340 NLRB 415
Air Flow Equipment
AIR FLOW EQUIPMENT, INC.
415
Air Flow Equipment, Inc. and Sheet Metal Workers
International Association, Local No. 7, AFL–
CIO. Case 7–CA–44131–1
September 29, 2003
DECISION AND ORDER
BY MEMBERS LIEBMAN, SCHAUMBER, AND
WALSH
On February 22, 2002, Administrative Law Judge Jane
Vandeventer issued the attached decision. The Respon-
dent filed exceptions and a supporting brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and brief and has decided to
affirm the judge’s rulings, findings,1 and conclusions and
to adopt the recommended Order.2
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge and
orders that the Respondent, Air Flow Equipment, Inc.,
Kalamazoo, Michigan, its officers, agents, successors,
and assigns, shall take the action set forth in the Order.
Steven Carlson, Esq., for the General Counsel.
David M. Buday, Esq. and Nathan D. Plantinga, Esq., for the
Respondent.
Dennis Crane, Union Representative, for the Charging Party.
1 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings. In addition, the Respondent contends
that the judge’s rulings, findings, and conclusions demonstrate bias and
prejudice. On careful examination of the judge’s decision and the
entire record, we are satisfied that the Respondent’s contentions are
without merit.
Contrary to his colleagues, Member Schaumber, based on his review
of the testimony of employee Case, finds that the General Counsel did
not prove by a preponderance of the evidence that the comment made
by Dick DeYoung at an employee meeting concerning the Respon-
dent’s continued ability to make personal loans if the Union came in
was a threat to withdraw an existing benefit in violation of Sec. 8(a)(1).
2 The judge found that the Respondent was “obligated to investigate”
allegations of misconduct involving discriminatee Eric Furtaw. These
allegations formed the basis of the Respondent’s explanation of Fur-
taw’s discharge. As a general rule, an employer is under no such obli-
gation. However, given the General Counsel’s initial showing that the
discharge was unlawful, the Respondent’s failure to investigate con-
tributes to the finding that the Respondent’s rationale for Furtaw’s
discharge was a pretext for unlawful discrimination.
DECISION
STATEMENT OF THE CASE
JANE VANDEVENTER, Administrative Law Judge. This
case was tried on November 8 and 9, 2001, in Kalamazoo,
Michigan. The complaint alleges Respondent violated Section
8(a)(1) of the Act by making a number of coercive statements.1
The complaint also alleges Respondent violated Section 8(a)(3)
of the Act by discharging employee Eric Furtaw. The Respon-
dent filed an answer denying the essential allegations in the
complaint. After the conclusion of the hearing, the parties filed
briefs which I have read.
Based on the testimony of the witnesses, including particu-
larly my observation of their demeanor while testifying, the
documentary evidence, and the entire record, I make the fol-
lowing
FINDINGS OF FACT
I. JURISDICTION
The Respondent is a Michigan corporation with an office and
place of business in Kalamazoo, Michigan, where it is engaged
in the manufacture of custom air-handling units. During a rep-
resentative 1-year period, Respondent purchased and received
at its Kalamazoo facility goods valued in excess of $50,000
directly from points outside Michigan. Accordingly, I find, as
Respondent admits, that it is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act.
The Charging Party (the Union) is a labor organization
within the meaning of Section 2(5) of the Act.
II. UNFAIR LABOR PRACTICES
A. The Facts
1. Background
Respondent, during the time period involved in this proceed-
ing, employed approximately 7 to 10 employees. The large air-
handling units Respondent builds are custom manufactured for
particular customers, and may contain fans, filters, coolers,
heaters, dehumidifiers, dampers, and air blenders, as required
for the particular application. Dick2 is the president and owner
of Respondent, his wife Brenda and his two sons, Steve and
Matt, also work in the business. In the absence of Dick for
vacation, Steve has acted as the supervisor of the facility.
1 It is alleged that Respondent threatened employees with unspeci-
fied reprisals if they selected the Union to represent them, informed
employees that selecting the Union to represent them would be futile,
interrogated employees about the union activities of other employees,
urged employees to rescind their signed union authorization designa-
tions, and informed employees that Respondent would no longer be
able to make personal loans to employees if they selected the Union to
represent them.
2 Mr. Dick’s name appears in the transcript in several places as
“Demmen James,” which is his full legal name. He is normally called
Dick, and was referred to in most places in the transcript, especially by
witnesses, as Dick. He will be referred to as Dick in this decision.
340 NLRB No. 62
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
416
2. The organizing campaign
In late April 2001,3 an employee of Respondent, Eric Fur-
taw, contacted the Union in order to seek representation of
Respondent’s employees. Union Organizer Dennis Crane testi-
fied without contradiction that he met with the employees sev-
eral times in late April and early May, and secured from a ma-
jority of the employees signed cards authorizing the Union to
represent them.4 On about May 4, Crane distributed T-shirts to
the employees which bore the name of the Union, which sev-
eral of them wore in the plant thereafter. On May 10, Crane
visited Respondent’s facility, where he introduced himself and
informed Dick that a majority of his employees had designated
the Union as their representative. According to his testimony,
Crane handed Dick a letter naming the Union’s in-plant orga-
nizing committee. The three employees named in the letter
were Tim Price, Dennis Eymer, and Eric Furtaw. Dick denied
receiving any letter, and Brenda, who was present for a portion
of the encounter, did not recall a letter. Crane also testified that
Dick showed surprise at Crane’s appearance, and stated that he
didn’t like the way Crane did business. Dick denied that he
was angry or hostile. It is undisputed that Crane made an ap-
pointment to return to Respondent to discuss the matter of rep-
resentation with Dick. For the reasons stated below, I credit
Crane’s testimony over that of Dick regarding Crane’s delivery
of the letter naming Eric Furtaw and two other employees as
the in-plant organizing committee.
Crane returned to Respondent’s plant on May 17, at which
time he and Dick discussed the possibility of voluntary recogni-
tion and the negotiation of a collective-bargaining agreement
for about 2 hours, but neither recognition nor anything else was
agreed upon. Dick called the meeting “informational.” Crane
testified that after the discharge of Eric Furtaw at the end of
May and subsequent loss of support among the employees in
early June, he ceased to pursue voluntary recognition, and the
parties did not meet again.
3. Tim Price’s employment interview
On about March 27, employee Tim Price met with Dick for
an employment interview. Price’s application showed that
some of his previous jobs had been working for union-signatory
employers. Price testified that Dick told him that Respondent is
“not a union company and never will be,” and added, “don’t
push it.” Dick admitted that he told Price that Respondent is
nonunion, but denied the remainder of the remarks attributed to
him. Tim Price was hired by Respondent.
A few months later, Tim Price quit his employment with Re-
spondent voluntarily. He testified in a straightforward manner,
and attempted to be accurate in his responses to questions on
cross-examination as well as on direct examination. Respon-
dent argued that Price was a biased witness, as he supported the
Union, and quit his job at Respondent due to an action by Re-
spondent which he apparently regarded as petty. These facts
3 All dates hereafter will be in 2001, unless otherwise specified.
4 The Union’s asserted majority status is of interest only for its bear-
ing on the allegations already recited. The Union never filed a repre-
sentation petition, and this proceeding does not involve any allegation
of an 8(a)(5) violation nor does the General Counsel seek a bargaining
order.
are at most minimal indications of bias, and are counterbal-
anced by other facts. His employment at Respondent encom-
passed only a few months of 2001, and he left voluntarily. His
demeanor was good, and I find him to be essentially a neutral
witness. I credit his testimony over that of Dick, whose testi-
mony tended to be conclusionary and emotionally charged. I
have not credited the testimony of Dick where his testimony
contradicts that of Crane, Price, Case, and several other wit-
nesses. Dick demonstrated an impatient demeanor, gave exag-
gerated or imprecise answers on a number of occasions, and
testified inconsistently concerning several important facts, in-
cluding his knowledge of Eric Furtaw’s union activities and his
conduct concerning the union organizing campaign.
4. Employees’ testimony regarding May 10
Price also testified that on about May 10, Dick approached
him in the shop and asked him what was the point of organiz-
ing. Price did not respond. This incident was not alleged as a
violation. May 10 was the day on which Dennis Crane visited
Respondent and informed Dick that a majority of his employees
had designated the Union as their representative.
Eric Furtaw testified that on the same day, May 10, while he
was working in the shop, he observed Dick approach employee
Kevin Shannon and heard him ask Shannon “who was in my
shop while I was on vacation? Who was trying to organize a
union?” Shannon replied that he didn’t know. Furtaw was
about ten feet away from Dick and Shannon during this ex-
change. Kevin Shannon denied the incident. Dick did not ad-
dress it in his testimony. With regard to these remarks, I credit
Eric Furtaw over Shannon. Shannon was an unconvincing
witness who displayed some difficulty with his memory on
essential points, a tendency to speculate, and by his demeanor
appeared not to be taking seriously his role as a witness. While
Furtaw admitted on cross-examination that he had made a false
statement during the unemployment compensation hearing after
his discharge, his testimony in this proceeding was consistent
and largely corroborated by other witnesses. On balance, I find
him the more reliable witness of the two.
5. Allegations involving the June 7 meeting
Dan Case, an employee who worked at Respondent during
May and part of June, testified that at an employee meeting on
June 7, Dick, who had called the meeting, told the assembled
employees that they could get their signed union authorization
cards back if they wanted to, by writing a letter to the address
he would post at the timeclock. Dick also said that he had a
supply of green return receipt cards, and would leave them at
the timeclock also. He added that if they had trouble compos-
ing a letter, Brenda would help them, and they could leave
work early in order to get to the post office before it closed.
Dick prefaced his remarks by saying that “a number of” em-
ployees had asked him how to retrieve their authorization cards,
but there was no evidence that anyone except employee Wil-
liam Hires had actually done so.
Dick also told employees that in the past, he had advanced
employees their pay, but if the Union came in, he would not be
able to do that. Hires testified that Dick added that there would
be “no more open door policy,” but this statement was not al-
leged in the complaint, and no other witness testified to it. As I
AIR FLOW EQUIPMENT, INC.
417
have not credited Hires for the reasons set forth below, I find
that this statement did not occur. It is undisputed that several
employees did take worktime, at least 1/2 hour, in order to go
to the post office to mail their requests for the return of their
authorization cards.
I find that Dan Case was a credible witness. He worked for
Respondent for only about 6 weeks, leaving Respondent’s em-
ployment voluntarily for a better job. His demeanor was good,
and he displayed a better memory than other witnesses who
testified about this incident.
6. Discharge of Eric Furtaw
Eric Furtaw worked for Respondent from June 2000 until his
discharge on May 31, 2001. It is undisputed that he was the
employee who first contacted the Union, and who informed the
other employees about the beginning of the organizing drive
and union meetings. It is also undisputed that Furtaw wore a
union T-shirt in the workplace during May. In addition, Crane
informed Respondent on May 10 that Furtaw was one of the
three in-plant organizers for the Union.
On May 31, Dick called Furtaw into his office and told him
that he was discharged on the grounds that an unnamed person
had accused him of having threatened to kill the management
and employees of Respondent. Furtaw, Dick, and another em-
ployee, Terry Wiggins, were the only ones present. The testi-
mony of all three of these witnesses agrees that Furtaw pro-
tested that this was false, and asked to know who had accused
him. In addition, Furtaw asked to be heard concerning the ac-
cusation. Dick refused to tell him anything further, and refused
to hear any explanations or other comments. Instead, he or-
dered Wiggins to escort Furtaw from the premises, after giving
him his final paycheck, which he had had prepared in advance.
According to Furtaw, Dick said at parting, “get the hell out of
my shop.”
Respondent introduced evidence concerning Furtaw’s nearly
1 year of employment. During the fall of 2000, according to
the testimony of several employees, Furtaw on several occa-
sions expressed frustration by throwing down a tool that he was
working with, or at least handling a tool roughly. On at least
one of these occasions a supervisor or manager was aware of
the conduct, but Furtaw was not warned or disciplined for this
conduct. According to Dick, he was aware that Furtaw was
involved in marital difficulties during this period, and that in
this connection, he had pled guilty to an assault charge. During
February, Dick was aware that Furtaw, in his upset over this
situation, had taken a radio belonging to himself and thrown it
purposely onto the floor of the shop. Dick admitted that he was
aware of Furtaw’s periodic upsets, but did nothing about this
conduct other than telling employees generally to “cut it out”
and sending Furtaw home for the rest of the day after he had
broken his radio.
With regard to the accusations of threats of harm to employ-
ees, Bill Hires testified that in December 2000, Furtaw got
angry over something that had occurred at work and said “fuck
this place and these people.” Hires then stated that Furtaw said
“something about” killing these people, starting with the front
office or “something to that effect.” Hires testified that, on the
same day, he informed Steven DeYoung about Furtaw’s re-
marks. Dick was out of town at the time, and his son Steven
was in charge of the plant. Dick claimed in testimony that he
was not told about Hires’ allegations until May 30. Steven
DeYoung was not called as a witness by Respondent, and no
explanation of his absence was offered.5 Nothing was said to
Furtaw about this incident until May 31, and he was not disci-
plined for it until that date. With regard to Steven DeYoung, I
find that he was a supervisor within the meaning of the Act,
based on the entire record evidence, including the undisputed
evidence that he was in charge of the plant in his father’s ab-
sences and exercised supervisory authority by, for example,
reinstating Furtaw to his job in April as described below.
The General Counsel has argued that because Steven De-
Young was not called to testify by Respondent, and no reason
for this failure was offered, that adverse inferences should be
drawn, to the effect that he would not have corroborated Dick.
During March and April, there were several instances of Fur-
taw walking off the job. Matt DeYoung, an engineer and pro-
ject manager for Respondent, testified that in March, upset
about not having had the opportunity to volunteer for some
overtime, Furtaw walked out of the plant, saying “fuck this
place, I’m tired of this,” and did not work the rest of the day.
Dick was informed of this incident, but Furtaw received no
discipline for it.
According to Dick’s testimony, he had a conversation with
Eric Furtaw in March, during which Furtaw requested a raise.
Dick told Furtaw that he would not give him a raise because he
lacked certain skills in the shop. No mention was made of Fur-
taw’s conduct, apparently. Furtaw said that if he didn’t get a
raise, he would look for another job. Dick claimed that he then
placed an advertisement for another employee, apparently mo-
tivated by the fact that Furtaw intended to quit as soon as he
found another job. When testifying about placing the want ad,
Dick made no mention of Furtaw’s conduct as a motivating
factor.
During April, Dick was on vacation, and Steven was in
charge of the plant. On one day during April, according to
employee Hires and Dick’s recitation of what his son Steven
told him over the telephone, Furtaw became upset when Steven
DeYoung told him that he had taken too long for his lunch-
break, and must return to work. On that occasion, Furtaw as-
sertedly told Steven DeYoung to “go fuck himself” and left the
plant, saying that he quit. Some time later, Furtaw returned to
the plant, apparently asked for his job back and Steven De-
Young returned him to work. Furtaw received no discipline for
this incident. Dick testified that when Steven informed him
about this incident over the telephone, he determined to dis-
charge Furtaw as soon as he returned from vacation at the be-
ginning of May, but in fact, no discipline was ever given to
Furtaw for this incident, and neither was he discharged. There
is no evidence that Dick even mentioned the incident to Furtaw.
5 The General Counsel has argued that because Steven DeYoung
was not called to testify by Respondent, and no reason for this failure
was offered, adverse inferences should be drawn, to the effect that he
would not have corroborated Dick on the issue of when Dick was first
informed of the December 2000 allegations against Eric Furtaw made
by Hires. I find that such an inference is warranted, and that had Ste-
ven testified, he would not have corroborated Dick on this point.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
418
Dick testified that the reason he discharged Furtaw was for
the December 2000 alleged threats to kill managers and em-
ployees of Respondent. He asserted that he learned of this
incident for the first time on May 30, in the course of a meeting
with his attorneys concerning the employees’ union organizing
efforts. According to Dick, Steven was present at this meeting
and mentioned the December 2000 incident. According to
Dick, he approached employee William Hires on the following
day, May 31, and secured a written statement in support of
Hires’ contentions, then immediately decided to discharge Fur-
taw on this basis, without further investigation.6 He had Fur-
taw’s last check prepared and discharged him in the manner
described by Furtaw.
Hires was not a believable witness. His demeanor was poor.
He contradicted himself on numerous occasions, he spoke in
vague and uncertain phrases, and his recollection was faulty as
to many matters. He tended to exaggerate his testimony and
then to modify his statement, making it impossible to credit
either version. I do not credit Hires.7
B. Discussion and Analysis
1. The 8(a)(1) allegations
The Board has found in numerous cases that an employer’s
statement to employees that it will never be union is essentially
a threat that employees’ organizing efforts will be futile, and is
therefore coercive and violative of Section 8(a)(1) of the Act.
In this instance, Dick ‘s statement to Tim Price that Respondent
was not going to be union was joined with an instruction not to
“push it,” which would lead one to believe that he was referring
to organizing. Therefore, it falls within the same category of
cases as those where employees are given to understand that
their organizing efforts will be futile. Dick’s statement was a
warning that organizing attempts would be futile, and violated
Section 8(a)(1) of the Act. EPI Construction, 336 NLRB 234,
237 fn. 17 (2001); Yuker Construction, 335 NLRB 1072, 1077–
1079 (2001). In addition, his further instruction, “don’t push
it,” could reasonably be understood to imply that there would
be bad consequences if an employee “pushed” the union. It
could also be understood as a complete prohibition on organiz-
ing or “pushing” a union. Under either interpretation, Dick’s
second remark to Price was definitely coercive and violated
Section 8(a)(1) of the Act. ITT Federal Services Corp., 335
NLRB 998, 1002–1003 (2001).
Dick’s questions to employee Shannon, overheard by Eric
Furtaw, are also clearly coercive. While there are circum-
6 Hires’ testimony as to when he gave Dick a written statement was
vacillating and equivocal. He stated that he gave Dick the statement on
the morning of May 31, but also admitted that he had sworn in his
affidavit that it was a few days before Eric Furtaw’s discharge that he
was asked for and wrote the statement. Hires testified that he did not
recall Furtaw’s precise words in December 2000, and that he was not
asked by Dick for Furtaw’s words. In his testimony, he continually
equivocated, using phrases such as “something to that effect” and
“something like” and in his testimony at first did not use the words, “go
postal,” as he did in his written statement for Dick.
7 On cross-examination, Hires admitted that, upon learning of Fur-
taw’s discharge, he assumed that Dick had discharged Furtaw because
of his union activities. I do credit this admission.
stances in which it may be noncoercive to inquire of an em-
ployee as to his own sentiments regarding a union (See Ross-
more House, 269 NLRB 1176 (1984), enfd. 760 F.2d 1006 (9th
Cir. 1985)), it is decidedly a strong indication of coercion to
inquire into the union activities of other employees. Sundance
Construction Management, 325 NLRB 1013 (1998); William-
house of California, Inc., 317 NLRB 699, 716 (1995).
Dick’s June 7 statement to the assembled employees to the
effect that he would no longer be able to offer them personal
loans (in the form of advances against their pay), if the Union
represented them is, without doubt, a threat to withdraw an
existing benefit if employees decide to select the Union to rep-
resent them. As such it violates Section 8(a)(1) of the Act.
Meyer Waste Systems, 322 NLRB 244 (1996); Standard Prod-
ucts Co., 281 NLRB 141 (1986).
Board law holds that employers may inform employees as to
how to request the return of authorization cards in only limited
circumstances. There must be no assistance provided other
than passive or ministerial aid, such as providing an address to
which to write. In addition, there must be no possible monitor-
ing of which employees make such requests, and a context free
of other unfair labor practices. If an employer goes beyond
mere “ministerial” or “passive aid,” and does so in the context
of other unfair labor practices, it has acted unlawfully. Mo-
hawk Industries, 334 NLRB 1170, 1170–1171 (2001). With
respect to Respondent’s announcement regarding how to re-
quest employees’ authorization cards back from the Union,
Dick did more than simply provide an address and supply green
cards at the timeclock for employees’ use. He offered the assis-
tance of his wife, Brenda DeYoung, a management official, in
composing such requests, and authorized employees to leave
work early. It would have been possible, and employees could
have realized that it was possible, to monitor which employees
availed themselves of the opportunity to leave work early that
day. Their timecards would have provided the necessary in-
formation. Finally, in this instance, there is a context of other
unfair labor practices. In the same meeting, Respondent unlaw-
fully threatened withdrawal of a benefit. In addition, less than a
week earlier, Respondent had discharged the leading union
activist. Even William Hires, anxious as he was to please Dick,
assumed that Furtaw had been fired because of his union activi-
ties. As recounted below, I find that Hires’ assumption was
correct. Viewed as a whole, therefore, Respondent’s solicita-
tion of employees to request return of their authorization cards
was coercive and occurred in a coercive context. I find that it
violated Section 8(a)(1) of the Act.
2. Discharge of Eric Furtaw—prima facie case
In order to establish a prima facie case that a respondent has
discharged an employee in violation of Section 8(a)(3) of the
Act, the General Counsel must show that the employee was
engaged in union activities, that the respondent was aware of
those activities, that the respondent harbored animus or hostility
towards those activities, and discharged the employee because
of those activities. If the General Counsel successfully proves
these elements, a respondent may defend by proving that it
would have discharged the employee in any event, even in the
absence of any protected activities. Wright Line, 251 NLRB
AIR FLOW EQUIPMENT, INC.
419
1083 (1990), enfd. 662 F.2d 899 (1st Cir. 1981), cert. denied
455 U.S. 989 (1982), approved in Transportation Management
Corp., 462 U.S. 393 (1983).
In this case, it is not disputed that Eric Furtaw was active in
the union organizing effort at Respondent. Respondent con-
tends that while it was aware of Furtaw’s support for the Union,
it was unaware that he was one of the leaders of the organizing
effort. On the contrary, I have found that Respondent was
aware, at least from May 10 when Crane delivered the letter
naming the in-plant organizing committee, that Furtaw was one
of the three leading union organizers among its 10 employees.
Respondent’s animus against the Union and employees’ or-
ganizing efforts is amply demonstrated by Dick ‘s statements to
Tim Price some weeks before the organizing effort began, and
further by his remarks to Price and Shannon on May 10, the day
he learned that a majority of the employees had decided to sup-
port the Union. In addition, Respondent’s animus against the
Union did not fade with its discharge of Furtaw, but continued.
Within a week of Furtaw’s discharge, Respondent violated
employees’ rights in two additional ways on June 7. Respon-
dent argues that Dick’s conduct in meeting politely with the
Union representative on May 17, and the fact that his father
formerly belonged to the Union militate against a finding of
animus. While it may be that Dick had no animus against the
Union in the abstract, when faced with the reality of the em-
ployees of his own small company being represented by the
Union, he apparently found that theory and practice sometimes
part company. Respondent amply demonstrated its antiunion
animus by the numerous unfair labor practices Dick personally
engaged in.
Whether there is a connection between this hostility and the
discharge of Eric Furtaw is the final prong of the prima facie
case. The timing of Furtaw’s discharge, coming within a few
weeks of Respondent’s learning that he was a leading union
organizer, is one element which the General Counsel urges, and
which I find, indicates that there is such a connection. In addi-
tion, Respondent’s asserted reason for the discharge is an al-
leged incident of bad conduct which had occurred between 5
and 6 months before the discharge. The record is clear that
Respondent had knowledge of this conduct in December 2000,
when it had allegedly occurred. It is undisputed that employee
Hires informed the substitute supervisor and owner’s son, Ste-
ven DeYoung, of his allegations regarding Furtaw’s conduct.
Even if I were to credit Dick’s denial of knowledge of this par-
ticular allegation before May 30, Respondent is charged with
knowledge of it through Steven DeYoung. Had Respondent
actually found the Hires’ allegations sufficiently believable, it
would have conducted an investigation or taken action of some
kind at that time, not waited 5 or 6 months. In addition, the
summary nature of the discharge, undertaken without any in-
vestigation, and without permitting any defense by Furtaw, is
another indicator that the action was taken because of Furtaw’s
union activities, and not because of his prior misconduct. I find
that there is considerable evidence of the requisite connection
between Respondent’s animus and its discharge of Furtaw. In
summary, I find that the General Counsel has sustained his
burden of proving a prima facie case that Respondent violated
Section 8(a)(1) of the Act by discharging Eric Furtaw.
3. Respondent’s defense
In defense, Respondent has introduced evidence not only of
the allegations which were made by William Hires about Fur-
taw, but also of numerous other instances of misconduct alleg-
edly engaged in by Furtaw. These latter incidents include Fur-
taw’s supposedly throwing down tools on a number of occa-
sions and his own radio on one occasion. With respect to these
instances, there was no clear showing that supervisors were
aware of Furtaw’s roughness with tools. If they were, as is
probable from the smallness of the plant, there is no evidence
that they were particularly concerned about it. There is abso-
lutely no evidence in the record that Furtaw received so much
as a verbal admonition to take it easy on the tools. In addition,
the incidents described occurred primarily in the fall of 2000,
more than 6 months before the discharge. Dick testified sum-
marily that he was generally aware of Furtaw’s “other conduct”
and that it was a part of the reason he decided to discharge Fur-
taw on May 31.8 To the extent that he did so rely, I find that
Respondent has used stale incidents to bolster its defense, as
well as relying on conduct it had previously tolerated and ac-
corded no discipline for. Its reliance on this other conduct also
constitutes a shifting defense. These factors are indicators of
pretext, rather than of a bona fide defense.
To the extent the “other conduct” allegedly relied upon by
Respondent consisted of the several instances in 2001 that Fur-
taw became upset and walked off the job, this asserted defense
is subject to the same deficiencies. Respondent tolerated Fur-
taw’s tantrums month after month, with absolutely no discipline
for this conduct. In fact, in April when Furtaw voluntarily quit,
Steven DeYoung gave Furtaw his job back immediately upon
being asked, the same afternoon Furtaw had quit. Although
Dick claims to have been unhappy about Steven’s action, and
determined to discharge Furtaw, he in fact took no action at all
against Furtaw when he returned from vacation on May 1,
which belies his testimony that he had decided to discharge
Furtaw in April. Respondent’s reliance upon Furtaw’s previ-
ously condoned conduct is a clear indication that its defense is
pretextual.
Finally, the major prong of Respondent’s defense is Dick’s
“discovery” of and reliance on nearly 6-month old allegations
made by employee William Hires. I have found that William
Hires was not a reliable witness. Even if Respondent believed
him to be more reliable than I have found him, it was still obli-
gated to investigate his allegations and to permit Furtaw to give
his version of events. It did neither. Respondent completely
failed to investigate the allegations, and admittedly refused to
permit Furtaw to defend against what Dick heard him say were
unfounded accusations. Precisely this type of summary pro-
ceeding has repeatedly been found by the Board to indicate
pretext rather than a valid defense. See, e.g., Soltech, Inc., 306
NLRB 269, 278–279 (1992); Kunja Knitting Mills U.S.A., 302
NLRB 545, 560–561 (1991); Superior Coal Co., 295 NLRB
8 Notably, Respondent does not rely upon Furtaw’s frequent use of
intemperate language as part of the alleged misconduct. Indeed, it
could not convincingly do so, since the entire record reveals that many
employees and supervisors, including Dick, habitually used intemperate
language in the plant as a matter of course.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
420
439, 450, 453 (1989); NKC of America, 291 NLRB 683, 684
(1988). Respondent’s conduct in discharging Furtaw in this
manner is indicative of pretext, as is its reliance upon a nearly
6-month old incident which I have found it was well aware of
prior to May 30. I find that Respondent has not succeeded in
carrying its burden of proving that it would have discharged
Furtaw in the absence of his union activities. I find, therefore,
that Respondent has violated Section 8(a)(3) of the Act by dis-
charging Eric Furtaw.
CONCLUSIONS OF LAW
1. By implying to employees that selecting a union to repre-
sent them would be futile, threatening them with unspecified
consequences if they tried to organize a union, interrogating
employees about the union activities of other employees, en-
couraging and assisting employees to withdraw their signed
authorization cards, and by informing employees that it would
no longer make personal loans to them if the Union were se-
lected, Respondent has violated Section 8(a)(1) of the Act.
2. By discharging its employee Eric Furtaw, Respondent has
violated Section 8(a)(3) and (1) of the Act.
3. The violations set forth above are unfair labor practices
affecting commerce within the meaning of the Act.
REMEDY
Having found that Respondent has engaged in certain unfair
labor practices, I shall recommend that it be required to cease
and desist therefrom and to take certain affirmative action nec-
essary to effectuate the policies of the Act.
I shall also recommend that Respondent be ordered to re-
move from the employment records of Eric Furtaw any nota-
tions relating to the unlawful action taken against him and to
make him whole for any loss of earnings or benefits he may
have suffered due to the unlawful action taken against him, in
accordance with F. W. Woolworth Co., 90 NLRB 289 (1950),
plus interest as computed in accordance with New Horizons for
the Retarded, 283 NLRB 1173 (1987).
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended9
ORDER
The Respondent, Air Flow Equipment, Inc., Kalamazoo,
Michigan, its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Implying to employees that selecting a union to represent
them would be futile, threatening them with unspecified conse-
quences if they tried to organize a union, interrogating employ-
ees about the union activities of other employees, encouraging
and assisting employees to withdraw their signed authorization
cards, and by informing employees that it would no longer
make personal loans to them if the Union were selected.
(b) Discharging employees because they support a union or
are active in organizing efforts.
9 If no exceptions are filed as provided by Sec. 102.46 of the Board’s
Rules and Regulations, the findings, conclusions, and recommended
Order shall, as provided in Sec. 102.48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses.
(c) In any like or related manner interfering with, restraining,
or coercing employees in the exercise of rights guaranteed them
by Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Within 14 days from the date of this Order, offer Eric
Furtaw full reinstatement to his former job or, if that job no
longer exists, to a substantially equivalent position, without
prejudice to his seniority or any other rights or privileges previ-
ously enjoyed.
(b) Make Eric Furtaw whole for any loss of earnings and
other benefits suffered as a result of the discrimination against
him, in the manner set forth in the remedy section of this deci-
sion.
(c) Within 14 days from the date of this Order, remove from
its files any reference to the unlawful discharge, and within 3
days thereafter notify the employee in writing that this has been
done and that the discharge will not be used against him in any
way.
(d) Preserve and, within 14 days of a request, or such addi-
tional time as the Regional Director may allow for good cause
shown, provide at a reasonable place designated by the Board
or its agents, all payroll records, social security payment re-
cords, timecards, personnel records and reports, and all other
records, including an electronic copy of such records if stored
in electronic form, necessary to analyze the amount of backpay
due under the terms of this Order.
(e) Within 14 days after service by the Region, post at its
Kalamazoo, Michigan location copies of the attached notice
marked “Appendix.10” Copies of the notice, on forms provided
by the Regional Director for Region 7, after being signed by the
Respondent’s authorized representative, shall be posted by the
Respondent and maintained for 60 consecutive days in con-
spicuous places including all places where notices to employees
are customarily posted. Reasonable steps shall be taken by the
Respondent to ensure that the notices are not altered, defaced,
or covered by any other material. In the event that, during the
pendency of these proceedings, the Respondent has gone out of
business or closed the facility involved in these proceedings,
the Respondent shall duplicate and mail, at its own expense, a
copy of the notice to all current employees and former employ-
ees employed by the Respondent at any time since March 27,
2001.
(f) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
10 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
AIR FLOW EQUIPMENT, INC.
421
The National Labor Relations Board has found that we violated
Federal labor law and has ordered us to post and obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist any union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT imply to you that selecting a Union to rep-
resent you would be futile.
WE WILL NOT threaten you with unspecified consequences
if you try to organize a union.
WE WILL NOT interrogate you about the union activities of
other employees.
WE WILL NOT encourage and assist you to withdraw your
signed authorization cards.
WE WILL NOT inform you that we will no longer make
personal loans to you if you select the Union to represent you.
WE WILL NOT discharge employees because they support
the Union or try to organize a union.
WE WILL NOT in any like or related manner interfere with,
restrain, or coerce you in the exercise of rights guaranteed you
by Section 7 of the Act.
WE WILL reinstate Eric Furtaw to his former job, and WE
WILL make him whole for any loss of pay or other benefits he
may have suffered because of our unlawful discharge of him.
WE WILL remove from our files any reference to the unlaw-
ful discharge of Eric Furtaw, and notify him in writing that this
has been done and that the discharge will not be used against
him in any way.
AIR FLOW EQUIPMENT, INC.