Respondent’s interests or is credibly corroborated. I also
note Raffio seemed to be volunteering information, appeared to
be tailoring his testimony to fit Respondent’s litigation plan, en-
gaged in surmise, and gave contradictory evidence.
ALAMO RENT-A-CAR
1163
hard, you know, that’s what it is. “Elvena could not recall if
Raffio or any other supervisor promised to correct any of the
problems raised by the employees during the meeting. Elvena
then was given his affidavit dated April 7, to refresh his recol-
lection. After reading his affidavit, Elvena said, “[T]hat’s hon-
est words in there.”
Elvena’s affidavit provides:
Sometime in early March, 1999, I attended a meeting
along with about 60 other day shift employees. . . . The
meeting was all about soliciting employee complaints.
Raffio did most of the talking. He asked us why we were
unhappy, why we wanted to join the Union, and what
complaints we had about working for the company. The
employees who spoke up complained about the number of
supervisors we have to deal with and all the yelling and
harassment they engage in to make us work harder.
Raffio never offered to stop the harassment and yell-
ing, however. He did not offer any other benefits. The only
other thing I can recall from the meeting is that Raffio told
us it wasn’t a good idea to join the Union because we
would have to pay dues.
Respondent claims Raffio’s comments during the employee
meetings were derivatives of Respondent’s open-door policy
and team leader meetings.8 Respondent avers as part of these
policies it has a commitment to attempt to resolve problems
raised during team leader meetings and by employees availing
themselves of the open-door policy. Respondent also advised
employees during these meetings that it could not solve every
problem. Raffio testified Respondent held three employee
meetings between February and April. He denies suggesting
Alamo would remedy any problems raised by employees in
order to encourage them to vote against the Union. He also
denied suggesting to the employees attending the meetings that
Respondent would solve problems and it would thus be futile to
vote for the Union.
Raffio claims at most 30 employees attended. At the conclu-
sion of his testimony, Raffio stated:
We discussed—I had a grease board and on the grease
board—I asked the people in attendance what do you like
about Alamo, what’s good about this company, and then
they would say, well, we like flexible work schedules,
they would say, we work around our other jobs a lot, I’d
8 Raffio testified Respondent has team leader meetings with various
hourly employees. The head office sends the team leader a topic
monthly, which is a subject of discussion at these meetings. The discus-
sion between the team leader and the attending hourly employees is not
limited to the specified topic. There is no evidence employee griev-
ances are solicited during these team meetings. There is no evidence
regarding who conducts these meetings, which employees attend,
whether attendance is mandatory, and how many employees attend.
Raffio described the open-door policy as follows:
The open-door policy is one in which any hourly employee—
actually, I should change that to any employee whatsoever has the
right to go up the chain of command and then the grievance that
they have, or problem or complaint, and that they will not be re-
frained from speaking out. So, you can also, if you wish to, you
can even skip the chain of command if you wanted to.
write that down, you know. They’d say you allow us to go
back home, to the Philippines, or wherever their homeland
is, we usually allow them, especially in the off season, to
go home for extended periods of time, three or four weeks
sometimes, so I’d write down the list of things that they
liked about the company. And I said, well, I just want you
to remember, this is what you got, you know what you’ve
got at Alamo.
Q. Did you tell them that they would lose all that if
they voted for the union?
A. No, absolutely not. I told them that with the union
you don’t know what you’re getting, with Alamo you
know what you’ve got.
I credit Raffio’s statement indicating Respondent is flexible
in scheduling its employees who have second jobs to permit
them to continue to hold both jobs is an admission against Re-
spondent’s interests.
3. Wage increase
As noted above, the representation election was held April
23. Also in April, Respondent implemented a wage increase for
many of the proposed unit members. Henry Singh informed
Paulo in mid-April that he would receive a wage increase. Ac-
cording to Paulo, H. Singh he said, “[H]ey, you might get an
increase too, why don’t you go talk to Steve Raffio, he got a
pretty good raise, it might change your mind about the union.”
Paulo did receive a wage increase that was reflected in the pay-
check he received the same week as the representation election.
H. Singh denied telling Paulo, concerning the April wage in-
crease, that he hoped the increase would change his mind about
the Union. Raffio asserted the April wage increase was not
granted to employees for the purpose of discouraging union
activity or encourage support of the Company in the representa-
tion election. H. Singh admitted there were two wage surveys
and wage increases. When asked if all the employees eligible to
vote in the representation election received raises, he replied, “I
don’t believe 100 percent” and that many who were not eligible
to vote also received raises. According to Joe Penna, the classi-
fication eligible to vote in the representation election that re-
ceived wage increases in April were service agents and best
friends, which was admittedly a high percentage of the voting
group.9 H. Singh’s attempt to minimize the impact of the wage
increase adversely affects his credibility because it demon-
strates he tried to tailor his testimony to fit Respondent’s litiga-
tion theories and that he was not trying to respond clearly and
accurately. Moreover, he did not testify in an open and direct
manner.
Raffio claims Respondent does a wage rate survey about
every quarter to remain competitive in the market place. The
timing of these surveys vary, based on operational circum-
stances, such as moving into SFO, a location which put Re-
spondent side by side with its competition. Moreover, Respon-
dent affiliated with National Rent-a-Car in January. Raffio was
responsible for conducting the survey. He believes he instituted
the survey process in mid-December 1998 and concluded the
9 Joe Penna is a manager working in Respondent’s human resources
department.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1164
fact finding about mid-January. The survey included only the
geographical radius of the SFO car rental agencies.
After attempting to determine the wages paid by its competi-
tion, Raffio presented the information to Penna for his review
and approval. Penna then forwarded the material to Juliano for
his review and recommendations. Juliano then passed on the
final recommendation to corporate headquarters in Fort Lauder-
dale, Florida. Raffio received corporate approval of the
proposed wage increases in “[t]he last week in May, first few
days of April, somewhere around there. First few days of April
I think.”
According to Raffio, it took about 2 weeks for implementa-
tion after receiving corporate approval.
Assistant City Manager Nedic corroborated Raffio as fol-
lows:
I believe the first time we talked about it was some
time in November or December of 1998, as we knew we
were going to move the operations of the city to a new car
rental facility. We knew that all companies, all rental car
companies would be together in the same building, and it
was necessary for us to remain competitive. In order to
remain competitive, it was necessary for us to, you know,
to check the wages of what the other companies were pay-
ing their employees.
Nedic also testified wages are surveyed every 2 to 3 years,
not quarterly as Raffio claimed. He recalls all the data had been
collected by early March. He passed the survey to Juliano, they
passed the information back and forth a few times making revi-
sions from early to mid-March. Then their final proposal was
forwarded to Juliano’s superiors. According to Nedic, this pro-
posal was approved without changes in late March and imple-
mented in mid-May. Nedic also denied the purpose of the wage
increases was to persuade people concerning the union repre-
sentation election. The increase was actually implemented the
same week as the union representation election.
4. Events involving Paulo
Paulo was employed by Respondent in July 1992. He be-
came a product service representative in the early spring of
1998. Paulo initially contacted and personally met Rich Rodri-
guez of the Union about January. Paulo met Rodriguez while
applying for a job with a shuttle bus company that operates at
SFO. Paulo indicated to Rodriguez some Alamo employees
were contemplating unionizing. Subsequently, Paulo met with
Rodriguez about 1 month later concerning organizing employ-
ees at Respondent. Paulo informed Rodriguez and another un-
ion official the employees already had a few representation
cards signed and were trying to obtain more to support a repre-
sentation petition.10 Paulo circulated between 25 and 30 cards
to Alamo employees, most of whom returned them signed.
Paulo also executed an authorization card. Paulo wore a union
button at work that was observed by H. Singh. H. Singh testi-
fied, “I think a day or two before the vote, I had seen him in his
jacket with a lot of Teamsters buttons, that’s the only time I
saw him.” Paulo was also a union observer at the election.
10 The petition was filed February 25.
I find, based on demeanor, H. Singh was not a believable
witness. He did not appear to be giving candid and forthright
answers without regard to Respondent’s litigation position.
Supporting this conclusion, I noted at times he engaged in sur-
mise, volunteered information, and, occasionally he demon-
strated poor recall. I also note H. Singh engaged in hyperbole,
avoided answering some questions on cross-examination, and
appeared to be tailoring his testimony to fit Respondent’s litiga-
tion theories.11 When H. Singh was asked if Paulo’s wearing
the jacket and union buttons led him to conclude Paulo was a
union supporter, H. Singh testified:
Q. And was that the first time that you believe that he
was supporting the union, when you saw him wearing the
buttons?
A. Well, I didn’t have all the details, what he was do-
ing but that’s the only time I had seen the Teamsters but-
tons on him.
Q. But, when you saw him wearing the Teamsters but-
tons, did that indicate to you that he was in fact supporting
the Teamsters?
A. I would say for how long I’ve known him, maybe a
yes and a no, because I’ve known him for years.
Q. When you saw the buttons, did that convince you
that he was supporting the Teamsters or were you still
doubtful about that?
A. I wasn’t sure.
Q. Were you ever aware that Michael Paulo had been
the union observer at the NLRB election?
A. No, until I saw him on Friday.
Q. On Friday?
A. On the voting day.
Q. When you saw him on Friday, was he wearing an
observer button?
A. I did not see the button, no.
Near the close of his testimony of cross-examination, H.
Singh testified:
Q. Did seeing him with the union officers lead you to
believe that he was supporting the union?
A. If he was the observer, I guess, yeah.
11 For example, he gave a list of reasons why Paulo was assigned to
guard Lot 1, but admitted he had no first-hand knowledge and did not
participate in the decision. While Raffio stated only he saw a suspicious
individual at the lot and Marriott Hotel managers said they saw some
youths outside the gate, one of whom was trying to climb the fence, H.
Singh testified:
If I’m not wrong, Mr. Raffio had said about he got a call regarding
somebody from Marriott, some security issues in Lot 1, the windows
and doors were broken in that lot, people had broken it, some home-
less people, if I’m not wrong. We were in the process of repairing that
building, there were some other projects going on regarding moving
the body shop department out there. We also had brought some Jeep
Wranglers from Hawaii. I remember one day I was out there with
Mike writing manifest, sending the cars out, some people were buying
these cars. So, there was some business activities going on, I was
there with Michael a couple of times, driving cars up, looking at the
cars or getting numbers.
ALAMO RENT-A-CAR
1165
Q. That is did you know that he was the observer at the
election or did you not know?
A. I think I knew that, yeah, because if I’m not—Steve
had mentioned that Michael is the observer for the union,
because they had a meeting in the morning I guess.
Q. And did the fact that you knew that Michael Paulo
had been the union observer, did that indicate to you that
he was a supporter of the union?
A. I would say yes.
I find this testimony demonstrative of H. Singh’s lack of
candor. Based on the factors stated above, I find H. Singh’s
testimony is credible only when convincingly corroborated or
constitutes an admission against Respondent’s interests. I con-
clude the evidence clearly demonstrates Paulo was active in the
union organizing campaign. I further find H. Singh’s admission
he knew Paulo was a union supporter, an admission Respon-
dent had knowledge of at least some of Paulo’s union activities.
The following representatives of Respondent saw Paulo work-
ing as an observer; Penna, Raffio, Juliano, another manager
from Republic Industries, whose name Paulo forgot, an attor-
ney for Alamo whose last name is Stokes, and Nedic.
a. Paulo’s reassignment
Paulo, a long-term employee was hired by H. Singh, who
was always Paulo’s direct supervisor, remained a customer
service representative until about February 16, when H. Singh
informed him “that they had a new position opened for me,
starting that day.” Immediately after this conversation Paulo
spoke with both Raffio and H. Singh. During this conversation,
Raffio told Paulo
[t]hat a couple of nights prior to that day somebody had in-
formed him that a person or persons were trying to break
into one of our lots, which is Lot 1 in 1755 Old Bayshore
Road, in front of the Marriott Hotel. He said that they’re
expecting Jeep Wranglers coming from Hawaii, and they
will use that lot to store the Wranglers, and for that reason
they needed security for that lot and I was the lucky one.
Raffio corroborated Paulo’s testimony, supporting the accu-
racy of Paulo’s recall. Raffio testified he regularly drove past
lot 1 on his way home and noticed a suspicious acting individ-
ual by the gate to the lot. When he turned his car around and
approached the individual, “they ran away.” About 1 week to
10 days later, the managers at the Marriott Hotel informed him
“some kids were running around there,” one of whom tried to
scale the fence. Raffio claims Respondent had some buses
stored there from time to time. There was no claim the buses
were stored there at the time Paulo and/or Reyes were assigned
to guard lot 1. Raffio failed to claim, contrary to H. Singh’s
testimony, that equipment was stored in the building on lot 1.
Respondent also failed to explain why only two guards, sequen-
tially, not at the same time, Paulo and Reyes had been assigned
to lot 1, why there was no day-shift guard or guards for both the
swing and evening shifts.
Paulo started his guard assignment the same day. This was
the first time in Paulo’s employment with Respondent that he
was assigned as a guard. Paulo knew of no other instance when
a product service representative had been assigned to guard a
lot as distinguishable from the previously described gate
guards. Paulo worked his regular hours, 5:30 p.m. to 2 a.m.
Respondent did not clearly and convincingly refute this testi-
mony. Paulo described lot 1 as completely devoid of vehicles
and contained a building that was empty and locked.12 About 2
days after his assignment to lot 1, between 35–40 Jeep Wran-
glers were brought to the lot. The Jeeps were then picked up
and the lot was again empty. The assignment to lot 1 lasted 1
month.13 On some days during this assignment there were no
vehicles on lot 1.
Lot 1 was about 1 mile north of Respondent’s Burlway Road
facility. During this assignment, Paulo did not have contact
with any other employees, in contrast to his experience as a
product service representative, where he had daily contact with
co-workers. Paulo would return to base at lunchtime to get his
food. H. Singh would visit him at lot 1 about twice a week.
There were no accessible toilet facilities at lot 1. Reyes under-
stood there were toilet facilities in the building but Paulo and
Reyes were not given access to the building. Paulo discussed
the lack of facilities with H. Singh several times including H.
Singh’s first visit to Paulo at lot 1. H. Singh instructed Paulo
“not to go back to the base, you know, not to go back to the
base at all, just stay in the lot.” H. Singh also instructed Paulo
not to sit in the car but remain outside the vehicle. The follow-
ing day H. Singh instructed Paulo to “keep my eyes opened and
don’t fall asleep.” When Paulo needed to urinate, he did so
against the side of the building.14
When Paulo asked what he should do to meet his personal
needs, he testified H. Singh replied, “[W]ell, that’s not your
problem—that’s not my problem, that’s yours.” Paulo did go to
the McDonald Road facility of Respondent on or about March
7, to get his paycheck. J. Singh spoke to him, and according to
Paulo:
She questioned my presence there. She asked me if
anybody knew that I was there. And I told her no, because
there was nobody around where I was at to ask permission,
and I didn’t know that I was supposed to ask permission to
go there and pick up my check. Then she said, well, next
time, call me and I’ll send your paycheck to you wher-
ever—or I’ll ask somebody to give you your paycheck
wherever you are. And I asked her why. Then she said,
well, we don’t—I’m sorry—we do not want you here, you
are forbidden to come here, we know about your participa-
tion in the union and we don’t want you talking to other
employees and using union cards. Then she told me, now
leave and don’t talk to anybody. Then on my way out, she
was right behind me, she followed me until I got into the
car, the service that I use, and then I just drove off.
J. Singh denied telling Paulo she knew he was a union sup-
porter or that he was reassigned to lot 1 because Respondent
wanted to isolate him. Based on demeanor, I do not credit the
12 Paulo described the building as having glass all around so he
could readily discern the building was empty. His testimony was not
convincingly contradicted or refuted.
13 Paulo was then assigned to guard another empty lot, which was
removed from Respondent’s main SFO location, designated lot 3.
14 Paulo did not complain to Raffio for he did not see him.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1166
testimony of J. Singh unless it is an admission against interest
or is credibly corroborated. She did not appear to be trying to
give accurate answers, she did not seem open and forthright.
Moreover, she volunteered information. Further, there was no
refutation of Paulo’s testimony his paycheck was delivered to
him at lot 1, supporting his claim J. Singh forbade his interac-
tion with other employees.
About 2 days after this conversation with J. Singh, H. Singh
came to visit Paulo at lot 1 and, according to Paulo, H. Singh
said:
That he doesn’t want me going to the McDonald Road lo-
cation and he doesn’t want me talking to any other em-
ployees while I’m on the clock. I asked him why. He
said, well, we know about your participation in organizing
the union, that’s why we put you in Lot 1, to isolate you,
and then he just left.
This was the first time during Paulo’s employ that his pay-
checks were delivered to him. Respondent does not refute it
delivered his paycheck to him at lot 1 after this conversation.
Paulo complained to Juliano the same day of the threats, April
21. H. Singh admitted observing Paulo giving out union leaflets
to employees as part of the organizing campaign on April 21.
According to Paulo, he told Juliano:
I told him this guy is always yelling at me, you know, I’ve
been doing whatever he tells me to do, you know, why he
keep on yelling at me. Then Tony says, well, you know,
these things happen when, you know, the union organiza-
tion, let’s just forget about these things and just find things
for him to do, he told Henry that.
Paulo admitted he did not inform Juliano that H. Singh said
he sent him to lots 1 and 3 to isolate him and/or threatened to
fire him. Paulo was familiar with Respondent’s open-door pol-
icy and did not avail himself of the policy by specifically com-
plaining to managers about H. Singh’s threats. While Respon-
dent, by H. Singh, denies telling Paulo he could not take breaks
and leave lots 1 and 3 to meet his personal needs, Respondent
did not present Paulo’s timecard, although it admitted he would
have to clock out for lunch and there is no evidence whether he
would have clocked out for breaks.
Respondent claims it reassigned Paulo because there was a
customer complaint that he purloined her property from a re-
turned vehicle. Paulo admitted he was voluntarily interviewed
by the police but understood someone else committed the theft
sometime in November or December 1998. Respondent never
adduced any evidence indicating the date of the alleged com-
plaint or incident in relation to Paulo’s reassignment. Raffio
testified he suspected Paulo of stealing from customers since
there were two instances where customers reported they left
items in the rental vehicles when returned and those items were
missing, they were not turned in to Respondent’s lost and found
by the return agent. Raffio admits the incident, which resulted
in Paulo’s locker being inspected, without evidence of wrong-
doing being found, occurred in 1998. Respondent did not intro-
duce any police report even though Raffio claims the customer
insisted the police be called.
Respondent failed to convincingly explain why it waited un-
til February to reassign Paulo. Interestingly, he was assigned as
a guard, an individual whose duties required him to protect
property. These anomalies lead me to conclude these reasons
for Paulo’s reassignment to lot 1 were pretexts and discredit
Raffio’s claim he wanted to see if theft problems abated after
Paulo was removed from his work in the return area. Moreover,
if Respondent strongly suspected Paulo of wrongdoing, even if
it lacked evidence, his attendance record in 1998 would have
been sufficient to warrant his discharge. As found above, Raffio
is not a credible witness. He appeared to be engaging in hyper-
bole and attempting to fashion his responses to questions to be
most favorable to Respondent’s litigation theories rather than
appearing to answer honestly and directly. He volunteered in-
formation. His testimony will be credited only when credibly
corroborated or when it is an admission against Respondent’s
interests.
Events of April 21
About 1 week prior to the union election on April 23, Paulo
had a conversation with H. Singh regarding a new work as-
signment. After working 1 month at lot 1, Paulo was reassigned
to Burlway Road and on April 20 was assigned to guard lot 3,
located approximately 1-1/2 miles south of Respondent’s Burl-
way Road site. According to Paulo, H. Singh told him, “I’m
supposed to stay there now. And I asked why, and he said,
well, you’re supposed to do security there. It’s like for what,
there’s nothing there, it’s empty. Just have to go there, so I
went.”
The lot 3 assignment lasted about 2 weeks. Lot 3 was adja-
cent to a Sheraton Hotel. The lot was surrounded by a fence.
There were no vehicles or buildings within the lot. Lot 3 also
did not have a restroom so Paulo used the facilities at the
Sheraton Hotel. Paulo did not have any contact with line em-
ployees during his assignment to lot 3. As was the case at lot 1,
lot 3 did not have any food service available for Paulo, unlike
the amenities available to him prior to his assignment to lot 1.
He did not have lunchbreaks during his assignment to lot 3
because, as Paulo explained: “It’s too far to go back and he
instructed me not to go back anyway, even though I defied him
the first time on lot 1, I didn’t want to take that risk at lot 3.”
Paulo brought snacks with him to lot 3. When Paulo was work-
ing as a product service representative, there was food service
readily available. Paulo’s uncontroverted evidence was that lot
3 was “completely deserted.” No vehicles were moved to lot 3
during Paulo’s tenure of guard at that site.
Paulo’s affidavit indicated he left lot 3 for lunch. He testified
this was an error. If he did leave lot 3 to go to the base facility
for lunch, he was required to clock out. His time and attendance
records would demonstrate such activity. These records were
not placed in evidence. Therefore, Paulo’s testimony that the
affidavit was in error appears to be accurate.
The following day, Paulo, on his way to lot 3, stopped by the
employee parking lot to obtain a tape cassette to listen to in the
company van. Paulo recalled H. Singh saw him and, according
to Paulo:
So, he started yelling at me, he was outside, within the
fence of Alamo, I was at the parking lot, and he was yell-
ALAMO RENT-A-CAR
1167
ing at me until I got closer, then he was telling me that, I
told you to—pardon me—get your ass to Lot 3 right now.
I said, wait, I’m just getting a tape from my car, relax. He
said, well, if I tell you to get your ass to Lot 3, you’d better
get your ass there right now. I said, you keep yelling at
me and I keep trying to explain to him that, you know, I
was just getting a cassette tape from my car. So, I got
frustrated and I yelled back and I said, what do you want
to do, fire me right now. And then he said, well, there’s
only a couple of days after the election, eventually you un-
ion guys will get fired or find another job for sure Alamo
will win the election and the union will lose, now get your
ass to Lot 3 right now. I said, no, I want to watch the
video that you guys made against the union. He said,
okay, fine, watch it at 9:30 a.m. So then I watched it.
After watching the video, H. Singh pulled Paulo aside and
said, “[Y]ou know what, if you don’t want to do what I’m tell-
ing you to do, why don’t you just go home right now. I asked
why, he said, well, just go home, don’t ask any questions. So,
then I went home. And he said, just go home and see you on
election day.” Paulo went home and did not report for work
again until election day, April 23. Contrary to past experience,
Paulo did not receive any documentation of his suspension.15
H. Singh admittedly did not tell him he was suspended or tell
him to report to the human resources office. H. Singh admitted
he told Paulo he could go home that day.
Based on Paulo’s credited testimony, I find H. Singh told
Paulo he should not report back to work until election day.
While the term “suspension” was not used, informing an em-
ployee he should go home and not report for work until election
day is tantamount to a suspension. That Respondent did not
terminate him for the 3-day absence, in accord with its absen-
teeism policy, indicates it also considered his absence was due
to a suspension. Only when he was the Union’s observer did his
absences become the basis for verbal and written warnings as
well as suspension and discharge. The assignment to lots 1 and
3 appear to be a sham. There is no evidence anyone working
the same hours as he was assigned to guard lots 1 and 3 after
Paulo and Reyes, even though H. Singh said they were consid-
ering placing equipment in the building on lot 1 to convert it to
a repair facility.
On May 10, H. Singh informed Paulo he was being reas-
signed again, stating, “[T]here’s a new position for me again,
I’m not supposed to go to lot 3 anymore, instead he will find
things for me to do at the base, like clean the car wash, the
facility, the bathrooms and so on.” There is no evidence Re-
spondent assigned another employee to replace Paulo at lot 3.
H. Singh directed Paulo to clean the lobby of Respondent’s old
rental facility at Burlway Road. Raffio and Nedic retained their
offices in that building. Whoever cleaned their offices and the
lobby prior to Paulo, if anyone, was undisclosed. There is no
evidence Paulo replaced another employee. During the course
of performing these cleaning duties, Paulo claimed he sustained
an injury to his lower back, neck, and shoulder.
15 When Paulo was again suspended on May 13, he was not given
written documentation of the disciplinary action, but was told such
documentation was being prepared.
Paulo informed H. Singh:
My back was hurting, because I threw all the boxes
that he instructed me to throw away, the old paper supplies
in the boxes, and the computer box, I think 20 computer
monitors, about four big printers, keyboards, and all the
junk in the lobby, I told him to—he started to give me to
throw all this, so I asked for your help and he said no, so
now my back is hurting, can I go home to see a doctor. He
said, yeah, go ahead, but make sure that you come back
tomorrow, because you still have to vacuum the lobby.
Fine.16
Paulo testified he was unable to get out of bed the following
2 days and he called in speaking to Helu Cafaco each time, to
report he was unable to work. This testimony was not clearly
and convincingly refuted. When Paulo reported for work on
May 13, he asked, “[H]ey Henry, can I go home right now to
see a doctor, because my back is really hurting. He says, well,
no need, I’m going to suspend you anyway, come see me at
10:00 o’clock and I’ll send you home.17 I said, okay.” Paulo
was instructed to return to work on May 18. There is no asser-
tion Paulo did see a doctor. After his termination, the Union’s
attorney advised him to file a workmen’s compensation claim.
Previously, around 1993 or 1994, Paulo had occasion to file a
workmen’s compensation claim and admittedly knew Respon-
dent’s procedure required him to file a claim as soon as he can
after the injury.
On May 18, he was instructed to see Nedic. When Paulo
spoke to Nedic, Farzaneh Yountchi was also present.18 Accord-
ing to Paulo, Nedic said:
You know why you’re here, you know, and then he
handed me my termination letter and said would you like
to read this, I said okay. And then I said can I explain, and
he said no, no need, the decision has been made.
Nedic read Paulo the following termination notice:
To maintain an efficient and productive work envi-
ronment, Alamo expects associates to be reliable in report-
ing of scheduled work.
Your attendance record has been extremely poor and
despite numerous verbal and written warnings, you failed
to improve in this critical area.
16 H. Singh engaged in surmise and testified he would have had
Paulo report to a doctor and start a file for workmen’s compensation if
he reported he was injured at work. He could not recall why Paulo left
work on May 10. H. Singh said such information would be reflected on
Paulo’s timecard, which was not placed into evidence. There was no
claim Paulo’s timecard was unavailable. The resort to surmise rather
than existing documentation was unexplained and further calls into
question H. Singh’s testimony.
17 Paulo was previously suspended for fighting and received written
documentation of this suspension. He did not receive any written
documentation concerning his April 21 suspension.
18 Farzaneh Yountchi did not appear and testify. There is no claim
that Yountchi was a supervisor or agent of Respondent, accordingly, no
inference is warranted from this employee’s failure to appear and tes-
tify.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1168
Due to the severity of the violation, your employment
with ALAMO RENT A CAR is terminated effective im-
mediately.
Paulo admitted he missed as many as 14 days of work during
1998 claiming the outside work resulted in his getting colds and
the flu. He also recalled his attendance record in 1997 may
have had excessive absences. His attendance record for 1997
was not introduced into evidence. Paulo estimated he missed 6
to 7 days of work in 1999. He attributed his absences in 1999 to
two times in January he was sick and after he was reassigned he
“started feeling, you know, nervous and scared, losing my job,
you know, couldn’t concentrate working, scared.” He did not
file a workmen’s compensation claim for stress-related illness.
He admitted being previously warned about his absences. In
1998 Paulo never received a reprimand for absences even
though he had about 14 absences.19 In January, just after Re-
spondent moved to the new rental car facility, his lead agent,
Pedro Medifore, claimed several employees left their jobs
early. Paulo showed Medifore his timecard reflecting he
worked 8-1/2 hours that shift, but Medifore said it was still a
verbal warning and gave Paulo a document to sign. Respon-
dent has a booklet called FAMPACT, which Paulo understood
to be a combination employee handbook and employment con-
tract. Paulo did not recall if the booklet contained some provi-
sions dealing with attendance because the last time he read it
was in 1992.20 Paulo understood he was to become familiar
with the standards and rules contained in the booklet.
Respondent also maintains policies on computers under the
code name POPS. According to Paulo’s uncontroverted testi-
mony, Respondent changed the code word to access the pro-
gram and he was not given the code. While Paulo understood
there were attendance requirements, the number of absences
was not published in the booklet and not posted on any of the
bulletin boards maintained by Respondent on its premises.
Respondent had a document entitled “Counseling Review,”
dated April 28, signed by H. Singh only. The counseling review
was a verbal counseling concerning Paulo’s attendance. The
form provides: “Mike Paulo called in sick on 4/25/00. That is
his 6th call in 4-month work period. Last year, Mike had 14
19 As previously noted in late 1994 or early 1995, Paulo received a
warning for fighting. There is no indication this warning was consid-
ered a factor in the determination to terminate Paulo.
20 Par. 19 of the booklet addresses the importance of attendance and
the employees need to call his supervisor at least 2 hours before the
start of his shift if unable to come to work due to a family emergency or
illness or as soon as possible if the employee does not work at a facility
that is open prior to the duty hours. Respondent did not place into
evidence any testimony or records that dispute Paulo testimony he
called in while off for the back injury and left a message as claimed.
The employee is to call his supervisor daily, if he can. The provision
concludes:
I understand that there is a clear connection between my atten-
dance and my success at Alamo. Good attendance can work to my
advantage; frequent or unexplained absences of frequent tardi-
ness, will harm my chances for merit pay increases and promo-
tions, and can result in serious disciplinary action, up to and in-
cluding termination from employment.
sick calls.”21 The document noted the absences were leading to
a pattern of excessive absences and Paulo was told to improve
his attendance immediately. Paulo claims he never saw the
form prepared by H. Singh on April 25, and denies being in-
formed such a counseling had been issued. The signature lines
for the associate signature and the signature of an individual
who witnessed the associate’s refusal to sign were blank.
Respondent usually makes a written record of verbal warn-
ings and the employee is requested to sign the document. The
form indicating Paulo received a verbal warning in April was
not signed and there was no note he refused to sign the warn-
ing. Paulo testified he never refused to sign a warning. Respon-
dent failed to place into evidence records demonstrating Paulo
was warned numerous times verbally and in writing concerning
his attendance.
Paulo received evaluations in 1997 and 1999 that he claimed,
without contradiction, contained overall evaluations of out-
standing. O’Connor did compliment Paulo in an e-mail “for
doing a good job at work.” This claim is uncontroverted. His
1997 evaluation, dated January 26, 1997, and prepared by H.
Singh, indicated Paulo’s performance was above average.
On October 15, 1998, Respondent’s annual review for Paulo
stated: “Michael successfully completed six years of service
with Alamo. Increase based on performance.” Paulo received a
30-cent-an-hour increase. His annual review, dated October 4,
1998, and prepared by O’Connor, indicated he was courteous to
customers and other employees, punctual and ready to begin
work as scheduled, met the Respondent’s standards for person-
nel grooming, was able to work consistently with only moder-
ate fatigue, met the Respondent’s standards for quality of work,
and his uniform was always clean, all or most of the time. Most
of the time, Paulo was able to withstand the pressure of the job
and remain calm in high volume situations and was reliable and
dependable and knowledgeable of his job function. This evalua-
tion did not have any marks in the “not often enough” and
“never” boxes. Paulo’s overall evaluation was marked above
average. Paulo received a 12-cent-an hour increase on January
26, based on a special review.
Respondent introduced into evidence eight termination re-
ports of other employees discharged for excessive absences
and/or tardiness. Six of these former employees were proba-
tionary employees and of the two nonprobationary employees,
one was Paulo. John Solis, a nonprobationary employee, was
terminated for excessive absences effective February 20, 1999.
The number of absences, prior written and verbal warnings, and
other details concerning the decision to terminate Solis were
not adduced on the record. J. Singh admitted this information
was contained in Solis’ file maintained by Respondent. There-
fore, there are no predicates to analogize Solis’ discipline to
that of Paulo.22
21 Paulo readily admitted he was probably absent 14 times in 1998,
but he did not recall the 9 absences through May 1999, possibly be-
cause he did not consider the days he was suspended as absences.
22 J. Singh claimed the Respondent consistently followed a policy of
terminating employees with excessive absences, i.e., more than six.
This unsupported testimony fails to explain why Respondent tolerated
the numerous absences of Paulo in 1998, and thus, is contrary to the
evidence of record.
ALAMO RENT-A-CAR
1169
H. Singh claims he issued a verbal warning to Paulo on De-
cember 29, 1998, for excessive absences. A counseling review,
which was not signed by Paulo and there is no evidence Paulo
ever saw the document, indicates H. Singh briefly talked with
Paulo about his attendance and was warned to be “very careful”
because his attendance for 1998 was way beyond Respondent’s
allowable absences.23 There was no convincing explanation
why Respondent did not follow its policy of giving first a ver-
bal warning after a stated number of absences, then a written
warning, then a suspension, and finally termination for more
than three absences within a 3-month period. The failure to
follow its written policy in this instance, as noted herein, was
not convincingly explained and Respondent’s tolerance of
Paulo’s absences in 1998 indicates it strictly observed the pol-
icy only with regard to probationary employees, and there was
no clear pattern established concerning Respondent’s treatment
of permanent full-time employees whose absences exceed the
stated policy. Moreover, this purported verbal warning was
dated about 1 month before Paulo received an above average
evaluation.
Paulo’s excessive absences in 1998 were known by Respon-
dent yet did not even result in a written warning. Respondent
did not even follow its policy in 1999. Respondent did not first
give Paulo a documented verbal warning, followed by a written
warning, then a suspension and only after a suspension, suspen-
sion pending review to determine if discharge is warranted.
Respondent’s written policy indicates absenteeism problems
are to be the subject of progressive discipline, not, as Respon-
dent claims, an infraction that would skip the written warning
and suspension phases and go directly to suspension pending
investigation to determine if termination is appropriate. H.
Singh’s testimony indicates he normally followed Respondent’s
policy when dealing with absenteeism problems.24
In corroboration of Paulo’s testimony he called in sick when
he hurt his back, H. Singh issued a verbal counseling on April
26 because Paulo called in sick on April 25, which was his
sixth sick call in 4 months. As previously noted, H. Singh wrote
on the form he told Paulo he had to improve his attendance
immediately. I credit Paulo’s testimony based on his direct and
23 The counseling form does not indicate the nature of the action
taken, such as a verbal or written warning. H. Singh admitted he never
showed the form to Paulo. Respondent merely spoke to Paulo knowing
well before his suspension and termination that he had an excessive
number of absences. H. Singh testified he knew the absenteeism policy
called for a verbal warning after two sick calls within a 3-month period.
24 H. Singh testified:
Well, when I would counsel somebody, I would look at appear-
ance and the guy’s attendance, I put in a person’s attendance. I
would issue—if I issued somebody a verbal warning, attendance
usually starts with a verbal warning or verbal counseling, you
would talk to the person and I would always document it and
leave it in his file. I had experience in the past where, you know,
you’ve talked to a person, you know, and then he goes in the same
pattern again or he’s calling in sick again, you don’t remember
when you’re talking with the employee, you wouldn’t remember
that hey, you know, somebody had talked to him. So, I always, if
I talk to somebody, I always leave a note in his file, documenta-
tion. I would only present it to him if it’s a written warning or
suspension.
convincing mien. Paulo appeared to be testifying candidly,
readily admitting his absences and prior warnings.
Also on April 26, H. Singh prepared a written warning,
which was not signed by Paulo, for not reporting to work on
April 22 and not calling in to report his absence. While H.
Singh notes on the form Paulo was “talked to today,” there is
no explanation for his failure to get Paulo’s signature or have
Paulo’s refusal to sign witnessed by another individual. H.
Singh clearly knew Respondent’s procedure as stated in his
policy and his failure to follow it in this instance indicates pro-
scribed reasons. I conclude Respondent’s failure to follow its
stated policy in this instance is another reason for finding the
basis for Paulo’s termination are pretexts.
Contrary to J. Singh, Raffio testified Respondent’s manage-
ment “look[s] at each situation, we do have a policy that we
follow, but in Mr. Paulo’s case there was no improvement year
over year, so I would have to say I believe he had a problem for
1998 and 1999.”25 Raffio’s testimony indicates Respondent
does not rigidly enforce its absenteeism policy. Respondent’s
absenteeism policy, effective December 1, 1995, defines an
absence as an “absence that lasts from one-half of the sched-
uled work day up to three consecutive work days.” If an em-
ployee is absent “without contacting the immediate supervisor”
that action “may be considered “resignation without notice” or
“job abandonment.” The guidelines contained in the policy
after two absences within a 3-month period is; after the third
absence a documented verbal warning, after the fourth absence
a written warning, after the fifth absence a 3- to 5-day suspen-
sion, and, after the sixth absence suspension pending investiga-
tion, possibly leading to termination.
Respondent did not follow this policy with regard to Paulo.
Raffio explained: “Mr. Paulo far exceeded the amount neces-
sary. We could have terminated so much sooner, but because
of his tenure with the company we wanted to give him an op-
portunity to, for lack of better terms, clean it up and show ex-
emplary attendance for a change. But, that did not occur.” Re-
spondent failed to convincingly explain why it failed to follow
its written policy in 1998 and only in 1999 after Paulo was
active in the union organizing effort, including visibly wearing
union buttons and acting as a union observer during the election
did his absenteeism become intolerable. It was not until May,
when Paulo called in sick that Respondent suspended him for 3
days pending investigation, rather than merely for 3 days as
provided for in Respondent’s policy. When Paulo reported to
work on May 13, H. Singh asked him to sign the counseling
review and when Paulo refused, Singh had the refusal wit-
nessed. H. Singh knew the procedure and did not follow it by
not following the progressive discipline stated in its absentee-
ism policy.
H. Singh’s failure to follow the absenteeism policy, includ-
ing having Paulo sign the warning form or have his refusal
witnessed by another individual, as well as his general lack of
credibility, leads me to conclude Paulo’s version of the April
absences due to his suspension is credible and H. Singh’s fail-
25 This contradictory testimony buttresses my conclusion Respon-
dent’s reasons for reassigning, suspending, and discharging Paulo were
pretexts.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1170
ure to document such action, contrary to policy is not demon-
strative that H. Singh failed to suspend Paulo. Supporting this
conclusion is the fact that Paulo received a merit increase in
April, a time when Respondent knew of his poor attendance
and purportedly issued warnings to Paulo that his attendance
record was unacceptable.
Nedic testified several weeks before Paulo’s termination H.
Singh brought Paulo’s attendance record to his attention and
after reviewing it, he discussed it with Raffio and Joe Penna,
Respondent’s human resources manager. According to Nedic,
these discussions admittedly occurred several weeks prior to
Paulo’s termination.26 Respondent failed to convincingly ex-
plain why it waited until after the union election to terminate
Paulo if his attendance record “had excessively passed any
reason” as claimed by Nedic. Nedic met with Paulo on May 18,
and read the previously prepared termination notice. Nedic did
not explain why Respondent’s absenteeism policy was not fol-
lowed in Paulo’s case. Nedic admitted knowing Paulo was an
active supporter in the union organizing campaign after he ex-
ited the voting area.
I find Nedic did not appear open and forthright during his
testimony. Therefore, his testimony will only be credited when
believably corroborated or if it constitutes an admission against
Respondent’s interests. For example, Nedic testified:
Q. During May 1999, were you aware that Michael
Paulo had been a supporter of the union during the elec-
tion campaign?
A. No, I was not.
Q. Did you have any opinion as to whether he had
been for the union?
A. No, I did not.
Q. Were you aware that he had been the union ob-
server at the NLRB election?
A. Only after he exited the meeting or the voting.
Q. That is did you see him wearing an observer button
at the election?
A. No, I did not.
Q. Did you observe him performing any duties as an
observer during the election?
A. I didn’t see him perform the duties, I believe I saw
him being given instructions but not performing duties.
Q. But you did know that he was the union observer?
A. Yes.
Q. And did that indicate to you that he was a supporter
of the union because he had been a union observer?
A. No, it did not.
Nedic admitted knowing of Paulo’s participation as a union
observer prior to the decision to terminate him. Respondent
failed to clearly explain the disparate treatment of Paulo be-
tween 1998 and 1999 knowing his absenteeism record at least
as early as December 1998. It was only after Paulo was known
as a union supporter in April and May that his poor attendance
26 Penna testified this meeting occurred just a few days prior to
Paulo’s termination. Inasmuch as Nedic’s testimony constitutes an
admission against Respondent’s interests, I credit Nedic’s testimony as
to the timing of this meeting.
record became cause for warnings that did not follow Respon-
dent’s absenteeism policy and he was terminated without first
being suspended and only after another absence was he sus-
pended pending investigation to determine if further discipline
was warranted. This disparate treatment of Paulo between 1998
and 1999 further indicates a proscribed motive as does Respon-
dent’s failure to follow its progressive discipline guidelines in
its absenteeism policy and the timing of the termination.
5. Events involving Reyes
Reyes began working for Respondent in June 1994 as a bus-
driver. He was interviewed for the position by H. Singh. During
this interview, Reyes informed H. Singh he could work in the
afternoon only because he had a job with the San Francisco
Unified School District, as a security guard from 7:30 a.m. to
3:30 p.m.27 Respondent hired Reyes to work from 4:30 p.m. to
1 a.m. taking customers between the airport and the Alamo
facility at Burlway Road. Reyes reminded Respondent’s agents
and/or managers of his job with the school district on all the
occasions he requested vacation time. Reyes admitted Respon-
dent never promised his hours and job duties would never
change.
In November 1998, in preparation for Respondent’s move to
SFO, Respondent offered its bus drivers the option of working
for a new company that was formed by the car rental companies
moving to SFO or accept reassignment in different jobs at
Alamo. Reyes accepted the latter and was assigned to work 3
days a week as a shuttle driver and 2 days a week as a gate
guard. The bus Reyes drove 3 days a week transported Respon-
dent’s employees to various locations, it did not transport
customers.
In March, Reyes met with Rodriguez at the Union’s office to
inform him Respondent’s employees wanted union representa-
tion. During the union organizing campaign, Reyes attended
approximately three union meetings and less than five times
distributed union authorization cards to other employees of
Respondent.
In late March, Reyes had a coworker send on his behalf an e-
mail to Raffio, Nedic, Juliano, and Penna wherein he com-
plained about the failure of Respondent to pay medical bills and
harassment by J. Singh and her husband H. Singh and to inform
the addressees “the reason why I wrote the letter is because I’m
going to let everybody know that I’m voting for the union and
I’m going to vote for the union because it’s the only way to
stop the harassment.” Juiliano admitted one of the items that
caught his attention in the e-mail was “I see the words ‘medi-
cal’ again and I see the words that, you know, these are the
things that lead people, male or female, you know, to turn to-
wards the union.” Since Raffio, H. Singh, Penna, and Nedic
also received this e-mail, I find Respondent had knowledge
Reyes was supporting the Union.
A few days after the e-mail was sent, Reyes was contacted to
meet with Raffio, Nedic, and H. Singh. Raffio was Respon-
dent’s spokesman. According to Reyes:
27 Reyes also noted his job with the school district on his job applica-
tion with Respondent. Reyes still has his job with the school district.
ALAMO RENT-A-CAR
1171
Raffio tried to persuade me to don’t vote for the union,
and explained to me what benefits I don’t have and what
the union has, what we can get through the union, things
like that. And when he asked me what we can do for you
to make you happy and don’t vote for the union, I said,
nothing, I’ve already made the decision to vote for the un-
ion and I’m going. And he said, well, I know that you are
a hard worker, you are a good worker and I don’t want to
lose you, and that’s what he said. I’m sorry, he didn’t say
I, he said we, we don’t want to lose you.
I credit Reyes testimony based on his open and direct de-
meanor. I find this testimony further supports my finding that
Respondent knew Reyes supported the union organizing move-
ment. Also shortly after he sent the e-mail, Raffio and J. Singh
met with Reyes and J. Singh apologized to Reyes because
Reyes felt she yelled at him and did not treat him “right.” H.
Singh admitted reading the e-mail. While J. Singh did not feel
there was any basis to apologize, having found her testimony
unbelievable based on demeanor and other considerations, I
find this admission an indication and support for the finding
Respondent was attempting to persuade Reyes to change his
position and not support the union organizing drive. Moreover,
that J. Singh apologized diminishes Respondent’s claim Reyes
was improperly denigrating J. Singh.
Reyes understood “that he’s going to fire me if I go for the
union when Raffio said, ‘[W]e don’t want to lose you if you
vote for the union.”’ Also during the meeting Reyes com-
plained that he had requested a company jacket from J. Singh
“many times” and never received one. Raffio got up during the
meeting, went to his vehicle, and gave Reyes his company
jacket. They also discussed the medical bills Reyes thought
Respondent should have paid.
The following day, Reyes met with Raffio and Nedic. When
asked what was discussed during this meeting, Reyes re-
sponded:
Same thing, they tried to persuade me don’t vote for the
union, and a minute before they promised to me—with my
bills and at the second meeting Mr. Steve Raffio and I
would walk to the second floor to meet Joe Penna, and
Steve Raffio had the medical bills in his hand and give to
him to work out with those bills, that’s what he told me.
That same week, Reyes had a third meeting with Respon-
dent’s managers where his mistreatment by J. Singh was dis-
cussed with Raffio and J. Singh. As previously noted, J. Singh
admittedly apologized to Reyes during this meeting.
a. Work reassignment
On April 1, shortly after this third meeting, O’Connor told
Reyes that Raffio said he would have to work at lot 1.
O’Connor told Reyes, “Steve Raffio send you to Lot 1, because
you talk to the people about union.” O’Connor also told Reyes
“I have to remain on Lot 1, and I’m not allowed to come back
to the base or go to the airport.” Reyes was also informed by
O’Connor, “he will bring my paycheck to Lot 1.” Reyes then
asked O’Connor “if they don’t want me to go to the base or the
airport, how I going to do my—when I want to use the toilet or
whatever. And I asked him, you want me to go hop the fence
and go to the other lot, and he just laughed, he didn’t answer,
not nothing.”28 There was no food available at lot 1. Prior to
this assignment, Reyes had access to food service.
O’Connor denied making these statements claiming he de-
termined to reassign him because of the dispute with J. and H.
Singh concerning his medical bills. O’Connor admitted he was
not “really that involved in the situation;” that he “was not too
clear on what happened”; and he was “kind of unclear on the
sequence of things.” O’Connor said he heard Reyes was criti-
cizing J. Singh and Raffio and asked Reyes to give Raffio a
chance to resolve the medical bill problem. Reyes, according to
O’Connor, said he would give Raffio a chance to resolve the
matter. There is no claim by O’Connor that he gave Reyes a
warning or instructions. O’Connor clearly engaged in surmise
in his rendition of these facts, further diminishing his credibil-
ity.
The next evening, an employee again told him he had ridden
a shuttle driven by Reyes and Reyes was still criticizing J. and
H. Singh. At that juncture, O’Connor claims he determined to
reassign Reyes to lot 1. O’Connor denied instructing Reyes he
could not leave lot 1 but admitted the issue of use of the toilet
did arise and claims he told Reyes he could take breaks and
warm his food in the microwave at the base. Checks were
brought to Reyes, but O’Connor claims it was at Reyes’s re-
quest. Inasmuch as Reyes had a company vehicle at lot 1 and
had to return it, it seems a waste of O’Connor’s time to deliver
the check. Moreover, there was no reason advanced for Reyes
wanting his check delivered to him personally by a supervisor
or why a supervisor would agree to such a request.
That both Paulo and Reyes were brought their checks, were
told not to go to the Burlway Road location or SFO facility
during their working time, joined with O’Connor’s use of sur-
mise, leads me to conclude Respondent did assign Paulo and
Reyes to lot 1 to isolate them from other employees.
When Reyes was assigned to lot 1, it was empty, there were
no vehicles stored there and the building was empty. O’Connor
visited Reyes at lot 1 several times a week. During these visits,
O’Connor would ask Reyes, “[W]hy I think about the union,
am I still going for or he had changed my mind.” Reyes re-
sponded, “[N]o, I’m still going for the union, I didn’t change
my mind.” Reyes voted in the union election.
Respondent claims it reassigned Reyes to guard lot 1 because
he was disruptive, he complained to other employees while
driving the shuttle bus about what he considered to be mis-
treatment of him by O’Connor and H. Singh. Respondent indi-
cated employees Carlos Moreno and Oscal Dimandal com-
plained to Respondent about Reyes’ remarks concerning J. and
H. Singh. Reyes candidly admitted O’Connor spoke to him
about these comments and Reyes continued to make them de-
spite O’Connor’s request that he stop making them. Reyes was
not aware of Respondent’s policy requiring every employee to
treat every other employee with dignity and respect claimed
during his employment he did try to treat all other employees
with dignity and respect.
28 Reyes testified he did not leave the lot for breaks, he used a bottle
to urinate. Prior to his assignment to lot 1, Reyes had access to toilet
facilities.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1172
O’Connor admitted the building on lot 1 was empty, contrary
to Respondent’s others witnesses, that asserted there were com-
puters or other items stored in the building and other reasons to
keep the building without toilet facilities, locked and guarded.
O’Connor also admitted he did not know of any employees
other than Paulo and Reyes assigned to guard lot 1. I credit
O’Connor’s admissions against Respondent’s interests and find
the statement of Respondent’s managers claiming a need to
guard the locked building false and another basis to find the
reasons for assigning Paulo and Reyes to guard lot 1 pretexts.
b. Change in Reyes’ hours
After the union election, on or about April 26, Reyes was in-
formed by O’Connor and H. Singh that Steve Raffio changed
his schedule and position. Reyes was informed he was sched-
uled to work from 7 a.m. to 3 p.m. at the car wash at the airport.
In response to this announcement, Reyes said:
This is ridiculous because everybody in that company
knows that I have a second job in the morning shift, and
why didn’t Steve Raffio find a better way to fire me. And
Mr. O’Connor said, well, this is his decision, and Mr.
Henry Singh told me that he have to be very clear that he
has nothing to do with that decision, that it’s coming from
Steve only.
. . . .
Mr. O’Connor also told me that that decision hurt him
because he knows that I’m a good worker and a good per-
son.
Reyes requested a meeting with Raffio and under the open-
door policy he would like to review his file, including his job
application.29 Reyes requested a copy of his job application.
There was no response to these requests.30 On May 6, Reyes
had a conversation with O’Connor during which O’Connor
offered him “a fleet control position in the afternoon shift, but
he said he have to ask Mr. Steve Raffio first. And he asked me
if I can take that position and I said, yes, I will.” Reyes clearly
understood O’Connor to say that there was a fleet control posi-
tion available during the swing shift. The following day, Reyes
met with O’Connor who told him, “I’m sorry but Steve Raffio
cannot give me that position because Steve Raffio said that I
got to go and I got to go.”
Reyes did not attempt to change his schedule with the school
district but did tell O’Connor and H. Singh, “[I]f they pay me
what the school district pay me, in the Alamo salary, I would
work with them, I quit on the San Francisco School District.
29 O’Connor admitted Reyes said he wanted to speak with Raffio.
30 Respondent argued Paulo’s failure to use the open-door policy to
question his discipline was indicative of the lack of merit to the claim
he was discriminatorily disciplined. Respondent failed to explain its
failure to meet Reyes’ requests under the open-door policy, which
undermines its argument concerning Paulo. Moreover, there was no
showing Paulo or any other employee successfully used the open-door
policy. Respondent might argue its response to Reyes’ e-mail demon-
strated the efficacy of the open-door policy. However, Reyes’ mention
of the union organizing campaign and Respondent’s admitted posture
of opposing union organizing may well explain Respondent’s response
to the e-mail.
And Mr. O’Connor respond that they cannot pay that, they
won’t.”
On or about May 10, Reyes went to Juliano and gave him a
letter.31 May 10 was the last day Reyes worked for Respon-
dent. Juliano began reading the letter, paused and informed
Reyes the missive raised serious considerations and called his
secretary, Candice Capote, to witness the conversation. Juliano
then finished reading the letter and said: “Steve Raffio told me
that he’s going to change your schedule because he needs more
people to work in the morning, and he’s the one who is running
that company.” Reyes asked Juliano if he had received his
March e-mail Juliano replied he had. Reyes asked if he read it
and Juliano replied, “[Y]es, but I didn’t finish.”
Reyes telephoned Respondent on May 11, and informed the
answering party that he could not report to work because the
changed schedule interfered with his other job. His job for the
school district paid $15.75 per hour compared to his Alamo
wage of about $9 per hour. The school district also provided
greater benefits, including more vacation time, sick days, float-
ing holidays, and medical benefits. When Reyes did not report
to work for 3 days, Respondent terminated his employment.
Reyes admitted Respondent’s busy seasons were December,
around the holidays; Easter, and starting in June the summer
vacation period. Reyes did not know whether the day shift
needed additional workers in May. Respondent failed to adduce
any documentation indicating there was increase in business at
the time of Reyes’ reassignment of shortly thereafter. There
was no evidence Respondent replaced Reyes. Reyes testified in
a direct and convincing manner. He candidly admitted com-
plaining to coworkers about his treatment by O’Connor. and H.
Singh. Accordingly, his testimony is found to be believable.
O’Connor described his job duties as operations manager on
the swing shift as including scheduling, discipline and hiring.
Since Reyes worked the swing shift until May 10, Respondent
failed to explain why Raffio rather than O’Connor determined
31 The letter, dated May 10 and addressed to Juliano, stated he was
fired by Raffio after being mistreated by J. and H. Singh. Reyes refer-
enced his e-mail and further declared:
During the first week after I wrote the letter to you and everybody
else they called me every day to participate in meetings but I was
not in accordance with these demands. More specifically, when
Steve Raffio found out that I did not change my thinking on the
matter he sent me on April 1, 1999 to guard Lot #1 which was my
first punishment. The building itself is empty has no lighting outside
and the gates and doors are locked. I was not provided with a key to
inside not even to use the bathroom. When I had to urinate I had to
do it in a plastic bottle because I was told I could not go to the base
or to the airport. Since I was talking to the people about union mat-
ter is I was given a hard time in an effort to make me quit, but he
knows that I would not resign. Further action was taken on April 26,
1999. Henry Singh and Jimmy O’Connor called me to the produc-
tion office to tell that I was fired in a subtle way. The[y] told me that
Steve Raffio had changed my schedule and position. My new as-
signment was to work at the car wash during the morning shift
when he knows that is an impossibility because I’m working in the
morning already for the San Francisco Unified School District and
have been since 1990. When I initially applied I requested to work
evening shifts and I have been working the evening shift since I
started in June of 1994 until the present.
ALAMO RENT-A-CAR
1173
to reassign Reyes. The staffing of the swing and day shifts on
and after May 10 was not introduced into evidence, thus there
is no evidence of whether Reyes was replaced on either shift.
O’Connor admitted he was informed Reyes was transferred to
the day shift around the time of the union election. He also
admitted he might have told Reyes “that the decision hurt me.”
This admission indicates O’Connor understood the reassign-
ment to the day shift would result in Reyes’ leaving Respon-
dent’s employ and/or that Reyes was needed on the swing shift.
O’Connor also admitted discussing the possibility of Reyes
being assigned another swing shift position shortly after Reyes
was informed of the change in his schedule to mornings.
O’Connor admitted Reyes was upset over the rescheduling and
informed O’Connor “he would not be able to work that shift.”
O’Connor admitted Reyes “was a very good worker, very help-
ful and I thought great, you know, here’s somebody who has
been with the company for a long time, experienced.”
While Respondent argues it had the greatest need for Reyes
on the day shift because of his attributes, it reassigned him to
guard an empty lot and building and guaranteed he would leave
its employ because of his other employment, as Reyes informed
Respondent at the time he was hired, at the time he scheduled
his vacations and around the time he was informed of the reas-
signment. There was no evidence adduced concerning whether
Reyes was replaced on the swing shift or how many, if any,
employees were transferred to or hired for the day shift imme-
diately after Reyes’ reassignment. If there was a need for work-
ers like Reyes, Respondent failed to explain why his request to
follow the open-door policy and talk to other managers about
reversing the decision to assign him to the day shift was never
honored. There was no evidence Respondent offered to reassign
any other employees to the day shift, just Reyes.
O’Connor testified there was a need for a good worker like
Reyes on the day shift and Reyes was chosen because Respon-
dent usually reassigned the individual with the least seniority. If
Reyes was such a valued employee, why did Respondent insure
his departure by the reassignment to the day shift. Respondent
failed to detail those times when it does not follow this senior-
ity rule. Moreover, Respondent failed to place into evidence its
seniority list at the time of Reyes’ transfer. Respondent did not
claim to be following seniority when it reassigned Paulo and
Reyes to guard lot 1. According to O’Connor, at the time of
Reyes’ rescheduling, there were 11 to 12 service agents on the
day shift, about 9 on the swing shift, and 3 on the graveyard
shift. The lack of a seniority list, as well as the failure to estab-
lish with documents regularly kept by Respondent, a seniority
list, support the conclusion Respondent’s reasons to reassign
Reyes are a pretext.
If he was such a valued employee, as O’Connor admitted, it
is inconsistent to reassign him to a shift guaranteed to cause his
loss based on the claim they needed him. The bare claim he was
the least senior cojoined with the failure to grant his request to
pursue the reassignment through the open-door policy are fur-
ther indications of pretext. O’Connor also admitted in schedul-
ing and assignments, while attendance and seniority in a posi-
tion were considered, ability was a principal consideration.
Reyes’ admitted ability would indicate Respondent would at-
tempt to retain him, not assign him to a shift it knew would
result in his leaving. This conflict between Raffio’s and
O’Connor’s testimony is a further indication of pretext.
Raffio said Respondent determined to reassign Reyes be-
cause Respondent was always short staffed at the new facility
at SFO, and that it was competing with the other car rental
companies at the same location exacerbated the situation. While
Raffio was aware of Reyes’ day job, he chose to reschedule
Reyes because he was the least senior person in his new cate-
gory. Respondent did not present any evidence another night-
shift or swing-shift employee was transferred to the day shift to
support this claim of great need. Respondent did not put this
policy in writing. There was no documentary evidence Respon-
dent followed this practice or policy with any other employees.
Moreover, if there was a great need for experienced employees
and good workers, as O’Connor testified, then Respondent’s
action to insure the loss of such an employee at a time of
claimed dire need indicates Respondent’s reason for Reyes’
reassignment was pretext. Moreover, Respondent did not need
either Paulo of Reyes to be productive for the month or more
they were assigned to lot 1 and/or lot 2.
While Raffio testified there were no other swing-shift or
night-shift jobs available for Reyes, Respondent failed to intro-
duce into evidence any documents demonstrating the staffing of
these shifts before and after Reyes’ reassignment. Inasmuch as
I have found Raffio to be unbelievable, I find this bare asser-
tion, without supporting documentary evidence to be unpersua-
sive, particularly in light of Raffio’s admission that Reyes was
a good worker he did not want to lose.
6. Termination of Elvena
Elvena signed an authorization card and distributed 10 to 15
authorization cards to other employees. His native language is
Tagalog and he has a seventh grade education. He claims his
ability to read English is “not to good” and his ability to under-
stand spoken English is “[s]ome good—some. Not too good.”
When asked to read portions of his declaration, Elvena was able
to present an accurate rendition of the paragraphs he was re-
quested to read.
As previously noted, Respondent, during its investigation of
the charges filed by the Union, interviewed Elvena because, as
H. Singh admitted, he was subpoenaed to appear in this pro-
ceeding. Elvena approached H. Singh and stated he not could
attend the hearing because he had scheduled a vacation with his
family. H. Singh advised him he had to attend the hearing and
informed Neely, one of Respondent’s attorneys, Elvena had
been subpoenaed to testify. In response to this information
Respondent had two meetings with Elvena.
There is no claim these interviews or meetings violated the
Act or were otherwise improper. See Johnnie’s Poultry, 146
NLRB 770 (1964); Avondale Industries, 329 NLRB 1064
(1999). It is undisputed during the interviews Respondent’s
attorney, A. Locke Neely informed Elvena:
At that meeting, first of all, we—is that I recall I know you
and I, and I believe Mr. Singh as well, told Mr. Elvena
numerous times that his participation in a meeting was to-
tally voluntary. He was not comfortable participating in
the meeting, he could leave. There would be no—
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1174
absolutely no bad or adverse consequences for his decision
not to speak with us.
He voluntarily spoke with us.
In October, Respondent’s representatives, Robert Murphy,
H. Singh, and Neely, reviewed the then-current consolidated
complaint line by line with Elvena and inquired if Elvena knew
anything about the allegations. When Elvena denied knowl-
edge, Respondent’s representatives inquired if he was willing to
give them a declaration to that effect. Elvena was informed by
Neely the declaration was voluntary: “If he chose not to do it,
he was free to choose not to do it. There would be no conse-
quences. Bad—no bad adverse consequences on him, his job,
if he chose not to do that.” Elvena stated, “[H]e had no prob-
lem giving the declaration.” At the conclusion of the first meet-
ing, Elvena was informed Respondent would prepare the decla-
ration for him and they would meet the following day to review
the document. Elvena was informed he could make any
changes to the declaration he chose.
When they met the next day, Respondent’s representatives
read both the complaint and declaration to Elvena. Elvena had a
copy of both documents in front of him. According to Neely’s
undisputed testimony:
We wanted him to go through the declaration, make
sure everything was correct. Again, we went through the
declaration line by line and compared it to the complaint.
Again, we put it in the simplest language that we
could. Explained everything. He had a copy in front of
him. Asked him throughout the explanation of the decla-
ration if he understood. If it was correct. If everything
was in—was correct in the declaration
We asked him—we told him, if there’s anything you—
that needs to be corrected, if there’s anything that you
want to take out, if there’s anything you want to add, we
can do that.
We reiterated again when we were done that his signa-
ture of the—of the declaration was voluntary. It was un-
der penalty of perjury that, you know, he was swearing
that this was the truth, but we wanted to make sure that he
was comfortable doing that.
And if he was not comfortable doing it, he didn’t have
to sign it.
According to Neely, who appeared to be testifying in a direct
and convincing manner, Elvena never indicated he did not un-
derstand the documents or that there was a need to modify the
declaration. Elvena, according to Neely, did not make any
comments about being concerned about his job security during
these meetings. Elvena admits the declaration was not accurate
but does not claim he informed Respondent about the inaccu-
racy. Elvena avers he told H. Singh during the meeting “I just
tell him and said I just want to get the—only job—protection
for my job security.” However, Elvena also admitted he told H.
Singh he wanted to sign the document. Elvena admitted H.
Singh informed him he did not have to sign the declaration if he
did not want to.
Shortly after the first 2 days of hearing concluded, Elvena
was suspended by Raffio. Raffio had been informed by Re-
spondent’s counsel Elvena’s testimony conflicted with his dec-
laration. Upon this information, Raffio decided to suspend
Elvena pending investigation. Elvena admitted Raffio told him
he was suspended because he lied to the Respondent in the
declaration, that he was not honest. The counseling review
given to Elvena on September 30, provides:
During a hearing before the National Labor Relations
Board, you testified under oath that statements you had
made in a declaration dated October 11, 2999, were un-
true. You also admitted that you had given the declaration
voluntarily and that you understood that it was given under
penalty of perjury. This is in direct violation of company
policy listed under “work rules and standards of conduct”
which specifically demands truthfulness from Alamo as-
sociates to management and representatives of Alamo.
This form also informs Elvena he was suspended for 5 days
without pay pending investigation. Elvena was instructed to
report to Raffio on October 5. When Elvena met with Raffio on
October 5, he was informed he was fired. Elvena admitted Raf-
fio said the reason he was terminated was because he “was not
honest to the company.” The termination form provides Elvena
was terminated effective October 7 for “violation of company
policy.” The counseling review quoted above was attached to
the termination form.
Raffio testified the policy provides:
If an associate knowingly, consistently, and willfully vio-
lates the company’s work rules and standards of conduct,
the associate may be subject to disciplinary action, includ-
ing verbal warning, written warnings, suspension without
pay, for one or more days, or termination of employment.
Other offenses for which an employee can be terminated under
Respondent’s policies that Respondent claims apply to Elvena
include; misrepresentation of the truth to managers or custom-
ers and theft or deception.
Raffio admitted in some circumstances an employee’s first
violation of these policies would be subject to progressive dis-
cipline. According to Raffio, during his 13 years in his current
position with Respondent, other employees were disciplined for
lying to the Company or for making false statements and in
some cases the employees were terminated. There was no evi-
dence concerning the disciplining of these other employees,
which were terminated, if any, which were disciplined in an-
other manner and why. Raffio explained in Elvena’s case, there
was no better proof than the official records.
III. ANALYSIS AND CONCLUSIONS
A. Alleged Violations of Section 8(a)(1) of the Act
1. Alleged interrogation of Elvena
As the Board held in, Medcare Associates, Inc., 330 NLRB
935 (2000), in determining the lawfulness of alleged interroga-
tions under Rossmore House, 269 NLRB 1176 (1984), affd. sub
nom. Hotel & Restaurant Employees Local 11 v. NLRB, 760
F.2d 1006 (9th Cir. 1985), consideration is to be given to “the
Bourne factors,” so named because they were first set out in
Bourne v. NLRB, 332 F.2d 47, 48 (2d Cir. 1964). Those factors
are:
ALAMO RENT-A-CAR
1175
(1) The background, i.e. is there a history of employer
hostility and discrimination?
(2) The nature of the information sought, e.g. did the
interrogator appear to be seeking information on which to
base taking action against individual employees?
(3) The identity of the questioner, i.e. how high was he
in the company hierarchy?
(4) Place and method of interrogation, e.g. was em-
ployee called from work to the boss’s office? Was there an
atmosphere of unnatural formality?
(5) Truthfulness of the reply.
The Bourne factors “are not to be mechanically applied in
each case.” 269 NLRB at 1178 fn. 20. The Board concluded in
Medcare Associates, Inc., supra at 940:
In the final analysis, our task is to determine whether un-
der all the circumstances the questioning at issue would
reasonably tend to coerce the employee at whom it is di-
rected so that he or she would feel restrained from exercis-
ing rights protected by Section 7 of the Act. . . . When . . .
employees have been subjected in several different inci-
dents to explicit questioning or implicit pressure to elicit
an expression of union sentiments, a proper analysis must
take all of those incidents into account rather than consid-
ering each one in isolation. Suggestions conveyed in one
conversation may, in the light of later events, acquire a
more ominous tone.
I have credited the testimony of Elvena that Raffio ap-
proached him and inquired if Elvena joined the Union. When
Elvena disclaimed knowledge, Raffio called him a liar, indicat-
ing he thought Elvena joined the Union. There was no credible
evidence Raffio, who admittedly represented Respondent’s
position of opposing union organization, usually approached
Elvena and discussed matters that did not directly relate to
Elvena’s work duties. Raffio was in charge of Respondent’s
facility and the top local manager. Elvena clearly did not regard
the question as innocuous because he gave an untruthful an-
swer. Raffio’s rejoinder that he did not believe Elvena’s dis-
claimer contributed to the coerciveness of the inquiry. I find
Raffio’s interrogation of Elvena, under the circumstances of
this case, tended to coerce Elvena in the exercise of his Section
7 rights, and thus is violative of Section 8(a)(1) of the Act.
2. Alleged solicitation of grievances
I find Raffio corroborated Elvena’s testimony that he asked
employees for their complaints about Respondent during the
March mandatory employee meetings. While Respondent
claims it had a policy and practice of soliciting employees
grievances and comments under its open-door policy and team
leader meetings, there was no evidence the team leader meet-
ings were mandatory or that employees were asked, in response
to the union organizing effort, to state their complaints. There
was no evidence the open-door policy or team leader meetings
involved or envisioned senior management officials initiating
discussions to discover employees’ grievances. 6 West Limited
Corp., 330 NLRB 527 (2000).
The solicitation of grievances at an employee meeting that
was not shown to be normally conducted by Respondent’s top
local manager during a union organizing campaign where Re-
spondent admittedly publicized its opposition to the campaign,
was designed to influence the employees prior to the election
thereby interfering with the employees freedom of choice under
Section 7 of the Act, in violation of Section 8(a)(1) of the Act.32
As the Board held in Uarco, Inc., 216 NLRB 1, 4 (1974):
Where there is no past practice of soliciting employee
grievances and the solicitations are in response to the un-
ion’s organizational activities, there is a presumption that
such solicitations carry with them the implied promise that
such grievances will be remedied.
There is no evidence Raffio had previously held a similar
meeting with a comparable group of employees and solicited
their grievances as well as asked them to state the privileges
they esteem. Elvena admitted Raffio and Respondent’s other
representatives attending this meeting did not specifically
promise to rectify any of the grievances. Thus, the next ques-
tion is whether the solicitation of grievances also included an
implied promise of benefits. “Grievance Solicitation during the
pre-election period . . . constitutes an unfair labor practice if the
employer also promises or implies that it will remedy the griev-
ance if the union is rejected, or if its promise or implication
otherwise serves as an inducement to vote against the Union.”
(Citations omitted.) Presbyterian/St. Luke’s Medical Center v.
NLRB, 723 F.2d 1468, 1474 (10th Cir. 1973).
Thus, in assessing Raffio’s comments, it must also be found
he impliedly promised, or at least led employees to understand
that Respondent intended to remedy or consider remedying the
solicited grievances. I find the inference exits in this case be-
cause Raffio admitted he listed on a board during the meeting
benefits the employees stated they enjoyed, including the op-
portunity to visit the Philippines or homelands for extended
vacations, the flexible schedules that permitted them to work
other jobs, etc. Analogous to the vice inherent in the conferral
of benefits, the listing of benefits currently enjoyed by the em-
ployees in the context of grievance solicitation, warrants the
conclusion “[e]mployees are not likely to miss the inference
that the source of benefits now conferred is also the source
from which benefits must flow and which may dry up if it is not
obliged.” NLRB v. Exchange Parts Co., 375 U.S. 405, 409–410
(1964). Raffio emphasized this by admittedly informing the
employees “with the Union you don’t know what you’re get-
ting, with Alamo you know what you’ve got.”
Respondent impliedly promised to rectify the grievances by
writing down the benefits the employees stated they valued,
and inferring such benefits exist by the largesse of Respondent.
32 Respondent, on brief, argues it did not solicit a grievance when
Reyes met with managers concerning his medical bills and Raffio gave
him his company jacket in response to Reyes’ complaint. I find Reyes
approached Respondent’s managers under its open-door policy to re-
solve a problem. There was no evidence Respondent solicited griev-
ances from Reyes and there is no evidence any of Respondent’s agents
solicited the uniform jacket grievance. Counsel for General Counsel’s
brief does not allege this meeting with Raffio was a solicitation of
grievances with a promise of benefit in violation of the Act. I find the
evidence concerning these meetings does not establish a violation of the
Act.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1176
The reference to the possible loss of benefits if Alamo was not
free of the Union, meets the objective standard of demonstrat-
ing the implied promise of benefit was tied to the “discontinu-
ance of employee support for the Union.” Bakersfield Memorial
Hospital, 315 NLRB 596 (1994). The meeting was called in
response to the union organizing effort and upcoming election.
Raffio admittedly related to employees Respondent opposed the
organizing effort while soliciting their grievances. Thus, I find
Respondent conveyed there was a nexus between the solicited
grievances, the benefits granted, and the employees’ rejection
of the Union, and that such solicitation of grievances with the
attendant implied promise of benefit violates Section 8(a)(1) of
the Act.
3. Wage increase
It is undisputed Respondent announced the wage increase
survey during the union organizing campaign and implemented
the wage increase the same week as the union election. H.
Singh mentioned to Paulo the receipt of a wage increase might
change his “mind about the union.” The credited evidence does
not show the timing of the increase was mere serendipity. Re-
spondent initiated the wage survey in late 1998. There was no
convincing explanation of why Respondent could not have
speeded up the process or delayed the implementation of the
increases until after the election. Not all those in the unit re-
ceived wage increases and some employees not in the unit re-
ceived wage increases, including management.
General Counsel relies on the holding of Nissan Research &
Development, 296 NLRB 598, 611 (1989), as follows:
A grant or promise of benefits made by an employer to its
employees during a union organizational effort will be
considered unlawful unless the employer can provide an
explanation for the timing of the grant or announcement of
such benefits. It is upon the employer to show by objective
evidence that it would have made the same grant or an-
nouncement of benefits had the union not been present.
Village Thrift Store, 272 NLRB 572 (1983). An employer,
when confronted by a union organizing campaign must
proceed as it would have done had the union not been
conducting its campaign. Russell Stover Candies, 221
NLRB 441 (1975). The granting of wage increases during
the pendancy of a representation proceeding has been held
to be lawful where such action is consistent with past prac-
tices or has been decided upon prior to the onset of union
activities. Marine World USA, 236 NLRB 89, 90 (1978).
According to Respondent, the wage increase was warranted
and not unlawful. Respondent argues the wage increase was not
granted to discourage union activity or to encourage support for
Respondent in the union election. The Respondent claims it
was merely following a longstanding practice of conducting
wage surveys to remain competitive in a difficult labor market
and in anticipation of Respondent’s move to SFO where its
employees would be working in closer proximity to competi-
tors employees. Another reason advanced by Respondent for
the wage survey was its impending merger with National Car
Rental. This usual activity did not have to be deferred, Respon-
dent avers. Belcher Towing Co. v. NLRB, 726 F.2d 705, 710
(8th Cir. 1984); Simpson Electric Co. v. NLRB, 654 F.2d 15, 17
(7th Cir. 1981).
While Respondent claims to routinely run wage surveys, it
failed to demonstrate this survey was within the parameters of
that routine. In fact, the evidence is to the contrary that the
wage survey was motivated by the merger and move to SFO.
Moreover, there is no evidence raises are given within so many
months of the survey’s completion or approval. Employees’
performances are reviewed annually and at that time wage in-
creases, if any, are determined. Paulo’s performance review in
October 1998 resulted in a wage increase based on performance
on or about October 15, 1998. Paulo received a special review
in March 1999 to “have common review dates for all employ-
ees.” Paulo received another increase at that time. This special
review was not shown to be a result of the survey. There are no
documents indicating Paulo, Reyes, or other unit employees
received wage increases other than as a result of reviews by
supervisors.
If the March increase is averred to be a result of the wage
survey, then what did Respondent implement in April, the week
of the election. The documents for this increase indicate it was
“special” not a routine event. To have a third wage increase
between October and April was also not demonstrated to be the
result of a routine practice. There is no showing by documen-
tary or other probative evidence the April wage increase had
been budgeted by Respondent. Respondent failed to show past
practices that resulted in implementing of wage increases based
on surveys shortly after employees such as Paulo received two
wage increases within 5 to 6 months. Respondent failed to
show there was a decision to implement wage increases if the
survey indicated they were warranted prior to the commence-
ment of the union organizing campaign.
There was no documentary evidence the increase in April
was governed by factors other than the union organizing cam-
paign. On the contrary, H. Singh’s comments to Paulo demon-
strate this pay increase was timed and implemented to induce
employees to vote against the Union. While Respondent
claimed such surveys are routinely conducted by Respondent,
there was no convincing evidence similar surveys were con-
ducted at Respondent’s locations other than SFO during the
pendancy of union election. The comparison of the wages of
those employees receiving increases compared to Respondent’s
competitor’s employees was not introduced into evidence.
Thus, there was no objective or persuasive subjective evi-
dence demonstrating the granting of the wage increases was
consonant with Respondent’s policies or was necessary to keep
its wages competitive in the SFO marketplace. Based on the
timing of the event, H. Singh’s comment to Paulo and the Re-
spondent’s failure to bear its burden of convincingly explaining
its timing and demonstrating the timing of the raises was not
influenced by the union organizing campaign, I find the grant
of the wage increases interfered with, restrained and coerced its
employees in the exercise of rights guaranteed them in Section
7 of the Act and, thereby, violated Section 8(a)(1) of the Act.
Baker Brush Co., 233 NLRB 561 (1977).
ALAMO RENT-A-CAR
1177
4. Informing employees they were assigned to lot 1 because
they engaged in union activity
I have found above the credited evidence establishes J. Singh
told Paulo she knew he supported the union organizing effort
and was assigned to lot 1 to isolate him. I also credited his tes-
timony that on or about March 9 H. Singh told him he wanted
him to remain at lot 1 and not go to Respondent’s McDonald
Road location because Respondent did not want him talking to
the other employees, that is why he was isolated. In addition to
Paulo’s persuasive demeanor and J. and H. Singh’s unconvinc-
ing demeanor while testifying33 as discussed above, Respon-
dent’s unusual practice of Paulo’s and Reyes’ paychecks to lot
1, as well as instructing them to remain at lot 1 and not take
breaks for food and personal needs, thereby removing them
from prior routine contact with other employees, lends weight
to this testimony. I find informing an employee he was isolated
from the other employees due to protected activity is coercive
and thereby violative of Section 8(a)(1) of the Act. Hall of Mis-
sissippi, Inc., 249 NLRB 775 (1980).
5. Instructing employees not to talk to other employees
while on the clock
I have previously found Paulo’s testimony concerning this
March 9 conversation with H. Singh to be credible. Accord-
ingly, I find H. Singh told Paulo “he doesn’t want me talking to
any other employees while I’m on the clock” because “we
know about your participation in organizing the union.” Re-
spondent does not claim to have a valid no-solicitation or no-
talking rule that applied to all employees at the time of this
conversation on or about March 9. The instruction was tied to
Paulo’s union activity and isolation from other employees and
was made with other evidence of union animus. Respondent
has not demonstrated it has a longstanding rule prior to the
advent of the union organizing campaign that prohibited such
conversations and that was previously enforced. This is not a
single isolated incident of antiunion behavior. There is no evi-
dence Respondent similarly instructed other employees not to
talk to other employees while they were on the clock. The in-
struction to Paulo was disparate treatment. Accordingly, I find
H. Singh’s comment coercive and thereby violative of Section
8(a)(1) of the Act. Compare Super-H Discount, 281 NLRB 728
(1986). See Opp Textiles, Inc., 168 NLRB 201 (1967).
6. Impression of surveillance
I agree with Respondent the General Counsel failed to sup-
port this allegation with probative evidence. Counsel for Gen-
eral Counsel did not address this issue in his brief. Inasmuch as
there was no direct testimony concerning this issue, I find this
allegation should be dismissed.
7. Implied threat to discharge employees if they
voted for the Union
As found above, Raffio told Reyes during one of the meet-
ings they had concerning his medical bills:
33 Respondent’s argument H. Singh is a credible witness is unpersua-
sive based on his unconvincing mien and for the previously stated
reasons.
Steve Raffio tried to persuade me to don’t vote for the un-
ion, and explained to me what benefits I don’t have and
what the union has, what we can get through the union,
things like that. And when he asked me what we can do
for you to make you happy and don’t vote for the union, I
said, nothing, I’ve already made the decision to vote for
the union and I’m going. And he said, well, I know that
you are a hard worker, you are a good worker and I don’t
want to lose you, and that’s what he said. I’m sorry, he
didn’t say I, he said we, we don’t want to lose you.
Reyes understood these comments to mean that if he voted
for the Union he would be fired. While Nedic, H. Singh, and
Raffio testified there was no discussion of the Union or union
activity during this meeting, I have found, based on their de-
meanors and other factors, that Reyes was the more believable
witness. Raffio admitted telling Reyes he heard he was a good
worker and he did not want to lose him but Raffio disclaims he
tied this statement to Reyes’ union activity. Considering the
other violations of the Act found herein in addition to my
credibility resolutions, I conclude Raffio made the alleged
statement. In the context of Respondent’s other violations, I
conclude it was reasonable for Reyes to interpret Raffio’s
comment as an implied threat of discharge if he voted for the
union. Such an implied threat of discharge is violative of Sec-
tion 8(a)(1) of the Act.
8. Threat union supporters will be fired
Paulo’s credited testimony is that during the April 21 con-
frontation with H. Singh:
I said, you keep yelling at me and I keep trying to explain
to him that, you know, I was just getting a cassette tape
from my car. So, I got frustrated and I yelled back and I
said, what do you want to do, fire me right now. And then
he said, well, there’s only a couple of days after the elec-
tion, eventually you union guys will get fired or find an-
other job for sure Alamo will win the election and the un-
ion will lose, now get your ass to Lot 3 right now. I said,
no, I want to watch the video that you guys made against
the union. He said, okay, fine, watch it at 9:30 a.m. So
then I watched it.
I do not credit H. Singh’s denial and rendition of the conver-
sation. H. Singh claimed Paulo challenged him to a fight and H.
Singh walked away. In addition to the previously stated reasons
for not crediting H. Singh’s testimony, I find an incident where
an employee who ostensibly had been warned for poor atten-
dance and suspected of theft, as Respondent claimed, would not
have a threat to get physical with a supervisor ignored, thus I
find H. Singh’s testimony inherently unbelievable. I conclude
H. Singh threatened to fire Paulo for being a union supporter,
which is intimidating and a violation of Section 8(a)(1) of the
Act.
9. Telling employee he was removed from driving shuttle bus
because Respondent did not want him to talk with
other employees
When Reyes was informed of his reassignment to lot 1, the
credited testimony is O’Connor said: “Steve Raffio send you to
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1178
Lot 1, because you talk to the people about union.” O’Connor
denied making the comment and Respondent argues Reyes
admitted he continued to make adverse comments about J. and
H. Singh after he had been instructed by O’Connor to stop
making the comments. Thus, Reyes was disciplined for failing
to follow instructions and “disrespectful behavior toward su-
pervisors.” Respondent also noted O’Connor testified he
thought Reyes was against the union. I find this self-serving
testimony another reason to discredit O’Connor. O’Connor
failed to give any clear and convincing predicates for this opin-
ion. Moreover, Reyes credibly testified that in his e-mail as
well as in conversations with other supervisors, he clearly ex-
pressed his support for the Union.
Interestingly, Respondent did not issue any disciplinary
forms concerning these alleged infractions and the payroll
change notice dated March 1, for Reyes did not mention any
disciplinary basis for the change. O’Connor and Raffio testified
Reyes was considered a very good employee at the time of his
termination in May, which does not indicate Reyes was insub-
ordinate and disrespectful. As discussed in greater detail below,
the similar removal of Paulo from his work and assignment to
guard Lot 1, further raises the specter of proscribed motive and
lends credence to Reyes’ testimony about this conversation
with O’Connor. Accordingly, I conclude O’Connor made the
claimed statement, which interfered with Reyes’ Section 7
rights, in violation of Section 8(a)(1) of the Act.
B. Alleged Violations of Section 8(a)(3) and (1)
Wright Line, 251 NLRB 1083, 1089 (1980), enfd. 662 F.2d
899 (1st Cir. 1981), cert. denied 455 U.S. 989 (1982), estab-
lished a test for approaching allegations of discrimination under
Section 8(a)(3) of the Act, which was restated in Manno Elec-
tric, 321 NLRB 278, 280 fn. 12 (1996):
Under [the Wright Line] test, the board has always first re-
quired the General Counsel to persuade that antiunion sen-
timent was a substantial or motivating factor in the chal-
lenged employer decision. The burden of persuasion then
shifts to the employer to prove its affirmative defense that
it would have taken the same action even if the employees
had not engaged in protected activity. Office of Workers
Compensation Programs v. Greenwich Collieries, 114
S.Ct. [2551 (1994)] at 2258.
This analysis will be used to determine the merits of the
various allegations in the complaint alleging violations of this
section of the Act.
1. Paulo’s reassignment to lot 1
I find General Counsel has met his burden of demonstrating
Paulo’s union activity was a motivating factor in Respondent’s
decision to reassign Paulo to lot 1. Paulo was an active union
advocate, contacting union personal, distributing authorization
cards to coworkers, wearing a union button at work and serving
as the union observer at the election. The credited testimony
also demonstrates J. and H. Singh knew of Paulo’s union activi-
ties and told Paulo on March 7:
I was supposed to ask permission to go there and pick up
my check. Then she said, well, next time, call me and I’ll
send your paycheck to you wherever—or I’ll ask some-
body to give you your paycheck wherever you are. And I
asked her why. Then she said, well, we don’t—I’m
sorry—we do not want you here, you are forbidden to
come here, we know about your participation in the union
and we don’t want you talking to other employees and us-
ing union cards. Then she told me, now leave and don’t
talk to anybody.
The credited testimony is that 2 days after J. Singh made her
comments to Paulo, H. Singh told Paulo Respondent knew of
his union activity and assigned him to lot 1 to isolate him from
the other employees. Factors supporting Paulo’s testimony
about these comments are: the instruction Paulo not return to
base for meals and personal needs supporting the isolation mo-
tive; instructing Paulo not to pick up his paycheck, rather it will
be brought to him at lot 1, another method of removing him
from contact with other employees; and the various violations
of Section 8(a)(1).
Another indicia of pretext included Raffio’s testimony he
was informed of the claimed suspicious activity at lot 1 in early
January and again 1 week later but failed to assign any other
employee to guard the lot until Paulo was assigned on February
16. Respondent failed to convincingly explain34 the delay of
more than a month between the asserted suspicious activity and
the reassignment of Paulo. If Raffio was sincerely concerned
for the security of lot 1, there would not have been a hiatus
between the report and reassignment or explanation for the
hiatus. Thus, I find Respondent’s explanations to be pretexts
probative of proscribed motive. Another reason advanced for
the reassignment was the alleged suspicion of theft. The date of
this incident was never advanced. That the police were present
indicates there was a police report, but no documentation was
placed in evidence. This bare assertion without any documen-
tary evidence is another indicia of pretext.
O’Connor testified that guards are assigned to lot 1 only
when there are vehicles. The unrefuted testimony of Paulo and
Reyes is that most of the time, the lot was empty. The delivery
dates of vehicles was not established on the record. The amount
of time the vehicles were on the lot was also not established.
Thus, Respondent failed to explain why only Paulo was as-
signed for an eight-hour period to guard lot 1. If, as Respon-
dent’s witness claimed, there was computer equipment in the
building on the lot, why did Respondent not assign guards 24
hours a day 7 days a week rather than first Paulo, then Reyes.
Why did Respondent assign an employee it ostensibly sus-
pected of theft to guard duty? Moreover, the credited evidence
establishes the building was empty. This finding is supported
by the failure of Respondent to assign around the clock guards.
These reasons adduced by Respondent are also determined to
be pretexts and form another basis to find Paulo was assigned
to lot 1 for proscribed motives.
In sum, I find General Counsel met his burden under Wright
Line, and Respondent failed to meet its burden of persuasion by
demonstrating its affirmative defense that it would have taken
the same action absent Paulo’s union activity. My credibility
34 Raffio did not offer any reason for the delay.
ALAMO RENT-A-CAR
1179
resolutions and other findings require the conclusion Paulo’s
reassignment was for proscribed reasons and was violative of
Section 8(a)(3) and (1) of the Act. 6 West Limited Corp., 330
NLRB 527 (2000).
2. The reassignment of Reyes
As noted above, the evidence clearly demonstrates Respon-
dent knew Reyes supported the Union. He distributed authori-
zation cards to coworkers, proclaimed his intention to vote for
the Union in his e-mail to Respondent’s top local managers and
during meetings with some of these managers. About 1 week
after these proclamations, Reyes was reassigned to guard lot 1.
The credited testimony demonstrates Respondent’s motive,
O’Connor admitted the reason for the reassignment was be-
cause of Reyes’s union activity of talking to other employees.
Some time after this reassignment, O’Connor inquired if Reyes
has changed his mind about the union. Thus, I find General
Counsel has established Reyes’ union activity was a motive for
his reassignment.
As an affirmative defense, Respondent claims Reyes’ admit-
ted complaining to other employees about J. and H. Singh re-
quired his reassignment. While this reason appears valid, the
need to reassign Reyes was never claimed as a need to isolate
him from all other employees based on his comments about J.
and H. Singh. Rather, Respondent denies its intent was to iso-
late Reyes. This claim is convincingly contradicted by the in-
structions given Reyes when he was assigned to lot 1. He was
instructed not to leave the lot for food or personal needs, de-
spite the lack of facilities. His paycheck was brought to him at
the lot. At the time Reyes was assigned to guard the lot, it was
empty, there were no vehicles or other property to guard. Thus,
I find the reasons Respondent advanced for his assignment to
lot 1 were pretexts and such reassignment was violative of Sec-
tion 8(a)(3) and (1) of the Act.
3. Paulo’s April 21 suspension
Based on the credited evidence, I find on April 21, H. Singh
sent Paulo home for 3 days. Respondent’s claim the suspension
did not occur was not supported by credible evidence. Paulo’s
testimony indicates he and H. Singh yelled at each other and
Paulo refused to follow H. Singh’s directive to report to his
assigned duty station. H. Singh also claimed Paulo wanted him
to fight. H. Singh’s claim he did not discipline Paulo for this
conduct is not credible. I find Paulo was told to go home and
not report to work until the day of the election. I also find the
admitted conduct by Paulo warranted the discipline. I do not
credit H. Singh’s testimony that he did not send Paulo home for
3 days and if he had he would have issued a disciplinary notice.
H. Singh admitted he did not always follow Respondent’s dis-
ciplinary policies, Paulo’s subsequent suspension was not ac-
companied by paperwork, and the record clearly demonstrates
that Respondent did not follow its policy concerning Paulo’s
absences in the past. Paulo clearly failed to follow his superiors
directives, yelled at his supervisor and challenged H. Singh to a
fight. Given these findings, I conclude Paulo was suspended but
not suspended in violation of Section 8(a)(3) of the Act and I
shall dismiss this allegation of the complaint.
4. The April 26 written warning to Paulo
H. Singh issued a written warning to Paulo on April 26 be-
cause he was absent on April 22 without calling and notifying
Respondent. As previously found, the credited evidence estab-
lishes H. Singh suspended Paulo on April 21 and instructed him
not to report to work until April 23, the day of the election.
Paulo did report for work on April 23. Respondent knew of
Paulo’s union activities, reassigned him to isolate him to pre-
vent Paulo from engaging in union campaigning with other
employees, H. Singh admitted observing Paulo giving out un-
ion leaflets on April 21, and H. Singh knew why Paulo did not
report for work on April 22 and did not call in on that date. The
timing of the discipline, shortly after Paulo acted as a union
observer at the election also supports the finding of unlawful
motivation.
Further, as discussed in greater detail below, Paulo’s past
history of unexcused absences had been tolerated by Respon-
dent with little if any remark and without discipline. Only after
Paulo became a prominent union activist did these absences
become the subject of discipline. Paulo’s following H. Singh’s
directive to go home and not report for work until April 23
being used as a basis for discipline further demonstrates Re-
spondent was motivated by discriminatory reasons and that the
same action would not have been taken in the absence of
Paulo’s protected activity. Given these circumstances, I find
Respondent failed to meet its burden of demonstrating Paulo
would have been disciplined for his absence on April 22 with-
out calling in save for his protected concerted activity. There-
fore the issuance of this warning is based, at least in part, on
proscribed motives, and is violative of Section 8(a)(3) and (1)
of the Act.
5. Paulo’s suspension and termination
Respondent threatened Paulo several times because he was a
prominent union activist. Paulo was discriminatorily reassigned
to lot 1 and subsequently disciplined with a written warning.
Paulo had a history of significantly exceeding Respondent’s
absence guidelines. Paulo credibly testified he reported his back
injury to Respondent and called in the days he was absent due
to this injury. Paulo was a veteran long-term employee who
received better than average work evaluations despite his re-
cord of absences in 1998. It was only after Paulo’s conspicuous
activities on behalf of the Union in the representation cam-
paign, including acting as a union observer, that his absences
became the basis for discipline. Respondent also demonstrated
animus toward the union organizing campaign, including vari-
ous violations of Section 8(a)(1) of the Act.
During and after the union campaign, Respondent made nu-
merous illegal statements, most to Paulo. Respondent enforced
its absenteeism policy more stringently after Paulo’s union
activities became known. Only one other full-time permanent
employee was shown to have been terminated for exceeding the
absenteeism policy. The details of that discipline were never
presented on the record. There is no clear showing that Re-
spondent would have discharged an employee who had ab-
sences similar to Paulo. Also, the reliance on absences when
Paulo was suspended as a basis for further discipline diminishes
Respondent’s claim of meritorious discharge. At most, Respon-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1180
dent demonstrated Paulo’s absences might have warranted dis-
cipline under its policies. Respondent failed to meet its burden
of showing it would have fired Paulo absent his union activity,
not merely that it could have justified his termination. Cadbury
Beverages, Inc. v. NLRB, 160 F.3d 24, 31 (D.C. Cir. 1998); 6
West Limited Corp., supra.
Based on the credited evidence, I conclude Respondent has
failed to demonstrate with a preponderance of the credible evi-
dence that it would have terminated Paulo based on his atten-
dance record. Respondent has failed to explain why Paulo’s
1998 attendance record was acceptable, did not warrant disci-
pline and did not adversely affect his performance rating yet a
similar attendance record after he became a conspicuous union
advocate suddenly became intolerable and the subject of disci-
pline. I find Respondent seized upon Paulo’s poor attendance
record as a pretext to terminate a union activist. The disparate
treatment of Paulo between 1998 and 1999 for the same infrac-
tions further indicates pretext.
Respondent discharged Paulo at a time it claims it was enter-
ing its busy season and was short-handed on the day shift, even
though Paulo’s job performance evaluations indicated he was
considered a valued employee. The differences in Raffio’s and
H. Singh’s testimony, where Raffio indicated Respondent did
not rigidly follow the absenteeism policy and H. Singh indi-
cated the policy was rigidly followed, further undermines Re-
spondent’s claim Paulo’s attendance record was the sole basis
for his termination. This conclusion is supported by the fact
Paulo received a merit increase in April, when Respondent
knew of his attendance record. Thus, Respondent demonstrated
by its prior actions that it did not consider Paulo’s attendance
record negatively until after his conspicuous activities on behalf
of the Union.
I find Respondent has not met its burden of demonstrating it
would have discharged Paulo absent his union or protected
activity, and that his termination was substantially motivated by
his union or other protected activity, in violation of Section
8(a)(3) and (1) of the Act.
6. The transfer of Reyes to the morning shift
I find Respondent’s reasons for the reassignment of Reyes to
the day shift are pretexts. Reyes had always made it clear he
had another job in the mornings and could not work for Re-
spondent on the day shift. Raffio, admitted he told employees
during company meetings that were part of Respondent’s ef-
forts to defeat the union organizing campaign the employees
being afforded the opportunity to work schedules that permit
them to work a second job was a benefit the employees appre-
ciated. Respondent failed to advance a convincing reason for its
abandoning this benefit in the case of Reyes.
Reyes was a known union supporter who was the subject of
discrimination in his assignment to lot 1 and the subject of in-
timidation by Respondent. While Respondent claims Reyes’
low seniority was the basis for his transfer to the day shift, Re-
spondent failed to demonstrate how it married its policy of
accommodating employees work schedules to other jobs with
this unwritten seniority policy. Moreover, Respondent did not
follow any seniority policy when it transferred Paulo to guard
lot 1, clean buildings or in any of his other work assignments
after he prominently began campaigning for the Union. As
noted above, Respondent failed to demonstrate with documen-
tary or other credible evidence it followed a seniority rule in
assignment of shifts.
Respondent’s claim there was a need for Reyes on the day
shift also conflicts with its action, which Reyes informed Re-
spondent would lead him to cease working for Respondent.
Respondent’s witnesses admit Reyes was a valued employee. It
failed to convincingly explain why they undertook a scheduling
change that was guaranteed to lead to the loss of this valued
employee. Respondent did not introduce a seniority list and did
not introduce any evidence of who was assigned to the position
Respondent scheduled Reyes for on the day shift. This lack of
credible evidence is further indication Respondent’s motives
were discriminatory.
In sum, I conclude General Counsel presented a convincing
case and Respondent failed to demonstrate by a preponderance
of the credible evidence that it would have reassigned Reyes to
the day shift absent his Union or other concerted protected
activity. Respondent violated Section 8(a)(3) and (1) of the Act
by reassigning Reyes with the knowledge that it would force
his resignation.
7. Suspension and termination of Elvena
It is undisputed Elvena was terminated shortly after he testi-
fied in this proceeding because his testimony differed from his
declaration given willingly to Respondent under penalty of
perjury. The undisputed record demonstrates Elvena knew he
was giving a voluntary declaration, he could refuse without
prejudice, and he agreed to document his denials of any knowl-
edge of the alleged violations in the complaint.
The evidence clearly supports a finding General Counsel
presented a convincing case and Respondent knew of Elvena’s
position of support for the Union as reflected in Raffio’s com-
ment to him that his denial of joining the Union was a lie. Gen-
eral Counsel also established Elvena’s testimony was the predi-
cate upon which Respondent stated he was a liar and deter-
mined to terminate him.
While at first glance it appears Respondent’s claim it fired
Elvena because he lied in either his affidavit, testimony, or
declaration, I find this claim is a pretext under the circum-
stances of this case. Initially, Raffio is not a credible witness.
He testified some employees have been terminated for lying,
but Respondent failed to introduce any documents supporting
this claim. Raffio also testified the severity of the discipline for
lying depends on the proof. There is no documentary evidence
concerning the discipline of any employees where the evidence
was not persuasive or where there was a lack of persuasive
evidence.
Elvena was a 9-year employee of Respondent and this was
the only infraction of company rules he is alleged to have
committed. Raffio indicated repeated behaviors are considered
in assessing discipline. Elvena’s declaration, affidavit, and
testimony were the only incident of claimed falsehood. The
record fails to demonstrate Elvena’s termination was compara-
ble to any other employees who were allegedly terminated for
lying. Respondent failed to clearly and convincingly establish
under its policies, including documentary evidence, that it
ALAMO RENT-A-CAR
1181
would discharge an employee who lied. To the contrary, Raffio
admitted some employees found to have lied were not fired. As
noted above, and as found in 6 West Limited Corp., supra at
528:
Nor did any witness testify to company policy, which
would support a finding that the Respondent would dis-
charge an employee who failed to give credible answers in
an investigation of missing property. In this regard it bears
emphasizing that a mere showing that an employee did
something that might warrant discharge or discipline is in-
sufficient to carry an employer’s affirmative defense under
Wright Line. A Respondent employer must show that it
“would have fired” the employee, not merely that “it could
have done so.” Cadbury Beverages, Inc. v. NLRB, 160
F.3d 24, 31 (D.C. Cir. 1998). [Emphasis in original.]
Respondent’s resort to a bare claim by a witness who is not
believable it was following established practice leads me to
conclude it has failed to demonstrate by a preponderance of the
credible evidence that it would have discharged Elvena for
legitimate reasons apart from his union or other protected con-
certed activity, including his testifying in this proceeding. Re-
spondent was shown to have animus to union activists by its
numerous violations of the Act after learning of the Union or-
ganizing drive. I find Respondent violated Section 8(4), (3),
and (1) of the Act by discharging Elvena for proscribed rea-
sons.
CONCLUSIONS OF LAW
1. Respondent is an employer engaged in commerce within
the meaning of Section 2(2), (6), and (7) of the Act.
2. The Charging Party, Teamsters Local 665, International
Brotherhood of Teamsters, AFL–CIO, is a labor organization
within the meaning of Section 2(5) of the Act.
3. Respondent violated Section 8(a)(1) of the Act by engag-
ing in the following conduct: interrogating employees about
their union activities; soliciting grievances from employees and
thereby impliedly offering to remedy those grievances; impli-
edly threatening to discharge employees if they voted for the
Union in a Board-conducted election; directing employees not
to talk to other employees while on the clock because the em-
ployees had been engaging in union activity; informing em-
ployees Respondent gave them certain work assignments at
remote locations to isolate them from other employees because
these employees had engaged in union activity; threatening
employees that those employees who supported the Union
would be fired or would have to find another job; telling em-
ployees that certain employees would not be assigned to drive
the shuttle bus because Respondent did not want them to talk to
other employees about the Union; and, in April Respondent
granted wage increases to its employees working at its San
Francisco International Airport and other Burlingame, Califor-
nia locations in order to discourage these employees from sup-
porting the Union.
4. Respondent violated Section 8(a)(3) and (1) of the Act by
assigning employees Michael Paulo and Ubaldo Reyes to over-
see predominately empty parking lots in order to harass them
and isolate them from their fellow employees; giving Paulo a
written warning for being absent on April 21, without giving
Respondent proper notice; on or about April 26 assigning
Reyes to work the morning shift beginning May 11; thereby
constructively discharging Reyes; on May 11, suspending
Paulo for 3 days; on May 18, discharging Paulo; because Paulo
and Reyes assisted the Union and engaged in union and other
protected concerted activities, and to discourage employees
from engaging in these activities.
5. Respondent violated Section 8(4), (3), and (1) of the Act
by suspending employee Danny Elvena on or about October 1,
1999, and terminating Elvena on or about October, 7, 1999,
because Elvena engaged in concerted protected activity and
gave an affidavit and testimony in this proceeding, which tes-
timony differed from a declaration Respondent requested him
to give voluntarily.
6. The unfair labor practices described above are unfair labor
practices within the meaning of Section 2(6) and (7) of the Act.
7. The allegations of the complaint not specifically found to
violate the Act above are without merit and shall be dismissed.
REMEDY
Having found that Respondent has engaged in unfair labor
practices, I recommend it be ordered to cease and desist there-
from and take certain affirmative action to effectuate the poli-
cies of the Act.
I recommend Respondent immediately offer employment to
Michael Paulo, Ubaldo Reyes, and Danny Elvena, or, if their
prior positions are not available, to substantially equivalent
positions. Further, Respondent shall be directed to make Mi-
chael Paulo, Ubaldo Reyes, and Danny Elvena, whole for any
and all losses of earning and other rights, benefits, and privi-
leges of employment they may have suffered by reason of Re-
spondent’s discrimination against them, with interest. Backpay
shall be computed in the manner set forth in F. W. Woolworth
Co., 90 NLRB 289 (1950), with interest as provided in New
Horizons for the Retarded, 283 NLRB 1173 (1987). I recom-
mend Respondent be ordered to expunge from its records any
reference to the unlawful suspensions and terminations and to
give Michael Paulo, Ubaldo Reyes, and Danny Elvena written
notice of such expunction and to inform them that Respon-
dent’s unlawful conduct will not be used as a basis for further
personnel actions.
[Recommended Order omitted from publication.]