337 NLRB 75
U.S. Extrusions & Steel Corp.
1
NOTICE: This opinion is subject to formal revision before publication in the
bound volumes of NLRB decisions. Readers are requested to notify the Ex
ecutive Secretary, National Labor Relations Board, Washington, D.C.
20570, of any typographical or other formal errors so that corrections can
be included in the bound volumes.
U.S. Extrusions & Steel Corp. and United Steelwork
ers of America, AFL–CIO, CLC, Local Union
4564-06. Cases 8–CA–32684 and 8–CA–32833
May 13, 2002
DECISION AND ORDER
BY CHAIRMAN HURTGEN AND MEMBERS LIEBMAN
AND BARTLETT
The General Counsel in this case seeks summary
judgment on the ground that the Respondent has failed to
file an answer to the complaint. United Steelworkers of
America, AFL–CIO, CLC, Local Union 4564-06, the
Union, filed the charge in Case 8–CA–32684 on August
20, 2001.
The Union filed the charge and amended
charge in Case 8–CA–32833 on October 10 and Decem
ber 18, 2001, respectively. Upon these charges, the Ge n
eral Counsel issued the Order consolidating cases, con
solidated complaint and notice of hearing on January 31,
2002, against U.S. Extrusions & Steel Corp., the Re
spondent, alleging that it has violated Section 8(a)(1) and
(5) of the Act. The Respondent failed to file an answer.
On March 7, 2002, the General Counsel filed a Motion
for Summary Judgment with the Board. On March 11,
2002, the Board issued an order transferring the proceed
ing to the Board and a Notice to Show Cause why the
motion should not be granted. The Respondent filed no
response. The allegations in the motion are therefore
undisputed.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
Ruling on Motion for Summary Judgment
Sections 102.20 and 102.21 of the Board’s Rules and
Regulations provide that the allegations in the complaint
shall be deemed admitted if an answer is not filed within
14 days from service of the complaint, unless good cause
is shown. In addition, the complaint affirmatively notes
that, unless an answer is filed within 14 days of service,
all the allegations in the complaint will be considered
admitted. Further, the undisputed allegations in the Mo
tion for Summary Judgment disclose that the Region, by
letter dated February 20, 2002, notified the Respondent
that, unless an answer was received by February 27,
2002, a Motion for Summary Judgment would be filed.
In the absence of good cause being shown for the fail
ure to file a timely answer, we grant the General Coun
sel’s Motion for Summary Judgment.
On the entire record, the Board makes the following
FINDINGS OF FACT
I. JURISDICTION
At all material times, the Respondent, an Ohio corpo
ration, with an office and place of business in Girard,
Ohio, has been engaged in the manufacture of tools and
dies. Annually, the Respondent, in conducting its busi
ness operations described above, sells and ships from its
Girard, Ohio facility goods valued in excess of $50,000
directly to points outside the State of Ohio.
We find that the Respondent is an employer engaged
in commerce within the meaning of Section 2(2), (6), and
(7) of the Act and that the Union is a labor organization
within the meaning of Section 2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
The following employees of the Respondent (the unit),
constitute a unit appropriate for the purposes of collec
tive bargaining within the meaning of Section 9(b) of the
Act:
All full-time and regular part-time production, mainte
nance and non-confidential clerical employees em
ployed by the Employer at its 1110 Trumbull Avenue,
Girard, Ohio facility, including lay-out men, lathe op
erators, mill operators/solid, hollow die men, hollow
die grinders, mill solid and hollow die, flox (EDM),
heat treat, 3rd class machinists, 3rd class lathe opera-
tors, CNC lathe operators, wiremen, programmers, util
ity employees, and laborers, but excluding confidential
employees, and all professional employees, guards and
supervisors as defined in the Act.
Since about August 15, 1998, and at all material times,
the Union has been the designated exclusive collective-
bargaining representative of the unit, and has been rec
ognized as the representative by the Respondent. This
recognition has been embodied in successive collective-
bargaining agreements between the Union and the Re
spondent, the most recent of which was effective from
August 15, 1998, to August 15, 2001. At all times since
August 15, 1998, based on Section 9(a) of the Act, the
Union has been the exclusive collective-bargaining rep
resentative of the unit.
On about August 14 and 15, 2001, the Respondent and
the Union met for the purposes of collective bargaining
with respect to wages, hours, and other terms and condi
tions of employment of the unit. Since August 15, 2001,
the Respondent has failed and refused to meet and bar-
gain with the Union as the exclusive collective-
bargaining representative of the unit.
During the period August 14, 2001, to January 31,
2002, the Respondent engaged in the following conduct:
i. regressive bargaining during negotiations on
August 14 and 15, 2001;
ii. demanded significant concessions in a “take it
or leave it” manner;
337 NLRB No. 75
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DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
iii. refused to respond to additional requests for
bargaining; and
iv. through it[s] agent, Papiernik, stated that, “it
saw no need for a union at the plant” and “its em
ployees did not want a union.”
Since about May 3, 2001, the Union, by letter, has re-
quested that the Respondent furnish it with the following
information:
i. The premium cost of pension benefits for Unit
employees;
ii. The amount paid into the pension program an
nually since the previous negotiations; and
iii. The total amount of money presently held in
the pension fund.
This information is necessary for, and relevant to, the
Union’s performance of its duties as the exclusive collec
tive-bargaining representative of the unit. Since about
May 3, 2001, the Respondent has failed and refused to
furnish the Union with the information.
Since about August 20, 2001, the Union, by letter, has
requested that the Respondent furnish it with the infor
mation described in exhibit A to the complaint. This
information is necessary for, and relevant to, the Union’s
performance of its duties as the exclusive collective-
bargaining representative of the unit. Since August 20,
2001, the Respondent has failed and refused to furnish
the Union with the information.
Sometime around September 21, 2001, the exact date
being unknown, the Respondent unilaterally and unlaw
fully changed the unit employees’ health insurance bene
fits.
Sometime around September 21, 2001, the exact
date being unknown, the Respondent unilaterally and
unlawfully eliminated the unit employees’ sickness and
accident benefits. These subjects relate to wages, hours,
and other terms and conditions of employment of the
unit, and are mandatory subjects for the purposes of col
lective bargaining. The Respondent engaged in this con-
duct without prior notice to the Union and without af
fording the Union an opportunity to bargain with the
Respondent with respect to this conduct and its effects on
the unit.
By its overall conduct, the Respondent has failed and
refused to bargain in good faith with the Union as the
exclusive collective-bargaining representative of the unit.
By the conduct described above, the Respondent has
been failing and refusing to bargain collectively and in
good faith with the exclusive collective-bargaining repre
sentative of its employees within the meaning of Section
8(d) of the Act, in violation of Section 8(a)(1) and (5) of
the Act.
CONCLUSIONS OF LAW
1. By failing and refusing since about August 15,
2001, to meet and bargain with the Union as the exclu
sive collective-bargaining representative of the unit, the
Respondent has engaged in unfair labor practices affect
ing commerce within the meaning of Section 8(a)(1) and
(5) and Section 2(2), (6), and (7) of the Act.
2. By its overall conduct, including the conduct listed
below during the period August 14, 2001, to January 31,
2002, the Respondent has failed and refused to bargain in
good faith with the Union and thereby engaged in unfair
labor practices affecting commerce within the meaning
of Section 8(a)(1) and (5) and Section 2(2), (6), and (7)
of the Act:
i. regressive bargaining during negotiations on
August 14 and 15, 2001;
ii. demanding significant concessions in a “take
it or leave it” manner;
iii. refusing to respond to additional requests for
bargaining; and
iv. through it[s] agent, Papiernik, stating that, “it
saw no need for a union at the plant” and “its em
ployees did not want a union.”
3. By failing and refusing to furnish the Union with re-
quested information that is necessary for, and relevant to,
its duties as the exclusive collective-bargaining represen
tative of the unit, the Respondent has engaged in unfair
labor practices affecting commerce within the meaning
of Section 8(a)(1) and (5) and Section 2(2), (6), and (7)
of the Act.
4. By unilaterally changing the unit employees’ health
insurance benefits, and unilaterally eliminating the unit
employees’ sickness and accident benefits, without giv
ing the Union notice and an opportunity to bargain, the
Respondent has engaged in unfair labor practices affect
ing commerce within the meaning of Section 8(a)(1) and
(5) and Section 2(2), (6), and (7) of the Act.
5. By failing and refusing by its overall conduct to bar-
gain collectively and in good faith with the Union, the
Respondent has been engaged in unfair labor practices
affecting commerce within the meaning of Section
8(a)(1) and (5) and Section 2(2), (6), and (7) of the Act.
REMEDY
Having found that the Respondent has engaged in cer
tain unfair labor practices, we shall order it to cease and
desist and to take certain affirmative action designed to
effectuate the policies of the Act. Specifically, having
found that the Respondent unlawfully failed and refused
to meet and bargain collectively and in good faith with
the Union as the exclusive collective bargaining repre
sentative of the unit, we shall order the Respondent on
request to do so. Having found that the Respondent
unlawfully failed and refused to furnish the Union with
the information it requested on May 3 and August 20,
2001, we shall order the Respondent to provide the Un
ion with this information. Further, having found that the
Respondent unlawfully changed the unit employees’
health benefits and unlawfully eliminated their sickness
and accident benefits, we shall order the Respondent to
rescind these actions and make whole the unit employees
U.S. EXTRUSIONS & STEEL CORP.
3
for any expenses resulting from the Respondent’s ac
tions, with interest as prescribed in New Horizons for the
Retarded, 283 NLRB 1173 (1987).
ORDER
The National Labor Relations Board orders that the
Respondent, U.S. Extrusions & Steel Corp., Girard,
Ohio, its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Failing and refusing to meet and bargain with
United Steelworkers of America, AFL–CIO, CLC, Local
Union 4564-06 on terms and conditions of employment
of employees in the following bargaining unit:
All full-time and regular part-time production, mainte
nance and non-confidential clerical employees em
ployed by the Employer at its 1110 Trumbull Avenue,
Girard, Ohio facility, including lay-out men, lathe op
erators, mill operators/solid, hollow die men, hollow
die grinders, mill solid and hollow die, flox (EDM),
heat treat, 3rd class machinists, 3rd class lathe opera-
tors, CNC lathe operators, wiremen, programmers, util
ity employees, and laborers, but excluding confidential
employees, and all professional employees, guards and
supervisors as defined in the Act.
(b) Failing and refusing to bargain in good faith with
the Union by engaging in regressive bargaining during
negotiations, demanding significant concessions in a
“take it or leave it” manner, refusing to respond to the
Union’s additional requests for bargaining; and stating,
that it sees no need for a union at the plant and its em
ployees do not want a union.
(c) Failing and refusing to provide the Union with re-
quested information that is necessary and relevant to the
performance of its duties as the exclusive collective-
bargaining representative of the employees in the bar-
gaining unit.
(d) Unilaterally changing the bargaining unit employ
ees’ health insurance benefits, and unilaterally eliminat
ing the unit employees’ sickness and accident benefits,
without giving the Union notice and an opportunity to
bargain.
(e) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) On request, meet and bargain with the Union as the
exclusive representative of the employees in the bargain
ing unit on terms and conditions of employment and, if
an understanding is reached, embody the understanding
in a signed agreement.
(b) Furnish the Union in a timely manner with the in-
formation it requested on May 3 and August 20, 2001.
(c) Rescind the unilateral changes to the bargaining
unit employees’ health benefits and the unilateral elimi
nation of their sickness and accident benefits, and make
whole the employees for any expenses resulting from
these unilateral actions, with interest as described in the
remedy section of this Decision and Order.
(d) Within 14 days after service by the Region, post at
its facility in Girard, Ohio, copies of the attached notice
marked “Appendix.”1 Copies of the notice, on forms
provided by the Regional Director for Region 8, after
being signed by the Respondent’s authorized representa
tive, shall be posted by the Respondent and maintained
for 60 consecutive days in conspicuous places including
all places where notices to employees are customarily
posted. Reasonable steps shall be taken by the Respon
dent to ensure that the notices are not altered, defaced or
covered by any other material. In the event that, during
the pendency of these proceedings, the Respondent has
gone out of business or closed the facility involved in
these proceedings, the Respondent shall duplicate and
mail, at its own expense, a copy of the notice to all cur-
rent employees and former employees employed by the
Respondent at any time since May 3, 2001.
(e) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re
sponsible official on a form provided by the Region at-
testing to the steps that the Respondent has taken to
comply.
Dated, Washington, D.C. May 13, 2002
Peter J. Hurtgen,
Chairman
Wilma B. Liebman,
Member
Michael J. Bartlett,
Member
(SEAL)
NATIONAL LABOR RELATIONS BOARD
1 If this Order is enforced by a judgment of a United States Court of
Appeals, the words in the notice reading “Posted by Order of the Na
tional Labor Relations Board” shall read “Posted Pursuant to a Judg
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
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DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio
lated the Federal labor law and has ordered us to post and
obey by this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist any union
Chose representatives to bargain with us on your
behalf
Act together with other employees for your bene
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT fail and refuse to meet and bargain in
good faith with United Steelworkers of America, AFL–
CIO, CLC, Local Union 4564-06 on terms and condi
tions of employment of employees in the following bar-
gaining unit:
All full-time and regular part-time production, mainte
nance and non-confidential clerical employees em
ployed by us at our 1110 Trumbull Avenue, Girard,
Ohio facility, including lay-out men, lathe operators,
mill operators/solid, hollow die men, hollow die grind
ers, mill solid and hollow die, flox (EDM), heat treat,
3rd class machinists, 3rd class lathe operators, CNC
lathe operators, wiremen, programmers, utility employ
ees, and laborers, but excluding confidential employ
ees, and all professional employees, guards and super-
visors as defined in the Act.
WE WILL NOT fail and refuse to bargain in good faith
with the Union by engaging in regressive bargaining,
demanding significant concessions in a “take it or leave
it” manner, refusing to respond to the Union’s additional
requests for bargaining, or stating that we do not need a
union or that you do not want a union at the plant.
WE WILL NOT fail and refuse to provide the Union with
information that is necessary and relevant to its role as
the exclusive collective-bargaining representative of the
employees in the bargaining unit.
WE WILL NOT unilaterally change your health benefits
or eliminate your sickness and accident benefits without
giving the Union notice and an opportunity to bargain.
WE WILL NOT, in any like or related manner, interfere
with, restrain, or coerce you in the exercise of the rights
guaranteed you by Section 7 of the Act.
WE WILL, on request, meet and bargain in good faith
with the Union as the exclusive representative of the em
ployees in the bargaining unit on terms and conditions of
employment and, if an understanding is reached, embody
the understanding in a signed agreement.
WE WILL furnish the Union with the information it re-
quested on May 3 and August 20, 2001.
WE WILL rescind the unilateral changes we made to
your health benefits and our unilateral elimination of
your sickness and accident benefits, and make you whole
for any expenses resulting from these unilateral actions,
with interest.
U.S. EXTRUSIONS & STEEL CORP.