337 NLRB 144
Quality Color Graphics
1
NOTICE: This opinion is subject to formal revision before publication in the
bound volumes of NLRB decisions. Readers are requested to notify the Ex
ecutive Secretary, National Labor Relations Board, Washington, D.C.
20570, of any typographical or other formal errors so that corrections can
be included in the bound volumes.
Quality Color Graphics, Inc. and American Heatset
East Printing, Inc. and Local One-L, Amalga
mated
Lithographers
of
America,
Graphic
Communications
International
Union,
AFL–
CIO and Local 72, National Organization of In
dustrial Trade Unions, Party in Interest and
Quality Color Graphics, Inc. and American
Heatset East Printing, Inc. and Local One-L,
Amalgamated
Lithographers
of
America,
Graphic Communications International Union,
AFL–CIO, Local 72, National Organization of
Industrial Trade Unions, Party in Interest. Cases
29–CA–23263, 29–CA–23301, 29–CA–23136, and
29–CA–23164
July 29, 2002
SUPPLEMENTAL DECISION AND ORDER
BY MEMBERS LIEBMAN, COWEN, AND BARTLETT
The General Counsel seeks summary judgment in this
case on the ground that the Respondents (hereafter re
ferred to as the Respondent) have failed to file an answer
to the compliance specification.
On April 12 and 28, 2000, the Board issued Decision
and Orders,1 inter alia, ordering the Respondent to make
whole certain of its unit employees for loss of earnings
and other benefits resulting from the Respondent’s dis
crimination against the employees and the Respondent’s
failure to abide by the terms and conditions of its collec
tive-bargaining agreement with the Union, in violation of
the Act.2 A controversy having arisen over the amount
of backpay due William Santiago, the medical expenses
and medical credits due unit employees, contributions
due pension funds, and dues and assessments owed to the
Union, the Regional Director issued a compliance speci
fication and notice of hearing on October 31, 2001, alleg
ing the amounts due under the Board’s Order, and notify
ing the Respondent that it should file a timely answer
complying with the Board’s Rules and Regulations. Al
though properly served with a copy of the compliance
specification, the Respondent failed to file an answer.
1 330 NLRB No. 173 (April 12, 2000) in Cases 29–CA–-23136 and
29–CA–23164, and 330 NLRB No. 195 (April 28, 2000) in Cases 29–
CA–23263 and 29–CA–23301. (Decisions not included in bound vol
umes.)
2 On December 12, 2000, the United States Court of Appeals for the
Second Circuit entered its judgments enforcing both Board Orders.
Nos 00–4219 and 00–4220.
By letter dated January 9, 2002, counsel for the Ge n
eral Counsel advised the Respondent that no answer to
the compliance specification had been received and that
unless an appropriate answer was filed within 21 days of
service of the compliance specification, summary judg
ment would be sought. The Respondent filed no answer.
On January 31, 2002, the General Counsel filed with
the Board a Motion for Summary Judgment, with exhib
its attached. On February 5, 2002, the Board issued an
order transferring the proceeding to the Board and a No
tice to Show Cause why the motion should not be
granted. The Respondent again filed no response. The
allegations in the motion and in the compliance specifi
cation are therefore undisputed.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
Ruling on the Motion for Summary Judgment
Section 102.56(a) of the Board’s Rules and Regula
tions provides that the Respondent shall file an answer
within 21 days from service of a compliance specifica
tion. Section 102.56(c) of the Board’s Rules and Regula
tions states:
If the respondent fails to file any answer to the specifi
cation within the time prescribed by this section, the
Board may, either with or without taking evidence in
support of the allegations of the specification and with-
out further notice to the respondent, find the specifica
tion to be true and enter such order as may be appropri
ate.
According to the uncontroverted allegations of the Mo
tion for Summary Judgment, the Respondent, despite
having been advised of the filing requirements, has failed
to file an answer to the compliance specification.3 In the
absence of good cause for the Respondent’s failure to file
an answer, we deem the allegations in the compliance
specification to be admitted as true, and grant the Ge n
eral Counsel’s Motion for Summary Judgment. Accord
ingly, we conclude that the amounts due to William
3 A copy of the compliance specification was sent to the Respon
dent’s attorney by certified mail and to the Respondent’s last known
address by certified and regular mail. The Respondent’s counsel re
ceived the compliance specification, but the Respondent’s copy was
returned as undeliverable with a stamp indicating that the Respondent
had moved and left no forwarding address. In addition, a copy of the
compliance specification was attached to the January 9, 2002 letter sent
by the General Counsel by certified and regular mail to the home of the
Respondent’s president, Paul Pappas, and by regular mail to the Re
spondent’s attorney. We find service sufficient in these circumstances.
It is well established that the failure to provide for receiving appropriate
service cannot serve to defeat the purposes of the Act. See National
Automatic Sprinklers, 307 NLRB 481 fn. 1 (1992); and Michigan Ex
pediting Service, 282 NLRB 210 fn. 6 (1986).
337 NLRB No. 144
2
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Respondent, Quality Color Graphics, Inc. and Amer
Santiago, the unit discriminatees, the pension funds, and
Pension Funds
Dues/
the Union are as stated in the compliance specification,
Assessments
and we will order payment by the Respondent of those
amounts to the individuals and entities named in the
Santiago
$ 4,160.62
$ 499.75
specification, plus interest accrued on those amounts to
Columbo
$ 5,446.02
$1,459.69
the date of payment.
Herrera
$
290.77
$
82.69
ORDER
Monza
$ 3,564.42
$ 794.97
The National Labor Relations Board orders that the
Passalaqua
Total
$ 5,255.25
$18,717.08
$1,420.91
$4,258.01
ican
Heatset East Printing, Inc., Bohemia, New York, its offi-
Dated, Washington, D.C. July 29, 2002
cers, agents, successors, and assigns, shall make whole
the employees, funds, and Union named below, by pay-
ing them the amounts following their names, plus interest
and minus the tax withholding from Santiago’s backpay,
Wilma B. Liebman,
Member
as required by Federal, State, and local laws:
Backpay
Medical
Medical
Expenses
Credits
William B. Cowen,
Member
Santiago
$29,491.27
$5,325.35
$ 300.00
Columbo
$
0.00
$
0.00
$ 705.00
Michael J. Bartlett,
Member
Monza
$
0.00
$
0.00
$ 705.00
Passalaqua
$
0.00
$
0.00
$ 690.00
(SEAL)
NATIONAL LABOR RELATIONS BOARD
Total
$29,491.27
$5,325.35
$2,400.00