340 NLRB 703
Wal-Mart Stores
WAL-MART STORES
703
Wal-Mart Stores, Inc. and Steven Lockyer. Cases 11–
CA–18629 and 11–CA–18636
September 30, 2003
DECISION AND ORDER
BY CHAIRMAN BATTISTA AND MEMBERS
LIEBMAN AND WALSH
On April 21, 2003, Administrative Law Judge Marga-
ret G. Brakebusch issued the attached decision. The
General Counsel filed exceptions and a supporting brief,
and the Respondent filed an answering brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,1 and conclusions and
to adopt the recommended Order.
ORDER
The recommended Order of the administrative law
judge is adopted and the complaint is dismissed.
Donald R. Gattalaro, Esq., for the General Counsel.
Richard L. Rainey, Esq., for the Respondent.
DECISION
STATEMENT OF THE CASE
MARGARET G. BRAKEBUSCH, Administrative Law
Judge. The original charge in Case 11–CA–8629 was filed on
March 27, 2000,1 by Steven Brian Lockyer (Lockyer). The
original charge in Case 11–CA–8636 was filed by Lockyer on
March 31, 2000, and amended on May 19, 2000. Based upon
the allegations contained in Cases 11–CA–18629 and 11–CA–
8636, the Regional Director for Region 11 of the National La-
bor Relations Board (the Board) issued an order consolidating
cases, complaint, and notice of haring on October 29, 2002.
The complaint alleges that Wal-Mart Stores, Inc. (Respondent)
violated Section 8(a)(1) of the National Labor Relations Act
(the Act) by promulgating, maintaining, and enforcing an
overly broad no-solicitation and no-distribution rule and by
disparately removing union literature from bulletin boards and
breakrooms. The complaint also alleges that Respondent vio-
lated Section 8(a)(1) and (3) of the Act by discharging Lockyer
1 In adopting the judge’s finding that the Respondent did not prom-
ulgate, maintain, and enforce an overly broad no-solicitation and no-
distribution rule or disparately remove union literature from company
bulletin boards in breakrooms in violation of Sec. 8(a)(1) of the Act, we
note that the Respondent uniformly prohibited the posting of nonwork-
related messages on its bulletin boards.
The Respondent has not excepted to the judge’s finding that anti-
union animus was a motivating factor in the Respondent’s decision to
discharge Charging Party Lockyer. However, we agree with the
judge’s further finding that the Respondent has met its burden of estab-
lishing a defense under Wright Line, 252 NLRB 1083 (1980), enfd. 662
F.2d 899 (1st Cir. 1981), cert. denied 455 U.S. 989 (1982), approved in
NLRB v. Transportation Management Corp., 462 U.S. 393 (1983).
1 All dates are 2000 unless otherwise indicated.
on March 24, 2000. Respondent filed a timely answer on No-
vember 6, 2000, denying the violations as alleged.
A hearing on these matters was conducted before me in
Boone, North Carolina, on February 20 and 21, at which all
parties had the opportunity to present testimony and documen-
tary evidence, to examine and cross-examine witnesses, and to
argue orally. The General Counsel and Respondent filed briefs,
which I have considered. On the entire record, including my
observation of the demeanor of the witnesses, and after consid-
ering the briefs filed by the General Counsel and Respondent, I
make the following
FINDINGS OF FACT
I. JURISDICTION
Respondent, a corporation, is engaged in the operation of a
chain of retail department stores throughout the United States,
including its store in Boone, North Carolina. Annually Re-
spondent purchased and received at its Boone, North Carolina
store, goods and materials valued in excess of $50,000 directly
from points outside the State of North Carolina. Respondent
admits and I find that it is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act.
Respondent admits and I also find that the United Food and
Commercial Workers International Union (the Union) is a labor
organization within the meaning of Section 2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
A. Background
Respondent opened its store in Boone, North Carolina, in
December 1996. At the time of Lockyer’s discharge in 2000,
Respondent maintained both a smoking and a nonsmoking
breakroom for its employees. Respondent asserts that it main-
tained several bulletin boards throughout the facility for com-
pany use only. There were two bulletin boards in one break-
room and one bulletin board located in the other breakroom.
There was also a small corkboard located immediately outside
the nonsmoking breakroom. Additionally, there were three
large bulletin boards containing posted employee schedules
located outside the personnel office.
Steven Lockyer began working at Respondent’s Boone store
in May 1999 and initially worked in the lawn and garden de-
partment. When he sustained an on-the-job injury in May
1999, he transferred into the maintenance department. As a
college student, Lockyer worked part time, averaging approxi-
mately 20 hours a week on Fridays, Saturdays, and Sundays.
As an employee in maintenance, Lockyer had no specific im-
mediate supervisor. He testified that he “answered to every-
body, all the assistant managers and management.” When
Lockyer was asked who he would contact in management to
take time off, he testified that the three maintenance employees
worked that out among themselves. Lockyer later testified that
if he needed to take off several days in succession, he would go
through Personnel Manager Michelle (Byrd) Miller2 (Byrd)
who prepared the work schedules. Lockyer testified that he did
not take regularly scheduled breaks or lunch periods. He as-
serted that he and the other two employees in maintenance
2 In March 2000, Miller’s surname was Byrd, her maiden name.
340 NLRB No. 83
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
704
routinely took as long as they desired for breaks and lunch and
merely clocked in and out to record their actual worktime.
B. General Counsel’s Evidence
Counsel for the General Counsel presented Steven Lockyer
as his only witness. The following statement of the facts is
Lockyer’s description of events occurring in March 2000.
1. Lockyer’s distribution of notices to employees
Lockyer visited the Board’s website and found information
concerning employees’ rights to seek union representation.
After viewing the Board’s official website, Lockyer prepared a
poster for his fellow employees. On March 4, he posted the
notice on the bulletin boards in both breakrooms as well the
bulletin board outside the nonsmoking breakroom. He also left
multiple copies of the notice on the tables in both breakrooms.
In the notice, Lockyer asked employees if they were tired of
working at a store that was purposely understaffed with one
standard for management and another standard for employees.
He advocated that if employees wanted better pay, better repre-
sentation, and better benefits, they should do the following:
Do what other Wal-Mart stores are beginning to do. Vote for
union representation. Some Wal-Mart Associates in different
stores have voted and are represented by the union. Wal-Mart
meat cutters at the superstores are. Some Wal-Mart Associ-
ates in Canada are. FEDERAL LAW PROHIBITS
EMPLOYERS
FROM
INTERFERING
WITH
OR
PUNISHING EMPLOYEES THAT TRY TO UNIONIZE
THEIR WORKPLACE. The National Labor Relations Board
will conduct a secret vote of only Associates. NO
MANAGEMENT WILL BE ALLOWED TO ATTEND.
We can start our own union. IT IS AGAINST FEDERAL
LAW SECTION 7 OF THE NATIONAL LABOR
RELATIONS ACT TO REMOVE THIS POSTING.
While no management representative was present when he
posted and distributed the posters, Lockyer later discovered that
the posters had been removed. Another employee told him that
a man that she believed to be the new store manager had re-
moved the postings. Although Lockyer went to personnel and
attempted to find the individual who removed the postings, he
was unsuccessful. He again posted the notices on the bulletin
board and left copies of the notice on the breakroom tables. As
he finished putting up the notices in the smoking breakroom,
Assistant Manager Johnny Pearson walked in and removed all
the postings. As Lockyer walked out of the breakroom, he saw
Assistant Manager Randy Osborne leaving the nonsmoking
breakroom, holding the notices that Lockyer had just reposted.
Lockyer confronted the managers and asked why they were
removing the notices when he was allowed to post them. Os-
borne told him that he was not allowed to post things of this
nature at Wal-Mart. When Pearson began to move toward the
bulletin board outside the breakroom, Lockyer told him not to
worry about it and he removed the notice that he had just previ-
ously posted.
When Lockyer arrived at work on March 5, he proceeded to
the breakrooms where he encountered Assistant Managers
Pearson, Osborn, as well as Support Manager Rick Geisler.
Despite their presence in the breakrooms, Lockyer again posted
a notice in both breakrooms and on the bulletin board outside
the nonsmoking breakroom. He again left multiple copies of the
notice on the tables in both breakrooms. He then left the break-
rooms and went to the restroom. Upon his return to the break-
room area approximately 4 to 5 minutes later, all of the posted
notices were gone. In the notice posted on March 5, Lockyer
asked employees if they wanted more say in their workplace,
better pay and conditions, and a better schedule and if they
were tired of the understaffing. He suggested that they could
do the following:
We can form our own “WORKERS FOR WORKERS’
Association.” We can make a difference here at Wal-
Mart. If we form this association, management must listen
to the needs we address. DO NOT BE INTIMIDATED.
Management by law is not allowed to interfere in ANY
WAY with our right to form this association. This can be
your way to address any work related problems you have.
DISCUSS THIS AMONG YOURSELVES ON YOUR
BREAKS AN DECIDE IF YOU WANT BETTER
CONDITIONS AT WORK. This association can raise
your concerns with management about the long hours that
you spend standing at the register, your lack of time off,
pay problems, the large difference in pay and benefits be-
tween management and associates. You can address all
these problems and more.
A lawful, management exempt, secret ballot can be
held here at Wal-Mart, This ballot would conducted by the
NATIONAL LABOR RELATIONS BOARD at no charge
to us. If 50% of the voting Wal-Mart associates want self-
determination in the workplace, Management by law
would have to recognize our association. Feel free to con-
tact me about any questions or concerns you have.
Steve Lockyer
297-2062
As Lockyer was walking toward the breakroom area on
March 7, he saw Store Manager Anthony Trent and Assistant
Manager Pearson standing in the breakroom area. Lockyer
posted his second notice in both breakrooms and then sat down
in the smoking breakroom. Trent entered the breakroom carry-
ing the notices that Lockyer had just posted in the nonsmoking
breakroom and on the outside bulletin board. Lockyer de-
scribed Trent as appearing upset with a red face and pulsing
forehead. Holding the notices, Trent asked Lockyer, “[W]hy
are you doing this?” Lockyer told him that he had some issues
that he wanted to address. Trent explained that he was not
allowed to post the notices on Wal-Mart property and that he
had to stop. Trent inquired when Lockyer was scheduled to
return to work and Lockyer told him that he would be back to
work the weekend after spring break. Trent told Lockyer that
he would see him at that time. Lockyer then observed Pearson
removing all of the remaining posted notices.
On March 9, Lockyer again posted copies of his second no-
tice in both breakrooms as well as the outside bulletin board
and left he copies on the breakroom tables. He observed Os-
borne, Geisler, and Pearson “milling around” the breakroom
area. As he left the breakrooms, one of the managers told him
that Trent wanted to see him. He encountered Trent on his way
WAL-MART STORES
705
to personnel. When Trent asked Lockyer why he posted the
notices, Lockyer explained that he had an issue with Wal-Mart
about his worker’s compensation. He went on to state that this
issue had brought about his talking with other employees and
he had discovered a “lot of grievances” and problems that the
employees could not address with management. Trent ex-
plained that he didn’t feel that Respondent needed a union or a
third party coming between management and the employees.
He added that Respondent could handle it by itself. Trent fur-
ther explained that he had been advised that Lockyer could
leave the postings on the tables but anything posted on the bul-
letin boards or anything attached to Wal-Mart property would
be removed.
On March 11, Lockyer distributed copies of his notices on
the breakroom tables prior to clocking in. After clocking in and
checking the bathrooms for cleaning, he went back to the
breakrooms to discover that his notices had been removed.
2. Lockyer’s description of bulletin board materials
Lockyer testified that the bulletin board outside the break-
room contained notices of items for sale by employees, an
obituary concerning a former employee, and thank you notes
and sympathy cards from other associates and customers. The
bulletin boards in the breakrooms contained minutes from Wal-
Mart meetings; posters concerning Wal-Mart’s missing child
program, and information on Respondent’s program to reim-
burse employees for obtaining their GED. He also recalled that
from time-to-time thank you and sympathy cards from employ-
ees and customers were posted on the bulletin boards in the
breakrooms. When asked how long these postings remained on
the bulletin boards, he estimated “a couple of weeks.” Lockyer
acknowledged during cross-examination that the only nonwork-
related items that he could recall having seen on the breakroom
bulletin boards had been the occasional thank you notes from
customers and employees. He also admitted that he told the
Board during its investigation that he had understood that the
bulletin board outside the breakroom was for employees and
the bulletin boards inside the breakrooms were more work re-
lated.
3. Lockyer’s failure to clock out
Lockyer testified that he left the store during his lunchbreak
on March 11. He recalled that he went home to eat lunch and
that he also picked up some medication while away from the
store. He acknowledged that he would have been away from
the store for at least 30 minutes and did not deny that it could
have been longer than 1-1/2 hours. Admittedly, he had no rec-
ollection of the actual length of time that he was away for
lunch. He testified that after he clocked in from lunch on
March 11, he had the feeling that he may have failed to clock
out when he left for lunch. Lockyer explained that the time
recording system is set up to allow an employee to press a but-
ton to check the last time that his or her card has been swiped
or registered in the system. Because he had already clocked in,
Lockyer determined that if he pressed the button, the system
would only show him the swipe that he had just made to clock
in from lunch. Lockyer testified that he knew of no other way
to find out when or if he had punched out for lunch. At that
point in time, he saw Support Manager Geisler. He told Geisler
that he thought that he might have forgotten to punch out for
lunch. At the same time that Lockyer asked Geisler to check
for him, Geisler told him that Osborne had been looking for
him for 2-1/2 hours.
Lockyer recalled that Osborne approached them at that point
and informed Lockyer that he needed to go to the personnel
office. Once inside personnel, Osborne told Lockyer that he
had been advised that Lockyer was not allowed to put the post-
ings on Wal-Mart property and that he had to stop. Lockyer
argued that he had a right to do so and he told Osborne that he
was not going to stop. Osborne explained that if Lockyer con-
tinued to do so, Osborne would remove it because it could not
be posted on Wal-Mart property. Lockyer recalled that at the
end of the conversation with Geisler and Osborne, he again
asked Geisler to check if he had clocked out earlier for lunch.
Geisler stated that he would. Lockyer tape recorded the con-
versation with Osborne and with Geisler. The General Counsel
submitted into evidence a copy of the audiotape and a transcript
of the tape recorded conversation that had been prepared by
Lockyer. The tape recording and the transcript contained no
discussion with Osborne of Lockyer’s absence from the store.
Respondent was given the opportunity to prepare and to submit
its own transcript of the tape recorded conversation.3
4. Lockyer’s termination
Lockyer testified that Geisler never got back with him to
clarify whether he failed to clock out for lunch. Lockyer did
not work the following day or the next weekend. When he
returned on March 24, he went to the breakroom and placed
additional notices on the tables in the breakroom. The notice
contained four sections of print that were encircled. Each circle
contained the identical wording, urging Wal-Mart associates to
vote for employee representation and collective bargaining.
After clocking in, Lockyer was called to personnel to meet with
Trent. Personnel Manager Michelle Byrd and Loss Prevent
District Manager Scott Marvin were also present in the room.
Trent informed Lockyer that he was terminated for leaving the
store on March 11 while on the clock. Lockyer told Trent that
while he had suspected that he might have forgotten to clock
out for lunch on March 11, he brought it to Geisler’s attention
and had asked him to check on it for him. Trent responded by
saying that Osborne had been the supervisor who had discov-
ered Lockyer’s absence while on the clock. Trent told Lockyer
that when Osborne had confronted him, Lockyer had denied
failing to clock out.
C. Respondent’s Evidence
Respondent presented its case through the testimony of
seven management witnesses in addition to Lockyer. The fol-
lowing account of the facts is based upon the testimony of Re-
spondent’s witnesses.
The schedule for employees is completed 3 weeks in ad-
vance of the employee’s scheduled worktime. When employ-
ees report to work each day, they are required to swipe their
3 Respondent’s transcript version, submitted as an attachment to
counsel’s brief contains essentially the same transcription as Lockyer’s.
Respondent’s version of the transcript however, shows more of the
conversation as unintelligible.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
706
employee badge at the timeclock. Employees are also required
to swipe their badges when they leave and return from lunch
and when they leave work for the day. If an employee forgets
to clock out for lunch, the employee is required to complete a
time adjustment sheet that is maintained at the timeclock. Em-
ployees may also use the timeclock to check the last punch on
the timeclock as well as to check the total hours worked that
day or for that particular week.
1. Lockyer’s absence on March 11
Lockyer was scheduled to work from 2 to 10 p.m. on March
11.4 Osborne recalled that there were six, seven, or more main-
tenance calls on the floor requiring Lockyer’s attention
throughout the afternoon of March 11. Although Lockyer was
paged through the public address system to respond to the calls,
Lockyer did not answer the page. Osborne first began looking
for Lockyer around 3 p.m. Osborn recalled that Support Man-
ager Geisler, Assistant Manager Rick Rentz, and he went
through the store on several occasions looking for Lockyer,
however, they were unable to find him. Unable to find Lockyer,
Osborne checked the computer and determined that Lockyer
had not punched out. When Osborne later learned that Lockyer
had returned to the store, he directed Geisler to bring Lockyer
to personnel. During the meeting, which occurred around 5:45
p.m., Osborne asked Lockyer if he had punched out and
Lockyer asserted that he had done so and suggested that Os-
borne check. Osborne recalled that when he had told Lockyer
that he had already done so, Lockyer did not respond. Osborne
testified that at the time that Lockyer claimed that he had not
punched out, Osborne had already viewed the time record and
had seen that Lockyer had not punched in or out for lunch.
Osborne testified that he had not heard Lockyer ask Geisler to
check to determine if he had clocked out for lunch. Geisler
testified that he did not recall Lockyer’s asking him to check
his timeclock punches.
Geisler testified that when Lockyer entered the personnel of-
fice, Osborne initially mentioned that he had an issue to discuss
with Lockyer. Anticipating that the issue involved the union
literature, Lockyer brought up the matter of his postings.
Geisler’s notes of the meeting on March 11 indicated that when
he had seen Lockyer to tell him that Osborne wanted him in the
personnel office, Lockyer was again posting the union literature
on the breakroom bulletin boards. Geisler’s notes included no
further reference to Osborne talking with Lockyer about his
being away from the facility. The notes include only the dis-
cussion between Osborn and Lockyer about his posting the
union notices.
Osborne recalled that sometime between 3 and 5 p.m. on the
afternoon of March 11, he first learned that Lockyer had been
posting notices about the union on the Company’s bulletin
boards. Initially, Osborne could not recall whether he had
heard about the posted notices before or after he had checked
the timeclock to determine if Lockyer had clocked out. He
later clarified that he did not learn of the union notices until
after he had looked for Lockyer and checked the computer.
4 Respondent submitted the archived computerized schedule show-
ing Lockyer’s scheduled work shift for March 11, 2000.
Through Respondent’s manager’s toolbox publication, manag-
ers are instructed as to what action to take if they become aware
of possible union organizing. Managers are directed to imme-
diately contact the union hotline at the corporate headquarters
in Bentonville, Arkansas. Upon learning of Lockyer’s posting
of the notices, Osborne immediately contacted Bentonville and
reported the content of the notices. The Bentonville resource
told Osborn that while the literature was not allowed on the
company bulletin boards and doing so was a violation of the no
solicitation policy, Lockyer could talk with employees and
distribute his literature in a nonworking environment.
Osborne also recalled that during his meeting with Lockyer
on March 11, he told him that it was not permissible to post any
literature on the company bulletin boards. When Osborne
asked Lockyer about posting the notices, Lockyer told him that
he was within his rights to do so.5 Lockyer told Osborne that if
he took down the notices, he would just put them back up
again. Osborne recalled that the meeting ended on a cordial
note and no discipline was given to Lockyer for posting the
notices on the company bulletin board. Osborne did not recall
speaking with Trent about his meeting with Lockyer. He de-
nied that either Trent or Respondent’s district manager had ever
asked him anything about the events of March 11. Osborne also
denied that he ever removed any of Lockyer’s notices from the
bulletin boards or from the breakroom tables.
Osborne testified that as a maintenance employee, Lockyer
was not allowed to come and go as he pleased. An employee is
expected to work the full shift as scheduled. If there is an
emergency requiring the employee to leave, the employee is
expected to notify management concerning the need to leave.
Trent testified that maintenance employees are not free to come
and go from the store without permission. If the employees
were caught up on a particular evening and business was slow,
he would allow them to leave before their scheduled shift
ended. They could not do so however, without getting his or
another manager’s permission. Although Lockyer did not ob-
tain permission to leave early from any member of manage-
ment, he clocked out for the day a few minutes after 6 p.m. on
March 11. Lockyer testified that he did not recall when he left
the store at the end of his shift on March 11 and he could not
recall notifying a manager before he left.
Anthony Trent testified that having been on vacation in Myr-
tle Beach, South Carolina, and away from the store during the
week prior to March 11, he did not return to the store until
March 13. Trent denied that he had been involved in any con-
versations with Lockyer on either March 7 or 9.
Regional Personnel Manager Mike McDowell testified that
Trent called him on approximately March 16 to discuss
Lockyer’s timeclock violation. McDowell instructed Trent to
talk with all involved management and get statements to clarify
any issues. He did not instruct Trent to talk with Lockyer.
Although Lockyer’s timeclock violation occurred on March
11, he was not terminated until March 24; his next scheduled
workday. During the termination interview, Trent asked
Lockyer if he recalled leaving the store on March 11. Lockyer
5 Geisler recalled that Lockyer was the first to raise the issue of the
union notices.
WAL-MART STORES
707
replied that he did not. When Trent asked Lockyer if he re-
called being away from the store for 2 hours, Lockyer replied
that he did not believe that he had been gone for more than an
hour. Trent asked Lockyer if he realized that he had not
punched out for that time. Lockyer asserted that he had asked
Geisler to check to see if he had punched out. Trent testified
that he had not investigated Lockyer’s claim of having talked
with Geisler because the company handbook specifies that it is
the employee’s responsibility to manage his time. If Lockyer
had wanted to correct the problem, he could have completed a
time adjustment sheet for the time that he was out of the store
and had a member of management to sign and verify its accu-
racy. The correction would have then been made in the system.
Trent acknowledged that he never asked Lockyer for his ver-
sion of what occurred on March 11 prior to his termination on
March 24.
When Lockyer was told that he was terminated for a time-
clock violation, he asked if there was an appeals process. In
response, Trent called in Mike McDowell, Respondent’s re-
gional personal manager. McDowell explained that Respon-
dent had terminated employees for this same infraction in the
past and that Respondent had to be consistent when handling
these kinds of situations. McDowell recalled that Lockyer told
him that he had previously asked Geisler to check his time be-
cause he was not sure whether or not he had punched out.
McDowell asked him if he had known how to use the timeclock
to check his time and Locker confirmed that he did. McDowell
told him that it was his responsibility to check his own time.
McDowell did not check with either Osborne or Geisler to con-
firm Lockyer’s alleged inquiry to Geisler. McDowell acknowl-
edged that the language of the handbook provides that if an
employee forgets to clock in, he is to immediately notify his
supervisor in order that corrections may be made. On cross-
examination, McDowell was asked and answered the follow-
ing:
Q. Mr. Lockyer had told you he notified his supervi-
sors, Randy Osborne and Rick Geisler, that he may have
failed to punch incorrectly, that he asked them to check for
him. Does that not follow the wording on page 25 of the
handbook?
A. Yes.
Q. And yet you did not call Randy Osborne or Rick
Geisler to ask them if Mr. Lockyer was correct in his as-
sertion did you?
A. No, I did not.
2. Respondent’s tmeclock policy
As personnel manager, Michelle Byrd conducts orientation
for new employees. She explains to employees the various uses
of the time adjustment sheets. She testified that she tells em-
ployees that the time adjustment sheets may be used when an
employee forgets his or her badge or if the badge is malfunc-
tioning. Employees are also told that when they miss a time
punch on the timeclock, they are to fill out the time adjustment
sheet for the time that they missed and get the signature of a
member of management. The sheets are placed in a box on the
personnel door and the changes are keyed into the payroll sys-
tem. Respondent submitted Lockyer’s new hire and orientation
checklist. The form, dated May 5, 1999, contains the signature
of Lockyer and Byrd affirming that all checklist items were
covered with the Lockyer. The list includes a tour of the store
including the timeclock and an explanation of its use and error
correction. Page 25 of the employee handbook states the fol-
lowing with respect to an employee’s management of their
time:
MANAGING YOUR TIME
This is one of your responsibilities. Our expectation is very
clear. Always clock in to begin your workday and at other
appropriate times; ask your Supervisor for specific details. If
you forget to do this, notify your Supervisor immediately so
corrections can be made. Your hard work is appreciated, and
we want to pay you for this work. Remember that working
off the clock is not only against Wal-Mart policy—it’s against
the law. Always clock in when you are working--Always!
There are no exceptions.
Byrd asserted that while the handbook does not specifically
discuss the requirement to complete a time adjustment sheet if
an employee has failed to punch in or out, she covers this re-
quirement with employees during their orientation.
3. Respondent’s evidence of Lockyer’s failure to clock out
Respondent submitted into evidence the timeclock archive
report that was generated for March 11. The report reflects that
Lockyer clocked in for work at 2:20 p.m. He clocked out again
at 2:44 and in again at 2:52 p.m. The report shows that the next
time that Lockyer clocked out was 5:53 p.m. and then in again
at 5:59 p.m. He clocked out for the end of the day at 6:08 p.m.
When an odd number of punches shows up for an employee at
the end of a workday, the time is red-flagged in the system,
reflecting that the employee may have forgotten a punch for
that time period. Byrd testified that because there was an even
number of punches for Lockyer on March 11, Lockyer’s time
record was not red-flagged. In reviewing Lockyer’s archive
time report for March 11, Byrd explained that while he was
shown to have taken two breaks, there was no time documented
for a lunchbreak.
4. Respondent’s no-solicitation/no-distribution policy
Trent testified that the solicitation and distribution of litera-
ture policy that was in effect in March 2000 provided:
ASSOCIATES
Working Time:
Associates may not engage in solicitation and/or dis-
tribution of literature during working time. This applies to
activities on behalf of any cause or organization.
Selling Area:
Solicitation and/or distribution of literature is not permitted at
any time in selling areas during the hours the store is open to
the public.
Working Areas:
Distribution of literature is not permitted at any time in work-
ing areas.
Non-Associates
Solicitation and/or distribution of literature by non-Associates
is prohibited at all times in any area of the store.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
708
Non-Compliance
Call your Regional/Zone Personnel Manager or Corporate
Associates Relations before taking any action against an As-
sociate or non-Associates violating this policy.
Byrd testified that in March 2000, there were two bulletin
boards in the nonsmoking breakroom designated for posting of
work-related Wal-Mart materials such as information on man-
agement staff meetings, and applicable Federal laws and com-
pany benefits. The bulletin board in the smoking breakroom
contained the same kinds of work-related materials. Three
bulletin boards designated for posting employee schedules were
located outside the personnel office. The remaining bulletin
board was a small corkboard located outside the nonsmoking
breakroom. Byrd recalled that information concerning the
workers’ compensation coverage and physician had been
posted on the small board. Byrd acknowledged that she was
sure that there had been non-Wal-Mart information posted on
that board, however it was not permitted. She recalled in-
stances when there was information posted about an employee
needing a roommate and a car for sale. When she had seen
these, she alerted a member of management and was told to
remove such items. Miller maintained that an employee could
not get permission to post such nonwork-related items on the
bulletin board because such posting was not permitted.
Trent testified that in March 2000 employees were not al-
lowed to post personal items on the store’s bulletin boards.
Trent recalled only one time that he had seen a noncompany
item posted on the bulletin boards and this had been a “for sale”
sign for a vehicle. Trent had immediately removed the notice
upon finding it.
Byrd testified that sometime after March 2000, Respondent
created a second bulletin board outside the nonsmoking break-
room. This board was designated at the request of employees
to use for such things as thank you cards for donations and
bereavement.
5. Lockyer’s posting of the union notices
Assistant Manager Johnny Pearson testified that he first be-
came aware of Lockyer’s posting union literature on the com-
pany’s bulletin boards sometime in March. Initially, he could
not recall the exact date when this occurred. After reviewing a
statement dated March 14, 2000, he recalled that the date had
been March 14, 2000. After seeing Lockyer posting the no-
tices, he called Trent and asked for his advice. In response,
Trent came to the breakroom area and spoke with Lockyer.
Trent told Lockyer that while he could not post anything on the
company bulletin boards, he could leave the material on the
tables in the breakroom if he wished to do so. Although
Lockyer argued that he could post anything that he wanted,
Trent explained that posting on the company bulletin boards
was against Wal-Mart policy.
Trent recalled that he first learned of Lockyer’s posting the
union notices from Osborne after he returned to the store from
his vacation on March 13. Regional Personnel Manager Mike
McDowell recalled that Trent called him on March 13 and dis-
cussed his concerns about Lockyer’s posting the union litera-
ture. McDowell told Trent that Lockyer could not post the
notices on the bulletin boards, however during nonworking
time in nonworking areas, he could place the literature on the
tables or even visit with other associates. Trent testified that
because Osborne had already taken care of the matter, Trent
took no further action. On the day after his return however, he
learned from Pearson that Lockyer was again in the store and
posting union literature. Trent found Lockyer in the smoking
breakroom and explained that based upon the store’s policy,
Lockyer could put his notices on the tables in the breakrooms.
He could not however, post them on the company bulletin
boards. In response, Lockyer removed the notices that he had
posted and he placed them on the tables in the breakroom.
McDowell recalled that Trent called him again on March 15
and told him that Lockyer had returned to the store on his day
off and had again posted the literature again. McDowell re-
called that Trent called him again the next day and discussed
Lockyer’s March 11 timeclock violation.
6. Respondent’s reasons for terminating Lockyer
Trent testified that Lockyer was terminated because he left
company property on March 11 while on the clock and in viola-
tion of the handbook. Trent explained that Respondent com-
pared the schedule to the archive timeclock report and deter-
mined that there was a significant amount of elapsed time to
allow for a lunchbreak and yet there had been only the breaks
recorded. Respondent reviewed the surveillance tapes that
documented Lockyer’s leaving and returning to the store and
determined that he had been gone for about 1 hour and 45 min-
utes. During the hearing, Respondent offered written state-
ments from four employees who documented their having seen
Lockyer’s either leaving or re-entering the store on March 11,
however, none of the individuals were called to testify. While
the statements were not received into the record, Lockyer nei-
ther disputes that he left the store nor that he may have been
absent for as long as 1 hour and 45 minutes.
Respondent maintains that its termination of Lockyer is con-
sistent with its treatment of other employees who have engaged
in similar conduct. Tabitha Arnette was terminated in Decem-
ber 1997 for falsifying her time and extended lunches. Robin
Smyre was terminated in April 2000 for misrepresenting her
time adjustment sheet and claiming hours that she did not work.
Trent testified that he was unaware of any employees who had
stolen time who were not terminated.
III. ANALYSIS AND CONCLUSIONS
A. Whether Respondent Promulgated, Maintained, and En-
forced an Overly Broad No-Solicitation And No-Distribution
Rule and Whether Respondent Disparately Removed Union
Literature from Bulletin Boards and Breakrooms
Respondent’s solicitation and distribution of literature policy
bears an October 20, 1997 revision date. Neither in complaint
allegation nor in argument does the General Counsel allege this
written policy as violative of the Act. The complaint alleges
that since on or about September 27, 1999, Respondent violated
Section 8(a)(1) of the Act by promulgating, maintaining, and
enforcing an overly broad no-solicitation and no-distribution
rule. The complaint further alleges that such violation has oc-
curred through the acts of Randy Osborne on March 4 and 11
and through Anthony Trent on March 9. Lockyer testified that
WAL-MART STORES
709
in conversation with Osborne on March 4, Osborne told him
that he was not allowed to “post things of this nature.” He
alleges that in a conversation with Osborne on March 11, Os-
borne told him that he was not allowed to post the notices on
Wal-Mart property. Lockyer further alleges that in a conversa-
tion with Trent on March 9, Trent told him that while he could
leave the notices on the tables in the breakroom, he could not
post them on the bulletin boards.
While there is no reference to the use of company bulletin
boards in Respondent’s solicitation and distribution of literature
policy, Respondent argues that in March 2000, there was an
established policy that prohibited the posting of nonwork-
related items on the Company’s bulletin boards. Respondent
maintains that it was not until after March 2000 that a bulletin
board was established for employees to post nonwork-related
materials. Respondent provided no documentation to substan-
tiate when or how this policy was communicated to its employ-
ees.
Despite Respondent’s lack of documentation, however,
Lockyer acknowledged his understanding that the bulletin
boards in he breakrooms were designated for work related ma-
terials. While he contends that nonwork related materials were
left on the bulletin boards for a “couple of weeks,” he admitted
that nonwork items on the breakroom bulletin board were only
occasional. Although Lockyer testified that the bulletin board
outside the breakroom contained notice of sale items, an obitu-
ary concerning a former employee, and thank notes and sympa-
thy cards from other employees and customers, he did not iden-
tify the frequency of these nonwork-related items on this bulle-
tin board. He testified that nonwork items remained on the
bulletin boards for a “couple of weeks,” however he identified
no approximate date for the posting of any specific item or an
estimation of the period of time that a specific item remained
on the board.
There was no evidence that any supervisor or manager had
knowledge of any nonwork-related item posted on any bulletin
board that was allowed to remain without removal. Trent re-
called only one time prior to March 2000 when he had seen a
noncompany item posted on one of the bulletin boards. He
testified that he immediately removed it. Personnel Manager
Byrd recalled that when she had seen postings related to the
sale of a vehicle and a solicitation for a roommate, she alerted a
member of management and was directed to remove the items.
I found both Trent and Byrd’s testimony credible in this regard
and credit their testimony that when they were aware of non-
work-related postings, they took actions to remove the items.
In Honeywell, Inc., 262 NLRB 1402 (1982), enfd. 722 F.2d
405 (8th Cir. 1983), the Board summarized the applicable and
prevailing legal principles for bulletin board posting. The
Board stated:
The legal principles applicable to cases involving access to
company-maintained bulletin boards are simply stated and
well established. In general, “there is no statutory right of
employees or a union to sue an employer’s bulletin board.”
However, where an employer permits its employees to utilize
its bulletin boards for the posting of notices relating to per-
sonal items such as social or religious affairs, sales of personal
property, cards, thank you notes, articles, and cartoons, com-
mercial notices and advertisements, or, in general, any non-
work-related matters, it may not “validly discriminate against
notices of union meetings which employees also posted”.
Moreover, in cases such as these, an employer’s motivation,
no matter how well meant, is irrelevant. [Footnotes omitted.]
[Id.]
In an early decision, the Board recognized that an employer
“may uniformly enforce a rule prohibiting the use of its bulletin
boards by employees for all purposes.” Vincent’s Steak House,
216 NLRB 647 (1975). The Board also noted however, that
when an employer, by formal rule or otherwise, permits em-
ployees to post nonwork-related messages on its bulletin board,
the employer has demonstrated that its property and managerial
rights are not jeopardized by the employee posting. The Board
has, thus, held that while employees do not have a statutory
right to use an employer’s bulletin board, such use receives the
protection of the Act when the employer permits them to use
bulletin boards for posting personal notices. In these circum-
stances, an employer may not remove union notices. Container
Corp. of America, 244 NLRB 318 fn. 2 (1979); Doctors Hospi-
tal of Staten Island, Inc., 325 NLRB 730, 735 (1998). Accord-
ingly, if an employer allows employees space or furnishes
space to post items of interest, it may not impose content based
restrictions that discriminate between posting of Section 7 mat-
ters and other postings. See Vons Grocery Co., 320 NLRB 53,
55 (1995); Amelio’s, 301 NLRB 182 (1991); and Central Ver-
mont Hospital, 288 NLRB 514 (1988).
Based on the testimony of Lockyer, the General Counsel as-
serts that Respondent has allowed nonwork-related postings
and essentially argues that Respondent is estopped from re-
stricting Lockyer’s postings. I note however, that the Board
has also considered whether an employer has knowingly per-
mitted employees to post personal items. The Board has failed
to find a violation when there is no evidence that responsible
company officials allowed items to remain posted, after they
had knowledge of the specific unauthorized postings. See
Miller Brewing Co., 311 NLRB 1364, 1365 fn. 2 (1993). In
Timken Co., 331 NLRB 744 (2000), the Board affirmed the
administrative law judge in his finding that the record did not
support a conclusion that the employer had tolerated free use of
its bulletin boards for unauthorized personal notices to the ex-
tent that its removal of union literature can be found disparate
or discriminatory. The judge noted that there are bound to be
some limited occasions when unauthorized materials have been
posted. The judge found that generalized, vague, imprecise,
and the very limited testimony of 4 of the General Counsel’s 45
witnesses did not support a finding that the employer tolerated
free use of its bulletin boards. In the instant case, the General
Counsel must rely solely upon the recall of Lockyer. In part, he
acknowledges that the breakroom bulletin boards were limited
to work-related materials. Although he asserts that employees
had greater access and use of the bulletin board outside the
breakroom, his recall of nonwork-related items is generalized
with respect to the time when the materials remained posted
and there is no evidence that these occasional postings were
allowed to remain after their presence was known to manage-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
710
ment. Accordingly, I do not find that the record supports a
finding that Respondent discriminatorily promulgated, main-
tained, or enforced an overly broad no-solicitation and no-
distribution rule by the statements of Osborne and Trent on
March 4, 9, and 11.
The General Counsel further alleges that since September 27,
1999, Respondent, acting through Osborne, Pearson, and Trent
violated Section 8(a)(1) of the Act by disparately removing
union literature from bulletin boards and breakrooms. The
General Counsel alleges that such specific actions occurred on
March 4 and 7, 2000. Generally, just as the employer may not
distinguish between postings of Section 7 materials and other
nonwork related postings in its content-based restrictions, the
employer cannot remove union literature from general purpose
bulletin boards while leaving other items of a personal and/or
nonbusiness nature. Kroger Co., 311 NLRB 1187 (1993).
Doctors Hospital of Staten Island, Inc., supra at 735. Lockyer
testified concerning three occasions when he posted the notices
but did not see who removed them. He asserted that he saw
Pearson and Osborne removing the notices from the breakroom
boards on his second posting on March 4 and that he saw Pear-
son remove the notices from all the boards on March 7. Al-
though he did not testify to having seen Trent remove any of
the notices, he asserted that he observed a notice in Trent’s
hand on March 7. Both Pearson and Osborne denied removing
any of Lockyer’s union notices.
Certainly one of the most limiting factors in determining
credibility in this case is the fact that all of the events occurred
3 years prior to the trial. Based on their testimony, it is appar-
ent that neither General Counsel’s witness nor Respondent’s
witnesses had any independent recall of dates or specific con-
versations. Their recitation of events appeared to be based
more on pretrial review of their previously prepared statements
rather than from any independent recall of the individual
events.
Lockyer testified that he posted the notices on company bul-
letin boards between March 4 and 11. Respondent’s witnesses
however, deny knowledge of any posting prior to March 11.
Osborne and Geisler testified that they first became aware of
Lockyer’s postings on March 11, which was the same day that
Lockyer allegedly left without clocking out. Pearson testified
that he was not aware of the postings until March 14 and Trent
denies knowledge of the postings until he returned to work
from his vacation on March 13. Trent, in fact, credibly testified
that he was not even in town during the week of March 4. I
find that the overall testimony supports the conclusion that
Lockyer posted the notices March 11 and after rather than the
dates that he alleges. Lockyer testified that when he discussed
the union notices with Trent on March 7, Trent asked him when
he was scheduled to return to work. Lockyer recalls telling him
that he would return to work the weekend after spring break. I
find this testimony significant because Lockyer also testified
that he did not return to work during the week following March
11 because he was on spring break. It is undisputed that March
24 was Lockyer’s next scheduled workday after March 11.
Accordingly, based on Lockyer’s own testimony, his conversa-
tion with Trent must have occurred during the week that he was
on spring break, which was the week following March 11.
For the reasons discussed above, I do not credit Lockyer’s
testimony that Pearson, Osborne, and Trent removed the union
notices on the dates he alleges. While the evidence does not
support that Osborne and Pearson6 removed the notices on the
dates as alleged, I credit Lockyer’s testimony that Osborne and
Pearson removed some of his posted notices prior to his dis-
charge. Because I have not found that Respondent disparately
limited its use of company bulletin boards, I do not find Re-
spondent’s removal of the notices as violative of the Act.
B. Whether Respondent Unlawfully Terminated Lockyer
General Counsel asserts that Respondent terminated Lockyer
on March 24 in violation of Section 8(a)(1) and (3) of the Act
and because of his union and concerted activities. Respondent
however, asserts that Lockyer was terminated because he stole
time and not because he posted union notices. The analytical
framework for determining when a discharge violates Section
8(a)(3) and (1) of the Act has been set forth by the Board in
Wright Line, 251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st
Cir. 1981), cert. denied 455 U.S. 989 (1982). Wright Line is
premised on the legal principle that an employer’s unlawful
motivation must be established as a precondition to finding an
8(a)(3) violation. American Gardens Management Co., 338
NLRB 644, 645 (2002). Thus, the analysis is appropriate in
cases such as this one where there is disputed motivation. See
Aluminum Co. of America, 338 NLRB 20, 23 (2002). Based
upon the Wright Line test, the burden rests with the General
Counsel to make a prima facie showing sufficient to support the
inference that protected conduct was a “motivating factor” in
the Respondent’s decision to terminate Lockyer. Once such
unlawful motivation is shown, the burden of persuasion shifts
to the Respondent to prove its affirmative defense that the al-
leged discriminatory conduct would have taken place even in
the absence of the protected activity. Wright Line, supra at
1089. To establish a prima facie case, the General Counsel
must show the existence of protected activity, Respondent’s
knowledge of that activity, evidence of union animus, and the
link or nexus between the protected activity and the adverse
employment action.7
There is no question that Lockyer engaged in activity that he
believed to be protected under the Act. Based upon information
that he received from the Board’s website, he prepared the no-
tices in issue. Even when told by supervisors that he could not
post the notices on the company bulletin boards, he argued the
point and continued to post the notices after they were removed
from the boards. As discussed above, I have not found that
Respondent promulgated, maintained or enforced an overly
broad no solicitation no distribution rule by restricting company
bulletin boards for work related items. Despite the fact that I
found no independent violation in Respondent’s restrictions of
its bulletin boards, neither do I find that Lockyer lost the pro-
tection of the Act by posting and distributing the union notices.
Inasmuch as Respondent denies that it terminated Lockyer for
violating the bulletin board policy, I need not address the issue
6 Lockyer does not allege that he saw Trent remove a notice from the
bulletin board, but recalls only that Trent carried a notice in his hand.
7 Farmer Bros. Co., 303 NLRB 638, 649 (1991).
WAL-MART STORES
711
of whether his violation of such policy removes him from the
protection of the Act. There is no dispute that by using the
prepared notices, Lockyer boldly and repeatedly solicited his
fellow employees to seek union representation. His posting the
notices on the company bulletin boards does not diminish his
union activity. There is no dispute that prior to his termination,
Respondent was well aware of his appeals to his fellow em-
ployees. Admittedly, Respondent contacted corporate head-
quarters to determine how to handle this union activity.
To prove a link between the protected activity and the ad-
verse employment action, the General Counsel must rely upon
whatever inferences may be drawn from the record evidence.
Not only is there no direct evidence that Respondent terminated
Lockyer because of his protected activity, there is no evidence
that he was in any way disciplined for this activity. Even with-
out direct evidence however, the Board may infer animus from
all circumstances. Electronic Data Systems, Corp., 305 NLRB
219, 219 (1991). The General Counsel urges that Respondent
demonstrated union animus by violating Section 8(a)(1) of the
Act as alleged in the complaint. Inasmuch as I have found no
independent violations of Section 8(a)(1), I do not find animus
based upon Respondent’s conduct upon which General Counsel
relies as the basis of these allegations.
General Counsel also submits that Trent’s testimony estab-
lished that Lockyer’s union activities were a motivating factor
in his decision to discharge him. Specifically, the General
Counsel relies on Trent’s testimony that he considered a report
by an employee named Brian Wells relevant to his decision to
discharge Lockyer. The General Counsel points out that Wells
included in his statement his observation of Lockyer posting
“union papers while on the clock.” On cross-examination,
counsel for the General Counsel asked if Trent had considered
this statement when he discharged Lockyer. Trent responded:
Well, he was violating a policy. He was never reprimanded
for that, but he was violating a policy that time, yes, sir.
The record reflects that while the initial portion of Wells’
statement refers to Lockyer’s posting of the union notices, the
remaining one-half of the statement chronicles Lockyer’s dis-
appearance from the store and Wells involvement in the search
for Lockyer on March 11. Wells also includes his participation
in checking the computer to verify that Lockyer did not clock
out and his role in pulling the surveillance tapes to determine
Lockyer’s return to the store. I further note that based upon a
sustained objection by the General Counsel, this statement was
not admitted into record evidence. Based upon the overall evi-
dence, I view Trent’s testimony more as confirming that be-
cause Lockyer violated the bulletin board policy, he could have
been disciplined, rather than an admission that Lockyer was
disciplined for his violation of that policy. I don’t find Trent’s
testimony about this statement as sufficient to establish that
Lockyer’s posting of the union notices was a motivating factor
in his discharge.
Counsel for the General Counsel argues that Respondent’s
failure to investigate the matter further at the time of his dis-
charge evidences Respondent’s motivation. As discussed be-
low, I do not find that Respondent failed to fully investigate
Lockyer’s misconduct prior to termination. The General Coun-
sel submits that Respondent failed to ask Lockyer about his
version of what occurred on March 11. The General Counsel
argues that McDowell admitted that it would have taken have
taken no more than 2 or 3 minutes for him to page Osborne to
come to the office during Lockyer’s termination interview and
provide additional information to McDowell. General Counsel
cites the Board’s decision in Visador Co., 303 NLRB 1039,
1044 (1991), as precedent that respondents who justify their
issuance of discipline by relying on incomplete investigations
of crucial facts have seized upon a pretext to seemingly justify
unlawful actions. The General Counsel maintains that in this
case, that presumption cannot be rebutted. Certainly the Board
has found that an employer’s failure to fully and fairly investi-
gate an employee’s alleged misconduct, or even to provide the
employee with an opportunity to rebut the accusation suggests
the presence of discriminatory motivation. See Traction
Wholesale Center Co., 328 NLRB 1058, 1072 (1999), Den-
holme & Mohr, Inc., 292 NLRB 61, 67 (1988).
In the instant case however, Respondent asserts that
Lockyer’s absence was first addressed with him on March 11.
While Lockyer denies that Osborne confronted him with his
failure to clock out on March 11, he admitted that he was aware
that he may not have clocked out and he alleges that he asked
Geisler to check it for him. Lockyer testified that he tape re-
corded a number of his conversations with managers prior to
his termination. He contends however, that he lost all of his
notes and the tapes of all the conversations with the exception
of two audiotapes and videotape that he provided to the Board
during its investigation. Lockyer contends that he tape-
recorded his conversation with Trent on March 9 as well as his
conversation with Osborne and Geisler on March 11. Lockyer
admitted however, that he took the tape-recorded conversations
and re-recorded them to another tape. The final copy of the
consolidated recordings that he provided to Region 11 for its
investigation includes his recorded statement at the beginning
of each alleged conversation identifying the date and conversa-
tion. At trial he admitted that the recording of March 11 in-
cludes a portion of the conversation that is repeated twice. He
conceded that the statement was not repeated twice during the
actual conversation. Lockyer could not explain this occurrence
except through speculation that he may have recorded over the
first version of his re-recording. The tape of his alleged March
9 conversation with Trent was entirely unintelligible and even
Lockyer was unable to transcribe it. Inasmuch as I credit
Trent’s testimony that he was not even at the store on March 9,
I do not credit Lockyer’s testimony that he either had the con-
versation with Trent on March 9 or that he recorded it as he
alleges. He may well have had a conversation with Trent, how-
ever, I do not credit Lockyer’s testimony that it occurred on
March 9. It appears that when Lockyer prepared this tape to
submit as evidence in support of his charge, he arbitrarily des-
ignated a date for this conversation. Whether he chose this date
based on a faulty recall or whether he may have thought it to be
more supportive of his case would be mere speculation. I note
that Lockyer’s transcript of his March 11 conversation includes
primarily conversation concerning his posting of the union
notices. There is no reference to Osborne’s having confronted
him with his failure to clock out. There is the inclusion of
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
712
Lockyer’s gratuitous comment to Geisler that he wanted him to
check as to whether he had clocked out. Inasmuch as Lockyer
admits that he altered the tapes, I cannot conclude that this tape
recorded conversation is Lockyer’s total and complete conver-
sation with Osborne. Lockyer himself admits that he was not
only confronted with his absence by Geisler, but that Osborne
approached him and directed him to the Personnel Office.
Lockyer does not deny that the first thing that Geisler told him
upon seeing him after his return to the store was that Osborne
had been looking for him for 2 hours. It is implausible that
upon seeing him, Osborne said nothing to him about his ab-
sence. While Lockyer may not have recorded or saved the
recording of this conversation with Osborne, Lockyer’s testi-
mony cannot be credited. I find Osborne to be a more credible
witness and credit his testimony that he confronted Lockyer
with his failure to clock out on March 11. Accordingly, based
upon the credited testimony of Osborne, Respondent initiated
its investigation of the matter on March 11 and did not need
additional investigation on March 24.
In his brief, counsel for the General Counsel states that Os-
borne claimed that he did not discuss the events of March 11
with either Trent or McDowell. The General Counsel asserts
that Osborne’s testimony is completely contradicted by Trent,
who testified that he made the decision to discharge Lockyer
based primarily on his conversation with Osborne regarding the
events of March 11. The General Counsel further asserts that
only the most gullible of persons could, or would, believe that
Osborne truthfully testified when asserting that he did not dis-
cuss the events of March 11 with Trent. A review of Osborne’s
testimony however, reflects that it was not as explicit as argued.
On cross-examination, Osborne was asked and he answered
accordingly:
Q: Now, after this March 11th conversation, did you
report it to Mr. Trent?
A:I probably did.
Q: Probably did or you did?
A: I don’t remember talking, sir.
Q: Did you give your notes to Mr. Trent?
A: I think I just turned them in to personnel.
Q: Were they put in some specific file, to your knowl-
edge?
A: I don’t[] remember, sir, to be honest.
Osborne went on to testify that he had left his notes in his own
personal filing cabinet as it was over the weekend and he didn’t
remember how the notes were actually transferred to personnel.
When asked if he had discussed the events of March 11 with
any manager, he confirmed other than his notes he had not. He
testified that Trent had not asked any questions and he didn’t
think that McDowell had asked any questions. Osborne’s notes
from March 11 were admitted into evidence as Respondent’s
Exhibit 6. Osborne’s notes reflect that he confronted Lockyer
on March 11 with his failure to punch out for lunch. Lockyer
responded that he had punched out and that Respondent needed
to check the timeclock. When viewed in total, I do not find
Osborne’s testimony to be in “complete contradiction” to
Trent’s testimony as argued by General Counsel. As was true
of almost every witness, Osborne appeared to have little recall
of the events of March 2000 beyond what he included in his
notes at that time. He testified that he probably talked with
Trent, however, he didn’t recall any discussions beyond what
he had included in his March 2000 notes. I do not find that
Osborne’s failure to recall his discussion with Trent three years
after the fact to be significant or sufficient to discredit his tes-
timony. I credit Osborne’s testimony with respect to his con-
versation with Lockyer on March 11.
McDowell acknowledges that during Lockyer’s termination
interview, Lockyer mentioned his request to Geisler to check
his time record. It is undisputed that Lockyer videotaped his
termination interview with McDowell. The transcript of the
interview reflects that Lockyer admitted to McDowell: “Oh,
OK I had worked on the 11th on a Saturday. I had left to going
on lunch and apparently forgot to clock back in or clock out.”
Lockyer continued to explain that he had told Geisler that he
thought that he had not clocked out for lunch and he had asked
Geisler to check on that. Lockyer asserted that Geisler had told
him that that he would take care of it. In response, McDowell
told Lockyer that he had statements from the assistant managers
saying that they asked Lockyer where he was and he had told
them that he was on lunch and that he clocked out. The tran-
script of Lockyer’s videotape continues as follows:
STEVE: I told them that I thought I clocked out but
DISTRICT MANAGER: So they did not check.
STEVE: I did not tell them I clocked out . . . I told
them I think I clocked out but I might not have could you
check for me. I said that to Rick and apparently I think he
said that to Randy. Randy was going to check.
DISTRICT MANAGER: Let me ask you something
are you familiar with how the time clock works?
STEVE: Oh yea.
DISTRICT MANAGER: So you know you can go
check that yourself?
STEVE: . . . pause. . . yea
DISTRICT MANAGER: Check your time check your
breaks so your accountable for your time.
STEVE: Oh yea I realize that but you know a honest
mistake this is um a petty petty um big um getting boot out
the door.
DISTRICT MANAGER: OK but we also have what
you call consistence. And we’ve had other associates in
your store that this has happened to and they were fired.
STEVE: Oh really?
DISTRICT MANAGER: Got to be consistent.
The interview concluded with Lockyer’s request for the termi-
nation notice and the surveillance tape to take to employment
security. Lockyer also stated that he thought that it was funny
that Trent had to show McDowell a tape and get authorization
to fire him if other people in the store had been fired for the
same thing. McDowell declined to respond and simply ex-
plained that he wanted to know what was going on in his stores.
During his interview with McDowell, Lockyer did not deny
that he had failed to clock out. He in fact, concedes that he
may have failed to clock in or out. Although he asserts that he
had asked Geisler to check for him, he admitted to McDowell
that he was familiar with the timeclock and that he knew how
WAL-MART STORES
713
to check for himself to determine if he had failed to clock out.
Based upon Lockyer’s own videotape record of the termination
interview, he did not deny that he had failed to clock out. Al-
though he contended that he had asked a manager to check his
time record for error, he admitted that he knew know how to
check it for himself. Thus, McDowell’s paging Osborne to join
the interview would not have produced any information beyond
what Lockyer had already provided. Osborne’s confirmation of
Lockyer’s explanation would not have diminished Lockyer’s
admissions. Accordingly, I don’t find that Respondent’s failure
to conduct any additional investigation prior to terminating
Lockyer indicative of Respondent’s animus or unlawful motive.
As discussed above, I find no direct evidence that animus
motivated Respondent’s discharge of Lockyer. I have, how-
ever, inferred that Respondent acted, at least in part, from anti-
union animus. Board precedent allows a finding of animus to
rest on indirect evidence in appropriate cases. See Montgomery
Ward & Co., 316 NLRB 1248, 1253 (1995). The Board has
also found that timing alone may support antiunion animus as a
motivating factor in an employer’s action. See NLRB v. Rain-
Ware, Inc., 732 F.2d 1349, 1354 (7th Cir. 1984). Lockyer’s
discharge within 2 weeks of his union activity cannot be ig-
nored and certainly provides a basis for inferring Respondent’s
animus in deciding to terminate his employment.
In sum, the General Counsel made an initial showing that an-
tiunion animus motivated Respondent’s discharge of Lockyer
and satisfies the criteria necessary for establishing a prima facie
case under Wright Line, supra at 1091. But, when all of the
evidence is evaluated, a preponderance of credible evidence
supports that Respondent would have terminated Lockyer even
if he had not engaged in any union activity. Lockyer does not
deny that he failed to clock out when he left the store on March
11. He admits that he has no recall of how long he was away
from the facility and he may have been away from the facility
for as long as 1-1/2 hours. He asserted during the General
Counsel’s case-in-chief that when he clocked back in from
lunch, he realized that he may have forgotten to clock out upon
leaving. When Respondent later produced evidence to show
that Lockyer neither clocked out nor in for a lunchbreak,
Lockyer provided no rebuttal nor any specific denial that Re-
spondent’s records were in error. While Lockyer did not spe-
cifically deny the accuracy of Respondent’s records, counsel
for the General Counsel submits in his brief that the documents
“give a mistaken impression that Lockyer could not have
punched either in or out on March 11.” Counsel for the Gen-
eral Counsel relies upon what is described as a “discrepancy”
between two timeclock archive reports for Lockyer for March
11. The General Counsel points out that Respondent’s time-
clock archive report (R. Exh. 5) that was run on March 13,
2000, shows hours worked for employee Shirley S. Jones, an
employee listed on the document just preceding Lockyer. The
timeclock archive report that was run on March 25, 2000 (R.
Exh. 13) does not include Jones’ name preceding Lockyer’s
name, as was reflected on Respondent’s Exhibit 5. The Gen-
eral Counsel submits that because Jones was shown to have
worked on March 13 in Respondent’s Exhibit 5, her name and
hours should have been reflected in the time archive report that
was later run on March 25. The General Counsel argues that
both documents should have been identical. The General
Counsel further submits that this discrepancy is significant
because Respondent has demonstrated a propensity to alter
documents. In support of this assertion, The General Counsel
references a portion of a representation hearing transcript in
Case 28–RC–5889, which was offered by the General Counsel
and rejected as a record exhibit at trial. The rejected exhibit
contains a transcript excerpt in which a union’s counsel and the
hearing officer noticed discrepancies in a document offered by
Respondent. The General Counsel argues that the document
had been altered by redacting two headings that were crucial to
the issues extant in that hearing. I find this document not only
lacking in probative evidence to establish that Respondent al-
tered its timeclock archive report in the instant case but lacking
in probative evidence to establish a propensity to alter docu-
ments. As the General Counsel confirmed at trial, the represen-
tation case involved an entirely different law firm and there is
no evidence that any of Respondent’s Boone, North Carolina
store supervisors or managers were involved in this other case.
The fact that Respondent has a centralized labor policy emanat-
ing from its Bentonville, Arkansas headquarters is not sufficient
to establish that Respondent has a propensity for altering
documents in all cases involving its 3000 stores or that it has
done so in the instant case, especially when Lockyer does not
specifically deny the accuracy of the documents. As to the
discrepancy, there may be a number of logical reasons why
Jones’ name does not appear on the timeclock archive report
that was run on March 25. It is possible that Jones employment
status changed after March 13 or that other changes in circum-
stances may have removed her name from the archive report
during this 13-day interval. Despite this discrepancy with re-
spect to the inclusion or exclusion of Jones’ name and hours,
the fact remains that Lockyer’s clock punches remain the same
for both documents and he does not appear to have clocked in
or out for lunch on either document.
There is no dispute that Lockyer’s posting of the union no-
tices was of concern to Respondent. Admittedly, he continued
to post the notices even after he was told not to do so and he
continued to assert that he was legally entitled to do so. There
is no dispute that Respondent does not desire union representa-
tion for its employees. The employee handbook states:
Wal-Mart is strongly opposed to third party representation.
We are not anti-union; we are pro-Associate. We believe in
maintaining and environment of open communication be-
tween all Associates. At Wal-Mart, we respect the individual
rights of our Associates and encourage everyone to express
their ideas, suggestions, comments, or concerns. Because we
believe in maintaining an environment of open communica-
tions through the use of the Open Door, we do not believe
there is a need for third party representation. It is our position
that every Associate can speak for him/herself without having
to pay his/her hard earned money to a union to be listened to
and have issues resolved.
There is no dispute that Respondent maintains a union hotline
that managers use to report union activity and receive direction
as to how to respond. Certainly, Lockyer’s union activity was
not welcome or appreciated by Respondent. The fact that he
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
714
was terminated within 2 weeks of his initiating his union activ-
ity lends additional credence to the General Counsel’s argu-
ment that his activity was a motivating factor in the decision to
terminate him. Despite the fact that Respondent may have
welcomed the opportunity to rid itself of this employee who
repeatedly posted and distributed these notices, Respondent has
also demonstrated that it would have terminated him in the
absence of his union activity. Candidly, Lockyer’s conduct
simply provided the fortuitous opportunity for Respondent to
terminate him in accordance with its policies and past practice.
Despite its motivation, I am aware of no legal precedent that
would require Respondent to act inconsistent with its past prac-
tice or to make an exception for Lockyer because of his demon-
strated union activity. Lockyer admitted that leaving company
property while on the clock, unless on company business, is
prohibited and he does not deny that he left the store without
clocking out. He admits that he has no recall as to how long he
was away and he admits that he may have been absent for as
long as 1-1/2 hours. He admitted on cross-examination that he
was instructed in orientation as to how to use the time adjust-
ment sheets and he knew that they were to be used to correct
any deficiency in his timecards. He admits that he never com-
pleted a time adjustment sheet even though he was aware of a
possible discrepancy in his time. Only after he knew that man-
agement had been looking for him on March 11 did he mention
to Geisler, that he “may” have failed to clock out and he asked
Geisler to check on it for him. Admittedly, Lockyer did noth-
ing further to correct his time. Counsel for the General Counsel
relies upon Respondent’s handbook that directs an employee
who has forgotten to punch in or out to notify his or her super-
visor immediately in order that corrections can be made. The
General Counsel argues that Lockyer’s mentioning this possible
error was sufficient and counsel appears to view Respondent as
then having an obligation to investigate further and to take
additional action to assist Lockyer in curing his failure to fol-
low procedures. I don’t find that Respondent had this addi-
tional responsibility, even when faced with an employee engag-
ing in protected activity. Admittedly, Lockyer knew how to
complete a time adjustment sheet and correct his failure to
clock in or out. I don’t find that his suggestion to a low level
supervisor that he may have forgotten to punch out after he was
confronted with his absence sufficient to shift the responsibility
from Lockyer to Respondent to correct his failure to comply
with Respondent’s time keeping policies. There is no doubt
that Respondent took full advantage of the opportunity to rid
itself of this active union supporter. I do not find however, that
the evidence supports that it would not have terminated
Lockyer in the absence of such activity.
Accordingly, having found no evidence of any independent
8(a)(1) violations and having found that Respondent has dem-
onstrated that it would have terminated Lockyer despite his
union activity, I recommend that the complaint be dismissed in
its entirety.
CONCLUSIONS OF LAW
1. Wal-Mart Stores, Inc., is an employer engaged in com-
merce within the meaning of Section 2(2), (6), and (7) of the
Act.
2. The United Food and Commercial Workers International
Union is a labor organization within the meaning of Section
2(5) of the Act.
3. Respondent has not violated Section 8(a)(1) and (3) of the
Act as alleged in the complaint.
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended:8
ORDER
The complaint is dismissed.
8 If no exceptions are filed as provided by Sec. 102.46 of the Board’s
Rules and Regulations, the findings, conclusions, and recommended
Order shall, as provided in Sec. 102.48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses.