337 NLRB 412
Guardian Automotive Trim, Inc
412
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Guardian Automotive Trim, Inc. and International
Union of Electronic, Electrical, Salaried, Ma-
chine and Furniture Workers, AFL–CIO. Cases
25–CA–27095–1 and 25–RC–9933
March 12, 2002
DECISION, ORDER, AND DIRECTION OF SECOND
ELECTION
BY CHAIRMAN HURTGEN AND MEMBERS COWEN
AND BARTLETT
On December 28, 2001, Administrative Law Judge
Robert A. Pulcini issued the attached decision. The
General Counsel filed limited exceptions and a support
ing brief.1
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and brief and has decided to
affirm the judge’s rulings, findings, and conclusions as
modified2 and to adopt the judge’s recommended Order
as modified and set forth in full below.3
AMENDED CONCLUSIONS OF LAW
Substitute the following for Conclusion of Law 3:
“3. By threatening employees with loss of a planned
bonus program, wage increases, and a plant air-
conditioning project; by telling employees that collective
bargaining would be futile and would inevitably lead to
strikes; by telling employees that collective bargaining
would start at ‘zero’; by threatening employees with loss
of the Respondent’s ‘open door policy’ if the Union was
successful; by telling employees that job losses would
result from unionization; and by prohibiting employees
from distributing union literature during nonwork time in
the employee parking lot, the Respondent engaged in
unfair labor practices within the meaning of Section 7,
Section 8(a)(1), and Section 2(6) and (7) of the Act.”
1 In his exceptions, the General Counsel seeks only to conform the
judge’s conclusions of law, recommended Order, and notice to his
findings, and to add the Union’s complete name to the notice. The
Respondent filed no exceptions, and we adopt the judge’s decision pro
forma. The Respondent submitted a letter stating that it does not op
pose the General Counsel’s exceptions.
2 We shall modify the judge’s Conclusion of Law 3 to conform to
the violations found. In addition, we correct an inadvertent error in sec.
IV,C, par. 2 of the judge’s decision by deleting “3, 4, 5” from the list of
objections the judge found meritorious. In a prior section of his deci
sion entitled “Alleged Objectionable Conduct,” the judge discussed
Objections 3, 4, and 5 and concluded that they lacked merit because
they were based on the same conduct as the alleged 8(a)(3) violations,
which the judge found unsupported by the evidence.
3 We shall modify the judge’s recommended Order and substitute a
new notice to correct inadvertent errors and to conform to the violations
found and our recent decision in Ishikawa Gasket American, Inc., 337
NLRB No. 29 (2001).
ORDER
The National Labor Relations Board adopts the rec
ommended Order of the administrative law judge as
modified and set forth in full below and orders that the
Respondent, Guardian Automotive Trim, Inc., Evans
ville, Indiana, its officers, agents, successors, and as-
signs, shall
1. Cease and desist from
(a) Threatening employees with loss of a planned bo
nus program, wage increases, or a plant air-conditioning
project should they choose International Union of Elec
tronic, Electrical, Salaried, Machine and Furniture Work
ers, AFL–CIO, or any other labor organization as their
collective-bargaining representative.
(b) Telling employees that collective bargaining would
be futile and would inevitably lead to strikes.
(c) Telling employees that collective bargaining would
start at “zero.”
(d) Threatening employees with loss of the Respon
dent’s “open door policy” if the Union is successful.
(e) Telling employees that job losses would result from
unionization.
(f) Prohibiting employees from distributing union lit
erature during nonwork time in the employee parking lot.
(g) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Within 14 days after service by the Region, post at
its facility in Evansville, Indiana, copies of the attached
notice marked “Appendix.”4 Copies of the notice, on
forms provided by the Regional Director for Region 25,
after being signed by the Respondent’s authorized repre
sentative, shall be posted by the Respondent and main
tained for 60 consecutive days in conspicuous places
including all places where notices to employees are cus
tomarily posted. Reasonable steps shall be taken by the
Respondent to ensure that the notices are not altered,
defaced, or covered by any other material. In the event
that, during the pendency of these proceedings, the Re
spondent has gone out of business or closed the facility
involved in these proceedings, the Respondent shall du
plicate and mail, at its own expense, a copy of the notice
to all current employees and former employees employed
by the Respondent at any time since March 23, 2000.
4 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na
tional Labor Relations Board” shall read “Posted Pursuant to a Judg
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
337 NLRB No. 53
GUARDIAN AUTOMOTIVE TRIM, INC.
413
(b) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re
sponsible official on a form provided by the Region at-
testing to the steps that the Respondent has taken to
comp ly with this Order.
IT IS FURTHER ORDERED that the complaint is dismissed
insofar as it alleges violations of the Act not specifically
found.
IT IS FURTHER ORDERED that the election held on April
27, 2000, is set aside and that Case 25–RC–9933 is sev
ered from Case 25–CA–27095–1 and remanded to the
Regional Director for Region 25 to conduct a new elec
tion when he deems appropriate.5
[Direction of Second Election omitted from publica
tion.]
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated Federal labor law and has ordered us to post and
obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your be-
half
Act together with other employees for your benefit and
protection
Choose not to engage in any of these protected activi
ties.
WE WILL NOT threaten employees with loss of a
planned bonus program, wage increases, or a plant air-
conditioning project should they choose International
Union of Electronic, Electrical, Salaried, Machine and
Furniture Workers, AFL–CIO, or any other labor organi
zation as their collective-bargaining representative.
WE WILL NOT tell employees that collective bargaining
would be futile and would inevitably lead to strikes.
WE WILL NOT tell employees that collective bargaining
would start at “zero.”
WE WILL NOT threaten employees with loss of our
“open door policy” if the Union is successful.
WE WILL NOT tell employees that job losses would re
sult from unionization.
5 The Notice of Second Election should include language informing
employees that the first election was set aside because the Board found
that certain conduct by the Respondent interfered with the employees’
free choice. Lufkin Rule Co., 147 NLRB 341 (1964).
WE WILL NOT prohibit employees from distributing un
ion literature during nonwork time in the employee park
ing lot.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce employees in the exe rcise of the
rights guaranteed them by Section 7 of the Act.
GUARDIAN AUTOMOTIVE TRIM, INC.
Joanne C. Mages and Kimberly R. Sorg-Graves, Esqs., for the
General Counsel.
Robert G. Brody and Scot Plotnick, Esqs. (Brody & Associates),
of Stamford, Connecticut, for the Respondent.
Gary Wise, Esq., of Washington, D.C., for the Charging Party.
DECISION
STATEMENT OF THE CASE
ROBERT A. PULCINI, Administrative Law Judge. This case
was tried in Evansville, Indiana, on March 19, 20, and 21.1 The
charge in Case 25–CA–27095–1 was filed by the International
Union of Electronic, Electrical, Salaried, Machine and Furni
ture Workers (IUE), AFL–CIO (Union) on May 16, 2000,
amended respectively on June 7 and July 14, alleging that
Guardian Automotive Trim, Inc. (Respondent) violated Section
8(a)(1) and/or (3) of the Act, inter alia by threatening employ
ees with wage and benefit losses for supporting the Union; by
negatively distorting the nature and effect of collective bargain
ing upon Respondent’s employees; by imposing a nonsolicita
tion rule to prevent employees engaging in activity on behalf of
the Union at or near the Respondent’s place of business; by
failing or refusing to issue scheduled wage increases or bonuses
or implement certain beneficial environmental changes at its
plant because of the Union’s organizational campaign. The
complaint issued on December 14.
On May 3, the Union filed timely objections to an election
held on April 27. On December 19, the issues raised in these
objections were consolidated with the alleged unfair labor prac
tices, as outlined above, for resolution.
ISSUES
Whether the Respondent violated Section 8(a)(1) and (3) of
the Act. Whether the Respondent’s conduct constitutes valid
objections to the conduct of the representation election that was
held. What remedies, if any, are warranted including those of
special consideration?
The parties were given full opportunity to present evidence
including the examination of witnesses, the presentation of
other evidence, and argument. On the entire record, including
my observation of the demeanor of the witnesses, and after
considering the briefs filed by the General Counsel and the
Respondent, I make the following
1 All dates are in 2000 unless otherwise indicated.
414
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
FINDINGS OF FACT
I. JURISDICTION
The Respondent, a corporation, manufactures injection-
molded plastic parts for the automotive industry at its facility in
Evansville, Indiana, where it annually ships to and receives
from points directly outside of the State of Indiana goods val
ued in excess of $50,000. The Respondent admits and I find
that it is an employer engaged in commerce within the meaning
of Section 2(2), (6), and (7) of the Act and that the Union is a
labor organization within the meaning of Section 2(5) of the
Act.
II. ALLEGED UNFAIR LABOR PRA CTICES
The Respondent maintains offices in Warren, Michigan. It
has a number of Midwest plants engaged in manufacturing
various components for the auto industry. The Evansville facil
ity where the relevant events of this case take place is only a
few years old. This facility is a three-shift operation.2 The
essential design of the production operation consisted of mold
ing, plating, and finishing departments. There were also main
tenance, shipping, and receiving departments. As of April,
there were approximately 400 employees at the facility.
In January the Union began an organizing campaign at the
Evansville facility. The Union filed petition for an election on
March 17, and the election was held on April 27. Between
these dates, the Respondent conducted between 70 and 75
meetings to counter the Union’s organizational effort. The
meetings were held at various locations within the facility, at
various times. The employees were gathered in groups of 15 to
20 employees. The meetings were arranged by shift, but the
grouping of the various employees changed with each meeting.
Various management officials attended. The then plant man
ager, Michael Birch, was the spokesperson for the Respondent.
The first sets of meetings were held on March 23 and 24.
These were held in the facility training room or large confer
ence room. Birch had a scripted presentation to make, but sel
dom stuck to this, if at all. After March 23 and 24, there was an
additional set of six meetings held during which videos were
played and questions and answers allowed. The statements of
Birch are the nucleuses of the alleged violations of Section
8(a)(1). Between March 8 and 17, the date the petition for an
election was filed, the Union collected 176 authorization cards.
After March 23, the Union obtained only one additional card.
There was also a dropoff in attendance at organizational meet
ings.
Nine employees testified about the meetings held on March
23 and 24.3 Respondent’s campaign was intended to be a
planned exercise of tried and true tactics staying within the
boundaries of acceptable and lawful behavior. It failed in exe
cution because Birch repeatedly engaged in extempore remarks
resulting in the issues in this case.4
2 7 a.m. to 3 p.m., 3 to 11 p.m., and 11 p.m. to 7 a.m.
3 These employees are Richard Young, Larry Sutton, Anna Bentley,
Philip Redmond, Rex Truitt, Mark Keller, Debbie Reynolds, Dannella
Loveless, and Bruce Carter representing various departments.
4 Michael Birch never testified. He was fired from his position as
plant manager by Respondent and not produced as a witness leaving the
Eight other employees testified on behalf of Respondent as
to the same events of March 23 and 24.5 In the investigation
and preparation of their respective cases, the parties in this case
took various forms of written witness statements. Much of this
became the subject of controversy during the hearing and was
used in cross-examination to call into question the reliability of
witnesses. Respondent challenges the facts of these witness
statements as inherently suspect. It argues that union organizer
Ann Hodges prepared these well after the fact of the event.
Hodges advised various employees on what she viewed as law
ful. She told them that what was told the Union would be used
to get a new election. Respondent sets out additional reasons
why this evidence is unreliable and why, therefore, the testi
mony of these witnesses should be discounted in its entirety.
Respondent argues that what it calls the group statement is
inaccurate. Of the approximately 20 persons who signed it, 6
testified and 2 repudiated portions of it.6 One of these even
repudiated his purported signature.7 Respondent points out that
some individual employees drafted the statements like Hodges,
following group discussions with employees. Some signatories
were not even present when the statements were drafted but
signed them notwithstanding. In some instances, facts were
added to these joint recollections and then adopted by the
signatories. Respondent urges that these facts along with the
length of time that elapsed before the purported recollections
were consigned to writing are inherent markers of unreliability.
All of these points of contest are valid exercises in the im
peachment of witnesses. I considered them in the overall con-
text of the issues of this case, noting in doing so, that Respon
dents’ view of this case as turning on credibility is largely cor
rect. The manner that a witness reveals recollection in sworn
testimony is a ripe and necessary area of inquiry. However,
there is no formulaic process by which impeachment of testi
mony is achieved. Yet, the testimony of sworn witnesses can-
not be totally discounted simply because their recollections of
an event were put to writing later by someone else. Accord
ingly, I reject the singular attempt to attack credibility on the
general basis of how statements and recollections were pro-
cured. Rather, I look to the entire context of the purported
statements and how the individual witnesses appeared in testi
mony in context to the issues and the objective facts and reality
of the case.
parties in this case to attempt to define what Birch may or may not have
said in the meetings on March 23 and 24.
5 Employee Relations Manager Floyd Tresler, Project Manager Mi
chael L. Dombrowski, Molding Department Manager Clifton D.
Presley, Manufacturing Vice President Jimmy Thompson, Group
Leader Cathy Baggett, Material Handler Cynthia Neidig, Human Re-
source Secretary Tamara Lynn Forcum, and Plant Manager David W.
Bacon.
6 Mark Keller and Rex Truitt testified on cross that, they did not hear
what Respondent calls the “Repudiation Speech” of Mike Birch on
April 13.
7 Rex Truitt stated the signature at the bottom of the group statement
was not his.
GUARDIAN AUTOMOTIVE TRIM, INC.
415
A. Violations of Section 8(a)(1)
1. The air-conditioning and bonus allegations and the
repudiation
Birch conducted all of the meetings of the employees. The
overwhelming number of meetings that they attended and the
volume of text that Birch delivered in this case muddled the
recollections of all witnesses. However, Respondent admits
that Birch told employees that the Respondent could not air-
condition the plant because it would look like a bribe. This
occurred at one of the meetings held on March 23 or 24. Re
spondent makes no argument with respect to the threats made
concerning a bonus that employees were scheduled to receive.
A number of witnesses testified to what Birch said in these
regards and about the air-conditioning issue.8 Respondent in
troduced evidence that air-conditioning of the facility was a
long planned, complex project that could not, in any case, have
been put on-or-off line easily irrespective of what Birch told
employees.
I find that the evidence is persuasive that Birch told the em
ployees that their bonuses were jeopardized because of the
union campaign and that the air-conditioning was not forthcom
ing for the same reason. In this, I am swayed by the admission
of the Respondent that Birch made the remarks about the air-
conditioning.
Given that admission, I find it supports the
statements of the various employee witnesses that Birch went
on to say that bonuses would not be given because of the union
campaign.
On April 14, 2 weeks before the scheduled election, Birch
held a series of meetings intended to cure the consequences of
his comments about the bonuses and the air-conditioning.9
Respondent prepared a text for him to read to the employees in
another series of captive audience meetings. It was important
enough that it carried in bold face, large underlined type “To be
read exactly as written.” It said as follows,
I made a mistake and I want to tell you about it. Two
weeks ago, I told you that, to avoid any unfair labor prac
tice charges, we would not give the new performance bo
nus we told you about in February. I also said the air-
conditioning project would be put on hold. I thought this
was what the law required but I just learned I was wrong.
I apologize. Furthermore, on behalf of Guardian, I assure
you that we, in no way, intended to or will interfere with
your rights under the law including your right to join or
not join a union. Just so you know how serious we are
about this, we are telling each and every person in our
plant about this. We want everyone to know the facts.
8 Anna Bentley testified in a forthright and direct manner that Birch
said that there was a bonus scheduled but due to the union activities, the
employees would not be getting the bonus. Similarly, Mark Keller
credibly testified that he (Birch) told them that he was going to have to
use the resources and time that were going to be the employee bonuses
to fight the Union. Keller said Birch told the employees that he could
not submit the air conditioning proposal because he would be sent to
“some third world glass company.”
9 I have construed this as a tacit admission that the Respondent was
aware that Birch had crossed the line of acceptable remarks at least as
to the bonus and air conditioning issues.
Now speaking of the bonus. Back in February, we told
you we would present a new performance-based bonus
program. Under this program, a bonus may be paid twice
a year based on attendance, scrap and safety standards.
Well, since I now know we were wrong to put off the new
bonus program, we will go back to our original plan. And
I assure you that regardless of the outcome of the April
27th election, we will implement the new bonus program
and it will be retroactive to April 1. Right now we are
working out the finer (sic) details of the program and will
be ready to give you all of the details in May. Likewise,
the air conditioning project is continuing. As soon as we
have more details, we will let you know. We are happy
about this turn of events and look forward to this new bo
nus program and a cooler, more air-conditioned plant.
Thank you for your time. Any questions?
The Respondent urges this is a clear repudiation of any pos
sible violative comments Birch made about bonuses and air-
conditioning. Seven employees testified about this series of
meeting in April. Of these, only one was able to recall an ad-
mission of wrongdoing and an apology from Birch.10 The re
mainder of the witnesses, both the General Counsel and Re
spondents, are clear in their recall that Birch did not read di
rectly from the text. His speech made little reference to Section
7 rights of employees.11 This attempt to correct the threats
about bonus and air-conditioning weeks failed to do so because
of the manner, timing, and method of transmission. Birch’s
predilection for off-the-cuff comments continued in these meet
ings.
2. The threat of a lost wage increase
In the meetings of March 23 and 24, Birch told the employ
ees that they would not receive a scheduled wage increase.
Employees Anna Bentley, Deborah Reynolds, Dannella Love-
less, Larry Sutton, Bruce Carter, and Mark Kellar each testified
to statements about wage increases.
These are variously,
“We’ve got the union activities and the petition and we will not
be getting our raise. We would have our wages and bonuses on
the next check, but it was going to be halted because of the
petition that the union had organized for a vote. The raise that
was going to be in our next paycheck would not be because of
the papers filed by the union. Employees are supposed to get a
raise in the next few weeks but were not going to get it because
of the employees attempt to organize. Employees would not be
given a raise until the company saw the outcome of the elec
tion.”
Respondent cross-examined each witnesses at length as to
their interpretation of what they recalled Birch saying. I find
10 Cynthia Neidig did not support the Union and repudiated in her
testimony her affidavit given months earlier alleging that no apology
had been made by Birch. I have placed little reliance in Neidig’s recol
lections. Her testimony was too precise. It had a rehearsed quality
about it and conflicted greatly with the other employee accounts.
11 Birch did manage to convey that employees would receive their
bonuses and that the air-conditioning would proceed as planned. Dif
ferent employees testified to different recollections in this regard high-
lighting the repeated departures Birch made from the rubrics of the
alleged repudiation speech.
416
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
this to be largely irrelevant exercise. Witnesses’ recollection
was sufficiently precise and informative for me to credit their
respective testimony. Birch embarked on a program to dis
suade union activity. His text changed from meeting to meet
ing, but its message was always the same. Involvement in un
ion activity would lead inexorably to the curtailment of some
employee benefit.
3. Comments concerning the futility of collective bargaining
A number of employees variously testified that Birch told
employees that collective bargaining was an exercise in futility.
Employees Richard Young, Larry Sutton, Anna Bentley, Philip
Redmond, and Deborah Reynolds testified to various recollec
tions of Birch’s comments. The gravemen of their testimony is
that collective bargaining was characterized as a system of loss
with the company and Birch at its epicenter. I credit the testi
mony given. It was consistent. Cross-examination failed to
damage the credibility of any of these witnesses on this issue.
While specific recollections varied reflecting the extempore
conduct of Birch, Respondent did not produce any witness to
adequately refute them.12 I conclude that the evidence estab
lishes Birch conveyed the message that collective bargaining is
a futile exercise in which the employer has the ability to negate
all that the union might try to achieve. In doing so, I have
looked at the entire content of the meetings as recalled.13
4. Statements negotiations start with “zero”
Five employees essentially testified that Birch told them that
bargaining negotiations would start at “zero.”14 In reviewing
this issue, I have again looked to the overall intent of the meet
ings conducted by Birch, which was antiunion. The testimony
of these witnesses was consistent enough and clear in expres
sion for me to credit their respective versions of what was said
by Birch. The only affirmative witness called by the Respon
dent was Floyd Tresler.15 The evidence supports my finding
that Birch made a variety of statements conveying the message
that collective bargaining begins with “zero” as a baseline.
12 Floyd Tresler testified at length. His recollections of Birch’s
comments were a mix of certitude and vagaries. I found this unreliable.
His testimony did little to mitigate the overall impression that the meet
ings were threatening in content.
13 This case requires the isolation of specific statements and their
analysis. However, the overall reality of each meeting carries with it a
certain message. In the falling dominos of threat after threat, the evi
dence becomes more concrete that the purpose of the meetings held by
Birch had a clear unlawful intent and result.
14 Employees Richard Young, Larry Sutton, Anna Bentley, Philip
Redmond, Debbie Reynolds, and Dannella Loveless each testified to
some variation of the “zero” comment. On cross-examination, each of
these witnesses gave some different interpretation of what they thought
Birch meant. Nonetheless, the basic message remained the same that
unionization imperiled all that the employees possessed in wages and
benefits.
15 As stated before, I put little credence in Tresler’s recollections.
The vagueness of his testimony was only relieved by explicit recollec
tions of exculpating statements by Birch. There is nothing in the broad
scope of the evidence of this case to indicate that Birch was capable of
such statements or that I should place any reliance on Tresler’s recol
lections of these.
5. Statements about the inevitability of strikes
Three of the employees testified that Birch made comments
concerning strikes at the facility. Larry Sutton testified Birch
said “Many of us have mortgages and how are we going to pay
it on strike because he would not agree to anything.” Birch also
said there would be strikes. Dannella Loveless similarly re-
called Birch saying there “would be a strike,” while Richard
Young remembered Birch saying, “Sooner or later it is inevita
ble that the union would call a strike.” I previously found that
these witness recollections reasonably reliable and trustworthy.
Similarly, I place little reliance on the contrary recollections of
Floyd Tresler on these accounts.16 Birch clearly sought to con
vey to the employees that collective bargaining and “strikes” go
hand-in-hand. These credited comments are in concert with my
previous findings.
6. Threats of job loss
One employee testified to Birch making statements concern
ing job loss in the event of unionization.17 Another recounted a
one on one conversation with Supervisor Cliff Pressley.18
attribute this statement as being made. Birch’s conduct in the
many meetings compels a conclusion that he made a statement
linking unionization to job loss. On the other hand, the single
statement made by Supervisor Pressley does not have the sense
of certitude that would lead me to find that this alleged state
ment was, in fact, made, or any of the other comments alleged
to have been made in that contact.
7. Threats to stop the “open door policy”
Respondent had a self-described “open door policy,” set out
in its personnel policies. One employee testified to Birch tell
ing employees that if the Union got in the policy would end.19
The evidence is sufficient, taken as a whole, for me to conclude
that Birch told employees that unionization would end what
appeared to be a beneficial policy for the employees.
16 In this case, it is not clear that Tresler was even present at the
meetings these employees testified about. Rather his testimony pre
sents his recollections of a concise, well prepared, rational presentation
by Birch, totally at odds with the reality of the evidence.
17 Dannella Loveless recalled a meeting held on or about March 30
wherein Birch stated that a successful union campaign would result in
employee’s loss of jobs. Loveless had a clear recollection that Birch
spoke of the company customers purchasing parts from Mexico be-
cause of the higher costs caused by the Union. Her cross-examination
failed to shake the substance of her recall on this issue. Conversely,
Floyd Tresler had no specific recollection on this question other than to
insist in his testimony that the content of the statements was lawful.
18 Deborah Reynolds testified to a lengthy conversation with
Pressley during a breaktime on April 5. Purportedly, in this conversa
tion, Pressley is alleged to have commented that Reynolds could lose
her job over the union situation. In testimony at hearing, Pressley
denied the allegation. In assessing this issue, I found Pressley to be the
more credible witness. His demeanor was unrehearsed and the content
of his statements had a sense of reality to them that I did not find in Ms.
Reynolds on this question.
19 Daniella Loveless testified specifically that Birch said the door
would be slammed shut in the event of unionization. Loveless’s testi
mony stands essentially unrefuted. Accordingly, I credit her account
finding it consistent with other statements of Birch.
I
GUARDIAN AUTOMOTIVE TRIM, INC.
417
8. Stopping employee union solicitation
On April 20, Floyd Tresler stopped two employees, Philip
Redmond and Rex Truitt from distributing union literature
during nonworking time in the employee parking lot. It is un
disputed that the Respondent had no policy regarding solicita
tion at the time. Tresler told them to stop and they did. Tresler
then conferred with labor counsel and appears to have been told
that his actions were inappropriate. Tresler testified that the
next day, he saw six employees distributing literature at the
same locale and informed them that this was permissible.20
Respondent offered no real defense to this allegation other than
Tresler permitting solicitation after the event. Tresler’s imposi
tion of a no solicitation rule was, therefore, inappropriate and
unlawful.
B. Violations of Section 8(a)(3)
1. The failure or refusal to issue a scheduled wage increase
Respondent had a policy of giving-across-the board increases
in June or July of each year. The General Counsel alleges that
the Respondent failed to give a wage increase because of union
activity, but the evidence fails to support this. Tresler testified
that there were no plans to give a wage increase other than that
usually scheduled.
Jimmy Thompson, Respondent’s vice
president of operations had approval authority for all across-
the-board increases and that the only one scheduled was the
June or July 1.21 Various witnesses called on this issue attrib
ute the reality of this increase to statements made by Birch.
Each of them remembered some variant of this message that, as
I have found, communicated a threat. A threat to withhold an
increase does not, however, make it a reality. There is no evi
dence to support the allegation that Respondent actually with-
held a wage increase because of the union activity at its facility.
2. The failure or refusal to issue a scheduled series of bonuses
Respondent had a bonus system in place that generally paid
out in June and December. In 1999, Respondent paid no bonus
in December. In 2000, the Respondent modified its bonus plan
with a formula that took into account attendance, safety, and
scrap with an intended payout in June and December.22 Re
spondent published this program in May. It told employees that
the June bonus would cover the period from March through
May. Three present and former employees testified on this
issue.23 Shirley Grider, former executive assistant to Birch,
was the primary witness for the General Counsel on this issue.
20 Tresler did not identify these employees.
21 On this issue, I credit Tresler’s testimony. The past practice of
wage increases in June or July of each year is an uncontested fact.
Similarly, I found Jimmy Thompson to be a credible witness on this
same issue and accept his claim that no increase was planned for
March.
22 It was not alleged and I find no evidence other than timing to indi
cate that the change in the system was caused by the appearance of the
union organizational campaign.
23 Employees’ Dannela Loveless and Bruce Carter testified that they
received a bonus in June. Loveless thought the bonus covered 6
months and Crater testified to that same impression. Their testimony
merely corroborates the fact of the bonus adding nothing to the resolu
tion this issue.
Her account of preparation of spreadsheets in January, Febru
ary, and March dealing with bonuses forms one alleged basis
for the allegation that they existed before June. The other is
Birch’s comment to Grider that he told her to hold off on the
bonus program because “the employees wanted a union.”24
None of this evidence is especially probative or weighty
enough to carry the burden of persuasion. It does not, in my
view, support a finding that a bonus was planned for release in
the period from January through March. Moreover, Respon
dent’s witnesses were more credible that the bonus remained as
a June payout, even when altered.25
3. The delay in air-conditioning the facility
Respondent’s facility is an extensive one of approximately
400,000 square feet. In 1997, the facility obtained a bid for air-
conditioning but the project was dropped. In November 1999,
the project was revived. In February, a letter was sent to em
ployees announcing we hope to have final approval on air-
conditioning by the end of March. This was before Respondent
knew of the union campaign effort. Respondent had one pri
mary witness testify in this regard.26 The General Counsel
relies on the threat that Birch made about this in the captive
audience meetings to make its case. However, Birch’s threat to
delay this project falls short of proving that he delayed it. The
project was budgeted for $4 million with an estimated comple
tion time of 12 to 24 months. The equipment alone was ex
pected to take 20 weeks to deliver after approval of the project
design. The project had a life of its own. More importantly,
there is no evidence that Birch had any power or authority to
influence the course and conduct of it. Respondent’s argument
that the project completion by the end of the summer of 2000
was an unattainable reality is credible and precisely on point.
The gist of the General Counsel’s case is that Respondent was
dilatory in pursuing this issue from March 17 through May 4,
because of the union campaign and issues surrounding it. This
view assumes this construction project had a railroad-like time-
table. It is a view that I find overly optimistic and unrealistic,
given the size and cost of the project itself. Rather, the evi
dence is persuasive that the air-conditioning plans were unaf
fected by the union campaign in any way. Respondent did not,
therefore, violate Section 8(a)(3) in any alleged delay of those
plans.
24 Grider also testified that Birch said the employees had disre
spected him and that he was not going to pay any bonuses. Grider was
Birch’s paramour and has a pending sex discrimination suit against the
Respondent because of her discharge. Her testimony was delivered
with a hostile and vengeful demeanor in which I place little reliance.
Grider had major motives to exaggerate and dissemble. I cannot accept
her account of what transpired between her and Birch for these reasons.
25 Human Resource Secretary Tammy Forcum testified that she pre-
pared all bonus data relative to bonuses. Jimmy Thompson, as stated
above testified credibly that he was responsible for bonus approval and
did not delay any planned bonuses that year. Both witnesses in testi
mony appeared reliable and trustworthy in their accounts. Conse
quently, I give their versions controlling weight on this issue.
26 Mike Dombrowski, corporate project manager, testified on the de-
tails of the project. He was authoritative, precise, informative, and
convincing that the size of the project meant a long process of equip
ment purchase and construction and installation to retrofit the facility.
418
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
III. ALLEGED OBJECTIONABLE CONDUCT
The Union’s objections to the election mirror the alleged un
fair labor practices. There were 11 specific objections filed, of
which numbers 2 and 9 were withdrawn before hearing. Objec
tions 1, 3, 4, 5, 6, 7, 8, 10, and 11 reflect paragraphs 5(a)(1),
(ii), (iii), (iv), (v), (vi); 5(b)(1), (ii), (iii), (iv); 5(c); 5(d); 5(e),
(i), (ii), 5(f); 5(g)(1), (ii); 6 (a); 6(b); 6(c); 6(d); 7; and 8 of the
complaint. Of these, consistent with my discussion and find
ings as to the 8(a)(1) violations, there is merit to Objections 1,
6, 7, and 10. Objection 1 is “The Employer, by its agents in
timidated eligible voters with loss of employment if they sup-
ported the union.” Objection 6 is “The employer, by its agents,
informed employees that if they selected the union to represent
them, bargaining with the union would be futile.” Objection 7
is “The Employer, by its agents, interfered with, restrained, and
coerced its employees in the exercise of their rights under Sec
tion 7 of the Act by informing employees that a strike was in
evitable if they voted to be represented by the Petitioner.” Ob
jection 10 is “The Employer imposed a discriminatory, no-
distribution rule on the employees designed to interfere with the
conduct of the election.” Objections 3, 4, and 5 track the
8(a)(3) allegations of the complaint. In these, there is no merit
consistent with my previous discussion and findings. The re
maining objections in issue are respectively, Objections 8 and
11.
A. Objection 8
The Union alleges that Anna Bentley was assigned more on
erous work than other employees were by Supervisor Cliff
Pressley. As Respondent pointed out in its brief, there was no
substantiation for this claim by Bentley. Pressley denied mak
ing any changes in the assignment schedule regarding Bentley.
Both Bentley and Pressley seemed credible in their presentation
of accusation and denial. But, Bentley’s inability to specify
how she was wronged left the impression that the allegation
was more perception than reality. Given her role as union ac
tivist and the heightened tensions in the facility overall, it
would logically follow that the normal routine of the plant
might be perceived inaccurately. This appears to have been the
case here. The lack of any corroboration leads to a conclusion
that this objection is meritless.
B. Objection 11
During the period before the election in early April, Respon
dent sent what it called a rotating group of human resources
experts to the facility from its other plants.27 Two of these
individuals are alleged to have spoken to the employees about
the Union. The Union alleges that the presence of these indi
viduals created a coercive atmosphere in the facility. These
persons went into the facility and into the work areas and were
seen by the employees. The evidence is that two of these per-
sons had conversations about the union and its campaign. But
the content was not alleged as any violation of Section 8 (a)(1).
27 In this group were Sabreena Kaye, human resources manager,
Joannie Andres, benefits administrator, Kim Flisnik, human resources
manager from another plant, Sandra (last name unknown). Also sent
were Shelby Evans, Zach Cummings, David Bacon, and others not
named.
The evidence fails to show that the presence of these persons in
the huge operation of the plant unlawfully affected what tran
spired. The allegation is so unsupported by tangible evidence
that it utterly fails to show how it may have been as an objec
tionable act.
IV. ANALYSIS AND CONCLUSIONS
A. The Alleged 8(a)(1) Violations
Birch’s actions are the heart of the misconduct in the captive
audience meetings. He was the proverbial loose cannon. Re
spondent could not rein him in or prevent him from saying what
he is alleged to have said. It is true that the recollections of
many of the witnesses varied in exactness and content. Often
in testimony, points were made on cross-examination that
seemingly took the sting out of that person’s recollections.
However, in looking at this evidence in totality, the overwhelm
ing impression is Birch did threaten the employees in the man
ner described and that these statements were coercive in their
result.
The generally accepted test to determine whether statements
by an employer violate Section 8(a)(1) of the Act is whether the
employer engaged in conduct which reasonably tends to inter
fere with, restrain, or coerce employees in the free exercise of
rights under the Act. Williamhouse of California, Inc., 317
NLRB 699, 713 (1995). There is an additional point that un
derscores this view. It is best expressed as the economic de
pendence of the employees on their employers, and the neces
sary tendency of the former . . . to pick up the intended implica
tions of the latter that might be more readily dismissed by a
more disinterested ear. NLRB v. Gissel Packing Co., 395 U.S.
575, 617 (1969).
Birch wanted his comments to cripple the Union’s campaign.
Respondent intended them to be the lawful exercise of its right
to speak its message. Birch was its worst possible messenger.
I also note the compression of events as a factor in this case.
The employees were marshaled into the captive sessions re
peatedly over 2 days. Intended or not, the obvious stresses that
surround such encounters were logically magnified, as was the
undoubted effect of the meetings content. Birch peppered his
speech with random but repeated threats and unlawful state
ments. Whatever lawful content existed was sandwiched among
various unlawful statements.
The threats to withhold an employee bonus and stop the air-
conditioning of the plant, because of the Union were admitted
by the Respondent as a mistake. As argued by General Coun
sel, such threats go to the very heart of the exercise of Section 7
rights. R&S Truck Body Co., 333 NLRB 330 (2001). The only
question is Respondent’s assertion that it delivered an effective
repudiation of them. There is a precise analytic standard for
repudiation of unfair labor practices. Both Respondent and
General Counsel articulated this standard citing Passavant Me
morial Hospital, 237 NLRB 138 (1978). Repudiation must be
“timely,” “unambiguous,” “specific in nature to the coercive
conduct.” The Scott & Fetzer Co., 228 NLRB 1016 (1977), and
cases cited therein at 1024. Additionally, it must set forth as
surances to employees that no interference with their Section 7
rights will occur in the future, and in fact there must be no
GUARDIAN AUTOMOTIVE TRIM, INC.
419
unlawful conduct by the employer after the publication of the
repudiation.” See also Gaines Electric Co., 309 NLRB 1077,
1081 (1992).
Respondents’ repudiation fails. It was untimely, occurring
weeks after the presentation of the threats, and delivered in a
less diligent fashion than the threats themselves. Also, I cred
ited the various that Birch made little to no mention of Section
7 rights of employees. For all of these reasons, no effective
repudiation took place. Respondent’s threat to withhold a wage
increase because of unionization, which I found, is a classic
coercive act striking the exact center of the economic depend
ence relationship of employees with their employer.
In this same vein, statements that Respondent would reject
all of the Union’s proposals and say no to everything the Union
asked for combined to convey the futile nature of unionization
to the employees. Respondent argues that such statements are
lawful. Birch, it says, merely informed employees of the risk
of strikes and the inherent risks of negotiations. I do not agree
that the facts support this interpretation. During an election,
employers are free to inform employees about how negotiations
work and to explain how an employer is free to disagree with a
union’s proposal Histacount Corp., 278 NLRB 681, 689, 690
(1986). An employer also may tell its employees that benefits
might be lost in the give and take of bargaining. See BI-LO,
303 NLRB 749 (1991), enfd. 985 F.2d 123 (4th Cir. 1992).
However, statements about the process of negotiations are
unlawful if they suggest that the employer will adopt a puni
tively intransigent bargaining strategy in response to a union
victory. Histacount Corp., supra; Coach & Equipment Sales
Corp., 228 NLRB 440, 441 (1977). Birch exceeded the con
straints of lawful speech in the context of what he said and how
he said it. In the cold light of analysis, his comments fall short
of what is allowable under Histacount Corp., supra. Instead, its
message was reprisal, communicated all too well, a message
which put his remarks over the brink. See Reeves Bros., 320
NLRB 1082, 1083 (1996), and cases cited therein.
The General Counsel contends that Birch’s statements that
the Union would start at zero violate Section 8(a)(1) citing
Noah’s Bay Area Bagels, 331 NLRB 188 (2000). Respondent
argues that employers are permitted to say bargaining starts
from zero as long as employers assure good faith bargaining
and do not say that employees will automatically lose what they
currently have, aggressive campaigns on the risks of bargaining
are legal. Respondent’s argument would have weight if the
statement existed in some different environment than this case.
Inasmuch as it was made in conjunction with other 8(a)(1)
statements, their bad faith attaches and it too becomes a viola
tion. Noah’s Bay Area Bagels, supra; Tufts Bros., 235 NLRB
808 (1978).
I reach a similar result in the allegations concerning the in
evitability of strikes and the threat of job loss as an adverse
consequence. Here again, Respondent says it engaged in the
lawful exercise of discussing “possibilities, not inevitabilities.”
However, when these statements are married to those convey
ing various threats with the futility of bargaining, the message
is unionization means inevitable strikes with loss of jobs and
that is unlawful. Long-Airdox Co., 277 NLRB 1157, 1158
(1985).
Respondent states telling employees that an open door policy
ends with unionization is not an 8(a)(1) violation. The General
Counsel, with whom I agree, argues the opposite. Each cited
the same case in support of their positions. Ben Venue Labora
tories, 317 NLRB 900 (1995). I agree with the General Coun
sel’s interpretation. The statement was delivered contempora
neous with others I have found as violations of Section 8(a)(1).
Given that context, its commingling changes what might oth
erwise be a harmless expression of right into a threat.
Similarly, the stopping of employee solicitation also is an
unlawful act. Respondent did not contest this evidence referring
to it as a mistake. Respondent seeks to distinguish this mistake
from an unlawful act by arguing the short span of time of its
commission, some 10 minutes relative to all the other events. I
am unimpressed by this argument. The event occurred outside
in the plant parking lot. I infer the strong possibility that other
employees saw Tresler stop the lawful handbilling, as I do that
Tresler’s subsequent acts did little to change the damage he
might have been caused. As the General Counsel points out, it
was not justified and therefore unlawful. Tri-County Medical
Center, 222 NLRB 1089 (1976).
B. The 8(a)(3) allegations
The 8(a)(3) allegations relating to the withholding of a
scheduled bonus; the delay in the air-conditioning projects and
the withholding of a wage increase are supposed to reflect the
incarnation of threats made by Birch as found above. But, the
evidence of this record does not support that any of these events
actually took place. The bonus system was revised but never
withheld. The revision was not alleged as unlawful. In the
case of the air-conditioning of the plant, no evidence was ad
duced to demonstrate that it was delayed because of the union
izing attempt.
Similarly, the wage increase took place as normally sched
uled. In circumstances where an employer during an organizing
campaign departs from its usual practice of granting benefits,
the Board may infer an intent to influence the upcoming elec
tion and conclude that the employer’s conduct violated the Act.
Parma Industries, 292 NLRB 90 (1988). The General Coun
sel’s case fails here because there is no corroborative proof that
past practice was departed from, or otherwise that the
air-conditioning of the plant was actually delayed.
C. The Objections to the Election
It is well settled that conduct during the critical period that
creates an atmosphere rendering improbable a free choice war-
rants invalidating an election. See General Shoe Corp., 77
NLRB 124 (1948). Such conduct is sufficient if it creates an
atmosphere calculated to prevent a free and untrammeled
choice by the employees. As the Board stated, in election pro
ceedings, it is the Board’s function to provide a laboratory in
which an experiment may be conducted, under conditions as
nearly as ideal as possible, to determine the uninhibited desires
of the employees. General Shoe Corp., supra.
420
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
As found above, there is merit to Objections 1, 3, 4, 5, 6, 7,
and 10 which are coextensive with the alleged 8 (a)(1) viola
tions as found. Section 8(a) (1) conduct interferes with the free
exercise of choice and is objectionable unless, it is virtually
impossible to conclude that the misconduct could have affected
the election result” based on the number of violations, their
severity, the extent of dissemination, the size of the unit, and
other relevant factors. See Gonzales Packing Co., 304 NLRB
805 (1991).
I conclude, as I did with the 8(a)(1) violations that these ob
jections mirror, that the conduct was unlawful and, as well,
interfered with a fair election, potentially affecting all of the
employees in their right to make a free and untrammeled elec
tion choice that the Board has defined. Birch’s conduct de
stroyed the laboratory conditions so necessary to that choice.
CONCLUSIONS OF LAW
1. Respondent is an employer engaged in commerce within
the meaning of Section 2(2), (6), and (7) of the Act.
2. The Union is a labor organization within the meaning of
Section 2(5) of the Act.
3. By threatening employees with wage and benefit losses;
by distorting the nature and effect of collective bargaining; by
imposing a nonsolicitation rule to prevent employee protected
activity at its facility, Respondent has engaged in unfair labor
practices affecting commerce within the meaning of Section 7,
Section 8(a)(1), and Section 2(6) and (7) of the Act.
4. By engaging in the above conduct as set out in Conclusion
of Law 3 above, Respondent prevented its employees from
freely expressing their choice in the election that conducted on
April 27, 2000.
5. Respondent did not violate Section 8(a)(3) of the Act by
withholding any scheduled wage increase or delaying imple
mentation of air-conditioning in its facility because of the Un
ion’s organizational attempt.
Accordingly, I recommend that the election be set aside and
a new election be conducted at a time and date to be determined
by the Regional Director.
REMEDY
Having found that the Respondent has engaged in certain un
fair labor practices, I find that it must be ordered to cease and
desist and to take certain affirmative action designed to make
the policies of the Act.28
28 The General Counsel argues for a special remedy in this case cit
ing Fieldcrest Cannon, Inc., 318 NLRB 470, 473 (1995), and related
cases. The argument made is that the violations are so egregious that
Additionally, as indicated above, I have found that the Re
spondent engaged in objectionable conduct affecting the results
of the election in Case 25–RC–9933. I recommend, therefore,
that the election in this case held on April 27, 2000, be set,
aside, that a new election be held at a time to be established in
the discretion of the Regional Director, and that the Regional
Director include in the notice of the election the following:
NOTICE TO ALL VOTERS
The election of April 27, 2000, was set aside because the Na
tional Labor Relations Board found that certain conduct of the
Employer interfered with the employees’ free exercise of a
free and reasoned choice. Therefore, a new election will be
held in accordance with the terms of this Notice of Election.
All eligible voters should understand that the National Labor
Relations Act gives them the right to cast ballots as they see
fit and protects them in the exercise of this right free from in
terference by any of the parties.29
[Recommended Order omitted from publication.]
these special remedies are warranted. I have found the 8(a)(1) violation
serious enough to recommend a new election. At the same time, I
found no 8(a)(3) violations. Respondent, in opposition to this plea for
special remedies argues that special remedy cases feature significant
8(a)(3) conduct which it did not believe was present in this case. See,
e.g., Three Sisters Sportswear Co., 312 NLRB 853 (1993), and Harbor
Cruises, Ltd., 319 NLRB 822 (1995). I agree with Respondent. More-
over, the discharge of Birch, the force majeur of these events further
persuades me that the traditional remedies available are more than
sufficient to cure any unfair labor practices found, especially where
there has been a large employee turnover. These traditional remedies
will place the parties on a level playing field in the rerun election that
may be conducted.
29 Lufkin Rule Co., 147 NLRB 341 (1964).