336 NLRB 961
Cassis Management Corp.
CASSIS MANAGEMENT CORP.
961
Cassis Management Corporation and Local 32E, Ser-
vice Employees International Union, AFL–CIO.
Case 2–CA–29311
October 31, 2001
SECOND SUPPLEMENTAL DECISION AND ORDER
BY CHAIRMAN HURTGEN AND MEMBERS
LIEBMAN
AND WALSH
On November 10, 1999, Administrative Law Judge
Howard Edelman issued the attached decision. The Re-
spondent filed exceptions and a supporting brief, and the
General Counsel filed exceptions, a supporting brief, and
an answering brief.
The National Labor Relations Board has considered
the decision and the record in light of the exceptions and
briefs and has decided to affirm the judge’s rulings, find-
ings,1 and conclusions, and to adopt the recommended
Order as modified.
ORDER
The National Labor Relations Board adopts the rec-
ommended order of the administrative law judge and or-
ders that the Respondent, Cassis Management Corpora-
tion, Dobbs Ferry, New York, its officers, agents, succes-
sors, and assigns, shall make whole the employees named
below by paying them the amounts set forth opposite their
names, plus interest as prescribed in New Horizons for the
Retarded, 283 NLRB 1173 (1987), minus tax withhold-
ings required by Federal and State laws.2
1 The Respondent has excepted to some of the judge’s credibility find-
ings. The Board’s established policy is not to overrule an administrative
law judge’s credibility resolutions unless the clear preponderance of all
the relevant evidence convinces us that they are incorrect. Standard Dry
Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362 (3d Cir. 1951).
We have carefully examined the record and find no basis for reversing
the findings.
We reject as completely unsupported by the record the Respondent’s
assertion that employee Charles Morrow concealed interim earnings.
The judge inadvertently omitted from his quotation of the Respon-
dent’s January 6, 1999 letter to employee Nicolas Michel the relevant
introductory portion of the letter. The letter read in pertinent part:
[Y]ou are hereby offered reinstatement to your former position of
employment. . . . Please contact our attorney Robert M. Ziskin . . .
to confirm your date of return to work. Should you fail to contact
Mr. Ziskin within five business days of receipt of this letter, we
shall have no alternative but to conclude that you do not wish to
return to our employ.
In addition to the reasons the judge gave for finding the Respondent
did not make a valid offer of reinstatement to Michel, we also rely on the
following facts. Michel replied to the Respondent’s January 6, 1999 letter
by telephone on several occasions, leaving messages for the Respondent’s
attorney, Robert Ziskin. After Ziskin failed to return any of Michel’s
calls, Michel replied by letter to Ziskin on January 20, 1999. Ziskin
responded on January 30, 1999, with a letter explaining the Board’s pro-
cedure for determining backpay and inviting Michel to contact him by
letter or telephone about reinstatement. Michel telephoned Ziskin and left
messages for him on several occasions after receiving the January 30,
1999 letter, but Ziskin never returned any of Michel’s calls.
Chairman Hurtgen finds that the 5-business-day period allowed by the
Respondent to respond to its reinstatement offers made to employees
Allien and Michel was unreasonably short, indicating that the offers were
open for only 5 business days. On this basis alone, the Chairman finds
that the offers were invalid.
Charles Allien
$ 24,312.96
Louis Cioffi
19,456.00
Estate of Donald Hoy
9,900.00
Nicolas Michel
37,275.33
Joe Elias Moody Jr.
33,751.07
Charles Morrow
72,970.88
TOTAL BACKPAY:
$197,666.24
Burt Pearlstone, Esq., for the General Counsel.
Robert M. Ziskin, Esq., for the Respondent.
DECISION
STATEMENT OF THE CASE
HOWARD EDELMAN, Administrative Law Judge. On
March 15, 16, 17; May 18, 19; and June 1, 1999, a trial pursu-
ant to a compliance specification was held in New York, New
York.
On April 14, 1997, the National Labor Relations Board, called
the Board, issued a decision finding that Respondent, Cassis
Management Corp. had violated Section 8(a)(1) and (3) of the
Act by discharging all of its employees.1 323 NLRB 456.
On August 29, 1997, the Board issued a Supplemental Deci-
sion concerning alleged Laura Modes misconduct by the
picketing of 8(a)(3) employees, Laura Modes Co., 144 NLRB
1592 (1963). The Board found that no misconduct had
occurred. Cassis Management, 324 NLRB 324. In that opinion
at fn. 3, the Board stated:
The mere fact that the Respondent may have subcontracted
out this work does not relieve the Respondent of its obligation
to reinstate unlawfully discharged employees. See Stalwart
Assn., 310 NLRB 1046, 1055 (1993): Central Air Corp., 216
NLRB 204, 214 (1975). Rather, the Respondent must prove
that it would have subcontracted the work in question even if
the discriminatees had not been terminated, and during the
2 The amounts reflect the backpay due through the first quarter of
1999. Inasmuch as the Respondent has not made a valid offer of rein-
statement to Charles Allien, Louis Cioffi, Nicolas Michel, or Charles
Morrow, their backpay periods will continue to run until the Respon-
dent makes such an offer.
Consistent with the judge’s finding at fn. 3 of his decision, we have
modified the amount of backpay due Joe Elias Moody Jr.
1 The Board also concluded that the Respondent had violated Sec.
8(a)(5) under the principals set forth in Gissel Packing Co., 395 U.S.
575 (1969).
336 NLRB No. 90
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
962
compliance stage of this proceeding the Respondent will have
an opportunity to present evidence bearing on that issue.
On September 10, 1998, the United States Court of Appeals
for the Second Circuit entered a summary order as mandate,
enforcing the reinstatement and backpay provisions, as well as
the bargaining order provisions, of both of the above-cited
Board decisions and orders. The United States Supreme Court
denied Respondent’s petition for writ of certiorari on Novem-
ber 9, 1998, 525 U.S. 983.
On November 23, 1998, the Regional Director for Region 2
issued a compliance specification and notice of hearing in the
instant case. On January 16, 1999, Respondent submitted an
answer to backpay specification, disputing the General Coun-
sel’s calculation of gross backpay, and the discriminatees’ in-
terim earnings and search for alternative employment. Respon-
dent’s answer alleged that it: (1) offered reinstatement to dis-
criminatee Charles Allien by letter of December 14, 1998; (2)
offered reinstatement to discriminatee Nicholas Michel by letter
of January 6, 1999; and (3) offered reinstatement to Joseph
Moody on or about December 29, 1998, which offer Moody
declined on or about January 5, 1999.
On March 11, 1999, counsel for the General Counsel filed a
motion to strike certain paragraphs of Respondent’s answer to
the compliance specification and to adopt the General Coun-
sel’s gross backpay formula. Respondent responded to that
motion on March 14, 1999.
At the hearing, the General Counsel argued that its motion to
strike certain paragraphs of Respondent’s answer to backpay
specification should be granted, inasmuch as Respondent’s
answer failed to deny with sufficient specificity, the gross
backpay calculations and the backpay period for each discrimi-
natee. I granted the motion in part. I concluded that the Gen-
eral Counsel established its prima facie case with respect to the
gross backpay due and that the compliance officer need not
testify as to the gross backpay formula. Respondent was
granted leave to respond to the General Counsel’s motion to
strike by amending its answer to comply with the Board’s
Rules and Regulations. In making my ruling I noted that Re-
spondent had not really complied with the rules, as it should
have. Specifically, although Respondent’s original answer
claimed that certain subcontracting, which began after the mass
discharge “significantly” reduced its backpay liability, I noted
that this claim was so vague that one could not really compute
“exactly how much each employee was affected.” I also
pointed out that Respondent had not pled alternative figures or
a formula as to how much each employee was affected, how
any such figures were computed and what was taken into con-
sideration with respect to each and every employee. Respon-
dent filed an amended answer on April 9, 1999. The amended
answer, it provided “alternate backpay computation” charts for
the discriminatees. Although still somewhat vague, I did not
strike the answer, as it was clear to me that the figures would
become clear with the presentation of evidence. However, the
answer, at paragraph 3 states that it “acknowledges that Allien
earned $8.00 per hour based on a 40 hour week would have
earned $320 per week in gross pay.” With respect to Michel,
the alternate computation page also provides no gross backpay
figures. In a footnote, Respondent asserts its position that Mi-
chel’s position of employment was not filled subsequent to his
discharge. With respect to Charles Morrow, no alternative
gross backpay figures were provided in the alternate computa-
tion, with a footnote arguing that Morrow was not entitled to
backpay because he was an independent contractor and that his
alleged position of employment was not filled subsequent to his
discharge. With respect to Donald Hoy, Respondent’s alternate
backpay computation lists his gross backpay average weekly
salary as $100 per week. There was no explanation for this
figure in the footnotes to the computation chart, but at para-
graph 6(B) of the amended answer, Respondent argues that
Hoy only earned $100 per week “on the books.” Finally with
respect to discriminatee Louis Cioffi, the alternate backpay
computation charge lists no figures for average weekly salary
or for gross backpay. In footnote 2 of that chart, Respondent
asserts Cioffi’s position was not filled subsequent to his dis-
charge. Respondent’s counsel however, asserted at the hearing
that with respect to Cioffi specifically and the discriminatees
generally, that Respondent was not contesting what the dis-
criminatees’ weekly gross salaries were at the time of their
termination.
On the issue of the average weekly predischarge wages of
the discriminatees, the Board, in its decision in the unfair labor
practice case found that Donald Hoy’s “wages were $450 per
week, the same as those of handyman Joseph Moody.” (Cassis
Management Corp., 323 NLRB 456, 457 (1997).) Further, the
administrative law judge (ALJ) in the unfair labor practice case,
specifically credited Charles Morrow’s testimony that he was
hired at $500 net pay per week and that Respondent property
manager figured out he would have to have gross weekly pay of
between $696 and $704 per week to reach the net weekly pay
of $500. (See 323 NLRB 456 (1997).)
ARGUMENT
I conclude the General Counsel has met its burden of proof
with respect to establishing the gross backpay due to the dis-
criminatees.
It is well established that a finding by the Board that loss of
employment was caused by a violation of the Act is presump-
tive proof that some backpay is owed. NLRB v. Mastro Plastics
Corp., 354 F.2d 170, 178 (2d Cir. 1965), cert. denied 384 U.S.
972 (1966). It is also well settled that the General Counsel’s
sole burden in a backpay proceeding is to establish the gross
amount of backpay due. Kansas Refined Helium Co., 252
NLRB 1156, 1157 (1980), enfd. sub nom. Angle v. NLRB, 683
F.2d 1296 (10th Cir. 1982). The burden then shifts to the Re-
spondent to establish facts, which would mitigate its liability.
U.S. Telefactors Corp., 300 NLRB 720, 721 (1990). Any
doubts or ambiguities are resolved in favor of the wronged
party and against the wrongdoer. Any formula used to calcu-
late backpay is acceptable, “if it is not unreasonable or arbitrary
in the circumstances.” Laborers Local 158 (Worthy Bros. Pipe-
line), 301 NLRB 35 (1991); and Kansas Refined Helium, supra,
252 NLRB at 1157. The formula need only be reasonably de-
signed to produce a close approximation of the actual pay a
discriminatee would have earned but for the Respondent’s
unlawful activity. Respondent had failed to plead, in its initial
answer, any alternate figures as to gross backpay amounts
CASSIS MANAGEMENT CORP.
963
owed. The General Counsel moved to strike the answer with
respect to gross backpay and to have the gross backpay amounts
in its compliance specification be deemed admitted. I granted
that motion, but only in part. That is, the average weekly pay
earned by the discriminatees prior to discharge would be deemed
admitted on a prima facie basis. The formula, which can be seen
as a multiplication of those weekly amounts on a quarterly basis
throughout the backpay period, was also deemed admitted.
However, I gave Respondent an opportunity to revise its answer
in order to “cure” its insufficient specificity and was permitted to
introduce evidence regarding subcontracting to attempt to rebut
the gross backpay amounts established by the General Counsel.
Respondent, in its amended answer specifically admitted, in
its alternate backpay computation table, that Joseph Moody’s
predischarge average weekly pay had been $450, the amount in
General Counsel’s compliance specification. As noted above,
the Board, in the underlying case specifically found that Moody
earned $450 per week at Respondent. With respect to Charles
Allien, Respondent’s amended alternate backpay computation
table contained no figures, but Respondent acknowledges at
paragraph 3 of that answer, that: “Allien earned $8.00 per
hour, and that based on a 40 hour work week would have
earned $320 per week in gross pay.” With respect to Nicholas
Michel and Louis Cioffi, Respondent did not plead any figures
as to average weekly earnings for purposes of gross backpay in
its amended alternative backpay computation. Thus, the figures
of $128 per week for Cioffi and $320 for Michel stand unrebut-
ted, and I find them to be accurate. Michel also testified, with-
out contradiction, that he earned $8 per hour while at Respon-
dent.
With respect to Charles Morrow, Respondent also did not, in
its amended answer, offer any alternate weekly average amount
of gross backpay. I find that such failure to offer any alternative
figures is itself sufficient to be deemed admitted. Thus, the $700
average weekly pay amount for Morrow, alleged in the
compliance specification is accurate. Respondent’s sole reason
for refusing to admit any gross backpay amount for Morrow is its
contention that he was an independent contractor. This issue
however, was decided in the underlying unfair labor practice
trial. I find it may not be relitigated at the compliance stage.
Imac Energy, Inc., 322 NLRB 892, 894 (1997), quoting Trans-
port Service Co., 314 NLRB 458, 459 (1994). In ruling that
Morrow was hired as an employee, and not as an independent
contractor, the ALJ in the underlying case specifically found that
Morrow was hired at $696 to $704 per week, Cassis Manage-
ment, supra, 323 NLRB at 464–465. I find this is the figure to be
considered in their compliance hearing.
With respect to Donald Hoy, Respondent revised its amended
answer and included a figure of $100 per week as Hoy’s predis-
charge weekly gross backpay. However, as found by the Board
in the underlying case, Hoy earned $450 per week, 323 NLRB
456 (1997). Moreover, during the instant hearing, counsel for
the General Counsel quoted page 2 of Respondent’s petition for
writ of certiorari to the United States Supreme Court, specifi-
cally asserting, inter alia, that Hoy earned $450 per week.2
Accordingly, I find this is the figure to be considered accurate
at this compliance hearing.
Based on all of the above, it is clear beyond any doubt that
the evidence establishes that subsequent to the discharge of the
entire bargaining unit on April 4, 1996, as set forth above, Re-
spondent substantially increased the work of one contractor
who was already performing certain work for Respondent, not
performed by the bargaining unit employees. The additional
work performed by the contractor, Kevin McGovern, following
the discharges, was work previously performed by the dis-
charged bargaining unit employees. The evidence conclu-
sively establishes that the remaining unit work was thereafter
subcontracted to other contractors set forth and described be-
low.
The Board in its Supplemental Decision and Order in the un-
derlying unfair labor practice case, stressed that “the mere fact
that Respondent may have subcontracted out” [the maintenance
work that the discriminatees had performed] “does not relieve
Respondent of its obligation to reinstate unlawfully discharged
employees. Rather, the Respondent must prove that it would
have subcontracted the work in question even if the discrimina-
tees had not been terminated, and during the compliance stage
of this proceeding the Respondent will have an opportunity to
present evidence bearing on that issue.”
In this proceeding Respondent has not claimed that it would
have increased the use of certain contractors and contracted
with new contractors, as it did, even if the discriminatees had
not been terminated. Respondent adduced only, testimony only
that it decided, after the mass discharge on April 4, 1996, to
increase greatly its use of contractor Kevin McGovern, and to
contract with two new companies, Gateway Services and Colo-
nial Landscaping, to perform work formerly done by the dis-
criminatees. I find this evidence does not come close to sup-
porting any argument of a prediscrimination intent to subcon-
tract out the bargaining unit work.
George Cassis and Kevin McGovern, who testified on this
issue for Respondent, conceded there had been no plan prior to
the April 4, 1996 discharges to increase the use of subcontrac-
tors in maintaining and repairing Respondent’s Mountainview
apartment complex, the facility in issue. McGovern readily
admitted that although he had worked as a contractor for Cassis
for several years, he was not requested, until after April 1996,
as a result of the discharges, to perform “additional services” at
the complex. Prior to April 4, 1996, he had done mainly
plumbing repairs such as shower and toilet replacement, and
bathtubs. After the discharges he also began to do ceramic tile
work, any broken pipes that needed replacing, as well as replac-
ing wood floors, and vinyl floor tiles. At a certain point,
McGovern even took over the task of checking the boilers two
times daily. He shoveled snow as well, which he admittedly
had never done prior to the discharges. This increase in work
was not minor by any means. McGovern admitted that, by
summer of 1996, after the April 1996 discharges, his monthly
2 Significantly, counsel for Respondent made no attempt to deny the
contents of its pleading to the Supreme Court. To claim at this late date
that Hoy earned only $100 per week is disingenuous, to say the least.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
964
work volume from Cassis had increased SEVEN TO EIGHT–
FOLD as compared to before April 1996. I find from such
testimony that McGovern took on a substantial amount of work
that had been done in combination by some or all of the dis-
crimiatees. Moreover, there is no evidence that he would have
gotten this windfall of extra work, but for the mass discharge
on April 4, 1996. I find that Respondent has not shown that it
would have increased the amount of work given to McGovern
even absent the discriminatory discharges.
In addition to the greatly increased use of McGovern as a re-
sult of the discharges, George Cassis engaged the services of
two contractors which he had not used previously: Gateway
Cleaning Services and Colonial Landscaping. By his own ad-
mission, Cassis did not contract with Gateway to clean the
hallways of the complex until the middle of April 1996, after
the discharges. Cassis admitted much the same for Colonial
Landscaping, in that he did not contract with them until after
the April 4, 1996 discharges. The record therefore, is clear that
Respondent would not have even contracted with these compa-
nies had it not been for the discharges. Finally, Cassis admitted
that another contractor, Norby Davila, who he had used in the
past prior to the discharges, did thousands of dollars of roof
work after the discharges and that some of the discriminatees
had done some of the same type of roof work, which Davila did
after the discharges. Again, there was no suggestion that
Davila would have gotten the additional work he received had
it not been for the discharges. Two additional contractors, a
painter named Joseph Leddy and James Cristello, who did tile
work, wall repairs, and floor work, were engaged by Respon-
dent both before and after the discharges. The record simply
does not reflect whether these individuals picked up extra work
as a result of the discharges. Nor is this fact material. The
material point is that Respondent, which respect to the admitted
bargaining unit work subcontracted out (Colonial Landscaping,
Gateway Cleaning, Norby Davila, and greatly increased use of
Kevin McGovern) failed to prove what the Board properly
ruled it must: that it would have subcontracted out that unit
work even if the discriminatees had not been terminated. The
evidence is overwhelmingly to the contrary, based on the testi-
mony of Respondent’s own witnesses. Nor can Respondent
argue that the decision to subcontract out a large portion of unit
work, although made after, and a result of the unlawful dis-
charges somehow tolls backpay or relieves it of reinstatement
obligations because it “changed the nature of its business.” In
this regard it is clear that the nature of Respondent’s business,
operating the Mountainview apartment complex, was precisely
the same before and after the time of the discharges. The evi-
dence clearly establishes that Respondent merely changed the
mix of how it would accomplish these tasks after unlawfully
firing the entire bargaining unit. Respondent’s combined in-
creased reliance on existing contractors, use of new contractors,
as well as hiring a few unit employees, to accomplish the same
tasks of maintenance and repair as before the unlawful dis-
charges establishes conclusively that such subcontracting was
solely motivated to avoid hiring the discriminatees. Respon-
dent contends that its purported decision, admittedly postdis-
charge, was to do more complete “rehabs” of apartments and
also relieves it of any reinstatement or backpay obligations. I
find such contentions to be without merit. First, the record
evidence on this point is vague. George Cassis and Kevin
McGovern’s self-serving, vague testimony, that “sometime” in
1996, after the discharges, they began doing more complete
rehabs of vacant apartments was not supported by a single
document. Respondent did not even attempt to introduce evi-
dence as to how many vacancies occurred since April 1996,
inasmuch as these purported “rehabs” were only done in vacant
apartments. Nor was Property Manager Kathy Shea called as a
witness, and the General Counsel contends, and I agree, that an
adverse inference is warranted with respect to her failure to
testify. It was Shea, as the record in the instant proceeding and
the decision in the unfair labor practice case establishes, who
maintained the records as to how many vacancies arose and
what types of repairs were made to each. Yet Shea was not
called as a witness in the instant proceeding, and no records of
any kind were introduced to substantiate the claim that Respon-
dent commenced, on any systematic basis, “complete rehabs”
of vacant apartments “sometime” in 1996. I find such adverse
inference warranted. Moreover, I find the vague testimony,
unsupported by any documents self serving and worthless.
However, even if such testimony were credited, this change
came by Respondent’s own admission only after and as a result
of the unlawful discharges, I conclude such unsupported con-
tention cannot operate as a defense to Respondent’s backpay
obligations to the discriminatees. The Board has stressed that
“if due to the variables involved, it is impossible to reconstruct
with certainty what would have happened in the absence of a
respondent’s unfair labor practices, we will resolve the uncer-
tainty against the respondent whose wrongdoing created the
uncertainty.” Alaska Pulp Corp., 326 NLRB 522, 523 (1998),
and cases cited therein.
Accordingly, I conclude Respondent did not meet its burden
of showing that it would have subcontracted out the work in
question even if the discriminatees had not been terminated.
Having failed to do so, Respondent must offer immediate and
full reinstatement to the discriminatees (other than Moody and
Hoy), dismiss (if necessary) any persons newly hired after the
discriminatory terminations, and also discontinue (if necessary)
all subcontracts for work which Respondent’s employees are
capable of doing. See Central Air Corp., 216 NLRB 204, 214
(1975); and NLRB v. Izzi, 395 F.2d 241, 242–243 (1st Cir.
1968).
Respondent argues in its amended answer, the discriminatees
Charles Allien and Nicholas Michel were hired as temporary
employees, solely to perform snow shoveling and related clean-
up work because of the severe 1996 winter, and that conse-
quently their services were “no longer required” as of mid-
April 1996. Respondent contends that this purported fact tolls
backpay for both discriminatees, and relieves it of any rein-
statement obligation as to both. However, Respondent adduced
no evidence, which would support a finding that Allien and
Michel were hired specifically as temporary employees for this
purpose. The sum total of the record on this point consists of
the vague and incredible testimony of George Cassis that both
were hired primarily for the purpose of snow removal and
“stuff like that,” Cassis offered no documents, payroll records,
or any other evidence to support this ridiculous contention.
CASSIS MANAGEMENT CORP.
965
Allien and Michel testified credibly, without contradiction, that
their duties entailed more than merely snow removal. In this
regard, Allien pointed out that he swept floors, repaired plumb-
ing, painted, and cleaned the grounds of the complex. When
asked about snow shoveling, Allien noted that on the days that
the employees shoveled snow, all unit employees shoveled, not
just he and Michel. Michel testified that in the 4 days that he
worked at Respondent before his discharge, he cleaned apart-
ments, raked leaves, and worked outside in the yard. Respon-
dent’s counsel adduced no testimony from either Michel, Al-
lien, or George Cassis for that matter, that either employee was
ever told that they had been hired for a fixed temporary period,
or that they were hired only to help with snow shoveling.
Moreover, Cassis admitted, and the findings in the unfair la-
bor practice case reflect, that the regular complement of main-
tenance employees at the apartment complex in the past was
from four to six employees, including Donald Hoy.
I conclude that Allien and Michel were part of Respondent’s
regular complement. There is simply no support in the record
for Respondent’s contention that Allien and Michel were tem-
poraries, hired only for snow removal, above and beyond the
normal complement of permanent hires. I find them to be unit
employees as of the date of their discharge.
Once the General Counsel establishes the amount of gross
backpay due, the burden shifts to Respondent to show that the
backpay liability should be mitigated or eliminated.
NLRB v. Brown & Root, 311 F.2d 447, 454 (8th Cir. 1963);
Hagar Management Corp., 323 NLRB 1005 (1997). In this
regard, the Respondent has the burden of establishing the
amount of any interim earnings that are to be deducted from the
backpay amount due, and has the burden of establishing any
claim of willful loss of earnings. NLRB v. Mooney Aircraft,
366 F.2d 809, 812–813 (5th Cir. 1966). An employer may thus
mitigate its liability by showing that a discriminatee “willfully
incurred” a loss by a “clearly unjustifiable refusal to take desir-
able new employment.” Phelps-Dodge Corp. v. NLRB, 313
U.S. 177, 198–200 (1941). It is also well settled that any un-
certainties are to be resolved against the Respondent, as the
wrongdoer, and in favor of the employee discriminatee. See
Airport Park Hotel, 306 NLRB 857, 858 (1992), and cases
cited therein. Further, with respect to a discriminatee’s search
for interim employment, Respondent must establish affirma-
tively that the discriminatee failed to make a reasonably diligent
search for equivalent interim employment. In evaluating the
search for work, the Board has stated that a discriminatee’s
efforts need not comport with the highest standards of diligence
but merely needs to be a good faith effort. Lundy Packing Co.,
286 NLRB 141 (1987).
The Board in Basin Frozen Foods, 320 NLRB 1072, 1074
(1996), affirmed the administrative law judge who concluded
that an employee’s diligent search for work was established by
the fact that he was able to find various jobs during the backpay
period from the various sources he used.
The Board in Alaska Pulp Corp., 326 NLRB 522 (1998), ad-
dressed an employer’s affirmative defense to paying backpay
where the individual admitted only that he sought interim work
“off and on.” The employer claimed that this statement proves
the individual failed to make reasonable efforts to find interim
employment. The Board disagreed: although the record was
“devoid of such essential details as what type of employment
[the individual] applied for, how many contacts or applications
he made, and when,” the employer failed to meet its burden of
showing that the individual did not engage in a reasonable
search. The Board declined to infer that the individual’s efforts
were not adequate; “ at the most, the evidence creat[ed] only an
element of doubt which must be resolved in [the individual’s]
favor, and not the [employer’s].”
In NLRB v. Arduini Mfg. Corp., 394 F.2d 420 (1st Cir.
1968), the employer was able to show that an individual (1)
only went to the Employment Security Office to see about un-
employment benefits; (2) did not believe in reading “help
wanted” ads; (3) could not show that he sought jobs where his
carpentry skills could be utilized; and (4) could not explain
gaps in his chronology of job-hunting events. Id. at 422. The
court held that the NLRB could find that a reasonable search
was conducted here despite these indications that the individual
did not do all he could to mitigate his loss of pay. The individ-
ual was able to make over 70 percent of his prior earnings, he
collected and provided W-2 forms, and was otherwise coopera-
tive. The court agreed with the Board that the individual satis-
fied his standard in the case.
The Board in Airport Park Hotel, supra, held that the “fact
that [an individual] could not recall the names of all the estab-
lishments she contacted during [the interim employment] pe-
riod” does not invalidate the conclusion that the individual
made reasonable exertions to find employment. Id. at 861. See
also Blue Note, 296 NLRB 997, 999 (1989) (that an individual
could not remember the names of all the places she called or
visited does not invalidate a backpay claim since it is not un-
usual given the length of time that has passed (2 years)). It is
clear that the Board places a heavy burden on the employer to
show that an individual did not engage in a reasonable job
search. Where the record reflects that some kind of job search
occurred, this seems to be enough for the Board, even if spe-
cific names and places cannot be recalled. Castaways Man-
agement, 308 NLRB 261, 262 (1992).
With respect to Allien, a discriminatee, he was employed vir-
tually continually for almost two-thirds of the backpay period,
up to and including the first day of his testimony on March 17,
1999. He was only unemployed, therefore, for the first 14
months of that period, from April 1996 through May 1997. The
evidence is very clear, moreover, from Allien’s extensive tes-
timony that he continuously and diligently searched for work
during that time. Allien began searching around the middle of
April 1996. Allien testified in detail, both during direct, and
extensive cross-examination, regarding the efforts he made to
follow up on job prospects in the weekly Pennysaver newspa-
per, pages of which he kept to document his search. Allien had
found his job at Respondent through an ad in the Pennysaver.
Allien applied for janitorial openings, but also sought driver
jobs, and jobs at facilities for the handicapped. In addition to
the Pennysaver, Allien sought out his church pastor, who sent
him to several job fairs. Allien recalled one job fair he attended
during the summer of 1996 in Rye, New York, which in turn
led to him filling out 10–15 job applications. He attended an-
other job fair in Newark, New Jersey, either in late 1996 or
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
966
early 1997, but was unclear at to the exact month. Allien pro-
duced a xerox copy of a number of business cards reflecting
jobs he followed up on as a result of attending that job fair.
Allien recounted staying for several weeks in Baltimore, Mary-
land, with his mother in August 1996, wherein he continued his
search for work. In Baltimore, Allien applied for a job at the
Sheraton, referred by his daughter. He also looked in the Bal-
timore Sun and kept a copy of the classified section to docu-
ment his search. While in Baltimore, Allien also applied to
three hospitals for work in the housekeeping department. Later
in 1996, Allien applied unsuccessfully for a job at East Orange
General Hospital as housekeeper, and through his stepdaughter
applied for a job at a rehabilitation facility called Westhab. He
interviewed at Westhab, and continued to go back to that facil-
ity several times through early 1997, but was not able to secure
employment there during the period he was unemployed. Al-
lien also applied for a job at the Newark Housing Authority in
early 1997, but did not have the necessary car required for that
job. Allien described other efforts to search for work, including
looking regularly in the daily or weekend newspaper classifieds
and in certain trade magazines to which he subscribed.
Allien was living in White Plains, New York, until in and
around February 1997, when he moved to Ellenville, New
York. After a couple of months in Ellenville, Allien stayed
with a friend in nearby Westbrookville, New York, until he
secured his job at Mount Airy Lodge in June 1997. During his
months in Ellenville and Westbrookville, he employed various
means in continuing his search for work. Allien contacted min-
isters, such as Reverend Younger, and his friend Reverend
Collins, in Ellenville. Collins sent him to a community center
called Ellenville Community Action, where Allien searched the
bulletin board notices of job openings. While in Ellenville,
Allien also looked in such places as supermarkets, the Ellen-
ville Hospital, and the Ellenville town hall to look at the bulle-
tin board for civil service jobs. Weis Supermarkets later called
Allien with a job offer, but he had already secured his job at
Mount Airy.
Respondent offered no evidence to cast doubt on Allien’s
credible testimony regarding his consistent and diligent search
for work until he secured his job in June 1997. As set forth
above, he persisted and was ultimately successful as shown by
his continuous employment from June 1997 to the present. The
Board looks at the backpay period as a whole, and not isolated
portions, to determine if there has been a reasonable search for
employment. Airport Park Hotel, 306 NLRB, supra at 858, and
cases cited therein. It is evident from Allien’s detailed account
of his search, the written documents he produced corroborating
his efforts, and by the two jobs he did secure and retain for two
thirds of the backpay period, that he was actively seeking em-
ployment.
Respondent, in its amended answer, contends that Allien
should not receive backpay during the period of time during
which he sustained an injury and “was required to utilize first
crutches and then a cane for a period of time, thereby rendering
him unavailable to perform maintenance work.” However, the
backpay specification was adjusted to take account of the ap-
proximately 7 to 10 days Allien was unable to work because of
a sprained ankle suffered on his last day at Respondent. Re-
spondent failed to adduce any evidence that Allien’s period of
disability rendering him unable to work, was any more than 7
to 10 days. The fact that Allien admitted to using a cane for
several months after April 1996, but only when he walked long
distances, does not prove otherwise. Respondent did not seek
to introduce any evidence, which would establish that Allien
was truly unable to work for any specific period of time. His
testimony that he was ready to work in a week or so stands
unrebutted and the compliance specification takes account of
that by crediting him with only 11 weeks of gross backpay in
the second quarter of 1996.
Respondent also contended in its amended answer that since
Allien moved from White Plains to Ellenville, New York, then
to Westbrookville, New York, and finally to Mount Airy, Penn-
sylvania, and Flanders, New Jersey, such period should be de-
ducted from the backpay period. However, such movement did
not render him unavailable to return to work at Respondent. It
is clear from the foregoing that Allien continued to search for
work and eventually found work as he moved from place to
place. As the Board has noted, “A discharged employee is not
confined to the geographical area of former employment; he or
she remains in the labor market by seeking work in any area
with comparable employment opportunities.” Rainbow
Coaches, 280 NLRB 166, 191 (1986), quoting Mandarin v.
NLRB, 621 F.2d 336, 338 (9th Cir. 1980).
The evidence in this case establishes conclusively that each
discriminatee had jobs throughout the entire backpay period.
Periods of unemployment were short. For example Charles
Morrow produced 39 invoices showing interim earnings re-
ceived from self-employment. These invoices covered the
entire backpay period. Moreover, the record also establishes
conclusively that each discriminatee made a thorough and
documented search for work. This trial took 6 days to com-
plete. Most of this time was devoted to the search for work
issue.
It is absolutely clear to me that under the Board’s guidelines
that each discriminatee made a good-faith search for work.
The evidence adduced with respect to Michel’s interim em-
ployment and search for work establishes conclusively a persis-
tent, diligent search for work and fails to establish any unjusti-
fied refusals to accept work or other facts constituting a willful
loss of earnings. Michel sought work throughout the backpay
period from April 1996 to the time of his testimony in the in-
stant case. He was successful in finding six different jobs dur-
ing that period, although most turned out to be temporary in
nature. Michel worked at the Barnes and Noble bookstore in
Greenburgh, New York, from almost immediately after his
discharge to in and around the mid-June 1996, earning $6 per
hour for 20–25 hours per week. However he lost the job as it
turned out to be temporary. He next secured work through a
temporary agency at Saks Fifth Avenue in Yonkers, New York,
working for 2 months from September to November 1996.
Immediately following this job he secured a sales job at Bosto-
nian Shoes in the Westchester Mall. He worked there for about
2-1/2 months from the end of November 1996 to the middle of
February 1997. He grossed about $600 per week. Michel lost
his job at Bostonian when he was fired after he was in a car
accident and lost the company payroll. There ensued a period
CASSIS MANAGEMENT CORP.
967
of time when he searched for work until November 1997, when
he secured a temporary position at Aunti Anne’s pretzel shop in
the Galleria Mall in White Plains, New York. Michel worked
at the same shop for 3 weeks or so, 6 months later in and
around June 1998. Each time he earned $5.15 per hour for 20–
25 hours of work per week. He continued searching and was
hired by the Great American Cookie shop in February 1999.
He was still employed there at the time the trial in the instant
case began in March 1999. He earned $6.50 per hour for a 40-
hour week. Michel described in detail his search between jobs.
During the periods he was unemployed, he looked on the com-
puter list of jobs at the labor department office on Church Ave-
nue in White Plains, applied at Borders bookstore, and at such
clothing stores as Lord and Taylor in Eastchester, and Brooks
Brothers in White Plains. Michel testified prior to his job at
Respondent that he had 5 years of experience selling men’s
clothes at Syms in Elmsford. Michel did not limit himself to
sales jobs. He went to a factory in Hastings on Hudson, a ten-
nis club in the same town, supermarkets such as the Food Em-
porium in Eastchester, Cornell University Hospital in White
Plains, and the Holiday Inn Plaza (front desk job) on Hale Ave-
nue in White Plains. He continually looked in classifieds in
newspapers, and applied additionally for a teller job at the Bank
of New York in Harrison, a nursing home on East Post Road in
White Plains and another front desk job at the Marriott Hotel in
Tarrytown, New York.
Thus the record establishes conclusively that Michel was
diligent in his efforts to secure interim employment, as evi-
denced by the fact that he did in fact secure six jobs during the
backpay period. Respondent adduced no evidence that his
search was deficient in any way. Nor can Respondent argue
that his involuntary loss of his job at Bostonian Shoes consti-
tutes willful loss of employment. The Board has consistently
held that discharge from an interim job, without more, is not
enough to constitute willful loss of employment. The Board
requires deliberate and gross misconduct, which is so outra-
geous that it suggests deliberate courting of discharge. See
Ryder System, Inc., 302 NLRB 608, 610 (1991), and cases cited
therein. Respondent has not shown that Michel’s loss of his job
at Bostonian met this standard.
Respondent does not appear to contest that Moody made sin-
cere good-faith attempts to search for work. Moody, in fact,
was employed continuously from the end of September 1996
right up through the time he first testified in the instant trial in
March 1999. He was only unemployed, therefore, for some 5
months during the entire backpay period, from April 4 to Sep-
tember 1996. He credibly testified, moreover, to his efforts to
search for work during that period. Respondent’s principal
contention is that Moody’s backpay period should be cut off as
of the time he moved to Baltimore, Maryland, which was at the
beginning of April 1997. However, it is clear that Respondent
has not sustained its burden of proof on this point. A discrimi-
natee may move from the vicinity of prior employment with a
respondent without incurring a willful loss of earnings unless
the move would have occurred even if the discriminatee had
been properly reinstated. Alaska Pulp Corp., 326 NLRB 522
(1998); Sorenson Lighted Controls, Inc., 297 NLRB 282, 283
(1989).
In the instant case, the record is devoid of any evidence es-
tablishing that Moody would have moved when he did even if
he had already been properly reinstated to his job at Respon-
dent. The record only reflects that his wife moved to Baltimore
“for her job, her job moved to Maryland,” and that Moody
eventually moved and joined her there, but only 3 months later.
There is no evidence regarding the details of Moody’s wife’s
job, or further details concerning the circumstances surrounding
his wife’s move to Baltimore. She might have moved, for ex-
ample, because the family needed the money because Moody’s
job at the time paid substantially less than his job at Respon-
dent. To put it another way, she might not have moved had
Moody kept his job at Respondent. Any number of factors,
none of which appear on the record, might have contributed to
her decision to move and to his decision to follow her after he
secured employment. At Respondent, Moody earned $450 per
week. At the time he moved to Baltimore he was not employed
at a substantially equivalent interim job. His hourly rate was
$9.05 per hour, but as his pay stubs reflect, he did not always
get 40 hours of work per week and hence averaged only about
$338 per week for the 24 weeks he worked at the Marriott Ho-
tel. There is no evidence as to what Moody would have done
or exactly when he would have done it had he been reinstated
to his higher paying predischarge job at Respondent instead of
working at the Marriott Hotel. What is clear, is that he was
doing his utmost to mitigate damages and did not move from
New York or leave his job at the Marriott until he had secured a
job in Baltimore at Master Security. Thus he credibly testified
that only about 3 days elapsed between his last workday at the
Marriott in New York and his first workday at Master Security
in Baltimore. Based on all of the above, I find that Respondent
has not met its burden of proving that Moody would have
moved and that his employment with Respondent would have
terminated, even if it had properly reinstated him at the time.
I also conclude Respondent made two errors in its alternate
backpay computation table for Moody. At footnote 4 of that
table, Respondent asserts that Moody’s 2 weeks in the National
Guard should result in the further reduction of gross backpay of
$900 during the second or third quarters of 1996. However, no
further reduction is necessary because the amended backpay
computation takes into account Moody’s 2 weeks of military
service in April 1996. As can be seen, Moody was credited
with only 10 weeks of gross backpay for the second quarter of
1996. Respondent’s second error is at footnote 3 of the alter-
nate backpay computation where it asserts Moody’s interim
earnings for the both the third quarter of 1996 and for the first
quarter of 1997 should be $4706. The General Counsel agrees
that the proper figure for the first quarter of 1997 should be
$4706. But the correct figure for the fourth quarter 1996 is
$3424.56, as shown by Moody’s W-2 form for that year.3
3 That figure was inadvertently omitted from the General Counsel’s
revised backpay computation, but the General Counsel introduced into
evidence Moody’s W-2 forms for the Marriott Hotel for 1996 and 1997
(GC Exhs. 22(a) and (b)), as well as all of Moody’s weekly pay stubs
from the Marriott Hotel (GC Exh. 24). While these exhibits do reflect
the $4706 earned at the Marriott during the first quarter of 1997, they
reflect $3424.56 earned at that hotel during all of 1996. It appears from
the pay stubs that this was earned in the fourth quarter, not in both the
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
968
Respondent contends that Louis Cioffi “made no reasonable
effort to secure interim earnings and is not entitled to any back-
pay. However, as set forth above, Respondent bears the burden
of proof on this issue. I conclude he has not met this burden.
Mr. Cioffi testified credibly about his reasonable efforts to seek
interim employment during the backpay period. He looked
regularly in the weekly Pennysaver newspaper beginning after
his discharge in April 1996. Cioffi even testified that he had
just followed up on a job prospect in the Pennysaver as of May
1999, the time of his testimony in the instant trial. I find this is
reasonable given all the circumstances, including the fact that
he found his job at Respondent through the Pennysaver. Cioffi
applied for and received unemployment benefits from June
through December 1996. In addition, Cioffi looked for possible
openings on the computer listings at the unemployment office
in Mount Vernon until he stopped this in early 1997 because “it
wasn’t very fruitful.” Cioffi also detailed in his testimony,
many names of businesses in Westchester that he visited in
search of work. He visited stores such as Pergament, Bradlee’s,
Rickels (hardware), as well as golf courses, and even cemeter-
ies. He applied at Franks Nursery in Yonkers and returned
again several months later. Most of these in person visits, by
his own admission, occurred in 1996, or early 1997, but were
unsuccessful. Cioffi, who had worked only part time for 4
hours per day, 16 hours per week at Respondent, admittedly
limited his search to a comparable part-time position. While
there was clearly not much part-time work available, he contin-
ued inquiring after 1996–1997, and has continued to date. For
example, he asked his son-in-law periodically about possible
openings at the Dodge dealer in Yonkers where his son-in-law
worked. As mentioned above, he had consistently looked for
openings in the Pennysaver and has asked friends to tell him if
they hear of any openings.
The reasonableness of a backpay claimant’s search for in-
terim employment is measured in light of all the circumstances
including the individual’s skill, qualifications, age, and labor
conditions in the area. Mastro Plastics Corp., 136 NLRB 1342,
1359 (1962). Cioffi’s registration with the State employment
service is prima facie evidence of a reasonable search and evi-
dence that he did, in fact, seek work. Greyhound Taxi Co., 274
NLRB 459 (1985); Firestone Synthetic Fibers Co., 207 NLRB
810, 812 (1973); and Madison Courier, 202 NLRB 808, 813
(1973). Moreover, Cioffi’s age (he was 64 when he began at
Respondent in 1994), part-time status, and the fact that he was
already receiving social security benefits when he began at
Respondent led me to believe that Cioffi was reasonable in
limiting his search to part-time employment. First, social secu-
rity benefits are reduced when an annuitant reaches a certain
threshold of earnings. Cioffi acted prudently to avoid forfeiting
any benefits. Second, the Board requires discriminatees only to
search for comparable employment and they are not penalized
for limiting their search to substantially equivalent employment
to the job they had before their unlawful discharge. Further, the
Board and the courts hold, that in seeking to mitigate loss of
third and fourth quarters, but the figure of $3424.56 rather than $4706
is correct nonetheless. Based on all of the above, the proper net back-
pay figure for Moody is $33, 751.07, instead of $38, 454.07.
income a backpay claimant is held only to reasonable exertions
in this regard not the highest standard of diligence, and that the
principle of mitigation of damages does not require success, but
only requires an honest good faith effort. NLRB v. Arduini
Mfg. Co., 394 F.2d 420, 422–423 (1st Cir. 1968); and NLRB v.
Midwest Hanger Co., 550 F.2d 1101 (8th Cir. 1977). As the
Board made clear in a recent backpay case in U.S. Can Co., 328
NLRB 334 (1999):
Thus an employer does not satisfy its burden showing that no
mitigation tool place because [of] the claimant was unsuccess-
ful in obtaining interim employment, by showing an absence
of a job application by the claimant during a particular quarter
or quarters of a backpay period, or by showing the claimant
failed to follow certain practices in his job search.
Moreover, in applying these standards, all doubts should be
resolved in favor of the claimant rather than the Respondent’s
wrongdoer whose conduct made such doubts possible. Team-
sters Local 469 (Coastal Tank Lines), 323 NLRB 210 (1997);
and United Aircraft Corp., 204 NLRB 1068 (1973). Consider-
ing all of the above factors, I find that Respondent has failed to
provide a reasonable basis for concluding that Cioffi failed to
conduct a reasonable search for work or that, under any govern-
ing standard, he might be considered as having sustained a
willful loss of earnings. Finally, Respondent concedes it has
not made any offer of reinstatement to Cioffi, so that his back-
pay does not toll until such an offer is made.
Respondent’s contentions with respect to Charles Morrow’s
entitlement to backpay, are based almost entirely on one central
contention: Morrow is allegedly an independent contractor and
as such is not entitled to any backpay. However, as set forth
above the Board found that Morrow was not an independent
contractor in the unfair labor practice case, Respondent hired
Morrow as an employee, to start at weekly gross salary of $700.
As such he is entitled to reinstatement and backpay measured
from the date of his unlawful discharge in April 1996, until
such time as Respondent makes him an unconditional offer of
reinstatement to his former position, or a substantially equiva-
lent one. Much of Respondent’s examination of Morrow was
devoted to placing into evidence some 39 invoices showing
interim earnings Morrow received from self-employment.
First, the dates on these invoices, ranging from June 1996
through January 1999, support the fact that Morrow sought
reasonably to mitigate Respondent’s backpay liability by seek-
ing self-employment throughout the backpay period. It is well
settled that under Board precedent that self-employment is an
adequate and proper way for a discriminatee to attempt to miti-
gate loss of wages. Black Magic Resources, Inc., 317 NLRB
721 (1995); and Fugazy Continental Corp., 276 NLRB 1334
(1985) (citing Heinrich Motors, 166 NLRB 783 (1967), enfd.
403 F.2d 145 (2d Cir. 1968)). In Heinrich Motors, supra at 783
the Board stated, “That self employment is an adequate and
proper way for the injured employee to attempt to mitigate loss
of wages hardly requires citation . . . and a claimant in that
category need not seek other employment.” The Board also
stated, “A person is not required to look for other employment
while employed, even though that employment may be at a rate
CASSIS MANAGEMENT CORP.
969
of pay less than that from which he was discharged.” Id. at 783.
See also F. E. Hazard, Ltd., 297 NLRB 790 (1990). The Board
treats interim income from self-employment like any other
income. Boilermakers Local 27 (Daniel Construction), 271
NLRB 1038, 1041 (1984); and Kansas Refined Helium Co.,
252 NLRB 1156, 1157 (1980). Only the net profits from self-
employment are included as interim earnings.
In applying these principles to the instant case, the record re-
flects that Morrow not only properly utilized self-employment
opportunities to mitigate his losses, but sought out more tradi-
tional employment and was marginally successful. In this re-
gard, he worked for 5 or 6 months at Harvest Plumbing and
Heating from approximately October 1996 to March 1997. He
worked for 3-1/2 months in 1998 at Johnny’s Plumbing and
Heating. Morrow also described unsuccessful attempts at se-
curing employment, such as Mr. Rooter and Spano Plumbing
and Heating. He looked in the Pennysaver and other newspa-
pers and asked friends for work. With respect to Mr. Rooter, he
actually interviewed and was employed in some sort of provi-
sional training position at $5 an hour, but left that job after a
few weeks because of the extremely low pay. With respect to
Spano, he decided not to take the job, which paid only $12 per
hour, compared to the $17.50 rate he earned at Respondent.
Neither of these jobs can be said to be substantially equivalent
to his job at Respondent, because of the significantly lower pay
rates. A discriminatee may leave one interim job to obtain
another one in order to improve his earnings and is not required
to continue employment, which is not suitable or not substan-
tially equivalent to the position from which he was discrimina-
torily discharged. Ryder System, Inc., 302 NLRB 608, 609
(1991); and Alamo Express, 217 NLRB 402 fn. 17 (1975). Nor
must the discriminatee engage in the most lucrative interim
employment. See, e.g., Fugazy Continental Corp., 276 NLRB
1334, 1338 (1985), enfd. 817 F.2d 979 (2d Cir 1987) (discri-
matee Monahan did not incur willful loss of earnings by leav-
ing employment with an interim employer to engage in self-
employment that was less lucrative).
More important, Morrow kept busy mitigating his losses by
continually seeking income through self-employment. See
Chem Fab Corp., 275 NLRB 21, 24 (1985) [quitting interim
job not unreasonable in light of pay difference and subsequent
efforts to find work]. As noted above, the Board does not even
require discrimatees to further seek interim employment while
self-employed. Morrow should not be penalized for simultane-
ously seeking both regular and self-employment during the
backpay period.
I find that Morrow met the standards for mitigating losses
through seeking interim employment. In addition, the amounts
listed for his interim earnings in the revised compliance specifi-
cation reasonably approximate the amounts adduced by Re-
spondent through testimony, W-2 forms, and invoices from
self-employment.
Respondent contends a valid offer of reinstatement were sent
to Charles Allien and Nicolas Michel. Counsel for the General
Counsel contends the offers were invalid on their face and,
when Allien contacted Respondent through its attorney, Robert
M. Ziskin, Esq. Ziskin made it clear that the offer was condi-
tional with respect to Michel. He repeatedly tried to contact
Ziskin, left messages, but Ziskin never responded to his phone
calls.
A reinstatement offer to a discriminatee must be specific,
unequivocal, and unconditional in order to toll backpay. Tony
Roma’s Restaurant, 325 NLRB 851 (1998); Holo-Krome Co.,
302 NLRB 452, 454 (1991), enf. denied on other grounds 947
F.2d 588 (2d Cir. 1991), rehearing denied 954 F.2d 108 (2d Cir.
1992); L. A. Water Treatment, 263 NLRB 244, 246 (1982); and
Standard Aggregate Corp., 213 NLRB 154 (1974). It is the
employer’s burden to establish that it made a valid offer of
reinstatement to the discriminatees. L. A. Water, supra at 246–
247. For a reinstatement offer to be valid, it must have suffi-
cient specificity to apprise the discriminatee that the employer
is offering unconditional and full reinstatement to the em-
ployee’s former or a substantially equivalent position. Stan-
dard Aggregate, supra at 154; Adsco Mfg. Corp., 322 NLRB
217, 218 (1996). In addition, the Board does not evaluate a
discriminatee’s reply to a reinstatement offer until the respon-
dent proves that the offer is a valid one, i.e., consistent with the
principles above. See, e.g., CleanSoils, Inc., 317 NLRB 99,
110 (1995); Consolidated Freightways, 290 NLRB 771, 772–
773 (1988), enfd. as modified 892 F.2d 1052 (D.C. Cir. 1989),
cert. denied 498 U.S. 817 (1990).
With respect to Charles Allien, a letter offering reinstate-
ment, dated December 14, 1998 was sent to Allien. The letter
stated in relevant part: “You are hereby offered reinstatement to
your former employment . . . Please contact our attorney Robert
M. Ziskin . . . to confirm your date of return to work. Should
you fail to contact Mr. Ziskin within five business days of re-
ceipt of this letter, we shall have no alternative but to conclude
that you do not wish to return to our employ.” [Emphasis
added.]
The Board has stated that a letter offering reinstatement to a
discriminatee will be deemed invalid “if the letter on its face
makes it clear that reinstatement is dependent on the em-
ployee’s returning on the specified date or if the letter other-
wise suggests that the offer will lapse if a decision on rein-
statement is not made by that date. Esterline Electronics Corp.,
290 NLRB 834, 835 (1988). In National Management Con-
sultants, 313 NLRB 405 fn. 6 (1993), the Board found the fol-
lowing language did not meet the second prong of Esterline,
supra: “Should you decide that you would like to return to
work, please notify me within five (5) business days. If I do
not hear from you I will have no choice but to search for per-
manent replacements.” The Board found this language invalid,
because, inter alia, the language suggested that the offer could
lapse if the employees did not respond within 5 days. In Martel
Construction, 311 NLRB 921 (1993), the offers to discrimina-
tees stated, in pertinent part: “Report to work no later than 24
hours after receipt of this letter, or Friday, August 4, whichever
occurs first. If you do not report by those deadlines, we will
assume that you are no longer interested in working for our
company.” The Board found that this language would not lead
any reasonable person to believe that the offer survived after
August 4 and thus under Esterline was not a valid offer of rein-
statement. Any reasonable interpretation of Respondent’s De-
cember 14 offer of reinstatement would lead me to conclude
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
970
that such offer was invalid because it did not meet the second
prong of Esterline, supra.
The last sentence, italicized above, clearly suggests that the
offer will lapse if the discriminatee does not make a decision on
reinstatement within 5 business days. On the basis of Esterline
and its progeny as cited above, I find the offer is invalid on its
face. Accordingly, I further find that Allien had no duty to
respond to the offer.
Moreover I would conclude a 5-day period is unreasonably
short. A discriminatee could be sick, visiting a relative, or in
any number of situations where he would not be able to respond
to such a short period.
Nevertheless, Allien, who did not receive the letter until
early to mid January 1999 because it had been mailed to his ex-
wife’s address in Pennsylvania. When he received the letter
Allien immediately responded by phoning Ziskin’s office in the
mid-January, Ziskin did not return Allien’s call until at least a
week later. In that first phone conversation, Allien asked
Zisken if he was supposed to be coming back to work and said
that he was willing to do so. Ziskin said only that he would
have to get back to Allien, because George Cassis was in the
hospital. Allien did not receive a return call until he called
once again and left a message with the receptionist. In the sec-
ond phone conversation, Ziskin told Allien that there was no
work available, that the work he had spoken to Allien about
was snow removal, and that the weather was not bad so there
was no reason to call him back. These two conversations estab-
lish beyond any doubt that Respondent was not making an un-
conditional offer of reinstatement to the same or substantially
equivalent job. Ziskin’s explanation that the so-called offer in
the letter was for temporary snow removal is not an offer to a
substantially equivalent job. In this regard, I conclude that
Allien was hired as a full-time employee. Moreover, Ziskin’s
noncommittal response in the first phone conversation, to the
effect that he had to speak to George Cassis before telling Al-
lien whether he would be reinstated, demonstrated that the let-
ter, whatever its facial language, was not intended to be uncon-
ditional. Finally, Ziskin made transparently clear that during
his second conversation with Allien, that such offer was in
effect being withdrawn.
With respect to Michel, Respondent sent an offer of rein-
statement to Michel dated January 6, 1999. The offer stated in
relevant part as follows:
Please contact our attorney Robert M. Ziskin at (516)
462–1417 to confirm your date of return to work.
Should you fail to contact Mr. Ziskin within five busi-
ness days of receipt of this letter, we shall have no alterna-
tive but to conclude that you do not wish to return to our
employ.
I find this offer invalid for the same reasons as set forth
above with respect to Allien. Accordingly, I find Michel had
no duty to respond.
However, Michel did respond by a letter to Ziskin dated
January 20, 1999. Such letter was sent only after Michel made
several unsuccessful attempts to reach Ziskin by telephone.
Michel’s January 20 letter notes specifically that he phoned
Ziskin several times but his calls were not returned. Michel
further indicated that he appreciated the offer but could not
accept it until he received his 3 years of backpay.
Ziskin acknowledged Michel’s letter with a letter dated
January 30. In the letter he apologized his inability to return
Michel’s telephone calls. Concerning Michel’s statement in his
January 20 letter that he “could not accept it until he received
his three years backpay,” Ziskin responded as follows:
With regard to Cassis Management’s offer of rein-
statement, I must point out to you that your entitlement, if
any, to back pay, will be determined at a back pay hearing
by the National Labor Relations Board at which time the
Board will consider the amount, if any, of interim earnings
that you’ve had and your good faith efforts to secure other
employment since you have been out of work.
As I anticipate that such hearing regarding that matter
might well take as much as a year and the issue as to
wages you are entitled to is in question, my client is not in
a position to offer you three full years of back pay. If you
are in fact interested in returning to work with the under-
standing that the issue of your back will be determined
some time in the future by the National Labor Relations
Board please contact me.
You may do so by writing to my office at the address
which is set forth above. Alternatively, you may call me
at my office, but please understand that I am often out of
the office.
Thus it is clear that Ziskin did not interpret Michel’s January
20 letter as a rejection.
I find that Ziskin’s offers of reinstatement to Allien and Mi-
chel were invalid as set forth above, and did not toll reinstate-
ment.
On the above findings of fact, and conclusions of law, I
make the following recommended4
ORDER
Respondent, Cassis Management Corp., Dobbs Ferry, New
York, its officers, successors, and assigns, shall make the em-
ployees named below by paying to them the amounts set forth
opposite their names, plus interest as prescribed in New Hori-
zons for the Retarded 283 NLRB 1173 (1987), accrued to the
date of payment minus tax withholding required by Federal and
State laws. However, since I have concluded that Respon-
dent’s offers of reinstatement as to Charles Allien and Nicolas
Michel were not valid, backpay shall continue to accrue until a
valid offer of reinstatement is made to them.
4 If no exceptions are filed as provided by Sec. 102.46 of the Board’s
Rules and Regulations, the findings, conclusions, and recommended
Order shall, as provided in Sec. 102.48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses.
CASSIS MANAGEMENT CORP.
971
Louis Cioffi
$ 19,456.00
Donald Hoy
9,900.00
Charles Morrow
72,970.88
Nicolas Michel
37,275.33 +
Charles Allien
24,312.96 +
Joe Elias Moody, Jr.
32,038.795
TOTAL BACKPAY
$195,951.92 +
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated the
National Labor Relations Act and has ordered us to post and abide
by this notice.
5 During the trial of this case counsel for the General Counsel intro-
duced an amended specification concerning the backpay calculations
only (GC Exh. 2). At a further point in this trial counsel for the Gen-
eral Counsel further amended the amended specification with respect to
the backpay of Joe Elias Moody Jr. to reflect that Moody’s interim
earnings for the fourth quarter of 1996 is $3424.56 and the first quarter
of 1997 is $4706.
WE, Respondent, Cassis Management Corp., its officers,
successors, and assigns, shall make the employees named be-
low by paying to them the amounts set forth opposite their
names, plus interest as prescribed in New Horizons for the Re-
tarded, 283 NLRB 1173 (1987), accrued to the date of payment
minus tax withholding required by Federal and State laws.
However, since I have concluded that Respondent’s offers of
reinstatement as to Charles Allien and Nicolas Michel were not
valid, backpay shall continue to accrue until a valid offer of
reinstatement is made to them.
Louis Cioffi
$ 19,456.00
Donald Hoy
9,900.00
Charles Morrow
72,970.88
Nicolas Michel
37,275.33 +
Charles Allien
24,312.96 +
Joe Elias Moody Jr.
32,038.796
TOTAL BACKPAY
$195,951.92 +
CASSIS MANAGEMENT CORP.
6 See fn. 5, infra.