340 NLRB 277
Mediaone of Greater Florida
MEDIAONE OF GREATER FLORIDA, INC.
277
Mediaone of Greater Florida, Inc., an affiliate of
AT&T Broadband LLC and International
Brotherhood of Electrical Workers Local Union
No. 177, AFL–CIO. Case 12–CA–21220
September 19, 2003
DECISION AND ORDER
BY CHAIRMAN BATTISTA AND MEMBERS
SCHAUMBER AND WALSH
On July 11, 2002, Administrative Law Judge George
Carson II issued the attached decision. The Respondent
and the General Counsel each filed exceptions and a
supporting brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings, and conclusions as
modified and to adopt the recommended Order as modi-
fied below.
The complaint alleges that three provisions in the Re-
spondent’s employee handbook violate the National La-
bor Relations Act: (1) a provision limiting employees’
access to the Respondent’s property; (2) a provision lim-
iting employees’ solicitation of other employees; and (3)
a provision prohibiting employees from disclosing pro-
prietary information outside the Company. The General
Counsel alleges that the mere maintenance of each rule
violates Section 8(a)(1) of the Act because it would rea-
sonably tend to chill employees in the exercise of their
Section 7 rights.
The judge found that the handbook provision prohibit-
ing employees from “entering company property after
hours without authorization” violates Section 8(a)(1) of
the Act under Tri-County Medical Center, 222 NLRB
1089 (1976). The judge also found that the Respondent
operated around the clock, and there are no exceptions to
that finding.1 Thus, the rule operates to forbid employees
to come onto the property after their shifts have ended
but while the Respondent is operating. Under Tri-
County, supra, the Respondent could not lawfully bar
off-duty employees from coming onto the exterior of the
property, absent some business justification. There is no
justification shown here. Accordingly, the rule is unlaw-
ful.2
The judge also found that the provision limiting em-
ployees’ solicitation of other employees violates Section
1 The Respondent’s brief makes a reference to the issue, but the Re-
spondent has filed no exceptions regarding it.
2 In the absence of a challenge to Tri-County, Chairman Battista and
Member Schaumber accept it as current Board law.
8(a)(1). For the reasons stated in section I below, we
reverse the judge and dismiss this allegation.
The judge further found that the provision prohibiting
disclosure of proprietary information outside the Com-
pany does not violate Section 8(a)(1). We agree with the
judge and dismiss this allegation. Our reasons for so
finding are set forth in section II below.
I. NONSOLICITATION RULE
A section of the handbook is entitled “Doing What’s
Right: Business Integrity and Ethics Policies.” That sec-
tion begins with a title page on page 43 and continues for
approximately 35 pages. There is a two-page table of
contents for that section entitled, “Business Integrity and
Ethics Policies At a Glance.” In the “At a Glance” sec-
tion, each policy is briefly paraphrased and the page
number where the full policy can be found is listed. One
of the policies paraphrased in the “At a Glance” section
(on page 45) involves employee solicitation. That entry
reads as follows:
Non-Solicitation . . . . . . . . . . . . . . . 69
You may not solicit employees on company property.
(Bold in original)
On page 69 of the handbook, the pertinent portion of the full
policy appears as follows:
Non-Solicitation
The company firmly believes that to help employees do
their jobs effectively, they shouldn’t be disturbed or
disrupted by solicitors as they perform their duties.
You may not solicit another employee in work areas
during work time.
The judge found the provision on page 69 to be pre-
sumptively lawful. Nevertheless, he found the two pro-
visions together to be unlawful because the material on
page 45 too broadly prohibits solicitation during non-
working time, the provision on page 69 does not retract
the material on page 45, and there is no basis for em-
ployees to infer that solicitation is permitted during non-
working time. The Respondent excepts, arguing, inter
alia, that it is not reasonable for an employee to ignore
the full explanation of the policy on page 69 or to rely on
the table of contents on page 45 as if it were a substan-
tive provision. For the reasons stated below, we agree
with the Respondent and reverse the judge.
The parties do not dispute that the provision on page
69, by itself, is valid on its face. See Our Way, Inc., 268
NLRB 394 (1983). The valid rule fully set forth on page
69 is more comprehensive than the material on page 45,
which, by contrast, consists of only a subject, a one-
sentence summary, and a reference to the full rule on
340 NLRB No. 39
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
278
page 69. The material on page 45 is just one of many
entries in that section that refer to other pages of the
handbook for fuller explanation of the policies.
In these circumstances, we find that employees would
reasonably believe that the Respondent’s nonsolicitation
rule was that set forth on page 69, and would not rea-
sonably rely on the page 45 material as representing the
Respondent’s solicitation policy. The material on page
45 is clearly not a full explication of the rule. Rather, it
is obviously a shorthand summary of the rule, and the
employees would not be confused by it. In our view, a
reasonable employee would readily disregard the mate-
rial on page 45 to the extent it conflicted with the fuller
explanation of the policy on page 69. While we agree
with our dissenting colleague that the material on page
45 would be, by itself, overbroad,3 that material cannot
be read in isolation, particularly in light of the fact that it
directs the reader to page 69 where the actual policy is
set forth in detail. Contrary to our dissenting colleague,
we find that employees would clearly understand that the
valid rule on page 69 is the Respondent’s sole solicita-
tion policy and the material on page 45 is merely an in-
complete and shorthand reference to the complete policy
found later in the handbook.4 We therefore reverse the
judge and dismiss this allegation.
II. NONDISCLOSURE RULE
The Respondent’s handbook at page 74 sets forth the
following rule concerning the disclosure of proprietary
information:
Proprietary Information
You’re responsible for the appropriate use and protec-
tion of company and third party proprietary informa-
tion, including information assets and intellectual
property. Information is any form (printed, electronic
3 J.C. Penney Co., 266 NLRB 1223, 1224 (1983) (restrictions on
“solicitation in nonworking areas during nonworking time are presump-
tively invalid”).
4 Our dissenting colleague avers that the presence of two different
rules in the handbook creates an ambiguity that must be resolved
against the Respondent as the drafter of the handbook. We see no
ambiguity. This is not a case in which there are two conflicting rules
that do not effectively cure one another. Here, it is clear that there is
only one rule, the provision on p. 69, and it does not violate the Act.
Thus, Olathe Healthcare Center, 314 NLRB 54, 58 (1994), relied on by
our dissenting colleague, is distinguishable. In that case, there were
two substantive rules in the handbook and the Board considered, but
rejected, the respondent’s argument that an unlawful rule was cured by
the presence of a lawful rule. Here, by contrast, the provision on p. 69
is the only substantive nonsolicitation rule, and there would be no con-
fusion in the minds of employees as to what the Respondent’s policy
was. Because the material on p. 45 cannot reasonably be read to be a
rule at all, employees here, unlike those in Olathe, would not be con-
fused by the presence of two conflicting rules.
or inherent knowledge) of company or third party pro-
prietary information. Intellectual property includes, but
is not limited to:
•
business plans
•
technological research and development
•
product documentation, marketing plans and
pricing information
•
copyrighted works such as music, written
documents (magazines, trade journals, news-
papers, etc.), audiovisual productions, brand
names and the legal rights to protect such
property (for example, patents, trademarks,
copyrights)
•
trade secrets and non-public information
•
customer and employee information, includ-
ing organizational charts and databases
•
financial information
•
patents,
copyrights,
trademarks,
service
marks, trade names and goodwill.
While it’s not improper for you to use proprietary in-
formation in the general course of doing business, you
must safeguard it against loss, damage, misuse, theft,
fraud, sale, disclosure or improper disposal. Always
store proprietary information in a safe place.
You may not use or access the proprietary information
of the company or others for personal purposes or dis-
close non-public information outside the company.
Doing so could hurt the company, competitively or fi-
nancially. . . .
(Bold and italics in original.)
The General Counsel contends that this rule violates
Section 8(a)(1) because the provision prohibiting disclo-
sure of “employee information, including organizational
charts and databases” can reasonably be read by employ-
ees to prohibit discussion among employees about their
wages, hours, or working conditions and to forbid disclo-
sure of such information to unions. The General Counsel
maintains that this rule would tend to chill employees in
the exercise of their Section 7 rights.
The judge dismissed this allegation, finding that this
provision would not tend to chill employees in their ex-
ercise of Section 7 rights because it cannot reasonably be
read to prohibit disclosure of employees’ wages, hours,
or working conditions. He found it to be reasonably read
as prohibiting only disclosure of the Respondent’s in-
formation assets and intellectual property, which is pri-
vate business information that the Respondent has a right
to protect.
MEDIAONE OF GREATER FLORIDA, INC.
279
We agree with the judge. Accordingly, we shall dis-
miss this allegation of the complaint.
We agree with our dissenting colleague that discussion
of wages is part of organizational activity and employers
may not prohibit employees from discussing their own
wages or attempting to determine what other employees
are paid.5 However, as we stated in Lafayette Park, 326
NLRB 824, 826 (1998), enfd. mem. 203 F.3d 52 (D.C.
Cir. 1999), quoting Aroostook County Regional Oph-
thalmology Center v. NLRB, 81 F.3d 209, 212 (D.C. Cir.
1996), “to concede this point lends nothing to the analy-
sis in this case, because the rule in question in no way
precludes employees from conferring . . . with respect to
matters directly pertaining to the employees’ terms and
conditions of employment.”
The handbook language here does not explicitly pro-
hibit the discussion or disclosure of wages, hours, work-
ing conditions, or any other terms and conditions of em-
ployment, nor does it forbid conduct that clearly impli-
cates Section 7 rights. See Super K-Mart, 330 NLRB 263
(1999). Further, contrary to our dissenting colleague, we
do not believe that employees would reasonably read this
rule as prohibiting discussion of wages and working con-
ditions among employees or with a union. Although the
phrase “customer and employee information, including
organizational charts and databases” is not specifically
defined in the rule, it appears within the larger provision
prohibiting disclosure of “proprietary information, includ-
ing information assets and intellectual property” and is
listed as an example of “intellectual property.” Other
examples include “business plans,” “marketing plans,”
“trade secrets,” “financial information,” “patents,” and
“copyrights.” Thus, we find, contrary to our dissenting
colleague, that employees, reading the rule as a whole,
would reasonably understand that it was designed to pro-
tect the confidentiality of the Respondent’s proprietary
business information rather than to prohibit discussion of
employee wages.6 “Clearly, businesses have a substantial
and legitimate interest in maintaining the confidentiality
of proprietary information.” Lafayette Park, supra, 326
NLRB at 826 (employer rule prohibiting “divulging Ho-
tel-private information to employees or other individuals
or entities that are not authorized to receive that informa-
tion” found lawful); Super K-Mart, supra, 330 NLRB at
5 See, e.g., International Business Machines, 265 NLRB 638 (1982);
Pontiac Osteopathic Hospital, 284 NLRB 442, 465 (1987); Waco, Inc.,
273 NLRB 746, 747–748 (1984).
6 Chairman Battista and Member Schaumber accept the proposition
that a handbook provision is unlawful if it expressly restricts Sec. 7
activity. However, they do not necessarily accept the proposition that a
provision is unlawful simply because it could be interpreted in an
unlawful way, absent evidence that the provision has in fact been so
interpreted and applied.
263, 264 (employer rule stating that “Company business
and documents are confidential” and “disclosure of such
information is prohibited” found lawful).7
In addition, the Respondent has not by any other ac-
tions led employees to believe that the nondisclosure
provision restricts employees’ Section 7 activity. Thus,
there is no evidence that the Respondent has enforced the
rule against employees for engaging in such activity, that
the Respondent promulgated the rule in response to un-
ion or protected activity, or even that the Respondent
exhibited antiunion animus. See Lafayette Park Hotel,
supra, 326 NLRB at 826 (relying in part on the absence
of such evidence to find that an employer rule did not
violate Sec. 8(a)(1)).
In these circumstances, we find that this provision
would be understood by employees as protecting from
disclosure only the Respondent’s proprietary private
business information and would not reasonably be con-
strued as restricting discussion or disclosure of employ-
ees’ own terms and conditions of employment. Accord-
ingly, we adopt the judge’s finding that the General
Counsel has not met his burden of showing that the
maintenance of this provision would reasonably tend to
chill employees in the exercise of their Section 7 rights.
Accordingly, we dismiss this allegation.
AMENDED CONCLUSION OF LAW
By promulgating and maintaining an unlawfully broad
rule prohibiting employee access to “company property
after hours without authorization,” the Respondent has
engaged in an unfair labor practice affecting commerce
within the meaning of Section 8(a)(1) and Section 2(6)
and (7) of the Act.
AMENDED REMEDY
Having found that the Respondent engaged in an un-
fair labor practice, we shall order it to cease and desist
therefrom and to take certain affirmative action to effec-
tuate the purposes and policies of the Act.
Having promulgated and maintained an unlawfully
broad rule prohibiting off-duty employees from entering
“company property after hours without authorization,”
7 In support of his finding that the employees would reasonably con-
strue this provision to restrict discussion about wages, our dissenting
colleague relies, inter alia, on University Medical Center, 335 NLRB
1318, 1322 (2001), enf. denied in pertinent part 335 F.3d 1079 (D.C.
Cir. 2003). However, that case is factually distinguishable. The rule in
issue there consisted of a one-sentence prohibition on the disclosure of
“confidential information concerning patients or employees,” and
lacked any examples clarifying that the rule was limited to protecting
the confidentiality of the respondent’s proprietary information. More-
over, we note that in denying enforcement in that case, the D.C. Circuit
found that a reasonable employee would not believe that a prohibition
against disclosure of confidential employee information “would prevent
him from saying anything about himself or his own employment.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
280
the Respondent must rescind that rule insofar as it pro-
hibits access to property other than company buildings
and working areas, remove it from its employee hand-
book, and advise the employees in writing that the rule is
no longer being maintained.
The Respondent will also be ordered to post an appro-
priate notice to employees.
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge as
modified below and orders that the Respondent, Me-
diaone of Greater Florida, Inc., an affiliate of AT&T
Broadband LLC, Jacksonville, Florida, its officers,
agents, successors, and assigns, shall take the action set
forth in the Order as modified.
1. Substitute the following for paragraph 2(a).
“(a) Rescind the rule prohibiting off-duty employees
from entering “company property after hours without
authorization,” insofar as it prohibits access to property
other than company buildings and working areas, remove
it from its employee handbook, and advise the employees
in writing that the rule is no longer being maintained.”
2. Delete paragraphs 1(b) and 2(b) and reletter the sub-
sequent paragraphs.
3. Substitute the attached notice for that of the admin-
istrative law judge.
MEMBER WALSH, dissenting in part.
I agree with my colleagues that the judge properly
found that the Respondent’s handbook rule denying em-
ployees’ access to “company property after hours with-
out authorization” violates Section 8(a)(1). However,
contrary to my colleagues, I would also find that the non-
solicitation and nondisclosure provisions of the Respon-
dent’s handbook violate Section 8(a)(1) of the Act. In
my view, all of these rules are unlawful because they
have the reasonable tendency to chill the employees in
the exercise of their Section 7 rights. Lafayette Park
Hotel, 326 NLRB 824, 825 (1998), enfd. mem. 203 F.3d
52 (D.C. Cir. 1999).
Nonsolicitation Rule
Standing alone, the nonsolicitation provision on page
69 of the employee handbook, which states, in pertinent
part, that employees “may not solicit another employee in
work areas during work time,” would be presumptively
lawful. However, that provision does not stand alone.
Rather, it must be read along with the clearly overbroad
provision on page 45 of the handbook stating, “You may
not solicit employees on Company property.”1 I find,
contrary to my colleagues, that the presence of both of
these provisions together in the employee handbook
would tend to chill the employees in the exercise of their
Section 7 rights. Accordingly, I find that the maintenance
of these rules violates Section 8(a)(1) of the Act.
My colleagues agree that the provision on page 45 is
overbroad. However, they find that because that provi-
sion appears in a table of contents section of the hand-
book entitled, “Business Integrity and Ethics Policies At
a Glance,” it is not a rule in itself, and therefore it would
not chill employees in the exercise of their Section 7
rights. In their view, the provision on page 45 can only
be read as a shorthand summary of the Respondent’s
lawful rule that appears on page 69. Thus, my colleagues
claim that employees would readily understand that the
page 45 provision was an incomplete and inaccurate re-
flection of the Respondent’s solicitation policy and the
employees would therefore feel free to disregard it. I
disagree.
I cannot agree with my colleagues’ finding that em-
ployees would understand that the “At a Glance” section
on pages 44 and 45 of the handbook is devoid of mean-
ing and can be ignored. I find that reasonable employees
would not so easily disregard the language set forth in a
handbook intended to guide their behavior. Those pages
contain language purporting to summarize the Respon-
dent’s policies, and there is nothing in the handbook in-
forming employees that the summaries appearing in the
“At a Glance” section may be incomplete or inaccurate
and that they do not in themselves reflect company pol-
icy. Absent such a disclaimer, employees may reasona-
bly rely on those summaries and believe that they reflect
company policy. Unlike my colleagues, I do not believe
that employees would necessarily recognize the language
on page 45 as incomplete or inaccurate material that may
be disregarded with impunity.
In my view, the presence in the handbook of two dif-
ferent versions of the Respondent’s nonsolicitation pol-
icy, one lawful and one unlawful, creates an ambiguity
that must be resolved against the Respondent as the
drafter of the handbook. See Lafayette Park Hotel, su-
pra, 326 NLRB at 828. I believe that such an ambiguity
would tend to chill the employees’ exercise of protected
activity because reasonable and cautious employees
would be guided by the broader language and would re-
strict their Section 7 activities in order to be certain not
to run afoul of the Respondent’s policies. Therefore, I
find that the nonsolicitation provisions in the Respon-
1 J.C. Penney Co., 266 NLRB 1223, 1224 (1983) (restrictions on “so-
licitation in nonworking areas during nonworking time are presump-
tively invalid”).
MEDIAONE OF GREATER FLORIDA, INC.
281
dent’s handbook reasonably tend to chill employees’
Section 7 rights and the maintenance of those provisions
thus violates Section 8(a)(1). See, e.g., Olathe Health-
care Center, 314 NLRB 54, 58 (1994) (unlawful solicita-
tion rule in handbook not cured by presence in handbook
of a different lawful solicitation rule).
II. NONDISCLOSURE RULE
The Respondent’s handbook prohibits the disclosure
“outside the company” of “employee information, in-
cluding organizational charts and databases.” My col-
leagues see nothing unlawful about this provision, find-
ing that it does not implicate employees’ Section 7 rights.
Contrary to my colleagues, I find that the maintenance of
this provision violates Section 8(a)(1).
It is well established that discussion of wages, benefits,
and working conditions is an important part of organiza-
tional and other concerted activity.2 Although employers
may have a substantial and legitimate interest in limiting
or prohibiting discussion about some aspects of their
affairs, they may not prohibit employees from discussing
their own wages and working conditions or attempting to
ascertain the wages of other employees.3 The Respon-
dent’s confidentiality rule is overbroad because it is not
crafted so that employees would understand that they are
not prohibited from compiling wage information on their
own or discussing their working conditions with others.
The rule could reasonably be construed by employees to
prohibit them from discussing information concerning
terms and conditions of employment including wages,
which they may reasonably perceive to be within the
scope of the broad and undefined category, “employee
information.”
The Board has found similar rules prohibiting the dis-
closure of “employee” information to be unlawful. See,
e.g., Flamingo Hilton-Laughlin, 330 NLRB 287, 288 fn.
3, 291 (1999) (rule prohibiting revealing “confidential
information regarding our customers, fellow employees,
or Hotel business” found unlawful); University Medical
Center, 335 NLRB 1318, 1322 (2001), enf. denied in
pertinent part 335 F.3d 1079 (D.C. Cir. 2003) (rule pro-
hibiting “release or disclosure of confidential information
concerning patients or employees” found unlawful); IRIS
USA, Inc., 336 NLRB 1013, 1014, 1016 (2001) (rule
prohibiting the disclosure of trade secrets or confidential
information, “whether about [the company], its custom-
ers, suppliers, or employees” found unlawful.).
My colleagues rely on Super K-Mart, 330 NLRB 263,
266 (1999), and Lafayette Park Hotel, supra, in support
2 See, e.g., International Business Machines, 265 NLRB 638 (1982).
3 Pontiac Osteopathic Hospital, 284 NLRB 442, 465 (1987); Waco,
Inc., 273 NLRB 746, 747–748 (1984).
of their finding that the rule here cannot be reasonably
construed to implicate Section 7 rights. First, I note that
I agree with the dissents in both of those cases. Second, I
find that those cases are distinguishable on their facts. In
neither of those cases did the rule explicitly prohibit the
disclosure of “employee” information. Here, where the
rule explicitly forbids the disclosure of “employee” in-
formation, it is reasonable for the employees to be uncer-
tain about which employee information can be disclosed
and which cannot. This, I find, is the essence of “chill-
ing.”4 Thus, as stated by Member Liebman in her dissent
in Super K-Mart, supra, 330 NLRB at 266,
Confronted with this rule, employees, contemplating
discussion of wage and benefit or other information
obtained from the Respondent concerning terms and
conditions of employment, would have to choose be-
tween discussing the information, and risking disci-
pline, or foregoing the discussion and giving up a right
protected by the Act. The Act prohibits an employer
from forcing employees to make that choice. Either
way, their Section 7 rights are infringed, for the threat
of discipline obviously interferes with, restrains, and
coerces employees in the exercise of a protected right.
In sum, in light of the rule’s ambiguity, which must be
construed against the Respondent, employees may rea-
sonably believe that protected Section 7 activity is pro-
hibited by this rule. Accordingly, I find that the presence
of this rule in the employee handbook would reasonably
tend to chill employees in the exercise of their Section 7
rights. Therefore, I conclude, contrary to my colleagues,
that its maintenance violates Section 8(a)(1) of the Act.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
National Labor Relations Board
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated Federal labor law and has ordered us to post and obey
this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
4 My colleagues opine that the rule would not reasonably be con-
strued as restricting employees’ discussions about their own wages and
working conditions because it appears within the larger provision pro-
hibiting disclosure of “proprietary information” such as “information
assets and intellectual property.” The location of the provision is
insufficient, in my view, to eliminate the ambiguity as to the reach of
this rule. As set forth above, I would construe the ambiguity against
the Respondent as the drafter of the rule.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
282
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT promulgate or maintain rules prohibit-
ing you from entering company property after hours
without authorization to the extent that such rules apply
to areas other than company buildings and working ar-
eas.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
guaranteed you by Section 7 of the Act.
WE WILL rescind our rule that prohibits you from en-
tering “company property after hours without authoriza-
tion” to the extent that the rule prohibits your presence in
areas other than company buildings and working areas,
WE WILL remove that rule from our employee hand-
book, and WE WILL advise you in writing that the rule
is no longer being maintained.
MEDIAONE OF GREATER FLORIDA, INC.
AN AFFILIATE OF AT&T BROADBAND
LLC
Ananyo “Tito” Basu, Esq., for the General Counsel.
Seth H. Borden and Eric P. Simon, Esqs., for the Respondent.
DECISION
GEORGE CARSON II, Administrative Law Judge. This
case was submitted by stipulation dated May 16, filed on May
23, 2002. The charge, filed on December 5, 2000, was
amended on February 15 and November 28, 2001, and January
30, 2002. The complaint issued on January 31, 2002. The
complaint alleges that the Respondent violated Section 8(a)(1)
of the National Labor Relations Act by promulgating and main-
taining certain rules relating to employee conduct. The Re-
spondent’s answer denies any violation of the Act. I find that
the Respondent’s rules relating to plant access and solicitation
do violate the Act as alleged in the complaint.
On the entire record, and after considering the briefs filed by
the General Counsel and the Respondent, I make the following
FINDINGS OF FACT
I. JURISDICTION
The Respondent, Mediaone of Greater Florida, an affiliate of
AT&T Broadband LLC, a Florida corporation, is engaged in
the provision of cable television, telephone, and internet service
at various locations including the greater Jacksonville, Florida,
area. From those business operations, during the past 12
months, the Respondent derived gross revenues in excess of
$1,000,000. In conducting its business, the Respondent adver-
tised various national brand products. The Respondent admits,
and I find and conclude, that it is an employer engaged in
commerce within the meaning of Section 2(2), (6), and (7) of
the Act.
The Respondent admits, and I find and conclude, that Inter-
national Brotherhood of Electrical Workers Local 177, AFL–
CIO (the Union), is a labor organization within the meaning of
Section 2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
A. Introduction
The parties have stipulated that, in January 2001, the Re-
spondent promulgated and since January 2001, “has maintained
in force and effect an Employee Handbook . . . at all of Re-
spondent’s facilities in the United States.” The handbook is
designated as Exhibit 8.
The complaint, in paragraph 4(a), (b), and (c), refers to three
separate provisions of the employee handbook (the handbook),
and alleges that, by maintaining those provisions, the Respon-
dent is “interfering with, restraining and coercing employees in
the exercise of the rights guaranteed in Section 7 of the Act.”
There is no evidence that any of the provisions alleged in the
complaint were promulgated in response to employee organiza-
tional activity nor is there any evidence of enforcement of the
rules. Nevertheless, “[w]here the rules are likely to have a
chilling effect on Section 7 rights, the Board may conclude that
their maintenance is an unfair labor practice, even absent evi-
dence of enforcement. Lafayette Park Hotel, 326 NLRB 824,
825 (1998).
B. Facts, Contentions, and Findings
1. The no-access rule
Subparagraph 4(a) of the complaint alleges that the Respon-
dent has violated the Act by maintaining a prohibition on “en-
tering company property after hours without authorization.”
The foregoing prohibition, appearing on page 21 of the hand-
book, is set out in a list of “Category One-Performance Issues”
that include various other examples of prohibited conduct such
as violating the smoking and tobacco use rule and reporting for
work improperly dressed. No additional explanation regarding
the prohibition upon access is contained in the handbook.
The applicable test for valid no-access rules is set forth in
Tri-County Medical Center, 222 NLRB 1089 (1976), which
explains that a no-access rule concerning off-duty employees is
valid only if it (1) limits access solely with respect to the inte-
rior of the plant and other working areas; (2) is clearly dissemi-
nated to all employees; and (3) applies to off-duty employees
seeking access to the plant for any purpose and not just to those
employees engaging in union activity, and that except where
justified by business reasons, a rule which denies off-duty em-
ployees entry to parking lots, gates, and other outside nonwork-
ing areas will be found invalid. See also Timken Co., 331
NLRB 744, 752 (2000); Eagle-Picher Industries, 331 NLRB
169, 175 (2000). The stipulation cites no “business reasons”
justifying the rule.
The Respondent notes that its rule does not prohibit employ-
ees from remaining after work or reporting early, and it argues
that a reasonable interpretation of the rule means that access is
prohibited when there is “no active business being conducted
on the premises,” that the rule “merely says that employees
may not enter the Company’s premises in the middle of the
night.” The stipulation does not establish that the facility is
MEDIAONE OF GREATER FLORIDA, INC.
283
closed “in the middle of the night” or that no employees report
to work or leave work during that period. The rule does not
specify what constitutes “after hours” or whose hours are being
referred to. Although the stipulation does not specify the shifts
or reporting times of employees, the handbook, at page 30,
refers to changes in “regular shifts” and “scheduled hours” in
order to serve customers, language that assumes the existence
of multiple shifts and fluctuating work schedules. Thus, it
would appear that some personnel are present throughout each
24-hour period, even “in the middle of the night,” to assure that
there is no interruption in the cable television, telephone, and
internet services that the Respondent provides. Thus, a reason-
able employee would read the rule as a prohibition upon “enter-
ing company property after [his or her] hours without authori-
zation.” The rule, as written, restricts entry to all company
property, not just buildings and work areas. At best, the term
“after hours” is ambiguous and “any ambiguity in the rule must
be construed against the Respondent as the promulgator of the
rule.” Lafayette Park Hotel, supra at 828.
The rule, as written, prohibits employee access to all com-
pany property “after hours without authorization,” and it
thereby unlawfully denies employees access, to “parking lots,
gates, and other outside nonworking areas.” Tri-County Medi-
cal Center, supra. The stipulation sets forth no business justifi-
cation for the unlawfully broad restriction. By maintaining an
unlawfully broad no-access rule the Respondent has violated
Section 8(a)(1) of the Act.
2. The no-solicitation rule
Subparagraph 4(b) of the complaint alleges that the Respon-
dent has violated the Act by informing its employees: “You
may not solicit employees on company property.” The forego-
ing statement appears on page 45 of the handbook in an index
titled “Business Integrity and Ethics Policies at a Glance.” The
index includes over 20 entries that are listed alphabetically and
include insider trading, nondiscrimination, no solicitation, and
protecting company assets. Under the index entry “Non-
Solicitation,” which is in bold typeface, is a short statement in
regular typeface stating: “You may not solicit employees on
company property.” Page 45 is an index. The page reference
for nonsolicitation is page 69. The rule set out on page 69,
standing alone, is presumptively valid. It prohibits solicitation
by employees “in work areas during work time.” The rule ap-
pearing on page 69 is not alleged to violate the Act.
The Respondent argues that it would not be reasonable for
employees to read the prohibition upon solicitation on company
property on page 45 and “ignore the full explanation” as set out
on page 69 and “assume” that employees must conduct them-
selves by what they read “from the book’s table of contents.”
Although the more extensive discussion on page 69 informs
employees that they may not solicit their fellow employees “in
work areas during work time,” it does not retract the prohibition
against solicitation on company property set out on page 45.
Our Way, 268 NLRB 394 (1983), held that “rules prohibiting
solicitation during working time are presumptively lawful be-
cause such rules imply that solicitation is permitted during
nonworking time, a term that refers to the employees’ own
time.” [Emphasis added.] Thus, the rationale of Our Way is
that employees may infer that conduct that is not prohibited is
permitted. In this case, there is no basis for an inference that
solicitation is permitted on company property during nonwork-
ing time because the employees have already been informed on
page 45 that there is to be no solicitation on company property.
Rather than negating the prohibition set out on page 45, the rule
on page 69 emphasizes that there is to be no disruption of em-
ployees as they perform their duties. Thus, the rule on page 69
reinforces the prohibition set out on page 45. That prohibition
is all inclusive. There is no statement in the rule on page 69
that makes clear to employees that they may solicit their fellow
employees on company property when not on work time.
Maintenance of an unlawfully broad no-solicitation rule,
even in the absence of evidence of enforcement, inhibits em-
ployees from engaging in otherwise protected organizational
activity and violates the Act. Olathe Healthcare Center, 314
NLRB 54, 58 (1994). The Respondent’s policies at no point
make clear that employees are permitted to engage in solicita-
tion on company property during nonworking time. By main-
taining an unlawfully broad no-solicitation rule prohibiting
solicitation “on company property,” the Respondent has vio-
lated the Act.
3. The nondisclosure rule
Subparagraph 4(c) of the complaint alleges that the Com-
pany has prohibited employees from “discuss[ing] and/or dis-
clos[ing] employee information,” citing pages 74 and 75 of the
handbook. The index, on page 45, includes a policy relating to
“Protecting Company Assets.” At page 73, the handbook sets
out this policy as it relates to protecting “Physical Property.”
At pages 74 and 75, the handbook sets out the policy regarding
“Proprietary Information” as follows:
You’re responsible for the appropriate use and protection of
company and third party proprietary information, including
information assets and intellectual property. [Emphasis in the
original.] Information is any form (printed, electronic or in-
herent knowledge) of company or third party proprietary in-
formation. Intellectual property includes, but is not limited to:
• business plans
. . . .
• trade secrets and non-public information
• customer and employee information, including or-
ganization charts and databases
• financial information
• patents, copyrights, trademarks, service marks, trade
names and goodwill
While it’s not improper for you to use proprietary information
in the general course of doing business, you must safeguard it
against loss, damage, misuse, theft, fraud, sale, disclosure or
improper disposal. Always store proprietary inform[ation] in
a safe place.
You many not use or access the proprietary information of the
company or others for personal purposes or disclose non-
public information outside the company . . . .
The complaint alleges a prohibition against “discuss[ing]
and/or disclos[ing] employee information.” The provisions
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
284
appearing on pages 74 and 75 of the handbook at no point refer
to discussion. The prohibition against disclosure specifically
relates to “information assets and intellectual property,” pro-
prietary information. The General Counsel, citing Flamingo
Hilton-Laughlin, 330 NLRB 287 (1999), and University Medi-
cal Center, 335 NLRB 1318 (2001), argues that the Respondent
has prohibited “disclosure of information about employees” and
that employees “reasonably would understand” the provisions
relating to disclosure to include information regarding their
“terms and condition of employment.” I disagree. Unlike the
cases cited by the General Counsel, and similar cases such as
IRIS U.S.A., Inc., 336 NLRB 1013 (2001), the Respondent’s
rule at no point uses the term “confidential” or refers to keeping
information about employees confidential. The policy herein
relates to “information assets and intellectual property” of the
Company, “private business information” that the Company has
every right to protect. See Super K-Mart, 330 NLRB 263, 264
(1999). The examples of intellectual property relating to em-
ployees that are given are “private business information,” or-
ganization charts and databases. The General Counsel’s argu-
ment requires dissecting the policy relating to protecting pro-
prietary information by lifting the term “employee information”
from the entry that refers to “customer and employee informa-
tion, including organization charts and databases” and coupling
it with the term “disclosure” which is included in the affirma-
tive requirement that employees “must safeguard it [proprietary
information] against loss, damage, misuse, theft, fraud, sale,
disclosure or improper disposal.” A reasonable reading of the
foregoing policy makes clear that employees are obligated to
protect the Respondent’s proprietary information from im-
proper disclosure. They are not to sell or disclose private busi-
ness information such as customer lists or employee databases.
The policy at no point refers to confidential employee informa-
tion or to wages, hours, or working conditions. The rule does
not relate to or curtail the right of employees to discuss matters
relating to their wages, hours, or working conditions. As in
Super K-Mart, supra, “employees reasonably would understand
from the language of the . . . [foregoing] provision that it is
designed to protect the Respondent’s legitimate interest in
maintaining the confidentiality of its private business informa-
tion, not to prohibit discussion of wages or working condi-
tions.” The rule herein “does not implicate employee Section 7
rights.” Lafayette Park Hotel, supra at 826. I shall recommend
that this allegation be dismissed.
CONCLUSION OF LAW
By maintaining an unlawfully broad rule prohibiting em-
ployee access to all company property “after hours without
authorization” and by maintaining an unlawfully broad rule
providing that employees “may not solicit employees on com-
pany property” the Respondent has engaged in unfair labor
practices affecting commerce within the meaning of Section
8(a)(1) and Section 2(6) and (7) of the Act.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I find that it must be ordered to cease and
desist therefrom and to take certain affirmative action designed
to effectuate the policies of the Act.
The Respondent, having promulgated and maintained unlaw-
fully broad rules prohibiting off-duty employees from entering
company property without authorization and from prohibiting
employees from “solicit[ing] employees on company property,”
must rescind those rules insofar as they prohibit access to prop-
erty other than company buildings and working areas and pro-
hibit solicitation other than during working time.
The Respondent will also be ordered to post an appropriate
notice.
On these findings of fact and conclusion of law and on the
entire record, I issue the following recommended1
ORDER
The Respondent, Mediaone of Greater Florida, an affiliate of
AT&T Broadband LLC, Jacksonville, Florida, its officers,
agents, successors, and assigns, shall
1. Cease and desist from
(a) Promulgating and maintaining a rule prohibiting employ-
ees from entering company property after hours without au-
thorization to the extent that the foregoing rule applies to areas
other than company buildings and working areas.
(b) Promulgating and maintaining a rule prohibiting employ-
ees from soliciting employees on company property.
(c) In any like or related manner interfering with, restraining,
or coercing employees in the exercise of the rights guaranteed
them by Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Rescind the rule that prohibits employees from entering
company property after hours without authorization to the ex-
tent that the rule prohibits their presence in areas other than
company buildings and working areas.
(b) Rescind the rule that prohibits employees from soliciting
employees on company property.
(c) Within 14 days after service by the Region, post at its fa-
cilities in Jacksonville, Florida, copies of the attached notice
marked “Appendix.”2 Copies of the notice, on forms provided
by the Regional Director for Region 12, after being signed by
the Respondent’s authorized representative, shall be posted by
the Respondent immediately on receipt and maintained for 60
consecutive days in conspicuous places including all places
where notices to employees are customarily posted. Reason-
able steps shall be taken by the Respondent to ensure that the
notices are not altered, defaced, or covered by any other mate-
rial. In the event that, during the pendency of these proceed-
ings, the Respondent has gone out of business or closed the
1 If no exceptions are filed as provided by Sec. 102.46 of the Board’s
Rules and Regulations, the findings, conclusions, and recommended
Order shall, as provided in Sec. 102.48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses.
2 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
MEDIAONE OF GREATER FLORIDA, INC.
285
facility involved in these proceedings, the Respondent shall
duplicate and mail, at its own expense, a copy of the notice to
all current employees and former employees employed by the
Respondent at any time since January 1, 2001.
(d) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply
IT IS FURTHER ORDERED that the complaint is dismissed
insofar as it alleges violations of the Act not specifically found.