338 NLRB 20
Aluminum Co. of America
ALUMINUM CO. OF AMERICA
1
Aluminum Company of America and Craig Elliott.
Case 26–CA–19014
September 23, 2002
DECISION AND ORDER
BY MEMBERS LIEBMAN, COWEN, AND BARTLETT
On November 3, 1999, Administrative Law Judge Wil-
liam N. Cates issued the attached bench decision, sup-
plemented by a written certification and Order dated De-
cember 1, 1999. The Respondent filed exceptions and a
supporting brief. The General Counsel filed an answer-
ing brief. The Respondent filed a reply brief.
The National Labor Relations Board has considered
the decision and the record in light of the exceptions and
briefs and has decided to affirm the judge’s rulings, find-
ings,1 and conclusions, only to the extent consistent with
this Decision and Order.
The judge found that the Respondent violated Section
8(a)(3) and (1) of the Act by discharging employee Craig
Elliott on December 16, 1998, because he engaged in the
protected concerted activity of raising issues under a col-
lective-bargaining agreement. We reverse. Even assum-
ing that Elliott was engaged in protected concerted activ-
ity during each of the incidents that precipitated his dis-
charge, we find that the profane nature of his outbursts
on each occasion removed the Act’s protection. We
therefore find that the Respondent lawfully discharged
Elliott.
Facts
The Respondent is engaged in the manufacture of alu-
minum-based products. The Respondent and the Union
have had a longstanding collective-bargaining relation-
ship dating back to the 1950s. Their current collective-
bargaining agreement is effective from May 31, 1996, to
May 31, 2002. That agreement provides for a compre-
hensive grievance and arbitration system, but it permits
the nongrievable discharge of an employee for any rea-
son during a 60-day probationary period.
In 1998, the Respondent employed approximately 350
bargaining unit employees at its Arkansas facility. It had
reduced its work force considerably over the last several
years because of an economic downturn. As a result,
since 1982, the Respondent had hired only 15 or 16 new
employees. In 1998,2 it did hire four new craft employ-
1 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
2 All subsequent dates are in 1998, unless otherwise stated.
ees, including alleged discriminatee Elliott. He was
hired on October 19 for the general maintenance day
shift on the Respondent’s C&E crew. The Respondent
discharged Elliott on December 16, before the expiration
of his 60-day probationary period. The other employees
hired that year were still working for the Respondent at
the time of the hearing in this case.
About November 16, Supervisor James Barrett notified
Elliott and fellow probationary employee Bill Knight of a
shift change. Believing that the notification was not
timely, Elliott complained to Harold Chronister, a union
grievance representative for the maintenance employees.
Chronister spoke with Supervisor Don Mitchell about the
problem. Mitchell replied that there was no violation of
the contract. Chronister then spoke with Maintenance
Manager Jack Leggett. A written grievance on the
schedule change was submitted, naming both Elliott and
Knight as the aggrieved employees. The parties eventu-
ally settled this grievance, possibly after Elliott’s dis-
charge, to his admitted satisfaction.
On approximately November 21, Supervisor Mitchell
assigned weekend overtime to Elliott and three other
probationary employees. When Elliott questioned
whether Mitchell was acting consistent with established
overtime practices, Mitchell assured Elliott that he was.
On November 28, Elliott checked with Chronister about
Mitchell’s handling of this overtime. Chronister told
Elliott that Mitchell had violated the contract. Later,
union grievance committee person Richard Solomon
spoke with Manager Leggett about the overtime issue. A
grievance was filed on behalf of all four affected em-
ployees, and, once again, the grievance was eventually
settled to Elliott’s admitted satisfaction.
On December 11, Elliott entered an employee break-
room in the plant with two other employees. Supervisor
Fred Tucker and other employees were already present in
the room. According to Tucker’s credited testimony,
Elliott looked directly at Tucker and stated twice, in a
voice loud enough to be heard by everyone, “Wonder
how Kid Mitch [supervisor Mitchell] is going to fuck us
now”? Tucker thereafter went to Manager Leggett and
inquired about the procedure for dealing with probation-
ary employees before the expiration of their probationary
period. Leggett said that he would check.
On December 14, the next workday, Elliott observed
Supervisor Barrett several times performing bargaining
unit work. Eventually, Elliott approached committeeman
Solomon in a breakroom and began to protest Barrett’s
actions. Elliott stated that “if the son of a bitch,” refer-
ring to Barrett, “wanted to be a maintenance man, to get
tools, or to get his a—back in the office.” Elliott re-
quested that a grievance be filed and told Solomon in a
338 NLRB No. 3
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
2
loud voice (Solomon was hard of hearing), “so you’re
telling me what we have is chickens—bosses out here.”
A several-minute tirade followed, punctuated with other
expletives, including references to supervisors as “those
mother fuckers” and accusations that they were trying to
“pull some bullshit.”
Elliott admitted knowing that Supervisor Mitchell was
in the breakroom, which adjoined Mitchell’s office.
Mitchell credibly testified that two of the employees who
witnessed Elliott’s outburst came to Mitchell afterwards
and stated that he should not tolerate that type of behav-
ior by an employee.
After this incident, Mitchell encountered Supervisor
Tucker. The two supervisors discussed Elliott’s conduct
on December 11 and 14. They then went to Maintenance
Manager Leggett. Both supervisors reported what they
had seen and heard. They expressed concern about Elli-
ott becoming a full-time employee after completing his
probationary period. Based on their reports and con-
cerns, Leggett recommended to human resources man-
ager, Paula Lattanzi-Higgs, that Elliott be discharged.
The credited testimony shows that Leggett understood
that Elliott was initiating the filing of a grievance on De-
cember 14 and that he had previously been involved in
the grievances over the shift schedule change and the
overtime assignment.
Lattanzi-Higgs did discharge Elliott on December 16,
telling him that the Respondent did not need his type and
his kind. Elliott returned for a second meeting with un-
ion representatives, who queried Lattanzi-Higgs about
the basis for Elliott’s discharge. She responded that Elli-
ott would not fit into the Respondent’s work environ-
ment.
From at least 1974 until Elliott’s filing of an unfair la-
bor practice charge here, it is undisputed that the Re-
spondent has not been subject to any claim, charge, or
grievance of an employee alleging discrimination or re-
taliation for filing a grievance. During 6 to 8 of nearly
30 years in the bargaining unit prior to his promotion to
supervisor, Supervisor Mitchell had been the union
grievance representative for the Respondent’s craft em-
ployees. In that capacity, Mitchell had been involved in
hundreds of grievances. According to Lattanzi-Higgs,
Mitchell had himself filed a “warehouse” full of griev-
ances. Similarly, Supervisor Tucker had been an officer
or grievance committee representative for the Union for
most of his 29 years as a unit employee. Tucker also
filed many grievances.
It is undisputed that profanity is common in shop talk
at the Respondent’s facility. Elliott admitted that he
himself frequently used profanity, except in a courtroom
or church. Still, the Respondent offered evidence that,
from 1987 through 1997, two employees had been dis-
charged and four others disciplined, at least in part, for
abusive language.3 Union president, Dan Henry, also
acknowledged that, in support of a 1996 grievance, he
had protested an alleged double standard under which the
Respondent countenanced supervisory profanity but dis-
ciplined employees for engaging in similar conduct.
Analysis
There is no question that Elliott’s invocation of a col-
lective-bargaining agreement’s terms and his participa-
tion in the filing of grievances were protected concerted
activity. NLRB v. City Disposal Systems, 465 U.S. 822
(1984); Interboro Contractors, Inc., 157 NLRB 1295
(1966). Consequently, in assessing the legality of Elli-
ott’s discharge, there is a critical threshold issue about
the relationship of his protected activity to the otherwise
unprotected misconduct. The judge found that “the pro-
fanity for which the Company contends Mr. Elliott was
discharged, arose out of, at least in part, Elliott’s attempt
to find a union representative so that he might file a
grievance.” The judge then found it appropriate to use a
Wright Line4 analysis to assess the legality of the Re-
spondent’s motivation for Elliott’s discharge.
Even assuming, arguendo, that Elliott was engaged in
protected concerted activity on both December 11 and
14, and that his profane behavior was integrally related to
this protected concerted activity, we would not find a
violation here. Under these assumed circumstances, the
only issue is whether Elliott’s profane conduct caused
him to lose the protection of the Act. See, e.g., Felix
Industries, 331 NLRB 144 (2000), enf. denied and case
remanded 251 F.3d 1051 (D.C. Cir. 2001).5 We find
3 The discipline included: an employee discharged for cursing and
threatening a supervisor; an employee given a written warning for
demonstrating “a belligerent [sic] and disrespectful attitude”; an em-
ployee given a 3-day suspension for being verbally abusive to the plant
dispensary nurses and physician and for refusing to report to his jobsite;
an employee given a written warning for unprovoked verbal abuse of
the plant dispensary supervisor and a nurse at a time when the dispen-
sary was full of employee patients; an employee discharged for cursing
and screaming at a security officer; and an employee given a written
warning for cursing a supervisor and sticking a pallet label on his chest.
(Both of the discharged employees were reinstated, the former because
of his 25-year tenure with the Respondent without any other discipli-
nary action and the latter by means of an arbitration decision.)
4 Wright Line, 251 NLRB 1083 (1980), enfd, 662 F.2d 899 (1st Cir.
1981), cert. denied 455 U.S. 989 (1982), approved in NLRB v. Trans-
portation Management Corp., 462 U.S. 393, 399–403 (1983). See also
Manno Electric, 321 NLRB 278, 280 fn. 12 (1996).
5 Member Cowen agrees with his colleagues that employee Eliott’s
profane tirade was not protected by the Act and that the Respondent
lawfully disciplined Elliott for that behavior. In doing so, Member
Cowen does not pass on the analysis set forth in Felix Industries, supra,
which applied the Atlantic Steel factors to an employee’s use of profan-
ity during a grievance-related telephone conversation with a supervisor.
ALUMINUM CO. OF AMERICA
3
that Elliott lost the protection of the Act, based on the
location of Elliott’s profane outbursts, their comparative
severity, and their occurrence in a stable labor relations
environment free of any apparent employer opposition to
employee grievances.
First, neither of the profane outbursts involved face-to-
face meetings with management where Elliott sought to
present his grievances. Instead, they took place in em-
ployee breakrooms, where Elliott’s sustained profanity
could be overheard by coworkers and would reasonably
tend to affect workplace discipline by undermining the
authority of supervisors subject to his vituperative at-
tacks.
Second, Elliott’s profanity far exceeded that which
was common and tolerated in his workplace. As previ-
ously stated, the record shows that some degree of pro-
fanity was quite common to the Respondent’s plant and
to Elliott’s parlance. What the record does not show,
however, is that the degree and manner in which Elliott
used profanity was common or accepted by anyone in the
Respondent’s plant. In fact, no witness asked to recall
behavior comparable to Elliott’s could do so. Tucker,
who had been an aggressive advocate of union griev-
ances for several years, testified that he had never wit-
nessed such conduct as Elliott’s December 11 remonstra-
tion. Mitchell testified that two employees volunteered
to him their view that Elliott’s December 14 tirade
should not be tolerated. Furthermore, the Respondent
documented several prior instances of discipline, includ-
ing discharge, for employees whose misconduct included
abusive or profane language.
Finally, Elliott’s repeated, sustained, ad hominem pro-
fanity cannot be excused as an emotional outburst pro-
voked by any opposition from the Respondent’s officials
to his grievance activity. On the contrary, the Respon-
dent did not bear any apparent animus against employees
for pressing contractual grievances. In particular, the
Respondent expressed no animosity when Elliott partici-
pated in the filing of the two grievances in November.
This acquiescent attitude was consistent with a long-
See Atlantic Steel Co., 245 NLRB 814, 816–817 (1979). Member
Cowen finds Elliott’s discipline to be lawful regardless of whether a
Felix/Atlantic Steel analysis or a Wright Line analysis is applied. Under
Felix/Atlantic Steel, Elliott’s profane tirade is viewed as “integrally
related” to conduct that the majority assumes, arguendo, to be other-
wise protected by the Act. All of this conduct is then viewed as a
whole to determine its protected status. Under Wright Line, the Gen-
eral Counsel must prove that the “assumed” protected conduct was a
motivating factor in the Respondent’s discipline of Elliott. If the Gen-
eral Counsel sustains this burden, Elliott’s profane tirade is then con-
sidered as part of the Respondent’s defense. Under either analysis, the
General Counsel has failed to sustain its burden of proving that Elliott
was disciplined, in whole or in part, for engaging in activity that is
protected under the Act.
standing collective-bargaining relationship between the
Respondent and the Union, during which hundreds of
grievances have been processed. These include the many
grievances filed by former union representatives and
current supervisors, Mitchell and Tucker, the two super-
visors most directly subjected to Elliott’s profanity,
whose reports of Elliott’s misconduct provided the basis
for his discharge.
Based upon all the above factors, we find that, even
assuming that Elliott’s profane declamations occurred in
the context of protected concerted activities, the profan-
ity removed the Act’s protection.6 Under these assumed
circumstances, the Wright Line analysis used by the
judge is not relevant to the unfair labor practice issue
presented. See, e.g., Honda of America Mfg., 334 NLRB
751, 753 (2001). The Wright Line analysis would only
be necessary to resolve a case alleging a violation which
turns on disputed motivation. Specifically, the analysis
is used first to determine whether the employee’s union
or other protected activity actually was a motivating fac-
tor in the respondent’s discipline of the employee and
then to determine whether the respondent would have
taken the same action based on an independent, nondis-
criminatory motivating factor even in the absence of such
activity.
Here, however, we have assumed a causal connection
between Elliott’s protected activity and the discipline he
received. The only issue is whether Elliott’s use of pro-
fanity removed the Act’s protection. We have found that
it did, and we shall dismiss the complaint on that basis.
ORDER
The complaint is dismissed.
Bruce E. Buchanan, Esq., for the General Counsel.
Tim Boe, Esq. and David Martin, Esq., for the Company.
Craig Elliott, Pro se.
BENCH DECISION
STATEMENT OF THE CASE
WILLIAM N. CATES, Administrative Law Judge. This is a
wrongful discharge case. At the close of trial in Little Rock,
Arkansas, on November 3, 1999, I rendered a Bench Decision
in favor of the General Counsel (Government) thereby finding a
violation of 29 U.S.C. § 158(a)(1) and (3). This certification of
the Bench Decision, along with the Order which appears below,
triggers the time period for filing an appeal (Exceptions) to the
National Labor Relations Board (Board). I rendered this Bench
Decision pursuant to Section 102.35(a)(10) of the Board’s
Rules and Regulations.
6 See generally Piper Realty Co., 313 NLRB 1289 (1994); Woodruff
& Sons, 265 NLRB 345 (1982); Atlantic Steel Co., 245 NLRB at 816–
817.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
4
For the reasons stated by me on the record at the close of the
trial, and by virtue of the prima facie case established by the
Government, a case not credibly rebutted by Aluminum Com-
pany of America (Company), I found the Company violated
Section 8(a)(1) and (3) of the National Labor Relations Act
(Act), when on December 16, 1998, it discharged its probation-
ary employee Craig Elliott (Elliott) because of his concerted
protected activity of raising issues he perceived were addressed
in the company’s collective-bargaining agreement with United
Steelworkers of America, Local 4880, the representative of
company employees including Elliott. NLRB. v. City Disposal
Systems, Inc., 465 U.S. 822 (1984). I rejected the Company’s
contention that Elliott should be governed by a higher conduct
standard because he had not completed his probationary period.
I also rejected the Company’s contention that Elliott’s conduct
in pursuit of his contractual rights was “negative behavior so
pervasive that it simply should not be treated” as protected by
the Act. I concluded Elliott’s conduct was not of such serious
character as to render him unfit for further service with the
Company. See: Dreis & Krump Mfg. Co. v. NLRB, 544 F.2d
320, 329 (7th Cir. 1976); NLRB v. Thor Power Tool Co., 351
F.2d 584, 587 (7th Cir. 1965); and Caterpillar, Inc., 321 NLRB
1178, 1180 (1996). Finally, I rejected the Company’s conten-
tion it was not in any manner wrongfully motivated in discharg-
ing Elliott. Wright Line, 251 NLRB 1083 (1980), enfd. 662
F.2d 899 (1st Cir. 1981), cert. denied 455 U.S. 989 (1982).
I certify the accuracy of the portion of the transcript, as cor-
rected,1 pages 498 to 519, containing my Bench Decision, and I
attach a copy of that portion of the transcript, as corrected, as
“Appendix A.”
CONCLUSION OF LAW
Based on the record, I find the Company is an employer en-
gaged in commerce within the meaning of Section 2(2), (6),
and (7) of the Act; that it violated the Act in the particulars and
for the reasons stated at trial and summarized above and that its
violations have affected and, unless permanently enjoined, will
continue to affect commerce within the meaning of Section 2(2)
and (6) of the Act.
REMEDY
Having found that the Company has engaged in certain un-
fair labor practices, I find it must be ordered to cease and desist
and to take certain affirmative action designed to effectuate the
policies of the Act.
Having found the Company discriminatorily discharged its
employee Craig Elliott, I shall recommend he, within 14 days
from the date of this Order, be offered full reinstatement to his
former job, or if his job no longer exists to a substantially
equivalent position, without prejudice to his seniority, or any
other rights or privileges previously enjoyed, and make him
whole for any loss of earnings or other benefits suffered as a
result of the discrimination against him, with interest. Backpay
shall be computed in the manner prescribed in F. W. Woolworth
Co., 90 NLRB 289 (1950), plus interest as computed in New
1 I have corrected the transcript pages containing my Decision and
the corrections are as reflected in the attached Appendix C [omitted
from publication].
Horizons for the Retarded, 283 NLRB 1173 (1987). I also
recommend that the Company, within 14 days from the date of
this Order, be ordered to remove from its files any reference to
Elliott’s unlawful discharge and, within 3 days thereafter, no-
tify Elliott in writing that this has been done and that his dis-
charge will not be used against him in anyway. Finally, I rec-
ommend the Company be ordered, within 14 days after service
by the Region, to post an appropriate Notice to Employees,
copies of which are attached hereto as “Appendix B”2 for a
period of 60 consecutive days in order that employees may be
apprised of their rights under the Act and the Company’s obli-
gation to remedy its unfair labor practices.
[Recommended Order omitted from publication.]
498
APPENDIX A
DECISION
WILLIAM N. CATES, Administrative Law Judge. I heard this
case in trial proceedings conducted on
499
November 1 and 2, 1999, in Little Rock, Arkansas.
This morning, November 3, 1999, I heard oral argument by
Counsel for the General Counsel, and Counsel for the Com-
pany.
Counsel for the General Counsel and Counsel for the Com-
pany also filed pre-trial briefs, which I have considered. I am
issuing this bench decision, pursuant to Section 102.35(a)(10)
of the National Labor Relations Board Rules and Regulations.
And in doing so, I shall set forth findings of fact and conclu-
sions of law.
This is in the matter of Aluminum Company of America and
Craig Elliott, an individual, Case No. 26–CA–19014. This is
an unfair labor practice case prosecuted by the National Labor
Relations Board’s General Counsel, acting through the Re-
gional Director for Region 26 of the Board, following an inves-
tigation by Region 26’s Staff.
The Regional Director for Region 26 of the Board issued a
Complaint and Notice of Hearing on April 22, 1999, against
Aluminum Company of America hereinafter the Company,
based on an unfair labor practice charged filed on February 8th,
1999, by Craig Elliott, an individual, hereinafter Elliott.
Specifically, the complaint alleges that Elliott on or about
November 13, 1998, November 21, 1998, and December 14,
1998 engaged in concerted protective activities with other em-
ployees for the purposes of collective bargaining or other mu-
tual aid or protection by filing grievances through the Union.
2 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
ALUMINUM CO. OF AMERICA
5
500
It is alleged that on December 16, 1998, the Company dis-
charged its employee Elliott, and it did so because Elliott filed
or attempted to file the above referenced grievances.
It is alleged the Company’s actions against Elliott restrained,
coerced and interfered with employees exercise of rights, guar-
anteed them by Section 7 of the Act, and was done to discour-
age employees from obtaining or retaining membership in a
labor organization.
It is alleged the Company’s actions constitute unfair labor
practices within the meaning of Section 8(a)(1) and (3) of the
National Labor Relations Act as amended, hereinafter Act.
In its answer to the Complaint, as well as admissions made at
trial, the company admits the Board’s jurisdiction is properly
invoked, and that the United Steelworker’s of America, Local
4880, hereinafter Union, is a labor organization within the
meaning of Section 2(5) of the Act. Specifically, it has admit-
ted and I find the Company is a corporation with an office and
place of business in Bauxite, Arkansas, where it is engaged in
the manufacture of aluminum-based products.
During the twelve month period ending March 31, 1999, the
Company in conducting its business operations at its Arkansas
locations, sold and shipped from its facilities, goods valued in
excess of $50,000 directly to points located outside the State of
Arkansas.
During that same time, the Company purchased and received
501
at its Arkansas facility goods valued in excess of $50,000 di-
rectly from points located outside the State of Arkansas. Ac-
cordingly, the parties admit the evidence establishes and I find
the Company is an employer engaged in commerce, within the
meaning of Section 2(2)(6)(7) of the Act.
The evidence also establishes the parties admit and I find the
Union is a labor organization within the meaning of Section
2(5) of the Act.
This case, as in most cases, is fact driven. In attempting to
establish or defend against the allegations set forth in the com-
plaint, the parties presented numerous exhibits, agreed upon
certain facts, and called some 13 witnesses. I carefully ob-
served the witnesses as they testified, and have utilized my
observations in arriving at the facts.
I note certain essential facts are undisputed. In setting forth
uncontradicted facts, I may attribute such facts to specific wit-
nesses simply for clarification. When necessary to do so, credi-
bility resolutions have been made.
In general, my credibility resolutions are based upon my ob-
servations of the witness’ demeanor, the weight of the evidence
established or admitted facts, and inherent probabilities, and
reasonable inferences which may be drawn from the record as a
whole.
To the extent that any testimony or evidence not mentioned
may be perceived to contradict any findings of fact, I have not
502
disregarded that evidence, but have rejected it, as incredible,
lacking in probative weight, surplusage or irrelevant.
It is undisputed the Company and the Union herein have had
a long term collective bargaining relationship perhaps dating
back to the 50’s.
The Company, according to Human Resources Manager
Higgs, employs approximately 350 bargaining unit rank and
file-type employees at its Arkansas location. It is likewise un-
disputed that the Company suffered a turndown some years
ago, when the work force was reduced considerably.
Human Resources Manager Higgs testified the Company has
only hired a limited number of employees since 1982, perhaps
as few as 15 or 16. The Company did, however, hire approxi-
mately six employees in 1998, one of which was Elliott, the
charging party and the alleged discriminatee herein. All of
those employees hired in 1998 have been retained with the
exception of Elliott. Elliott testified he was hired on October
19, 1998 into the general maintenance day shift on the C&E
crew. James Barrett, admittingly a supervisor, was at least for a
period of time, Elliott’s supervisor.
It is undisputed Elliott was discharged on December 16,
1998 before his probationary period had been completed. The
probationary period for employees is outlined in the parties
collective bargaining agreement at Section 31, which reads in
pertinent part, “There shall be a probationary period of 60 days
503
of actual work, during which time, any new employee shall be
entitled to all rights guaranteed under this agreement, except
during such time, the Company shall have the sole discretion of
discharging or transferring such employee.”
The current collective bargaining agreement between the
parties is effective from May 31, 1996 to May 31, 2002. Elliott
testified that in November, perhaps November 16, his supervi-
sor notified he and fellow worker, Bill Knight of a shift change.
The notification was not timely, according to Elliott, as it per-
tained to he and Knight, and he complained to Harold Chronis-
ter, a union grievance person for the maintenance workers.
Employee and union grievance committee person Chronister
testified that Elliott’s complaint was that four employees in the
shift that were properly notified and timely, but that the notifi-
cation for he and fellow employee Knight was not timely or
proper. Chronister testified he spoke with Supervisor Mitchell
about the problem, and Mitchell responded that there was no
violation.
Chronister testified he then talked with Maintenance Man-
ager Jack Leggett. A grievance was reduced to writing on a
schedule change, and Elliott and Knight were named in the
grievance, as the aggrieved individuals.
The grievance was eventually settled, perhaps after Mr. Elli-
ott was discharged.
504
Late in November, approximately November 21, Supervisor
Mitchell assigned Elliott and three other employees additional
two-hours of overtime on a specific weekend. Elliott testified
he asked Supervisor Mitchell if the Company and the Union
handled the overtime in the manner Mitchell was doing.
Mitchell assured Elliott that he was.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
6
Elliott testified he, thereafter, on November 28th, 1998,
spoke with union committee person and fellow employee
Chronister about the overtime situation. Chronister told Elliott,
according to Elliott, that Supervisor Mitchell had done it all
wrong, according to the contract.
Thereafter, union grievance committee person Solomon
spoke with Maintenance Manager Leggett about the overtime
situation that Elliott had raised. The grievance was eventually
settled, it appears, with the monies being paid to a flower fund.
Elliott testified he complained to employees about Supervi-
sor Mitchell on December 11, 1998 in the breakroom at the
plant. Elliott testified he said, “Wonder how Kid Mitchell is
going to fuck us now.” According to Elliott, four other em-
ployees were in the breakroom, but he was not aware that
Mitchell or other supervisors were in the breakroom, and he
was not directing his comments towards Supervisor Mitchell.
505
Electrical Planner and Supervisor, Freddie Tucker testified
he was in the breakroom on December 11, 1998 when Elliott
made his comments about Supervisor Mitchell. Tucker testi-
fied Elliott along with employees Scales and Hunnicutt came
into the breakroom where he and others were, and said in a loud
voice so that everyone in the room could hear it, “How is Kid
Mitchell going to fuck us today.”
According to Tucker’s testimony, which I credit, he repeated
it twice looking straight at Tucker and that he did so in a loud
voice, so that everyone in the room could hear what he said.
Tucker stated Elliott was talking about scheduling problems.
Elliott testified that on December 14, 1998, while on the roof
of Building 415, he observed his Supervisor Barrett performing
unit work, specifically using tools to bolt flanges in place.
Elliott attempted to seek union intervention to stop his su-
pervisor from performing unit work. He spoke with a union
person, but according to Elliott, later that same day, he ob-
served Barrett again performing unit work. Elliott testified he
went to the break or lunchroom to get someone with the union
to assist in presenting a violation of the contract by the Com-
pany by a supervisor performing unit work. Elliott testified he
spoke with unit committeeman Solomon. Elliott testified he
complained to Solomon, telling him “If the son-of-a-bitch,”
meaning Supervisor Barrett, “wanted to be a maintenance man,
to get tools, or
506
to get his ass back in the office.”
Elliott testified he requested a grievance be filed.
Elliott also told union committeeman Solomon in a loud
voice, he stated, because Solomon was hard of hearing, “So
you’re telling me what we have is chicken-shit bosses out
here.”
Supervisor Mitchell testified he was in the lunch/breakroom
on December 14, 1998, when Elliott spoke with Solomon.
Mitchell testified Elliott asked for a union representative.
Mitchell testified Elliott came into the room, “My damned su-
pervisor is working,” and called him a “son-of-a-bitch.” Ac-
cording to Mitchell, union committeeman Solomon asked Elli-
ott, “Who is your damned supervisor?” According to Supervi-
sor Mitchell, Elliott said he was tired of the son-of-a-bitch do-
ing this, Mitchell testified Elliott said, “If these damned super-
visors want to do maintenance work, quit their jobs, and work
like he had done.”
Mitchell stated Elliott said a grievance needed to be filed on
Barrett working with his tools. Mitchell testified other profane
words were used by Elliott, such as goddamned and mother-
fucker.
Mitchell testified employees came to him after Elliott had
made his comments and told him, Mitchell, that he ought not
have to tolerate that type of behavior by an employee.
Mitchell said he was told this by specifically employees
Robbins and Rowland.
507
Employee Robbins testified he had said he would not put up
with that kind of language, that he had heard in the breakroom,
but he could not directly say who had made such comments to,
nor was he precisely sure what was said in such comments. He
could only testify that he wouldn’t put up with that.
Rowland testified he told Mitchell he would not put up with
this. Rowland, however, admits, under oath, that he has no
reservations about lying. But I am persuaded that on this par-
ticular point, he spoke the truth, in that he told Mitchell that he,
Rowland, would not put up with this kind of conduct.
Mitchell and Tucker eventually reported what they had heard
Elliott say to Maintenance Manager Leggett.
Tucker testified he went to Maintenance Manager Leggett’s
office, to find out what could be done in situations such as what
he had heard from Elliott, that he wanted to know what could
be done about probationary employees that were not going to
be good employees, that were cursing and raising cain and con-
ducting themselves in such a manner.
Supervisor Mitchell testified he first went to Bob Sharver’s
office and when he walked in, he encountered Tucker, and that
they discussed the various matters that had involved Elliott.
Mitchell and Tucker both reported to Leggett what had tran-
spired on the occasions that they had observed, that involved
Elliott. Specifically, Mitchell testified he told Leggett that
Elliott had asked for a union representative that Solomon had
responded
508
to the question, that Elliott asked to file a grievance, and then
he told Leggett the profane language that Elliott had used in the
break/lunchroom.
Tucker likewise testified that he told Maintenance Manager
Leggett about the conversation he had overheard that Elliott
had made in the lunch/breakroom in a loud and boisterous
manner.
Maintenance Manager Leggett testified that Mitchell and
Tucker portrayed Elliott as a hellraiser, a troublemaker, and that
Elliott’s profanity and his attitude, both prompted his discharge.
Leggett described himself as a middle man in the information
chain. He testified he reported the events to Personnel Manager
Higgs.
Further, Leggett testified that based specifically on the in-
formation provided to him by Tucker, as well as Mitchell, he
ALUMINUM CO. OF AMERICA
7
concluded that Elliott’s attitude was that of an arrogant, disre-
spectful, insubordinate employee.
Leggett testified that Mitchell and Tucker wanted to know
what could be done before the probationary period ended, ex-
pressing concern about Elliott becoming a regular or full-time
employee, after he had completed his probationary period.
Leggett took his information to Human Resources Manager
Higgs and recommended that Elliott be discharged.
Elliott was notified of his discharge on December the 16th
by Human Resources Manager Higgs in Higgs’ office.
509
Elliott was told, according to Elliott, that the Company didn’t
need his type and his kind. Elliott seeks out union representa-
tion, and comes back and a second meeting is held with Higgs
plus the union representatives, again, in or near Higgs’ office.
The union representatives ask if it is based on any safety
complaint, attendance complaint, inability to get along with
fellow workers’ complaint, or a lie on an application. The an-
swer to each was, no, and again, it was stated that Elliott would
not fit in to the work environment of the Company herein. The
Union at some point sought to ascertain, based on a rumor, if
Elliott was discharged as a result of sexual harassment toward
anyone. The response was again that such was not the case.
Boiled down to its over-simplified statement, the Govern-
ment in this case contents that Elliott engaged in concerted
protected activity by seeking to have the collective bargaining
agreement between the parties abided by, or that he sought to
file grievances and that the Company discharged him for those
reasons. In its most simplified form, the Company asserts, that
Elliott was a probationary employee, that he engaged in intoler-
able, abusive, foul, disrespectful and insubordinate language
and conduct and that he was discharged for those reasons.
The Company further argues that even if it could be estab-
lished that Elliott engaged in any concerted activity, that his
conduct
510
was not protected by the Act, because he had, by his actions,
words and conduct moved himself outside the protection of the
Act.
The Government concedes that not all concerted activity is
protected. But asserts that in this case, the conduct of Mr. Elli-
ott, be it as I have concluded, was not so egregious as to re-
move Mr. Elliott from the protection of the Act.
A very brief discussion of applicable law is perhaps helpful
at this point. What constitutes concerted activity? And if it is
concluded that Elliott engaged in concerted activity, was his
activity protected activity. And since the parties raised at least
in their opening statements and at portions during the trial, the
Meyers, M-e-y-e-r-s, Industries, definition of concerted activ-
ity, I feel it appropriate to elude briefly to that, and I am speak-
ing of Meyers Industries, 268 NLRB 493, a 1984 case, which I
shall refer to as Meyers I, and Meyers Industries, 281 NLRB
882, a 1986 case, which I shall refer to as Meyers II.
The Board in Meyers Industries noted that the concept of
concerted action has its basis in Section 7 of the Act. The
Board pointed out in Meyers I that although the legislative his-
tory of Section 7 of the Act, does not specifically define con-
certed activity, it does reveal that Congress considered the con-
cept in terms of individuals united in pursuit of a common goal.
The statute requires that the activities under consideration be
concerted before they can be protected. As the Board observed
511
in Meyers I, indeed Section 7 does not use the term protective
concerted activities, but only uses concerted activities. It goes
without saying that the Act does not protect all concerted activ-
ity.
The Board in Meyers I set forth the following definition of
concerted activity. “In general, to find an employee’s activity
to be concerted, we shall require that it be engaged with or on
the authority of other employees, and not solely by and on be-
half of the employee himself. Once the activity is found to be
concerted, an 8(a)(1) violation shall be found, if in addition, the
employer knew of a concerted nature of the employee’s activ-
ity, the concerted activity was protected by the Act, and the
adverse employment action at issue was motivated by the em-
ployee’s protected concerted activity.”
Applying those guidelines to this case, the Government has
not established that Mr. Elliott engaged in concerted protective
activities, as envisioned by Meyers Industries. However, the
Supreme Court, in NLRB v. City Disposal Systems, 465 U.S.
822, a 1984 case, found that an individual employee’s invoca-
tion of a right contained in a collective bargaining agreement,
constituted concerted activity within the meaning of Section 7
of the Act.
Now, before I get to whether or not Elliott engaged in activ-
ity, that would fall within what I shall refer to as the City Dis-
posal Systems concerted activity theory, I should perhaps elude
512
briefly to the burden test that is placed upon the parties in a
case of this nature.
The merits of a 8(a)(1) and an 8(a)(3) case that turns on em-
ployer motivation, as I’m persuaded the case herein does, will
require an analysis according to the teachings of Wright Line,
Inc., 251 NLRB 1083, 1980 enforced 662 F.2d 899, lst Circuit
1981, cert den; 455 U.S. 989, 1982.
As I stated, the merits of an 8(a)(1) and (3) case that turn on
employer motivation will require an analysis according to the
Wright Line teachings.
In Wright Line the Board stated, centrally, at page 1089, “We
shall henceforth employ the following causation tests in all
cases alleging violations of Section 8(a)(3) or violations of
Section 8(a)(1) turning on employer motivation.
First, we shall require that the General Counsel make a prima
facia [facie] showing sufficient to support the inference that
protected conduct was a ‘motivating factor’ in the employer’s
decision. Once this is established, the burden will shift to the
employer to demonstrate that the same action would have taken
place even in the absence of a protected conduct.”
In NLRB v. Transportation Management Corp., 462 U.S.
393, 1983, the Court affirmed the Wright Line analytical
scheme.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
8
I would urge in evaluating the Wright Line analysis that at-
tention be given to Manno Electric, Inc., 321 NLRB 278 at 280,
fn. 12 (1996), where there is a discussion of the District of Co-
lumbia
513
Circuit’s opinion in Southwest Merchandising Corp. v. NLRB,
53 Fd3 1334, 1339–1340, a 1995 case, and the Supreme
Court’s decision in Office of Workers Compensation v. Green-
wich Collieries 512 U.S. 267, (1994), and also your attention is
invited to Schaeff Incorporated v. NLRB, 113 F.d3 264 at 267,
fn. 5, DC Circuit 1997, which seems to suggest that the practi-
cal effect of Greenwich Collieries maybe no more than the
abandonment of the expression prima facia case to describe the
General Counsel’s burden under Wright Line.
With all that about Wright Line, I shall now attempt to go
through the various stages of whether or not the Government
has made out a case, and whether if it has made out such a case,
it has been rebutted by the Company.
In considering the elements of a protected concerted activity
case, as in envisioned in City Disposal, there is evidence that
the Company through its agents, were aware of Elliott’s con-
certed activity, and that the concerted activity played a role in
Elliott’s discharge.
It is clear that Plant Manager or correction Maintenance
Manager Leggett knew of Elliott’s activities in attempting to
have the contract complied with, with respect to scheduling of
work, overtime, and grievance filing.
Maintenance Manager Leggett recommended that Elliott be
discharged, based among other things on his attitude. His atti-
tude, he perceived to be based on information provided to
514
him by Supervisors Mitchell and Tucker to be a hellraiser, to be
a troublemaker, to be insubordinate, and to be profane.
The inference be drawn, which I do, that what was reported
to him specifically by Supervisor Mitchell and to a degree, as
well by Supervisor Tucker, that the profanity for which the
Company contends Mr. Elliott was discharged, arose out of, at
least in part, Elliott’s attempt to find a union representative, so
that he might file a grievance.
And I am persuaded that it was that activity, in conjunction
with Elliott’s profanity that led Maintenance Manager Leggett
to recommend his discharge. I don’t find it essential that Leg-
gett advise Human Resources Manager Higgs and/or Plant
Manager Jarrell of all of the reasons that he recommended Elli-
ott’s discharge, in order for the Government to meet its burden,
under the Wright Line analy[s]is.
Although Maintenance Manager Leggett liked to describe his
function as that solely of a conduit, passing information from
first line supervisors to higher management officials, Mr. Leg-
gett cannot and did not move away from the fact that he is the
maintenance manager, who has supervisors reporting directly to
him, and it is he who made a recommendation that Elliott be
discharged and part of that recommendation was based on the
fact that Elliott had what he perceived to be an attitude prob-
lem, a troublemaker, and a hellraiser. And those descriptive
terms, he bases on the information provided to him, which
came about as a
515
result of Elliott complaining about what he perceived to be
violations of the collective bargaining agreement.
I need not address whether his perceived contract violations
had merit or not, it is only that a reasonable belief could be
formed that he had a basis for doing so. That reasonable belief
has been established in this case, because he consulted with the
union representatives, who informed him that they were not
following the contract with respect to overtime scheduling and
other matters.
I think then we come to the very heart of this case. And that
is the question raised by the Company, as to whether Elliott’s
conduct was in such a manner that it lost the protection of the
Act.
Some concerted conduct can be expressed in so intolerable a
manner, as to lose the protection of Section 7 of the Act. See
for example, NLRB v. Thor Power Tool Co., 351 F.2d 584 at
587, 7th Circuit case. While the legal description of, the sort of
behavior which withdraws the protection of the Act from con-
certed activity has varied, Dreis & Krump Mfg. Co., v. NLRB,
544 F.2d 320 at 329, 7th Circuit, quoted recently in Caterpillar,
Inc., 321 NLRB [1178], has often been spotlighted for its.
statement of the test. And the test, as set forth in Dreis and
Caterpillar is, “Communications occurring during the course of
otherwise protected activity remain likewise protected, unless
found to be so violent or of such serious character, as to render
the
516
employee unfit for further service.”
In applying the foregoing or similar standards, the Board has
invoked a forfeiture of the protection of the Act, only in cases
where the concerted behavior has truly been insubordinate or
disruptive of the work process. For that principle, I invite your
attention to Postal Service, 268 NLRB 274 at 275–276, Postal
Service, 282 NLRB 686, at 694–695; Finlay Bros. Co., 282
NLRB 737 at 739; Marico Enterprises, 283 NLRB 726, at 732;
Elion Concrete, 287 NLRB 69 at 73.
It has generally been the Board’s position that unpleasantries
uttered in the course of otherwise protected concerted activity
do not strip away the Act’s protection. In Postal Service, 241
NLRB 389, a letter characterizing acting supervisors as ass-
holes was not beyond the pale.
In Harris Corp., 269 NLRB 733, a letter describing man-
agement with such words as hypocritical, despotic, tyrannical
was not disqualifying, despite its boorish, ill-bred and hostile
tone.
In Churchill’s Restaurant, 276 NLRB 775, where an em-
ployer discharged an employee who he believed was saying
that the employer was prejudiced, which the latter considered
an insult, the remarks were held not “so offensive as to threaten
plant discipline.”
A statement to other employees that the chief executive offi-
cer was “a cheap son-of-a-bitch” was considered to be pro-
tected
ALUMINUM CO. OF AMERICA
9
517
concerted activity in Groves Truck & Trailer, 281 NLRB 1194
at 1195.
The Company herein, like any other employer wants a fric-
tion-free working environment, but as the Court of Appeals
pointed out in Thor Power Tool, 351 F.2d 584, 7th Circuit case,
Section 7, activity, may acceptably be accompanied by some
impropriety.
The test is a rather stiff one. Whether the activity is of such
a serious character, as to render the employee unfit for further
service. Does Mr. Elliott’s conduct in this case render him
unfit for further service?
I am persuaded, based on Board case law, which I am com-
pelled to follow and dutifully do so, that Mr. Elliott’s conduct
did not remove him from the protection of the Act. Mr. Elli-
ott’s conduct was not directed at the specific supervisor in-
volved at the times that he made the comments he made.
While we might hope for a more civil work place, I am per-
suaded the Board and the Courts have set forth an extremely
stiff test that must be met. That is the profanity expressed, the
manner it was expressed, the volume it was expressed with,
was not of such a nature, as offensive as it was, to render the
employee unfit for further service with the Company.
I’m persuaded that’s the law, and I shall dutifully apply it.
Having said that, I find that the Company has violated Section
8(a)(1) and (3) of the Act, when it discharged Elliott on De-
cember 16, 1998, as I’m persuaded it did so because he at-
tempted
518
to enforce provisions of the collective bargaining agreement,
and he attempted to file grievances pursuant to the parties
grievance procedure as outlined in the current applicable col-
lective-bargaining agreement.
Accordingly, I shall order that the Company reinstate Elliott
to his former position, or if his former position no longer exists,
a substantially equivalent position, without prejudice to his
seniority or other rights, make him whole for any losses he may
have suffered as a result of the unlawful action against him, and
post an appropriate notice.
I will when the court reporter has served me with a copy of
the transcript, certify those pages of the transcript that consti-
tute my decision. Make any corrections that are necessary
thereon, and then serve that on the parties.
It is my understanding that the appeals period runs from the
time that I certify the decision to the parties. I invite your at-
tention, however, to the Board’s Rules and Regulations, and
you will perhaps be more accurate if you follow those in any
appeal or exceptions that need be filed.
It is my understanding that the court reporter will provide us
with a copy of the transcript within ten working days of today,
and as soon as practical thereafter, I will certify my decision to
the parties, and at that point, the procedure for appeal, is avail-
able to you.
I would like to thank you for your time and attention, and
this
519
record is closed.