326 NLRB 1121
CTI Alaska,Inc.
CTI ALASKA, INC.
1121
CTI Alaska, Inc. and Gene Smith. Case 19–CA–
243151
September 25, 1998
DECISION AND ORDER
BY MEMBERS FOX, LIEBMAN, AND BRAME
On January 28, 1997, Administrative Law Judge James
M. Kennedy issued the attached decision. The General
Counsel filed exceptions and a supporting brief, and the
Respondent filed an answering brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,2 and conclusions3 and
to adopt the recommended Order.
ORDER
The recommended Order of the administrative law
judge is adopted and the complaint is dismissed.
George I. Hamano, Esq., for the General Counsel.
William F. Mede, Esq. and Patrick J. McCabe, Esq. (Owens &
Turner), of Anchorage, Alaska, for the Respondent.
DECISION
STATEMENT OF THE CASE
JAMES M. KENNEDY, Administrative Law Judge. This case
was tried in Anchorage, Alaska, over 6 days between July 30
and September 25, 1996. The charge was filed January 23,
1996, by Gene Smith (Smith), an individual, and the Regional
Director for Region 19 issued the complaint on April 18, 1996.
The case was originally consolidated with Cases 19–CA–
24174, 19–CA–24251, and 19–CA–24342. However, on Sep-
tember 24, 1996, those cases, involving other individual charg-
ing parties, were settled by non-Board agreement. The unfair
labor practice charges were withdrawn with my approval and
the corresponding complaints dismissed on the record. The
original caption has been amended to reflect those dismissals.
As the matter currently stands, the complaint asserts that CTI
Alaska (Respondent) violated Section 8(a)(3) of the National
Labor Relations Act (the Act) on November 16, 1995,1 when it
discharged Smith.
1 This case was originally consolidated with Cases 19–CA–24174,
19–CA–24251, and 19–CA–24342. On September 24, 1996, those
cases, involving other individual charging parties, were settled by non-
Board agreement, the unfair labor practice charges were withdrawn
with the judge’s approval, and the corresponding complaints were
dismissed on the record.
2 We correct two factual errors in the judge’s decision. In par. 17 of
the section of his decision entitled “Gene Smith’s Duties and Author-
ity,” the judge stated that Smith’s counterpart, Bob Landers, disagreed
with Smith regarding the layoff of employee Bob Clancy, that Landers
said that he believed Clancy had not been properly trained, and that as a
result Clancy was not selected for layoff. The record shows, however,
that Clancy’s name was on the layoff list at the end of the meeting, but
that Clancy himself later appealed to Operations Manager Mike Thorne
and the latter requested Field Supervisor Ray Fleming to re-evaluate
Clancy. In par. 2 of his conclusions, the judge stated that Operations
Manager Laura Barletta honored Smith’s demand not to transfer Davis
to his group; we note that it was Operations Manager Mike Thorne,
rather than Barletta, who solicited Gene Smith’s views on bringing
Davis to the BP project and honored Smith’s request not to do so.
These errors do not affect the result in this case.
3 In affirming the judge’s conclusion that Foreman Gene Smith was
a statutory supervisor at the time he was discharged, we rely on the
judge’s finding that Smith had the authority to effectively recommend
personnel actions, and we do not pass on the rest of the judge’s ration-
ale. Specifically, the record establishes, the judge found, and we agree
that Smith effectively recommended the layoff of employee Duane
Davis and the transfer of employee J. B. Cowell. We also observe that
the absence of additional examples of Smith’s exercise of supervisory
authority may well be explained by the fact that he held the foreman’s
position for only 10–1/2 months.
Issue
The parties entered into a stipulation at the hearing that if I
(or the Board) conclude that Smith is a supervisor within the
meaning of the Section 2(11) of the Act that Respondent did
not violate Section 8(a)(3), but that if I (or the Board) find that
he is an employee within the meaning of Section 2(3) of the
Act, the discharge did violate Section 8(a)(3) and an appropri-
ate remedy may be issued. Accordingly, the only issue which
needs to be decided is whether Smith was a 2(11) supervisor at
the time he was discharged.
FINDINGS OF FACT
I. JURISDICTION
Respondent, an Alaska corporation, is headquartered in An-
chorage. It is in the business of conducting nondestruct testing
on pipes and vessels in the oil exploration and transmission
industry. Its customers are oil exploration firms and crude oil
pipeline operators. It admits that it meets the Board’s nonretail
standard for the assertion of jurisdiction and I find that it is an
employer engaged in commerce within the meaning of Section
2(2), (6), and (7) of the Act.
II. THE ALLEGED UNFAIR LABOR PRACTICES
A. Background
Most of Respondent’s operations are conducted on the North
Slope of Alaska in the Prudhoe Bay area and environs, although
it does perform work elsewhere in Alaska, including the Cook
Inlet/Kenai area southwest of Anchorage. Smith’s difficulties
arose at the Prudhoe Bay operation. During 1995 and for sev-
eral years before, Respondent, at Prudhoe Bay, was performing
nondestruct testing for British Petroleum Exploration, Alaska
(BP). That firm, for our purposes, may be termed the “owner”
of the property on which much of the oil producing activity
occurs. Throughout its oil field, BP has built a network of
buildings and support facilities located at appropriate locations
near the wells and drill sites. It has hired numerous subcontrac-
tors to do many of the functions which such an operation re-
quires. These subcontractors range from drilling companies to
construction companies to catering businesses to testing firms
such as Respondent.
In the course of its business, Respondent is obligated on a
nearly year-round basis to send testing crews to locations des-
ignated by BP to perform various nondestruct tests on piping
and other equipment to determine whether the item being tested
needs replacement or repair. There are three principal testing
1 All dates are 1995 unless otherwise indicated.
326 NLRB No. 100
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1122
methods which Respondent uses. These are X-ray (RT), ultra-
sonic (UT), and video X-ray, also known as real time radiogra-
phy (RTR). The last of these techniques is not particularly
germane to our inquiry. Smith was directly involved with
crews assigned to perform RT and UT work. The RTR work
was done on a summer-only basis by specialized crews, though
such crews remained on the North Slope into October 1995.
Smith does not appear to have been involved with them.
The hierarchy in which Smith worked is as follows: Respon-
dent’s headquarters are located in Anchorage. Its president,
George Haugen, and its vice president in charge of operations,
Bill Webb, both work there, as do its human relations depart-
ment personnel. The North Slope operations managers as-
signed to the Prudhoe area were Mike Thorne and Laura Bar-
letta. These individuals, like nearly everyone who works at
Prudhoe, work as “alternates” or “counterparts.” In general,
due to the remote nature of the oil field, individuals are sta-
tioned at the site for set periods, usually 2 weeks there and 2
weeks out. “Alternates” serve interchangeably with one an-
other. Both Thorne and Barletta operated in that fashion. Simi-
larly, so did their immediate subordinates, the field supervisors.
During 1995 the counterparts holding that position were Ray
Fleming and Ernie Bishop. Last in the line of putative manag-
ers were the two assistant field supervisors, Bob Landers and
Smith. All of these individuals, when on duty, worked and
lived at the Prudhoe facility, as did the technicians who per-
formed the actual testing work. Landers and Smith were as-
signed a personal vehicle and they lived in unshared quarters in
the work area known as the “Santa Fe” pad. They also attended
the nightly management meetings held at 5 p.m.
RT work involves taking X-ray equipment to a designated
location, identifying the proper pipe, weld, fitting, or other
object, and then setting up the X-ray shot and shooting the pho-
tographs. The UT work was similar: After locating the object
to be tested, the technician was obligated to slide the equipment
across the object to create an image which could be read by
BP’s experts.
A common preliminary to the testing was to expose the ob-
ject so the technicians could perform the test. Because the
material to be tested was usually hidden by insulation or was
otherwise inaccessible, Respondent’s management was re-
quired to notify either BP or one of the construction contractors
to perform the necessary removal work. Since 1992, to arrange
for that type of preliminary work, it became the assistant field
supervisor’s task to create “job orders.” Such work was usually
carried out by a contractor in close conjunction with BP and
Respondent. Accordingly, it was important to closely coordi-
nate the scheduling of the work. Job orders are to be distin-
guished from “packages,” the daily instructions for each techni-
cian. The “packages” were created by Respondent’s layout
people pursuant to general requests made by BP’s plant inspec-
tors. Each package contained instructions to the crew regarding
the location of the item to be shot, its identification number, the
type of test, and other pertinent information.
The packages were usually delivered to the appropriate crew
at the beginning of the shift, most often by the field supervisor,
but sometimes by the assistant field supervisor (foreman by the
witnesses). In addition, there were shots which had to be re-
done. These were usually given to the same crew, but if the
crew had moved to a new location, redo’s were assigned to a
followup man or crew. Many, if not most, of the shots were of
the “frequent” variety, meaning that they would be done on a
scheduled basis, so histories could be developed for the tested
item. However, in addition, there were special projects which
could not be scheduled long in advance. These appeared on
short notice, often with a high priority or urgency.
When the field supervisors made the assignments, they had
to take into account a number of things: first, the type of test
the package required; second, the level of skill, experience, or
appropriate certifications held by the technicians to assure the
job would be performed acceptably. In addition, such factors
as overtime and workload, including travel time, were consid-
ered. During the 1995 “season” Respondent employed a techni-
cian staff of about 20 per shift or, as there were two shifts each
day, 40 per tour. Since there were two tours, its total staff con-
sisted about 80 techs. They were divided into crews of two.
Thus, on any given day, as many as 20 assignments needed to
be made. Of course, once made, the supervisory staff needed to
perform ordinary oversight to assure that assignments were
effectively and timely carried out. Moreover, the entire super-
visory staff had administrative duties to attend to, including
matters which BP imposed on it. Supervision of this staff was,
and is, a big job.
This situation has been extant for several years. In 1992 Re-
spondent, seeking to alleviate the burden placed on the field
supervisor and the North Slope operations manager, as well as
attempting to satisfy some ancillary demands by BP, created
the position of assistant field supervisor. The first two persons
to hold the job were Fleming and Landers. Both of these indi-
viduals were very knowledgeable in the field, were experi-
enced, and apparently held the highest certifications. In March
1995, due to turnover, Fleming became one of the field super-
visors and Gene Smith was selected as the replacement assis-
tant supervisor. Landers remained the other.
B. Gene Smith’s Duties and Authority
At the outset, I note that there are some sharp credibility
concerns regarding what Smith contends his authority was dur-
ing 1995 and what upper management, specifically Webb, says
it told him his authority was. It is not entirely necessary to
resolve this discrepancy, although it is appropriate to note that
Smith gave an affidavit before he was discharged which sug-
gests he knew he was a statutory supervisor, but which he now
wishes to disavow. The affidavit is somewhat ambiguous but
contains language which requires explanation. Smith did not
explain it well and I am not confident of his probity. On the
other side, Webb claims to have had at least two distinct con-
versations with Smith describing his duties with specific in-
structions regarding his authority and duty to counsel and to
document employee shortcomings. Since none of the three or
four proposed written job descriptions which were drafted (but
never finalized) includes any of the statutory indices for 2(11)
supervisor, and because Smith emphatically denies the conver-
sations occurred, I am disinclined to accept Webb’s testimony
as well. Instead, I look to what actually happened.
In reviewing the following evidence, one should keep in
mind that the indices of supervisory authority set forth in Sec-
tion 2(11) are to be read in the disjunctive. NLRB v. St. Francis
Hospital of Lynwood, 601 F.2d 404, 421 (9th Cir. 1979). That
is, in order to be a supervisor within the meaning of the statute
an individual need only possess one of the listed powers de-
scribed there. The statute is quoted in the footnote.2
2 Sec. 2(11) reads as follows:
CTI ALASKA, INC.
1123
When Smith was promoted from senior technician to assis-
tant field supervisor, he remained an hourly employee. His pay
rate increased from $19.20 to $22.50. He testified, oddly, that
his hourly rate only increased by one dollar. Nevertheless, he
was hourly while the field supervisor was paid on a basis more
approximating a salary—a day rate. Despite the wage differen-
tial between himself and the techs, Smith asserted that he was a
craft hand rather than “in the management supervisory loop for
CTI.” Indeed, at first he testified that he did not review the
work of the field crews. Yet, in an investigative affidavit he
said he did perform such reviews. When confronted with the
affidavit, he recanted his earlier denial of that responsibility.
I think it is fair to conclude that many of Smith’s duties did
not involve direct oversight of the crews. For example he spent
a great deal of time developing X-rays and entering information
on the computer. The latter could be characterized as “plant
clerical” duties especially if concentrating on only the clerical
aspect. Yet, one of his tasks was to post the “cost tracker” ma-
terial generated by each crew. In doing that, Smith necessarily
familiarized himself with the production of each crew. Simi-
larly, once he completed the development of all the X-rays for
the day, he knew exactly how many X-rays each crew had shot.
Furthermore, a simple view of each X-ray allowed him to make
early determinations regarding whether it could be read. If not,
he was able to notify the appropriate crew to take another shot.
Alternatively, he could assign the re-shoot to the followup
crew.
Of course, the fact that these tasks required him to work in
the office meant that his field time and actual hands-on over-
sight was reduced. Still, it is undisputed that beginning in the
afternoon of his 12-hour shift Smith was able to go into the
field and observe the crews in action. He often supported the
crews by offering his expertise and technical assistance with
respect to RT matters. He was highly skilled in that discipline.
He says he was less confident of his capability in resolving UT
problems. Still, he visited UT crews in the same fashion he
visited the RT crews. He gave each further support by provid-
ing them with equipment he had repaired or recalibrated and by
assisting them with transportation. Contrary to his early testi-
mony, it is clear that Smith spent sufficient time in the field to
become familiar with each crew’s performance.
Insofar as direct hands-on authority to direct tasks or correct
behavior, Smith generally denies he had been told he had such
authority. He concedes, however (confirmed by employee
Hanson), that he once spoke to employee Christensen about his
attitude toward his work. Hanson goes further and says he
overheard Smith loudly chewing Christensen out over some
transgression. Similarly, employee Hazlett testified that on five
occasions he overheard Smith remonstrating to his night shift
subordinates about various conduct, including employee
Clancy. Supervisor Fleming testified that he recalled Smith
counseling employee Sneed to use some common sense about
another transgression. He also testified that Smith at least once
switched crew members around to avoid some interpersonal
problems which had arisen.
The term “supervisor” means any individual having authority, in
the interest of the employer, to hire, transfer, suspend, lay off, re-
call, promote, discharge, assign, reward, or discipline other em-
ployees, or responsibly to direct them, or to adjust their grievances,
or effectively to recommend such action, if in connection with the
foregoing the exercise of such authority is not of a merely routine
or clerical nature, but requires the use of independent judgment.
Christensen testified that on one occasion he had failed to
protect a trainee from exposure to radioactivity during an X-ray
shot. As a result, he had to deal with Smith regarding what sort
of discipline would be imposed. According to Christensen,
Smith told him that he had managed to keep him from being
fired. See Christensen’s testimony in the footnote.3 Aside
from the actual discussion which Christensen describes, the
italicized portion of Christensen’s testimony constitutes
Smith’s direct admission that he was involved in the decision-
making process regarding firing employees.4
The manner in which the field supervisors make work as-
signments has been discussed in the background section, above.
do.
3 Christensen’s testimony is as follows:
Q. (By MR. MCCABE) Okay. And then what did Ray—what did
Gene tell you?
A. That he—let’s see, I lost my train of thought now.
Q. Okay. You had the radiation incident and Ray was
determining what kind of discipline to
A. Right. Right. Discipline.
Q. And Gene came and talked to you. What did Gene say?
A. And he rec—and that he said that he’d went to Ray and rec-
ommended maybe some time off or reduction in grade.
Q. Did Gene tell you that Ray had some other plans?
A. No, but it was—it was pretty evident that the—whatever
. . . . .
A. [T]he penalty was . . . it was going to be pretty severe.
. . . . .
Q. Did Gene tell you he made any recommendations to Ray re-
garding whether or not you should be fired?
A. He did. He did tell me that he was—that he—that he was
part of the decision process of whether I should be fired or
whether—or whatever should happen—happen to me.
Q. Did he tell you whether he argued one way or the other?
A. Yes, he did. He told me that he recommended that it was
just time off and reduction in grade.
Q. Did he tell you whether anyone disagreed and wanted to fire
you?
A. No.
Q. Okay. Did — were you fired as a result of the incident?
A. No.
Q. Were you disciplined at all?
A. Yes, I was.
Q. What type of discipline did you get?
A. I—the end result was I received a eight-hour—could not do
any x-ray work until I had eight hours of radiation safety refresher
training, which I took. I have a letter of reprimand in my—in my
permanent file at CTI’s office
Q. Was that consistent with the conversation you had with Gene
and what Gene said he recommended?
A. As I recall the conversation with Gene was more or less not
to—not—not for termination. Not specifically what form of pun-
ishment I would receive. (Emphasis added.)
4 Smith appears to have made a second admission to Barletta shortly
after the initial unfair labor practice charges were filed.
Q. (BY MR. MEDE) I guess what I’m driving at, Mr. Smith, is
whether you made any statement to Ms. Barletta that you felt that
your position as assistant field supervisor somehow placed limita-
tions on your union—your ability to conduct union matters?
A. Yes. I imagine I said that to her.
Q. And that’s because of the duties that you performed for CTI,
wasn’t it?
A. No.
I think Smith’s testimony here may fairly be regarded as such an
admission, but note that it seems to creep into the area calling upon him
to draw a legal conclusion and Smith wants to place the remark in some
other context. For that reason, I do not accept it as conclusive, but only
as part of the record as a whole.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1124
There is really no dispute that those assignments involve the
exercise of independent judgment. That task, not infrequently
fell to the assistant field supervisors as well. Indeed, the assis-
tant supervisor was a readily available resource who could be
called upon as a fill-in manager. Employee testimony supports
Respondent’s contention in this regard.
Former employee Jeff Smith (who is not related to Gene
Smith), one of the Charging Parties who reached a non-Board
settlement, agrees that when the field supervisors were not
present, the foreman, often Gene Smith, usually acted in their
place. However, he and others also observed that sometimes
others were selected to act for the supervisors. They were
called on much less frequently. Those individuals were film
interpreters and/or layout employees. Jeff Smith says he is
aware of at least a dozen occasions where the foreman made
assignments in the absence of the field supervisor. Moreover,
Foreman Landers even substituted for BP’s plant inspectors in
their absence. Smith was not asked to substitute for BP’s in-
spectors due to his lesser experience.
In addition to the foreman’s authority as a substitute supervi-
sor to make work assignments, employee Vigman testified that
the foreman (not specifying whether it was Smith or Landers)
directed him to take additional shifts. Presumably that required
the invocation of overtime pay. Both Vigman and Jeff Smith
confirmed that the foreman gave general oversight to the techs.
Other witnesses downplayed the foreman’s daily oversight.
See the testimony of trainee Kosto and employee Brennan.
(Brennan is Smith’s personal friend and off-Slope roommate.)
Brennan agrees, however, that he often dealt with the foreman
when the field supervisors were unavailable.
There is a great deal of evidence relating to Smith’s authority
insofar as personnel matters are concerned. Smith, for his part,
tends to soft peddle his authority and activity. For example, he
contends at one point that he did not participate in employee
evaluations and did not offer input respecting an employee’s
workmanship, allowing that he did report the morale and atti-
tudes of individuals. At another point he conceded that he did
offer input on work performance for evaluation purposes, but
only when asked to do so by his superiors.
Fleming testified that on at least one occasion Smith recom-
mended that an employee, Lang, be promoted. Smith would
only concede that he “may have told” Fleming that Lang should
be promoted.” Lang’s promotion soon followed that conversa-
tion. There is some disagreement regarding the effectiveness of
Smith’s recommendation. Lang was overdue for consideration
and appears to have been qualified for it for some time.
Whether the promotion was due to Smith’s comment and
whether that comment can be taken as a recommendation is not
entirely clear. Certainly it was appropriate for him to call the
omission to the attention of the decision makers.
Smith was also involved with two other individuals, making
comments which resulted in personnel changes for them. Ac-
cording to Thorne, at one point Smith became so upset with the
bad X rays taken by employee Cowell that he asked that Cowell
be removed from the job. The proposal eventually came to
Thorne who decided to move Cowell to Kuparuk, a nearby site
operated under another business contract where he would be
under different supervision. Smith denies commenting on
Cowell’s shots.
In August, the North Slope operations managers had to make
a decision regarding some personnel at Milne Point. That was
another business contract at a location not too far from the
Santa Fe pad offices, but was somewhat independent. Appar-
ently based on some organizational concerns Respondent con-
cluded that it was best to consolidate those employees with the
Santa Fe group. One of the senior techs at Milne Point was
Duane Davis. Thorne asked Smith for his opinion regarding
the absorption of the personnel from that location. Smith, ac-
cording to Thorne, told him that he had no objection to any of
the Milne Point crew as long as Thorne didn’t bring Davis over.
Thorne describes Smith’s objection to Davis as being made in
the strongest of terms. As a result, Thorne decided not to trans-
fer Davis. Instead, he laid Davis off. Smith does not controvert
Thorne’s testimony here. Indeed, he agrees that he and Davis
have been long-time antagonists.
In mid-September, apparently due to the oncome of winter
and at the behest of BP, Respondent determined it was neces-
sary to reduce the size of its staff. Barletta instructed Bishop to
prepare a list of five or six employees to be let go. Bishop pre-
pared a preliminary list and gave it to his counterpart, Fleming,
who added another name. Fleming gave the expanded list to
Barletta. A few days later they met with the BP managers. A
debate ensued regarding BP’s desire to keep the RTR crews
(who were not regarded as permanent employees) longer and
Respondent’s desire to lay them off before regular employees
such as the RT and UT crews. BP’s preference prevailed.
Consequently, on September 22 Barletta met with Fleming and
the two assistant supervisors, Landers and Smith, to discuss the
list which had been prepared. In addition to the six or seven
persons who Fleming/Bishop thought should be the primary
selections, an additional seven names were set forth as backup
choices in the event they decided to keep any of the first six.
Some of what occurred at the meeting is in dispute. Smith
agrees, however, that his superiors solicited information from
him and Landers regarding the persons on the list. He agrees
that the merits and shortcomings of the persons on the list were
discussed in detail. Contrary to others’ testimony, he asserts
that during the meeting he made several objections which were
overruled or ignored. He says he opposed Barletta’s classifying
individuals as ineligible for recall because it was disciplinary in
nature and the Company’s own personnel manual required
progressive discipline steps which were not being followed.
Furthermore, he says he opposed the layoff of Cowell and
Clancy, even though he thought Clancy was not a person he
wanted on the job.
Barletta’s testimony is different. She says that Smith was
“adamant” about Clancy: he wanted Clancy “gone.” (Em-
ployee Cowell reports Smith as having told him the following
day that he had put Clancy’s name in for layoff, thereby cor-
roborating Barletta.) Fleming also remembers Smith wanted
Clancy on the list because he was “whiney.” Even so, Landers
disagreed with his counterpart, Smith, regarding Clancy, saying
he believed Clancy had not been properly trained and that his
shortcomings could be traced to a lack of instruction. As a
result of that discussion, Clancy was not selected for layoff.
Barletta also says Smith told the group that he ”didn’t trust”
Jeff Smith’s UT readings. Her report of Smith’s assessments of
Jeff Smith and Clancy find corroboration elsewhere in the re-
cord. One such corroboration is Fleming’s testimony that
Landers agreed with Gene Smith that Jeff Smith warranted
being on the list because of his poor UT readings. Another is
unchallenged evidence that Jeff Smith had received warnings
about his faulty readings and Clancy had been a poor producer.
CTI ALASKA, INC.
1125
Fleming recalled at the meeting Smith wanted Christensen’s
name to be on the list saying he “deserved” to be on it. He says
Landers disagreed with Smith regarding Christensen. Christen-
sen was not laid off.
Cowell had returned from Kuparuk in July, but remained in
low esteem. When the list was put together in September, his
name was included. Barletta had determined that he should be
rated as not eligible for rehire. Nonetheless, after he had been
notified of his pending layoff, he was able to negotiate a short
extension with Thorne. He also got Thorne to agree that he
could return to the Slope sometime in the future, but at a re-
duced pay grade. Cowell used the additional time to contact
some supervisors in Kenai and wangled an intracompany trans-
fer there. He was still working in Kenai as of the instant hear-
ing.
Above, I referenced Smith’s testimony that he opposed Cow-
ell’s layoff during the September 22 meeting. If so, it seems
likely his opposition convinced Thorne later to relent on
Barletta’s earlier decision to label Cowell as ineligible for re-
call, converting that decision to a possible rehire at a reduced
pay grade. Smith’s stance no doubt also allowed Cowell to
arrange for the transfer to Kenai, for if the ineligibility rating
had stood, the transfer could not have occurred. Smith’s argu-
ment that his recommendations carried no weight at the meet-
ing is therefore not supported by the evidence.
IV. CONCLUSIONS
Based on the factual recitations set forth above, only one
conclusion can rationally be drawn: Contrary to the General
Counsel’s contention, Smith, in holding the job of assistant
field supervisor (foreman) was, throughout his tenure in that
job, a supervisor within the meaning of Section 2(11) of the
Act.
Smith quite clearly had the authority to effectively recom-
mend personnel changes for techs ranging from discipline lev-
els, to crew and staff membership, to layoff selections. These
recommendations occurred in a hierarchical context, were sub-
ject to fairly intense scrutiny by higher management, and were
subject to modification. Yet, frequently his recommendations
were accepted as warranting some sort of action. Barletta hon-
ored his demand not to transfer Davis to his group and he was
instrumental in causing Cowell to be removed to Kuparuk.
He told at least one employee, Christensen, that he was in-
volved in firing decisions, lobbying against his discharge over
the radiation incident, and he clearly participated in the Sep-
tember 22 discussion which resulted in the final layoff deci-
sions which were under discussion. His remarks were taken
into consideration and were generally followed except where
his counterpart disagreed with his assessment. Even then, since
his counterpart, Landers, held the same job, it cannot be said
that Landers’s views lack relevance here. If anything, since
Landers was more senior in the job, his recommendations may
have carried a bit more weight than Smith’s. To the extent their
recommendations differed, Landers seems to have prevailed.
Yet that only meant higher management looked to the views of
both incumbents and selected the views of the more experi-
enced. It still, nonetheless, accepted the recommendation of a
person holding the same job as Smith. Thus, effective recom-
mendations came from the assistant field supervisor regarding
decisions on which employees should be brought aboard, which
should be kept, and which should not.
That power alone resolves the question of whether Smith
was a Section 2(11) supervisor. Clearly he was. He possessed
other statutory powers as well, his ability to effectively recom-
mend discipline and his power to assign work, not only as a
substitute, but also on his own. Yet, he possessed secondary
supervisory features as well. He had his own truck, lived in
private quarters, had a (shared) office, and was paid about 17
percent more than the senior techs. He reviewed the techs’
work, both in the office via production and performance reports
and photos, and directly in the field; he daily “ramrodded” the
work and he attended the daily 5 p.m. management meetings.
These duties and tasks set him well above the rank-and-file
technicians. There is no doubt that the incumbent holding the
job of assistant field supervisor, as Smith did, is a statutory
supervisor.
Accordingly, consistent with the stipulation of the parties,
having found Smith to be a statutory supervisor, the complaint
must be dismissed. Parker-Robb Chevrolet, 262 NLRB 402
(1982).
On these facts and analysis, I make the following
CONCLUSIONS OF LAW
1. Respondent is an employer engaged in commerce and in
an industry affecting commerce within the meaning of Section
2(2), (6), and (7) of the Act.
2. During the 1995 work season, Charging Party Gene
Smith was a supervisor within the meaning of Section 2(11) of
the Act and not subject to the protections of Section 7 and Sec-
tion 8 of the Act.
3. Respondent has not committed the unfair labor practices
of which it is accused in the complaint.
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended 5
ORDER
The complaint is dismissed in its entirety.
5 If no exceptions are filed as provided by Sec. 102.46 of the Board’s
Rules and Regulations, the findings, conclusions, and recommended
Order shall, as provided in Sec. 102.48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses.