337 NLRB 458
Lackawanna Electrical Construction, Inc.
458
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Lackawanna Electrical Construction, Inc. and Inter-
national Brotherhood of Electrical Workers,
Local Union No. 81, AFL–CIO. Cases 4–CA–
29391 and 4–CA–29877
April 24, 2002
DECISION AND ORDER
BY CHAIRMAN HURTGEN AND MEMBERS LIEBMAN
AND BARTLETT
On December 21, 2001, Administrative Law Judge
George Alemán issued the attached decision. The Re
spondent filed exceptions and a supporting brief. The
Charging Party filed an answering brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,1 and conclusions,2 as
modified, and to adopt the recommended Order3 as modi
fied.
1. We agree with the judge that the Respondent did not
rely on the existence of any “disabling conflict” created
by the paid union organizer status of two union appli
cants as a basis for refusing to hire them. See Aztech
Electric Co., 335 NLRB 260, 264 (2001), and Sunland
Construction Co., 309 NLRB 1224 (1992). We therefore
find no error in the judge’s failure to grant the Respon
dent’s request to reopen the hearing to present additional
evidence with respect to this matter.
2. The judge thoroughly analyzed the complaint’s re
fusal-to-hire allegations, but he did not separately ana
lyze the refusal to consider allegations. However, the
1 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis
trative law judge’s credibility resolutions unless the clear preponder
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
For the foregoing reasons, we affirm the judge’s resolution of a
conflict in testimony by crediting union official Richard Schraeder and
discrediting Respondent’s president, Michael Castellano, about the
details of their conversation in late March 2000. We find no need to
rely on the judge’s speculation that Schraeder would not likely have
applied for work, or permitted other union members to apply, if he had
made the statements attributed to him by Castellano. We also find no
need to rely on the judge’s alternative analysis for finding a refusal-to-
hire violation even if he had credited Castellano.
2 No exceptions were filed to the judge’s findings of several 8(a)(1)
violations or to the 8(a)(3) and (1) unlawful wage increase violation.
3 We shall modify the remedial recordkeeping provision in the rec
ommended Order in accordance with our recent decision in Ferguson
Electric Co., 335 NLRB 142 (2001). We shall also substitute a new
notice in accordance with our recent decision in Ishikawa Gasket Amer
ica, Inc., 337 NLRB 175 (2001).
record fully supports the judge’s conclusion that the Re
spondent violated Section 8(a)(3) and (1) of the Act by
refusing to consider for hire six union applicants be-
cause: (1) the Respondent excluded them from the hiring
process; (2) antiunion animus contributed to its decision
not to consider the applicants; and (3) the Respondent
has failed to show it would not have considered the ap
plicants even in the absence of their union activity or
affiliation.
FES, 331 NLRB 9 (2000). Consistent with
this analysis, the judge’s Conclusion of Law 4 should
have stated that the Respondent violated the Act by re-
fusing to hire and refusing to consider for hire the six
applicants (rather than or refusing to consider them).
ORDER
The National Labor Relations Board adopts the rec
ommended Order of the administrative law judge as
modified below and orders that the Respondent, Lacka
wanna Electrical Construction, Inc., Taylor, Pennsyl
vania, its officers, agents, successors, and assigns, shall
take the action set forth in the Order as modified.
1. Substitute the following for paragraph 2(d).
“(d) Preserve and, within 14 days of a request, or such
additional time as the Regional Director may allow for
good cause shown, provide at a reasonable place desig
nated by the Board or its agents, all payroll records, so
cial security payment records, time cards, personnel re-
cords and reports, and all other records, including an
electronic copy of such records if stored in electronic
form, necessary to determine the amount of backpay due
under the terms of this Order.”
2. Substitute the attached notice for that of the admin
istrative law judge.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio
lated the National Labor Relations Act and has ordered us to
post and abide by this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene
fit and protection
Choose not to engage in any of these protected
activities.
337 NLRB No. 62
LACKAWANNA ELECTRICAL CONSTRUCTION
459
WE WILL NOT interrogate job applicants about their Un
ion membership or sympathies.
WE WILL NOT unlawfully poll our employees to deter-
mine if they wish to be represented by the Union.
WE WILL NOT promise to increase wages if employees
vote against a Union in an election, and WE WILL NOT
grant employees wage increases in order to discourage
their support for the Union.
WE WILL NOT refuse to hire and WE WILL NOT refuse to
consider for hire job applicants because of their member-
ship in, support for or affiliation with the Union.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of rights
guaranteed you by Section 7 of the Act.
WE WILL, within 14 days of the date of the Board’s Or
der, offer Richard Schraeder, Paul Casparro, Martin
Cecci, Gerald Trygar, Patrick Hartman, and Thomas
Burns instatement to the positions for which they applied
or, if those positions no longer exist, to substantially
equivalent positions, without prejudice to their seniority
or any other rights or privileges.
WE WILL make Richard Schraeder, Paul Casparro, Mar-
tin Cecci, Gerald Trygar, Patrick Hartman, and Thomas
Burns whole for any loss of earnings and other benefits
suffered as a result of the unlawful discrimination against
them, with interest.
WE WILL, within 14 days of the date of the Board’s Or
der, remove from our files any reference to the unlawful
refusals to hire and refusal to consider for hire Richard
Schraeder, Paul Casparro, Martin Cecci, Gerald Trygar,
Patrick Hartman, and Thomas Burns and, within 3 days
thereafter, notify them in writing that the refusal to hire
and refusal to consider for hire will not be used against
them in any way.
LACKAWANNA ELECTRICAL CONSTRUCTION, INC.
Donna D. Brown, Esq., for the General Counsel.
Thomas Davies, Esq., for the Respondent.
David Guadioso, Esq., for the Charging Party.
DECISION
STATEMENT OF THE CASE
GEORGE ALEMÁN, Administrative Law Judge. Pursuant to
unfair labor practice charges filed by International Brotherhood
of Electrical Workers, Local Union No. 81, AFL–CIO (the
Union or Local 81) on May 8 and October 20, 2000, the Re
gional Director for Region 4 of the National Labor Relations
Board (the Board) issued separate complaints which were sub
sequently consolidated for hearing on February 27, 2001, alleg
ing that Lackawanna Electrical Construction, Inc. (the Respon
dent) had violated Section 8(a)(3) and (1) of the Act.1
1 All dates hereinafter are in 2000, unless otherwise indicated.
The complaint alleges that the Respondent unlawfully inter
rogated applicants for employment regarding their union sym
pathies, unlawfully promised to, and did in fact, increase their
wages to discourage them from supporting the Union, unlaw
fully polled employees about their union sympathies, and
unlawfully failed and refused to consider and hire job appli
cants Richard Schraeder,2 Paul Casparro, Martin Cecci, Gerald
Trygar, Patrick Hartman, and Thomas Burns because of their
membership in the Union.3 In timely-filed answers to the com
plaints, the Respondent denies having engaged in any unlawful
conduct.
A hearing in this matter was held in Scranton, Pennsylvania,
on August 1, 2001, during which all parties were afforded a full
opportunity to appear, to introduce evidence, to examine and
cross-examine witnesses, and to submit briefs. On the entire
record, including my observation of the demeanor of the wit
nesses, and after considering the briefs filed by the General
Counsel, the Charging Party, and the Respondent, I make the
following
FINDINGS OF FACT
I. JURISDICTION
The Respondent, a Pennsylvania corporation, with an office
and place of business in Taylor, PA, is engaged in the business
of performing commercial and electrical services. During the
past year, the Respondent, in the course and conduct of its
business operations, purchased and received at its above place
of business goods valued in excess of $50,000 directly from
points outside the Commonwealth of Pennsylvania. The Re
spondent admits, and I find, that it is an employer engaged in
commerce within the meaning of Section 2(2), (6), and (7) of
the Act and that the Union is a labor organization within the
meaning of Section 2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
A. Factual Background
Michael Castellano is Respondent’s president and project
manager and has sole responsibility for the hiring of employ
ees. As of the date of the hearing, the Respondent had a com
plement of about 20 employees. The record reflects that some-
time in mid-March, the Respondent was retained by Scartelli
General Contracting Inc., a general contractor, to do some elec
trical work at a church, St. Anne’s Basilica Station of the Cross.
According to Castellano, on March 22, he received a call from
2 The General Counsel’s motion to correct the record, at Tr. 50, to
reflect that Schraeder’s first name is “Richard,” and not “Victor,” is
granted.
3 Just prior to the start of the hearing, the parties entered into an in-
formal settlement agreement regarding Case 4–CA–29391, which I
have approved, resolving allegations that the Respondent unlawfully
interrogated an employee regarding his union activities, and thereafter
unlawfully discharged employee Shawn Benzeleski and unlawfully laid
off employee John Quirk because they applied for membership in the
Union. Accordingly, the only matters before me for consideration are
those involving the allegations in Case 4–CA–29877.
The complaint was amended at the hearing, over the Respondent’s
objection, to include Burns as a named discriminatee.
460
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Scartelli informing him that the priest and other members of the
Church board had received threats that the jobsite might be
picketed by the Union. Castellano claims he offered to take on
some union workers in order to avoid any problems, and that
Scartelli agreed with his suggestion. Castellano testified that
following his talk with Scartelli, he phoned union president and
alleged discriminatee Schraeder to discuss his proposal and
offered to hire “a couple (two) of your electricians and place
them on the job.” Schraeder, according to Castellano, grumbled
and told him he could not “hire individuals who were members
of the local,” e.g., Local 81, unless Castellano agreed to be-
come a signatory contractor, e.g., enter into an agreement with
the Union (Tr. 16). Castellano purportedly responded that he
had heard of other contractors who had made similar arrange
ments with the Union without becoming a signatory contractor
(Tr. 106). Castellano testified that at the time he had enough
work to hire two electricians but, because the job was a compli
cated one, he could not say for sure how long they would be
needed, that it could be anywhere from 2 weeks to a month. He
further admitted that he was not overly concerned about the
qualifications of the workers the Union might be willing to
send him, and that they could be either apprentices or journey-
men electricians (Tr. 119).
Schraeder admits conversing with Castellano in late March
regarding the St. Anne’s jobsite, but denies that Castellano
offered to hire two electricians. Rather, Schraeder’s recollec
tion is that Castellano agreed to hire one union apprentice only,
and that when he asked Castellano to hire a journeyman, the
latter declined and insisted he would only take an apprentice.
Schraeder claims he told Castellano that decisions regarding
apprentices were made not by him but by the Union’s joint
apprenticeship training committee (JATC). He further told
Castellano he did not believe there were any apprentices avail-
able at the time and that, even if one were available, he did not
think the JATC would authorize the apprentice to work at the
jobsite (Tr. 54). Schraeder expressly denied telling Castellano
during that conversation that he could not hire any journeymen
electricians. Castellano, for his part, specifically denied that he
asked Schraeder for only one apprentice or that the latter told
him he had to go through the JATC to obtain the apprentice.
I credit Schraeder’s version of this conversation. His testi
mony in this regard was corroborated by notes he prepared of
the conversation soon after its occurrence (GCX Exh. 8). The
notes reflect that Castellano indeed told Schraeder he was
“willing to put a man on as an apprentice” and that the latter
replied, “We won’t do that.” The notes further reflect that
Schraeder told Castellano that even if he, Schraeder agreed, the
“signatory contractors on the committee would never agree.”
The Respondent sought, through a “March 22” calendar page
from Castellano’s appointment book (R. Exh. 9), to corroborate
Castellano’s claim that he requested two electricians, not ap
prentices, during his March 22 conversation with Schraeder. R.
Exh. 9, however, is of no help to Respondent in this regard.
Thus, R. Exh. 9 contains only a notation showing that Castel
lano planned to call Schraeder on March 22 to discuss the sub
ject of “Residential Electrician.”4 It does not, however, contain
any notes of what the two may actually have discussed during
their March 22, conversation. By Castellano’s own admission,
the notation was only a reminder to him to call Schraeder which
he recorded in his calendar either the night before or on the
morning of March 22, before the actual conversation took
place. Nor, in any event, is there anything in the notation itself
to indicate that Castellano intended to ask Schraeder to provide
him with two electricians.
Thus, I reject Castellano’s assertion that he asked Schraeder
to provide him with two electricians. I find instead that Castel
lano, as testified by Schraeder, requested that Schraeder pro-
vide him with an apprentice, and that Schraeder declined to do
so because he did not believe the JATC would allow it. I also
find that Schraeder never told Castellano that the Union would
not permit him to hire two Local 81 member electricians unless
he became signatory to a union contract.
On May 2, Schraeder began a campaign to organize Respon
dent’s employees. His efforts in this regard included visits to
Respondent’s jobsites to speak with employees, passing out his
business cards to employees and explaining his reasons for
being there, and making himself available to anyone interested
in speaking with him about becoming union electricians.
On May 10, Schraeder and alleged discriminatee Casparro
applied for work with Respondent. The parties stipulated that
alleged discriminatees Cecci, Trygar, and Hartman submitted
their job applications on May 11 (Tr. 6).5 Alleged discrimina
tee Burns applied for work on June 2. The record reflects, and
Castellano so testified, that from May 10, onward, the Respon
dent was engaged in hiring electricians. Thus, Castellano testi
fied that since May 10, the Respondent had hired between
seven and ten electricians (Tr. 21). A list of individuals hired
by Respondent since May 10, received into evidence as GC
Exh. 4, confirms that the Respondent hired at least seven indi
viduals during a 4-month period between June 26 and October
10.6 Thus, while there is no disputing that the Respondent was
hiring after May 10, there is no indication in the record to show
that the Respondent ever advertised for workers during this
4 Castellano defined a “residential electrician” as being less educated
than a journeyman electrician, and having a wage scale similar to that
paid to apprentices (Tr. 127).
5 Trygar’s job application, it should be noted, is dated April 11 (GC
Exh. 3e). Notwithstanding the date on the application, the Respondent
nevertheless stipulated that Trygar, along with Cecci and Hartman,
applied for work on May 11. The Respondent offered no explanation
for why it was willing to stipulate to May 11, as Trygar’s application
date when the application shows an April 11, date, nor does it contend,
on brief, that it erred in entering into such a stipulation with respect to
Trygar. Accordingly, pursuant to that stipulation, I find that Trygar did
in fact apply for work May 11, along with Cecci and Hartman, and not
on April 11, as shown on his application.
6 It appears that GC Exh. 4, which was prepared by the Respondent
and turned over to the General Counsel in response to a subpoena, is
incomplete as it does not include the name of employee Mark Hozlock,
who was hired as an electrician by Respondent on July 15, 2001. (Tr.
78.) The omission of Hozlock’s name from the list, whether deliberate
or through inadvertence, raises the question of whether the names of
other employees may have been left off the list.
LACKAWANNA ELECTRICAL CONSTRUCTION
461
hiring period, or what type of experience or training the Re
spondent was looking for in prospective job applicants.
As to the six alleged discriminatees, the record shows, and
the Respondent does not deny, that all had prior experience
and/or were trained as electricians. Thus, Schraeder’s job ap
plication shows he had four years training in the IBEW-NECA
JATC, and at least 2 years of actual employment as an electri
cian. Casparro likewise spent 4 years in the JATC program and
worked as an electrician for approximately 9 years. Hartman
went through a 5-year JATC program and, as of the application
date, had worked 10 months as an electrician. Cecci also spent
4 years in a JATC program, and had been employed as an elec
trician with three different electrical contractors. Trygar’s ap
plication reflects employment as an electrician with different
firms for a period of 14 months prior to applying for work with
Respondent. Burns’ application shows he spent 5 years in a
JATC program, and had 13 years of employment as a journey-
man electrician with Local 81.
There is no question, given their prior March conversation,
that Castellano knew who Schraeder was when he received the
latter’s application. Schraeder’s application, in any event, iden
tified him as a union organizer. Castellano testified that on
receipt of Schraeder’s application, he became “very puzzled”
and “very shocked” that Schraeder would be applying for work
with his Company because he purportedly had been led to be
lieve by Schraeder that union members would not be allowed to
work for Respondent. However, he admittedly made no effort
to contact Schraeder to seek an explanation. As to Casparro’s
application, Castellano testified that he did not contact the latter
for the same reason he did not contact Schraeder, e.g., because
“he was employed by the local union . . . and I was told that I
could not hire a union electrician” (Tr. 13). Unlike Schraeder’s
application, however, Casparro’s application does not expressly
identify him as a member, organizer, or officer of Local 81.7
Rather, it reveals only that Casparro went through a 4-year
IBEW-JATC program, and that his more recent employment
was as a “training electrician” with the “Scranton JATC” (GC
Exh. 3b).
Like Casparro’s application, Hartman’s and Cecci’s applica
tions do not reveal whether or not they were Local 81 members.
Their applications show only that both participated in an IBEW
apprenticeship program, and list Flanagan as a personal refer
ence. Castellano, however, testified that he “probably would
not have called them due to again they are listed as participat
ing and working with the local [union], and I was told [by
Schraeder] that I cannot employ local union electricians” (Tr.
15). There is, however, nothing in their applications to show
that Hartman or Cecci were in fact “working” with Local 81, as
claimed by Castellano.8
7 A letter sent by Schraeder to Castellano on June 23, identifies Cas
parro as vice-president of the Union on the document’s letterhead (R.
Exh. 5). Thus, while Castellano would have known of Casparro’s
position as an officer of the Union on June 23, there is no evidence to
suggest that he was aware of Casparro’s position with the Union when
the latter applied for work on May 10.
8 It should be noted that Castellano did not claim that he had refused
to hire or to consider hiring Hartman and Cecci because they were
members of Local 81, but rather stated that he denied them employment
Castellano does not deny receiving Trygar’s application, and
admits not having contacted Trygar but could not recall why he
did not do so (Tr. 14). Trygar’s application likewise does not
reveal whether or not he was a member of Local 81 (GC Exh.
3e). In fact, the only item on his application linking him to
Local 81 is his listing of Union business manager, Jack
Flanagan, as a personal reference.
Castellano was not questioned about Burns’ application, or
as to his reason for not hiring Burns. Burns’ application like-
wise does not specifically identify him as a Local 81 member,
but does show that he participated in a 5-year IBEW appren
ticeship program, was most recently employed as a journeyman
electrician with Local 81, and lists Schraeder, Flanagan, and
union treasurer, Gino Arcuri, as personal references (GC Exh.
3f).
Thus, while the job applications of alleged discriminatees
Casparro, Hartman, Cecci, Trygar, and Burns do not specifi
cally identify them as Local 81, members, the fact that the al
leged discriminatees participated in an IBEW-sponsored ap
prenticeship program and that they listed Local 81 officers as
personal references would reasonably have led Castellano to
believe that the alleged discriminatees were affiliated, if not
with Local 81, with some other labor organization, or that they
were, at a minimum, union supporters.
John Quirk worked for Respondent from May 1999 to May
2000. He testified that on May 2, as he was having lunch at a
jobsite, Schraeder showed up, identified himself, and passed
out business cards. Two days later, Castellano approached him
and asked if he had spoken with Schraeder. When Quirk re-
plied that he had, Castellano asked Quirk what he planned to
do, if he intended to go with the Union. Although Quirk testi
fied he believed Castellano was asking if he, Quirk, intended to
leave his employment with Respondent and go to work for a
union contractor, nothing in his testimony suggests that Castel
lano explained what he meant by his inquiry. Indeed, the sub-
sequent action taken by Castellano suggests that Castellano
may very well have been asking Quirk if he intended to support
the Union. Thus, when Quirk told Castellano he was undecided
on what to do, Castellano him told him to pick up his tools and
go home. Quirk did as instructed, but instead of going home
went to the union hall to speak with Schraeder. Quirk’s above
account was not denied by Castellano and is therefore accepted
as true. Clearly, Castellano’s summary and immediate dis
missal of Quirk was intended to show his dissatisfaction with
Quirk’s demonstrated ambivalence towards the Union, and
conveyed the message that Castellano opposed the Union and
expected his employees to feel the same way.
Sean Benzeleski, a named discriminatee in Case 4–CA–
29391, worked for Respondent until terminated on May 4.
Benzeleski testified that on May 2, Schraeder visited the jobsite
he was working on and spoke with him. Two days later, on
May 4, Benzeleski claims Castellano approached him and fel
low coworker, Chris Kellaher, and in a very agitated tone asked
if they had signed anything with the Union. Benzeleski and
Kellaher denied having done so. Castellano then commented
because they purportedly were “participating and working” with the
Union.
462
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
that if they had signed something for the Union, he would sue
them. Benzeleski claims that Castellano then asked Kellaher if
he had signed anything for the Union, and when the latter an
swered he had not, Castellano told Kellaher that if he was even
thinking about signing with the Union, he, Castellano, would
not need him anymore (Tr. 94). When he again asked Benzele
ski the same question, the latter replied that he had indeed filled
out an application for the Union but had not heard anything yet.
Castellano purportedly then told Benzeleski to pick up his tools
as he was fired. As he began walking out after picking up his
tools, Castellano allegedly told Benzeleski that if the Union
wanted a war, he would give it a war, and that he intended to
seek an injunction to keep Schraeder off Respondent’s jobsites.
(Tr. 93–94). As with Quirk’s above account, Castellano was
not asked to confirm or deny Benzeleski’s testimony. Accord
ingly, I credit Benzeleski.
Raymond Mason worked for Respondent during two sepa
rate time periods, the most recent being from September 1999
until August 2000, at which time he voluntarily quit his posi
tion as project manager. He testified to having a conversation
with Castellano in May in Respondent’s office during which
Castellano asked him if he had ever been approached by the
Union or any union representative. Mason truthfully responded
that he had not. Castellano, he recalls, then mentioned that
several employees who were working at a Redner’s Supermar
ket jobsite, including Benzeleski and Quirk, had been ap
proached and that he let them go because they had been speak
ing to Schraeder on company time. Mason admits that in late
August or early September, he told Schraeder about his conver
sation with Castellano. At the time of the hearing, Mason was
working for a union contractor and had applied to become a
member of the Union. (Tr. 100–101.) I credit Mason’s testi
mony as Castellano was not questioned about, and conse
quently did not deny, having such a conversation with Mason.
Mark Hozlock was hired by Respondent on July 15, 2001.
He testified that Schraeder had mentioned to him that the Re
spondent was hiring and that when he called the Company, he
was told that no hiring was being done at the time but to send in
his resume anyway. Hozlock did so and a week later received a
call from Respondent’s secretary asking him to come in for an
interview. He recalls that during his interview with Castellano,
the latter questioned him about his prior employment and other
employment-related matters. Castellano, he claims, then asked
if he was familiar with the Union, and when Hozlock replied
that he was, asked Hozlock what his choice would be, e.g., for
or against the Union.9 Hozlock responded that he could take it
9 While not specifically asked to refute Hozlock’s testimony, Castel
lano did generally deny ever asking job applicants how they felt about
the Union (Tr. 23). I credit Hozlock over Castellano and find that
Castellano did ask Hozlock how he felt about the Union during his job
interview. Castellano, as noted, was generally not a very credible wit
ness both from his poor demeanor on the witness stand and from incon
sistencies found elsewhere in his testimony. Castellano, as noted, never
denied questioning employees Quirk, Benzeleski, and Mason about
their union sympathies or activities. I have no doubt that just as Castel
lano had no qualms about questioning his employees regarding their
union activities, he would have no difficulty in questioning a job appli
cant, such as Hozlock, about his union sympathies.
or leave it. Hozlock quit after only 1 week of employment
when Castellano refused his request for a $3 raise. Hozlock
recalls Castellano telling him that he could not give him the
raise without first discussing it with his business partner, but
that he told Castellano that he couldn’t wait, that he was inter
ested in bettering himself and felt he had enough experience to
warrant the raise, and that he was going out on an economic
strike. Hozlock claims that he knew of the “economic strike”
concept from having heard it in different conversations, and
recalled speaking with Schraeder around the time he quit who
“kind of mentioned that [an economic strike] would be a good
way to leave without causing any problems.” (Tr. 87.)
In late August, Castellano and Schraeder had discussions
about entering into some contractual agreement. At a meeting
held August 28, Schraeder presented and asked Castellano to
sign a “Letter of Assent” agreeing to be bound to a multiem
ployer contract the Union had with the National Electrical Con-
tractors Association (N.E.C.A.), and an “Agreement for Volun
tary Recognition.”(See, R. Exh. 7).10 Although Castellano
signed neither agreement, the following day, August 29, Castel
lano, as made clear by a tape recorded message left on
Schraeder’s answering machine (see GC Exh. 7), phoned
Schraeder and asked him to come to his office later that day so
that he, Castellano, could sign the Letter of Assent. In his re-
corded message, Castellano also informed Schraeder that he
wanted “to have a vote” even though he was “definitely going
in,” e.g., signing the contract, because he wanted “to just give
the guys a good feeling that, you know, I’m giving them the
opportunity.” Castellano went on to say that he was sure “most
of them are going to vote towards it anyhow, and the other ones
won’t be a problem to talk to and bring in.”
Castellano’s testimony regarding the intent of his August 29,
message to Schraeder was confusing. Thus, while not denying
having told Schraeder in his August 29, phone message that he
would sign a contract later that afternoon, Castellano at the
hearing claimed that he had not yet made up his mind and
“went back and forth” on the issue. He explained, for example,
that at the time he called Schraeder, “I felt more than likely I
would sign,” because “at that particular point, I felt that was the
way it was going to go.” As to the election, Castellano ex
plained that “I felt more that we were going to sign after our
men took a vote.” (Tr. 114, 115.)
The record reflects that at the end of the workday on August
31, Castellano called the employees together and announced he
was holding an election. His testimony on why he decided to
hold an election was somewhat confusing. Thus, he claims he
told employees at this meeting that the purpose of the election
was to see if they wanted the company “to be non-union or a
union shop” (Tr. 25).11 He subsequently added that no one
particular thing prompted him to hold an election, and that he
simply “wanted to see how the company felt and the way [em
ployees] wanted to go.” He further testified, however, that he
10 The agreement for voluntary recognition, in part, stated that “[t]he
Union claims, and the Employer acknowledges and agrees, that a ma
jority of its employees has authorized the Union to represent them in
collective bargaining.”
11 The marked ballots were received into evidence as R. Exh. 8.
LACKAWANNA ELECTRICAL CONSTRUCTION
463
decided to hold the election after hearing employees at one of
the jobsites commenting about the Union and asking, “Why
don’t we just take a vote at our next meeting?”12 Yet, during
examination by Respondent’s counsel, Castellano claimed that
he told employees just prior to the election that the election was
being held because he was considering becoming a union signa
tory contractor but wanted to get the employees’ opinion first
on whether or not they desired union representation. (Tr. 26–
27; 109.)
Finally, in his August 29, recorded message to
Schraeder, Castellano stated that he was holding the election to
make his employees feel good about his decision to enter into a
contract with the Union.
Castellano claims that he invited Schraeder to meet with his
employees prior to the election so they could hear what the
Union had to offer, and that the meeting was held on August
31.13 He further claims to have told Schraeder about wanting to
conduct an election, but did not know if he told Schraeder when
the election was to be held (Tr. 43). Schraeder admits learning
on August 29, that an election was to be held, but denies meet
ing with employees on August 31. Rather, he testified that
while he had been scheduled to meet with employees on Au-
gust 31, Castellano’s secretary called him prior thereto to can
cel the meeting because the employees would not be able to get
away from the jobsite. General Counsel’s Exhibit 7 corrobo
rates Schraeder’s testimony in this regard. In a discussion with
Castellano, the latter, according to Schraeder, told him he could
have his meeting with employees on September 6. Schraeder
did in fact meet with employees on September 6. Schraeder
recalled that just prior to the meeting, he asked Castellano if he
(Castellano) had to be present, and Castellano said yes, that he
wanted to be there (Tr. 63). Castellano denies that Schraeder
asked him to leave, and instead claims that he offered to leave
but his employees said it was not necessary for him to do so.
Schraeder denies that Castellano ever asked employees during
that meeting if they cared whether he remained or not.
I credit Schraeder over Castellano regarding the above
events. From a demeanor standpoint, Schraeder was more con
vincing and, in my view, testified in an honest and forthright
manner. Castellano, on the other hand, was not a very believ
able witness both from a demeanor standpoint, and from incon
sistencies in his testimony. Castellano, as noted, was plain
wrong in asserting that Schraeder met with employees on Au-
gust 31, for the tape recorded message left by his secretary on
Schraeder’s answering machine contradicted him on this point,
and, as further noted, supported Schraeder’s claim that he met
with employees after the August 31, vote, and not before. Ac
cordingly, I credit Schraeder over Castellano and accept his
version of events over Castellano’s where they conflict.
On August 31,14 the Respondent conducted its election
which resulted in a vote against unionization. Namlick, who
12 Castellano explained that he holds meetings with employees once
or twice a month.
13 Castellano’s claim, that he invited Schraeder to meet with his em
ployees (Tr. 28), conflicts with his prior assertion that Schraeder had
asked for the meeting (Tr. 24–25).
14 There is some confusion in the record as to whether the election
was held on August 31, or September 1. Schraeder testified that to his
knowledge, and based on reports he received from employees, the
worked for Respondent from 1999 to January 2001, testified
that when he and other employees returned to the shop at the
end of that day from an out-of-town job, Castellano met with
them and told them an election was about to be held to decide
whether or not employees wished to be represented by the Un
ion. Contrary to Castellano’s claim that he advised employees
they did not have to vote if they did not want to, Namlick testi
fied that Castellano never gave any such instruction. I credit
Namlick over Castellano and find that employees were not told
they were free not to vote.
Namlick further claims that during that meeting and before
the actual voting got under way, Castellano announced they
would all be getting raises comparable or close to union scale.
Namlick claims that Castellano stated that “he was going to
give us all raises if we didn’t go union because if we did go
union we would have gotten them anyway.” Although Namlick
understood Castellano’s comments to mean that employees
would be receiving raises regardless of how the vote turned out,
his further claim in his testimony, that “we all got raises if we
were to stay non-union,” suggests his belief that Castellano was
granting them the increase in the hope that employees would
reciprocate the favor by voting not to unionize. (Tr. 72, 73.)
During the actual balloting, Castellano, according to Namlick,
stood about fifteen feet from the voting site. Namlick recalled
that after marking their ballots, each employee folded the ballot
in different ways and placed it in the ballot box.15
Castellano admitted being able to see employees at the vot
ing site but claims he was approximately 45–60 feet from
where employees actually voted and could not see how em
ployees marked or folded their ballots (Tr. 108–109). He fur
ther denied telling employees prior to the election that they
would be receiving wage increases if they stayed nonunion, but
admits that approximately two-thirds of his employee comple
ment did in fact receive “significant” wage increases ranging
from $1 to $4 an hour 2 weeks after the election. Castellano’s
explanation for the wage increases was contradictory and con-
fusing. Thus, while he initially testified that about one-third of
his work force was up for a raise around the date of the election
(Tr. 25–26), he subsequently stated that a majority of his em-
election was conducted on August 31. Leonard Namlick, a former
employee, likewise testified that the election was held August 31,
claiming that he recalls the date because he was celebrating a birthday
that day. The ballots themselves, however, are dated September 1 (see
R. Exh. 8). Castellano testified, with a bit of uncertainty, that he be
lieved the election was held on September 1, because, according to his
recollection, August 31, was when Schraeder purportedly met with his
employees. Castellano, however, was wrong about Schraeder meeting
with employees on August 31, for Schraeder, as noted, credibly testi
fied that that meeting was canceled, a claim corroborated by the mes
sage left by Castellano’s secretary on Schraeder’s answering machine.
I credit Schraeder and Namlick and find that Castellano conducted the
election on August 31. While the ballots are dated September 1, I find
it more likely than not that the ballots were prepared in advance of that
date in anticipation that the election would be held on September 1, but
that, for reasons unknown, the election was moved up 1 day to August
31. This might very well explain why Schraeder’s meeting with em
ployees scheduled for August 31, was suddenly called off.
15 A review of R. Exh. 8 corroborates Namlick’s claim that employ
ees folded their ballots in different ways.
464
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
ployees were due raises immediately following the election,
and that only one-third were eligible for raises prior to the elec
tion (Tr. 29). When asked if it was company policy to grant
employees performance raises once a year, Castellano testified
that that was “usually the minimum,” then added that “there is
not an exact one year period,” and finally stated that the timing
of the raises was based solely on his discretion (Tr. 29). Castel
lano further testified that he had given out raises “anywhere
from two months to six months” before the mid-September
increases, and explained that he gives out raises often because
he doesn’t “want to lose” good employees. As to the raises
given to employees after the election, Castellano at first sug
gested that they “could have been promised weeks . . . or a
month” prior to their being granted. However, when asked if
he recalled promising to give two-thirds of his employees wage
increases in the above-specified amounts by September 18,
when the raises took effect, Castellano stated he had not done
so.
I credit Namlick over Castellano and find that Castellano did
tell employees just prior to the election that they were going to
receive raises comparable or close to union scale if they voted
not to go union.16 The Union, as noted, lost the election, and
some two weeks later, on or about September 18, the Respon
dent granted what Castellano admits were “significant” wage
increases to two-thirds of its employees. There is no evidence
to show that the granting of these wage increases on September
18, was in keeping with some company policy or pattern, or
consistent with an established past practice, or that employees
were expecting, or had been told, at any time prior to the time
Castellano made his above remark, that they would be receiv
ing such increases. Castellano, in fact, testified that the timing
and amounts of such increases were matters left up to his own
discretion.
B. Discussion
1. The 8(A)(1) allegations
a. Interrogation
The General Counsel contends, and I agree, that the Respon
dent unlawfully interrogated Hozlock during his job interview
when Castellano asked Hozlock how he felt about the Union.
The standard for determining whether an interrogation is coer
cive is “whether under all the circumstances the interrogation
reasonably tends to restrain, coerce, or interfere with rights
guaranteed by the Act.” Rossmore House, 269 NLRB 1176
(1984); also Sunnyvale Medical Clinic, 277 NLRB 1217
(1985). The Board, however, has also held that the questioning
of a job applicant regarding his union preference during the
course of a job interview is inherently coercive and unlawful
even when the applicant is hired. Electro-Tec, Inc., 310 NLRB
131, 134 (1993); see also Merit Contracting, Inc., 333 NLRB
562, 576 (2001) and Challenge-Cook Bros., 288 NLRB 387,
16 The Respondent, it should be noted, has apparently accepted Nam
lick’s claim in this regard over Castellano’s denial that he discussed
wages with employees prior to the election for, on brief, the Respon
dent relies on Namlick’s version to support its argument that the post-
election wage increases were lawful. (R. Br. 4, 10).
397 (1988). The Board reasons that under the “totality of cir
cumstances” test, a job applicant questioned about his union
sympathies during the job interview “may understandably fear
that any answer he might give to questions about union senti
ments may well affect his job prospects.” Smith & Johnson
Construction Co., 324 NLRB 970, 980 (1997); Active Trans
portation, 296 NLRB 431 fn. 3 (1989); Challenge-Cook Bros.,
supra. The Respondent has produced no evidence, other than
Castellano’s rejected general denial that job applicants were
questioned about their union sympathies, to show that it had
some legitimate reason for asking Hozlock how he felt about
the Union. Accordingly, I find that Castellano’s interrogation
of Hozlock was coercive and violated Section 8(a)(1) of the
Act, as alleged.
b. The promise of wage increases
The General Counsel further contends that the promise of a
wage increase to employees just prior to the Respondent’s Au-
gust 31, election was unlawful. I agree. It is well settled that
an employer’s promising of increased wages or benefits in or
der to dissuade employees from supporting a union is violative
of Section 8(a)(1) of the Act. McCarty Processors, 292 NLRB
359, 364 (1989); Churchill Supermarkets, 285 NLRB 138
(1987). It is patently clear from Namlick’s credited testimony
that the Respondent did just that when, just prior to holding the
August 31 election, Castellano told employees they would be
getting a wage increase if they voted against the Union. Given
its timing just prior to the unlawful election called by Castel
lano, the latter’s promise to employees of a wage increase was
on its face intended, and would reasonably have been under-
stood by employees to be, solely for the purpose of dissuading
employees from supporting the Union. Castellano’s remark
was therefore coercive and a violation of Section 8(a)(1). L. H.
& J. Coal Co., 228 NLRB 1091, 1094–1095 (1977). That
Namlick may have understood Castellano to mean that employ
ees would receive the wage increase regardless of how they
voted does not negate such a finding, for the Board applies an
“objective,” not a “subjective,” standard in determining
whether an employer’s conduct can reasonably be said to have
interfered with the free exercise of employee rights. C.P. Asso
ciates, Inc., 336 NLRB No. 12 (slip op. at fn. 2) (2001); Medi
care Associates, Inc., 330 NLRB 935, 940 fn. 17 (2000). Thus,
under the “objective” test, the Board, in making that assess
ment, does not take into account either the motive of the em
ployer or the actual impact of the conduct on the employee.
Medicare, supra. Accordingly, the Respondent’s claim that
Castellano’s statement was not unlawful because Namlick may
not have been coerced by it is rejected.
c. The August 31 poll
The General Counsel also contends, and I agree, that the
election held among employees by Respondent on August 31,
was unlawful. The Board has held that, absent unusual circum
stances, the polling of employees by an employer will violate
Section 8(a)(1) unless the following safeguards are observed:
(1) the purpose of the poll is to determine the truth of a union’s
claim of majority, (2) this purpose is communicated to the em
ployees, (3) assurances against reprisal are given, (4) the em-
LACKAWANNA ELECTRICAL CONSTRUCTION
465
ployees are polled by secret ballot, and (5) the employer has not
engaged in unfair labor practices or otherwise created a coer
cive atmosphere. Struksnes Construction Co., 165 NLRB 1062,
1063 (1967); See also Allegheny Ludlum Corp., 333 NLRB
734, 737 (2001), citing Struksnes , supra. The burden of estab
lishing that all the Struksnes safeguards were complied with is
on the Respondent. Heck’s, Inc., 174 NLRB 951 (1969). A
failure to comply with just one of the Struksnes requirements is
sufficient to render the election unlawful. American National
Insurance Co., 281 NLRB 713 (1986); Ravenswood Electron
ics Corp., 232 NLRB 609, 615 (1977). The Respondent, I find,
has not met that burden here.
First, Castellano’s own confusing and contradictory testi
mony, and the August 29, tape recorded message he left on
Schraeder’s answering machine, make patently clear that Cas
tellano did not conduct the August 31, election for the purpose
of testing any claim of majority status made by the Union.17
For example, Castellano, as noted, testified that no one particu
lar thing prompted him to conduct the election, that he simply
“wanted to see how the company felt and the way they [em
ployees] wanted to go.” Yet, elsewhere in his testimony, Cas
tellano claimed that he decided to hold an election after
“probably two or three [employees] came up and said we
should just have a vote.” However, he subsequently backed off
this latter explanation by stating that he could not “honestly say
that’s why or what made me do it,” and that he “just felt that it
was the only way that I could really, without overstepping my
bounds or wanting to put pressure on them, just let them take an
anonymous vote.” He lastly claimed to have told employees
that he was holding the election because he was considering
becoming a signatory contractor with the Union but first
wanted to get the employees’ opinion on whether they wished
to have union representation. Finally, in his August 29, tape-
recorded message, Castellano, as noted, told Schraeder that
while he intended to enter into an agreement with the Union, he
nevertheless wanted to hold an election so that employees
would “feel good” about his decision. As evident from the
above undisputed facts, at no time did Castellano ever claim
that the election was conducted because of doubts he may have
had that the Union enjoyed majority support among his em
ployees. In fact, the statements he left on Schraeder’s answer
ing machine on August 29, suggests quite the contrary, for they
show that Castellano believed the Union had majority support
and that the election he wanted to have was intended as a mere
formality to make employees feel good, not as a test of the
Union’s majority status. Consequently, the August 31 poll fails
to satisfy the first Struksnes criteria since the Respondent has
17 The General Counsel’s assertion that the Union never claimed to
represent a majority of Respondent’s employees is not entirely accu
rate, for the “Agreement for Voluntary Recognition” which Schraeder
presented to Castellano for signature together with the “Letter of As-
sent” contains the following language: “The Union claims, and the
Employer acknowledges and agrees, that a majority of its employees
has authorized the Union to represent them in collective bargaining.”
Such language, I find, constitutes a sufficient claim of majority status
under Struksnes.
neither alleged nor shown that its purpose was to test the Un
ion’s claim of majority support.18
The election falls short of satisfying the Struksnes require
ments in other respects. There is, for example, no evidence that
Castellano provided employees with assurances against repri
sals. Further, as credibly testified by Hamlick, employees were
never told that they were free to refrain from voting. The fail
ure to provide employees with such assurances or to advise
them that they were free not to vote could reasonably have led
employees to believe that voting was mandatory, and that their
failure to do so would be noticed by, and possibly bring reper
cussions from, Castellano who, as noted, had positioned him-
self some fifteen feet from the polling place and could observe
who voted, and who did not. In this regard, Castellano’s obser
vation of employees as they took turns voting denied employ
ees of the privacy required to satisfy the Struksnes “secret bal
lot” criteria. See Eagle Comtronics, Inc., 263 NLRB 515, 522
(1982).
Finally, the election was not conducted in an atmosphere free
of unfair labor practices or coercion for just prior to the actual
balloting, Castellano, as found infra, unlawfully and in viola
tion of Section 8(a)(1), promised employees a wage increase if
they voted against the Union. The above facts, and in particular
Respondent’s promise to give employees a wage increase if
they voted against the Union, leads me to believe that Castel
lano’s intent in holding the election was to undermine, not test,
the Union’s claim of majority support. As recently pointed out
in Public Service Co., of Oklahoma (PSO), 334 NLRB 487
(2001), “an employer may not initiate a poll of employee sen
timents in an attempt to create—as opposed to confirm—a good
faith doubt of the union’s continuing majority support among
employees.” Whatever may have motivated Castellano to con-
duct an election, it is patently clear that the election did not
satisfy the Struksnes standards, rendering it unlawful and in
violation of Section 8(a)(1).
2. The 8(A)(3) allegations
a. The refusal to hire or to consider for hire allegation
The complaint, as noted, alleges that the Respondent unlaw
fully refused to hire or to consider for hire alleged discrimina
tees Schraeder, Casparro, Cecci, Trygar, Hartman, and Burns
because of their membership in the Union. In FES (A Division
of Thermo Power), 331 NLRB 9 (2000), the Board held that in
order to establish a discriminatory refusal to hire, the General
Counsel, consistent with the allocation of burdens set forth in
Wright Line, 251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st
Cir. 1981), cert. denied 455 U.S. 989 (1982), must first show
that (1) the respondent was hiring, or had concrete plans to hire,
18 While, as pointed out by the Respondent on brief (R. Br. 9), the
election occurred within a day or so of the Union’s claim of majority
support, it does not necessarily follow that the purpose of the election
was to test that claim. As noted, Castellano in his testimony never cited
the Union’s claim of majority status as a reason for holding the elec
tion. Nor, is there anything in Castellano’s testimony to indicate that he
informed employees about the Union’s claim of majority support, or
that he explained to employees that he had decided to conduct an elec
tion to test that claim, as is required under the second Struksnes criteria.
466
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
at the time of the alleged unlawful conduct; (2) that the appli
cants had experience or training relevant to the announced or
generally known requirements of the positions for hire, or in the
alternative, that the employer has not adhered uniformly to such
requirements, or that the requirements were themselves pretex
tual or were applied as a pretext for discrimination; and (3) that
antiunion animus contributed to the decision not to hire the
applicants. If the General Counsel makes such a showing, the
burden shifts to the respondent to show that it would not have
hired the applicants, or considered them for hire, even in the
absence of their union activity or affiliation. FES, supra at 10.
Here, the facts, as previously discussed, clearly show, and
the Respondent does not contend otherwise, that all six alleged
discriminatees submitted applications at a time when the Re
spondent was adding electricians to its work force. The facts,
as noted, further show, and the Respondent again does not dis
pute, that all six applicants had the necessary training and ex
perience relevant to positions for which the Respondent was
hiring. Nor does the Respondent contend that it was unaware
that the alleged discriminatees were somehow connected to the
Union or to some other labor organization. There is, in any
event, sufficient evidence from which such knowledge can
reasonably be imputed to the Respondent.
As to Schraeder, the Respondent, as noted, clearly knew of
his Union affiliation by virtue of Castellano’s March conversa
tion with Schraeder. Castellano’s admission that he did not hire
Casparro for the same reason he did not hire Schraeder, because
Respondent was purportedly not permitted to hire Local 81
electricians, establishes that Respondent knew that Casparro
was somehow affiliated with the Union. Castellano’s further
admission, that he would not have hired alleged discriminatees
Hartman and Cecci because their applications purportedly
showed they were “participating and working” with Local 81,
makes clear that the Respondent knew Hartman and Cecci were
supporters of, or affiliated with, the Union.
Although no similar admissions were made by Castellano to
show that he knew that Trygar and Burns were union support
ers, Castellano, as noted, did admit that he did not hire or con
sider hiring any job applicant whose application suggested
membership in the Union. As noted, neither Trygar’s nor
Burns’ application expressly identified them as Local 81 mem
bers. However, their applications, as further noted, did contain
information which would have reasonably led Castellano to
believe that Trygar and Burns might somehow be involved with
the Union. Trygar, for example, listed Flanagan as a personal
reference, and Burns served 5 years in an IBEW apprenticeship
program, was employed by Local 81 as a journeyman electri
cian, and listed Flanagan, Schraeder, and union treasurer Arcuri
as personal references. The Respondent does not contend, nor
is there anything in Castellano’s testimony to indicate, that
Trygar’s or Burns’ applications were not reviewed by Castel
lano. Given these facts, I am convinced that Castellano did
review Trygar’s and Burns’ applications and that, in doing so,
assumed from the above-described information found in their
applications that they were, at a minimum, supporters if not
members of Local 81.
Finally, I am convinced that the Respondent’s decision not to
hire any of the 6 alleged discriminatees was motivated by anti-
union animus. Evidence of Respondent’s animus and hostility
towards the Union and its supporters is readily apparent from
its decision, 1 week before receiving most of the alleged dis
criminatees’ job applications, to summarily dismiss employee
Quirk because the latter was noncommittal when asked by Cas
tellano what he intended to do about the Union, from Castel
lano’s further questioning of employees Kellaher and Benzele
ski on whether they had signed up with the Union, from Castel
lano’s threat to sue them if they signed anything, from his
threat to discharge Kellaher if he even thought about signing up
with the Union, from Castellano’s discharge of Benzeleski
because the latter admitted he had applied for membership in
the Union, and from his comments to Benzeleski that Respon
dent would give the Union a war if it wanted one. While none
of these incidents were alleged in this case to be violations of
the Act, they nevertheless reveal, clearly and unambiguously,
the extent of Respondent’s hostility and animus towards the
Union, and the lengths to which it would go to avoid becoming
unionized. See Kanawha Stone Co., 334 NLRB 235 (2001).19
Respondent’s antiunion animus is also evident from the unlaw
ful poll it took of its employees on August 31, from its unlawful
promise to give employees a wage increase if they voted
against the Union, and from its subsequent unlawful grant of
such an increase to employees two weeks after the election, all
of which, as noted, were found to be violations of the Act.
The Respondent, however, contends that its refusal to hire,
or to consider for hire, the six alleged discriminatees was
prompted not by antiunion animus, but rather by Schraeder’s
alleged insistence during the latter’s March conversation with
Castellano that the Respondent could not hire any union appli
cants for employment unless it had a signed contract with the
Union. The Respondent’s claim in this regard is without merit
for, as found above, Castellano’s version of his conversation
with Schraeder was not credible. Rather, as further found,
Schraeder never told Castellano that he was prohibited from
hiring union members either on the St. Anne’s Basilica job, or
on other projects, without a union contract. Nor do I find it
likely that Schraeder would have applied, or permitted other
union members to apply, for work with Respondent if he indeed
had told Castellano, as claimed by the latter, that union mem
bers were prohibited from working for Respondent without a
contract.
The Respondent, in any event, would not prevail even if I
were to believe Castellano’s claim of being told by Schraeder
that he could not hire union members without first entering into
an agreement with the Union, for while the job applications of
these five discriminatees show that each went through the Un
ion’s apprenticeship program and may have been acquainted
with union officials, they do not, as previously noted, specifi
cally identify the discriminatees as members of the Union.
While Castellano could reasonably suspect from their involve-
19 In Kanawha, the Board upheld the judge’s reliance on conduct that
did not independently violate the Act to support a finding of animus.
The Board, citing Meritor Automotive, Inc., 328 NLRB 813 (1999),
stated that “conduct that exhibits animus but that is not independently
alleged or found to violate the Act may nevertheless be used to shed
light on the motive for other conduct that is alleged to be unlawful.”
LACKAWANNA ELECTRICAL CONSTRUCTION
467
ment in the JATC program and their listing of union officers as
personal references that the applicants were somehow involved
or connected with the Union, he would not be able to tell from
those facts alone that the applicants were in fact union mem
bers. There is, in this regard, no record evidence to show that
membership in the Union was a prerequisite for participation in
JATC or, if so, whether following completion of the program
these applicants retained their membership status.20 Likewise,
the fact that the applicants may have known or been acquaint
ances of Schraeder or Flanagan does not establish that they
were union members. Thus, even if Castellano was told by
Schraeder that he could not hire union members without a con-
tract, Castellano would not have been justified in refusing to
hire or to give hiring consideration to Casparro, Cecci, Trygar,
Hartman, and Burns as he could not have known from a mere
perusal of their applications if these five discriminatees were
union members prohibited from employment under Schraeder’s
alleged hiring ban.
However, Castellano, as previously found, was not a credible
witness, and his claim that Schraeder prohibited him from hir
ing union members is rejected. I find instead that the Respon
dent’s refusal to hire or to consider hiring Schraeder, Casparro,
Cecci, Trygar, Hartman, and Burns was motivated not by any
restriction imposed on it by the Union, but rather by its own
demonstrated animosity towards the Union and its supporters.
Having failed to present any credible evidence to rebut the
General Counsel’s prima facie case, the Respondent’s refusal to
hire the six named discriminatees, or to consider them for hire,
is therefore found to have violated Section 8(a)(3) and (1) of
the Act.21
20 There may be any number of reasons, including a failure to pay
dues or to otherwise remain in good standing with the Union, or a relo
cation outside the Union’s jurisdiction, why a union member might lose
or relinquish his or her union membership.
21 The Respondent’s claim that Schraeder and Casparro were not
bona fide job applicants under Sunland Construction Co., 309 NLRB
1224 (1992), is without merit, and its reliance on Sunland misplaced.
In Sunland, the Board found that an employer had a substantial and
legitimate business justification for refusing to hire, during the course
of a strike, a paid union organizer as a strike replacement because the
goal of the Union and its agent, the paid union organizer, during the
strike of persuading employees not to work was inimical to, and in
conflict with, the employer’s goal of resisting the strike by continuing
production. Thus, the Board in Sunland held that the employer had
shown the existence of “disabling conflict” between it and the union
during the course of an economic strike justifying its refusal to hire the
paid union organizer during as a strike replacement. See Aztech Elec
tric Co., 335 NLRB 260, 264 (2001). Here, unlike in Sunland, the
Respondent’s refusal to hire Schraeder or Casparro did not occur during
a strike situation. More importantly, Castellano never cited the exis
tence of a “disabling conflict” as a reason for not hiring Schraeder or
Casparro. Rather, his sole defense was that Schraeder had told him he
was not permitted to hire Union members, a claim I have rejected. As
the Board noted in Aztech, supra at 265, a respondent must prove not
only that a disabling conflict existed, but also that it actually did rely on
this conflict with respect to the alleged discriminatory actions in this
case. The Respondent here has failed on both counts.
b. The September wage increases
The complaint alleges, and I agree, that the wage increases
unlawfully promised to employee just prior to Respondent’s
unlawful August 31, election, and granted some 2 weeks later,
also violated Section 8(a)(3) and (1) of the Act.
The mid-
September wage increases, as noted, were not part of any com
pany policy or pattern, nor consistent with any established past
practice. Further, there is no credible evidence to show that,
except for the unlawful promise made to employees to grant
them a wage increase if they voted against the Union, the Re
spondent had planned to give employees raises in mid-
September. The only evidence in this regard is Castellano’s
dubious and conflicting claim that because he probably had “a
third” of his company that was “up for raises” around the time
of the election, “we decided that it’s better for me just to go
through and give our raises incrementally.” (Tr. 25.) He never
explained when that decision was made, or why he granted
wages to two-thirds of his employees when presumably only
one-third were eligible to receive them. Castellano, as noted,
further admits that those employees who were given raises
beginning in mid-September were never told beforehand that
they would be receiving them. Indeed, the only notification
given of future raises was, as noted, Castellano’s general
unlawful announcement to all employees just prior to the elec
tion that they could expect wage increases if they voted against
the Union. By carrying through with its unlawful announce
ment and increasing employee wages shortly thereafter, the
Respondent, I find, was not only rewarding employees for vot
ing against the Union, but also conveying the message that they
could expect better treatment without the Union. For the
above-stated reasons, I find that the mid-September wage in-
creases were unlawfully motivated and intended to discourage
employee support for the Union and, therefore, violated Section
8(a)(3) and (1) of the Act. See Parts Depot, Inc., 332 NLRB
670, 702–703 (2000); Dealers Mfg. Co., 320 NLRB 947, 949
(1999); DTR Industries, 311 NLRB 833, 835 (1993); Aircraft
Plating Co., 213 NLRB 664, 673 (1974).
CONCLUSIONS OF LAW
1. The Respondent is an employer engaged in commerce
within the meaning of Section 2(6) and (7) of the Act.
2. The Union is a labor organization within the meaning of
Section 2(5) of the Act.
3. The Respondent violated Section 8(a)(1) of the Act by in
terrogating employee applicant Mark Hozlock about his union
sympathies, by unlawfully polling employees on August 31,
2000, and by promising employees wage increases if they voted
against the Union.
4. The Respondent violated Section 8(a)(3) and (1) of the
Act by refusing to hire or to consider for hire applicants Rich
ard Schraeder, Paul Casparro, Martin Cecci, Gerald Trygar,
Patrick Hartman, and Thomas Burns because of their affiliation
with the Union, and by granting employees wage increases in
order to discourage support for the Union.
5. The above unfair labor practices affect commerce within
the meaning of Section 2(6) and (7) of the Act.
468
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
REMEDY
Having found that the Respondent has engaged in certain un
fair labor practices, I find that it must be ordered to cease and
desist and to take certain affirmative action designed to effectu
ate the policies of the Act.22
To remedy its discriminatory refusal to hire job applicants
Schraeder, Casparro, Cecci, Trygar, Hartman, and Burns, the
Respondent shall be ordered to, within 14 days from the date of
the Order, offer them employment to the positions for which
they would have been hired but for its unlawful conduct. Fur
ther, the Respondent will be required to make Schraeder, Cas
parro, Cecci, Trygar, Hartman, and Burns whole for any loss of
earnings and other benefits suffered as a result of the discrimi
nation against them in the manner prescribed in F. W. Wool-
worth Co., 90 NLRB 289 (1950), with interest as prescribed in
New Horizons for the Retarded, 283 NLRB 1173 (1987). The
Respondent will also be required to, within 14 days from the
date of the Order, remove from its files any reference to its
unlawful refusal to hire or to consider for hire Schraeder, Cas
parro, Cecci, Trygar, Hartman, and Burns, and to, within 3 days
thereafter, notify them in writing that it has done so and that the
actions taken against them will not be used against them in any
way. Finally, the Respondent will be ordered to post an appro
priate notice.
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended23
ORDER
The Respondent, Lackawanna Electrical Construction, Inc.,
Taylor, Pennsylvania, its officers, agents, successors, and as-
signs, shall
1. Cease and desist from
(a) Coercively interrogating job applicants about their union
support or activities.
(b) Unlawfully polling its employees to determine their un
ion sympathies.
(c) Promising, and thereafter granting, employees wage in-
creases in order to dissuade them from supporting the Union.
(d) Refusing to hire or to consider for hire applicants for em
ployment because of their membership in, or support for, the
Union.
(e) In any like or related manner interfering with, restraining,
or coercing employees in the exercise of the rights guaranteed
them by Section 7 of the Act.
2. Take the following affirmative action necessary to effec
tuate the policies of the Act.
(a) Within 14 days from the date of this Order, offer Richard
Schraeder, Paul Casparro, Martin Cecci, Gerald Trygar, Patrick
22 Nothing in this decision, however, shall be construed as requiring
the Respondent to withdraw the wage increases that were unlawfully
granted to employees. Sewell-Allen Big Star, Inc., 294 NLRB 312, 319
(1989).
23If no exceptions are filed as provided by Sec. 102.46 of the Board’s
Rules and Regulations, the findings, conclusions, and recommended
Order shall, as provided in Sec. 102.48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur
poses.
Hartman, and Thomas Burns instatement to the positions for
which they applied or, if those positions no longer exist, to
substantially equivalent positions, without prejudice to their
seniority or any other rights or privileges.
(b) Make Richard Schraeder, Paul Casparro, Martin Cecci,
Gerald Trygar, Patrick Hartman, and Thomas Burns whole for
any loss of earnings and other benefits suffered as a result of
the unlawful discrimination against them, in the manner set
forth in the remedy section of the decision.
(c) Within 14 days from the date of the Order, remove from
its files any reference to the unlawful refusal to hire or to con
sider for hire Richard Schraeder, Paul Casparro, Martin Cecci,
Gerald Trygar, Patrick Hartman, and Thomas Burns, and within
3 days thereafter notify them in writing that it has done so and
that the refusal to hire will not be used against them in any way.
(d) Preserve and, within 14 days of a request, make available
to the Board or its agents for examination and copying, all pay-
roll records, social security payment records, timecards, per
sonnel records and reports, and all other records, including an
electronic copy of the records if stored in electronic form, nec
essary to analyze the amount of backpay due under the terms of
this Order.
(e) Within 14 days after service by the Region, post at its fa
cility in Taylor, PA copies of the attached notice marked “Ap
pendix.”
24 Copies of the notice, on forms provided by the Re
gional Director for Region 4, after being signed by the Respon
dent’s authorized representative, shall be posted by the Re
spondent immediately upon receipt and maintained for 60 con
secutive days in conspicuous places including all places where
notices to employees are customarily posted. Reasonable steps
shall be taken by the Respondent to ensure that the notices are
not altered, defaced, or covered by any other material. In the
event that, during the pendency of these proceedings, the Re
spondent has gone out of business or closed the facility in
volved in these proceedings, the Respondent shall duplicate and
mail, at its own expense, a copy of the notice to all current em
ployees and former employees employed by the Respondent at
any time since May 10, 2000.
(f) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
24 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na
tional Labor Relations Board” shall read “Posted Pursuant to a Judg
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”