336 NLRB 393
Bowling Transportation, Inc.
BOWLING TRANSPORTATION, INC.
393
Bowling Transportation, Inc. and Richard Ashby.
Case 25–CA–26896
September 28, 2001
DECISION AND ORDER
BY MEMBERS LIEBMAN, TRUESDALE, AND
WALSH
On September 22, 2000, Administrative Law Judge
William G. Kocol issued the attached decision. The Re-
spondent filed exceptions,1 a supporting brief, and a re-
ply brief. The General Counsel filed an answering brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,2 and conclusions as
modified3 and to adopt the recommended Order as modi-
fied.4
As explained below, the judge found that the Respon-
dent violated Section 8(a)(1) by telling employees Rich-
ard Ashby and Kenneth Hanks they were being disci-
plined for protected concerted activity and, in Ashby’s
case, for suspected union activity. For the reasons stated
by the judge, we agree. The judge further found that the
Respondent violated Section 8(a)(1) and (3) by discharg-
ing Ashby and Hanks for protected concerted activity
and for suspected union activity. For the reasons stated
below, we agree.
The judge also found that the Respondent violated
Section 8(a)(1) and (3) by threatening employee Jeffrey
Horton with reprisals for his protected concerted activity
and suspected union activity and by discharging him for
both activities. We agree. As set forth below, however,
we find it necessary to correct two of the judge’s findings
to conform to the evidence.
1 No exceptions were filed to the judge’s dismissal of the allegations
that the Respondent violated Sec. 8(a)(1) by creating the impression
that employees’ union and protected activities were under surveillance
and by promulgating and posting a rule forbidding employees from
discussing their wages.
2 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
3 We shall modify Conclusion of Law 5 to correct Jeffrey Horton’s
name and to conform to the violations found.
4 We shall modify the judge’s recommended Order in accordance
with our recent decision in Ferguson Electric Co., 335 NLRB 142
(2001).
I. RICHARD ASHBY AND KENNETH HANKS
The Respondent transports steel from steel mills, in-
cluding those of AK Steel, to major automotive produc-
ers. The Respondent also performs intraplant steel haul-
ing at AK Steel. In 1999,5 the Respondent employed
Kenneth Hanks as a “supertruck” driver and Richard
Ashby as a “supertruck” driver and “tow motor” opera-
tor. Both Ashby and Hanks performed their work for the
Respondent on AK’s property.6
As explained more fully in the judge’s decision, AK
had a safety bonus program under which its contractors,
including the Respondent, could earn up to $1 for each
injury-free hour worked by their employees. The Re-
spondent decided to share 50 cents per hour of this bonus
with its employees. Ashby thought the employees
should receive the full $1 per hour, and he discussed his
concern with other employees, including Hanks. About
December 9, Ashby and Hanks went to the office of
Brian Rydberg, AK’s transportation and materials man-
ager. Ashby explained to Rydberg his concern that the
Respondent shared only half the bonus with its employ-
ees and kept the remainder to pay for safety equipment
and the Christmas party. Hanks was present throughout
this discussion. Rydberg reported the discussion to L.J.
Martin, the Respondent’s terminal manager.
On December 19, Martin and an AK security guard es-
corted Ashby off AK’s premises. Martin told Ashby he
was being removed from the property because they be-
lieved he was trying to get a union started because of his
discussion with Rydberg. Martin told Ashby that AK
had barred Ashby from its property.
Also on December 19, Martin escorted Hanks from
AK’s premises. Martin told Hanks that AK wanted him
removed from the property because he had been present
with Ashby for the discussion with Rydberg about the
safety bonus.
Several days later, the Respondent terminated Ashby
and Hanks. Each employee’s termination notice de-
scribed the reason for termination as “not able to func-
tion on AK Steel property.”
The judge found that the Respondent violated Section
8(a)(1) by telling Ashby and Hanks they were being re-
moved from AK property because of their protected con-
certed activity (i.e., their discussion with Rydberg about
the safety bonus) and, in Ashby’s case, because of sus-
pected union activity. We agree.
The judge further found that the Respondent violated
Section 8(a)(1) and (3) by terminating Ashby and Hanks
5 All dates are in 1999 unless otherwise specified.
6 As discussed below, the General Counsel did not allege that Bowl-
ing and AK were joint employers, and AK was not charged with any
unfair labor practices.
336 NLRB No. 32
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
394
because they had engaged in protected concerted activity
and because the Respondent believed they had engaged
in union activity. Applying Wright Line,7 the judge con-
cluded that protected concerted activity and suspected
union activity were motivating factors in the termina-
tions. As noted above, Martin told both Ashby and
Hanks that it was removing them from the property at
AK’s request because of their discussion with Rydberg,
which we agree was protected concerted activity. Both
Ashby and Hanks were later terminated for the same
reason. Thus, we agree with the judge that protected
concerted activity was a motivating factor in Ashby’s
and Hanks’ discharges.
We also agree that suspected union activity was a mo-
tivating factor in both discharges. Martin told Ashby that
the Respondent believed Asbhy was trying to start a un-
ion because of his discussion with Rydberg.8 Although
Martin did not expressly mention union activity to
Hanks, both Ashby’s and Hanks’ terminations stemmed
from the discussion with Rydberg about the safety bonus
and were inextricably intertwined. It is clear that the
discussion with Rydberg was the basis for the belief that
Ashby was engaged in union activity. Therefore, there is
ample evidence to support the finding that the Respon-
dent believed Hanks, as well as Ashby, was engaged in
union activity and that this belief was a motivating factor
in both discharges.9
7 Under Wright Line, 251 NLRB 1083 (1980), enfd. 662 F.2d 899
(1st Cir. 1981), cert. denied 455 U.S. 989 (1982), the General Counsel
has the initial burden to persuade that antiunion sentiment was a sub-
stantial or motivating factor in the challenged decision. The burden of
persuasion then shifts to the employer to prove its affirmative defense
that it would have taken the same action even in the absence of pro-
tected activity. Manno Electric, Inc., 321 NLRB 278, 280 fn. 12
(1996); Wright Line, 251 NLRB at 1089. The employer cannot simply
present a legitimate reason for its actions but must persuade by a pre-
ponderance of the evidence that the same action would have taken
place even in the absence of the protected conduct. T&J Trucking Co.,
316 NLRB 771 (1995), enfd. 86 F.3d 1146 (1st Cir. 1996).
8 The Respondent argues that there is no evidence that the Respon-
dent (as opposed to AK) thought Ashby was trying to start a union.
Ashby, however, testified that Martin said, “[W]e believe that you are
trying to get a union started and we need to do an investigation of it.”
(Emphasis added.) The judge credited Ashby’s testimony regarding his
conversation with Martin and specifically noted that he was impressed
with Ashby’s demeanor as a witness.
9 In his Wright Line analysis, the judge stated that Martin “told
Ashby and Hanks that they were terminated” because they had spoken
with Rydberg about the safety bonus and, in Ashby’s case, because he
was suspected of union activity. The evidence (and the judge’s factual
finding) shows that Martin told Ashby and Hanks that they were being
removed from AK’s property for these reasons. Ashby and Hanks were
not officially terminated until several days after they were removed
from the property. Thus, the evidence does not show that Martin ex-
pressly told Ashby and Hanks that the reason for their termination (as
distinguished from the reason for their initial removal from the prem-
ises) was the discussion with Rydberg or the suspected union activity.
The judge then addressed whether the Respondent had
met its burden under Wright Line to prove it would have
discharged Ashby and Hanks even in the absence of their
protected activity. The Respondent asserted several rea-
sons for discharging Asbhy and Hanks, claiming that
Hanks violated a work rule against leaving a loaded truck
unattended, Ashby interrupted production, and both
Ashby and Hanks “walked off their jobs” and entered
Rydberg’s office without permission. We reject these
defenses for the reasons stated by the judge.
The Respondent also argued that it would have termi-
nated Ashby and Hanks regardless of their protected
concerted activity because AK had barred them from the
premises and the Respondent could not employ them
productively elsewhere. The judge rejected this argu-
ment, finding that the Respondent knew AK barred
Ashby and Hanks from the premises because of their
discussion with Rydberg. Relying on Capitol EMI Mu-
sic, 311 NLRB 997 (1993), enfd. 23 F.3d 399 (4th Cir.
1994), the judge found that the Respondent was required,
but failed, to take all measures within its power to resist
the unlawful termination of Ashby and Hanks. Capitol
EMI, however, involved the circumstances under which
two joint employers will be found to have violated Sec-
tion 8(a)(1) and (3) when only one employer took the
unlawful action in question. See 311 NLRB at 997.
Here, as the judge acknowledged, the General Counsel
did not allege, and the judge did not find, that the Re-
spondent and AK Steel were joint employers. Therefore,
we disagree with the judge’s reliance on Capitol EMI.
Nevertheless, we agree that the Respondent failed to
prove an affirmative defense under Wright Line. The
Respondent argues that it would have terminated Ashby
and Hanks regardless of their protected concerted activity
because AK barred them from its premises and the Re-
spondent could not productively employ them elsewhere.
The Respondent knew, however, that Ashby’s and
Hanks’ discussion with Rydberg about the safety bonus
was the reason AK barred them from its premises. Al-
though AK was not charged with any unfair labor prac-
tices, its barring of Ashby and Hanks from the property
because of their protected concerted activity was for an
unlawful reason.10 Thus, the Respondent relies on the
The judge found, however, that Ashby and Hanks were terminated for
the same reasons they were initially removed from the premises, and as
discussed above, the evidence supports this finding. Thus, the judge’s
conclusion that the discussion with Rydberg and suspected union activ-
ity were motivating factors in the terminations is supported by the
evidence.
10 Cf. Tracer Protection Services, 328 NLRB 734 (1999).
BOWLING TRANSPORTATION, INC.
395
action of another employer taken for an unlawful reason
as its Wright Line defense.11 This it cannot do.
An affirmative defense under Wright Line must be
based on a lawful, legitimate reason for the challenged
employment decision.12 The Respondent’s burden,
therefore, is to prove that it would have terminated
Ashby and Hanks for a lawful, legitimate reason even in
the absence of their protected conduct. By definition, the
Respondent’s reliance on AK’s action, which was based
on an unlawful reason, cannot satisfy this requirement.
Accordingly, without relying on Capitol EMI, we agree
that the Respondent discharged Ashby and Hanks in vio-
lation of Section 8(a)(1) and (3).13
II. JEFFREY HORTON
Jeffrey Horton worked for the Respondent as a truck
driver. As explained more fully in the judge’s decision,
about December 18, Horton prepared a list of work rules
he found troubling. He discussed the list with other em-
ployees and told them he intended to present the list to
Bill Bowling, the Respondent’s President and CEO.
Horton did present the list to Bowling and discussed it
with him. The next day, Horton was suspended.14 While
11 Although Martin talked to Rydberg to try to get Ashby and Hanks
allowed back on AK’s property, the record contains no evidence that
Martin or any other representative of the Respondent informed AK that
its insistence on removing Ashby and Hanks from the premises because
of their protected concerted activity was unlawful.
12 See, e.g., Cadbury Beverages, Inc. v. NLRB, 160 F.3d 24, 29 fn. 4
(D.C. Cir. 1998) (Wright Line gives an employer the opportunity to
prove that “despite any unlawful motive, the same action would have
occurred pursuant to some additional, lawful motive”); NLRB v. Joy
Recovery Technology Corp., 134 F.3d 1307, 1314 (7th Cir. 1998) (em-
ployer can “avoid a finding of an unfair labor practice if it can show
that it would have taken the action regardless; that is, for legitimate
reasons”); Oakes Machine Corp., 288 NLRB 456, 458 (1988) (where
both lawful and unlawful grounds motivated respondent, respondent
could not prevail under Wright Line without showing that the lawful
reason alone would have prompted its actions), enf. granted in part,
denied in part on other grounds 897 F.2d 84 (2d Cir. 1990).
13 We have adopted the judge’s recommended Order requiring, in
part, that the Respondent reinstate Ashby and Hanks. The judge found,
at least at the time of his decision, that the Respondent could not em-
ploy Ashby and Hanks productively if they were barred from AK’s
property. The General Counsel did not except to this finding. The
judge, citing Flav-O-Rich, Inc., 309 NLRB 262 (1992), stated that if
AK continues to resist reinstatement of Ashby and Hanks for unlawful
reasons, that matter will have to be addressed in another proceeding.
We do not agree that Flav-O-Rich stands for that proposition. Our
Order in this case, however, requires the Respondent to offer Ashby
and Hanks reinstatement to their former jobs or, if those jobs no longer
exist, to substantially equivalent positions. Once the Respondent has
taken steps to comply with that Order, any issues as to the adequacy of
the actions it has taken are properly left to the compliance stage of this
proceeding.
14 Horton’s suspension notice listed the reason for his suspension as
failure to follow instructions by “grouping” with other employees after
being told not to do so. The General Counsel did not allege that Hor-
ton’s suspension was unlawful.
suspended, Horton called Bowling at home. Bowling
told Horton that it sounded like several employees were
going to lose their jobs. Bowling also said that it
sounded like the employees were trying to form a union
and that Horton, because he had presented the list of
work rules to Bowling, was the leader. Bowling said
there would not be a union because Bowling was the
union. On December 23, Horton was discharged. On his
termination notice, the boxes marked “failure to follow
instructions” and “other” were checked as reasons for
termination, and a handwritten remark stated “employee
priorities to [sic] inconsistent with company policy.”
We agree with the judge that Horton’s discussion of
the list of work rules was protected concerted activity
and that the Respondent violated Section 8(a)(1) by
threatening Horton with reprisals for his protected activ-
ity and for what the Respondent believed to be union
activity. We also agree with the judge that the Respon-
dent violated Section 8(a)(1) and (3) by discharging Hor-
ton for the same reasons. In doing so, we find it neces-
sary to correct two of his findings to conform to the evi-
dence.
In concluding that the Respondent violated Section
8(a)(1) by threatening Horton with reprisals, the judge
stated: “The General Counsel next alleges that on De-
cember 23 Respondent threatened its employees with
discharge because of their union activity. I have con-
cluded above that on that date Bowling told Horton that
it sounded like the employees were trying to form a un-
ion and since Horton was the one who brought the list to
him, Horton was the leader.” The factual findings refer-
enced by the judge in this statement do not include a
finding as to the specific date this statement was made,
but instead place it sometime between Horton’s Decem-
ber 19 suspension and his December 23 termination.
This is consistent with the evidence and does not affect
the validity of the judge’s conclusion that Bowling’s
statement violated Section 8(a)(1).
In addition, in concluding that the Respondent failed to
prove that it would have terminated Horton even in the
absence of his protected activity, the judge stated that
there was no factual evidence supporting the Respon-
dent’s assertion that Horton would have been discharged
in any event because he was unwilling to abide by the
AK rules he found troubling. Bill Bowling did testify
that Horton called him on December 23 from Milwau-
kee, Wisconsin, and that during this conversation Horton
indicated he would not “adhere to” the AK rules. How-
ever, Bowling’s own testimony earlier in the hearing15
15 Both the Respondent and the General Counsel called Bowling as a
witness.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
396
was that he did not recall why Horton was terminated.
When shown a copy of Horton’s termination notice stat-
ing “employee priorities to [sic] inconsistent with com-
pany policy,” Bowling testified that he did not remember
what that statement meant. Bowling further testified that
when Martin called him to discuss discharging Horton,
Bowling merely told Martin to handle it as he saw fit.
Martin testified that he terminated Horton on Bowling’s
instructions, and that Bowling did not give a specific
reason for the termination but stated that Horton had pre-
sented a list of things he did not like about the Company.
Martin did not corroborate Bowling’s testimony that
Horton expressed any unwillingness to follow the rules
unless and until they were changed. Thus, the evidence
does not support the Respondent’s assertion that Hor-
ton’s alleged unwillingness to follow rules was a reason
for his discharge. We therefore agree that the Respon-
dent failed to meet its burden to prove it would have dis-
charged Horton even in the absence of his protected con-
duct. Accordingly, we affirm the judge’s conclusion that
the Respondent discharged Horton in violation of Section
8(a)(1) and (3).16
AMENDED CONCLUSIONS OF LAW
Substitute the following for paragraph 5 of the judge’s
Conclusions of Law:
“5. By discharging Jeffrey Horton because he engaged
in protected concerted activity and because the Respon-
dent believed he had engaged in union activity, the Re-
spondent has engaged in unfair labor practices affecting
16 The Respondent also argues that reinstatement and backpay are
improper because Ashby’s testimony regarding Martin’s antiunion
statements and Horton’s testimony regarding Bowling’s antiunion
statements were uncorroborated. The Respondent contends that under
Sixth Circuit law, backpay cannot be awarded based on the uncorrobo-
rated testimony of interested parties.
The Respondent overstates Sixth Circuit precedent. The Sixth Cir-
cuit has stated that it generally will not find substantial evidence sup-
porting an unfair labor practice based solely on uncorroborated testi-
mony of an interested party whose testimony is directly contradicted by
a disinterested witness. See, e.g., Union Carbide Corp. v. NLRB, 714
F.2d 657, 662 (6th Cir. 1983). Bowling is the Respondent’s CEO and
President and therefore is not disinterested. Although it might be ar-
gued that Martin, who is no longer employed by the Respondent, may
be disinterested, Martin did not expressly confirm or deny making the
statement about which Ashby testified. In addition, Ashby’s written
statement, prepared at Martin’s request and submitted to Martin within
a few days after Ashby was removed from AK’s property, states that
“at no time was me or [Hanks] thinking about let alone trying to form a
union.” This statement, which appears to be a reply to an assertion of
union activity, supports Ashby’s testimony that Martin cited union
activity as the reason for removing Ashby from AK’s property.
In any event, the Respondent’s exception relates only to testimony
regarding the Respondent’s statements about union activity. The judge
found separate violations of Sec. 8(a)(1) based on the Respondent’s
discharge of Ashby, Hanks, and Horton for protected concerted activ-
ity.
commerce within the meaning of Section 8(a)(3) and (1)
and Section 2(6) and (7) of the Act.”
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge as
modified below and orders that the Respondent, Bowling
Transportation, Inc., Owensboro, Kentucky, its officers,
agents, successors, and assigns, shall take the action set
forth in the Order as modified.
Substitute the following for paragraph 2(d):
“(d) Preserve and, within 14 days of a request, or such
additional time as the Regional Director may allow for
good cause shown, provide at a reasonable place desig-
nated by the Board or its agents, all payroll records, so-
cial security payment records, timecards, personnel re-
cords and reports, and all other records, including an
electronic copy of such records if stored in electronic
form, necessary to analyze the amount of backpay due
under the terms of this Order.”
Rafael Williams, Esq., for the General Counsel.
Konrad Kuczak, Esq., of Dayton, Ohio, for Respondent.
DECISION
STATEMENT OF THE CASE
WILLIAM G. KOCOL, Administrative Law Judge. This
case was tried in Owensboro, Kentucky, on July 31 and August
1, 2000. The charge and amended charge were filed January 12
and February 16, 2000, respectively,1 and the complaint was
issued April 13, 2000. The complaint alleges that Bowling
Transportation, Inc. (Respondent) violated Section 8(a)(1) of
the Act by posting and promulgating a rule forbidding employ-
ees from discussing their wages with each other, creating the
impression among its employees that their union and protected
concerted activities were under surveillance, and threatening
employees with discharge because of their union and protected
concerted activities. The complaint also alleges that Respon-
dent violated Section 8(a)(3) and (1) by discharging employees
Jeffery Horton, Richard Ashby, and Kenny Hanks because they
engaged in protected concerted activities and because Respon-
dent believed that they had engaged in union activity. Respon-
dent filed a timely answer that admitted the allegations of the
complaint concerning the filing and service of the charge,
commerce and jurisdiction, and agency status. Respondent
denied the substantive allegations of the complaint.
On the entire record, including my observation of the de-
meanor of the witnesses, and after considering the briefs filed
by the General Counsel and Respondent, I make the following
FINDINGS OF FACT
I. JURISDICTION
Respondent, a corporation, is engaged in heavy hauling and
material transportation with an office and place of business in
1 All dates are in 1999 unless otherwise indicated.
BOWLING TRANSPORTATION, INC.
397
Owensboro, Kentucky. During 1999, Respondent purchased
and received at its Owensboro, Kentucky facility goods valued
in excess of $50,000 directly from points located outside the
Commonwealth of Kentucky. Respondent admits and I find
that it is an employer engaged in commerce within the meaning
of Section 2(2), (6), and (7) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
A. Background
As indicated, Respondent is engaged in the business of
heavy hauling and material transportation. Generally, Respon-
dent transports steel coils from major steel mills to the big three
automotive producers. It also provides intraplant transportation
services. Since about October 1988, Respondent has provided
such services to A.K. Steel at AK’s facility in Rockport, Indi-
ana. There Respondent provides equipment and employees to
perform intraplant handling and movement of steel coils using
ultra heavy duty tractor-trailers called supertrucks. Depending
on the production schedule, Respondent’s employees at this
facility had a significant amount of idle time. The AK facility
has several check shacks that have a computer and are used to
check vehicles in and out of the facility. AK also has a receiv-
ing office; about six or seven AK employees worked there.
Bill J. Bowling is Respondent’s president and CEO. Don
Bowling, Bill’s son, is vice president. Lawrence J. Martin
served as Respondent’s terminal manager at the Owensboro
facility until June 2000. Paul Brewer serves as Respondent’s
safety and maintenance supervisor. These persons are admitted
supervisors and agents of Respondent.
B. The Terminations of Hanks and Ashby
Kenneth Hanks worked for Respondent at the AK facility
from early July until his suspension on December 19; he
worked as super truckdriver. Richard Ashby worked for Re-
spondent as a super truckdriver/tow motor operator from early
August until his suspension on December 19.
At some point AK implemented a safety program for its con-
tractors, including Respondent, in which the contractors could
earn up to $1 for each injury-free hour worked by their employ-
ees. AK strongly encouraged that the contractors share this
bonus with their employees. Respondent determined to pass on
50 cents per hour of the safety bonus to its employees at the AK
facility.
Ashby felt that the employees should be receiving the full $1
per hour safety bonus. He spoke to other employees at the AK
facility, including Hanks, about the safety bonus and these em-
ployees shared Ashby’s concern. Ashby also voiced his con-
cerns about the safety bonus to Paul Brewer, Respondent’s
safety and maintenance supervisor.2
On December 9, during some “down time” when there was
no work to perform, Ashby decided to bring the matter of the
safety bonus to the attention of Brian K. Rydberg. Rydberg
worked for AK at the Rockport, Kentucky facility as manager
2 Indeed, Respondent in its brief at p. 3 concedes “Mr. Ashby and
Mr. Hanks had freely discussed their disagreement with the amount of
the safety bonus among themselves, other employees and Mr. Paul
Brewer, a member of Bowling management.”
of transportation and materials until December 1999. He had
an office in AK’s receiving office. Ashby told Hanks that he
was going to Rydberg’s office to give him “some hell” and
Hanks decided to join Ashby. They entered the receiving office
and encountered Rydberg in the hallway. Ashby asked if they
could talk to Rydberg for a minute, and Rydberg replied that
they could, and he invited them in his office. Ashby said that
he wanted to ask some questions about the safety bonus.
Rydberg said that he really did not know much about the pro-
gram but he would answer what he could. Ashby then ex-
plained his concern that employees were only getting 50 cents
per hour and the remainder of the bonus was retained by Re-
spondent to pay for things such as safety shoes, hard hats,
safety glasses, and the Christmas party. Rydberg said that this
was not his concern and suggested that they talk to Glen Easter-
ling, another AK employee, about the matter. The discussion in
Rydberg’s office lasted about 10 to 15 minutes.3
Rydberg contacted Martin and told him that Ashby and
Hanks had been in AK’s receiving office and had raised the
matter of the safety bonus. Rydberg explained that AK should
not be in a position where they were being contacted about
these matters. Rydberg instructed Martin to have them re-
moved from the premises.4
In response to this incident on December 10, Respondent is-
sued a memorandum to employees stating:
Effectively immediately, there shall be no contact be-
tween . . . Bowling Over-the-road/Highway personnel and
AK Steel shipping department, unless you have been spe-
cifically told to stop in by Bowling Transportation man-
agement, or have been asked to come in by AK Steel Su-
pervisory personnel.
. . .
Deviation from this directive could result in discipli-
nary action or termination.
3 These facts are based on a composite of the credible testimony of
Ashby and Hanks. In deciding to credit that testimony, I have consid-
ered Rydberg’s testimony. Rydberg acknowledged that on December 9
Hanks and Ashby approached him at his office in AK’s receiving of-
fice. He denied that he invited them into his office and claimed that
they were not welcome there. He testified that he told Hanks and
Ashby that if they had any questions concerning the safety program that
they should raise it with Glen Easterling and Bowling. Rydberg testi-
fied that Hanks later approached him and said that he had not been
involved with Ashby’s comments; that he had simply followed along.
Hanks denied that this subsequent conversation took place. Rydberg
also claimed that there were at least two other occasions when Ashby
and Hanks visited him at his office on this matter. Rydberg claimed
that he informed Don Bowling and Martin of these subsequent meet-
ings. However, Respondent offered no evidence to corroborate
Rydberg’s testimony that Hanks and Ashby approached him in his
office on the safety bonus matter more than on the single occasion
described above. None of the documents describing the reasons for
discharge mention anything more than this single occasion. Moreover,
my observation of Rydberg’s demeanor as a witness left me with the
sense that he was more eager to build a case to support the discharge of
the employees than merely accurately recount the facts. For these
reasons I do not credit Rydberg’s testimony.
4 These facts are based on the credible testimony of Martin.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
398
This was the first that the employees were notified of this pol-
icy.5
On December 19 Martin and a security guard escorted Ashby
from AK’s facility. Martin told Ashby that he had to escort
him off the property because they believed that he was trying to
get a union started because he had talked to Rydberg. Martin
said that AK barred Ashby from its property. Ashby said that
he was not trying to start a union and that he never even talked
to anyone about a union. Martin said that they would have to
investigate the matter. Ashby asked if he was terminated and
Martin replied no, not at that time. Martin told Ashby to get in
contact with him in 2 or 3 days and he would try and resolve it.
Martin suggested that Ashby write a letter explaining why he
was talking to Rydberg because that would provide Martin with
more leverage to get Ashby reinstated.6
Ashby prepared such a letter and addressed it to Martin; it
read:
Approximately one week ago I went to Byron
Rydberg’s office and Kenny Hanks followed me. Once in
Byron’s office I asked him if he knew anything about the
safety bonus. He said he did not. I went on to tell him
that I heard that we were getting one dollar an hour and
the Bowling was taking fifty cents of it for boots, hard
hats, and glasses. I then told him I was informed that our
boots were to last one year and showed him the soles of
my boots and told him I had only been working for Bowl-
ing for approximately four and a half months. He then in-
formed me that he knew nothing about any of it. He then
said that these problems were between Bowling and me,
and that he or AK Steel had anything [sic] to do with it.
At that time me and Kenny left Byron’s office.
Me and Kenny were in Byron’s office for approxi-
mately five to ten minutes. If I caused any problems I
apologize but I was trying to get an answer, but at no time
was me or Kenny thinking about let alone trying to form a
union. [spelling corrections made].
On December 27, Martin informed Ashby that in the best in-
terests of the Company he was terminated. Ashby’s termina-
tion notice indicated that he was terminated because he was
“not able to function on AK Steel property.” Other records
show that the reason he was terminated was because he was not
“welcomed” on the site by AK.
On December 19, Martin also escorted Hanks from the AK
facility. Martin told Hanks that this was due to the fact that he
was present with Ashby when Ashby spoke to Rydberg about
the safety bonus. Martin also told Hanks to prepare a statement
of exactly what had occurred during the meeting with Rydberg.
Martin said that he would use the statement to try and persuade
AK to permit Hanks to come back on the property. Hanks’
suspension notice indicated that he was suspended pending
termination and read “barred by AK- escorted off site.”
5 This is based on the credible testimony of Ashby and Hanks.
6 These facts are based on Ashby’s testimony. I note that Martin
was not recalled to specifically deny that he made the remarks concern-
ing the Union. I was also impressed with Ashby’s demeanor as a wit-
ness.
Like Ashby, Hanks prepared a letter for Martin. Hanks’ let-
ter read:
On or around the 8th or 9th of December I took a load
to door 722. When I got there Richard (Ashby) was walk-
ing towards Brian (Rydberg)’s office. I asked what he was
doing. Richard said he was going to give Brian some hell.
Not knowing what he was going to ask, I went to the of-
fice with him. Richard asked Brian if he had a moment.
Brian said yes, come on in. Richard and I went in and sat
down. Richard asked who was in charge of the safety
program. Brian said Glenn Easterling and then asked
why? Richard told him about our safety bonus.
A few days later Martin called Hanks and told him that AK
did not want him back on the site. Hank’s termination notice
indicated that the reason he was terminated was “not able to
function on AK Steel property.”
It had been AK’s policy to occasionally bar an employee of a
contractor from the site for up to 3 days as a penalty for safety
violations. After Hanks and Ashby were suspended, but before
they were terminated, Martin went to Rydberg’s office and
asked if they could be only temporarily barred. Rydberg re-
plied that they were permanently barred from the site. After
Martin received the letter from Ashby he again approached
Rydberg to see if things had “cooled down” and asked if there
was something they could do to work this out. Rydberg replied
that if Hanks and Ashby returned to the site Respondent would
be removed from the site the next day. During the time that
Martin was employed at the site, no other employee had either
been permanently barred from the site.7
Respondent did not offer Hanks and Ashby positions at any
of its other facilities. However, the evidence shows that they
could not be employed elsewhere without being required to
visit an AK facility.
C. Horton’s Termination
Jeffrey Horton worked for Respondent as a truckdriver from
July 1998, until his termination on December 23, 1999. Horton
was dissatisfied with some of Respondent’s work rules. He
spoke to other employees at the AK facility about his concerns.
On December 18 Horton prepared a list of the rules that trou-
bled him and other employees.
The list read:
Things I can not do at AK Steel
Don’t talk to AK management.
Don’t talk to anyone about pay, mine or otherwise.
Don’t sit in plane [sic] sight if I have nothing to do.
Don’t sit at the drop lot if I have nothing to do.
Don’t go in the drop lot office when I have nothing to
do.
Don’t drive around the plant when I have nothing to
do.
Don’t go into the receiving trailer when I have nothing
to do.
7 These facts too are based on Martin’s credible testimony.
BOWLING TRANSPORTATION, INC.
399
Don’t go to the scale house parking lot when I have
nothing to do.
Don’t leave the truck unattended when I have nothing
to do.
Don’t be more than 50 (feet) away from the truck
without the key in my pocket.
Don’t use the company radio for anything except
purely business. No personal comments on the radio.
Don’t move the truck with the tarp open, foreward
[sic] or back.
No books, magazines or any other reading material in
the trucks.
No electronic devices in the truck that are not supplied
by Bowling.
Don’t park in a bunch when we have nothing to do.
Separate.
Horton showed the list to other employees and told them that he
intended to present it to Bowling that evening at the company
Christmas party. The employees agreed that Horton should do
so. Before the Christmas party several employees approached
Bowling and said that Horton wanted to know if he would be at
the party, that if Bowling would be at the party then Horton
would come also. Bowling said that he would be at the party.
That evening, at the Christmas party, Horton presented the
list to Bowling. They went into an office to discuss the matter.
Horton said that the list was of things that the employees were
not supposed do while at AK. He and Bowling discussed the
rules and Bowling asked for a copy of the list. Horton gave no
indication that other employees assisted him in preparing the
list.8 Bowling admitted that Horton approached him at the
Christmas party with a “laundry list” of rules that he did not
like at AK. Bowling testified that he told Horton that those
were AK’s rules and that the employees had to abide by them if
they were going to work at AK’s facility. The day after the
Christmas party Bowling showed the list to Martin. Rydberg
acknowledged that on the day after the Christmas party Bowl-
ing told him that Horton had presented a list of grievances con-
cerning AK’s work rules.
On December 19, Martin advised Horton that he was sus-
pended for 5 days. Records indicate that on December 20 Hor-
ton received a suspension for failure to follow instructions in
that he was “grouping” with other drivers inside that AK check
shack after being told not to congregate and not to leave his
truck.9
Horton called Bowling at his home and asked if Bowling
was aware of the fact that he had been suspended. Bowling
replied that he was, and that it sounded like several employees
were going to lose their jobs. Bowling said that it sounded like
the employees were trying to form a union and since Horton
was the one who brought the list to him, Horton was the leader.
Horton attempted to assure Bowling that they were not trying to
form a union. Bowling replied that there was not going to be a
8 These facts are based on Horton’s credible testimony.
9 The General Counsel does not allege that this suspension was
unlawful. Horton’s suspension was based on an incident that occurred
the day before the Christmas party and before Horton began preparing
the list.
union because he was the union. After unsuccessfully attempt-
ing again to assure Bowling that the employees were not trying
to form a union, Horton told Bowling that he was sorry that
Bowling felt that way and the conversation ended.10 Bowling
conceded that Horton called him at home. Bowling testified
that he told Horton that he wanted a happy employee and that
an unhappy employee does not do a good job and that if Horton
were so unhappy he would get Horton out of the AK job.
A few days later Bowling advised Martin to terminate Hor-
ton. Bowling did not give a specific reason for the termination;
instead, Bowling told Martin that Horton was unhappy and had
presented a list of things that he did not like about company
policy.11
On December 23 Martin informed Horton that he was termi-
nated. Horton’s termination notice indicated that he had failed
to follow instructions and read “employee priorities to [sic]
inconsistent with company policy.” Other records indicate that
Horton was terminated for his disagreement with company
policies.
III. ANALYSIS
A. The 8(a)(1) Allegations
The General Counsel alleges that in early December, Re-
spondent, by an unknown agent, posted and promulgated a rule
that forbid employees from discussing their wages. In support
of this allegation the General Counsel presented testimony from
Horton. He testified that in early December Paul Brewer, Re-
spondent’s safety officer/dispatcher and an admitted agent,
distributed a memorandum to employees at a shift meeting.
Horton testified that about 10 employees were present at this
meeting, including Hanks. The employees allegedly signed this
memorandum and returned it to Brewer. The memorandum
supposedly stated that it was against Respondent’s policy to
discuss wages with fellow employees; however, no memoran-
dum was produced at the trial. Hanks testified that he was pre-
sent at a meeting where Brewer told employees that they were
not to talk to anyone about their wages. Hanks testified, how-
ever, that this meeting took place in early November. He testi-
fied that Ashby was there, but Ashby did not corroborate this
testimony. Hanks did not confirm Horton’s testimony that this
rule was issued in writing. Brewer was not called to testify by
Respondent. Bowling, however, denied that Respondent had a
rule that prohibited employees from discussing their wages. He
explained that such a rule made no sense because the wage
rates of employees were common knowledge.
In his brief, the General Counsel appears to concede that he
has failed to show that Respondent issued any unlawful written
rule. Rather, in his brief he argues that an oral rule was prom-
ulgated. However, Hanks testimony in this regard was uncor-
roborated. Under these circumstances, I conclude that the Gen-
eral Counsel had failed to meet his burden of proof by showing,
by a preponderance of the evidence, that any unlawful rule was
promulgated. I shall dismiss this allegation of the complaint.
10 These facts are based on the credible testimony of Horton. I note
that Respondent did not recall Bowling to contradict this testimony.
11 These facts are based on the credible testimony of Martin.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
400
The General Counsel also alleges that on December 19 Re-
spondent informed employees that they were terminated be-
cause they engaged in union and protected concerted activity. I
have found above that on that date Martin told Ashby that he
was being removed from the property because Respondent
believed that he was trying to get a union started because he
had talked to Rydberg (about the safety bonus).12 Telling an
employee that he is being disciplined because he engaged in
union or protected concerted activity is unlawful. Atlas Transit
Mix Corp., 323 NLRB 1144, 1150 (1997). By telling an em-
ployee that he was disciplined because he engaged in union
activity and in protected concerted activity, Respondent vio-
lated Section 8(a)(1).
The General Counsel next alleges that on December 23 Re-
spondent threatened its employees with discharge because of
their union activity. I have concluded above that on that date
Bowling told Horton that it sounded like the employees were
trying to form a union and since Horton was the one who
brought the list to him, Horton was the leader. Horton at-
tempted to assure Bowling that they were not trying to form a
union. Bowling replied that there was not going to be a union
because he was the union. I conclude that Bowling impliedly
threatened Horton with reprisals because Respondent suspected
that he had engaged in union activity and protected concerted
activity.13 Bowling’s remarks were made in the context of
Horton’s earlier, albeit lawful, suspension. He emphasized the
risk Horton was taking by engaging in those activities when he
indicated that there would not be a union at Respondent.14 By
threatening an employee with reprisals for having engaged in
union and protected concerted activity, Respondent violated
Section 8(a)(1).
The General Counsel also alleges that during this same con-
versation Respondent gave the impression that it was engaging
in surveillance of the union and protected concerted activities
of its employees. I disagree. In context it was clear that Bowl-
ing indicated that his suspicion that Horton and others were
engaging in union activity and protected concerted activity
came not from surveillance but from Horton’s open act of pre-
senting and discussing the list of work rules with Bowling. I
shall dismiss this allegation of the complaint.
B. The Terminations
1. Legal standards
The General Counsel alleges that Ashby, Hanks, and Horton
were terminated because they engaged in protected concerted
activity and because Respondent suspected that they engaged in
union activity. In determining whether employees have en-
gaged in concerted activity, I examine Meyers Industries, 268
NLRB 493 (1984), remanded sub. nom. Prill v. NLRB, 755
F.2d 941 (D.C. Cir. 1985), Meyers Industries, 281 NLRB 882
(1986). There, the Board determined that for an employee’s
activity to be concerted within the meaning of Section 7 of the
Act the activity must be engaged in with or on the authority of
other employees and not solely by and on behalf of the em-
ployee himself. Once it has been determined that the activity is
concerted, a violation of Section 8(a)(1) will be found if the
employer knew of the concerted nature of the activity, the con-
certed activity is protected under the Act, and the adverse em-
ployment action was motivated by the employee’s protected
concerted activity.
12 I conclude below that the discussion of the safety bonus with
Rydberg was concerted activity protected by the Act.
13 I conclude below that the Horton’s discussion of the list of offen-
sive work rules is concerted activity protected by the Act.
14 The General Counsel does not allege, either in the complaint or in
his brief, that this remark constituted an unlawful statement that em-
ployees’ union activities would be futile.
In addition, the shifting burden analysis set forth in Wright
Line15 governs the determination of whether Respondent vio-
lated Section 8(a)(3) and (1) of the Act by terminating the em-
ployees for their union activity and also whether it violated
Section 8(a)(1) by terminating them for their protected con-
certed activity. The Board has restated that analysis as follows:
Under Wright Line, the General Counsel must make a
prima facie showing that the employee’s protected union
activity was a motivating factor in the decision to dis-
charge him. Once this is established, the burden shifts to
the employer to demonstrate that it would have taken the
same action even in absence of the protected union activ-
ity.7 An employer cannot simply present a legitimate rea-
son for its actions but must persuade by a preponderance
of the evidence that the same action would have taken
place even in the absence of the protected conduct.8 Fur-
thermore, if an employer does not assert any business rea-
son, other than one found to be pretextual by the judge,
then the employer has not shown that it would have fired
the employee for a lawful, nondiscriminatory reason.9
7 NLRB v. Transportation Management Corp., 462 U.S. 393,
400 (1983).
8 See GSX Corp. v. NLRB, 918 F. 2d 1351, 1357 (8th Cir.
1990) (“By asserting a legitimate reason for its decision and
showing by a preponderance of the evidence that the legitimate
reason would have brought about the same result even without the
Illegal motivation, an employer can establish an affirmative de-
fense to the discrimination charge.”)
9 See Aero Metal Forms, 310 NLRB 397, 399 fn. 14 (1993).
T&J Trucking Co., 316 NLRB 771 (1995).
This was further clarified in Manno Electric, 321 NLRB 278
(1996).
2. Terminations of Ashby and Hanks
I first address the issue of whether Hanks and Ashby were
terminated for protected concerted activity in violation of Sec-
tion 8(a)(1). Ashby spoke to Hanks and other employees about
the matter of the safety bonus and the employees shared his
concerns. Moreover, Ashby and Hanks together went to
Rydberg’s office and discussed the safety bonus issue. This
clearly constitutes concerted activity. Respondent argues that
Hanks was not involved in concerted activity because he en-
tered Rydberg’s office without knowledge of what Ashby in-
tended to discuss there. This argument misses the point. The
evidence shows that Hanks remained with Ashby in Rydberg’s
office while they discussed the safety bonus; this became con-
15 251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cir. 1981), cert.
denied 455 U.S. 989 (1982).
BOWLING TRANSPORTATION, INC.
401
certed activity. Moreover, Respondent would reasonably per-
ceive that Hanks, by accompanying Ashby, was engaged in
concerted activity.
Respondent was aware of the concerted nature of the activity
because Rydberg reported that Ashby and Hanks had come to
him and raised the safety bonus matter. Indeed, Respondent
concedes as much. Similar to its earlier contention, Respondent
argues that it was unaware of the concerted nature of the activ-
ity. It relies on the postsuspension letters written by Ashby and
Hanks wherein they stated that Hanks merely followed Ashby
in to Rydberg’s office. This argument suffers from the addi-
tional infirmity that Respondent’s knowledge of this fact oc-
curred after the employees were suspended and the employees
were subsequently terminated for the same reason that they
were suspended—they together talked to Rydberg about the
safety bonus.
Martin told Ashby and Hanks that they were terminated, in
part, because they had spoken with Rydberg about the safety
bonus matter; this statement violated Section 8(a)(1). Indeed,
Martin urged these employees to prepare a written explanation
concerning their meeting with Rydberg. This evidence shows
that the terminations were motivated in substantial part by the
employees’ protected concerted activity. The timing of the
discharges further supports such a conclusion.
Respondent argues: “A bonus is not the appropriate object of
‘concerted activity.’” Such an argument is inconsistent with
Board law and the clear language of Section 7 of the Act. Re-
spondent cites New River Industries v. NLRB, 945 F.2d 1290
(4th Cir. 1991). However, that case is inapposite. There, the
concerted protest concerned a free ice cream cone that the em-
ployer provided to employees on a single occasion. Here, the
concerted activity concerned, from the employees’ perspective,
50 cents per hour for as long as the safety bonus program ex-
isted.
Respondent next argues: “Attempts to determine from a cus-
tomer the terms (of) an employer’s compensation from that
customer are not the appropriate object of a concerted activity.”
Without deciding whether this argument is legally sound, I note
that it is factually unsupported by the credible evidence. The
employees were already aware of the $1 per hour safety bonus.
Hanks and Ashby did not seek private, confidential information
from AK. Instead, they protested the fact that they did not
directly receive the full amount of the bonus. I conclude that
their activity was protected under Section 7.
In sum, I conclude that the General Counsel has met his ini-
tial burden under Wright Line of showing that Ashby and
Hanks were terminated because they engaged in protected con-
certed activity.
I now turn to the allegation that Respondent fired Ashby and
Hanks because it believed that they had engaged in union activ-
ity. Martin told Ashby that he was terminated in part because
he was trying to get a union started; I have concluded that this
statement violated Section 8(a)(1). This admission from Martin
amply supports the conclusion that Ashby’s termination was
motivated in substantial part because Respondent believed that
he had engaged in union activity. The fact that Respondent’s
belief was mistaken is to no avail. NLRB v. Link-Belt Co., 311
U.S. 584, 589–590 (1941). I further conclude that Hanks’ ter-
mination was similarly motivated. Both suspensions and dis-
charges stemmed from the same events and were inextricably
intertwined. I thus conclude that the General Counsel has again
met his initial burden under Wright Line.
I now examine whether Respondent has met its burden under
Wright Line of showing that it would have terminated Ashby
and Hanks in any event. Respondent argues that Hanks and
Ashby would have been fired for entering Rydberg’s office.
However, the record does not support such an assertion. In the
first place, Respondent has failed to establish that prior to De-
cember 9 it had any policy concerning employees entering the
receiving office to discuss work related matters. Certainly,
there was no written rule to that effect. To the contrary, it was
only after the incident that Respondent found it necessary to
issue any rule,16 and even then the rule dealt with “contact”
between Respondent’s employees and AK. Moreover, the rule
itself did not show that employees would be fired; it provided
only that a breach of the rule “could result in disciplinary action
or termination.” In a similar vein, Respondent argues that it
was justified in terminating these employees because they con-
ceded that they were going to give Rydberg “hell” and a “hard
time.” However, the evidence shows that Respondent did not
rely on this reason in terminating the employees and failed, in
an event, to show that it would have terminated them if it had
relied on such a reason.
Respondent also asserts that Hanks was also terminated be-
cause he violated a rule against leaving a loaded truck unat-
tended. It will be recalled that in that statement Hanks prepared
for Martin after his suspension he made passing reference to
taking a load to door 722. At that door a tow motor operator
would unload the truck. Respondent now seizes upon that
statement to support its argument. However, there is no credi-
ble evidence that Respondent then relied on this reason to dis-
charge Hanks. In any event, it has failed to show that it would
have terminated Hanks had it relied on it.
Respondent also asserts that Ashby was terminated because
he interrupted production. It bases this conclusion on Ashby’s
written statement to Martin, described above. It argues that
because the statement did not indicate that Ashby was on lunch
or break, he was therefore interrupting production. This argu-
ment falls of its own weight.
The reasons for discharge described in the previous para-
graphs were not told to the employees and did not appear in
their termination papers. Thus, Respondent shifted its reasons
for the terminations. Moreover, in Respondent’s prehearing
brief it asserted that terminations were “fully justified as they
walked off their jobs, leaving a loaded truck standing.” Re-
spondent no longer made this argument in its posthearing brief.
These shifting reasons for discharge not only to undermine
Respondent’s case but also serves to strengthen the General
Counsel’s case.
16 Respondent, in its brief, argues that Horton conceded that employ-
ees knew that they were not to go into the receiving office. Indeed,
Horton did concede at much, but this of little use to Respondent’s ar-
gument since the record is not clear whether Horton’s knowledge of
this policy came about as a result of the memorandum issued after the
December 9 incident or whether such a policy predated that event.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
402
Finally, Respondent argues that it had to fire Hanks and
Ashby because AK had barred them from the facility and they
could not be productively employed elsewhere.17 To be sure,
AK insisted that Respondent remove the employees from the
premises, and I have concluded that Respondent could not pro-
ductively employ them elsewhere in the business. However, I
have also concluded that Respondent knew that AK’s insistence
was based on the fact that the employees had engaged in con-
certed activity protect under Section 7. Under these circum-
stances Respondent’s legal obligation was to refuse to acqui-
esce in AK’s request. I recognize that the General Counsel has
not charged AK with any violations of the Act and has not al-
leged that AK is a joint employer with Respondent. But the
Board has stated
[E]ven in the absence of a joint employer relationship, an
employer is properly held liable for its own actions that af-
fect an individual’s employment status with another em-
ployer. Thus, an employer that successfully requests the
termination of an employee for discriminatory reasons vio-
lates the Act and can be required to make the employee
whole for loss of pay, even if it is not the employee’s em-
ployer. Flav-O-Rich, Inc.,[309 NLRB 262 (1992)]. The
entity acquiescing in the request would not be guilty of an
unfair labor practice, however, it were not aware of the
motive behind the request. Id. at 266.
Capitol EMI Music, 311 NLRB 997, 1000 fn. 22. Respon-
dent’s efforts to persuade AK to reinstate Hanks and Ashby fell
short of its obligation to take all measures within its power to
resist the unlawful terminations. Indeed, Respondent added a
second unlawful motive of its own when it also terminated the
employees because it suspected that they had engaged in union
activity.
I conclude that Respondent has failed to show that it would
have terminated Ashby and Hanks even if they had not engaged
in protected concerted activity or because it believed that they
had engaged in union activities. It follows that Respondent
violated both Section 8(a)(1) and Section 8(a)(3) by suspending
and then terminating Ashby and Hanks.
3. Termination of Horton
I now address the issue of whether Horton was terminated
because he engaged in protected concerted activity. Horton
spoke to other employees of the concerns he had about work
rules. He then prepared a list of those concerns and showed the
list to other employees. He also told them that he intended to
present the list to Bowling; the employees agreed that he should
do so. This presents a clear case of concerted activity.
I also conclude that Respondent was aware of the concerted
nature of the activity. First, several employees asked Bowling
whether he would be attending the Christmas party because if
he was then Horton would attend. When Horton came to the
party and presented the list it must have been obvious to Bowl-
ing that the other employees knew that Horton intended to do
so. More importantly, Bowling later told Horton that because
Horton had presented the list to him, Horton was the leader of
17 Although I raised this issue at trial with the General Counsel he
does not address it in his brief.
the effort to form a union. This statement shows that Respon-
dent knew, or at least suspected, that Horton had concertedly
prepared and presented the list.18
Bowling’s remarks, described immediately above, also show
that Horton’s protected concerted activities were a substantial
motivating factor in his discharge. These remarks were unlaw-
ful. Also, Martin admitted that Bowling told him that a reason
Horton was being fired was because Horton presented the list
of work rules complaints to Bowling. The timing of the dis-
charge reinforces this conclusion. I conclude that the General
Counsel has met his initial burden under Wright Line of show-
ing that Horton’s protected concerted activities were a substan-
tial motivating factor in his termination.
I turn to address the issue of whether Horton was discharged
because Respondent believed that he had engaged in union
activity. I have found that Bowling told Horton that it sounded
like the employees were trying to form a union and since Hor-
ton was the one who brought the list to him, Horton was the
leader. This statement violated Section 8(a)(1). When Horton
protested that the employees were not attempting to form a
union, Bowling remarked that there was not going to be a union
because he was the union. This evidence establishes that Hor-
ton’s termination was due in substantial part because Respon-
dent suspected that he had engaged in union activity.
I now examine whether Respondent has met its burden under
Wright Line of showing that it would have terminated Horton in
any event. Horton was not told any reason for his termination
other than unlawful reasons. The notation on his termination
notice that he was terminated because his priorities were incon-
sistent with company policies is not to the contrary. Respon-
dent argues that Horton was properly discharged because he
had been recently suspended for lawful reasons and he had, by
protesting the nature of some of the work rules, shown an un-
willingness to abide by those rules. This argument lacks both
factual and logical support. There is no factual evidence that
Horton was unwilling to abide the rules until they were
changed and it does not logically follow that because employ-
ees seek to change work rules that they will be unwilling to live
by the rules until changed. I conclude that Respondent has
failed to show that it would have terminated Horton in any
event.
Respondent violated Section 8(a)(1) when it terminated Hor-
ton in substantial part because he had engaged in protected
concerted activities, and it violated Section 8(a)(3) when it
terminated him in substantial part because it believed that he
had engaged in union activity.
CONCLUSIONS OF LAW
1. By telling employees that they were disciplined because
they engaged in union activity and in protected concerted activ-
ity, Respondent has engaged in unfair labor practices affecting
18 Respondent argues that it was not aware of the concerted nature of
Horton’s activity because Horton admitted that at the meeting where he
presented the list he did not give any indication that other employees
assisted him in the preparation of the list. However, this testimony
does not address the issue of whether Respondent otherwise learned of
the concerted nature of Horton’s activity.
BOWLING TRANSPORTATION, INC.
403
commerce within the meaning of Section 8(a)(1) and Section
2(6) and (7) of the Act.
2. By threatening an employee with reprisals for having en-
gaged in union and protected concerted activity, Respondent
has engaged in unfair labor practices affecting commerce
within the meaning of Section 8(a)(1) and Section 2(6) and (7)
of the Act.
3. By suspending and discharging Ashby and Hanks because
they engaged in protected concerted activity, Respondent has
engaged in unfair labor practices affecting commerce within the
meaning of Section 8(a)(1) and Section 2(6) and (7) of the Act.
4. By suspending and discharging Ashby and Hanks because
Respondent believed that they had engaged in union activity,
Respondent has engaged in unfair labor practices affecting
commerce within the meaning of Section 8(a) (3) and (1) and
Section 2(6) and (7) of the Act.
5. By discharging Ashby Horton because Respondent be-
lieved that he had engaged in union activity, Respondent has
engaged in unfair labor practices affecting commerce within the
meaning of Section 8(a) (3) and (1) and Section 2(6) and (7) of
the Act.
REMEDY
Having found that Respondent has engaged in certain unfair
labor practices, I find that it must be ordered to cease and desist
and to take certain affirmative action designed to effectuate the
policies of the Act.
Having discriminatorily discharged employees, the Respon-
dent must offer them reinstatement19 and make them whole for
any loss of earnings and other benefits, computed on a quarterly
basis from the date of discharge to the date of proper offer of
reinstatement, less any net interim earnings, as prescribed in F.
W. Woolworth Co., 90 NLRB 289 (1950), plus interest as com-
puted in New Horizons for the Retarded, 283 NLRB 1173
(1987).
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended20
ORDER
Respondent, Bowling Transportation, Inc., Owensboro, Ken-
tucky, its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Telling employees that they were disciplined because
they engaged in union activity and in protected concerted activ-
ity.
(b) Threatening employees with reprisals for having engaged
in union and protected concerted activity.
(c) Suspending, discharging, or otherwise discriminating
against employees because they engage in protected concerted
activity.
19 If AK continues to resist the reinstatement of Hanks and Ashby for
unlawful reasons, that matter will have to be addressed by the General
Counsel in another proceeding. Flav-O-Rich, supra.
20 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be
adopted by the Board and all objections to them shall be deemed
waived for all purposes.
(d) Suspending, discharging, or otherwise discriminating
against employees because Respondent believed that they en-
gaged in union activity.
(e) In any like or related manner interfering with, restraining,
or coercing employees in the exercise of the rights guaranteed
them by Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Within 14 days from the date of this Order, offer Richard
Ashby, Kenneth Hanks, and Jeffrey Horton full reinstatement
to their former jobs or, if those jobs no longer exist, to substan-
tially equivalent positions, without prejudice to their seniority
or any other rights or privileges previously enjoyed.
(b) Make Richard Ashby, Kenneth Hanks, and Jeffrey Hor-
ton whole for any loss of earnings and other benefits suffered as
a result of the discrimination against them, in the manner set
forth in the remedy section of the decision.
(c) Within 14 days from the date of this Order, remove from
its files any reference to the unlawful suspensions and dis-
charges, and within 3 days thereafter notify the employees in
writing that this has been done and that the suspensions and
discharges will not be used against them in any way.
(d) Preserve and, within 14 days of a request, make available
to the Board or its agents for examination and copying, all pay-
roll records, social security payment records, timecards, per-
sonnel records and reports, and all other records necessary to
analyze the amount of backpay due under the terms of this Or-
der.
(e) Within 14 days after service by the Region, post at its fa-
cility in Owensboro, Kentucky, copies of the attached notice
marked “Appendix.”21 Copies of the notice, on forms provided
by the Regional Director for Region 25, after being signed by
the Respondent's authorized representative, shall be posted by
the Respondent immediately upon receipt and maintained for
60 consecutive days in conspicuous places including all places
where notices to employees are customarily posted. Reasonable
steps shall be taken by the Respondent to ensure that the notices
are not altered, defaced, or covered by any other material. In
the event that, during the pendency of these proceedings, the
Respondent has gone out of business or closed the facility in-
volved in these proceedings, the Respondent shall duplicate and
mail, at its own expense, a copy of the notice to all current em-
ployees and former employees employed by the Respondent at
any time since December 19, 1999.
(f) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
IT IS ORDERED that the complaint is dismissed insofar as it
alleges violations of the Act not specifically found.
APPENDIX
NOTICE TO EMPLOYEES
21 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
404
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated the
National Labor Relations Act and has ordered us to post and abide
by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representatives of their
own choice
To act together for other mutual aid or protection
To choose not to engage in any of these protected con-
certed activities.
WE WILL NOT tell employees that they were disciplined
because they engaged in union activity and in protected con-
certed activity.
WE WILL NOT threaten employees with reprisals for hav-
ing engaged in union and protected concerted activity.
WE WILL NOT suspend, discharge, or otherwise discrimi-
nating against employees because they engaged in protected
concerted activity.
WE WILL NOT suspend, discharge, or otherwise discrimi-
nating against employees because we believe that they engaged
in union activity.
WE WILL NOT in any like or related manner interfere with,
restrain, or coerce employees in the exercise of the rights guar-
anteed them by Section 7 of the Act.
WE WILL make Richard Ashby, Kenneth Hanks, and Jef-
frey Horton whole for any loss of earnings and other benefits
resulting from their discharge, less any net interim earnings,
plus interest.
WE WILL, within 14 days from the date of the Board’s Or-
der, offer Richard Ashby, Kenneth Hanks, and Jeffrey Horton
full reinstatement to their former jobs or, if those jobs no longer
exists, to substantially equivalent positions, without prejudice
to their seniority or any other rights or privileges previously
enjoyed.
WE WILL, within 14 days from the date of the Board’s Or-
der, remove from our files any reference to the unlawful sus-
pensions and discharges of Richard Ashby, Kenneth Hanks,
and Jeffrey Horton and WE WILL, within 3 days thereafter,
notify each of them in writing that this has been done and that
the suspensions and discharges will not be used against them in
any way.
BOWLING TRANSPORTATION, INC.