340 NLRB 979
Lamar Advertising of Janesville
LAMAR ADVERTISING OF JANESVILLE
979
The Lamar Company, LLC d/b/a Lamar Advertising
of Janesville and International Union of Painters
and Allied Trades, Local 802, AFL–CIO, Peti-
tioner. Case 30–RC–6254
October 31, 2003
DECISION AND CERTIFICATION OF
REPRESENTATIVE
BY CHAIRMAN BATTISTA AND MEMBERS
LIEBMAN
AND SCHAUMBER
The National Labor Relations Board has considered
objections to an election held January 5, 2001, and the
Hearing Officer’s Report and Supplemental Report rec-
ommending disposition of them.1 The election was con-
ducted pursuant to a Stipulated Election Agreement. The
tally of ballots shows 9 for and 7 against the Petitioner,
with no challenged ballots.
The Board has reviewed the record in light of the excep-
tions and briefs, adopts the Regional Director’s findings2
and recommendations, as explained below, and finds that a
certification of representative should be issued.
For the reasons stated by the hearing officer, we agree
with his recommendations to overrule objections alleging
that the Union or its agents interfered with the election
by promising employee Steven Jones a leather jacket if
the Union won the election (Objection 5), engaging in
electioneering (Objection 6),3 misrepresenting the elec-
tion bar rule (Objection 9),4 and threatening an employee
1 The Employer withdrew Objections 2, 7, 8, 11, and 12.
On September 30, 2002, the Board remanded the case for a supple-
mental hearing to determine whether there had been any attempt to
coerce the testimony of employee Jason Dygart prior to the initial hear-
ing and, if so, how it affected his testimony. The Board made no deci-
sion on the merits of the objections at that time. For the reasons stated
by the hearing officer in his supplemental report, we agree that there is
no evidence that anyone attempted to coerce Dygart’s testimony.
2 The Employer has excepted to some of the hearing officer’s credi-
bility findings. The Board’s established policy is not to overrule a
hearing officer’s credibility resolutions unless the clear preponderance
of all the relevant evidence convinces us that they are incorrect.
Stretch-Tex Co., 118 NLRB 1359, 1361 (1957). We find no basis for
reversing the findings.
3 The hearing officer found that Union Business Manager Moyer’s
telling an employee on the morning of the election to “think long and
hard about his vote because the Union [would] be the one making his
wages” did not constitute objectionable electioneering. That finding
has not been excepted to.
Further, we can discern no threat of job loss in Moyer’s statement, as
the Employer alleges in its exceptions. At most, we find, the remark
misrepresented the Union’s “control” over employees’ wages, and is
not objectionable under the standards set forth in Midland National Life
Insurance Co., 263 NLRB 127 (1982).
4 The hearing officer found that a union document did not misrepre-
sent election bar rules, but he failed to determine whether Jones’ show-
ing the document to coworkers on the morning of the election consti-
tuted impermissible electioneering by an agent (Milchem, Inc., 170
with a loss of benefits (Objection 10).5 We address the
remaining objections below.
Bestowal of Benefits
(Objection 1)
The hearing officer recommended overruling Objec-
tion 1, which alleges that the Union held meetings at an
impermissible location and purchased excessive food and
beverages for the employees. The Employer contends
that the four or five meetings the Union held at Diamond
Jim’s Isabella Queen were objectionable because the
establishment is a strip club that features lap dancing and
private “fantasy rooms.” According to Union Business
Manager William Moyer’s unrefuted testimony, how-
ever, Diamond Jim’s and Isabella Queen are separate
establishments—a bar and grill and a strip club, respec-
tively—located in the same building. Moyer testified
without contradiction that the Union only held meetings
in the bar and grill area and paid only for refreshments
consumed during the meetings. In agreeing with the
hearing officer’s finding that the Union’s holding meet-
ings at this establishment was not objectionable, we find
it significant that all of the meetings held there were re-
stricted to the bar and grill area and that the Petitioner
paid only for the drinks and food consumed at the meet-
ings.6
The Employer also contends that the Union’s paying
for refreshments and meals at meetings, particularly the
dinner for employees and their spouses at a restaurant
called The 615 Club, constituted an objectionable be-
stowal of benefits. Like the hearing officer, we disagree.
Moyer spent approximately $400 on refreshments at
five meetings at Diamond Jim’s and two meetings at
Jumbo’s Pub. The Union also spent $815 (including a
$200 tip) on dinner at the The 615 Club for approxi-
mately seven employees, their spouses or significant oth-
ers, and Moyer and his wife. Moyer testified that the
Union customarily invites employees and their spouses
to a nice dinner during an organizing campaign so that
NLRB 362 (1968)), or by an employee (Rheem Mfg. Co., 309 NLRB
459, 463 (1992)). As explained below, we find that Jones was not an
agent of the Union, and that in any event, his conduct occurred away
from the polling area and prior to the opening of the polls, and therefore
was not objectionable.
5 Although the record establishes that Electrical Workers Business
Representative Leo Sokolik telephoned employee Daniel Voit at
Moyer’s request, and therefore may have been acting as a special agent
of the Union, Voit’s testimony fails to establish that he was threatened
with a loss of employment, pension, or other benefits.
6 Photographs and a telephone book advertisement tend to support
the Employer’s exception that the establishment, Diamond Jim’s Isa-
bella Queen, is one business entity. However, nothing in the record
contradicts the witnesses’ testimony that the strip club—though situated
in the same building as the tavern—is physically separate and that
union meetings were restricted to the tavern.
340 NLRB No. 114
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
980
spouses’ questions and concerns about representation
may be addressed. He said that here, however, at the
request of most of the people who attended the dinner,
the group did not discuss the Union.
The Board has long held that a union’s or an em-
ployer’s provision of refreshments and dinners during
organizing campaigns is within the realm of permissible
conduct. Chicagoland Television News, Inc., 328 NLRB
367 (1999); Fashion Fair, Inc., 157 NLRB 1645 (1966),
enfd. 399 F.2d 764 (6th Cir. 1968). We find that the cost
of the dinner was not exceptionally high, even including
the tip.7 Nor do we deem the aggregate cost of the dinner
and the refreshments paid for at other meetings to be
excessive.8 Accordingly, we find no merit in the Em-
ployer’s Objection 1.
Threats of Bodily Harm
(Objections 3 and 4)
The hearing officer recommended overruling Objec-
tions 3 and 4, which allege that prounion employees in-
terfered with the election by threatening employee Jason
Dygart with bodily harm if he did not vote for the Union.
Like the hearing officer, we reject that contention.
Dygart testified that in mid-December coworkers
Jones and Jim Peterson told him that they would “kick
his ass” if he did not vote for the Union.9 He explained
that he was not intimidated and that “everybody has fun”
and “everybody messes around.” Dygart said that he did
not tell anyone about the comments until he was ques-
tioned by the Employer’s attorney after the election be-
cause it was “not a problem to [him]” and the two em-
ployees never came toward him in a physically threaten-
ing manner.10
In support of its contention that Jones’ and Peterson’s
conduct was objectionable, the Employer alleges that
7 The Employer argues that the hearing officer erred in calculating
the value of the dinner by failing to include the sizable gratuity left by
Moyer. By our calculations the dinner and tip average about $51 per
person, rather than $39 per person as found by the hearing officer.
8 Moyer stated that as few as “four employees and an average of six
to nine employees” attended the seven meetings. Thus, it is impossible
to calculate precisely how much the Union spent on refreshments for
each employee. Suffice it to say that we do not deem the possible
figures or the aggregate sum to be extraordinary.
9 Dygart was the brushcutter on a three-man crew with sign con-
struction employees Jones and Peterson.
10 Dygart testified, in the hearing on remand, that he informed Post-
ing Supervisor/Manager Robert Hamilton about the threat shortly after
the election. Hamilton testified that he in turn told General Manager
Jeff Smith about the threat. Dygart’s testimony about postelection
conversations, though inconsistent, does not affect our analysis. Al-
though Hamilton’s title includes the word “supervisor” and the hearing
officer stated that he was one, nothing in the record establishes that
Hamilton exercises supervisory authority as set forth in Sec. 2(11) of
the Act. Accordingly, we disavow the hearing officer’s suggestion that
Hamilton interrogated Dygart following the election.
Jones was an agent of the Union.11 It argues that Jones
was one of two or three employees who distributed union
literature and that he informed employees about upcoming
union meetings and hosted two meetings at his home.
However, the unit in which the election was conducted
was a relatively small one comprised of 16 employees, and
Moyer relied on employees who attended the meetings to
take leftover handouts back to the Employer’s facility for
unit employees who did not attend the meetings to read.
We agree with the hearing officer that these facts do not
establish agency status. Kux Mfg. Co. v. NLRB, 890 F.2d
804 (6th Cir. 1989) (handing out literature and informing
coworkers about meetings); L & A Juice Co., 323 NLRB
965 (1999) (holding union meetings).
Because Jones and Peterson were not union agents,
their comments to Dygart must be assessed under the
Board’s standard for third-party conduct. The Board and
the courts recognize that conduct by third parties is less
likely to affect the outcome of the election than party
conduct, and that because unions (and employers) cannot
control nonagents, the equities militate against setting
aside elections on the basis of conduct by third parties.
Hence, the Board will set aside an election on the basis
of third-party threats only if the conduct is so aggravated
that it creates a general atmosphere of fear and reprisal
rendering a free election impossible. Cal-West Periodi-
cals, 330 NLRB 599, 600 (2000); Q. B. Rebuilders, Inc.,
312 NLRB 1141 (1993); Westwood Horizons Hotel, 270
NLRB 802, 803 (1984). The burden of proof lies with
the objecting party. Cal-West Periodicals, supra, 330
NLRB at 600.
In Westwood Horizons Hotel, supra, the Board set
forth the following factors to be considered in assessing
the seriousness of a third-party threat: (1) the nature of
the threat itself; (2) whether the threat encompassed the
entire bargaining unit; (3) whether reports of the threat
were disseminated widely within the unit; (4) whether
the person making the threat was capable of carrying it
out, and whether it is likely that the employees acted in
fear of his capability of carrying out the threat; and (5)
whether the threat was rejuvenated at or near the time of
the election.
The third-party conduct standard applies even where,
as here, there was a one-vote electoral margin. See Cal-
West Periodicals, supra, 330 NLRB at 600. See also
Urban Telephone Corp., 196 NLRB 23 (1972). The
Employer does not contend that there was a “general
atmosphere of fear and reprisal,” relying instead on its
argument, which we have rejected, that Dygart was co-
erced by an agent of the Union. Arguably, our inquiry
11 The Employer does not allege that Peterson was an agent.
LAMAR ADVERTISING OF JANESVILLE
981
could end here. Even assuming, however, that the proper
focus of inquiry is on the threat in relation to Dygart
alone—given that a one-vote switch could have changed
the outcome of the election—we do not find the conduct
objectionable.
Turning to the Westwood analysis, two of the factors
preclude finding an overall atmosphere of fear and coer-
cion, putting aside the potential coercion of Dygart alone.
With respect to the breadth of the threat, Dygart’s testi-
mony indicates that Jones and Peterson addressed their
remarks solely to him; there is no evidence that Jones and
Peterson made the same or similar threats to any other
employee. Nor is dissemination of the threat an issue.
Dygart testified that he did not tell anyone else of the
threat until after the election, and no other employee wit-
nesses indicated that they were aware of the threat prior to
the election.12 We are not concerned here, then, with the
potential coercion of any employee except Dygart.
In addressing the four remaining Westwood factors, the
Board applies an objective test: whether, under all of the
circumstances, a reasonable employee in Dygart’s posi-
tion would have been put in fear by the threat.13
With respect to the nature of the threat, Dygart testi-
fied that the only conduct Jones and Peterson engaged in
was uttering the threat, explaining that “they didn’t come
[at] me or anything.” He also testified that “everybody
messes around” in this manner. His testimony is not
refuted. Thus, Jones’ and Peterson’s words were not
accompanied by otherwise menacing conduct and were
of a nature that was commonplace in this work setting
and reasonably understood not to be taken seriously.
Viewed objectively, a threat by one employee to an-
other to “kick ass,” without more, is mere bravado that is
unlikely to intimidate the listener. The Board and courts
recognize that in a hotly contested election, “a certain
measure of bad feeling and even hostile behavior is
probably inevitable.” Cal-West Periodicals, supra, 330
NLRB at 600, citing Nabisco, Inc. v. NLRB, 738 F.2d
12 Contrary to the Employer’s assertion, the “small plant doctrine” of
dissemination does not apply to this case. The small plant doctrine is
an unfair labor practice construct that permits an inference of employer
knowledge of union activities in circumstances which have not been
shown to exist here. Hadley Mfg. Corp., 108 NLRB 1641, 1650
(1954). Stannah Stairlifts, Inc., 325 NLRB 572 (1998), cited by the
Employer, is inapposite. The doctrine was not employed there. Al-
though the bargaining unit in that case was a small one, there was no
issue of dissemination because the threat was made “within earshot of
the entire four-man unit.” Here, by contrast, there is concrete evidence
that the threat was not disseminated.
13 The hearing officer erred in rejecting these objections based pri-
marily on Dygart’s testimony that he was not intimidated by the com-
ments made by Jones and Peterson. By considering Dygart’s subjective
testimony as conclusive evidence that no threat occurred, the hearing
officer misapplied the Westwood factors.
955, 957 (8th Cir. 1984). Thus, in NLRB v. Bostik Divi-
sion U.S.M. Corp., 517 F.2d 971, 973–974 (6th Cir.
1975), the court agreed with the Board that threats to
“kick ass” were not objectionable. The court reasoned
that:
The threats objected to were of the nature of those not
uncommon among workers in an industrial setting.
These comments, even in the context of an upcoming
Union election, are not the type that would be expected
to have a coercive impact. Such irresponsible threats
are almost inevitable in the course of a heated election
campaign and most employees doubtless expect such
exchanges.
See also Leasco, Inc., 289 NLRB 549 fn. 1 (1988) (em-
ployee’s threat to “kick [a manager’s] ass” is “a colloquial-
ism that standing alone does not convey a threat of actual
physical harm”). The nature of the threat, then, does not
weigh in favor of finding it objectionable.
Even assuming, however, that the threat was an actual
threat of physical harm, our assessment of Jones’ and
Peterson’s capability of to carry it out and its likely im-
pact do not support a finding that the threat was objec-
tionable. In this regard, the record does not indicate the
relative size or stature of Jones, Peterson, or Dygart.
Had there been a remarkable disparity, these facts would
likely have been brought out at the hearing. Addition-
ally, there is no evidence that Jones or Peterson, whether
singly or together, had a history of fighting or other vio-
lent behavior at or away from work. Thus, there is no
evidence that Jones and Peterson were inclined to make
good on their threat or were capable of doing so.
Nor does the record support a finding that Dygart or
any other employee likely acted in fear of the threat, con-
sidered objectively. Jones and Peterson were not shown
to be hostile or otherwise menacing, this workplace was
one in which “everybody messe[d] around,” and, as
found earlier, most threats to “kick ass” in the workplace
generally are more bark than bite.
Finally, with respect to the last relevant factor, there is
no evidence that the threat, which was made about 3
weeks before the election, was rejuvenated at a time
closer to the election.14
In sum, based on our application of the considerations
set forth in Westwood Horizons Hotel, and focusing on
the single employee whose vote might have been deter-
minative, we overrule Objections 3 and 4.
14 Dygart denied that there was more than one conversation. Al-
though he also testified that he “just kept saying well I’m going to vote
no . . . [a]nd they just kept coming at me with it,” it is not clear whether
this was one incident or repeated incidents, and if repeated, when in
relation to the election the incidents occurred.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
982
CERTIFICATION OF REPRESENTATIVE
IT IS CERTIFIED that a majority of the valid ballots
have been cast for International Union of Painters and
Allied Trades, Local 802, AFL–CIO, and that it is the
exclusive collective-bargaining representative of the em-
ployees in the following appropriate unit:
All full-time and regular part-time construction em-
ployees, electricians, billposters, sign painter-artists,
sign erectors and brushcutters employed by the Em-
ployer at or out of its 5101 Highway 51 South, Janes-
ville, Wisconsin facility; excluding all office employ-
ees, clerical employees, sales employees, charting
manager, managerial employees, temporary employ-
ees, guards and supervisors as defined in the Act, and
all other employees.