336 NLRB 435
American Tissue Corp.
AMERICAN TISSUE CORP.
435
American Tissue Corporation and Service Employees
International Union, Local 339, AFL–CIO. Case
29–CA–20226
September 28, 2001
DECISION AND ORDER
BY CHAIRMAN HURTGEN AND MEMBERS
LIEBMAN
AND TRUESDALE
On July 17, 2000, Administrative Law Judge Jesse
Kleiman issued the attached supplemental decision.1 The
Respondent filed exceptions and a supporting brief, and
the General Counsel filed an answering brief to the Re-
spondent’s exceptions.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the supplemental decision
and the record in light of the exceptions and briefs and
has decided to affirm the judge’s rulings, findings,2 and
conclusions and to adopt the recommended Order as
modified below.3
1 The procedural history in this case is set forth in the judge’s sup-
plemental decision and on November 12, 1998, the judge issued the
original attached decision.
2 In its exceptions, the Respondent contends, inter alia, that Victor
Fuentes was not alleged as a discriminatee in the complaint and that
there is no evidence in the record to support the judge’s finding that he
was discharged for striking along with the alleged discriminatees. We
find no merit to this exception. Although the complaint specifically
named 21 discriminatees who allegedly engaged in a strike and were
discharged on July 30, 1996, it also alleged that “approximately five
other employees whose names are presently unknown” were included
in the same group. Further, as with the other alleged discriminatees,
the General Counsel submitted into the record a copy of Fuentes’ time-
card indicating that he punched out during the same time that the other
25 discriminatees’ timecards were punched out. Based on this evidence
and credited testimony, the judge found that Fuentes was among the
employees who joined in leaving the plant to go to the Labor Depart-
ment. The judge therefore also found that he was among those dis-
charged, based on credited testimony that the employees were told they
would be fired if they left, and when the employees attempted to return
to their jobs that day and the following day, they were denied entrance
to the facility.
Contrary to his colleagues, Chairman Hurtgen would not find that
the Respondent terminated Victor Fuentes in violation of Sec. 8(a)(3).
In this regard he notes that Fuentes was not listed as a discriminatee in
the complaint. Further, the record evidence shows only that his time-
card indicates that he left the facility. Even assuming arguendo that his
departure was linked to the concerted activity of the others, there is no
showing that he was discharged or, if he was, that the discharge was
because of concerted activity.
In addition, Chairman Hurtgen finds a procedural impediment to
finding a violation as to Fuentes. The majority notes that the complaint
named 21 discriminatees and alleged that approximately 5 others
“whose names are presently unknown” were also discriminatees. The
majority then sets forth the record evidence as to Fuentes. On the in-
troduction of that record evidence, one would think that the General
Counsel would have amended the complaint to name Fuentes as a dis-
criminatee, inasmuch as Fuentes was then “known” to the General
Counsel. The General Counsel never did so. Notwithstanding this
failure, Respondent was apparently supposed to guess that Fuentes was
an alleged discriminatee, and to mount any defense it may have had in
this regard. Chairman Hurtgen would not leave this to guesswork. He
would require the General Counsel to formally move to amend the
complaint.
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge and
orders that the Respondent, American Tissue Corpora-
tion, Brooklyn, New York, its officers, agents, succes-
sors, and assigns, shall take the action set forth in the
Order as modified.
Substitute the following for paragraph 2(e).
“(e) Preserve and, within 14 days of a request, or such
additional time as the Regional Director may allow for
good cause shown, provide at a reasonable place desig-
nated by the Board or its agents, all payroll records, so-
cial security payment records, timecards, personnel re-
cords and reports, and all other records, including an
electronic copy of such records if stored in electronic
form, necessary to analyze the amount of backpay due
under the terms of this Order.”
Emily De Sa, Esq., for the General Counsel.
George S. Issacson, Esq. and Daniel C. Stockford, Esq. (Brann
& Issacson), for the Respondent.
DECISION
STATEMENT OF THE CASE
JESSE KLEIMAN, Administrative Law Judge. On the basis
of a charge and amended charge filed on August 13 and No-
vember 22, 1996, respectively, by Service Employees Interna-
tional Union, Local 339, AFL–CIO (the Charging Party or Lo-
cal 339), against American Tissue Corporation (the Respon-
dent), Local 339 alleged that the Respondent has been interfer-
ing with, restraining, and coercing its employees in the exercise
of rights guaranteed in Section 7 of the National Labor Rela-
tions Act (the Act), in violation of Section 8(a)(1) of the Act,
and has been discriminating in regard to the hire and tenure and
terms and conditions of employment of its employees, thereby
discouraging membership in a labor organization in violation of
Section 8(a)(1) and (3) of the Act. By answer timely filed, the
Respondent denied the material allegations in the complaint,
3 The remedy has been modified to provide the appropriate make-
whole relief for the Respondent’s unlawful transfer of employee Elson
Flores. Where the discrimination against an employee does not involve
a discharge, the relief to be provided shall be in accordance with the
Board’s decision in Ogle Protection Service, 183 NLRB 682 (1970),
enfd. 444 F.2d 52 (6th Cir. 1971).
We will modify the judge’s recommended Order in accordance with
our recent decision in Ferguson Electric Co., 335 NLRB 142 (2001).
The Respondent contends that employees Holman Flores, Julio
Ceasar Rivas, and Marcos Rivas have already been reinstated. Because
the record is not sufficiently clear on this point, we will defer this issue
to the compliance stage of this proceeding.
336 NLRB No. 36
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
436
and raises as “Affirmative Defenses” that the “Complaint fails
to state a claim upon which relief can be granted.”
A hearing was held before me in Brooklyn, New York, from
March 31 to September 29, 1997. Subsequent to the close of
the hearing the General Counsel and the Respondent filed
briefs.
On the entire record and the briefs of the parties and on my
observation of the witnesses, I make the following
FINDINGS OF FACT
I. THE BUSINESS OF THE RESPONDENT
The Respondent, a New York corporation, with its principal
office and place of business located at 135 Engineers Road,
Hauppauge, New York (Engineers Road facility), where it is
engaged in manufacturing pulp and paper products. The Em-
ployer also has additional facilities located at 110 Plant Ave-
nue, Hauppauge, New York (the Plant Avenue facility), 45
Gilpin Avenue, Hauppauge, New York (the Gilpin Avenue
facility), 85 Nicon Court, Hauppauge, New York (the Nicon
Court facility), and 468 Mill Road, Coram, New York (the
Coram facility). During the past year, the Respondent, in the
course and conduct of its business operations, sold and shipped
products, goods, and materials valued in excess of $50,000
directly to firms located outside the State of New York. The
complaint alleges, the Respondent admits, and I find that the
Respondent is now, and has been at all material times, an em-
ployer engaged in commerce within the meaning of Section
2(6) and (7) of the Act. Shahram Roozrokh is vice president
and Ghulam Farooq, foreman/supervisor of the Respondent. I
also find based on evidence in the record that Roozrokh and
Farooq are supervisors of the Respondent within the meaning
of Section 2(11) of the Act and agents, acting on its behalf
within the meaning of Section 2(13) of the Act.
II. THE LABOR ORGANIZATIONS INVOLVED
The complaint alleges and I find that Local 339 is now and
has been at all material times, a labor organization within the
meaning of Section 2(5) of the Act. I also find that Local 707,
International Brotherhood of Teamsters, AFL–CIO (Local 707)
is now, and has been at all material times, a labor organization
within the meaning of Section 2(5) of the Act. Service Em-
ployees International Union, Local 339, did not appear or oth-
erwise participate in the hearing. No explanation for this was
forthcoming.
III. THE ALLEGED UNFAIR LABOR PRACTICES
The complaint alleges that the Respondent threatened
employees with discharge if they joined, supported, or assisted
Local 707, or engaged in other protected concerted activities;
denied its employees the opportunity to work overtime and
reassigned an employee to working on skids; issued written
warnings to its employees; discharged its employees and denied
them reinstatement because they had engaged in a work stop-
page and also a strike and in other protected and concerted
activities, and in order to discourage employees from engaging
in such activities or other concerted activities for the purpose of
collective bargaining or other mutual aid or protection. The
complaint also alleges that by these acts the Respondent has
been interfering with, restraining, and coercing its employees in
the exercise of rights guaranteed in Section 7 of the Act in vio-
lation of Section 8(a)(1) of the Act, and has been discriminating
in regard to the hire and tenure and terms and conditions of
employment of its employees, thereby discouraging member-
ship in a labor organization and its employees from engaging in
other protected and concerted activities for the purpose of col-
lective bargaining or other mutual aid or protection in violation
of Section 8(a)(1) and (3) of the Act.
A. The Evidence
According to the testimony of the General Counsel’s wit-
nesses, in early 1996, the Respondents’ employees at its Plant
Avenue facility contacted Local 707 because they considered
that there were “a lot of injustices” and “abuses” occurring at
work. After discussing these problems among themselves,
employee Samuel Chavez1 arranged meetings between the em-
ployees and Local 707’s representative at his home. Sometime
in June 19962 Local 707 commenced an organizing campaign
and during the first half of July, Chavez distributed about 30
authorization cards to employees at the Plant Avenue facility
for signatures during breaks, in the lunchroom, the restroom, or
in the parking lot, and received signed authorization cards back
from these employees. Employees Elson Flores and Jose Al-
berto assisted Chavez in the organizing process, also distribut-
ing cards.
On Friday, July 12 when the employees received their pay-
checks, they discovered that they had been underpaid for work-
ing during the week including the Fourth of July holiday.3
Therefore, about 15 employees decided not to work overtime
on that day and punched out at about 3:30 p.m., instead of 7
p.m. nor did they return to work on Saturday, July 13. Chavez,
Flores, and Alberto were among the employees who partici-
pated in this work action.4 On Monday, July 15, the employees
who had refused to work overtime on July 12, returned to
work.5
The General Counsel’s witnesses testified herein as to al-
leged threats made to them by the Respondent’s vice president,
Shahram Roozrokh, and foreman, Ghulam Farooq, because of
the walkout. Employee Joel Guzman testified that Roozrokh
had approached him and had asked him “[w]ho had decided to
1 Chavez testified that in about April 1996 his supervisor, Shahram
Roozrokh, had asked him to be a supervisor and if he accepted the
position he would have to be on the side of the Employer not the em-
ployees.
2 All the events herein occurred on dates in 1996, unless otherwise
specified.
3 The Respondent claims that this was an inadvertent payroll error
and that the employees subsequently received their correct pay.
4 Also among the employees who participated in the work action
were, Hector Merlos, Joel Guzman, Edgardo Arguesta, Julio C. Rivas,
Julio Rivera, and Alcides Henriquez.
5 Roozrokh testified that while he did not know why the employees
had failed to return to their jobs on Saturday, July 13, “maybe they
were very tired because they were worked more hours,” and that
Farooq had told him on Monday, July 15, that Samuel Chavez had
talked to the employees and they left together and punched out. It is
reasonable to assume that under the circumstances that Farooq had
advised Roozrokh of the reason for the walkout.
AMERICAN TISSUE CORP.
437
leave on that day at 3:30,” and when Guzman responded, “I did
this on my will,” Roozrokh told him that “we were Communists
and that he was going to fire all of us.” Guzman also related
that around mid-July, Farooq told him that “Samuel Chavez
was a cancer to the company and he was going to be fired.”6
Julio Rivas also testified that Roozrokh had called him into his
office on July 15, and told him that “he was going to fire all
Hispanics” because of the actions they had taken the previous
Friday, and that “he didn’t want any more shit.”7 Chavez testi-
fied that Roozrokh had also called him into his office on July
15 and after asking him, “[W]hy we [employees] left early on
Friday” and accused Chavez of threatening “to kill” those em-
ployees who would not leave work at 3:30 p.m. that day and
those who intended to work on Saturday, and Chavez denied
having done so.
Chavez testified that prior to July 12, he usually worked
from 7 a.m. to 7 p.m. and that after the walkout on July 12 he
only worked until 3:30 p.m. when his overtime ceased with
management bringing in “two night operators . . . to start at
3:30.” Alberto also testified that he noticed about three new
employees who were learning the operation of the machines
that he and other employees worked on, and Flores’ affidavit
states that for the first time, Farooq asked him to train a Polish
worker on his machine. Neither Chavez nor Alberto worked
overtime after July 12.8 Also, in his affidavit, Flores related
that the week of July 15 Roozrokh “brought in about 10 new
workers, who were Polish and Indian.”
Elson Flores had been an operator on a “Perini 2” machine
and, on July 15, Flores was given his first written warning con-
cerning the cleanliness of his machine. Farooq told Flores that
he never kept his machine clean and did not throw out the gar-
bage and that he was going to give him a warning notice. Ac-
cording to Flores’ affidavit he tried to explain that his machine
was very complicated but when he had time he cleaned it.
However, Farooq told him that “it had already been decided
6 However, in an affidavit given to a Board agent previously,
Guzman made no mention of this statement being made by Farooq.
Guzman explained this omission by stating that he did not include this
because “I didn’t remember it at the time.”
7 The employees who participated in the refusal to work overtime on
July 12 were Hispanic. Employee Abelino Martinez also testified that
he heard Roozrokh make such a threat a few days before July 30. Ad-
ditionally, Elson Flores’ affidavit given to a Board agent and admitted
into evidence “conditionally,” over the Respondent’s objection, which
will be discussed more fully hereinafter, states that he heard Roozrokh
say that because employees left work early on July 12, he would fire all
the Hispanics and hire only Polish and Indian employees. Moreover,
when Hector Merlos complained to Roozrokh on July 15 “about the
holiday [pay],” Roozrokh “treated us as if we were stupid, told us we
were Communists.”
8 Alberto also testified that the night-shift operator who took over
working his machine started to work at the 3:30 p.m. day shift effec-
tively excluding Alberto from working overtime. Moreover, before
July 12, Alberto worked an average of 25 hours overtime per week,
Chavez worked 18.25 hours of overtime during the week ending July
14, and Flores worked about 29 hours of overtime per week.
Roozrokh testified that Chavez had told him that he advised Farooq
that he no longer 11wished to work overtime. The Respondent in its
brief acknowledges that “Chavez, Alberto and Flores did not work
large amounts of overtime in the weeks following the July 12 walkout.”
that I’d get the warning [and] that the next time that I got a
warning, I’d be fired.”9 Flores had had no disciplinary prob-
lems until July 15, and in fact, Flores’ personnel file shows that
he had received a merit increase as recently as May 20, 1996.
On or about July 20, Flores was transferred from his position
as a Perini 2 machine operator to that of working on skids.
Farooq told Flores that he no longer needed him on this ma-
chine. Meanwhile, the Polish employee that Flores had been
training on his Perini 2 machine replaced him on that machine.
Once Flores stopped working on the Perini 2 machine, Farooq
told him that he now would only be working 8 hours daily until
3:30 p.m. According to Flores, once he began working on the
skids he became the frequent recipient of threats with Farooq
constantly yelling at him and threatening to fire him if he did
not perform some task.
On or about July 25, Jose Alberto received his “only written
warning” by Farooq for leaving his machine unattended while it
was running. Alberto explained that he needed to get supplies
and to deliver the materials to another employee and had previ-
ously done this on a daily basis. Alberto testified that, in the
past, he had left his machine running to get supplies and while
Farooq observed this, he never gave Alberto a written warning
or reproached him. The warning states, “[T]hat Alberto was
spoken to many times” and Alberto refused to sign it as being
“unfair” and “unjust.”10 The warning notice states that Alberto
would be terminated next time and the section of the warning,
listing previous warnings, was left blank.11 Alberto related that
other employees, who worked on the same machine as he did,
the “Bretty” machine, left their machines unattended while
running, when necessary, such as to go to the bathroom or get a
drink of water. Additionally, Alberto was never told by a su-
pervisor that he could not leave his machine unattended and
running while going for supplies.
On July 30, around 2 or 2:30 p.m., Chavez, Alberto, and Flo-
res were called into Farooq’s office where they were apprised
that because “business was slow,” the Respondent had to lay
them off. Chavez testified that he told Farooq that he was
wrong because he had worked for the Respondent for 5-1/2
years, and that Alberto and Flores had worked for over 4 years,
and that about mid-July the Respondent had hired new employ-
ees.12 Farooq responded that he knew nothing about this, but
was following “the rules of the owner of the company,” Mehdi
9 Flores asserted that he always maintained his machine on the same
level of cleanliness as other employees who failed to receive any warn-
ings about this.
10 The warning is written in English which Alberto does not under-
stand. Nonetheless, the contents of the warning was not explained to
him by the Respondent.
11 However, Albertos’ personnel file shows that he received a merit
increase on June 24, 1996.
12 Alberto confirmed that less senior employees had not been laid off
at that time. Employees Holman Flores and Elvin Campos had only
been working for the Respondent for approximately 3 years. Employ-
ees Omar Henriquez, Harvey Martinez, and Ricardo Martinez had been
working for the Respondent for less than 2 years. In mid-July 1996, the
Respondent hired about five packers. Machine operators, a higher-
level employee, usually start work as packers before becoming opera-
tors. Chavez, Flores, Alberto, Joel Guzman, and Alcides Henriquez
had all worked as packers before becoming machine operators.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
438
Gabayzadeh. Chavez testified that although Farooq had told
these employees that they were laid off he did not say that they
would be recalled at a future date. Chavez demanded that he
receive a letter of layoff that Farooq gave him. Chavez testified
that while he worked for the Respondent, he did not believe
that any employee had been laid off.13
After Chavez, Flores, and Alberto left Farooq’s office, they
informed the other employees what had happened, and they and
about 25 other employees decided to leave the plant at 3 p.m. to
file a complaint with the New York State Labor Department in
Hauppauge, New York.
According to the testimony of the General Counsel’s wit-
nesses, excluding that of Roozrokh,14 the Respondent’s busi-
ness was far from slow and that there was actually more work
present at the time. The evidence shows that, in fact, the Re-
spondent was advertising for positions in July 1996. Alcides
Henriquez and Baltazar Sarabia testified that more work was
available than had been available previously. Abelino Martinez
testified that around the time of the “layoff,” he was required to
work on his breaks and even on Sundays. Rivas testified that
“it was very busy at work.” He stated that in June and July
1996, Rivas asked Farooq if he could take his vacation and
Farooq denied his requests, saying that there “was too much
work.” Similarly, Alcides Henriquez, during the week prior to
July 30, asked Farooq if he could take his vacation on July 29,
since his anniversary date was July 28. Henriquez testified that
Farooq denied his request because “American Tissue was very
busy at the time . . . they needed me to work.”15
Chavez testified that work at the Respondent’s Plant Avenue
facility had not slowed down. Guzman testified that employees
were required to work approximately 12-hour days from 7 a.m.
to 7 p.m., overtime occurring after 3:30 p.m. According to the
record evidence, for the week ending July 14, 128 employees
each worked an average of 26 hours of overtime. For the week
ending July 21, 111 employees each worked an average of 20
hours of overtime. For the week ending July 28, 114 employ-
ees each worked an average of 24 hours of overtime. Finally,
for the week ending August 4, 1998, employees each worked
an average of 25 hours of overtime.16 The 2 weeks before July
30, Henriquez worked 25 and 26 hours of overtime, respec-
tively, and Guzman worked 25 to 29 hours of overtime per
week. Additionally, other employees, who were not laid off,
were working overtime.
13 The Respondent’s “List of Terminations” appears to show that the
first actual layoff took place on January 24, 1997.
14 Samuel Chavez, Jose Alberto, Joel, Guzman, Hector Merlos, Abe-
lino Martinez, Alcides Henriquez, Baltazar Sarabia, Julio C. Rivas, and
Julio Rivera.
15 Henriquez testified that while presumably he would not have come
to work on Saturday, July 13, as part of the employees work action on
July 12, Roozrokh called him at home, at about 8 or 9 o’clock and
asked him to come to work on that day because the Respondent was
very busy, and that, as an incentive, Roozrokh would pay him for the
entire day, although it was already into the day when Roozrokh called
him.
16 The General Counsel asserts that the drop in the number of em-
ployees “was the result of the termination of the employees who par-
ticipated in the concerted action on July 30.”
On July 30, after the other employees learned that Samuel
Chavez, Jose Alberto, and Elson Flores had been laid off or
“terminated,” and despite Chavez telling them not to do so,
approximately 25 employees joined Chavez, Alberto, and Flo-
res in leaving the plant for the Labor Department.17 Alberto
testified that Rivas had told him that Roozrokh had called Rivas
into his office and told him that “he was going to fire all the
Hispanic employees who had been engaging in the walkout,
and he was afraid of who would be next.” Guzman also testi-
fied that “[s]ince [the Respondent] had already threatened to
fire us, we punch our cards and we went to the Labor Depart-
ment to place a complaint.”
Guzman testified that Farooq told the employees that “any-
one of you or those of you who punch your card, is being con-
sidered that he has abandoned his job.” He also testified that
Farooq had said that the employees who punched out were
“stupid and that they were fired . . . and don’t bother to return
to work.”18 Baltzar Sarabia testified that she heard Farooq tell
the employees before they punched out on July 30 that “if we
left the factory or place of work, that we didn’t have any right
to come back to work.” And Julio C. Rivas testified Farooq
had said that “anyone who left would be dismissed from their
job.”
After going to the N.Y.S. Labor Department on July 30 some
of the employees returned to the plantsite that day but were
denied entrance. Other employees attempted to return to work
the following day but again were not allowed to enter the facil-
ity. The Respondent had hired security guards who were sta-
tioned at the plant “entrance in the parking area” and who were
ordered not to allow the employees in to return to their jobs.
The General Counsel’s witnesses testified that they had never
seen security guards on the Respondent’s premises before.
As a result of not being allowed to return to work, and after
consulting with an attorney who advised them to commence
picketing, the employees formed a picket line on August 1 and
picketed in the mornings, during weekends, and in front of the
Respondent’s premises for approximately 2 weeks.19 Security
was present during the entire time. The General Counsel’s
witnesses testified that the employees’ goal in picketing was to
have the Respondent allow these employees to return to work
including Chavez, Alberto, and Flores. The employees who
picketed carried signs saying, “Give Us Back Our Jobs/We
Want Our Jobs Back”; “Latin Workers United Against Dis-
17 The evidence indicates that Samuel Chavez, Joseph Alberto, Elson
Flores, Abelino Martinez, Baltazar Sarabia, Edgardo Arguesta, Julio
Rivera, Hector Merlos, Holman Flores, Miguel Coraizaca, Julio Caesar
Rivas, Julio C. Rivas, Victor Fuentes, Carlos Garcia, Humberto Marti-
nez, Carlos Romero, Oscar Rivas, Elvin Campos, Joel Guzman, Alcides
Henriquez, Emilio Pavon, Marcos Rivas, Esmelin Rivas, Mario Ro-
mero, and Ricardo Martinez went to the Labor Department.
18 However, Guzman also failed to mention that Farooq allegedly
made such a statement, in his affidavit. Guzman again explained that
“[s]ometimes there are days and moments where you forget things.”
19 Among the employees who picketed were Samuel Chavez, Jose
Alberto, Joel Guzman, Elvin Campos, Emilio Pavon, Omar Enriquez,
Elson Flores, Hector Merlos, Abelino Martinez, Alcides Henriquez,
Edgardo Arguesta, Baltazar Sarabia, Julio C. Rivas, Julio Rivera, Oscar
Rivas, Esmelin Rivas, and Sifredo Martinez.
AMERICAN TISSUE CORP.
439
crimination”; “Down With Discrimination/Stop Discrimina-
tion/No More Discrimination”; throughout the time of the pick-
eting.
Chavez testified that on or about August 2, at approximately
10 a.m., Roozrokh’s secretary, Angela Gribbin, approached the
employees on the picket line and told them that Roozrokh
would allow the employees to return to work one at a time if they
signed a blank piece of paper, which the employees refused to do.
The testimony of the General Counsel’s witnesses indicate a
reluctance to sign a blank piece of paper out of fear.20 The pur-
pose of the signing of the alleged blank paper or any purported
use thereof, was never explained in the record.
On or about August 2, a few hours after Gribbin approached
the employees on behalf of Roozrokh, Chavez, Alberto, and Flo-
res received letters signed by Roozrokh along with their pay-
checks and subsequently by mail stating:
As you know, you were laid off on July 30, 1996, due to
lack of work caused by a slowdown in business. Because of
a current shortage of workers, American Tissue has a need
for employees at the Plant Avenue facility. Therefore, we
are recalling you from layoff. You should report to work at
7:30 a.m. on August 2, 1996.
Chavez testified that he did not respond to this letter because of
the “injustices taking place before,” which were “going to be
worse,” now and because returning to work would require his
signing the blank piece of paper which Gribbin had proposed
they do earlier that day. Alberto testified that he did not respond
to the letter because employees recall letters were only sent to
Chavez, Flores, and himself while the other employees who were
out picketing had not received recall letters with their pay-
checks.21
Moreover, during the picketing the employees signed a peti-
tion requesting the transfer of employees Ghulam Farooq (a su-
pervisor) and Oscar Hernandez, an inventory worker, because
“There were lots of problems that had taken place regarding two
supervisors.” The petition was then handed to a “courier” to give
to the company president.
The General Counsel called as one of its witnesses Shahram
Roozrokh, the Respondent’s vice president and plant manager.
According to Roozrokh’s testimony and documents offered by
the Respondent,22 in July 1996 the Plant Avenue facility had a
20 Guzman testified that towards the end of the picketing he was al-
lowed to speak to Roozrokh. Roozrokh asked him his name, although
he actually knew it and tried to “trick” Guzman into writing his name
on a blank piece of paper. After Guzman signed the paper he then tore
it up immediately, whereupon Roozrokh told him that “the work had
slowed down and at this time he didn’t have any work for me.” Prior to
this last remark, Roozrokh had asked Guzman under what conditions he
would return to work and Guzman replied that all employees should be
allowed to return to work and that the conditions of a petition signed by
the picketing employees, more about which will appear hereinafter, be
complied with.
21 The Respondent acknowledged that only Chavez, Alberto, and
Flores were sent such recall letters.
22 While these charts and schedules were admitted into evidence, it
should be noted that the documents from which they were prepared
were never offered nor was the preparer thereof called as a witness to
testify as to their preparation.
high number of employees, 130 in the last week in July, and
“significantly higher than the number of employees during the
comparable period in 1995. Roozrokh testified that in late July
the Respondent determined, for the following reasons, to layoff
several employees at the Plant Avenue facility: the purchase of
two new machines intended for the Plant Avenue facility but
which actually were installed in a new building purchased in
upstate New York and the intent to move other machines to this
new site in the future; the Respondent suffered significant mone-
tary losses from December 1995 through September 1996, al-
though the Plant Avenue facility itself realized small profits in
June and July 1996, these were down from larger profits experi-
enced in April and May 1996; sales of products manufactured at
the Plant Avenue facility fell “significantly short of sales fore-
casts during 1996.”
Roozrokh testified that he chose Samuel Chavez for layoff be-
cause Chavez had informed him that he intended to return to El
Salvador to operate his machine shop and because Chavez was a
“lead operator” a position Roozrokh determined was unnecessary
under the above circumstances.
Roozrokh related that he selected Elson Flores for layoff be-
cause of his poor work performance and unsafe work practices.
Flores had refused to clean the saw on his machine after in-
structed to do so by his supervisor. According to Roozrokh,
failure to clean the saw, which threw off sparks, created a signifi-
cant safety hazard. Flores had received a warning for failure to
clean the saw, and subsequently refused to wear a safety belt that
was required equipment while working on the conveyor. Flores
had also informed Roozrokh that he had another job. Roozrokh,
however, had not mentioned the other job or some of the inci-
dents relating to the selection of Flores for layoff in his affidavit.
Roozrokh testified that he also chose Jose Alberto for layoff
because of his unsafe work practices and poor performance.
According to Roozrokh, beginning in April 1996, Alberto repeat-
edly was away from his machine while it was running and when
the plant manager spoke to him about this he argued with him.
Also in July, Alberto had committed a serious safety violation in
bypassing the safety devices on the machine that he operated, and
then argued with Roozrokh when confronted with this violation.
Alberto received a written warning for leaving his machine again
while it was running because of his unsafe practices, having re-
ceived a prior warning in October 1995 for repeatedly failing to
follow required procedures for operating and cleaning his ma-
chine. He had also had initiated a fight with another employee
responsible for quality control, after the other employee ques-
tioned the quality of material made on Alberto’s machine.
The General Counsel also called Ghulam Farooq, a supervisor
of the Respondent’s, who testified that Samuel Chavez, Elson
Flores, and Jose Alberto were laid off because of a “slow down in
business.” Farooq stated that Chavez was also laid off because
he was a “lead operator” and was not needed at the time.23
23 Farooq, at first, could not remember if he had told employees that
Chavez was fired “because he was no good in the business,” and that
“the Union had left from here and we got a lot of shit from them.”
However, when confronted with a taped conversation with a meeting of
night shift employees he admitted having made these statements.
Farooq explained that he made the statement about the Union because
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
440
As indicated above, on July 30, 1996, the Respondent laid off
Chavez, Flores, and Alberto telling them, that this was due to a
slow down of business at the Plant Avenue facility. Roozrokh
testified that because of the subsequent walkout by other employ-
ees, the need arose to call back these three employees and the
Respondent therefore sent Chavez, Flores, and Alberto notices
and letters to report to work on August 2, 2 days after the lay-
off. Evidence in the record indicates that the notices and letters
were received by these employees on August 1.
Of the employees who left the plant with Chavez, Flores, and
Alberto on July 30, the following employees subsequently re-
turned to work: Jose Morales on August 2: Douglas Murillo on
July 31; Holman Flores on August 5; Marcos Antonio Rivas;
Julio Caesar Rivas, without interference by the security guard
posted at the premises. As to the other employees who walked
out of the plant on July 30, and were on the picket line, Rooz-
rokh testified that they were sent certified letters24 requesting
them to return to work but they did not do so some for the rea-
son given to the Respondent by Mario Romero, Julio C. Rivas,
and Esmelin Rivas that they allegedly had or were getting bet-
ter paying jobs; and others for the reason that they wanted the
Respondent to transfer employees Ghulam Farooq and Oscar
Hernandez out of the Plant Avenue facility. The petition dated
August 7, 1996, signed by the employees who were picketing,
stated that “the workers who are currently picketing in front of
the 110 Plant Avenue site of American Tissue Corporation, are
willing to resume our jobs under the conditions we stated to
you yesterday.” This condition was the transfer of Farooq and
Hernandez.25 The Respondent alleges that the picketing em-
ployees never withdraw their demands for the transfer of
Farooq and Hernandez or informed the Respondent that they
were willing to return to work unless their conditions were met.
By letter dated February 10, 1997, the Respondent notified
the picketing employees, giving them the opportunity to return
to their jobs but unconditioned on the transfer of Farooq and
Hernandez. However, none of these employees returned to
work.
Credibility
As to the credibility of the respective parties witnesses, after
carefully considering the record evidence, I have based my
findings on my observation of the demeanor of the witnesses,
the weight of the respective evidence, established and admitted
facts, inherent probabilities, and reasonable inferences which
may be drawn from the record as a whole. Gold Standard En-
terprises, 234 NLRB 618 (1978); V & W Castings, 231 NLRB
912 (1977); and Northridge Knitting Mills, 223 NLRB 230
(1976). While the testimony of the parties respective witnesses
the Respondent was experiencing threats and vandalism to employee
property which it attributed to the Union.
24 Although requested to do so, the Respondent failed to produce the
return receipt for service of certified mail.
25 The employees wanted Farooq transferred because of his “abusive
treatment of workers. He constantly verbally abused workers with
insults and exerted coercive pressure to work seven days a week.”
They sought Hernandez’ transfer because of his “threats against work-
ers. He had physically attacked two workers and had threatened nu-
merous others.”
at times evidenced instances of a lack of remembrance and at
other times in their testimony with the lack of inclusion in their
affidavits given to Board agents, yet I found that on balance,
the testimony of the General Counsel’s witnesses,26 given in a
forthright manner, was generally corroborative and consistent
with each others and consistent with other believable evidence
present in the record and therefore most credible. Further,
based on their demeanor, and other facts in the record I find
these witnesses to be more trustworthy.
Moreover, while I do not discredit all the testimony of Shah-
ram Roozrokh, where it does not conflict with that of the Gen-
eral Counsel’s witnesses, based on his demeanor and that of
Ghulam Farooq and Angela Gribbin, I found their testimony to
be vague, less than credible, not believable, and contrary to
evidence and admitted facts in the record. Farooq especially
proved to be suspect as an unreliable witness, changing his
testimony when confronted with evidence to the contrary, while
Gribbin’s testimony was even inconsistent with stipulated facts.
As regards the affidavit of Elson Flores, which I admitted
“conditionally,” Section 804(b)(5)27 of the Federal Rules of
Evidence provides that the statement of a declarent unable to
testify as a witness and to whom the hearsay exceptions in
Fed.R.Evid. 804(b)(1–4) do not apply,28 the witnesses out of
court statement may still be admitted if there are equivalent
circumstantial guarantees of trustworthiness, Fed.R.Evid.
804(b)(5), known as the “residual exception” provides:
A statement not specifically covered by any of the forego-
ing exceptions but having equivalent circumstantial guar-
antees of trustworthiness, if the court determines that (A)
the statement is offered as evidence of a material fact; (B)
the statement is more probative on the point for which it is
offered than any other evidence which the proponent can
procure through reasonable efforts; and (C) the general
purposes of these rules and the interests of justice will best
be served by admission of the statement into evidence.
However, a statement may not be admitted under this ex-
ception unless the proponent of it makes known to the ad-
verse party sufficiently in advance of the trial or hearing to
provide the adverse party with a fair opportunity to pre-
pare to meet it, the proponent’s intention to offer the
statement and the particulars of it, including the name and
address of the declarent.29
26 This would exclude the testimony of Shahram Roozrokh who was
called as a witness initially by the General Counsel and then as a wit-
ness for the Respondent.
27 Fed.R.Evid 804(b)(5) was effective until December 1, 1997;
thereafter it was transferred to Rule 807.
28 (1) Former testimony; (2) Statement under belief of impending
death; (3) Statement against interest; and (4) Statement of personal and
family history. However, Fed.R.Evid 804(b)(5) requires that the state-
ment not specifically covered by Fed.R.Evid 804(b)(1–4) exceptions to
the hearsay rule “have equivalent circumstantial guarantees of trustwor-
thiness.”
29 Fed.R.Evid. 807 provides:
Rule 807. Residual Exception
[Effective December 1, 1997]
A statement not specifically covered by Rule 803 or 804 but
having equivalent circumstantial guarantees of trustworthiness, is
AMERICAN TISSUE CORP.
441
The party seeking to invoke the residual exception carries the
burden of proving the “existence of the requisite guarantee of
trustworthiness.” NLRB v. United Sanitation Services, 737
F.2d 936 (11th Cir. 1984).
The Board has consistently viewed that the requirement of
“equivalent circumstantial guarantees of trustworthiness” under
Section 804(b)(5) has been met by an affidavit taken by a
Board agent. Colonna’s Shipyard, 293 NLRB 136 (1989); Auto
Workers Local 259 (Atherton Cadillac), 276 NLRB 276 (1985);
and Canterbury Gardens, 238 NLRB 864 (1978). However,
the Board has indicated that such evidence “must be evaluated
with maximum caution, only to be relied upon if and when
consistent with extraneous, objective, and unquestionable
facts.” Weco Cleaning Specialists, 308 NLRB 310 (1992);
Industrial Waste Service, 268 NLRB 1180 (1984); United Sani-
tation Service, 262 NLRB 1369 (1982); and Custom Coated
Products, 245 NLRB 33 (1979).
In George E. Masker, Inc., 261 NLRB 118 (1981), the Board
found that an affidavit was admissible under Fed.R.Evid.
804(b)(5) where the witness was unavailable within the mean-
ing of the rule since the General Counsel was unable to procure
his attendance by process or other reasonable means. In this
case, the evidence shows that Elson Flores was in El Salvador
at the time of the trial and that the General Counsel made every
reasonable attempt to procure his attendance by subpoena
served at various addresses including an address in El Salvador,
and that there was no other practical option. Moreover, the
relevant portions of the affidavit constitutes evidence of mate-
rial facts, and that statement is more probative on the point for
which it is offered than any other evidence which the General
Counsel can obtain through reasonable efforts. Consolidated
Casinos Corp., 266 NLRB 988 (1983); Justak Bros. & Co., 253
NLRB 1054 (1981), enfd. 664 F.2d 1074 (7th Cir. 1981).
Additionally, the Respondent questions the guarantee of the
trustworthiness of the affidavit itself sufficient to bring it within
the scope of Rule 804(b)(5). However, it appears that a person
who willfully makes a false sworn statement to a Board investi-
gator may be subject to a fine of up to $10,000 and/or imprison-
ment for up to 15 years. While it is reasonable to assume that
when the Board agent takes an affidavit, the affiant understands
that he is binding himself to tell the truth by swearing under oath
to its truthfulness, although this does not necessarily mean that it
is admissible unless he is somewhat aware of the penalty for
perjury for lying NLRB v. United Sanitation Service, supra. But
also see Justak Bros. & Co., supra.
not excluded by the hearsay rule, if the court determines that (A)
the statement is offered as evidence of a material fact; (B) the
statement is more probative on the point for which it is offered
than any other evidence which the proponent can procure through
reasonable efforts; and (C) the general purposes of these rules and
the interests of justice will best be served by admission of the
statement into evidence. However, a statement may not be admit-
ted under this exception unless the proponent of it makes known
to the adverse party sufficiently in advance of the trial or hearing
to provide the adverse party with a fair opportunity to prepare to
meet it, the proponent’s intention to offer the statement and the
particulars of it, including the name and address of the declarent.
In Fenetrol, Inc., 251 NLRB 796 (1980), the administrative
law judge, affirmed by the Board, stated:
I think it is a fair reading of the legislative history of
Rule 804(b)(5) and of the cases construing it to view it not
in relation to Rule 804(b)(1) or to any of the other excep-
tions where a declarant is unavailable. Rule 804(b)(5)
gives a court discretion where there is shown the necessity
for receiving the hearsay evidence and where the circum-
stantial evidence is substantially consistent with the hear-
say statement or otherwise indicates its trustworthiness.
The Board in effect has adopted this same approach in
considering hearsay evidence as it has held that the rules
of evidence in the Federal courts are to be followed to the
extent that they are practicable. See, e.g., Alvin J. Bart
and Co., Inc., 236 NLRB 242 (1978).
Also see U.S. v. Ward, 552 F.2d 1080 (5th Cir. 1977), cert.
denied 434 U.S. 850 (1977); U.S. v. Lyon, 567 F.2d 777 (8th
Cir. 1977); and U.S. v. Medico, 557 F.2d 309 (2d Cir. 1977).
Moreover, Fed.R.Evid. 804(b)(5) requires that the adverse
party be apprised in advance of the hearing that the proponent
intends to offer the affidavit, along with its particulars, includ-
ing the name and address of the declarent, so that the adverse
party can prepare to meet the evidence. The evidence shows
that the General Counsel complied with this requirement. As
soon as the General Counsel became aware that Elson Flores
moved to El Salvador, the Respondent’s counsel was notified,
provided with a copy of the affidavit, advised that the General
Counsel intended to use it at trial, provided the Respondent
with the affiants local and El Salvador addresses and all within
enough time to prepare.
From all of the above, I find that the General Counsel has
met the requirements of Fed.R.Evid. 804(b)(5) and that Elson
Flores’ affidavit should be admitted into evidence since the
“general purposes of these rules and the interests of justice will
best be served.”
B. Analysis and Conclusions
1. The alleged violation of Section 8(a)(1)
of the Act
The complaint alleges that the Respondent violated Section
8(a)(1) of the Act by threatening employees with discharge if
they joined, supported, or assisted Local 707 or engaged in
other protected and concerted activities; denied its employees
Samuel Chavez, Elson Flores, and Jose Alberto the opportunity
to work overtime; issued written warnings to Elson Flores and
Jose Alberto; and reassigned Elson Flores to working on skids
and terminated; Chavez, Flores, Alberto, and numerous other
employees to be named hereinafter. The Respondent denies
these allegations.
Section 8(a)(1) of the Act provides that it shall be an unfair
labor practice for an employer to interfere with, restrain, or
coerce employees in the exercise of their statutory right to en-
gage in, or restrain from engaging in concerted activity. It is
well settled that the test of interference, restraint, and coercion
under Section 8(a)(1) of the Act does not turn on the em-
ployer’s motive or on whether the coercion succeeded or failed.
The test is whether the employer engaged in conduct, which, it
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
442
may reasonably be said, tends to interfere with the free exercise
of employee rights under the Act. See NLRB v. Illinois Tool
Works, 153 F.2d 811, 814 (7th Cir. 1946); Overnight Transpor-
tation Corp., 296 NLRB 669, 685–687 (1989), enfd. 938 F.2d
815 (7th Cir. 1991); Southwire Co., 282 NLRB 916 (1987)
(quoting Hanes Hosiery, Inc., 219 NLRB 338 (1975)); Fair-
leigh Dickinson University, 264 NLRB 725 (1982), enfd. mem.
732 F.2d 146 (3d Cir. 1984); and American Freightways Co.,
124 NLRB 146 (1959). In making the requisite determination,
the Board considers the total context in which the challenged
conduct occurs and is justified in viewing the issue from the
standpoint of its impact on the employees. NLRB v. E. I. du
Pont & Co., 750 F.2d 525, 528 (6th Cir. 1984). However, this
provision is modified by Section 8(c) of the Act, which defines
and implements the first amendment right of free speech in the
context of labor relations. NLRB v. Four Winds Industries, 53
F.2d 75 (9th Cir. 1969). Section 8(c) permits employers to
express “any views, arguments or opinions” concerning union
representation without running afoul of Section 8(a)(1) of the
Act if the expression “contains no threat of reprisal or force or
promise of benefit.” NLRB v. Marine World USA, 611 F.2d
1274 (9th Cir. 1980); NLRB v. Raytheon Co., 445 F.2d 272 (9th
Cir. 1971). The employer is also free to express opinion or
make predictions, reasonably based in fact, about the possible
effects of unionization on its company. NLRB v. Gissel Pack-
ing Co., 395 U.S. 575, 618 (1969). In determining whether
questioned statements are permissible under Section 8(c), the
statements must be considered in the context in which they
were made and in view of the totality of the employer’s con-
duct. NLRB v. Marine World USA, supra, NLRB v. Lenkurt
Electric Co., 438 F.2d 1102 (9th Cir. 1971). Also recognized
must be the economically dependent relationship of the em-
ployees to the employer and the necessary tendency of the for-
mer, because of the relationship, to pick up intended implica-
tions of the latter that might be more readily dismissed by a
more disinterested ear. NLRB v. Gissel Packing Co., supra at
617; NLRB v. Marine World USA, supra.
The Board has held that “there can be no doubt that there is
no more vital term and condition of employment than one’s
wages, and employee complaints in this regard clearly consti-
tute protected activity.” Cal-Walts, Inc., 258 NLRB 974, 979
(1981). According to the credited testimony herein when em-
ployees received their paychecks and noticed that they had been
underpaid for the week including the July 4th holiday, about 15
employees decided to leave work early on Friday, July 12, at
3:30 p.m. and not to work overtime that day nor return to work
the following day, Saturday, July 13. Since the Respondent
acknowledged the underpayment, alleging it was inadvertent,
and then corrected it after the employees returned to work on
July 15, it is reasonable to assume that the purpose of the walk-
out was in protest over the employees’ failure to receive their
proper wages and that the Respondent was aware of this.30
Therefore, I find that on July 12, the employees engaged in
protected concerted activities. See SME Cement, Inc., 267
30 If not sooner, then at least on July 15, when Farooq told Roozrokh
that Chavez had spoken to the employees on July 12 after which they
punched out together and left the plant.
NLRB 763 fn. 1 (1983); Embossing Printers, 268 NLRB 710
(1984); Polytech, Inc., 195 NLRB 695 (1972).
The credited testimony of the General Counsel’s witnesses
establishes that after July 15, Shahram Roozrokh and Ghulam
Farooq threatened to discharge those employees who had par-
ticipated in the July 12 walkout and refusal to come to work on
July 13. Employee Joel Guzman testified that after Roozrokh
had asked him who was responsible for the walkout on July 12,
Roozrokh threatened to fire all these employees Roozrokh told
Julio Rivas on July 15 that he was going to fire all the “His-
panic” employees who took part in the refusal to work overtime
on July 12, and Abelino Martinez testified that he had heard
Roozrokh make the same threat a few days later.31 Moreover,
Elson Flores in his affidavit stated that he had heard Roozrokh
say that he would fire all Hispanic employees who left work
early on July 12, and subsequently hire only Polish and Indian
employees. Also Farooq told Guzman that “Samuel Chavez
was a cancer to the company and would be terminated” as a
result.32 See Putnam Community Hospital, 224 NLRB 1066
(1976).33
By the above actions of the Respondent, the Respondent has
been interfering with, restraining, and coercing its employees in
the exercise of the rights guaranteed in Section 7 of the Act in
violation of Section 8(a)(1) of the Act.34
2. The alleged violations of Section 8(a)(1)
and (3) of the Act
The complaint alleges that the Respondent denied its em-
ployees Samuel Chavez, Elson Flores, and Jose Alberto the
opportunity to work overtime; issued written warning notices to
Elson Flores and Jose Alberto, reassigned Elson Flores to
working on skids, and discharged Chavez, Flores, Alberto, and
other employees because these employees engaged in protected
concerted activities on July 12, 13, and 30, and the Respondent
engaged in such action to discourage employees from engaging
in such activities or other mutual aid or protection, in violation
of Section 8(a)(1) and (3) of the Act. The Respondent denies
these allegations.
Section 8(a)(3) of the Act makes it an unfair labor practice
for an employer to discriminate “in regard to hire or tenure of
employment or any term or condition of employment to en-
courage or discourage membership in any labor organization.”
Under the test announced in Wright Line, 251 NLRB 1083
(1980), enfd. 662 F.2d 899 (1st Cir. 1981), cert. denied 455
U.S. 989 (1982), and approved by the Supreme Court in NLRB
v. Transportation Management Corp., 462 U.S. 393 (1983), a
discharge is violative of the Act only if the employee’s pro-
31 See Advance Cleaning Services, 274 NLRB 942 (1985).
32 The record evidence shows that the Respondent considered
Chavez the main union adherent and the employee who initiated the
July 12 walkout and refusal to work overtime by the employees.
33 The alleged violations of Sec. 8(a)(1) of the Act wherein the Re-
spondent denied overtime work to Samuel Chavez, Elson Flores, and
Jose Alberto, issued written warnings to Elson Flores and Jose Alberto,
reassigned Elson Flores to working on skids, and terminated employees
will be discussed hereinafter in the section on alleged violations of Sec.
8(a)(1) and (3) of the Act.
34 See Supervisor Warehouse Grocer, 277 NLRB 18 (1985); Rayglo
Corp., 274 NLRB 18 (1985).
AMERICAN TISSUE CORP.
443
tected conduct is a substantial or motivating factor for the em-
ployer’s action. If the General Counsel carries his burden of
persuading that the employer acted out of antiunion animus, the
burden of persuasion then shifts to the employer to prove its
affirmative defense that it would have taken the same action
even if the employees had not engaged in protected activity.
Office of Workers Compensation Programs v. Greenwich Col-
lieries, 512 U.S. 267, 273 (1994); Southwest Merchandising
Corp. v. NLRB, 53 F.3d 1334 (D.C. Cir. 1995); Manno Electric,
321 NLRB 278 fn. 12 (1996); and Wright Line, supra. Also see
J. Huizinga Cartage Co. v. NLRB, 941 F.2d 616 (7th Cir.
1991).35 However, when an employer’s motives for its action
are found to be false, the circumstances may warrant an infer-
ence that the true motivation is an unlawful one that the em-
ployer desires to conceal. Shattuck Denn Mining Corp. v.
NLRB, 362 F.2d 466 (9th Cir. 1966); Limestone Apparel Corp.,
255 NLRB 722 (1981); and Golden Flake Snack Foods, 297
NLRB 594, 595 fn. 2 (1990). See also Peter Vitale Co., 313
NLRB 971 (1994). The motive may be inferred from the total
circumstances proved. Moreover, the Board may properly look
to circumstantial evidence in determining whether the em-
ployer’s actions were illegally motivated. Association Hospital
del Maestro, 291 NLRB 198 (1988); White-Evans Services Co.,
285 NLRB 81 (1987); and NLRB v. O’Hare-Midway Limousine
Service, 924 F.2d 692 (7th Cir. 1991). That finding may be
based on the Board’s review of the record as a whole. ACTV
Industries, 277 NLRB 356 (1985); Heath International, Inc.,
196 NLRB 318 (1972).
In carrying its burden of persuasion under the first part of the
Wright Line test the Board requires the General Counsel first to
persuade that antiunion sentiment was a substantial or motivat-
ing factor in the challenged employer decision. Manno Elec-
tric, Inc., supra fn. 12; Wright Line, supra. In establishing
unlawful motivation, the General Counsel must prove not only
that the employer knew of the employees union activities or
sympathies, but also that the timing of the alleged reprisals was
proximate to the protected activities and that there was anti-
union animus to “link the factors of timing and knowledge to
the improper motivation.” Hall Construction v. NLRB, 941
F.2d 684 (8th Cir. 1991); Service Employees Local 434-B, 316
NLRB 1059 (1995); American Cyanamid Co., 301 NLRB 253
(1991); and Abbey’s Transportation Services, 284 NLRB 698
(1987), enfd. 837 F.2d 575 (2d Cir. 1988).
In this case the evidence shows that the Respondent was
aware of the protected concerted activities of the employees
who walked out on July 12 and refused to work overtime and
refused to return to work on July 13. Chavez, Flores, and Al-
berto were the most active supporters of the Union’s organizing
campaign and the Respondent blamed Chavez for prompting
the walk out and refusal to work overtime by the employees.
Moreover, the Respondent threatened to discharge these em-
ployees who participated in the July 12 and 13 protected con-
35 An employer simply cannot present a legitimate reason for its ac-
tions but must persuade by a preponderance of the evidence that the
same action would have taken place even in the absence of the pro-
tected conduct. T & J Trucking Co., 316 NLRB 771 (1995); GSX
Corp. v. NLRB, 918 F.2d 1351 (8th Cir. 1990).
certed activities. Additionally, the subsequent layoff of
Chavez, Flores, and Alberto, and the totality of the circum-
stances, supports a strong inference of knowledge by the Re-
spondent.
Additionally, there is also abundant evidence of animus to-
ward the employees’ protected concerted activities and/or their
union sympathies by the Respondent in the threats and anti-
union statements made by Roozrokh and Farooq to its employ-
ees regarding their protected concerted activities and/or their
support of Local 707 found to be violations of Section 8(a)(1)
of the Act.36 The violations found and the antiunion statements
made more than meet the General Counsel’s burden of proof on
the animus issue.
Moreover, the evidence shows that on July 30, soon after the
employees walked out on July 12 and refused to work overtime
and failed to report for work on July 13, the Respondent laid off
Chavez, Flores, and Alberto. Additionally, the Respondent
transferred Flores from his position of machine operator to the
lesser position of working on skids; issued written warnings to
Flores and Alberto; and denied Chavez, Flores, and Alberto the
opportunity to work overtime. Since I find the Respondent’s
actions in this regard to be also violations of Section 8(a)(1) of
the Act as well as Section 8(a)(1) and (3) of the Act, I am per-
suaded that the General Counsel has established that a motivat-
ing factor in the Respondent’s actions against the employees
was their protected concerted activities. This is supported by
the clear evidence of the Respondent’s animus towards the
employees who engaged in such activities, the Respondent’s
knowledge of their protected concerted activities and their sup-
port and sympathy for the Union, and the timing of Respon-
dent’s above actions relative to the employees protected con-
certed activities.37 Wright Line, supra. Accordingly, the bur-
den shifts to the Respondent to establish that its actions taken
against the employees would have been taken even in the ab-
sence of their protected concerted activities. Office Worker’s
Compensation Program v. Greenwich Collieries, 512 U.S. 267
(1994); Wright Line, supra. Also see American Cyanamid,
supra; Dlubak Corp., 307 NLRB 1138 (1992), enfd. 5 F.3d
1488 (3d Cir. 1993). The Respondent has failed to carry its
burden in this regard.
C. The Opportunity to Work Overtime
The Board had found that an employer violates Section
8(a)(3) of the Act by denying an employee the opportunity to
work overtime. Mathews Ready Mix, Inc., 259 NLRB 739
(1981). The Respondent, in support of its assertion that it has
36 For example, Farooq specifically called Chavez a “cancer to the
company” stated that “he did not like leaders” and stated that the “Un-
ion gave Respondent a lot of ‘shit.’”
37 In Downtown Toyota, 276 NLRB 999, 1014 (1985), the adminis-
trative law judge, affirmed by the Board, indicated that in order for the
General Counsel to establish a prima facie case under Wright Line,
supra, it must be shown that the respondent’s alleged unlawful violation
of Sec. 8(a)(1) and (3) of the Act “had the effect of encouraging or
discouraging membership in a labor organization.” WMUR-TV, 253
NLRB 697 (1980). The Board may infer this if it is reasonably fore-
seeable that it will have an adverse effect on employee rights. Radio
Officers Union v. NLRB, 347 U.S. 17 (1954).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
444
rebutted the General Counsel’s prima facie case, alleges that
“the evidence, although controverted, strongly favors the Re-
spondent’s position that there was no discrimination on the
basis of protected activity.” I do not agree.
Prior to the employees’ protected concerted refusal to work
overtime on July 12, Chavez, Flores, and Alberto had worked
many hours of overtime per week, as did other employees.
After they returned to work on July 15, the Respondent ceased
permitting these three employees to work overtime or substan-
tially reduced their overtime hours. Instead, the Respondent
had night-shift employees report to work earlier, which effec-
tively prevented them from working overtime. The Respondent
also transferred Flores to a different job and his hours pre-
vented him from working overtime. The Respondent points to
the fact that other employees who participated in the walkout
and refusal to work overtime on July 12 and 13 also had re-
ceived little or no overtime. However, Chavez, Flores, and
Alberto the most active of the employee Local 707 adherent,
had their overtime eliminated or reduced even while the other
employees, even those who had participated in the July 12
walkout and refusal to work overtime worked the same or a
reduced number of overtime hours and all the Local 707 adher-
ents need not be discriminated against to establish a discrimina-
tory motive against these employees.38
After consideration of the above, I find that the Respondent
violated Section 8(a)(1) and (3) by denying Chavez, Flores, and
Alberto the opportunity to work overtime.
Additionally, discrimination against some of the employees
who engaged in protected concerted activity, especially those
most active and not against other employees who engaged in
such action does not necessarily establish that the Respondent
did not discriminate against Chavez, Flores, and Alberto re-
garding overtime.39 The Board has held that not all the em-
ployees who participated in concerted activities need be dis-
criminated against to establish a violation of the Act.
38 McGaw of Puerto Rico, Inc., 322 NLRB 438 (1996); J. T. Slo-
comb Co., 314 NLRB 231 (1994); LWP, Inc., 295 NLRB 766 (1989).
Moreover, the timing of the Respondent’s refusal to allow Chavez,
Flores, and Alberto to work overtime soon after their protected con-
certed activities on July 12 also coincided with their involvement in the
Local 707 organizing campaign. In Dr. Frederick Davidowitz, 277
NLRB 1046 (1985), the Board found timing to be a key element. See
George A. Tomasso Construction Corp., 316 NLRB 738 (1995).
39 Roozrokh testified that Chavez’ overtime ceased because he had
told Farooq that he no longer wanted to work overtime. Chavez denied
having told Farooq this. I do not credit Roozrokh’s testimony as to this
for the reasons stated before regarding credibility. The Respondent
offered no explanation as to why Flores and Alberto’s overtime was
eliminated or substantially reduced. See O.K. Machine & Tool Corp.,
251 NLRB 208 (1980), enfd. 685 F.2d 425 (2d Cir. 1982), where the
Board found that there was no lack of overtime and that the employer
did not offer an explanation as to why the employees denied overtime
constituted a unique group of employees as to justify such action. The
employees affected had worked a substantial amount of overtime be-
fore the protected activity and then were subsequently denied the op-
portunity to do so. Also see Mathews Ready Mix, Inc., supra.
D. The Issuance of Written Warnings
It is well established that the issuance of a written discipli-
nary warning for discriminatory reasons violates Section
8(a)(1) and (3) of the Act.40 The Respondent asserts that the
disciplinary actions imposed on Jose Alberto and Elson Flores
were fully justified, and not the product of any discriminatory
motive. The Respondent alleges that Alberto received his
warning notice of July 25, 1996, because he left his machine
unattended while running, “a clear violation of Company rules
that he had been warned about many times.” However, Al-
berto’s credited testimony shows that other employees regularly
left their machines unattended and running while they went to
the bathroom, to drink water and to obtain supplies necessary to
perform their job functions without being given written warn-
ings for this. While the written warning he was given was con-
sistent with company rules, its application was inconsistent vis-
à-vis with the treatment of other employees. The timing of the
written warning was also a factor. Additionally, Alberto testi-
fied that he was never told that he could not leave his machine
when the purpose was to obtain supplies needed to perform his
work. Moreover, this warning came soon after Alberto had
engaged in protected concerted activity. Such disparate treat-
ment in the existing context of animus is sufficient to establish
discriminatory motivation.41 Also, it is interesting to note that
Alberto with all his alleged shortcomings had received a merit
increase as recently as May 20, 1996.
Elson Flores was also given a written warning. Again the
Respondent asserts that this was “fully justified because Flores
regularly failed to keep the area around his machine clean and
the saw which was a part of it.” Since the saw threw off sparks,
it was a fire hazard to the employees in the plant. When Flores
attempted to explain to Farooq that the machine was compli-
cated Farooq stated that “it had already been decided” that he
receive this written warning. Moreover, the Respondent’s pur-
ported reason for issuing the written warning does not stand
scrutiny since Flores had been previously maintaining his ma-
chine in the same manner without any warning as had other
employees, similarly. Additionally, just prior to Flores becom-
ing very active in the Local 707 giving authorization cards to
employees in July 1996, he had received a merit increase on
May 20, 1996. The timing of the written warning soon after his
concerted activities, the disparate treatment of Flores, and the
Respondent’s established animus is sufficient to show discrimi-
natory motivation.
Based on the above I do not find that the Respondent has re-
butted the prima facie case established by the General Counsel
and therefore I conclude that when the Respondent issued
warning notices to Jose Alberto and Elson Flores it violated
Section 8(a)(1) and (3) of the Act.42
40 Astro Tool & Die Corp., 320 NLRB 1157 fn. 1 (1996); Advance
Transportation Co., 310 NLRB 930 (1993).
41 APA Transport Corp., 285 NLRB 928 (1987). Also see Krysor
Cadillac, 309 NLRB 237 fn. 1 (1992); Advance Transportation Co.,
310 NLRB 930 (1993).
42 Wright Line, supra.
AMERICAN TISSUE CORP.
445
E. Reassignment of Elson Flores
The evidence shows that Elson Flores had worked as a ma-
chine operator for several years, up until the time he partici-
pated in the July 12 protected concerted action and until he
started distributing authorization cards for Local 707 in mid-
July. Then on July 20 he was transferred from his position as a
“Perini 2” machine operator to working on skids, an unskilled
and less desirable job. Although Farooq told him he was no
longer needed on his machine, Flores was replaced by an em-
ployee whom Flores himself had trained on this machine and
who was hired after the concerted action on July 12. Moreover,
when Flores stopped working on this machine and started
working on skids, Farooq told him he would no longer receive
any overtime work and Farooq constantly yelled and threatened
him with discharge if he did not perform same reassigned task.
The Board had found that it is a violation of Section 8(a)(1)
and (3) of the Act to transfer an employee because of his union
or protected concerted activities.43
From the foregoing, I am persuaded that the General Counsel
has establishes that antiunion sentiment was a motivating factor
in the change in the job duties of Elson Flores from machine
operator to working on skids, based on evidence of his pro-
tected concerted activities and support for the Union. More-
over, the evidence in the record of the Respondent’s animus
towards the employees who had engaged in concerted activities
and supported the Union, the Respondent’s knowledge of Flo-
res’ protected concerted activities and/or support for the Union,
and the timing of the Respondent’s challenged decision proxi-
mate to Flores’ protected activities substantiate this.44 The
burden now shifts to the Respondent to show that it would have
taken the same action in changing Flores’ job duties, even in
the absence of his protected concerted activities.45 Respondent
has failed to rebut the General Counsel’s strong prima facie
case and has not met its burden under Wright Line and therefore
when the Respondent reassigned Elson Flores because of his
protected concerted activities from a machine operator to a
lesser position involving the handling of skids it violated Sec-
tion 8(a)(1) and (3) of the Act. Wright, Line, supra. GSX Corp.
v. NLRB, supra. Also see Raytheon Co., supra, and case cited
therein.
F. The Termination of Chavez, Flores, Alberto,
and Other Employees
The complaint alleges that the Respondent discharged
Chavez, Flores, and Alberto and other employees46 on July 30,
1996, because they engaged in a work stoppage on July 12 and
a strike on July 30 and engaged in other protected and con-
43 APA Transport Corp., supra; Mathews Ready Mix, Inc., supra.
Ford Paint & Varnish Co., 264 NLRB 1189 (1982).
44 Wright Line, supra.
45 Office Workers Compensation Programs v. Greenwich Colleries,
supra; Wright Line, supra.
46 Joel Guzman, Abelino Martinez, Carlos Garcia, Ricardo Martinez,
Baltazar Sarabia, Esmelin Rivas, Miguel Coraizaca, Edgardo Arguesta,
Hector Merlos, Julio Cesar Rivas, Julio C. Rivas, Julio Rivas, Sifredo
Martinez, Humberto Martinez, Oscar O. Rivas, Mario Romero, Marcos
Rivas, Alcides Henriquez, “and approximately five other employees,
whose names are presently unknown.”
certed activities, and in order to discourage employees from
engaging in such activities or other activities for the purpose of
collective bargaining or other mutual aid or protection.
Samuel Chavez, Elson Flores, and Jose Alberto were the
main union adherents at the Plant Avenue facility and the per-
ceived leaders of the July 12 walkout and refusal to work over-
time, especially Chavez, and the record evidence establishes
that the Respondent was aware of this. The evidence also
shows that soon after the July 12 concerted action,47 which
coincided with the peak of the Local 707 organizing campaign,
the Respondent demonstrated its animus towards these employ-
ees threatening employees with discharge if they supported the
Union or engaged in concerted activities,48 denying Chavez
Flores and Alberto the opportunity to work overtime, reassign-
ing Flores from his position as a machine operator to a less
desirable position working on skids, issuing Flores and Alberto
written warnings, and then on July 30, laying off ad/or dis-
charging Chavez, Flores, and Alberto and other employees who
engaged in picketing and a strike. The General Counsel alleges
that these circumstances constitute a prima facie showing of
discriminatory discharge and I agree.49 Terminating employees
because of their protected concerted activities presents a classic
example of a violation of Section 8(a)(3) of the Act.50 The
burden then shifts to the Respondent to show that it would have
taken the same action against these employees even in the ab-
sence of their protected concerted activities. The record shows
that the Respondent considered Chavez to be responsible for
the July 12 concerted activity when the employees walked out
and he, Flores, and Alberto to be the main union adherents, as
well.51 In Vic Tanny International, supra, the Board concluded
that the discharge was motivated, at least in part, by the em-
ployee’s participation in a walkout, since the Respondent had
told the employees that they “laid themselves open to discharge
for walking off the job.” In the instant case, Roozrokh told the
employees who had walked out on July 12 and refused to work
overtime on that day and the next that he was going to fire them
because they engaged in a walkout. Again on July 30 when
47 In Vic Tanny International, Inc., 232 NLRB 353 (1977), affd. 662
F.2d 237 (6th Cir. 1980), citing NLRB v. Washington Aluminum Co.,
370 U.S. 9 (1962), the Board held that:
The spontaneous banding together of employees in the form of a work
stoppage is a manifestation of their disagreement with the employers
conduct is clearly protected activity.
The Supreme Court also held in Washington Aluminum Co., supra,
that the foregoing is true, even if the walkout is unnecessary or unwise.
48 The Board has found that prior threats are key factor in concluding
that an employer engaged in a discriminatory discharge in violation of
Sec. 8(a)(1) and (3) of the Act. Holiday Inn-Glendale, 277 NLRB 1254
(1985).
49 The Board has also consistently found that timing is a significant
factor in determining whether the employer has violated Sec. 8(a)(3) of
the Act. Dr. Frederick Davidowitz, supra; Gurley Refining Co., 285
NLRB 38 (1987).
50 Wright Line, supra.
51 In Photo Drive Up, 267 NLRB 329 (1983), the administrative law
judge affirmed by the Board stated that “[t]he Respondent’s action
against [her], the most prominent union activist, would serve as a vivid
reminder to the Respondent’s employees not to assist or support the
Union now or in the future.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
446
employees were about to leave the plant to protest the layoff of
Chavez, Flores, and Alberto to the New York State Labor De-
partment, Farooq told them that they would be considered to
have “abandoned this job” and that they were “stupid and that
they were fired . . . and don’t bother to return to work.”52 After
these employees returned to the plant that day they were pre-
cluded from entering the facility by security guards stationed at
the premises and hired by the Respondent.
I therefore find that the Respondent has failed to rebut the
General Counsel’s prima facie showing that it unlawfully ter-
minated Chavez, Flores, and Alberto and the other employees
on July 30.53
The Respondent asserts that the economic considerations that
led to the layoff of employees at the Plant Avenue facility were
(1) the unusually high number of employees at the facility; (2)
the decision to send new machinery originally intended for
Plant Avenue to the new facility in upstate New York; (3) sub-
stantial losses suffered by the Company in 1996; and (4) the
failure of sales of products manufactured at Plant Avenue to
meet the Company’s sales forecast. The Respondent also al-
leges that Chavez was chosen for layoff because he had in-
formed Roozrokh that he intended to return to El Salvador to
run his own machine shop and that he was no longer needed as
a “lead” employee. Flores and Alberto were selected because
of their unsatisfactory work performance.
In considering the above, I do not find that the evidence sus-
tains the Respondent’s assertions. The record shows that at the
time of the “layoff” there was plenty of work available. Em-
ployees worked an average of 25 hours of overtime, the Re-
spondent had recently hired new employees, the Respondent
was advertising for new employees, at the time and the Re-
spondent had denied employees from taking their vacations in
June and July on their anniversary dates because of the amount
of work present. Moreover, layoffs were unprecedented with
the Respondent’s records, showing that the first actual layoff
occurred on January 20, 1997. Also, as regards the projected
transfer of the two new machines, Chavez, Flores, and Alberto
had been working for the Respondent, obviously on other ma-
chines for several years, and the purchase of these machines,
not installed at the Plant Avenue facility, is of limited conse-
quence. Moreover, Chavez, Flores, and Alberto were laid off
and terminated in the middle of the year, and there was no way
the Respondent could know what actual sales for the year
would be at that time and these forecasts were applicable to the
entire company, since there was no evidence introduced for the
specific breakdown for the Plant Avenue facility, and sales
projections were to be made for only specific products which
Chavez, Flores, and Alberto never or hardly worked on.
The Respondent also claimed that it suffered substantial
losses in 1996. Documents in evidence show that the Respon-
dent’s pretax profits had been negative since December 1995
and there were no layoffs until after the Union’s organizing
52 Other employees testified to similar statements made by Farooq;
such as, “[I]f we left the factory or place of work, that we don’t have
the right to come back to work. Also that “anyone who left would be
dismissed from their jobs.”
53 Wright Line, supra.
campaign commenced and after the employees engaged in pro-
tected concerted activities. In fact, the pretax profit was less
negative at the time of the “layoff” than in January, March, and
April 1996. Moreover, while profits were down from larger
amounts in April and May 1996, the Plant Avenue facility
showed a profit although smaller. It would also appear to me
that if there were a need for a layoff the logical selection of
employees for layoff would be by seniority.
The Respondent additionally alleges that the reason for se-
lecting Samuel Chavez for “layoff” was that Chavez had told
Roozrokh that he planed to move back to El Salvador at the end
of 1996. Chavez credibly testified that while he had informed
Roozrokh that he was going to move to El Salvador in late
1995 which was many months before the layoff, it was obvious
in July 1996 that Chavez had not moved and the Respondent
had no way of knowing when he would actually take such a
step.
The Respondent asserts that Flores and Alberto were se-
lected for layoff because of work performance problems, which
had resulted in written warnings. However, despite their al-
leged poor performances, these employees received merit in-
creases soon before their layoff as discussed hereinbefore and
Roozrokh claimed that Flores had also told him that he had
another job, which paid more. However, Roozrokh admitted
that he had failed to include this and some of the other incidents
in his affidavit, which purported to be an explanation concern-
ing Flores selection for layoff.
While the Respondent insists that Chavez, Flores, and Al-
berto were laid off and not terminated the evidence shows dif-
ferently. When an employer’s motives are found to be false,
the circumstances may warrant an inference that the true moti-
vation is an unlawful one that the employer desires to conceal.54
It is clear from the record that the Respondent sought to termi-
nate Chavez, Flores, and Alberto because of their concerted and
union activities.
In view of the above, I find that the Respondent has failed to
demonstrate that it would have taken the same action against
Chavez, Flores, and Alberto, in the absence of their protected
concerted activities. The Respondent has therefore violated
Section 8(a)(1) and (3) of the Act.55
The evidence herein also establishes that on July 30 and after
hearing about the layoff of Chavez, Flores, and Alberto, by the
Respondent the employees decided to leave the plant and seek
assistance from the New York State Labor Department in
securing the reinstatement of these three employees. The em-
ployees’ action in this regard constituted protected concerted
activities. While the employees were punching out the Re-
spondent threatened to preclude them from returning to their
jobs if they left.56 Moreover, after the employees returned to
54 Shattack Denn Mining Corp. v. NLRB, supra; Limestone Apparel,
Inc., supra; Golden Flake Snach Foods, supra.
55 Wright Line, supra.
56 Alberto testified that Roozrokh had told Rivas that he would fire
all the Hispanic employees who engaged in the walkout. Guzman
testified that since the Employer had already “threatened to fire is,” the
employees had punched out. Guzman also testified that Farooq had
told the employees on July 30 that anyone who punches out would be
considered to have “abandoned” his job, and that they were also “fired .
AMERICAN TISSUE CORP.
447
the plant, security guards hired by the Respondent, would not
allow them to enter the plant and resume their work.
As a result of not being able to return to work the employees
formed a picket line on August 1 and picketed for approxi-
mately 2 weeks. The evidence herein shows that the initial
reason for the employees’ walkout on July 30 was to secure the
reinstatement of Chavez, Flores, and Alberto. However, when
they were prevented from returning to work the reason for
picketing on August 1 was to allow all the employees who
walked out on July 30 to return to work. This is supported by
the wording on the picket signs carried by the picketeers.57
From the above I find that the General Counsel has estab-
lished a prima facie showing of unlawful motivation in dis-
charging the employees who left the plant on July 30. The
Respondent knew of the employees protected concerted activi-
ties and their union activities or sympathies, the timing of the
alleged reprisals was proximate to the protected activities and
the Respondent harbored antiunion animus to “link the factors
of timing and knowledge to the improper motivation.”58
The Respondent also asserts that on July 30, the Respondent
unconditionally recalled Chavez, Flores, and Alberto back to
work but they refused the offer.59 The Respondent also con-
tends that it offered unconditional reinstatement to all picketing
employees through Angela Gribbon, Roozrokh’s secretary.60
In Cub Branch Mining, 300 NLRB 57, 59 (1990), the admin-
istrative law judge, affirmed by the Board, stated, “[O]rdinarily,
any management action detrimental to participants in a pro-
tected work stoppage is sufficiently destructive of employee
rights to be presumptively unlawful.”61 As such, at a minimum,
the employer is impelled to substitute an overarching business
. . and don’t bother to return to work.” Baltazar Sarabia testified that
Farooq told the employees on July 30 that if they “left the factory or
place of work, that we didn’t have any right to come back to work”
Julio C. Rivas also testified that Farooq had told the employees that
“anyone who left would be dismissed from their jobs.”
57 The picket signs stated, “Give Us Back Our Job/We Want Our
Jobs Back”; “Down With Discrimination/Stop Discrimination”; and
“Latin Workers Against Discrimination.”
58 Hall Construction v. NLRB, supra; Service Employees Local 434-
B, supra; American Cyanamid Co., supra.
59 The Respondent alleges that Carlos Romero, Humberto Martinez,
Julio C. Rivas, and Esmelin Rivas allegedly told the Respondent that
they had better paying jobs and refused to return to work. However,
Rivas testified that he refused to return to work because of the dis-
criminatory termination of Chavez, Flores, and Alberto.
Chavez testified that he refused because he felt that the “injustices
taking place before” would worsen and because he would be required
to return to work on the condition that he sign a blank piece of paper
which Gribbon had proposed as a requirement to return to work earlier
on August 2. Alberto related that he did not return to work on August 2
because only Chavez, Flores, and Alberto had received reinstatement
letters and no other employees who picketed.
60 Romero testified credibly that Roozrokh offered him a raise if he
would stop supporting his coworkers on the picket line. He also testi-
fied that Roozrokh had refused to allow two other employees who
wanted to return to work because he had seen Carlos Romero and Si-
fredo Martinez on the picket line.
61 Also see Vic Tanny, supra.
justification.62 As found above, the Respondent has failed to do
so.
Moreover, in Dirt Diggers, Inc., 274 NLRB 24 (1985), the
Board affirmed the administrative law judge in finding that the
refusal of employees to work and then leave the premises to
picket is protected concerted activity.63 In Dirt Diggers, Inc.,
supra, the administrative law judge quoted:
Unrepresented as well as represented employees who re-
fuse to work and leave their employers premises in an ef-
fort to secure more pay are engaged in “mutual aid or pro-
tection” within the meaning of Section 7 of the Act: Even
if the walkoff is unnecessary and unwise, as the United
States Supreme Court said in NLRB v. Washington Alumi-
num Co., 370 U.S. 9 (1962): “it has long been settled that
the reasonableness of workers’ decisions to engage in con-
certed activity is irrelevant to the determination of whether
a labor dispute exists or not.” Though the word “quit” was
used by at least one employee, it is manifest from the con-
text in which the walkout arose that the employees were
using the walkout in an attempt to achieve their wage de-
mands and were not voluntarily terminating their em-
ployee status. The employees made the purpose of their
action plain to Respondent and Respondent was not free to
treat the walkoff as a “quit.” Cf. Universal Insulation
Corp. v. NLRB, 361 F.2d 406, 408 (C.A. 6, 1966), enfg.
149 NLRB 1397; Union Camp Corp., 194 NLRB [933]. I
fine that the eight employees engaged in a strike.
While in the above case the employees’ effort was directed
towards securing more pay, in the present case it was directed
towards the reinstatement of Chavez, Flores, and Alberto and
then all the employees on the picket line. Additionally, the
employees never indicated their resolve to quit their jobs but
instead were told by Farooq that if they left to picket they
would be considered to have done so, and that they would not
be allowed to return to work. Moreover, the employees testi-
fied that the Respondent told some of the strikers who wanted
to return to work that they were observed striking and therefore
would not be allowed to return to their jobs.
The Respondent asserts that it made unconditional offers to
Chavez, Flores, and Alberto and later to the striking employees
on the picket line to return to work. However, during the first
week of picketing, on August 2, at about 10 a.m. the Respon-
dent told Chavez, Flores, and Alberto, that they could return to
work if they signed a blank piece of paper. The Respondent
also made this offer to the other picketing employees. While
the Respondent claims this is unbelievable and thought up sub-
sequently for purpose of this trial, it is not as farfetched as it
seems. First, all the employees all testified as to this offer, and
as to their fear of what the Respondent could do with them, and
the blank sheet of paper could be used for many reasons, since
once signed, it could be used as a resignation form or discharge
when the upper portion was filled in. Be that as it may, it indi-
cates that the Respondent’s offer of reinstatement was not un-
62 Great Dane Trailers, 388 U.S. 26 (1967).
63 NLRB v. Washington Aluminum Co., 370 U.S. (1962); Meyers In-
dustries, 268 NLRB 493 (1974).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
448
conditional,64 but conditioned on the employees signing the
blank document.
The Respondent also asserts that the purpose of the picketing
was to secure the transfer of Ghulam Farooq and Oscar Her-
nandez, a supervisory and nonsupervisory employee, respec-
tively, and that thereafter the employees never made an uncon-
ditional offer to return to work, “much less that such an uncon-
ditional offer was communicated to the Respondent.” How-
ever, the Respondent’s assertion aside the employees did pre-
sent a petition to the Respondent requesting such action.65 The
Respondent also asserts in its brief that as a matter of law an
unconditional request for reinstatement is an essential prerequi-
site to a finding of unlawful refusal to reinstate.66 The Respon-
dent states that the picketing employees made no unconditional
offer to return to work, nor is there any evidence in the record
that such a request would have been futile under the circum-
stances, therefore, the Respondents’ employees are not entitled
to reinstatement.67
The Respondent continues:
Even if the strikers had withdrawn their demands for
transfer of other employees and made an unconditional of-
fer to return to work, which they clearly did not do, Re-
spondent would have been justified in refusing to return
the employees to work. The employees engaged in unpro-
tected activity by striking in order to compel the Respon-
dent to transfer management and non-management em-
ployees out of the plant. The Second Circuit Court of Ap-
peals had held that “[e]mployee action seeking to influ-
ence the identity of management hierarchy is normally un-
protected activity because it lies outside the sphere of le-
gitimate employee interest!” National Labor Relations
Board v. Oakes Machine Corp., 897 F.2d 84 (2d Cir.
1990)!
While the Second Circuit has held that “[i]n a narrow category
of cases” concerted activity to effect the discharge or replace-
ment of a supervisor may be protected if the identity of the
supervisor is directly related to terms and condition of em-
ployment, the Second Circuit has prescribed the following spe-
cific factors in analyzing whether concerted activity to effect
the replacement of a supervisor is protected:
Whether employee activity aimed at replacing a supervisor
is directly related to terms and conditions of employment is
a factual inquiry, based on the totality of circumstances, in-
cluding (1) whether the protest originated with employees
rather than supervisor; (2) whether the supervisor at issue
64 See Standard Monarch, Inc., 237 NLRB 1136 (1978), enfd. 604
F.2d 449 (5th Cir. 1979).
65 McWane, Inc. v. NLRB, 92 F.3d 441 (6th Cir. 1996). (The court
held “in accordance with Board precedent, that an unconditional offer
to return to work must be made in such manner and under such circum-
stances as make it reasonable to infer that [the] offer was communi-
cated to [the employer”.)
66 Peckeur Lozenge Co., 98 NLRB 496 (1952), enfd. as modified
209 F.2d 393 (2d Cir. 1053); NLRB v. Independent Assn. of Steel Fab-
ricators, Inc., 582 F.2d 135 (2d Cir. 1978), cert. denied 439 U.S. 1130
(1979).
67 NLRB v. Koenig Iron Works, Inc., 681 F.2d 130 (2d Cir. 1982).
dealt directly with the employees; (3) whether the identity of
the supervisor is directly relate to terms and conditions of
employment; and (4) the reasonableness of the means of
protest.
The Respondent also maintains that “even if the identity” of
Ghulam Farooq as supervisor were directly related to the em-
ployees terms and conditions of employment, the strike was not
protected activity both because the strike was substantially
based on transfer of a nonsupervisory employee and because
the use of a strike to compel transfer of even a supervisor is
unreasonable as a matter of law and unprotected.68 The Re-
spondent also cites American Art Clay Co. v. NLRB, 328 F.2d
82 (7th Cir. 1964), in which the court found that employees’
concerted activities protesting a change in supervisory person-
nel, which affects their job interests, is not protected under the
Act if the character of the concerted activity is intemperate.
The court found that the walkout was intemperate conduct
which destroyed the efficient operation of business. The Re-
spondent additionally cites Dobbs House, Inc. v. NLRB, 325
F.2d 531 (5th Cir. 1963), in which the court held that 16 wait-
resses who walked off the job during the dinner hours believing
that the supervisor had been discharged were lawfully dis-
charged because the strike they engage in was an unreasonable
way to make known to the employer concern over the supposed
discharge.
However, the record evidence supports a finding that the Re-
spondent never made an unconditional offer to the picketing
employees. Aside from its requirement of these employees to
sign a blank sheet of paper to return to their jobs, the Respon-
dent hired replacements for them and while the Respondent
sought to show that the actual purpose of the picketing was to
secure the transfer of Supervisor Ghulam Farooq and Oscar
Hernandez, Farooq committed many unfair labor practices and
Hernandez often was shown to be an agent of management.
The General Counsel’s witnesses testified that they thought to
ask for these employees transfer after they were in the second
and final week of the picketing, and that it did not change the
purpose of the picketing which was to reinstate Chavez, Flores,
and Alberto and then all the employees on the picket line. At
this point it was clear to the employees that the Respondent
would not take them back unconditionally.
In Koren News, 297 NLRB 537 (1990), the Board in affirm-
ing the administrative law judge stated:
Thus, although the petition states that the supervisor’s
“resignation” is the most important point “among the par-
ticulars to be improved” the fact is that one of the major
points of grievance amongst these employees was their
perception that the supervisors behavior was intimidating
and overbearing. In Hoytuck Corp., 285 NLRB 904
(1987), the Board stated:
We agree with the judge that employee Cline’s con-
duct in preparing and circulating an employee petition
which complained of the conduct of the Respondent’s
68 Abilities & Goodwill, Inc. v. NLRB, 612 F.2d 6 (1st Cir. 1979), cit-
ing Henning & Cheadle, Inc. v. NLRB, 522 F.2d 1050 (7th Cir. 1975).
American Art Clay Co. v. NLRB, 328 F.2d 82 (7th Cir. 1964).
AMERICAN TISSUE CORP.
449
cook and kitchen supervisor, Whitaker, towards employ-
ees and further sought his discharge is protected activity
here where it is evident that Whitaker’s conduct had an
impact on employee working conditions. We further note
that the finding that an employee protest regarding the se-
lection or termination of a supervisor who has an impact
on employee working condition is protected is consistent
with long standing Board precedent [case citations omit-
ted]. . . . We wish to make it clear, however, that cases in-
volving employee concerted activity regarding the selec-
tion or termination of a supervisor who has an impact on
employee working conditions are distinguishable from
cases in which employee concerted activity is designed
solely to effect or influence changes in management hier-
archy. In the latter cases, the Board has found that such
conduct does not constitute protected activity.69
As in the instant case, the employees were not seeking to influ-
ence management hierarchy; they circulated the petition subse-
quently and towards the end of the strike because the supervi-
sor’s (Farooq) and employee (Hernandez) conduct impacted on
working conditions.
I therefore find from all of the above that when the Respon-
dent threatened its employees with discharge if they joined,
supported, or assisted Local 707 or engaged in other protected
activities it thereby interfered with, restrained, and coerced its
employees in the exercise of the rights guaranteed in Section 7
of the Act in violation of Section 8(a)(1) of the Act.
I also find from the above that when the Respondent denied
its employees Samuel Chavez, Elson Flores, and Jose Alberto
the opportunity to work overtime; issued written warnings to
Flores and Alberto; reassigned Flores to working on skids a less
desirable job; and discharged Chavez, Flores, Alberto, and
several other employees and refused to reinstate them, for the
reason that they engaged in activities on behalf of Local 707
and/or because they engaged in a work stoppage and other pro-
tected and concerted activities or other activities for the purpose
or collective bargaining or other mutual aid or protection, the
Respondent violated Section 8(a)(1) and (3) of the Act.
Moreover, it appears from the record that the Respondent
never made an unconditional offer of reinstatement to the pick-
eting employees. When Angelo Gribbon, the Respondent’s
office manager approached the employees on the picket line,
the return to work by Roozrokh was conditioned on their sign-
ing of a blank piece of paper. The employees testified that they
were afraid to sign a blank piece of paper.70
Chavez, Flores, and Alberto received letters calling them
back to work if they signed the blank piece of paper. These
69 See also PHT, Inc., 297 NLRB 228 (1989), affd. 920 F.2d 71
(D.C. Cir. 1990); Oakes Machine Corp., 288 NLRB 456 (1988).
70 The Respondent in its brief questioned the validity of the testi-
mony that the Respondent had required picketeers to sign a blank piece
of paper before allowing them to return since there was nothing in the
record as to why Roozrokh might want such a document. However,
this is not as farfetched as it seems. A signed blank sheet of paper
could be used in many ways including a resignation or dismissal. Be
that it may, I credit the General Counsel’s witnesses that the Respon-
dent made this a requirement for their return.
employees had first received these letters when they picked up
their paychecks, soon after Gribbons approached the employees
on behalf of Roozrokh. They did not return to work because
they believed that it was unfair to be required to sign a blank
piece of paper and because the Respondent had only sent recall
letters to Chavez, Flores, and Alberto and not to the other em-
ployees on the picket line for whom they were concerned.
I therefore find from the above that the Respondent has
failed to rebut the General Counsel’s prima facie case and
terms and conditions of employment of its employees, thereby
discouraging membership in a labor organization in violation of
Section 8(a)(1) and (3) of the
Act.71
I also find the Respondent interfered with, restrained and co-
erced its employees in the exercise of rights guaranteed by
Section 8(a)(1) of the Act.
IV. THE EFFECT OF THE UNFAIR PRACTICES ON
COMMERCE
The activities of the Respondent set forth in section III,
above, found to constitute unfair labor practices occurring in
connection with the operations of the Respondent described in
section I, above, have a close, intimate, and substantial relation-
ship to trade, traffic, and commerce among the several States
and tend to lead to labor disputes burdening and obstructing the
free flow thereof.
THE REMEDY
Having found that the Respondent engaged in various unfair
labor practices, I shall recommend that it cease and desist there-
from and take certain affirmative action designed to effectuate
the purpose of the Act.
Having found that the Respondent unlawfully terminated
Samuel Chavez, Elson Flores, Jose Alberto, Julio Rivera. Bal-
tazar Sarabia, Julio C. Rivas, Humberto Martinez, Marcos
Rivas, Ricardo Martinez, Miguel Coraizaca, Hector Merlos,
Esmelin Rivas, Alcides Henriquez, Joel Guzman, Oscar Rivas,
Carlos Romero, Abelino Martinez, Edgardo Arguesta, Victor
Fuentes, Carlos Garcia, Joel Guzman, Elvin Campos, Emilio
Pavon, and Mario Romero the Respondent shall be ordered to
offer them immediate reinstatement to their former positions,
discharging if necessary any replacements hired since their
termination, and that they be made whole for any loss of earn-
ings or other benefits by reason of the discrimination against
them in accordance with the Board’s decision in F. W. Wool-
worth Co., 90 NLRB 289 (1950), with interest computed as in
New Horizons for the Retarded, 283 NLRB 1173 (1987). Also
see Florida Steel Corp., 231 NLRB 651 (1977); and Isis
Plumbing Co., 138 NLRB 716 (1962).
Having found that the Respondent issued written warnings to
Elson Flores and Jose Alberto, on July 15 and 24, respectively,
the Respondent shall be ordered to rescind such warning no-
tices to Flores and Alberto.
Having found that the Respondent unlawfully transferred El-
son Flores to working on skids, the Respondent shall be ordered
to offer him full reinstatement to his former position as ma-
71 Wright Line, supra.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
450
chine operator, discharging if necessary any replacement hired
since his transfer, and that he be made whole for any loss of
earnings or other benefits by reason of the discrimination
against him in accordance with the Board’s decision in F. W.
Woolworth Co., supra, with interest computed as in New Hori-
zons for the Retarded, supra. Also see Florida Steel Corp.,
supra; and Isis Plumbing Co., supra.
Because of the nature of the unfair labor practices found
herein, and in order to make effective the interdependent guar-
antees of Section 7 of the Act, I recommend that the Respon-
dent be ordered to refrain from in any like or related manner
abridging any of the rights guaranteed employees by Section 7
of the Act. The Respondent should also be required to post the
customary notice.
CONCLUSIONS OF LAW
1. The Respondent, American Tissue Corporation, is now
and has been at all times material herein, an employer engaged
in commerce within the meaning of Section 2(2), (6), and (7) of
the Act.
2. Local 707, International Brotherhood of Teamsters, AFL–
CIO is now and has been at all times, a labor organization
within the meaning of Section 2(5) of the Act.
3. The Respondent in violation of Section 8(a)(1) of the Act
has interfered with, restrained, and coerced its employees in the
exercise of the rights guaranteed in Section 7 of the Act by
threatening employees with discharge if they joined, supported,
or assisted Local 707 or engaged in other protected concerted
activities; by denying Samuel Chavez, Elson Flores, and Jose
Alberto the opportunity to work overtime; by issuing written
warning notices to Elson Flores and Jose Alberto; by reassign-
ing its employee Elson Flores to a less desirable job of working
on skids; and by terminating Samuel Chavez, Elson Flores, Jose
Alberto, Joel Guzman, Abelino Martinez, Carlos Garcia, Ri-
cardo Martinez, Baltazar Sarabia, Esmelin Rivas, Miguel
Coraigaca, Edgardo Arguesta, Hector Merlos, Julio Caesar
Rivas, Julio C. Rivas, Julio Rivera, Sifredo Martinez, Humberto
Martinez, Oscar O. Rivas, Mario Romero, Marcos Rivas, and
Alcides Henriguez.
4. The Respondent engaged in unfair labor practices in viola-
tion of Section 8(a)(1) and (3) of the Act by terminating the
above employees and by other of its actions above because they
engaged in concerted activities concerning terms and conditions
of employment, or other mutual aid or protection, and in order
to discourage employees from engaging in such activities or
other concerted activities for the purpose of collective bargain-
ing or other mutual aid or protection and has thereby discrimi-
nated and is discriminating in regard to hire or tenure or terms
and conditions of employment of its employees.
5. The aforesaid unfair labor practices are unfair labor prac-
tices within the meaning of Section 2(6) and (7) of the Act.
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended72
72 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be
adopted by the Board and all objections to them shall be deemed
waived for all purposes.
ORDER
The Respondent, American Tissue Corporation, Suffolk,
New York, its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Threatening employees with discharge if they joined,
supported or assisted Local 707 or engaged in other protected
concerted activities.
(b) Denying employees the opportunity to work overtime be-
cause they engaged in union activity or protected concerted
activities.
(c) Transferring Elson Flores from his position as a machine
operator to a lesser position working on skids because of his
union activities or protected concerted activities.
(d) Discriminatorily issuing warning notices to employees
because of their union or protected concerted activities.
(e) Terminating employees because they engaged in support
for Local 707 in a work stoppage, refusal to work overtime,
picketing and in protected concerted activities concerning the
terms and conditions of employment or other mutual aid or
protection and in order to discourage employees from engaging
in such activities or other protected concerted activities for the
purpose of collective bargaining or other mutual aid or protec-
tion.
(f) In any like or related manner interfering with, restraining,
or coercing employees in the exercise of the rights guaranteed
in Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Within 14 days from the date of this Order, offer Samuel
Chavez, Elson Flores, Jose Alberto, Joel Guzman, Abelino
Martinez, Carlos Garcia, Ricardo Martinez, Baltazar Sarabia,
Esmelin Rivas, Miguel Coraizaca, Edwardo Arguesta, Hector
Merlos, Julio C. Rivas, Julio Rivera, Sifredo Martinez, Hum-
berto Martinez, Oscar O. Rivas, Mario Romero, Alcides Henri-
quez, Carlos Romero, Elvin Campos, and Emilio Pavon fill
reinstatement to their former positions or, if their jobs no longer
exist, to a substantially equivalent position, without prejudice to
their seniority or any other rights or privileges previously en-
joyed.
(b) Make these employees whole for any loss of earnings and
other benefits suffered as a result of the discrimination against
them in the manner set forth in the remedy section of the deci-
sion.
(c) Within 14 days from the date of this Order, remove from
its files any reference to the unlawful discharge and, within 3
days thereafter, notify the employees in writing in both English
and Spanish that this has been done and that the discharge will
not be used against them in any way.
(d) Within 14 days from the date of this Order, remove from
its files any reference to the unlawful disciplinary warnings to
Elson Flores and Jose Alberto and, within 3 days thereafter,
notify them in writing in both English and Spanish, that this has
been done and that the warnings will not be used against them
in any way.
(e) Preserve and, within 14 days of a request make available
to the Board or its agents for examination and copying, all pay-
roll records, social security payment records, timecards, per-
sonnel records and reports, and all other records necessary to
AMERICAN TISSUE CORP.
451
analyze the amount of backpay due under the terms of this Or-
der.
(f) Within 14 days after service by the Region, post at all its
facilities in Suffolk, New York, copies of the attached notice
marked “Appendix.”73 Copies of the notice, on forms provided
by the Regional Director for Region 29, after being signed by
the Respondent’s authorized representative, shall be posted by
the Respondent and maintained for 60 consecutive days in con-
spicuous places including all places where notices to employees
are customarily posted. Reasonable steps shall be taken by the
Respondent to ensure that the notices are not altered, defaced,
or covered by any other material. In the event that, during the
pendency of these proceedings, the Respondent has gone out of
business or closed the facility involved in these proceedings,
the Respondent shall duplicate and mail, at its own expense, a
copy of the notice to all current employees and former employ-
ees employed by the Respondent since August 13, 1996.
(g) Within 21 days after service by the Region, file with the
Regional Director for Region 29 a sworn certification of a re-
sponsible official on a form provided by the Region attesting to
the steps that the Respondent has taken to comply.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
the National Labor Relations Act and has ordered us to post and
abide by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representatives of their
own choice
To act together for other mutual aid or protection
To choose not to engage in any of these protected con-
certed activities.
WE WILL NOT threaten our employees with discharge if
they join, support, or assist Local 707 or engage in other pro-
tected concerted activities.
WE WILL NOT deny our employees the opportunity to
work overtime if they join, support, or assist Local 707 or en-
gage in other protected concerted activities.
WE WILL NOT transfer employees from their position to
less desirable duties.
WE WILL NOT terminate employees because they joined,
supported, or assisted the union and /or engaged in protected
concerted activities for the purposes of collective bargaining or
other mutual aid or protection.
73 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
WE WILL NOT in any like or related manner interfere with,
restrain, or coerce you in the exercise of rights guaranteed to
you by Section 7 of the Act.
WE WILL within 14 days from the date of the Board’s Or-
der, offer Samuel Chavez, Elson Flores, Jose Alberto, Joel
Guzman, Abelino Martinez, Carlos Garcia, Ricardo Martinez,
Baltazar Sarabia, Esmelin Rivas, Miguel Coraizaca, Edwardo
Arguesta, Hector Merlos, Julio C. Rivas, Julio Rivera, Sifredo
Martinez, Humberto Martinez, Oscar O. Rivas, Mario Romero,
Alcides Henriquez, Carlos Romero, Elvin Campos, and Emilio
Pavon full reinstatement to their former positions or, if their
jobs no longer exist, to a substantially equivalent position,
without prejudice to their seniority or any other rights or privi-
leges previously enjoyed.
WE WILL make these employees whole for any loss of earn-
ings and other benefits suffered as a result of the discrimination
against them less interim earnings.
WE WILL within 14 days from the date of this Order, re-
move from its files any reference to the unlawful discharge and,
within 3 days thereafter, notify the employees in writing in both
English and Spanish that this has been done and that the dis-
charge will not be used against them in any way.
WE WILL, within 14 days from the date of this Order, re-
move from our files any reference to the unlawful disciplinary
warnings to Elson Flores and Jose Alberto and, within 3 days
thereafter, notify them in writing in both English and Spanish,
that this has been done and that the warnings will not be issued
against them in any way.
WE WILL, within 14 days of the Board’s Order restore El-
son Flores to his former position as machine operator and if his
job no longer exists, to a substantially equivalent position,
without prejudice to his seniority or other rights or privileges
previously enjoyed and WE WILL make him whole for any
loss of earnings and other benefits resulting from the charges in
his job less interim earnings.
AMERICAN TISSUE CORPORATION
Emily De Sa, Esq., for the General Counsel.
George S. Issacson, Esq. and Daniel C. Stockford, Esq. (Brann &
Issacson), for the Respondent.
SUPPLEMENTAL DECISION
JESSE KLEIMAN, Administrative Law Judge. On Novem-
ber 12, 1998, I issued my original decision in the above matter.
The Respondent, American Tissue Corporation, filed excep-
tions to the decision. On September 13, 1999, the National
Labor Relations Board (the Board) granted the Respondent’s
request to withdraw its exceptions to the decision and adopted
the findings, conclusions, and recommendations of the judge.
On February 10, 2000, the Board issued a supplemental Order
granting the General Counsel’s motion to correct inadvertent
errors in this decision. In the decision I listed 22 discriminatees
in my recommended Order as being unlawfully discharged.
The Board corrected my recommended Order to reflect instead
the names of 26 unlawfully discharged employees.
Subsequent to the supplemental Order the Board received an
opposition from the Respondent contending that only the 22
discriminatees named in the judge’s recommended Order
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
452
should be made whole. The Board treated the opposition as a
request for reconsideration of its ruling on the General Coun-
sel’s motion and, on March 29, 2000, issued a Notice to Show
Cause why the Board should not include in its Order the 4 be-
low-named individuals as discriminatees and why the Respon-
dent should not be required to make them whole as well as the
22 named discriminatees listed in the judge’s recommended
Order. The Respondent filed a response to the Notice to Show
Cause. The Respondent argues that the General Counsel’s
motion to “correct inadvertent errors” seeks a substantative
modification of the judge’s decision that is both procedurally
improper under the Board’s rules and contrary to the evidence.
The Respondent further states that its prior withdrawal of its
exceptions was premised on its understanding that the judge’s
decision would not be altered.
As indicated in the Board’s Notice to Show Cause, the Board
is acting in this matter on the basis of its own authority to mod-
ify its decision and order at any time prior to a court’s assuming
jurisdiction over the case. See Dorsey Trailers, Inc., 322
NLRB 181, 181–182 (1996), and cases cited therein. The
Board has an independent responsibility to issue remedial or-
ders that are appropriate to the violations found. Id. The Board
in its Order stated that it is “exercising that responsibility here
because [its] remedial order, as originally drafted, omitted three
persons (Julio Cesar Rivas, Marcos Rivas, and Victor Fuentes)
who were either found to have been unlawfully terminated in
the judge’s conclusions of law section or who, in the section of
the judge’s decision entitled the remedy, were listed as persons
who should be offered reinstatement and backpay.” In addi-
tion, in the Board’s original Order “a fourth person, Holman
Flores,” was omitted, “whom the judge, in the body of his deci-
sion at p. 6 fn. 17, treated as part of the same group whom he
later found were unlawfully discharged and should be ordered
reinstated and made whole for lost pay.”1
While, for the foregoing reasons, the Board rejected the Re-
spondent’s procedural objections insofar as they seek to prevent
the Board addressing the inconsistencies between the judge’s
findings and the Board’s Order as originally drafted, the Board
found that the Respondent’s response to its Notice to Show
Cause has raised issues concerning the substantive basis of cer-
tain of the judge’s findings with respect to the four below-named
individuals. The Board then concluded that “the issues thus
raised are best resolved by remanding this case to the judge for
clarification of his decision.”
By Order dated June 26, 2000, the Board rescinded its Orders
of September 13, 1999, and February 10, 2000, and remanded the
proceeding to the administrative law judge to clarify whether
Holman Flores, Victor Fuentes, Julio Caesar Rivas, and Marcos
1 In its Order, the Board remarked that “[t]he judge’s decision con-
tains no explanation why Holman Flores was treated differently from
the others.” However, there was no reason as reflected in the evidence
to justify Holman Flores being treated differently than any of the other
discriminatees. Flores accompanied the other employees on July 30 to
the New York State Labor Department to file a complaint against the
Respondent and was terminated and denied entrance when they re-
turned to work that day. It also should be noted that Julio Caesar Rivas,
Marcos Rivas, and Victor Fuentes were among these employees as
well.
Rivas were unlawfully discharged and should be reinstated and
made whole. The Board further ordered that the judge prepare
and serve on the parties a supplemental decision setting forth a
new recommended Order.
In my decision dated November 12, 1998, I found that the Re-
spondent had unlawfully terminated various of its employees in
violation of Section 8(a)(1) and (3) of the Act. However, inad-
vertently in the remedy section of the decision, I named 23 indi-
viduals as having been unlawfully discharged by the Respondent,
in the conclusions of law section, 21 as unlawfully terminated
and in the recommended Order, required the Respondent to make
whole 22 individuals.
The record in this case shows that on July 30, 1996, after the
other employees learned that Samuel Chavez, Jose Alberto, and
Elson Flores were laid off or “terminated,” 25 employees, includ-
ing Chavez, Alberto, and Flores left and went to the Labor De-
partment to file a complaint. These employees were then termi-
nated by the Respondent, which resulted in their establishing a
picket line at the Respondent’s facility.
The evidence clearly indicates that among those terminated
were Julio Caesar Rivas, Marcos Rivas, Victor Fuentes, and
Holman Flores.2 Thus in the “Remedy” section of my decision I
recommended the immediate reinstatement of the unlawfully
discharged employees among whom were Marcos Rivas and
Victor Fuentes to be made whole for any loss of earnings or other
benefits, but I inadvertently failed to include Julio Ceasar Rivas
and Holman Flores. While omissions were also made in the
conclusions of law and recommended Order in the listing of the
unlawfully discharged employees especially for reinstatement
and backpay in the recommended Order, it would be an injustice
for any of these employees to be denied their rights in view of my
determination that the Respondent discriminated against them
and violated their rights under the Act.
THE REMEDY
Having found that the Respondent engaged in various unfair
labor practices, I shall recommend that it cease and desist there-
from and take certain affirmative action designed to effectuate
the purpose of the Act.
Having found that the Respondent unlawfully terminated Jose
Alberto, Elvin Campos, Miguel Coraizaca, Victor Fuentes, Joel
Guzman, Abelino Martinez, Ricardo Martinez, Hector Merlos,
Esmelin Rivas, Edgardo Argueta, Samuel Chavez, Elson Flores,
Carlos Garcia, Alcides Henriquez, Humberto Martinez, Sifredo
Martinez, Emilio Pavon, Julio C. Rivas, Julio Cesar Rivas, Oscar
O. Rivas, Carlos Romero, Baltazar Sarabia, Marcos Rivas, Julio
Rivera, Mario Romero, and Holman Flores, the Respondent shall
be ordered to offer them immediate reinstatement to their former
positions, discharging if necessary any replacements hired since
their termination, and that they be made whole for any loss of
2 The General Counsel’s witnesses testified credibly that Supervisor
Ghulam Faroog had told the employees that if they punched out to
leave the premises in going to the Labor Department they would be
fired. Upon their return to their jobs these employees were denied
entrance to the facility. They then established a picket line and com-
menced picketing. The Respondent had also previously threatened to
fire all “Hispanic” employees after a prior “workout” which occurred in
early July 1996.
AMERICAN TISSUE CORP.
453
earnings or other benefits by reason of the discrimination against
them in accordance with the Board’s decision in F. W. Wool-
worth Co., 90 NLRB 289 (1950), with interest computed as in
New Horizons for the Retarded, 283 NLRB 1173 (1987). Also
see Florida Steel Corp., 231 NLRB 651 (1977), and Isis Plumb-
ing Co., 138 NLRB 716 (1962).
Having found that the Respondent issued written warnings to
Elson Flores and Jose Alberto, on July 15 and 24, respectively,
the Respondent shall be ordered to rescind such warning notices
to Flores and Alberto.
Having found that the Respondent unlawfully transferred El-
son Flores to working on skids, the Respondent shall be ordered
to offer him full reinstatement to his former position as machine
operator, discharging if necessary any replacement hired since his
transfer, and that he be made whole for any loss of earnings or
other benefits by reason of the discrimination against him in ac-
cordance with the Board’s decision in F. W. Woolworth Co.,
supra, with interest computed as in New Horizons for the Re-
tarded, supra. Also see Florida Steel Corp., supra, and Isis
Plumbing Co., supra.
Because of the nature of the unfair labor practices found
herein, and in order to make effective the interdependent guaran-
tees of Section 7 of the Act, I recommend that the Respondent be
ordered to refrain from in any like or related manner abridging
any of the rights guaranteed employees by Section 7 of the Act.
The Respondent should also be required to post the customary
notice.
CONCLUSIONS OF LAW
1. The Respondent, American Tissue Corporation, is now and
had been at all times material herein, an employer engaged in
commerce within the meaning of Section 2(2), (6), and (7) of the
Act.
2. Local 707, International Brotherhood of Teamsters, AFL–
CIO is now and has been at all times, a labor organization within
the meaning of Section 2(5) of the Act.
3. The Respondent in violation of Section 8(a)(1) of the Act
has interfered with, restrained and coerced its employees in the
exercise of the rights guaranteed in Section 7 of the Act by
threatening employees with discharge if they joined, supported or
assisted Local 707 or engaged in other protected concerted activi-
ties; by denying Samuel Chevez, Elson Flores, and Jose Alberto
the opportunity to work overtime; by issuing written warning
notices to Elson Flores and Jose Alberto; by reassigning its em-
ployee Elson Flores to a less desirable job of working on skids;
and by terminating Jose Alberto, Elvin Campos, Miguel Corai-
zaca, Victor Fuentes, Joel Guzman, Abelino Martinez, Ricardo
Martinez, Hector Merlos, Esmelin Rivas, Edgardo Argueta,
Samuel Chavez, Elson Flores, Carlos Garcia, Alcides Henriquez,
Humberto Martinez, Sifredo Martinez, Emilio Pavon, Julio C.
Rivas, Julio Cesar Rivas, Oscar O. Rivas, Carlos Romero, Balta-
zar Sarabia, Marcos Rivas, Julio Rivera, Mario Romero, and
Holman Flores.
4. The Respondent engaged in unfair labor practices in viola-
tion of Section 8(a)(1) and (3) of the Act by terminating the
above employees and by other of its actions above because they
engaged in concerted activities concerning terms and conditions
of employment, or other mutual aid or protection, and in order to
discourage employees from engaging in such activities or other
concerted activities for the purpose of collective bargaining or
other mutual aid or protection and has thereby discriminated and
is discriminating in regard to hire or tenure or terms and condi-
tions of employment of its employees.
5. The aforesaid unfair labor practices are unfair labor prac-
tices within the meaning of Section 2(6) and (7) of the Act.
On these findings of fact and conclusions of law and on the en-
tire record, I issue the following recommended3
ORDER
The Respondent, American Tissue Corporation, Suffolk, New
York, its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Threatening employees with discharge if they joined, sup-
ported or assisted Local 707 or engaged in other protected con-
certed activities.
(b) Denying employees the opportunity to work overtime be-
cause they engaged in union activity or protected activities.
(c) Transferring Elson Flores from his position as a machine
operator to a lesser position working on skids because of his
union activities or protected concerted activities.
(d) Discriminatorily issuing warning notices to employees be-
cause of their union or protected concerted activities.
(e) Terminating employees because they engaged in support
for Local 707 in a work stoppage, refusal to work overtime, pick-
eting and in protected concerted activities concerning the terms
and conditions of employment or other mutual aid or protection
and in order to discourage employees from engaging in such
activities or other protected concerted activities for the purpose of
collective bargaining or other mutual aid or protection.
(f) In any like or related manner interfering with, restraining,
or coercing employees in the exercise of the rights guaranteed in
Section 7 of the Act.
2. Take the following affirmative action necessary to effectu-
ate the policies of the Act.
(a) Within 14 days from the date of this Order, offer Jose Al-
berto, Elvin Campos, Miguel Coraizaca, Victor Fuentes, Joel
Guzman, Abelino Martinez, Ricardo Martinez, Hector Merlos,
Esmelin Rivas, Edgardo Argueta, Samuel Chavez, Elson Flores,
Carlos Garcia, Alcides Henriquez, Humberto Martinez, Sifredo
Martinez, Emilio Pavon, Julio C. Rivas, Julio Cesar Rivas, Oscar
O. Rivas, Carlos Romero, Baltazar Sarabia, Marcos Rivas, Julio
Rivera, Mario Romero, and Holman Flores full reinstatement to
their former positions, or if their jobs no longer exist, to a sub-
stantially equivalent position, without prejudice to their seniority
or any other rights or privileges enjoyed.
(b) Make these employees whole for any loss of earnings and
other benefits suffered as a result of the discrimination against
them in the manner set forth in the remedy section of the deci-
sion.
(c) Within 14 days from the date of this Order, remove from its
files any reference to the unlawful discharges, and within 3 days
3 If no exceptions are filed as provided by Sec. 102.46 of the Board’s
Rules and Regulations, the findings, conclusions, and recommended
Order shall, as provided in Sec. 102.48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
454
thereafter notify the employees in writing in both English and
Spanish that this has been done and that the discharges will not
be used against them in any way.
(d) Within 14 days from the date of this Order, remove from
its files any reference to the unlawful disciplinary warnings to
Elson Flores and Jose Alberto and within 3 days thereafter, notify
them in writing in both English and Spanish, that this has been
done and that the warnings will not be used against them in any
way.
(e) Preserve and, within 14 days of a request make available to
the Board or its agents for examination and copying, all payroll
records, social security payment records, timecards, personnel
records and reports, and all other records necessary to analyze the
amount of backpay due under the terms of this Order.
(f) Within 14 days after service by the Region, post at all its
facilities in Suffolk, New York, copies of the attached notice
marked “Appendix.”4 Copies of the notice, on forms provided
by the Regional Director for Region 29, after being signed by
the Respondent’s authorized representative, shall be posted by
the Respondent and maintained for 60 consecutive days in con-
spicuous places including all places where notices to employees
are customarily posted. Reasonable steps shall be taken by the
Respondent to ensure that the notices are not altered, defaced,
or covered by any other material. In the event that, during the
pendency of these proceedings, the Respondent has gone out of
business or closed the facility involved in these proceedings,
the Respondent shall duplicate and mail, at its own expense, a
copy of the notice to all current employees and former employ-
ees employed by the Respondent since August 13, 1996.
(g) Within 21 days after service by the Region, file with the
Regional Director for Region 29 a sworn certification of a re-
sponsible official on a form provided by the Region attesting to
the steps that the Respondent has taken to comply.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
the National Labor Relations Act and has ordered us to post and
abide by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representatives of their
own choice
To act together for other mutual aid or protection
4 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.
To choose not to engage in any of these protected con-
certed activities.
WE WILL NOT threaten our employees with discharge if
they join, support or assist Local 707 or engage in other pro-
tected concerted activities.
WE WILL NOT deny our employees the opportunity to
work overtime if they join, support, or assist Local 707 or en-
gage in other protected concerted activities.
WE WILL NOT transfer employees from their position to
less desirable duties.
WE WILL NOT terminate employees because they joined,
supported, or assisted the union and/or engaged in protected
concerted activities for the purposes of collective bargaining or
other mutual aid or protection.
WE WILL NOT in any like or related manner interfere with,
restrain, or coerce you in the exercise of rights guaranteed to
you by Section 7 of the Act.
WE WILL within 14 days from the date of the Board’s Order
offer Jose Alberto, Elvin Campos, Miguel Coraizaca, Victor
Fuentes, Joel Guzman, Abelino Martinez, Ricardo Martinez,
Hector Merlos, Esmelin Rivas, Edgardo Argueta, Samuel
Chavez, Elson Flores, Carlos Garcia, Alcides Henriquez, Hum-
berto Martinez, Sifredo Martinez, Emilio Pavon, Julio C. Rivas,
Julio Cesar Rivas, Oscar O. Rivas, Carlos Romero, Baltazar
Sarabia, Marcos Rivas, Julio Rivera, Mario Romero, and Holman
Flores full reinstatement to their former positions or, if their jobs
no longer exist, to a substantially equivalent position, without
prejudice to their seniority or any other rights or privileges previ-
ously enjoyed.
WE WILL Make these employees whole for any loss of
earnings and other benefits with interest suffered as a result of
the discrimination against them less interim earnings.
WE WILL, within 14 days from the date of this Order, re-
move from our files any reference to the unlawful discharges
and, WE WILL, within 3 days thereafter, notify the employees
in writing in both English and Spanish that this has been done
and that the discharges will not be used against them in any
way.
WE WILL, within 14 days from the date of this Order, remove
from our files any reference to the unlawful disciplinary warnings
to Elson Flores and Jose Alberto and, WE WILL, within 3 days
thereafter, notify them in writing in both English and Spanish,
that this has been done and that the warnings will not be used
against them in any way.
WE WILL, within 14 days of the Board’s Order, restore Elson
Flores to his former position as machine operator and if his job
no longer exists, to a substantially equivalent position, without
prejudice to his seniority or other rights or privileges previously
enjoyed and, WE WILL, make him whole for any loss of earn-
ings and other benefits with interest resulting from the changes in
his job less interim earnings.
AMERICAN TISSUE CORPORATION