336 NLRB 711
St. Thomas Gas
ST. THOMAS GAS
711
Sun Tech Group, Inc. d/b/a St. Thomas Gas and
United Steelworkers of America, AFL–CIO,
CLC. Cases 24–CA–8421, 24–CA–8495, and 24–
RC–8055
October 1, 2001
DECISION, DIRECTION, AND ORDER
BY MEMBERS LIEBMAN, TRUESDALE, AND
WALSH
On September 7, 2000, Administrative Law Judge Earl
E. Shamwell Jr. issued the attached decision. The Re-
spondent filed exceptions and a supporting brief. The
General Counsel filed cross-exceptions and a brief in
support of the judge’s decision.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,1 and conclusions and
to adopt the recommended Order as modified.2
DIRECTION
IT IS DIRECTED that the Regional Director for Re-
gion 24 shall, within 14 days from the date of this Deci-
sion, Direction, and Order open and count the ballots of
Christian Plaskett, Cresida Chesterfield, Patrick Harri-
gan, and Clara Stevens. The Regional Director shall then
serve on the parties a revised tally of ballots and issue the
appropriate certification.
1 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d. Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
In adopting the judge’s findings that the Respondent violated Sec.
8(a)(3) and (1) by laying off (discharging) employees Cresida Chester-
field, Patrick Harrigan, and Christian Plaskett, we find in agreement
with the judge that union activity was a motivating factor in the dis-
charges and that the Respondent has failed to prove that the alleged
discriminatory conduct would have taken place even in the absence of
the protected union activity. See Manno Electric, 321 NLRB 278, 280,
fn. 12 (1996); Wright Line, 251 NLRB 1083 (1980), enfd. 662 F.2d 899
(1st Cir. 1981), cert. denied 455 U.S. 989 (1982); approved in NLRB v.
Transportation Management Corp., 462 U.S. 393 (1983).
In addition, with regard to the judge’s finding that the Respondent’s
layoff of employees Chesterfield, Harrigan, and Plaskett was unlawful,
we rely on the judge’s finding that the Respondent failed to present
evidence supporting its defense that the layoffs were due to a seasonal
slowdown in business. We find it unnecessary to rely on the judge’s
further observations on the implausibility of the Respondent’s defense.
2 We will modify the judge’s recommended order to include a rein-
statement remedy and to conform with our recent decision in Ferguson
Electric Co., 335 NLRB 142 (2001).
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge as
modified below and orders that the Respondent, Sun
Tech Group, Inc. d/b/a St. Thomas Gas, St. Thomas, U.S.
Virgin Islands, its officers, agents, successors, and as-
signs, shall take the action set forth in the Order as modi-
fied.
1. Add the following as paragraph 2(a) and reletter the
subsequent paragraphs.
“(a) Within 14 days from the date of this Order, offer
Christian Plaskett, Cresida Chesterfield, and Patrick Har-
rigan full reinstatement to their former positions or, if
those jobs no longer exist, to substantially equivalent
positions, without prejudice to their seniority or any
other rights or privileges previously enjoyed.”
2. Substitute the following for paragraph 2(c).
“(c) Preserve and, within 14 days of a request, or such
additional time as the Regional Director may allow for
good cause shown, provide at a reasonable place desig-
nated by the Board or its agents, all payroll records, so-
cial security payment records, timecards, personnel re-
cords and reports, and all other records including an elec-
tronic copy of such records if stored in electronic form,
necessary to analyze the amount of backpay due under
the terms of this Order.”
3. Substitute the attached notice for that of the admin-
istrative law judge.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated the National Labor Relations Act and has or-
dered us to post and abide by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representatives
of their own choice
To act together for other mutual aid or protection
To choose not to engage in any of these protected
concerted activities.
WE WILL NOT create the impression among our em-
ployees that their union activities are under surveillance
by management.
WE WILL NOT interrogate our employees about their
union sympathies.
336 NLRB No. 55
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
712
WE WILL NOT lay off (discharge) or otherwise dis-
criminate against employees for assisting the United
Steelworkers of America, AFL–CIO, CLC, or any other
union, and engaging in concerted activities; and WE
WILL NOT discourage employees from engaging in
these activities.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce employees in the exercise of
rights guaranteed them by Section 7 of the Act.
WE WILL, within 14 days from the date of the
Board’s Order, offer Christian Plaskett, Cresida Chester-
field, and Patrick Harrigan full reinstatement to their
former jobs or, if those jobs no longer exist, to substan-
tially equivalent positions, without prejudice to their sen-
iority or any other rights or privileges previously en-
joyed.
WE WILL make Christian Plaskett, Cresida Chester-
field, and Patrick Harrigan whole for any loss of earnings
and other benefits suffered as a result of the discrimina-
tion against them, less any net interim earnings, plus in-
terest.
WE WILL, within 14 days from the date of this Order,
remove from our files any reference to the discharges of
Christian Plaskett, Cresida Chesterfield, and Patrick Har-
rigan and, WE WILL, within 3 days thereafter, notify
them in writing that this has been done and that the dis-
charges will not be used against them in any way.
SUN TECH GROUP, INC. D/B/A ST.
THOMAS GAS
Lourdes Vanessa Garcia, Esq. and Efrain Rivera Vega, Esq.,
for the General Counsel.
Jomo Meade, Esq., of Frederiksted, St. Croix, United States
Virgin Islands, for the Respondent.
Luis A. Tito Morales, Field Representative, of Charlotte Ama-
lie, United States Virgin Islands, for the Charging Party.
DECISION
STATEMENT OF THE CASE
EARL E. SHAMWELL JR., Administrative Law Judge.
These consolidated cases were heard before me in St. Thomas,
United States Virgin Islands, on March 21, 2000, pursuant to
unfair labor practice charges filed originally on August 19,
1999 (in Case 24–CA–8421), by United Steelworkers of Amer-
ica, AFL–CIO, CLC (the Union) against Sun Tech Group, Inc.
d/b/a St. Thomas Gas (the Respondent). On November 29,
1999, the Union filed additional unfair labor practice charges
(in Case 24–CA–8495) against the Respondent. On November
30, 1999, the Regional Director for Region 24 issued an initial
complaint against the Respondent and, on January 1, 2000, she
amended the complaint and consolidated the cases for hearing.
On July 14, 1999, the Union filed its petition for certification
of representative with the National Labor Relations Board (the
Board) and pursuant to a Stipulated Election Agreement ap-
proved by the Regional Director on August 24, 1999, an elec-
tion was held on September 9, 1999, among all employees of
the Respondent at its St. Thomas, U.S. Virgin Island facility.
On February 4, 2000, the Regional Director issued her report
and recommendation on challenged ballots,1 notice of hearing,
and order consolidating cases and transferring the election mat-
ter to the Board.
The complaint as consolidated alleges that the Respondent
violated Section 8(a)(3) and (1) of the National Labor Relations
Act (the Act) by discharging employees Christian Plaskett,
Cresida Chesterfield, and Patrick Harrigan because they joined
and supported the Union and engaged in concerted activities,
and to discourage employees from engaging in these activities.2
The Respondent is also charged with violating Section 8(a)(1)
of the Act by creating an impression among its employees that
their union activities were under surveillance and by interrogat-
ing employees about their union sympathies.
On February 18, 2000, the Respondent filed its answer
essentially denying the commission of any unfair labor
practices. The Respondent, however, admitted that the
individuals described in paragraph 5 of the complaint, along
with the respective position and title associated with each, were
supervisors within Section 2(11) of the Act. The Respondent
did not file any particularized response to the report of the
Regional Director regarding the challenged ballots.
With the exception of the Charging Party, the parties were
represented by counsel at the hearing and were afforded full
opportunity to be heard, to examine and cross-examine witness,
and to introduce evidence. The parties were also afforded an
opportunity to submit posthearing briefs. On the entire record,
including my observation of the demeanor of the witnesses, and
considering the briefs filed by the General Counsel and the
Respondent,3 I make the following.
FINDINGS OF FACT
I. JURISDICTION—THE BUSINESS OF THE
RESPONDENT
The Respondent, a United States Virgin Islands corporation,
maintains an office and place of business in Charlotte Amalie,
St. Thomas, U.S. Virgin Islands, and engages in the sale and
distribution of propane gas and related products and services
throughout the U.S. Virgin Islands.4 The Respondent admits
that during the past year, in conducting its business operations,
1 The tally of ballots revealed that there were approximately 14 eli-
gible voters, with 4 votes cast for the Union, 4 votes cast against the
Union; and 4 challenged ballots. There were no void ballots. Neither
party filed objections to the election or conduct affecting the results of
the election. However, the Regional Director determined that the chal-
lenges were sufficient to affect the results of the election.
2 The three alleged discriminatees voted in the election, and their
ballots comprise three of the four challenged ballots. The fourth chal-
lenged ballot relates to an individual—Clara Stevens—who stated that
she was a supervisor. The eligibility of the three alleged discriminatees
to vote in the election is therefore contingent on the deposition of the
unfair labor charges.
3 The Charging Party did not file a brief.
4 The Respondent’s headquarters is located on the island of St.
Croix, U. S. Virgin Islands.
ST. THOMAS GAS
713
it purchased and received at its St. Thomas facility goods val-
ued in excess of $500,000. The Respondent admits, and I find
and conclude, that it is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act.
II. THE LABOR ORGANIZATION
The Respondent admits, and I find and conclude, that the
United Steelworkers of America, AFL–CIO, CLC is a labor
organization within the meaning of Section 2(5) of the Act.
III. THE UNFAIR LABOR PRACTICES
A. Background
The Respondent is engaged in the business of selling and
distributing propane gas by the cylinder for primarily the Is-
land’s residential users. The Respondent employs around 12
employees who serve as drivers and/or driver/helpers and cleri-
cal or office workers; the Respondent employs four drivers and
four driver/helpers. The Respondent requires its drivers to
meet a quota of delivering 30 gas cylinders per day, and
collecting the empties, along a prescribed route. The
driver/helpers accompany drivers and are charged with the
loading, and unloading, of cylinders; assisting in the delivery of
full and retrieval of empty cylinders from customers, and in-
stalling cylinders onsite.
The Respondent’s management team at the St. Thomas facil-
ity consists of a general manager, Leroy Mills, who primarily
supervised the drivers and helpers; and Lera Andrews, office
manager, who supervised the receptionists and clerical workers.
The Respondent’s chief executive officer is Hector Peguero,
whose main office was located in St. Croix.5
Beginning around mid- to late May 1999, certain of the Re-
spondent’s employees determined that working conditions at the
facility were not acceptable. Consequently, during this period,
the Union was contacted and authorization cards were signed by
around six employees. Alleged discriminatees Harrigan, Plask-
ett, and Chesterfield were among those who supported the Union
and signed authorization cards.6 The Respondent discharged
Plaskett on May 26, 1999; Chesterfield and Harrigan were laid
off on June 10, 1999. The Respondent cited economic reasons—
a decline in business as a result of the Company’s annual slow
season—in the termination of the three employees. The Respon-
dent has not rehired the three alleged discriminatees.7
5 Peguero, Mills, and Andrews are admitted supervisors. I would
find and conclude that the uncontroverted testimony and other credible
evidence of record supports a finding that these persons exercise super-
visory functions for the Respondent within the meaning of Sec. 2(11) of
the Act.
6 Plaskett signed a union authorization card on May 24, 1999 (see
GC Exh. 8); and Chesterfield signed her card on the same date (see GC
Exh. 9). Harrigan’s authorization card (see GC Exh. 5) is signed but
undated. Based on his credible testimony, I would find and conclude
that he signed this card before the Respondent laid him off, most
probably some time between May 21 through 26, when he handed the
cards out to the other employees. (Tr. 41.)
7 Chesterfield and Harrigan’s layoff notification memoranda (GC
Exhs. 10 and 6, respectively) indicated that if business were to pick up
in the near future, they would be rehired. Plaskett’s termination memo-
randum (GC Exh. 7) advised that his services were terminated until
further notice, with no promise of rehire should business improve.
B. The 8(a)(3) Allegations
The complaint, in essence, alleges that Plaskett, Chesterfield,
and Harrigan were discharged unlawfully by the Respondent
because they joined and assisted the Union in the Union’s at-
tempt to organize the Company’s employees during the relevant
period in question.8 The General Counsel called the three alleged
discriminatees, and a current employee, Michael Caines, to estab-
lish these allegations.
1. The layoff of Patrick Harrigan
Patrick Harrigan testified that his employment with the Re-
spondent began around October or November 1997 as a driver’s
helper; he was hired by Mills. According to Harrigan, his daily
quota of propane cylinder deliveries and retrievals was 30, which
he claimed he met for the most part in 1999, as he had in 1998.
According to Harrigan, he enjoyed a good working relationship
with his immediate supervisor, Mills, and even socialized with
him after work, usually at a local bar. Harrigan stated that Mills
often complimented him for his work, indicating that he per-
formed his job well. However, in October 1998 Harrigan said
that he was fired, in his view unfairly by the Company for an
incident involving his alleged mishandling of company funds.9
However, after filing a wrongful discharge claim with the local
labor department, he was ordered reinstated to his position in
February or March 1999. When Harrigan returned to his former
position, he decided to approach the Union, in particular to see
Luis (Tito) Morales, about organizing the Respondent’s employ-
ees around mid-May 1999. According to Harrigan, he did not get
to see Morales but did speak to another union representative who
gave him union literature and a quantity of authorization cards at
that time. Harrigan returned to work and approached certain
employees whom he trusted and provided these persons with
cards10 around May 21 through 25 or 26, 1999. According to
Harrigan, he obtained signatures from six of the employees but
did not immediately turn them over to the Union in the hope that
two additional employees, Merrifield and Padgett, could be con-
vinced to sign. Harrigan turned the six cards (plus his) in to
Morales around June 10 when these two signatures were not
forthcoming. Harrigan also related that on one occasion before
his layoff in 1999, he and Mills were socializing at a local bar.
Mills asked if we (the employees) had visited the Union and
mentioned that there were rumors about a union being estab-
8 For purposes of discussion, the relevant period in question covers
around May 20 through September 9, 1999, the date of the election.
9 Harrigan explained in some detail the incident for which he was
discharged. In brief, Harrigan received some monies for a gas cylinder
from a customer on a Sunday when the office was closed and was to
turn the money in on the next business day, Monday. He claimed to
have forgotten to bring the money in the next day and, on learning of
his failure to do so, the president of the Company felt that he should be
fired for violating company policy governing such matters. Mills, to
whom he had initially given the money but who instructed Harrigan to
turn it in himself the next business day, did not support the termination
because he knew the circumstances of the matter.
10 Harrigan was able to recall that he spoke to alleged discriminatees
Plaskett and Chesterfield, as well as fellow employees Michael Caines,
Godfrey Hughes, James Dyer, Merrifield, and George Padgett and gave
each an authorization card. Hughes, Padgett, and Merrifield did not
sign a card according to Harrigan.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
714
lished at the Company, that “somebody” was trying to start a
union. According to Harrigan, he told Mills not “somebody”
but that he (Harrigan) was the one responsible for bringing the
Union in. (Tr. 34.) Nothing more about the Union was said in
this conversation. However, according to Harrigan, he and
Mills talked generally about the Union on different occasions.
Harrigan stated that on June 10, the Respondent’s manage-
ment convened a meeting with the employees to discuss griev-
ances between management and the workers. Management was
represented by Mills and two executives from St. Croix (Roy)
Gumbs and Fayre, with Gumbs leading the discussion. After
this meeting, Harrigan was given a layoff letter11 by Gumbs.
The letter indicated that he was being laid off because of busi-
ness slowdown, and that he would be recalled when business
picked up. According to Harrigan, he was surprised to receive
the letter because he was told by Mills that his performance was
good. Moreover, he thought that layoffs were based on senior-
ity. Furthermore, Harrigan said that he was meeting his 30-
cylinder quota and he saw no falling off of business; the same
quotas were being met by all the drivers. According to Harri-
gan, he asked Mills about the matter, but Mills claimed igno-
rance and said to him that Gumbs had brought the letter from
St. Croix headquarters. Harrigan thereupon took the letter to
Gumbs who said that Peguero gave him the letter and that he
(Gumbs) did not know what was in the letter.12
According to Harrigan, after his layoff, he called the Com-
pany everyday to inquire whether business had picked up suffi-
ciently for his rehiring and generally spoke to Mills on those
occasions. Harrigan testified that he tried to speak to Peguero
about the matter but Peguero would not talk to him. According
to Harrigan, even on a chance encounter at a bar, Peguero sim-
ply walked away and avoided him.13
Harrigan testified that Peguero knew of his union activity
because Mills had told him that he told Peguero that he (Harri-
gan) was organizing the workers. Additionally, according to
Harrigan, while Mills never said that Peguero said that he was
going to fire him (Harrigan) because of the Union, Mills told
him that Peguero had accused Mills of sleeping on the job be-
cause of the union activity going on under his nose.
Regarding the election, Harrigan testified that he voted in the
election although he was then employed with another Com-
pany.
2. The discharge of Christian Plaskett
Plaskett testified that he was hired in February or March
1999 as driver/driver’s assistant by Mills;14 his duties included
helping load and unload gas cylinders and hooking up the cyl-
inders at customer locations.15 When hired, Plaskett said that
11 The layoff letter was signed by Hector Peguero in St. Croix.
12 Gumbs did not testify at the hearing.
13 According to Harrigan, Mills had promised to speak with Peguero
on his behalf to get his job back.
14 Plaskett’s employment application (GC Exh. 13) indicates that he
started work with the Respondent on February 15, 1999.
15 According to Plaskett, he was hired as a driver but was assigned
driver/helper duties by Mills until he learned company routine. How-
ever, Plaskett drove a vehicle only a couple of times during his em-
ployment with the Respondent.
he was placed on a 90-day probationary status by Mills who
advised him at the time that if his work habits were not up to
par, he would be released; but Miller said that he would be told
if he passed muster during the requisite period.
According to Plaskett, Harrigan gave him a union card,
which he signed on May 24, 1999, and returned it to Harrigan.
Plaskett believed that Mills knew he had signed the union au-
thorization card because 2 days before he signed the card, he
and a number of other employees, while waiting for delivery
schedules, were discussing employee grievances and the need
for organizing a union. Moses Bastion and Merrifield, whom
Plaskett described as supervisors, were in the group and both
opposed the Union. However, Plaskett admitted that he had no
personal knowledge that these two individuals informed Mills
of his or any other employee’s support of the Union. In any
event, Plaskett testified that 2 days later, on May 26, on his
arrival for work that morning, Mills told him that he was being
laid off because it was the slow season for the Company. Ac-
cording to Plaskett, he told Mills that he was lying and cursed
him, saying he was full of [expletive] and that they both knew
what the real reason—the Union—was for his layoff.16 Mills
then produced a letter officially notifying him of his discharge
effective that day.
Plaskett stated that the layoff angered him because he knew
that the business could not be slow as he was delivering 30–35
cylinders per day and that it seemed to him that the Company
was very busy. Also, he discovered from a coworker, James
Dyer, that around 2–3 weeks after he was let go that the Com-
pany had hired someone else in his place, a man named Moly-
neaux.17 According to Plaskett, he was never questioned by
management about any frequent absences18 or ever informed
that his performance was below par.
3. The layoff of Cresida Chesterfield
Chesterfield testified that she was hired by Office Manager
Lera Andrews as a receptionist in December 1998 on a 3-month
probationary basis. According to Chesterfield, her duties also
included dispatching information to drivers, receiving cash
from drivers and customers, and balancing the accounts at
day’s end; she also answered the telephones, filed and entered
data into the company computers. Chesterfield worked with
two other office workers, namely accounts receivable clerk,
Jamila Descartes, and Felicia Ortega who served as receptionist
and front desk clerk. According to Chesterfield, she was senior
only to Ortega. Chesterfield testified that in May 1999, she was
approached by Harrigan about going with the Union, and he
16 According to Plaskett, another employee, James Dyer, was present
when these conversations occurred.
17 Teddy Molyneaux, according to his job application, applied for
work with the Respondent on September 1, 1999, and was hired by
Leroy Mills on the same day as a tractor head driver. Molyneaux’s
experience and training included tractor operation. (See GC Exh. 14.)
According to Plaskett, Dyer introduced Molyneaux to him as the man
who replaced him during a parking lot encounter. During his time with
the Company, Plaskett said he never saw anyone operating a tractor at
the job and did not know what a tractor head operator was. Again,
Dyer did not testify at the hearing.
18 Plaskett admitted that he may have been absent from the job on
two to three occasions, but that he had a doctor’s excuse for each time.
ST. THOMAS GAS
715
gave her an authorization card to fill out and return to him. On
May 24, Chesterfield said that she filled out, signed the card,
and returned it to Harrigan.19 According to Chesterfield, she
talked to several employees who solicited her opinion about the
Union. She told them that she supported the Union because she
felt that the Respondent’s management did not care for or about
its employees.20
Chesterfield attended the June 10, 1999 staff meeting pre-
sided over by Gumbs; Mills was also present. The grievances
of the workers were aired at the meeting. After the meeting,
Andrews handed her a letter advising that she was being laid
off due to the slow season.21
According to Chesterfield, Andrews approached Gumbs and
asked why she was being laid off22 but Gumbs said that he did
not know the reason. Andrews told Chesterfield to deal with
the matter as she saw fit.23
Chesterfield, while admitting that she had no formal training
in business finance and that her duties did not give her direct
knowledge of the overall financial condition of the Company
she believed, nonetheless, that based on the number of trucks
delivering cylinders on any particular day—sometimes two
trucks per day—and the amount of money she received daily as
part of her duties to balance daily receipts, that the Company
was receiving orders and doing well. In short, in her view,
business was not slow. Chesterfield believed that her signing
with the Union was the reason she was laid off, although she
could not with certainty say that either Mills or Peguero knew
that she was supporting the Union24 or that she was discharged
because of her union activities.
Regarding the union election, Chesterfield stated she voted
and that no one interfered with her in the exercise of her vote.
Chesterfield also stated that she has never been contacted by
the Respondent for purposes of rehire; but she admitted that she
had not made inquiry as to whether business had picked up or
otherwise sought her job back. Chesterfield testified that after
her layoff, some time in August or September 1999, she saw
another person working at the office and asked a manager,
19 Chesterfield’s signed and dated card is contained in GC Exh. 9.
20 Chesterfield identified coworkers Dyer and Conroy Hanley, who
approached her after work outside of the work compound. According
to Chesterfield, she also spoke with employee Michael Caines around
the time she signed the card.
21 See GC Exh. 10. This letter was initialed by Peguero.
22 Andrews did not testify at the hearing; she has since left the Com-
pany.
23 Chesterfield testified that she retained an attorney and filed actions
alleging racial discrimination and wrongful discharge with the Federal
Equal Employment Opportunity Commission and as well as local labor
authorities against the Respondent. (See e.g., GC Exh. 11, a copy of
her complaint with the Virgin Islands Department of Labor in which
she alleges racial discrimination and her signing with the Union as
reasons for her layoff.)
24 Chesterfield also acknowledged that, as with other employees, she,
too, had had a run-in with Mills in April 1999 about an in-office prob-
lem and she felt he wanted her discharged. Chesterfield claimed that
aside from a letter from Mills regarding the incident, she has never
been disciplined by the Respondent. In fact, she wrote a letter to
Peguero about the incident, and he convened a meeting with the staff
and Miller, and nothing more was said about the matter.
Rosita Leslie,25 why she (Chesterfield) had not been called
back. Leslie advised her that her layoff was not Leslie’s prob-
lem and to see Peguero about the matter.
The General Counsel subpoenaed Michael Caines, a current
employee of the Respondent, to testify in support of the
charges.
Caines testified that he has been employed by the Respon-
dent for the past 6 years, starting first as a driver’s helper and
progressing to driver. Caines’ immediate supervisor is Mills.
According to Caines, he was approached by Harrigan and
asked to join the Union and, while openly supportive of the
union cause, he was never disciplined because of his views.
Caines stated that he was approached by Mills 1 day in June
1999 after Chesterfield and Harrigan were laid off. According
to Caines, Mills told him that Peguero suspected that he
(Caines) had brought the Union in. After this conversation,
Caines testified that Mills told him that they (the Respondent)
had a (layoff) letter for him just like the one given to Harrigan
and Chesterfield and suggested that Caines had better watch
himself. According to Caines, Mills continually reminded him
of this and repeated this threat over and over. (Tr. 110.)26
Regarding the Respondent’s business cycle, according to
Caines, during his tenure with the Company, he has not ob-
served or experienced a slow season, mainly because the Re-
spondent is one of only two companies that provides residential
cooking gas for the entire island. Caines also testified that dur-
ing the time in question, he did not see any “slow down” in the
number of cylinders he personally or other drivers delivered.
According to Caines, the Respondent’s business is a cash-on-
delivery type, although some commercial customers pay on
time by established account.27
Caines testified that he likes working for the Respondent and
enjoys the work he performs for them as it keeps him physi-
cally fit. However, he viewed management as completely un-
concerned about its workers, and he dislikes the way it treats
them. Accordingly, he thought the Union would be beneficial
to the employees and expressed openly his desire to be a part of
the Union.28
25 According to Chesterfield, Rosita Leslie was officed in St. Croix
and often was in charge in an acting capacity when Peguero was off-
island. The other employee she saw working in the office was later
identified to her as Clara Stevens. Notably, in the Regional Director’s
Report, Stevens was said to be a supervisor and whose ballot was chal-
lenged on that ground.
26 Caines stated that similar threats were made in the presence of a
Mr. Handley on one occasion; but he could not remember the date, only
that it occurred in the afternoon. Caines testified that to this day, Mills
continues to harass him unfairly, finding fault with his production—
although he meets his 30-cylinder quota—and criticizing him about
calling in if he is not available for work. Mills generally complains
about the way he performs his job.
27 Caines admitted that he has no direct knowledge of the other fi-
nancial records of the Company and he is not (trained as) an account-
ant. (Tr. 121.) Caines implied that in short, he observed no falling off
in deliveries and collections to justify a layoff or slow business.
28 Caines noted that the Respondent’s employees work with propane
gas, which he described as a hazardous material, but the Company
provided no medical insurance. Caines also spoke of an occasion
where he got into dispute with Mills who asked him to drive a truck
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
716
The Respondent called Leroy29 Mills to rebut the General
Counsel’s case.
Mills testified that he personally terminated Plaskett, mainly
because the period (he described as) the summer time was the
Company’s slow season. Mills also stated that in deciding who
would be laid off during the slow season, he considers the em-
ployees’ productivity, performance, and behavior. According
to Mills, Plaskett was the last person hired so he laid him off.
Mills also noted that “he (Plaskett) was still on probation, and
he was always calling in sick and absent, on a regular basis.”
(Tr. 169.)30 Mills further stated that under company policy, a
supervisor may evaluate an employee as unsuitable within the
probationary period and without notice to the employee.31
According to Mills, Plaskett also became expendable because
often he would not be available for work on Saturdays and he
(excessively) left work early to pick up one of his children.
Mills emphatically denied any personal knowledge32 of Plask-
ett’s involvement with the Union, and maintained that he was
made aware of the Union after June 10, when he received a
letter (presumably from the Union).33 Mills admitted, however,
that he was aware of the employees’ grievances during the
relevant period.
Regarding Harrigan’s testimony that on a social occasion, he
(Mills) said that the termination was because of his union activ-
ity, Mills testified that he did not recall telling him that. (Tr.
172.) Mills claimed to have no personal knowledge of Harri-
gan’s union involvement. According to Mills, Harrigan
showed him the termination letter and asked about it. Mills
said he told Harrigan he knew nothing about it, that it came
from the boss at the main office.34
Mills claimed a similar ignorance about the circumstances
surrounding Chesterfield’s layoff, which he said was ordered
by management in St. Croix. According to Mills, he was not
involved in the “whole situation,” as the letter (like Harrigan’s)
came from St. Croix and was delivered to Chesterfield’s super-
visor, Andrews. According to Mills, although he was the
“overall supervisor’ at the St. Thomas facility, he did not on a
Caines thought was unregistered. Caines says he did not refuse the
assignment but demanded that Mills demonstrate that the vehicle’s
registration was proper. In his testimony, Caines implied that a union
would be of assistance in these types of situations.
29 Mills was the Respondent’s designated representative at the hear-
ing and, it should be noted, was present during the testimony of all
witnesses.
30 The Respondent did not produce any records or other documenta-
tion of Plaskett’s time and attendance during his time with the Com-
pany.
31 Mills indicated that this policy was set out in a brochure. How-
ever, the brochure was not produced.
32 In making this denial of knowledge of Plaskett’s union involve-
ment, it is noteworthy that counsel for the Respondent’s question was
leading. Even still, Mills required that the question be repeated, and, as
I observed him, his ultimate denial was forced and strained. (Tr. 171.)
33 Mills did not describe this “letter,” nor was it produced at the hear-
ing.
34 It should be noted that here, also, Mills’ testimony regarding his
lack of knowledge of Harrigan’s termination came though leading
questions posed by the Respondent’s counsel.
regular basis directly supervise Chesterfield.35 However, Mills,
in spite of his limited contact with Chesterfield, found her to be
rude and insubordinate on one occasion, and he advised her
supervisor that he felt that Chesterfield was not a good em-
ployee because of her behavior and attitude. According to
Mills, he inquired of Andrews whether Chesterfield’s proba-
tionary period was up because he thought she was really out of
line. However, he was advised that her probationary period had
ended, so he wrote a letter about the incident and placed the
letter in her file36 instead of discharging her for insubordina-
tion. Mills maintained without elaboration that Chesterfield,
like Harrigan, was let go because of the slow season.
Mills could not recall any discussions with Caines regarding
union activities, however he admitted that both he and Peguero
know that Caines “has been affiliated with the Union . . . and
he’s not been terminated. He still is currently employed.” (Tr.
179.) However, Mills who directly supervised Caines, stated
that Caines rarely met his 30-cylinder quota and, in his view,
was not a productive worker; that his personnel file has lots of
memos about his behavior; and Caines has been suspended five
to six times for refusal to carry out company policy among
other things.37 According to Mills, Caines should have been
fired, but he sympathized with him. Also, due to Caines’ long
service with the Company and his (Mills’) distaste for terminat-
ing people, Caines remains employed with the Company.
According to Mills, the Company has records reflecting
company sales and there should be records documenting a
slowdown in sales.38
Mills acknowledged that he never recalled Chesterfield or
Harrigan and does not know if other members of management
did either. However, he testified that Harrigan was employed
with a competitor—Antilles Gas—at a better job and never
asked for his job back. As for Chesterfield, he would not want
to rehire her because of her behavior and attitude.
Mills admitted that he hired certain employees after the three
were let go, namely Teddy Molyneaux in September 1, 1999,
35 Mills explained that it was only when something in the office was
“out of line” that he would directly interface with Chesterfield in a
supervisory capacity and then he would usually deal with Chesterfield’s
supervisor, Andrews, for any corrective action. (Tr. 174.)
36 The incident in question was the one Chesterfield testified about
regarding the passage of Mills’ messages through the intercom system.
Mills did not produce this letter of reprimand at the hearing.
37 Interestingly, according to Mills, Caines is actually only an assis-
tant driver, but when he acts as a driver, he is expected to meet his
quota. Notably, the Respondent produced no records to document
Caines’ employment.
38 Mills testified that while records should exist, he did not have
them in his possession. He offered no explanation for their nonproduc-
tion. It should be noted that counsel for the Respondent objected to this
response and argued that Mills was not competent to answer questions
regarding the business records, specifically the finance and accounting
facets of the Company’s business; for instance, accounts receivable,
accounts payable, or any other financial documents. (Tr. 191.) I al-
lowed the question and his response because Mills had previously
testified he was the overall supervisor of the St. Thomas facilities.
ST. THOMAS GAS
717
and Luciano Warrell on February 25, 2000;39 both persons are
currently working for the Company.
4. The contentions of the parties regarding the 8(a)(3) allega-
tions
The General Counsel essentially argues that the three em-
ployees Plaskett, Harrigan, and Chesterfield were discriminato-
rily discharged because of their support for and activities on
behalf of the Union. She submits that on this record the Re-
spondent knew or came to know that the Union was being
courted by the employees because of their dissatisfaction with
the way employees were being treated and, then, by virtue of
conversations overheard by its supervisors and/or persons
viewed by the workers as supervisors or leadmen, the Respon-
dent determined that the three discriminatees were union adher-
ents.
She further submits that the Respondent first by rumor sup-
ported by its possible surveillance suspected that employees,
like Caines, were seeking union representation and upon Harri-
gan’s disclosure that he was the “somebody” behind the union
organizing effort, it became directly aware of his and its other
employees’ desire for and support of the Union. Additionally,
she contends that the Respondent indirectly became aware of
Plaskett’s support of the Union by virtue of conversations
among the employees, including those opposed to the Union
and persons viewed as supervisors, e.g., Moses Bastion, who
were privy to those conversations. She points out that Chester-
field, not coincidentally, was approached by other employees
who knew of her grievances with the Company and sought her
view of the Union because it was known at the Company that
she supported the Union. Thus, she argues that the record am-
ply supports a finding that due to its small size and its own
efforts to ferret out union supporters, the Respondent knew
either directly or indirectly of the activities of and support for
the Union by the three alleged discriminatees; and they were
discharged because of those activities. The Respondent essen-
tially contends that it did not violate the Act and that the Gen-
eral Counsel failed to meet her burden of proof.
5. Legal principles applicable to the 8(a)(3) allegations
In cases where employers are charged with violations of Sec-
tion 8(a)(3)40 and (1)41 of the Act, the Board set forth its test of
causation in the case of Wright Line, 251 NLRB 1083 (1980),
enfd. 662 F.2d 899 (1st Cir. 1981), cert. denied 455 U.S. 989
(1982). Under this test, for determining, as here, whether an
employer’s layoff or discharge of an employee was motivated
by hostility toward union membership or union activity, the
General Counsel has the burden of persuasion, that protected
activity was a substantial motivating factor in the employer’s
decision.
39 Warrell’s application for employment is contained in GC Exh. 15
and indicates that he was hired as a truckdriver/helper.
40 Sec. 8(a)(3) of the Act (29 U.S.C. § 158(a)(3)) makes it an unfair
labor practice for an employer to discriminate “in regard to hire or
tenure of employment or any term or condition of employment to en-
courage or discourage membership in any labor organization.”
41 Sec. 8(a)(1) of the Act (29 U.S.C. § 158(a)(1)) makes it an unfair
labor practice for an employer “to interfere with, restrain, or coerce
employees in the exercise of the rights guaranteed in Sec. 7 of the Act.”
A prima facie case is made out where the General Counsel
establishes union activity, employer knowledge of that activity,
animus, and adverse action against those involved, which has
the effect of encouraging or discouraging union activity.
Farmer Bros. Co., 303 NLRB 638, 649 (1991).
If this initial burden is met, then the burden of persuasion
shifts to the employer to prove its affirmative defense, that it
would have taken the same action even if the employee had not
engaged in protected activity.42 If the reasons advanced by the
employer for its action are deemed pretextual, that is, if the
reasons either did not exist or were not in fact relied upon, it
follows that the employer has not met its burden and the inquiry
logically ends. Where an employer asserts a specific reason for
its action, then its defense is that of an affirmative defense in
which the employer must demonstrate by a preponderance of
the evidence that the same action would have taken place even
in the absence of protected conduct. Thus, an employer cannot
simply present a legitimate reason for its action but must per-
suaded by a preponderance of the evidence that the same action
would have taken place. Kellwood Co., 299 NLRB 1026, 1028
(1990).
Notably, the Respondent’s defense does not fail simply be-
cause not all of the evidence supports it, or even because some
evidence tends to negate it. [Fn. omitted.]” Merrilat Indus-
tries, 307 NLRB 1301, 1303 (1992).
It is well settled under Board precedent that the timing be-
tween the employer’s action and known union activity can sup-
ply reliable and competent inherent evidence of unlawful mo-
tive for purposes of the Wright Line analysis. Grand Rapids
Press, 325 NLRB 915 (1998); Kinder Care Learning Centers,
299 NLRB 117 (1990); Alson Knitting, Inc., 301 NLRB 758
(1991). Also, where an employer accelerates a discharge or
layoff of an employee in close proximity to union activity, this,
too, may supply evidence of unlawful motive. IMAC Supply,
305 NLRB 728, 736–737 (1992); American Wire Products, 313
NLRB 989 (1994).
It is also well settled that when an employer’s stated motives
for its actions are found to be false, the circumstances may
warrant an inference that the true motive is one that the em-
ployer desires to conceal. The motive may be inferred from the
total circumstances proved. Under certain circumstances, the
Board will infer animus in the absence of direct evidence; that
finding may be inferred from the record as a whole. Fluor
Daniel, Inc., 304 NLRB 970 (1991).
6. Discussion and conclusions regarding the 8(a)(3) allegations
The General Counsel argues, in essence, that she has met her
Wright Line burden and that the Respondent’s defense(s)
should be rejected on grounds of pretext. The Respondent con-
tends that the General Counsel did not meet her burden of
proof, principally, in her failure to establish that the Respon-
dent’s president or other managers had knowledge of Harri-
gan’s union activities or support; she failed to prove that Plask-
ett was laid off for reasons other than an economic slowdown;
42 The protected activity includes not only union activities but also
invocation and assertion of rights guaranteed employees under Sec. 7 of
the Act. NLRB v. City Disposal Systems, 465 U.S. 822 (1984); Inter-
boro Contractors, 157 NLRB 1295 (1996).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
718
she also failed to prove that Chesterfield was laid off for her
union activities as opposed to the slowdown in business and her
not being a good worker. Thus, the Respondent argues that the
General Counsel based on the “substantial evidence” of record
failed to prove the allegations contained in the complaint43 and
that its actions against the three alleged discriminatees were
based on a slowdown in its business; and that as to Chesterfield
and Plaskett, their possible insubordination and poor work per-
formance, respectively, also influenced management’s decision
to let them go.
Contrary to the Respondent, I would agree with the General
Counsel and conclude that she has met her initial burden under
Wright Line. First, contrary to the Respondent, it seems clear
to me that the Respondent knew of the union activities of the
three. Harrigan testified credibly in my view regarding his
conversation with Mills at the bar where Mills first broached
the rumors of the employees’ desire for union assistance with
their grievances, of which Mills, by his own admission, was
aware. Harrigan, of course, announced that he was the “some-
body” trying to bring the Union in. It is more than probable, in
fact highly likely, that Mills communicated this revelation to
Peguero, especially in view of Peguero’s criticism that Mills
was sleeping on the job where the Union was concerned.
Moreover, Plaskett credibly testified that he, along with Harri-
gan, discussed the need for a union among the employees, some
of whom were opposed to the Union and were viewed as super-
visors by the employees and, in all likelihood, informed man-
agement about those who were advocating for the union repre-
sentation.44 I note also that Caines, a current employee,45 was
approached by Mills after Harrigan’s and Chesterfield’s layoff
and told of Peguero’s suspicions of his having introduced the
Union and threatened with a layoff letter like the discharged
employees. Thus, it would seem evident, in this rather small
43 The Respondent has incorrectly stated as the applicable burden of
proof, the test for judicial review of Board orders, that is “whether the
Board’s findings are supported by substantial evidence on the record as
a whole” (Universal Camera Corp. v. NLRB, 340 U.S. 474 (1951)) as
opposed to the preponderance standard applicable at this stage of the
proceedings.
44 According to Plaskett, Harrigan, and Caines, in their view, certain
employees—Moses Bastion and Merrifield—were supervisors or
agents. Of course, it is the proponents’ burden here to establish the
supervisory and/or agency status of persons deemed as such. This was
not done. Accordingly, I have not determined that these persons were
indeed statutory agents or supervisors. However, I have credited Plask-
ett’s testimony for the limited purpose that the persons he thought were
supervisors were possible sources of information regarding the union
activities of the alleged discriminatees.
45 Board decisions of longstanding hold that the testimony against
the interests of one’s employer while still in its employ is entitled to
added support and is not likely to be false. 7–Eleven Food Store, 257
NLRB 108 (1981); TRW Corp., 290 NLRB 6 (1998); St. Anne’s Home,
221 NLRB 839 (1975); Edward M. Rude Carrier Corp., 215 NLRB
883 (1974). In addition to his current employment status, I found
Caines otherwise credible in that he testified forthrightly and consis-
tently, and to a degree courageously, in the face of possible retaliation
by the Respondent who, through Mills, clearly seemed quite willing to
disparage him.
company, that word travels quickly and that Mills and Peguero
knew of the union activity of the three prior to their discharge.46
I would also find and conclude that the General Counsel has
demonstrated the Respondent’s animus against the Union. As
will be discussed in more detail herein, Peguero, during the
Union’s organizing campaign but after the discharge of the
three employees, spoke to the assembled employees and made
clearly antiunion statements and promised benefits to the em-
ployees to discourage their election of the Union. Finally, I
would note that the timing of the layoffs is suspicious. Plaskett
was terminated within about 2 days of having signed a union
authorization card and with what appears to be no notice or
warning. Harrigan and Chesterfield also were laid off within 2
weeks of having signed cards during the Union’s organizing
efforts, and close in time to the Union’s filing of a petition for
representation on July 14. In my view, the timing of layoffs of
persons, known by the Respondent to have expressed griev-
ances against the Company and support for the Union, amply
supplies the inference that the action taken against them was
motivated by their support of the Union and to discourage the
selection of the Union by other employees.
The Respondent principally argues that the three workers
were laid off because of its annual or seasonal slowdown in
business and that union support or activities had nothing to do
with the decision to lay them off.47 The Respondent produced
only one witness, Leroy Mills, to establish its defense and,
therefore, his credibility is crucial to the Respondent’s defense.
However, I did not find Mills to be particularly credible. First,
Mills, in terms of his demeanor, appeared nervous and hesitant
and seemed on occasion to be buying time to make a response
by asking simple questions to be repeated. He was not forth-
coming and sincere and was sometimes evasive about matters
not even in controversy.48 Mills’ testimony also was replete
with answers to leading questions posed by counsel for the
Respondent. Additionally, I was not favorably impressed with
Mills’ extreme willingness to disparage the General Counsel’s
witnesses. In my mind, this revealed an over-protectiveness of
46 While the Respondent’s knowledge of Chesterfield’s support for
the Union is not as strong as that of Harrigan and Plaskett, in my view,
I have credited her testimony regarding the two employees who did not
sign cards (Dyer and Hanley) but who solicited her views on the Union.
Clearly here, too, I believe under the totality of circumstances that the
Respondent’s management became aware of her support of the Union.
47 The termination letter received by the three employees stated that
they were being released because of a seasonal slowdown in business.
There were no other reasons stated in the letters or otherwise provided
to them at the time of their discharge. However, the Respondent
(Mills) at the hearing also indicated that other reasons influenced man-
agement’s decision. I view these others reasons—poor performance,
low productivity, bad attitudes, absenteeism, leaving the job early—as
self-serving make-weights offered to buttress the Respondent’s eco-
nomic defense. To the extent the Respondent includes these as de-
fenses to its action, I reject them as self-serving, after-the-fact pretexts.
48 At one point in his testimony, Mills was evasive and uncoopera-
tive regarding the Company’s application form that was not properly
copied—the start date was not legible on Plaskett’s form (GC Exh. 13).
The application form was identical to GC Exhs. 14 and 15, applications
for Molyneaux and Warrell, and Mills surely should have known what
the “start date” for Plaskett was; yet he hedged and evaded.
ST. THOMAS GAS
719
the Respondent on his part which was unnecessary, considering
the Respondent’s position that it was for economic reasons that
the three were laid off. However, in spite of Mills’ poor per-
formance as a witness, his (and the Respondent’s) major failing
was to document its defense of economic decline. Notably, the
Respondent failed to produce one document reflecting the de-
cline it asserted; and it failed to produce a single competent
witness (e.g., an accountant or bookkeeper) to inform the court
as to the allegedly seasonal nature of its business.49 In fact, the
Respondent’s defense seems implausible. It should be noted
that the climate in the U.S. Virgin Islands is tropical. There-
fore, it is unclear as to what the Respondent refers when it
speaks of seasonal slowdown. It is also noteworthy that the gas
the Respondent distributes and sells is primarily used for cook-
ing, as opposed to, say, heating. It strains credulity that there
could be “seasons” in which island residents cook less and for
what reason. In any event, the Respondent produced absolutely
no records to support its claim of economic slowdown and, in
my view, this is fatal to its defense. Accordingly, I would find
and conclude that the Respondent laid off Plaskett, Harrigan,
and Chesterfield because of their support of the Union and that
its defense of economic slowdown was pretextual.
C. The 8(a)(1) Allegations
1. The applicable law regarding the 8(a)(1) violations
Employer interference, restraint, or coercion of employees
who exercise their statutory right to form, join, or assist labor
organizations are unlawful under Section 8(a)(1) of the Act.
The test under Section 8(a)(1) does not turn on the employer’s
motive or whether the coercion succeeded or failed. The test is
whether the employer engaged in conduct which it may be
reasonably said tends to interfere with the free exercise of em-
ployee rights under the Act. Gissel Packing Co., 395 U.S. 575
(1969); Almet, Inc., 305 NLRB 626 (1991); American Freight-
ways Co., 124 NLRB 146, 147 (1959); Thus, it is violative of
the Act for the employer or its supervisor to engage in conduct,
including speech, which is specifically intended to impede or
discourage union involvement. F. W. Woolworth Co., 310
NLRB 1197 (1993); Williamhouse of California, Inc., 317
NLRB 699 (1995). The test of whether a statement or conduct
would reasonably tend to coerce is an objective one, requiring
an assessment of all the circumstances in which the statement is
made as the conduct occurs. Electrical Workers Local 6 (San
Francisco Electrical Contractors), 318 NLRB 109 (1995).
Rossmore House, 269 NLRB 1166 (1984), enfd. sub nom. Ho-
tel & Restaurant Employees Local 11 v. NLRB, 706 F.2d 1006
(9th Cir. 1985).
It is well settled Board law that an employer’s interrogation
of employees concerning their union activities may be violative
of the Act. Hudson Neckwear, 302 NLRB 93 (1991). Among
the circumstantial factors examined are the background of the
interrogation, the nature of the information sought, the identity
49 Counsel for the Respondent argues that Mills was incompetent to
testify regarding the financial condition of the business. Thus, there
actually was no one to establish the defense asserted, and no one to
rebut the credited testimony of the three alleged discriminatees who did
not observe or discern any slowdown in the Company’s business.
of the questioner, and the place and method of interrogation.
Sunnyvale Medical Clinic, 277 NLRB 1217, 1218 (1985). The
Board has also considered other factors such as whether the
questioning was by an immediate supervisor who worked
closely with the employee, whether it was made in a joking
tone, and whether the employee was an open, active union sup-
porter, Raytheon Co., 279 NLRB 245 (1986); Action Auto
Stores, 298 NLRB 875 (1990); Dealers Mfg. Corp., 320 NLRB
947 (1996).
Section 8(a)(1) may be violated where an employer links
terminations of employees to their union activities. Area Metal
Forms, 310 NLRB 397, 400 (1993); and in likewise an em-
ployer may violate the Act by linking promises of improved
benefits and wage increases to the employees’ selection of a
particular union. Christopher Street Corp., 286 NLRB 253,
254 (1987).
Established Board law holds that a respondent’s surveillance
of its employees is unlawful (under Section 8(a)(1), regardless
of whether the employee knows of the surveillance. Consoli-
dated Edison Co. v. NLRB, 305 U.S. 197 (1938); Impact Indus-
tries, 285 NLRB 5 (1987), remanded 847 F.2d 379 (7th Cir.
1988). Also, an employer violates Section 8(a)(1) if it even
creates the impression among employees that it is engaged in
surveillance. Link Mfg. Co., 281 NLRB 294 (1986), enfd.
mem. 840 F.2d 17 (6th Cir. 1988). However, the Board has
found no violation of the Act in the case of management’s close
observation of an employee’s activities while the employee was
on duty or during break periods during the normal course of
business. See American Medical Waste Systems, 311 NLRB 77
(1993).
The Board has enunciated the following test for whether em-
ployer has created an impression that it is surveilling the em-
ployees.
[T]he test for determining whether an employer has cre-
ated an impression of surveillance is whether the em-
ployee would reasonably assume from the statement that
their [sic] union activities had been placed under surveil-
lance . . . The idea behind finding “an impression of sur-
veillance” as a violation of Section 8(a)(1) of the Act is
that employees should be free to participate in union orga-
nizing campaigns without the fear that members of man-
agement are peering over their shoulders, taking note of
who is involved in union activities, and in what particular
ways. [Flexsteel Industries, 311 NLRB 257 (1993).]
2. The Respondent’s alleged surveillance of employees
The complaint alleges that on or about the end of May or the
beginning of June 1999, Mills created the impression among
the Respondent’s employees that their activities in support of
the Union were under surveillance.
The General Counsel called Harrigan to establish this charge.
As set out earlier in this decision, Harrigan testified that in a
conversation at a local bar, before he was discharged, Mills
asked if the employees had visited the Union, and that there
were some rumors that somebody was trying to start a union.
At the hearing, Mills, for his part, did not address directly this
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
720
particular statement, merely stating that he was not aware of the
Union’s organizing efforts until June 10, or thereafter.50
As I have noted earlier herein, I have generally credited the
testimony of Harrigan, and here, too, I would credit his testi-
mony and conclude that Mills made the queries attributed to
him by Harrigan. Moreover, considering the totality of the
circumstances and the record as a whole, I would find and con-
clude that Mills’ interrogation of Harrigan was unlawfully co-
ercive and violative of Section 8(a)(1) of the Act, as the queries
reasonably created the impression in Harrigan’s mind that the
activities of the employees in support of the Union were under
surveillance by the Respondent. Fred ‘K Wallace & Son, 331
NLRB 914 (2000).
3. The Respondent’s alleged interrogation of employees
The complaint alleges that around the end of May or early
June 1999, the Respondent’s president, Peguero, interrogated
employees about their union sympathies.
The General Counsel called Caines to establish this charge.
Caines testified that sometime before the election—he could
not provide a more specific date—Peguero called him into su-
pervisor Andrew’s office and privately asked him whether he
(Caines) thought it fair that a small company like this should
have a union. This private meeting which lasted around 5 min-
utes, according to Caines, took place on the same day Peguero
later convened a staff meeting onsite of all of the staff. At this
staff meeting, according to Caines, Peguero told all of the em-
ployees that we don’t need the union, [we] are all one big
happy family; that he would later take care of any problems the
employees had; you can come to me; don’t vote in favor of the
Union; we can take care of our own problems within the com-
pany structure. Peguero, according to Caines, went on to say if
the employees needed a loan, or anything, they could talk to
him about it; that we would finance loans to buy new vehicles
for everybody; that the employees could have their own parking
spots; and the vehicles do not have to be the same kind, he
would finance the cars. This meeting lasted about 1 hour ac-
cording to Caines.
As noted, Peguero did not testify at the hearing.51 Moreover,
I have previously found Caines as entirely credible witness.
Thus, I would find and conclude that the statements made to
Caines in private were indeed made by Peguero. I would fur-
ther find and conclude that considering the totality of the cir-
cumstances, including Peguero’s contemporaneous promises of
benefits made to the assembled employees, that the queries
made of Caines privately by Peguero were coercive in nature
and violative of Section 8(a)(1) of the Act. Sunnydale Medical
Clinic, supra.
50 I would note that I consider this a denial by implication. I note
further that the Respondent did not directly address this charge in its
brief, leaving the general denial in its answer as the sole rebuttal to the
charge in question. As noted earlier herein, I did not find Mills to be a
credible witness, and, in particular, I reject his testimony that he only
became aware of the Union after June 10.
51 Here, again, the Respondent did not directly address the allegation
in its brief, leaving its general denial in its answer as the sole rebuttal to
the charge.
D. The Challenged Ballots in Case 14–RC–8055
I have determined herein that Plaskett, Harrigan, and Ches-
terfield were unlawfully terminated. Since their votes were
challenged because their names did not appear on the eligibility
list submitted by the Respondent, I would recommend that they
be deemed eligible and their votes be opened and counted in the
tally of votes cast in the election.
The ballot cast by Clara Stevens was challenged because al-
legedly she stated that she was a supervisor. As noted, Stevens
did not testify at the hearing. The Charging Party, Morales,
offered no evidence regarding her status and proffered no ar-
gument regarding her position with the Company, although the
scant record evidence suggests that she was and is employed by
the Respondent, in all likelihood as an office worker. The Re-
spondent also proffered no evidence regarding her supervisory
status with the Company.52 I would find and conclude there is
little or no evidence to support the challenge, and I would rec-
ommend that employee Clara Stevens be deemed eligible to
vote in the September 9, 1999 election and that her ballot be
opened and counted toward the tally of votes cast in the elec-
tion.
CONCLUSIONS OF LAW
1. Sun Tech Group, Inc. d/b/a St. Thomas Gas, the Respon-
dent herein, is an employer engaged in commerce within the
meaning of the Act.
2. The Union is a labor organization within the meaning of
Section 2(5) of the Act.
3. By its supervisors’ creating the impression that their un-
ion activities were under surveillance, the Respondent violated
Section 8(a)(1) of the Act.
4. By interrogating its employees about their union sympa-
thies, the Respondent violated Section 8(a)(1) of the Act.
5. By laying off (discharging) employee Christian Plaskett,
Cresida Chesterfield, and Patrick Harrigan because they joined
and assisted the Union and engaged in concerted activities, and
to discourage employees from engaging in these activities, the
Respondent violated Section 8(a)(3) and (1) of the Act.
6. By the aforesaid conduct, the Respondent has engaged in
unfair labor practices affecting commerce within the meaning
of Section 2(6) and (7) of the Act.
7. Having been unlawfully discharged, employees Christian
Plaskett, Cresida Chesterfield, and Patrick Harrigan were and
are eligible to vote in and to have their votes opened and
counted toward the tally of votes cast in the election held on
September 9, 1999.
8. There being insufficient evidence to support the challenge
of the ballot of employee Clara Stevens, she is eligible to vote
in and have her ballot opened and counted toward the results of
the election held on September 9, 1999.
9. Respondent has not violated the Act in any other way,
manner, or respect.
REMEDY
Having found that the Respondent has engaged in unfair la-
bor practices warranting a remedial order, I shall recommend
52 The General Counsel disavowed any part in the representation part
of the proceeding, at least as to Stevens. GC Br. 23.
ST. THOMAS GAS
721
that it cease and desist from engaging in such conduct and that
it take certain affirmative action designed to effectuate the poli-
cies of the Act.
The Respondent having discriminatorily laid off (discharged)
Christian Plaskett, Cresida Chesterfield, and Patrick Harrigan, I
shall recommend that it be ordered to make them whole for any
loss of earnings and other benefits they may have suffered by
virtue of the discrimination practiced against them, computed
on a quarterly basis as prescribed in F. W. Woolworth Co., 90
NLRB 289 (1950), less any interim earnings, plus interest as
computed in accordance with New Horizons for the Retarded,
283 NLRB 1173 (1987).
I shall further recommend that Christian Plaskett, Cresida
Chesterfield, Patrick Harrigan, and Clara Stevens be deemed
eligible to vote in the election held on September 9, 1999, and
their ballots be opened and counted in the tally of total votes
cast in the election, and counted in the results of the election.
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended53
ORDER
The Respondent, Sun Tech Group, Inc. d/b/a St. Thomas
Gas, Charlotte Amalie, St. Thomas, U.S. Virgin Islands, its
officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Creating the impression among its employees that their
union activities were under surveillance by the Company.
(b) Interrogating its employees about their union sympathies.
(c) Laying off (discharging) or otherwise discriminating
against any employees for assisting the Union and engaging in
concerted activities; and discouraging employees from engag-
ing in these activities.
(d) In any like or related manner interfering with, restraining,
or coercing employees in the exercise of rights guaranteed them
by Section 7 of the Act.
2. Take the following action necessary to effectuate the poli-
cies of the Act.
(a) Make Christian Plaskett, Cresida Chesterfield, and Pat-
rick Harrigan whole for any loss of earnings and other benefits
suffered as a result of the discrimination against them in the
manner set forth in the remedy section of this decision.
(b) Within 14 days from the date of this Order, remove from
its files any reference to the discharges of Christian Plaskett,
Cresida Chesterfield, and Patrick Harrigan, and within 3 days
53 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be
adopted by the Board and all objections to them shall be deemed
waived for all purposes.
thereafter, notify them in writing that this has been done and
that the discharges will not be used against them in any way.
(c) Preserve and, within 14 days of a request, make available
to the Board or its agents for examination and copying, all pay-
roll records, social security payment records, timecards, per-
sonnel records and reports, and all other records necessary to
analyze any backpay which may be due under the terms of or
other compliance with this Order.
(d) Within 14 days after service by the Region, post at its fa-
cility in Charlotte Amalie, St. Thomas, U.S. Virgin Islands,
copies of the attached notice marked “Appendix.”54 Copies of
the notice, on forms provided by the Regional Director for Re-
gion 8, after being signed by the Respondent’s authorized rep-
resentative, shall be posted by the Respondent immediately
upon receipt and maintained for 60 consecutive days in con-
spicuous places including all places where notices to employees
are customarily posted. Reasonable steps shall be taken by the
Respondent to ensure that the notices are not altered, defaced,
or covered by any other material. In the event that, during the
pendency of these proceedings, the Respondent has gone out of
business or closed the facility involved in these proceedings,
the Respondent shall duplicate and mail, at its own expense, a
copy of the notice to all current employees and former employ-
ees employed by the Respondent at any time since May 26,
1999.
(e) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
3. Christian Plaskett, Cresida Chesterfield, Patrick Harrigan,
and Clara Stevens are hereby deemed eligible to vote in the
election of September 9, 1999, and their ballots cast in the elec-
tion are to be opened and counted in the tally of votes cast in
said election.
4. The challenges with respect to the ballots of Christian
Plaskett, Cresida Chesterfield, Patrick Harrigan, and Clara Ste-
vens are overruled, and the case is remanded to the Regional
Director for Region 24 to open and count the ballots of the
aforementioned persons. The Regional Director shall serve on
the parties a revised tally of ballots and issue the appropriate
certification.
54 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”