326 NLRB 335
Hale Nani Rehab. & Nursing Center
HALE NANI REHABILITATION
335
Beverly Enterprises-Hawaii, Inc. d/b/a Hale Nani Re-
habilitation and Nursing Center and Buenaven-
turada Moraga, Petitioner, and United Public
Workers, AFSCME, Local 646. Case 37–RD–302
August 26, 1998
DECISION AND CERTIFICATION OF RESULTS
OF ELECTION
BY CHAIRMAN GOULD AND MEMBERS FOX, LIEBMAN,
HURTGEN, AND BRAME
The National Labor Relations Board has considered
objections to an election held on December 5, 1996, and
the hearing officer’s report recommending disposition of
them. The election was conducted pursuant to a Stipu-
lated Election Agreement. The tally of ballots shows 71
for and 84 against the Union, with no challenged ballots.
The Board has reviewed the record in light of the ex-
ceptions and brief, and has decided to adopt the hearing
officer’s findings and recommendations1 only to the ex-
tent consistent with this Decision and Certification of
Results of Election.
The hearing officer found that the Employer engaged
in objectionable conduct warranting setting aside the
election by maintaining an overly broad no-distribution
rule. For the reasons set forth below, we disagree.
The following notice was posted at the entrances to the
Employer’s facility and at the main bulletin board:
NOTICE
Solicitation by an employee of another employee is
prohibited while either person is on working time.
Working time is all time when an employee’s duties
require that he or she be engaged in work tasks, but
does not include an employee’s own time, such as meal
periods, scheduled breaks, time before or after a shift,
and personal clean-up time. In addition, solicitation is
prohibited at all times in immediate patient-care areas.
______________________________________________________________________________________________________________________
Employees are not permitted to distribute advertising
material, handbills, printed or written literature of any
kind at all times in immediate patient care areas or any
other work areas of the facility.
Employees are not permitted access to the interior of
the facility or outside work areas during their off duty
hours.
Solicitation, distribution of literature, or trespassing by
nonemployees is prohibited on these premises.
1 In the absence of exceptions, we adopt pro forma the hearing offi-
cer’s recommendations that Objections 3 through 13 be overruled. We
also adopt, absent exceptions, the hearing officer’s recommendations to
overrule those portions of Objections 1 and 2 concerning the Em-
ployer’s posted rule restricting access to the facility by off-duty em-
ployees, the solicitation rule in the Associate Handbook, the Em-
ployer’s alleged refusal to allow the Union to post literature on the
Union’s bulletin board, and the Employer’s alleged refusal to allow the
Union equal access to employees at a company meeting.
The hearing officer found that the second paragraph of
this notice was objectionable because it prohibits distri-
bution in “any other work areas of the facility.” The
hearing officer stated that such restriction on distribution
is overly broad and objectionable where the employer
has not established that the prohibition was necessary to
avoid disruption of health care operations or the distur-
bance of patients. The hearing officer noted that the Em-
ployer’s distribution of literature by supervisors in the
timeclock area indicates that the Employer did not view
the distribution of literature in a working area to be det-
rimental to patient care or health care operations. In ad-
dition, the hearing officer relied on the employees’ belief
that they were restricted by the rule from distributing
union campaign literature in working areas in the facility,
while supervisors were allowed to pass out literature in
their departments. Accordingly, the hearing officer rec-
ommended that Objections 1 and 2 be sustained and a
new election held.
The Employer excepts, arguing, inter alia, that the
posted rule against distribution in work areas is presump-
tively valid, and that an employer is not required to show
that a presumptively valid rule is necessary to avoid dis-
ruption of health care operations or the disturbance of
patients. The Employer also contends that the Em-
ployer’s distribution of literature by supervisors in work
areas does not invalidate a rule against distribution in
those areas. The Employer further maintains that it did
not enforce the rule disparately against union supporters,
citing the fact that there is no evidence that any nonsu-
pervisory employees were allowed to distribute literature
in violation of the rule. Accordingly, the Employer ar-
gues that the Union’s Objections 1 and 2 should be over-
ruled. We agree with the Employer.
It is well settled that “[r]ules prohibiting distribution of
literature are presumed valid unless they extend to activi-
ties during nonworking time and in nonworking areas.”
St. John’s Hospital, 222 NLRB 1150 (1976), enfd. in
part 557 F.2d 1368 (10th Cir. 1977). The Board has
stated that an employer’s prohibition against employee
distribution in work areas at all times is presumptively
valid. Albert Einstein Medical Center, 245 NLRB 140,
142 (1979).2
Here, the Employer’s posted rule prohibits distribution
in working areas only and does not restrict distribution in
2 Recognizing inherent differences between solicitations and distri-
butions, the Board permits greater restrictions on Sec. 7 distributions
than on solicitations. “[S]olicitation, being oral in nature, impinges
upon the employer’s interests only to the extent that it occurs on work-
ing time, whereas distribution of literature, because it carries the poten-
tial of littering the employer’s premises, raises a hazard to production
whether it occurs on working time or nonworking time.” Stoddard-
Quirk Mfg. Co., 138 NLRB 615, 619 (1962). Thus, while a no-
solicitation rule generally must be limited to working time, a no-
distribution rule may properly extend to working areas even on non-
working time. Eastex Inc., 215 NLRB 271, 274–275 (1974), enfd. 550
F.2d 198 (5th Cir. 1977), affd. 437 U.S. 556 (1978).
326 NLRB No. 37
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
336
nonworking areas. Thus, the rule is presumptively valid.
While an employer may justify a rule that is presump-
tively invalid on its face by showing that the rule is nec-
essary to avoid a disruption of patient care or the distur-
bance of patients, it is not required to justify a presump-
tively valid rule. In recommending that Objections 1 and
2 be sustained because the Employer had “not provided a
substantial justification for the restriction” on distribution
in work areas, the hearing officer placed a burden on the
Employer where no such burden exists under Board law.3
Because the rule at issue here is presumptively valid, we
find that the Employer did not engage in objectionable
conduct by maintaining this rule during the critical pe-
riod.4
We also conclude that the Employer did not engage in
objectionable conduct when its supervisors handed out
flyers in the timeclock areas5 and in the dietary, house-
keeping, and laundry departments, at a time when the
Employer was enforcing its otherwise valid no-
distribution rule against employees.6 Our reasons for
reaching this result are set forth in the attached separate
opinions.
Accordingly, we shall overrule the Union’s Objections
1 and 2 and shall issue a Certification of Results of Elec-
tion.
CERTIFICATION OF RESULTS OF ELECTION
IT IS CERTIFIED that a majority of the valid ballots have
not been cast for United Public Workers, AFSCME, Lo-
cal 646, and that it is not the exclusive representative of
these bargaining unit employees.
MEMBERS FOX and LIEBMAN, concurring.
On the record in this case, we find, with Members
Hurtgen and Brame, that the Employer’s maintenance of
3 The cases relied on by the hearing officer are inapplicable because
they do not involve restrictions only on distributions in working areas.
Beth Israel Hospital v. NLRB, 437 U.S. 483, 486 (1978), involved
restrictions on solicitations and distributions in a hospital cafeteria and
coffeeshop. NLRB v. Baptist Hospital, Inc., 442 U.S. 773 (1979), in-
volved a rule against solicitation in lobbies, gift shop, cafeteria, corri-
dors, entrances, and sitting rooms. Southern Maryland Hospital Cen-
ter, 293 NLRB 1209 fn. 2 (1989), affd. in relevant part 916 F.2d 932
(4th Cir. 1990), involved a rule against distribution at the hospital’s
main entrance. Heartland of Lansing Nursing Home, 307 NLRB 152,
159–160 (1992), and Health Care & Retirement Corp., 310 NLRB
1002, 1004 (1993), both involved rules against solicitation. Fairfax
Hospital, 310 NLRB 299, 311–313 (1993), enfd. 14 F.3d 594 (4th Cir.
1993), cert. denied 512 U.S. 1205 (1994), involved disparate enforce-
ment of rules. Baylor University Medical Center, 247 NLRB 1323
(1980), enf. denied 662 F.2d 56 (D.C. Cir. 1981), involved a rule
against solicitation and distribution in the cafeteria and vending areas.
4 The rule has been posted at the facility’s entrances since the early
1980’s. Thus, there is no allegation that the rule was promulgated in
response to union activity.
5 We find it unnecessary to decide whether the timeclock areas were
working areas. Likewise, we do not pass on the hearing officer’s
statement that it must be assumed that the timeclock areas were consid-
ered by the Employer to be working areas.
6 There is no evidence that the Employer permitted any nonsupervi-
sory employees to violate the rule against distribution.
a rule prohibiting employees from distributing literature
in working areas while allowing its supervisors to dis-
tribute antiunion literature in such areas did not consti-
tute objectionable conduct warranting setting aside the
election. We do not agree, however, that unless a union
has no other means to communicate with employees, an
employer has an absolute right to maintain such a rule
regardless of whether it itself engages in conduct which,
if engaged in by employees, would violate the rule. As
the Supreme Court stated in NLRB v. Steelworkers
(Nutone), 357 U.S. 357, 364 (1958), rejecting just such a
per se approach, “No such mechanical answers will avail
for the solution of this nonmechanical, complex problem
in labor-management relations.” We write separately to
stress, as the Court did in Nutone, that there may be cir-
cumstances where the enforcement of a no-solicitation or
no-distribution rule by an employer who is at the same
time engaging in antiunion solicitation creates such an
imbalance in opportunities for communication about un-
ionization that enforcement of the rule is either objec-
tionable or unlawful.
In Nutone, the Supreme Court was presented with
“[t]he very narrow and almost abstract question” of
whether an employer’s enforcement of an otherwise valid
no-solicitation rule while itself engaging in antiunion
solicitation “necessarily” constitutes an unfair labor prac-
tice, “regardless of the way in which the particular con-
troversy arose or whether the employer’s conduct to any
considerable degree created an imbalance in the opportu-
nities for organizational communication.” 357 U.S. at
362. The Court ruled that it did not, stating that:
[f]or us to lay down such a rule of law would show in-
difference to the responsibilities imposed by the Act
primarily on the Board to appraise carefully the inter-
ests of both sides of any labor-management contro-
versy in the diverse circumstances of particular cases
and in light of the Board’s special understanding of
these industrial situations.
Id. at 362–363. (Emphasis added.) The Court also
stressed, however, that by the same token, “[w]e do not
at all imply that the enforcement of a valid no-
solicitation rule by an employer who is at the same time
engaging in antiunion solicitation may not constitute an
unfair labor practice.” Id. at 364. (Emphasis added.)
Stating that the question of whether the enforcement of
such a rule is unlawful must be answered “in the circum-
stances of an individual case,” Id., the Court identified
factors which, in its view, would be relevant to such a
case-specific determination by the Board.
The Court noted that no attempt had been made in ei-
ther of the cases at issue to make a showing that the no-
solicitation rules “truly diminished the ability of the labor
organizations involved to carry their messages to the
employees”—a consideration that would be “highly rele-
vant” in determining whether an otherwise valid rule has
HALE NANI REHABILITATION
337
been fairly applied. Id. at 363. Where the union’s op-
portunities for effectively reaching the employees with a
prounion message are “at least as great” as the em-
ployer’s ability to promote its antiunion views, the Court
said, there is no basis for finding a violation. Thus, the
presence or absence of “alternative channels” available to
unions to communicate with employees would also be
relevant to such a determination. Id.
The Court also pointed out that in the cases at issue,
there was evidence that the employers in the past had
made exceptions to their no-solicitation rules to allow
charitable solicitations. Thus, the Court considered it
relevant that there was no evidence as to whether the
employees, or the union on their behalf, had asked the
employer to make an exception to allow prounion solici-
tation.
Analyzing the facts of the instant case in light of the
factors which the Court in Nutone deemed to be relevant,
we are unable to conclude that the Employer’s mainte-
nance of its no-distribution rule constituted objectionable
conduct. Here, as in Nutone, no attempt has been made
to show that the inability of union supporters to distribute
prounion literature in the areas where the Employer’s
supervisors were allowed to distribute significantly di-
minished the ability of the Union to get its message to
employees, or that the Employer’s enforcement of its
rule “to any considerable degree created an imbalance”
in the relative abilities of the Union and the Employer to
communicate with the employees. Id. at 362. Thus, as
in Nutone, “the concrete basis for appraising the signifi-
cance of the employer’s conduct is wanting.” Id. at 364.
What evidence there is in the record on these points
shows that the employees were able to distribute litera-
ture on the Employer’s premises except in immediate
patient care areas or other working areas.1 In addition,
although there is nothing in the record to suggest that the
Employer would have made an exception to its no-
distribution rule to permit prounion distributions, there is
also no evidence that the Union or the employees re-
quested such an exception or of their reasons for not
making such a request.2 Thus, while we do not adopt
.4
1 Contrary to the suggestion of our dissenting colleague, the record
reflects that employees were allowed to solicit on the Employer prem-
ises during nonworking times, except in immediate patient care areas.
In finding to the contrary, our colleague relies on the testimony of a
single employee that she herself did not talk to anybody about the union
while she was working because “[w]e knew we were not supposed to.”
Unlike our colleague, we do not agree that this testimony, without
more, establishes that the Employer in fact maintained or enforced a
rule against talking about unions. The Employer’s written no-
solicitation policy does not prohibit talking about unions and there is no
evidence that any employee was ever told by any representative of
management that they could not talk about unions. The fact that an
employee may have believed that the Employer prohibited talking
about the Union does not mean that the Employer in fact had such a
policy.
2 We agree with our dissenting colleague that, as the Court suggested
in Nutone, even though there is no evidence that any such request was
their reasoning, we agree with Members Hurtgen and
Brame that on this record, the Employer has not been
shown to have engaged in conduct that would require the
election to be set aside.
Our dissenting colleague argues that rules restricting
employees from communicating in the workplace about
unionization can be justified only where necessary to
maintain production and discipline, and that once an em-
ployer has allowed its own supervisors to engage in con-
duct that “violates” such rules, it has effectively con-
ceded that the rules are not necessary to serve its legiti-
mate interests. Were we writing here on a clean slate, we
would find force to that argument. However, as we read
it, this aspect of our colleague’s position is essentially the
position taken by the U.S. Court of Appeals for the D.C.
Circuit in its decision in the Nutone case itself.3 Since
the Supreme Court reversed the circuit court’s decision
and rejected its reasoning, we believe the Board is pre-
cluded from finding the Employer’s conduct in this case
to be objectionable on that ground.
We also cannot agree, however, with Member Brame’s
assertion that under Nutone, an employer’s enforcement
of a no-solicitation or no-distribution rule against its own
employees can never be unlawful unless the employees
are “inaccessible” to the union through other means of
communications. The inaccessibility standard was used
by the Court in Babcock & Wilcox, 351 U.S. 105 (1956),
to delimit an employer’s right to post his property against
nonemployee distribution of union literature. However,
as the Court there made clear, restrictions on union activ-
ity by employees on company property involve different
considerations than restrictions on access to company
property by nonemployee union organizers. 351 U.S. at
112–113. This case and Nutone involve the former, not
the latter. Like the Board itself in Babcock, Member
Brame has “failed to make a distinction between rules of
law applicable to employees and those applicable to
nonemployees.” Id
made in this case, it would be open to the Board to find, “as a matter of
industrial experience,” that such a request would not have been granted.
357 U.S. at 363. However, even if we were to join in such a finding, it
would not change our conclusion that the Employer’s maintenance of
the no-distribution rule has not been shown to have had such an impact
on “the opportunities for organizational communication” Id. at 362, as
to constitute objectionable conduct.
3 Steelworkers v. NLRB, 243 F.2d 593, 600 (1956). The court found
that the employer had unlawfully prohibited employees from distribut-
ing union literature on plant property because by its own action in
distributing literature it had “demonstrated the absence of a valid reason
for such a prohibition.”
4 Member Brame is incorrect in his assertion that the Supreme Court
has “adopted the Babcock inaccessibility test to identify the limited
circumstances in which employers may be required partially to surren-
der their property rights to prounion employee campaign activity.”
(Emphasis his.) In Lechmere Inc. v. NLRB, 502 U.S. 527 (1992), its
most recent decision in this area, the Court again emphasized the “criti-
cal distinction” between the organizing activities of employees and
nonemployees, noting that while Babcock’s inaccessibility test applies
to access to employer property by nonemployee organizers, “‘[n]o
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
338
As the Tenth Circuit Court of Appeals has stated,
Nutone “does not hold that an employer is in all circum-
stances free to engage in distribution which is prohibited
to its employees so long as it enforces against its em-
ployees equally the ‘no distribution’ rule. Rather, it sim-
ply states that such distribution by the employer does not
automatically mean that such strict enforcement of the
prohibition against employees constitutes an unfair labor
practice.” Head Division, AMF, Inc. v. NLRB, 593 F.2d
972 (10th Cir. 1979).5 Thus, although we find that the
facts here do not support a conclusion that the Employer
engaged in objectionable conduct, we will, in accordance
with Nutone, continue to take a case-by-case approach to
this issue which takes into account the “actualities of
industrial relations,” 357 U.S. at 364, as they affect op-
portunities for employees to communicate in the work-
place about unionization.6
MEMBER HURTGEN, concurring.
The issue debated by my colleagues is whether the
Employer engaged in objectionable conduct by forbid-
ding employees to distribute union literature in the Em-
ployer’s work areas. Of course, the extant law is that an
employer is privileged to prohibit that distribution. The
asserted reason for taking away that privilege here is that
the Employer, through its supervisors, itself engaged in
such distribution. However, as will be seen, the extant
law is that this is not a basis for taking away the privi-
lege.
Indeed, for almost 40 years, the law has been that an
employer’s valid rule against employee distribution is not
rendered unlawful simply because the employer chooses
to use its own premises to engage in its own distribution.1
My dissenting colleague would reverse this precedent. I
would not do so.
I note initially that no party seeks this significant de-
parture from precedent. Thus, the issue has not been
litigated or briefed. In these circumstances, quite apart
from the legal fallacy of the new proposition, I would not
restriction may be placed on the employees’ right to discuss self-
organization among themselves, unless the employer can demonstrate
that a restriction is necessary to maintain production or discipline.’”
502 U.S. at 533 (emphasis in original) (quoting Babcock, supra, at 113).
5 Contrary to Member Brame’s assertion, this interpretation of
Nutone does not contradict 40 years of Board law on this subject. See,
e.g., Head Division, AMF, 228 NLRB 1406, 1416 (1977), enfd. on
other grounds sub nom. Head Division, AMF, Inc. v. NLRB, supra; see
also the discussion of Nutone in G.H. Bass & Co., 258 NLRB 140, 144
fn. 12 (1981). Suffice it to say, we have a disagreement with Member
Brame over the definition of the circumstances under which—or the
precise contours of the standard that must be met before—prounion
employees may be found, under Nutone, to have solicitation and distri-
bution rights, notwithstanding an otherwise valid rule banning such
conduct. But, this is not the case to resolve that issue.
6 Member Brame criticizes this case-by-case approach as a “trackless
swampland.” We can only reply that we are merely following the
Supreme Court’s instruction that we take into account “the diverse
circumstances of particular cases” in making determinations in this
area. 357 U.S. at 363.
1 NLRB v. Steelworkers (Nutone, Inc.), 357 U.S. 357 (1958).
embrace it without thorough briefing by the parties and
by interested amici.2
Second, I believe that the Board should be extremely
cautious about such a departure from well-settled princi-
ples. There are values in having laws that are stable,
predictable and certain. In my view, these values should
be jettisoned only upon the clearest showing that extant
precedent is manifestly unjust. That showing is not made
here.
The dissent asserts that this case “is not about proscrib-
ing employer free speech on employer private property.”
I disagree. Concededly, the dissent does not directly
condemn an employer’s free speech as unlawful. How-
ever, because of an employer’s exercise of free speech,
its otherwise lawful conduct (regulating employee distri-
bution) is condemned as unlawful. Thus, the dissent
does indirectly what it cannot do directly, i.e., it inter-
feres with the right to express one’s own opinion on
one’s own private property.3
I do not agree that there are new “actualities” which
necessitate a new rule. Under extant law, and on the
facts of this case, employees have ample opportunity to
engage in activities in support of their union. They can
distribute literature on the employer’s premises, except in
certain designated areas. They can distribute literature,
outside the employer’s premises, anywhere they wish.
They can solicit, on the employer’s premises, during
nonwork times. They can solicit, away from the em-
ployer’s premises, any time or place they wish. In light
of the foregoing, and on the facts of this case, there is no
showing of a lack of reasonable opportunities for com-
munication.4
In sum, there is no necessity for proscribing the em-
ployer from using its own property to express its own
views about unionization. Phrased differently, there is
no basis for the Government to proscribe employer free
speech on employer private property. As it relates to
2 The dissent asserts that “the Board has, on many occasions in the
past, overruled past precedent without having the issue briefed by the
parties or amici.” To the extent that the Board has done so, I oppose
the practice. It seems to me that considerations of justice, fair play, and
intelligent decision-making all point to one elementary principle: a
court or other tribunal should not overturn long-established and signifi-
cant precedent unless it first hears from those who have a stake in the
outcome and from those who have “real world” experience with indus-
trial practices. Thus, I disagree with the dissent’s apparent view that it
is prudent to reverse precedent without this input. Member Brame has
responded at length to the dissent and to the Fox-Liebman concurrence.
I agree with much of what he says, and I applaud his scholarship.
However, in view of the fact that the issue has not been litigated or
briefed, I consider it unnecessary to endorse that opinion in its entirety.
3 In the instant case, the Employer expressed its opinions through the
distribution activities of its supervisory agents.
4 Employee Domingo testified as to his understanding that he could
not solicit at all on the Employer’s property. His understanding is con-
trary to the Employer’s rule, and he was never told that he could not
solicit at all on the Employer’s property. His subjective understanding
is not sufficient to establish a violation. Indeed, there is no contention
that solicitation was banned in such an overly broad manner.
HALE NANI REHABILITATION
339
organizing activity, the workplace is not a neutral site. It
is the employer’s premises. Concededly, that reality
must give way to certain organizational and solicitation
rights and access rights on those premises. However, it
goes too far to now claim that the employer must have its
hands tied concerning otherwise unobjectionable written
communication to its employees on its premises.
My colleague contends that my view is based on the
principle that “the king can do no wrong.” The conten-
tion is in error. My legal precepts are based on principles
of private property and free speech. In our society, one
need not be a king to enjoy these rights. Indeed, we
fought a revolution to be free of the king and to enjoy
those very rights. Further, to the extent that the quotation
is relevant, I fail to see how it is somehow “wrong” to
express one’s own views while standing on one’s own
property. To the contrary, if there be a “wrong,” it is
governmental proscription of these rights of free speech
and property.
My colleague also makes certain assertions about
Lechmere, Inc v. NLRB, 502 U.S. 527 (1992). In the first
one, he finds it “curious and ironic that dissenting mem-
bers of the Board have voted to circumvent Lechmere” in
certain prior cases. I do not understand how that obser-
vation applies to me. The majority opinion in those
cases upheld Lechmere, and dismissed the complaints. I
adhere to those cases upholding Lechmere, and I see no
inconsistency in upholding, in the instant case, the prop-
erty rights on which Lechmere is based.
I agree with my colleague that Lechmere reaffirms the
proscription against discrimination. However, the term
“discrimination” means the treatment of similar groups
in a disparate fashion. Thus, for example, if an employer
permits some employees to engage in antiunion activity,
and forbids other employees to engage in comparable
prounion activity, that would constitute discrimination.5
However, “discrimination” does not mean that the em-
ployer must treat different groups the same way. Thus,
an employer can treat its own managerial and supervi-
sory agents differently from its employees.
My colleague also suggests that rules for employees
must be the same as rules for employer agents (managers
and supervisors). However, there is nothing under NLRA
law that requires such identical treatment. Thus, for ex-
ample, if an employer chooses to be very strict as to em-
ployees’ “clocking in” for work on time, and yet chooses
to be more lenient as to upper management in this re-
spect, I do not see how this would violate the Act.
My colleague asserts that I am placing employers
above the law. I disagree. All persons are subject to the
same laws. In the context of the instant case, all persons
are free to use their property to exclude outsiders. The
5 It was this kind of discrimination among employees that was the
basis for the violation found in Head Division, AMF, Inc. v. NLRB, 593
F.2d 972, 978 (10th Cir. 1979).
employer can exclude union agents from its facility
(Lechmere), and the union can exclude the employer
from its facility. Indeed, to the extent that there are re-
strictions on property rights, those restrictions pertain to
the employer, not the union. That is, the employer must
permit employees to solicit and distribute at certain times
and places, and it must give access to nonemployees in
“isolated” circumstances. However, neither of these re-
strictions is at issue here. What is at issue is whether
there should be a new restriction, one that restricts em-
ployer efforts to protect working areas of its own prop-
erty. The law does not go this far, and neither would I.
The dissent argues that the Employer’s conduct of al-
lowing supervisory distribution in a work area under-
mines the justification for proscribing employee distribu-
tion in that area. The argument has no validity. Under
the dissent’s view, the employer cannot treat employees
and supervisors in a disparate fashion. Thus, the em-
ployer must give employees the same opportunities for
distribution as it gives to its supervisors. Accordingly,
the amount of, and time for, distribution would essen-
tially be doubled. In addition, the Employer would have
to monitor closely the situation, lest it unintentionally
gives one group more leeway than the other. In my
view, these concerns are legitimate and substantial.
These concerns do not constitute a “red herring.” An
employer can limit all employee distribution and can
thereby avoid all problems. But, under my colleague’s
view, if the employer chooses to engage in its own dis-
tribution activities (through its supervisors) it faces the
problems set forth above.
In sum, an employer does not forfeit its right to pro-
hibit employee distribution in working areas simply be-
cause the employer exercises its right to engage in free
speech on its own property. Therefore, I do not agree
with the views of my dissenting colleague.6
I do not agree with the rationale of concurring Mem-
bers Fox and Liebman. They suggest that the case turns
on the extent to which there is “an imbalance in the rela-
tive abilities of the union and the employer to communi-
cate with the employees.” I do not agree that the cases
turn on whether the opportunities of the two parties are in
balance, i.e., whether there is equality of opportunity for
the two sides. Rather, in accommodating Section 7
6 My colleague, at one point, argues that NLRB v. Steelworkers
(Nutone), 357 U.S. 357 (1958), is to be confined to its facts. However,
that decision has consistently been interpreted to stand for the proposi-
tion that “no-solicitation, no-distribution rules are not binding on em-
ployers.” St. Frances Hospital, 263 NLRB 834, 835 (1982), enfd. 729
F.2d 849 (D.C. Cir. 1984). Indeed, Nutone itself recognizes that the
Act does not command that employees “are entitled to use a medium of
communication simply because the employer is using it.” Apparently,
my colleague recognizes this principle, for he seeks to overrule those
cases which espouse it.
The St. Francis principle may be subject to a narrow exception
where the employer distributes in work areas and forbids employees to
do so, and the employees have no other reasonably effective means of
communication. See Babcock & Wilcox, supra.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
340
rights with property rights, the law requires only “rea-
sonable” opportunities to communicate. For employees,
these reasonable opportunities include solicitation rights
on the Employer’s property at certain times, and distribu-
tion rights on that property in nonwork areas.7 For non-
employees, the rules are more restrictive, but there is a
guarantee of reasonable opportunities to communicate.8
In short, the Supreme Court and the Board have prom-
ulgated rules which strike the balance between property
rights and Section 7 rights to communicate. With respect
to the latter, reasonable opportunity, not equal opportu-
nity, is the guarantee. My colleagues, in pursuit of
equality of opportunity, would rewrite these rules. I
would not do so.
Members Fox and Liebman cite AMF Inc., supra, in
connection with their argument that Nutone, supra, does
not necessarily privilege an employer to permit its super-
visors to distribute in work areas and refuse permission
to employees who request equal treatment. The case
does not support the argument. The employer in AMF,
Inc., discriminated between employee McSherry and em-
ployee White. Further, the administrative law judge (af-
firmed by Board) said that such discrimination was a
continuation of the discrimination found unlawful in a
prior case (Head Ski Division, AMF, Inc., 222 NLRB 161
(1976)). That prior case involved discrimination be-
tween employees. Finally, the enforcing court made
clear that the discrimination was between employees.
Concededly, the administrative law judge and the court
commented upon the meaning of Nutone, supra. How-
ever, inasmuch as the case involved discrimination be-
tween employees, such comments are dicta in the classi-
cal sense, i.e., unnecessary to the disposition of the case.
MEMBER BRAME, concurring in the result.
Today, in the language of recognizing free speech
rights in the workplace, our dissenting colleague seeks to
shackle noncoercive employer speech with chains the
Board and courts struck off decades ago. This position
threatens not only constitutionally protected speech, but
also employer property rights, along with the concomi-
tant management prerogative to maintain production,
order, and discipline. Under the dissent’s view, employ-
ers must finance union organizational activities by sur-
rendering their employees’ working time for prounion
solicitation and distribution or forego any representation
election campaign of their own. This atavistic impulse
would lead the Nation perilously far back along the road
to the years preceding enactment of the Taft-Hartley Act,
when, under the euphemism of “strict neutrality,” the
Board deprived employers of the right to communicate
with their workers about unionization.
7 Republic Aviation v. NLRB, 324 U.S. 793 (1945); Nutone, supra.
8 Lechmere, supra; NLRB v. Babcock & Wilcox, 351 U.S. 105
(1956).
Members Fox and Liebman, in their concurrence, go
far toward accepting Chairman Gould’s views, even
though differing with him on the significance of the facts
presented in this proceeding. As a result, they would
also upset long recognized employer free speech and
property rights, and expose every noncoercive employer
election campaign to uncertainty and litigation.
Because Chairman Gould and Members Fox and
Liebman have cast in doubt decades of settled Board and
court law, their opinions must be carefully analyzed
against existing precedent and its historical development.
I. THE HEARING OFFICER’S REPORT
This case comes before the Board in the context of ob-
jections filed by an incumbent union to a decertification
election held December 5, 1996, involving a unit essen-
tially of service and maintenance employees at a Hawai-
ian nursing home.1 The union lost the election by a vote
of 84 to 71, with 2 void ballots.
The only issue we are called upon to decide is whether
the hearing officer properly recommended that the elec-
tion be set aside because the Employer maintained an
overly broad no-distribution rule.2 That question, in turn,
hinges upon the hearing officer’s interpretation (in light
of certain employer conduct) of the following notice that
the Employer posted at both facility entrances and on its
main bulletin board:
NOTICE
Solicitation by an employee of another employee is
prohibited while either person is on working time.
Working time is all time when an employee’s duties
require that he or she be engaged in work tasks, but do
not include an employee’s own time, such as meal pe-
riods, scheduled breaks, time before or after a shift, and
personal clean-up time. In addition, solicitation is pro-
hibited at all times in immediate patient-care areas.
______________________________________________________________________________________________________________________
Employees are not permitted to distribute advertising
material, handbills, printed or written literature of any
kind at all times in immediate patient care areas or any
other work areas of the facility.
Employees are not permitted access to the interior of
the facility or outside work areas during their off duty
hours.
Solicitation, distribution of literature, or trespassing by
nonemployees is prohibited on these premises.
1 The unit had been covered by a collective-bargaining agreement
between the Employer and the Union for about 20 years.
2 The Union also alleged that the rule was discriminatorily enforced
in that, as discussed below, supervisors handed out campaign literature
in employees’ work areas, while denying the same opportunity to union
supporters. The hearing officer did not find merit in this contention,
however, and the Union filed no exceptions. The hearing officer re-
jected other union claims of discriminatory enforcement of the Em-
ployer’s rules, to which no exceptions were filed.
HALE NANI REHABILITATION
341
The hearing officer faulted as overbroad the no-
distribution requirement set forth in the notice’s second
paragraph, because the Employer failed to present evi-
dence that extending the prohibition to “any other work
areas of the facility” was “necessary to avoid disruption
of health care operations or the disturbance of patients.”
He buttressed this finding by noting that, on November
18, 2 weeks before the election, the Employer’s supervi-
sors and managers handed out a four-page antiunion leaf-
let in a question-and-answer format “in the working area
where [nursing department] employees punch out, near
each of the three time clocks,” while the employees were
on working time.3 From this, the hearing officer inferred
that the Employer did not regard distribution in working
areas as “detrimental to patient care or health care opera-
tions.”
He also cited the testimony of Matauage Liato, the un-
ion’s shop steward, to the effect that she believed distri-
bution of prounion campaign literature was prohibited
while employees punched out. According to the hearing
officer, Liato testified credibly that, “They [management]
are passing out fliers when we were punching out from
work. We are not allowed to do that for the Union.”
Finally, the hearing officer credited testimony by Venica
Domingo, the Union’s contract unit secretary, that she
did not talk to employees about whether to vote for the
Union on working time because, “we were working and
we were not supposed to. We knew we were not sup-
posed to because we were on the facility. That is the
way its [sic] always been.”
Thus, the hearing officer found that unit employees
“had a basis to believe, based on the Employer’s Posted
Notice [,] that they were not able to distribute Union
campaign literature in any working area’s [sic] of the
facility.” He also noted that the Employer’s administra-
tor, Norma Monte, confirmed that employees were not
permitted to distribute literature in work areas.
The hearing officer concluded that the Employer had
not provided “substantial justification,” based on the ne-
cessity for avoiding disruption of health care operations
or disturbance of patients, for restricting literature distri-
bution by employees in work areas of its facility. Ac-
cordingly, he recommended sustaining the Union’s ob-
jections because the Employer’s no-distribution rule was
overbroad, and overturning the first, and directing a sec-
ond, election.4
3 The hearing officer also found that a separate distribution of litera-
ture occurred on the same day, when supervisors passed out identical
material to unit employees in working areas of the dietary and house-
keeping departments. There is no contention that the content of the
literature was objectionable.
4 In the course of his report, the hearing officer also found that the
incumbent union’s campaign included 15 mailings to unit employees,
including 1 that announced a meeting to be held a few days before the
election. In addition, the hearing officer found:
The collective bargaining agreement between the parties pro-
vides that the Employer will give the Union[,] each year a list of
II. ANALYSIS OF THE HEARING OFFICER’S REPORT
The hearing officer misconstrued existing law and
found significance in irrelevant facts. A rule prohibiting
distribution of literature at all times in working areas of a
facility is presumptively valid, regardless of the type of
facility. See Stoddard-Quirk Mfg., Co., 138 NLRB 615,
618–621 (1962). To rebut the presumption, a party must
show that the rule was promulgated for a discriminatory
purpose, or that it was discriminatorily applied. Stod-
dard-Quirk, supra, at 621 fn. 8; see, e.g., Ward Mfg., 152
NLRB 1270, 1271 (1965) (promulgation 1 day after
filing of representation petition); and NLRB v. S.E. Nich-
ols Co., 862 F.2d 952, 958–959 (2d Cir. 1988), cert. de-
nied 490 U.S. 1108 (1989) (rule enforced only against
dissemination of union literature). The presumption may
also be rebutted in the rare circumstance where “inacces-
sibility of employees makes ineffective the reasonable
attempts by nonemployees to communicate through the
usual channels.” NLRB v. Babcock & Wilcox Co., 351
U.S. 105 (1956); accord: NLRB v. Steelworkers (Nutone,
Inc.), 357 U.S. 357, 363 (1958) (extending inaccessibility
standard to employees where they seek extraordinary
rights to campaign on employer time and property);
Lechmere, Inc. v. NLRB, 502 U.S. 527, 537–541 (1992)
(reaffirming Babcock and emphasizing Board may bal-
ance employer property and employee organizational
rights only after first finding that reasonable access is
infeasible).
Here the employer’s no-distribution rule conformed to
Stoddard-Quirk requirements, and thus was presump-
tively valid. The Union did not contend that the rule was
discriminatorily promulgated nor, since the record shows
it to have been posted since the early 1980s, could the
Union have done so. Likewise, no evidence was pre-
sented that the rule was enforced discriminatorily, i.e.,
disciplining employees for handing out union literature
while permitting them to distribute other printed mate-
rial, and the hearing officer made no such finding. Ac-
cordingly, the rule was unobjectionable in scope and no
cause for setting aside the election.
The hearing officer’s contrary decision springs from
two errors.
First, he mistakenly concluded that a health care em-
ployer must demonstrate special justification to support
what would be a presumptively valid rule in any other
industry. To the contrary, not only is a health care em-
ployer entitled to make rules presumptively valid under
Stoddard-Quirk, it may promulgate broader rules where
it can show sufficient justification in the interest of pa-
tient care. See Beth Israel Hospital v. NLRB, 437 U.S.
483, 507 (1978). This Employer, however, sought only
employees[’] names, addresses and other information. The uncon-
traverted [sic] testimony of Assistant Administrator Kalani was that
the Employer gave the Union a monthly update of all cha[n]ges of
names, addresses or classifications for the bargaining unit employ-
ees during the time the contract was in effect.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
342
to ban distribution in work areas of its facility, the same
right it would have if it were engaged in any business
other than health care.
The second error flows from the first. The hearing of-
ficer adduced certain record evidence, which he believed
reinforced his conclusion that the Employer had failed
specially to justify its no-solicitation rule. All this evi-
dence was beside the point. Thus, the testimony of Un-
ion Steward Liato that employees were not permitted to
distribute union literature when punching out from work
is consistent with the Employer’s rule; so is that of Ad-
ministrator Monte that employee distribution of printed
material in working areas was not allowed. The state-
ment of Union Secretary Domingo that employees were
forbidden from soliciting on working time is consistent
with the Employer’s presumptively valid no-solicitation
rule,5 Stoddard-Quirk Mfg. Co., supra, 138 NLRB at 617,
which the hearing officer did not find overbroad and to
which finding no exceptions were filed. Finally, the
hearing officer himself did not deem independently ob-
jectionable the Employer’s literature distribution on
working time in working areas, while refusing to permit
similar opportunity to employees, and no exceptions
were filed. Rather, the hearing officer merely cited evi-
dence of such supervisory distribution of antiunion litera-
ture as undermining the special justification that he mis-
takenly believed the Employer had to show to support its
rule.
III. THE DISSENT’S POSITION
Despite the hearing officer’s finding that the no-
distribution rule was overbroad, not that it was discrimi-
natorily applied, the Chairman would, nevertheless, find
the Employer guilty of “disparate enforcement,” because
the Employer authorized supervisors to hand out anti-
union literature in work areas while prohibiting employ-
ees from similarly disseminating prounion material.6
The Chairman refers to the uncontradicted evidence (in-
cluding testimony from Administrator Monte) that 2
weeks before the election, supervisors distributed anti-
Union leaflets to nursing department employees as they
punched out from work areas near the timeclocks, as well
as to employees in work areas of the dietary and house-
keeping departments, and that employees were not per-
mitted similarly to hand out union material.7
5 See fn. 7, infra.
6Thus, curiously, the dissent finds it “unnecessary to address” the
rule’s facial validity, which is before the Board, but reaches the claim
of disparate enforcement, in which the hearing officer did not find merit
and to which no exceptions were filed.
7 In addition, the dissent incorrectly relies upon testimony from Un-
ion Secretary Domingo as evidence that the Employer forbade employ-
ees from even talking about the Union on company premises. The
Chairman states that “[e]mployee Venica Domingo testified that ‘[w]e
knew we were not supposed to [talk about the union] because we were
on the facility. That is the way its [sic] always been.’” The record,
however, supplies important qualifications missed in the hearing offi-
cer’s summary relied on by the Chairman:
After a rhetorical flourish,8 the dissent confronts, as it
must, the Supreme Court’s decision in Lechmere, Inc. v.
NLRB, supra, 502 U.S. 527 (1992), which it describes as
the “high water mark for employer property rights” under
the Act, and which it contends “burdens the ability of
employees to communicate at the workplace.” In Lech-
mere, the Supreme Court upheld a company rule9 barring
Q. . . . Did you talk to anybody about the Union while you
were working?
A. No.
Q. Why not?
A. Because we are working and we are not supposed to.
Q. Why did you know you weren’t supposed to?
A. We was in the facility.
Q. That’s the way it’s [sic] always been, right?
A. Um-hmn.
Q. Yes?
A. Yes.
While less than pellucid, the most logical construction of this testimony
is that employees were not permitted to solicit during working time at
the Employer’s facility, which is perfectly consistent with the com-
pany’s valid no-solicitation rule. Our Way, Inc., 268 NLRB 394
(1983); and Stoddard-Quirk Mfg. Co., supra, 138 NLRB 615, 617
(1962).
Standing against this fragment of Domingo’s testimony are the plain
terms of the no-solicitation rule, posted prominently in three places
(two entrances and the main bulletin board) at the facility since the
early 1980s. The notice not only states that solicitation is forbidden
only on “working time,” but defines working time and contrasts it with
“an employee’s own time, such as meal periods, scheduled breaks, time
before or after a shift, and personal clean-up time,” when solicitation is
allowed. The employee handbook contains a similar rule. Thus, docu-
mentary evidence contradicts the dissent’s strained interpretation of
Domingo’s testimony. Finally, at another point in his opinion, our
dissenting colleague states that “employees Leiato [sic] and Domingo
testified that the Respondent [sic] would not permit employees to dis-
tribute materials in the areas in which the supervisors distributed anti-
union flyers.” (Emphasis added.). Domingo testified only regarding
solicitation, not distribution, however.
In any event, Domingo’s testimony is subjective in character. The
Board does not find such evidence to be probative. See, e.g., Emerson
Electric Co., 247 NLRB 1365, 1370 (1980), enfd. 649 F.2d 589 (8th
Cir. 1981) (“[T]he subjective reactions of employees are irrelevant to
the question of whether there was, in fact, objectionable conduct.”);
accord: Picoma Industries, 296 NLRB 498, 499 (1989); Crane Co.,
281 NLRB 979, 980 fn. 7 (1986); cf. NLRB v. Gissel Packing Co., 395
U.S. 575, 608 (1969) (“We . . . reject any rule that requires a probe of
an employee’s subjective motivations as involving an endless and unre-
liable inquiry.”). Rather, the test is whether the alleged objectionable
conduct reasonably tended to interfere with the election. G. H. Hess,
Inc., 82 NLRB 463 fn. 3 (1949).
To rely on subjective testimony to impeach an otherwise valid rule,
opens the door for an employer to present evidence that employees
“understood” a presumptively invalid rule in a way that would convert
it into a valid rule. Under existing Board law, an employer may not
even present objective evidence that a presumptively invalid rule has
not been enforced to escape a finding that its mere maintenance was
bad. See, e.g., J. C. Penney Co., 266 NLRB 1223, 1224–1225 (1983);
Mini-Industries, 255 NLRB 995, 1002 (1981); Paceco, 237 NLRB 399,
401 fn. 11 (1978), vacated and remanded on other grounds and 601
F.2d 180 (5th Cir. 1979).
8 According to the dissent, our decision is “inconsistent with basic
principles of democracy in our political system and in the workplace,”
and rests on the “long discredited maxim that ‘the king can do no
wrong.’”
9 The rule in Lechmere, id. at 530 fn. 1, read as follows:
HALE NANI REHABILITATION
343
access to its property by nonemployees, and the rule’s
application to union organizers. The Court recognized
only two narrow exceptions to the employer’s right to
exclude nonemployee union representatives from its
premises: where communication with employees is se-
verely restricted because of the facility’s physical inac-
cessibility (id. at 533–535; 537–541), or where union
solicitation is discriminated against (id. at 535). Accord-
ing to our colleague, since the Court in Lechmere ac-
knowledged an exception for “discriminat[ion] in con-
nection with solicitation or distribution” to the “broad
prohibition against nonemployee organizer access to em-
ployees at the workplace,” the Board here improperly
“sanctions such discrimination in connection with em-
ployees—a group always presumed to have the right to
communicate about unionization in the workplace.”10
[Emphasis in original.]
Lechmere, however, follows NLRB v. Steelworkers
(Nutone, Inc.), 357 U.S. 357 (1958), supra, so the dissent
attempts both to rely upon and to distinguish Nutone.
The Court in Nutone approved the enforcement of other-
wise valid no-distribution and no-solicitation rules
against prounion employees, even though the employer
had engaged in similar conduct covered by the rules.
The dissent states that the Nutone Court noted that
prounion employees had not sought an exception for
their activity from the existing rules, even though excep-
tions had been granted in the past for charitable purposes.
The dissent observes that the Court refused to conclude
that such a request for an exception would not have been
granted, although the Court stated that the Board might
have done so as a matter of “industrial experience.” (Id.
at 363). Finally, the dissent argues that the Nutone Court
declined to establish a categorical rule, leaving to the
Board the responsibility “to appraise carefully the inter-
ests of both sides of any labor-management controversy
in the diverse circumstances of particular cases and in
light of the Board’s special understanding of these indus-
trial situations.” (Id. At 362–363). According to the
Chairman, the Nutone Court thus indicated that the
Board could find an employer had engaged in unlawful
conduct by applying an otherwise valid no-solicitation,
no-distribution rule against employees, while allowing its
representatives to engage in conduct covered by the rule.
Quoting the Court, id. at 364, the Chairman acknowl-
edges that “there must be some basis, in the actualities of
industrial relations, for such a finding,” however.
Non-associates [i.e., nonemployees] are prohibited from solic-
iting and distributing literature at all times anywhere on Company
property, including parking lots. Non-associates have no right of
access to the nonworking areas and only to the public and selling
areas of the store in connection with its public use.
10 The dissent states that the workplace is “uniquely appropriate for
dissemination of views concerning the bargaining representative and
the various options open to the employees” quoting NLRB v. Magnavox
Co., 415 U.S. 322, 325 (1974), rehearing denied 416 U.S. 952 (1974).
Purporting to apply these Nutone principles, the dis-
sent reviews the previously stated facts showing that the
Employer’s supervisors and managers distributed written
materials in the work areas of its facility 2 weeks before
the election. According to the Chairman, unlike in
Nutone, the employees here “accurately understood that
any request to distribute union materials would have
been futile,” citing the statement of Administrator Monte
that employees were forbidden from distributing litera-
ture in working areas, and the testimony of employees
Liato and Domingo recited in section I, above.11 The
dissent concludes that the employer engaged in objec-
tionable conduct by “disparate enforcement” of its no-
distribution rule, “especially where the company’s pol-
icy, which prohibits ‘talking’ about unions, was imper-
missibly broad.”12 In such circumstances, according to
our colleague, “no reasonable opportunity exists for open
communication among employees,” thus “damag[ing]
the laboratory conditions necessary for a free and fair
election.” The key factor here, says the dissent, is that,
“the Employer permitted only antiunion distributions in
its facility, not that it was supervisors rather than unit
employees who distributed the literature.”13
The dissent also contends that “the statute properly
promotes symmetry in avenues of communication for
unions, employees and employers.”
Summing up, our colleague states that his personal ex-
perience in the labor relations field “teaches that em-
ployee free choice is disturbed when supervisory distri-
bution of literature pertaining to a union election is per-
mitted while similar distributions by employees are pro-
hibited.” [Footnote omitted.]14
The dissent states that this case is not “about proscrib-
ing employer free speech on employer private property,”
nor about “tying the hands of an employer concerning its
written communication to employees on its premises.”
11 As observed in fn. 7, supra, employee Domingo testified with re-
gard to solicitation, not distribution of literature. The evidence of both
Domingo and Liato was subjective in character, and thus not probative
under Board law (see fn. 7), although Liato’s statement was unques-
tionably consistent with the Employer’s rule, and Domingo’s appar-
ently so.
12 This statement again relies upon Domingo’s testimony, dealt with
at fn.7, supra.
13 In the dissent’s view, the legitimate reason for permitting employ-
ers to post no-solicitation, no-distribution rules, i.e., maintenance of
production and discipline, is vitiated when supervisors are authorized to
engage in conduct covered by such rules. According to the Chairman,
the Employer’s no-distribution rule is “not relevant or necessary to
serve its legitimate interests” because “it may be assumed that the em-
ployer no longer has the same concerns about production and discipline
when it discriminates in its enforcement of such rules by allowing
employees whose views it favors to engage in workplace communica-
tions that are proscribed by the employer’s rule.” This principle, ac-
cording to the dissent, applies equally when antiunion supervisory (as
well as employee) distribution is involved.
14 Rather than summarize certain other comments made by the
Chairman, relating to “captive audience” speeches and the “laboratory
conditions” doctrine, I will address these points in sec. VIII of this
opinion.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
344
Instead, our colleague insists the case is about “promot-
ing free speech rights for all who are involved in the
workplace—employers, employees, and unions.” [Em-
phasis in original.]
I have set out the Chairman’s views in a lengthy reca-
pitulation because he resurrects recurring arguments,
which, if accepted, would sharply alter longstanding
rules and rights. The first step in that response is to re-
view, in sections IV, V, and VI, the development of the
law of employer speech and property/managerial rights
as they bear upon the issues presented by the dissent. In
section VII, I distill relevant legal principles. In sections
VIII and IX, respectively, I analyze the substance and
policy implications of the Chairman’s position. Later, in
section X, I summarize and analyze the position of
Members Fox and Liebman, whose concurrence is
equally at odds with existing law.
IV. THE LAW LEADING TO NUTONE
The arguments proffered in the dissent (and, as dis-
cussed below, Members Fox and Liebman’s concur-
rence) would limit both employers’ speech and property
and managerial rights. While most cases involve ele-
ments of each, for ease of analysis, I shall discuss speech
and property/managerial rights case law separately.
A. The Speech Cases
The Wagner Act Board early concluded that employers
must remain “strictly neutral” in a representation cam-
paign and forbade employers from expressing to their
employees any opinion about unionization.15 In 1941,
however, the Supreme Court rejected that position and
recognized an employer’s right to state noncoercive
views on labor issues in NLRB v. Virginia Electric &
Power Co., 314 U.S. 469, 477.16
Having been refused the power to silence employers,
the Board then sought to deny them an audience .by
15 See Ian M. Adams and Richard L. Wyatt Jr., Free Speech and
Administrative Agency Deference: Sec. 8(c) and the National Labor
Relations Board—An Expostulation on Preserving the First Amend-
ment, 22 J. of Contemp. Law 19, 22–23, esp. cases collected at fn. 19
(1996); James W. Wimberly, Jr. and Martin H. Steckel, NLRB Cam-
paign Laboratory Conditions Doctrine and Free Speech Revisited, 32
Mercer L. Rev. 535, 536–537 (1981); Comment, Labor Law Reform:
The Regulation of Free Speech and Equal Access in NLRB Representa-
tion Elections, 127 U. Pa. L. Rev. 755, 756–758 (1979).
16 See Adams and Wyatt, supra, 22 J. of Contemp. Law 19, 24 fn. 15
(“Virginia Electric thus implicitly overruled the Board’s doctrine of
‘strict neutrality’ and replaced it with a coercive/noncoercive speech
distinction.”); Thomas v. Collins, 323 U.S. 516, 537–538 (1945).
Subsequently, in NLRB v. Gissel Packing Co., 395 U.S. 575, 617
(1969), the Court reaffirmed an employer’s constitutional right to make
noncoercive statements to employees about unionization. (“[A]n em-
ployer’s free speech right to communicate his views to his employees is
firmly established and cannot be infringed by a union or the Board.
Thus, § 8(c) [of the Act] . . . merely implements the First Amendment
by requiring that the expression of ‘any views, argument, or opinion’
shall not be ‘evidence of an unfair labor practice,’ so long as such ex-
pression contains ‘no threat of reprisal or force or promise of benefit’ in
violation of § 8(a)(1).”).
holding that the employer violated the Act by requiring
its employees to attend a mandatory meeting where com-
pany representatives delivered noncoercive antiunion
(“captive audience”) speeches. Clark Bros. Co.17 The
Board conceded that the “speech itself may be privileged
under the Constitution,” but stated that the employer may
not use its “superior economic power” to compel em-
ployees to listen.18 The Board also found that the em-
ployer had discriminatorily applied its no-solicitation/no
distribution rule: “[N]otwithstanding the rule, the re-
spondent, by making speeches and by distributing copies
of one of these speeches during working hours, utilized
the same time and property, which it denied to the CIO,
to conduct, in part, its campaign against the CIO.”19
In 1947, Congress added Section 8(c) to the text of
what became the Taft-Hartley Act in order “to insure
both to employers and labor organizations full freedom
to express their views to employees on labor matters.”20
The legislative history of Section 8(c) named Clark Bros.
as one decision Congress intended to overrule. 21 Section
8(c) reads:
The expressing of any views, argument, or opinion, or
the dissemination thereof, whether in written, printed,
graphic, or visual form, shall not constitute or be evi-
dence of any unfair labor practice under any of the pro-
visions of this Act, if such expression contains no threat
of reprisal or force or promise of benefit.
Ignoring the clear declaration of congressional intent,
the Board again attempted to limit employer rights, this
time through a newfound requirement of parity. Bonwit
Teller, Inc.22 Anticipating the Chairman’s reasoning in
his dissent today, the Board found that the captive audi-
ence speech of the employer’s president constituted an
oral solicitation and that the company’s refusal to give
the union a right of reply was unlawful: “We have held
that by such refusal the Respondent enforced its no-
solicitation rule in a discriminatory manner and denied to
its employees a reasonable opportunity to hear both sides
of the issue of union representation.”23
The Board followed Bonwit Teller in F. W. Woolworth
Co.24 In Woolworth, the employer’s manager made non-
coercive speeches to employees assembled on its prop-
17 70 NLRB 802 (1946), enfd. 163 F.2d 373 (2d Cir. 1947).
18 Id. at 805.
19 Id. at 828.
20 S. Rep. No. 105, 80th Cong., 1st sess. 23 (1947).
21 Id. at 23–24; Comment, supra fn. 15 at 761; 13 NLRB Ann. Rep.
49 (1948). See NLRB v. Golub Corp., 388 F.2d 921, 926 (2nd Cir.
1967) (referring to Clark Bros. as evidence of the Board’s “rather halt-
ing response” to the Virginia Electric Court’s overruling of the strict
neutrality doctrine).
22 96 NLRB 608 (1951), remanded 197 F.2d 640 (2nd Cir. 1952),
order on remand, 104 NLRB 497 (1953).
23 Id. at 615. The Board also emphasized that its result was particu-
larly compelled because a retail employer may bar solicitation in selling
areas by employees on nonworking time, a broader privilege than that
accorded to other employers. Id. at 611–612.
24 102 NLRB 581 (1953).
HALE NANI REHABILITATION
345
erty, while refusing union requests for a similar opportu-
nity. The Board judged that the employer had acted un-
lawfully, on the basis that failing to accord equal speech
rights as sought by the union constituted a discriminatory
application of its valid no-solicitation rule.25 The
employer appealed to the Sixth Circuit, which denied
enforcement.26 The main opinion, by Judge Allen,
rejected the Board’s position outright:
The precise purpose of the [8(c)] amendment was to es-
tablish for the employer this very right which is denied
by the instant Board decision. To compel the em-
ployer, if he exercises his right of free speech, to ac-
cord, not to employees on their free time . . . but to un-
ion representatives a similar opportunity in working
time, limits the application of the freedom of speech
provision written in Section 8(c).27
Elsewhere in its opinion, the court went further: “The stat-
ute expressly protected the address involved here, but by
construing with the section a requirement of an allowance of
equal time to be given to union agents the Board nullified
the congressional protection.”28
The court also rejected the Board’s argument that the
employer’s action violated its own no-solicitation rule:
“It has never been held by the Supreme Court that the
no-solicitation rule prohibits an employer from confer-
ring with his own workmen.”29
Judge Miller’s concurrence in F. W. Woolworth was
even more emphatic: “Neither the Constitution, the
common law, nor the Labor Management Relations Act
confers upon employees the right to use for union pur-
poses the property of their employer during working
hours, over the objections of the employer.”30 According
to Judge Miller: “[I]nterference under the Act contem-
plates some sort of activity that prevents an employee
from exercising the rights which are given to him by the
Act,” rather than mere noncoercive opposition to unioni-
zation.31
Meanwhile, the Board independently rejected Bonwit
Teller’s rationale in Livingston Shirt Corp.,32 declaring,
[Bonwit Teller] held that, while the [noncoercive]
speech was protected by 8 (c), an employer who made
a privileged speech was guilty of an unfair labor prac-
tice if he denied a request by the union to reply on his
time and property. It requires little analysis to perceive
that Bonwit Teller was the discredited Clark Bros. doc-
25 Id. at 585.
26 NLRB v. F. W. Woolworth Co., 214 F.2d 78 (1954).
27 Id. at 81–82.
28 Id. at 80.
29 Id. at 82.
30 Id. at 85.
31 Id.
32 107 NLRB 400 (1953).
trine in scant disguise. It is equally contrary to the stat-
ute and congressional purpose.”33
The Board found that Bonwit’s goal of affording employees
the opportunity to hear both points of view in a representa-
tion election campaign “is to be achieved not by administra-
tively grafting new limbs on the statute, but by a strict en-
forcement of those provisions of the statute which afford
employers the right of free and uncoercive speech and
grant[ ] employees the protected right to join labor unions
free from coercion or discrimination.” 34
The Board also said that,
[W]e do not think one party [to a representation elec-
tion] must be so strangely open-hearted as to under-
write the campaign of the other. We reject the idea that
the union has a statutory right to assemble and make
campaign speeches to employees on the employer’s
premises and at the employer’s expense. We see no
real distinction in principle between this and admitting
an employer to the union hall for the purpose of mak-
ing an antiunion speech . . . . We believe that the
equality of opportunity which the parties have a right to
enjoy is that which comes from the lawful use of both
the union and the employer of the customary fora and
media available to each of them. It is not to be realisti-
cally achieved by attempting, as was done in Bonwit
Teller, to make the facilities of the one available to the
other.35
The Board found “fully adequate” a union’s traditional
means of organization, such as solicitation of workers while
entering and leaving the employer’s premises, home visits,
and union meetings.36
B. The Property Cases
In an early decision, the Board affirmed an employer’s
right to make and enforce reasonable rules governing
employee conduct, including a rule forbidding solicita-
tion on working time, because, “Working time is for
work.” Peyton Packing Co.37 A rule so limited is ac-
corded presumptive validity.38 At the same time, how-
ever, the Board held that an employer is not at liberty to
make and enforce a rule that bans union solicitation on
company premises during nonworking time, such as be-
33 Id. at 407. The Board reiterated elsewhere in its opinion: “[W]e
find nothing in the statute which even hints at any congressional intent
to restrict an employer in the use of his own premises for the purpose of
airing his views.” Id. at 406.
34 Id.
35 Id. at 406–407.
36 Id. at 406. In language similar to that used by the Chairman,
Member Murdock dissented: “Behind the Bonwit Teller principle that
employees have the right to hear both sides under circumstances of
approximate equality, is the explicit recognition that freedom of speech
is for all and not for a few.” Id. at 417. [Emphasis in original.] Our
dissenting colleague states: “This case is about promoting free speech
rights for all who are involved in the workplace—employers, employ-
ees, and unions.” [Emphasis in original.]
37 49 NLRB 828, 843 (1943), enfd. 142 F.2d 1009 (5th Cir. 1944).
38 Id.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
346
fore and after work, or during lunch and break periods,
absent special circumstances.39 Such a rule is presump-
tively invalid.40
In Republic Aviation Corp. v. NLRB,41 the Supreme
Court ratified the Board’s interpretation of the statute. In
one of two consolidated cases, the Board had found that
an employer’s rule prohibiting any solicitation on com-
pany premises was unlawful, as were discharges for un-
ion solicitation pursuant to the rule, because such a rule
denied employees the right of association on their own
time.42 In the second case, the Board had similarly de-
clared illegal a company rule banning distribution of lit-
erature on its premises without permission, as well as the
suspension of two employees for disseminating union
material, also on their own time.43 In affirming the
Board, the Court thus set its seal upon Peyton Packing’s
distinction finding presumptively valid a rule prohibiting
solicitation on working time, and any broader rule pre-
sumptively invalid.44
The Supreme Court reversed the Board’s extension of
Republic Aviation principles to nonemployees in NLRB
v. Babcock & Wilcox Co.45 Babcock involved three con-
solidated cases with similar facts. In each case, the
Board had found unlawful the application of no-
distribution rules to prevent union representatives from
passing out organizational literature on company prop-
erty.46 The Court found a distinction “of substance”
between the rights of employees and nonemployees,47
and held that, in general, “an employer may validly post
his property against nonemployee distribution of union
literature”:48
No restriction may be placed on the employees’ right to
discuss self-organization among themselves, unless the
employer can demonstrate that a restriction is necessary
to maintain production or discipline. Republic Aviation
Corp. v. N.L.R.B. . . . But no such obligation is owed
nonemployee organizers. Their access to company
property is governed by a different consideration. The
right of self-organization depends in some measure on
the ability of employees to learn the advantages of self-
organization from others. Consequently, if the location
of a plant and the living quarters of the employees
place the employees beyond the reach of reasonable
union efforts to communicate with them, the employer
57
39 Id. at 843–844.
40 Id.
41 324 U.S. 793, 802–803 (1945), rehearing denied 325 U.S. 894
(1945).
42 Id. at 795–796, 801–802 fns. 6 and 7, and accompanying text,
802–803.
43 Id. at 796, 801–802, fn. 8, and accompanying text, 802–803.
44 Id. at 803 fn. 10, and accompanying text.
45 351 U.S. 105 (1956).
46 Id. at 106–111.
47 Id. at 112–113.
48 Id. at 112.
must allow the union to approach his employees on his
property.49
The Court thus established an “inaccessibility” excep-
tion to the right of employers to exclude union organizers
from company property. Although the plants involved
were outside of town, they were close to “small, well-
settled communities where a large percentage of the em-
ployees live,”50 and the Court noted the availability of
usual means of communication, such as “personal con-
tacts on streets or at home, telephones, letters or adver-
tised meetings.”51 The Court also suggested the dis-
criminatory application of company policy to union so-
licitation may violate the Act (the “discrimination” ex-
ception).52
The Court summed up: “The Act requires only that
the employer refrain from interference, discrimination,
restraint or coercion in the employees’ exercise of their
own rights. It does not require that the employer permit
the use of its facilities for organization when other means
are readily available.”53
The Board thereafter refused to find an employer had
committed an unfair labor practice when it simultane-
ously distributed its own literature and prohibited its em-
ployees from distributing theirs under an otherwise valid
no-distribution rule.54 The D.C. Circuit reversed. Steel-
workers (Nutone, Inc.) v. NLRB.55 The court acknowl-
edged that an employer has inherent rights that include
“the rights to production, to orderly conduct, and to
cleanliness and order on his property,”56 as well as the
right to free speech. Contrary to the Board, however, the
court found the employer’s conduct unlawful on the
following basis:
It seems to us unrealistic to say that, if an employer dis-
tributes certain amounts of literature at certain places at
certain times, he can nevertheless claim that the distri-
bution of the same quantity of literature at the same
places and at the same or similar times would be dis-
ruptive of order or cleanliness. . . . We think that, if an
employer distributes literature in certain amounts under
certain conditions, he cannot be heard to say that such
distribution is a detriment to his operation; i.e., such a
detriment as will support a restriction upon Section 7
49 Id. at 113.
50 Id.
51 Id. at 111; see 107 fn. 1 and accompanying text, id. at 113. The
Court contrasted this circumstance with that where employees are “iso-
lated from normal contacts,” such as in a lumber camp. Id. at 111.
52 Id. at 107, 112.
53 Id. at 113–114. Ultimately, employer property rights, like other
property rights, are secured by the Fifth Amendment to the U.S. Consti-
tution, as implicitly recognized by the Babcock Court (“Organization
rights are granted to workers by the same authority, the National Gov-
ernment, that preserves property rights.” Id. at 112).
54 Nutone, Inc., 112 NLRB 1153 (1955). The company literature
was stipulated to be noncoercive.
55 243 F.2d 593 (5th Cir. 1956).
56 Id. at 596.
57 Id. at 599.
HALE NANI REHABILITATION
347
rights of employees. It follows from National Labor
Relations Board v. Babcock & Wilcox Co. [footnote
omitted] and cases there cited that, being without a rea-
son for a rule, he is not entitled to a rule of no-
distribution.
V. THE SUPREME COURT’S NUTONE DECISION
The Supreme Court granted certiorari from the D.C.
Circuit’s opinion, consolidated it with NLRB v. Avon-
dale Mills58 and reversed the D.C. Circuit.59 In Avon-
dale, the company barred union solicitation, pursuant to
an otherwise valid rule, while itself engaging in solicita-
tion the Board had found unlawful.60 The Fifth Circuit
had overturned the Board’s finding that the rule was dis-
criminatorily applied.
The Court observed that the only issues were the com-
panies’ enforcement practices.61 The Court framed the
question, much like the D.C. Circuit, as whether it is
unlawful “when the employer himself engages in anti-
union solicitation that if engaged in by employees would
constitute a violation of the [no-solicitation or no-
distribution] rule.”62 The Court recognized that, under
Section 8(c) of the Act, an employer has the right to en-
gage in noncoercive antiunion solicitation.63
The Court first noted that in neither case had the em-
ployees or the union made a request for an exception to
the applicable rule, although in the past exceptions had
been granted for charitable purposes.64 The Court de-
clined to assume that such a request would have been
turned down, but said:65
Certainly the employer is not obliged voluntarily and
without any request to offer the use of his facilities and
the time of his employees for prounion solicitation. He
may very well be wary of a charge that he is interfering
with, or contributing support to, a labor organization in
violation of § 8 (a)(2) of the Act. [Citation omitted.]
The Court also declared that there was no “showing
that the no-solicitation rules truly diminished the ability
of the labor organizations involved to carry their message
to the employees,” referencing as “highly relevant” Bab-
cock’s discussion of situations in which employees are
physically inaccessible.66 The Court thus applied the
Babcock third-party standard when employees seek to
solicit on company working time and in plant working
areas. The Court continued in language similar to Bab-
cock’s:
58 242 F.2d 669 (1957).
59 357 U.S. 357 (1958).
60 Id. at 360–361. This contrasts with the distribution of noncoercive
literature in Nutone.
61 Id. at 362.
62 Id.
63 Id.
64 Id. at 363.
65 Id.
66 Id.
Of course the rules had the effect of closing off one
channel of communication; but the Taft-Hartley Act
does not command that labor organizations as a matter
of abstract law, under all circumstances, be protected in
the use of every possible means of reaching the minds
of individual workers, nor that they are entitled to use a
medium of communication simply because the em-
ployer is using it. . . . If, by virtue of the location of the
plant and of the facilities and resources available to the
union, the opportunities for effectively reaching the
employees with a prounion message, in spite of a no-
solicitation rule, are at least as great as the employer’s
ability to promote the legally authorized expression of
his anti-union views, there is no basis for invalidating
these ‘otherwise valid’ rules.67
To decide it is unlawful for an employer to enforce an
otherwise valid rule against union solicitation (or distri-
bution) while soliciting employees to oppose the union
(or distributing antiunion literature), the Court con-
cluded, would require “some basis, in the actualities of
industrial relations, for such a finding,”68 i.e., record evi-
dence of employee inaccessibility under Babcock.
Significantly, Chief Justice Warren’s dissent disagreed
only with the majority’s decision regarding Avondale,
where coercive solicitation was involved. Regarding
Nutone, where noncoercive literature distribution was at
issue, the Chief Justice reached the same conclusion as
his colleagues, declaring without qualification: “Being
noncoercive in nature, the employer’s expressions were
protected by Section 8(c) of the National Labor Relations
Act and so cannot be used to show that the contempora-
neous enforcement of the no-distribution rule was an
unfair labor practice. [Citations omitted.]”69
VI. DEVELOPMENT OF THE LAW FOLLOWING NUTONE
A. Speech Cases
In 1962, the Board partially revived its pre-Livingston
Shirt doctrine and prohibited noncoercive antiunion
speeches to groups of employees on company time, if an
employer denies the union’s request for equal opportu-
nity to reply. May Co.70 The Board ruled that Livingston
had not overturned Bonwit Teller, because Livingston did
not address situations where broader no-solicitation rules
allowed retail employers are in force.71 The Board thus
discovered an “imbalance in the opportunities for organ-
izational communication,” within Nutone’s meaning.72
The employer’s captive audience speeches, according to
the Board, were designed for “maximum effectiveness,”
67 Id. at 363–364.
68 Id. at 364.
69 Id. at 370.
70 136 NLRB 797
71 Id. at 799–800. See fn. 23 of this opinion, supra. The Board
found it unnecessary to pass upon the applicability of Livingston to
nondepartment store situations. Id. at 800, fn. 11.
72 Id. at 800.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
348
while the union and its supporters were relegated to
“relatively catch-as-catch can methods of rebuttal, such
as home visits, advertised meetings on the employees’
own time, telephone calls, letters, and the various mass
media of communication.”73 Accordingly, the Board
found the employer’s conduct violated Section 8(a)(1) of
the Act.
The Sixth Circuit denied enforcement.74 The court ex-
plicitly noted that the employer refused a union request
to reply to the captive audience speeches on company-
time and property.75 The court carefully explained its
reasoning for rejecting the Board’s position:76
The [Board] majority apparently overlooks the point
expressly made in Babcock and Wilcox that restrictions
on employee discussion do not give a right to the Un-
ion to approach employees on company premises.
What the Board has done in its decision is to use the
concededly valid limitations on employee discussion in
order to arbitrarily characterize normal contacts away
from the job-site “catch-as-catch can,” giving the union
a right to approach the employees on company time
and company premises in the event an employer
speech, protected under Section 8(c) of the Act, is
made. That a speech during working time on company
premises may be preferable to use of contacts away
from the work-site cannot in and of itself render the
employer’s conduct unfair under the Act. It was simi-
larly the Board’s view in Babcock and Wilcox that “the
place of work was so much more effective a place for
communication of information that it held the employer
guilty of an unfair labor practice for refusing limited
access to company property to union organizers.”
[footnote omitted] [The court noted that the Supreme
Court in Babcock and Wilcox had rejected the Board’s
position]. . . . There are no findings of nonaccessibility
by the Board in this case. There is no showing that the
employees, away from the employer’s premises, are
removed or isolated from normal, usual communica-
tions. Indeed, there appears from the record every indi-
cation that they were accessible through alternative
channels. The Board majority’s reliance on Bonwit-
Teller, Inc. v. NLRB [footnote citation omitted] is mis-
placed as we regard this decision as inconsistent with
Nutone and Babcock and Wilcox. We consider our ap-
proach to be in accord with the Supreme Court’s deci-
sion in Nutone, for neither the use of the magic word
“imbalance” nor the characterization of alternative ave-
nues of communication as ‘ineffective’ by the use of a
measure inapplicable to nonemployee organizers can
give the Union a right of access which the Supreme
73 Id. at 801–802
74 May Co. v. NLRB, 316 F.2d 797 (1963).
75 Id. at 799.
76 Id. at 800–801.
Court of the United States has refused to recognize and
which it does not possess.
The Fifth Circuit similarly interpreted Nutone. In Boaz
Spinning Co. v. NLRB,77 the plant manager gave a “cap-
tive audience” talk to employees assembled on company-
time. At the end, a prounion employee sought the floor
to make a reply speech; when he persisted after being
twice refused permission, he was discharged.78 Review-
ing the Board’s finding of an 8(a)(1) violation, the court
reversed, and held that the company was not obliged to
grant “‘equal time’ for reply speeches on company time
and property,” citing Livingston Shirt and Nutone.79
B. Property Cases
The Board rendered a definitive interpretation of
Nutone in Walton Mfg. Co.,80 as follows:
In the Nutone case, the Supreme Court also indicated
that the following factors are relevant in determining
whether “a valid rule has been fairly applied”: (1) The
employees must request the employer to make an ex-
ception to the rule for pro-union solicitation, even
though the employer is engaging in antiunion solicita-
tion and in effect violating the rule himself, because if
the employer voluntarily offers the use of his facilities
and the time of his employees for prounion solicitation
he subjects himself to a possible charge of violation of
Section 8(a)(2) of the Act; (2) because such a rule is
presumptively valid both as to promulgation and en-
forcement, the union involved has to show that en-
forcement of the rule is an “unreasonable impediment”
to organization in that it cannot effectively carry its
message to the employees in any other way.
In Stoddard-Quirk Mfg. Co., supra,81 the Board re-
viewed principles established by the Supreme Court in
Republic, Babcock, and Nutone, and summarized the law
regarding the presumptive validity of plant rules: (1) an
employer rule prohibiting solicitation is presumptively
valid where it is limited to working time,82 and (2) an
employer rule against distribution is presumptively valid
where it is limited to working time and to working areas
of a facility.83 Presumptive validity may be rebutted by a
showing of discriminatory promulgation or enforcement,
or employee inaccessibility under Babcock.84
77 395 F.2d 512, 513 (1968).
78 Id. at 513–514.
79 Id. at 515.
80 126 NLRB 697, 698 fn. 4 (1960), enfd. 289 F.2d 177 (5th Cir.
1961).
81 138 NLRB 615 (1962).
82 Id. at 617, 621.
83 Id. at 618–621. The Board in Stoddard-Quirk explained that the
organizational purpose behind literature distribution “can, absent spe-
cial circumstances, be as readily and as effectively achieved at com-
pany parking lots, at plant entrances or exists, or in other nonworking
areas, as it can be at the machines or work stations where the em-
ployer’s interest in cleanliness, order, and discipline is undeniably
greater than in nonworking areas.” Id. at 620.
84 Id. at 621 fn. 8.
HALE NANI REHABILITATION
349
In Gem International v. NLRB,85 the court identified
the relevant factors under Nutone for determining
whether an employer’s campaign activities violated the
Act where otherwise valid no-solicitation/no-distribution
rules are in force: application of the “highly relevant”
Babcock standards relating to employee inaccessibility,
and existence of a request by a union or by prounion em-
ployees for permission to engage in conduct similar to
the employer’s (or a finding that a request would have
been futile).
In 1981, in Steelworkers (Florida Steel Corp.) v.
NLRB,86 the D.C. Circuit, in an opinion, authored by
Judge Harry T. Edwards, involving access to employer
property rights as a remedial measure, the court reviewed
with care Supreme Court precedents covering employer
property and union organizational rights, including Bab-
cock and Nutone, and concluded: “Babcock and its prog-
eny reflect well-established and strict rules governing
union access rights to company property during an
organizational campaign. Babcock and related cases
make clear that an employer may deny a union access to
company property, unless the union meets a heavy
burden of showing that no other reasonable means of
communicating its organizational message to the
em
t.”
ployees exis
Regarding Nutone, Judge Edwards said: “The Su-
preme Court ruled in Nutone that the existence of anti-
union solicitation by an employer or other unfair labor
practices did not nullify the Republic Aviation and Bab-
cock standards.”87 Judge Edwards specifically quoted
from portions of the Nutone opinion referring to the Bab-
cock standards as “highly relevant,” and to the impor-
tance of “the location of the plant” in assessing the
legality of “otherwise valid” work rules. 88
In St. Francis Hospital,89 the Board followed Nutone
principles, and reversed an administrative law judge’s
finding that an employer unlawfully refused to grant a
union’s request for “equal time” to offset its own cam-
paign of noncoercive antiunion individual and group
solicitation:90
[N]o-solicitation, no-distribution rules are not binding
upon employers [citing Nutone, 357 U.S. at 362]. As
the Supreme Court expressly stated in that case an em-
ployer’s right to engage in noncoercive, antiunion so-
licitation is “protected by the . . . ‘employer free
speech’ provision of § 8(c) of the Act,” and nothing in
law nor logic limits this right of an employer to discus-
sions with employees only in nonwork areas on the
employees’ breaktimes. [Footnote omitted.]
85 321 F.2d 626, 631–632 (8th Cir. 1963); accord: AMF, Inc. v.
NLRB, 593 F.2d 972, 978 fn. 9 (10th Cir. 1979).
86 646 F.2d 616, 629.
87 Id. at 626.
88 Id. at 626–627.
89 263 NLRB 834, 835 (1982), affd. 729 F.2d 844 (D.C. Cir. 1984).
90 Id.
In Jean Country,91 however, the Board attempted to re-
treat from Babcock principles by creating a balancing test
to govern access to employer property, rather than pre-
liminarily determining whether employees are removed
physically from normal means of communication.
[I]n all access cases our essential concern will be the
degree of impairment of the Section 7 right if access
should be denied, as it balances against the degree of
impairment of the private property right if access
should be granted. We view the consideration of the
availability of reasonably effective alternative means as
especially significant in this balancing process.
Applying this new test, the Board found the employer’s
ejection of union informational picketers in front of a retail
store in a shopping mall to be illegal.
In Summitville Tiles,92 however, the Board reversed the
judge and found no unfair labor practice despite evidence
of antiunion supervisory solicitation during worktime
and enforcement of an otherwise valid no-solicitation/no-
distribution rule against prounion solicitation. The Board
said: “[A]bsent evidence that a union does not have suf-
ficient means to communicate with employees, an em-
ployer does not violate the Act by enforcing a valid no-
solicitation rule while engaging in antiunion solicitations
of its own” (citing Nutone).93 The Board found here “no
evidence that the Union was unable to communicate with
employees.”94 (Emphasis added.) The Board also de-
clined to find a violation in the same case based upon the
employer’s posting of procompany material on its prop-
erty while forbidding posting by pro and antiunion em-
ployees: “If an employer may prohibit employee solici-
tation during worktime while engaging in soliciting of its
own without violating the Act, Nutone, supra, then an
employer that is uniformly enforcing a no-posting-by-
employees rule may post its own materials on company
property.”95 [Footnote omitted.]
Two years later, the Supreme Court rejected Jean
Country as inconsistent with Babcock. In Lechmere, Inc.
v. NLRB, supra,96 the Board had found an employer
committed an unfair labor practice by barring union rep-
resentatives from organizational handbilling in its park-
ing lot.97 According to the Court, “Babcock’s teaching is
91 291 NLRB 11, 14 (1988).
92 300 NLRB 64, 66 (1990); accord: Fairfax Hospital, 310 NLRB
299 fn. 3, enfd. 14 F.3d 594 (4th Cir. 1993), mem. cert. denied 146
LRRM 2640 (1994). (“[A]n employer may lawfully campaign during
employees’ breaktime and in working areas even though it prohibits
employees from doing so.”).
93 Id.
94 Id.
95 Id.
96 502 U.S. 527 (1992).
97 Id. at 529–530. The organizers were excluded under Lechmere’s
existing policy:
Non-associates [i.e. nonemployees] are prohibited from solicit-
ing and distributing literature at all times anywhere on Company
property, including parking lots. Non-associates have no right of
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
350
straightforward: Section 7 simply does not protect non-
employee union organizers except in the rare case where
‘the inaccessibility of employees makes ineffective the
reasonable attempts by nonemployees to communicate
with them through the usual channels.’”98 [Emphasis in
original.] [Citing Babcock 351 U.S. at 112.] The Court
went on:99
[T]he inaccessibility exception] does not apply wher-
ever nontrespassory access to employees may be cum-
bersome or less-than-ideally effective, but only where
“the location of a plant and the living quarters of the
employees place the employees beyond the reach of
reasonable union efforts to communicate with them”
[citing Babcock, 351 U.S. at 113]. [Emphasis in origi-
nal.] Classic examples include logging camps . . . min-
ing camps . . . and mountain resort hotels . . . . [cita-
tions omitted]. Babcock’s exception was crafted pre-
cisely to protect the § 7 rights of those employees who,
by virtue of their employment, are isolated from the or-
dinary flow of information that characterizes our soci-
ety. The union’s burden of establishing such isolation
is, as we have explained, “a heavy one” [citation omit-
ted], and one not satisfied by mere conjecture or the
expression of doubts concerning the effectiveness of
nontrespassory means of communication.
The Court stressed that “[i]t is only where such access
is infeasible that it becomes necessary and proper to take
the accommodation inquiry to a second level, balancing
the employees’ and employers’ rights . . . .”100 [Empha-
sis in original.]
The Court concluded that since Lechmere’s employees
did not live on the company’s property, they were pre-
sumptively not “beyond the reach” of the union’s mes-
sage.101 The Court emphasized that residence in a “large
metropolitan area” (Greater Hartford) did not make em-
ployees inaccessible under Babcock, and that the union
had used many means of communication: mailings,
home visits, telephone calls, newspaper advertising, and
picket signs displayed from public property outside the
main entrance of the shopping center in which the Lech-
mere store was located.102
In Guardian Industries Corp. v. NLRB,103 employee
supporters of the union sought access to a company bul-
access to the nonworking areas and only to the public and selling
areas of the store in connection with its public use. Id. at 530 fn 1.
98 Id. at 537. The Court reviewed not only its reasoning in Babcock,
but also in subsequent cases bearing on the issue: Food Employees v.
Logan Valley Plaza, Inc., 391 U.S. 308 (1968); Central Hardware Co.
v. NLRB, 407 U.S. 539 (1972); Hudgens v. NLRB, 424 U.S. 507 (1976);
and Sears, Roebuck & Co. v. Carpenters, 436 U.S. 180 (1978). Id. at
534–535.
99 Id. at 539–540
100 Id. at 538.
101 Id. at 540.
102 Id. The Court noted that employees entered and exited the main
entrance daily, and that the union had picketed there for months. Id.
103 49 F.3d 317, 318, 319 (7th Cir. 1995).
letin board to post notices of union meetings. Contrary
to the Board, the court refused to find that the employees
were entitled to bulletin board access for such purpose,
even though the employer permitted employees to post
“swap and shop” notices. In so ruling, the court empha-
sized language in Nutone that the Act “‘does not com-
mand that labor organizations’ . . . are entitled to use a
medium [of communications in the workplace] simply
because the employer is using it.”104 The court contin-
ued:105
Section 7 of the Act protects organizational rights—
including the right to oppose the union’s campaign—
rather than particular means by which employees may
seek to communicate. Just as the right of free speech
and association in the political marketplace does not
imply that the government must subsidize political par-
ties by distributing their literature without charge or
giving them billboards on public buildings, so the right
of labor organization does not imply that the employer
must promote unions by giving them special access to
bulletin boards.
Furthermore, the court pointed out:106
It would be much easier to say that if the employer uses
the bulletin board to call a meeting at which managers
will denounce the union, then it is discriminatory not to
let union adherents have equal space and equal time;
yet an employer may announce assemblies to be held
on company time, while requiring union supporters to
meet on their own time. May Department Stores Co. v.
NLRB, 316 F.2d 797 (6th Cir. 1963).
VII. SUMMARY OF LEGAL PRINCIPLES
The following principles flow from reviewing the
law’s development:
1. An employer has the right to express its views
about labor issues and unionization in noncoercive terms;
put another way, Congress may not restrict an em-
ployer’s noncoercive speech. NLRB v. Virginia Electric
& Power Co., 314 U.S. 469, 477 (1941); NLRB v. Gissel
Packing Co., 395 U.S. 575, 617 (1969); Section 8(c) of
the Act; First Amendment, U.S. Constitution.
2. This free speech right embraces the right to address
employees in mandatory meetings held on company time
without affording equal time to the union or to prounion
employees. Livingston Shirt Corp., 107 NLRB 400
(1953); NLRB v. F. W. Woolworth Co., 214 F.2d 78 (6th
Cir. 1954); May Co. v. NLRB, 316 F.2d 797 (6th Cir.
1963); Boaz Spinning Co. v. NLRB, 395 F.2d 512 (5th
Cir. 1968); Guardian Industries Corp. v. NLRB, 49 F.3d
317, 319 (7th Cir. 1995); see also Section 8(c) of the Act
and its legislative history, S.Rep. No. 105, 80th Cong.,
1st sess. 23–24 (1947); 13 NLRB Ann. Rep. 49 (1948).
104 Id. at 318 [citation omitted].
105 Id.
106 Id. at 319.
HALE NANI REHABILITATION
351
3. An employer has the right to make and enforce
rules that prohibit distribution of literature or solicitation
by nonemployee organizers on its property, unless access
to employees is so deficient (usually characterized by
remote location) that communication by normal channels
is ineffective, NLRB v. Babcock & Wilcox Co., 351 U.S.
105 (1956); Lechmere, Inc. v. NLRB, 502 U.S. 527
(1992), or unless the rule is applied discriminatorily to
union activity, Babcock at 107, 112; Lechmere at 535;
see also Fifth Amendment, U.S. Constitution.
4. An employer has the right to make and enforce rea-
sonable rules to govern its work force, including rules
presumptively forbidding employee solicitation on work-
ing time, and rules presumptively prohibiting employee
distribution of literature on working time and in working
areas; conversely employees possess the presumptive
right to solicit on nonworking time and to distribute ma-
terial in nonworking areas on nonworking time. See
Peyton Packing Co., 49 NLRB 828, 843 (1943), enfd.
142 F.2d 1009 (5th Cir. 1944) (“Working time is for
work.”); Republic Aviation Corp. v. NLRB, 324 U.S. 793,
798, 803, fn. 10 (1945), rehearing denied 325 U.S. 894
(1945); Babcock, supra, 351 U.S. 105, 113; Stoddard-
Quirk Mfg. Co., 138 NLRB 615, 616–621 (1962); Steel-
workers (Nutone, Inc.), 357 U.S. 357, 361 (1958); Our
Way, Inc., 268 NLRB 394, 394–395 (1983); Lechmere,
supra, 502 U.S. at 533. An employer may not, however,
promulgate an otherwise valid rule for a discriminatory
purpose, or discriminatorily enforce such a rule.
Stoddard-Quirk Manufacturing Co., supra, at 621 fn. 8.
Under Nutone, employees may be entitled to greater
rights,
notwithstanding
otherwise
valid
no-
solicitation/no-distribution rules, where two conditions
are satisfied: a request has been made for an exception to
the employer’s rules and a showing under Babcock that
the employees cannot be reached through traditional
channels of communications, which, on balance, requires
that employer property rights yield to employee § 7
rights. Nutone, supra at 363–364; Lechmere, 502 U.S. at
538; Walton Mfg. Co., 126 NLRB 697, 698 fn. 4 (1960),
enfd. 289 F.2d (5th Cir. 1961); Gem International, Inc. v.
NLRB, 321 F.2d 626, 631–632 (8th Cir. 1963); Summit-
ville Tiles, Inc., 300 NLRB 64, 66 (1990).
5. An employer has the right to engage in noncoercive
solicitation and distribution activities and maintain at the
same time a valid no-solicitation/no-distribution rule.
Nutone, supra, 357 U.S. 357 (1958); Nutone, dissenting
opinion of Chief Justice Warren, at 370; Steelworkers
(Florida Steel Corp.), supra, 646 F.2d 616, 626–627
(D.C. Cir. 1981). This privilege applies in situations in
which the solicitation takes the form of an employer
“captive audience address,” Livingston Shirt Corp., su-
pra, 107 NLRB 400 (1953); NLRB v. F. W. Woolworth
Co., supra, 214 F.2d 78 (6th Cir. 1954); May Co. v.
NLRB, supra, 316 F.2d 797 (1963); St. Francis Hospital,
263 NLRB 834, 835, 843–845 (1982), affd. 729 F.2d 844
(D.C. Cir. 1984), as well as where solicitation occurs on
an individual basis. Summitville Tiles, Inc., 300 NLRB
64, 66 (1990); St. Francis Hospital, supra, 263 NLRB at
835, 843–845. And it applies in situations involving
employer distribution of literature. Nutone, supra; Fair-
fax Hospital, 310 NLRB 299 fn. 3 (1993), enfd. 14 F.3d
594 (4th Cir. 1993) mem. cert. denied 146 LRRM 2640
(1994). Finally, an employer may post materials on its
property while prohibiting employees from doing so.
Summitville Tiles, Inc., supra, 300 NLRB at 66.
VIII. ANALYSIS OF THE DISSENT
A. Preliminary Matters
I must first address the dissent’s argument, not previ-
ously recounted, that “Section 8(c) rights are not in-
volved because that free speech proviso is directed to
unfair labor practice cases rather than representation mat-
ters.” This, of course, ignores the constitutional dimen-
sions of employer free speech,107 but even on its own
terms the dissent overlooks the fact that most objection-
able conduct also constitutes unfair labor practice con-
duct.108 The dissent’s contention is that the employer
discriminatorily applied a no-distribution rule that is
valid under existing Board law by engaging in conduct
that is the subject of the rule. Traditionally, discrimina-
tory application of an otherwise valid rule against solici-
tation or distribution necessarily violates Section
8(a)(1).109 Indeed, in Nutone, the issue was whether the
employers committed unfair labor practices by maintain-
ing such rules while their representatives distributed lit-
erature or solicited employees.110 I disagree, of course,
that such “discrimination” amounts either to objection-
able or unfair labor practice conduct. But our dissenting
colleague cannot reasonably take the position that, if
alleged, he would fail to find the conduct he now labels
objectionable violative of Section 8(a)(1). Accordingly,
an employer’s conduct in such circumstances must be
judged according to the same standards, whether in the
representation or unfair labor practice context.111
107 The First Amendment must be considered in both representation
and unfair labor practice cases. Dal-Tex Optical Co., 137 NLRB 1782,
1787 fn. 11 (1962).
108 Since the Board refused any longer to set aside representation
elections based on allegations of material misrepresentation of facts,
Midland National Life Insurance Co., 263 NLRB 127 (1982), few
circumstances remain in which the Board deems conduct objectionable
that does not also constitute (whether or not alleged) an unfair labor
practice. See, e.g., Peerless Plywood Co., 107 NLRB 427 (1953) (pro-
hibiting captive audience speeches within 24 hours of an election);
Sewell Mfg. Co., 138 NLRB 66 (1962) (prohibiting propaganda de-
signed to inflame racial prejudice).
109 See, e.g., Stoddard-Quirk Mfg. Co., supra, 138 NLRB at 621 fn.
8; NLRB v. S. E. Nichols Co., supra 862 F.2d 952, 958–959 (2d Cir.
1988), cert. denied 490 U.S. 1108 (1989).
110 357 U.S. at 362.
111 In Dal-Tex Optical Co., supra, 137 NLRB 1782, 1786 (1962),
cited by the dissent, the Board said: “Conduct violative of Section
8(a)(1) is, a fortiori, conduct which interferes with the exercise of a free
and untrammeled choice in an election.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
352
B. Substantive Matters
The dissent’s underlying premise, which seems to be
that “the statute properly promotes symmetry in avenues
of communication for unions, employees and employ-
ers,” is wholly without basis in law.112 To the contrary,
“[T]he Taft-Hartley Act does not command that labor
organizations as a matter of abstract law, under all cir-
cumstances, be protected in the use of every possible
means of reaching the minds of individual workers, nor
that they are entitled to use a medium of communication
simply because the employer is using it.”113 Babcock114
and Lechmere115 similarly affirm that unions are not enti-
tled to enter an employer’s premises to conduct cam-
paign activities in the same manner as the employer.
Conversely, nothing in the statute requires that a labor
organization give an employer the opportunity to address
employees at its union hall.116 It is also objectionable
conduct for employer representatives to campaign in
Board elections by visiting employees in their homes, but
not so for union representatives.117 If parity is required
by text or logic, the dissent must be prepared to give em-
ployers access to union halls and to employee homes to
conduct their representation election campaign, which
the Board majority in Livingston Shirt recognized as the
natural extension of the type of reasoning used by the
Chairman.118
As a result of this faulty premise, our dissenting col-
league is forced to contend that two lawful and unobjec-
tionable acts, engaging in noncoercive speech (oral or
written) about union issues in the workplace, and main-
taining a rule prohibiting employees from solicitation
and distribution on their working time and from distribu-
tion in working areas at any time, become unlawful and
objectionable where the employer does both rather than
one or the other. Thus understood, it is plain that an em-
ployer’s free speech rights are infringed, contrary to
Constitutional mandates and Congressional intent, when
as a condition of exercising those rights, an employer
must surrender its equally well-established right to main-
112 This presupposition is apparent since the dissent requires accom-
modation of employee organizational activity only when the employer
itself engages in noncoercive campaign activity.
113 Nutone, supra, 357 U.S. at 364; accord: Livingston Shirt Co., su-
pra,, 107 NLRB 400, 407 (1953) (“We believe that the equality of
opportunity which the parties have a right to enjoy is that which comes
from the lawful use of both the union and the employer of the custom-
ary fora and media available to each of them. It is not to be realisti-
cally achieved by attempting . . . to make the facilities of the one avail-
able to the other.”); NLRB v. F.W. Woolworth Co., supra, 214 F.2d 78,
84 (Judge Miller’s concurrence) (1954); Guardian Industries Corp. v.
NLRB, supra, 49 F.3d 317, 318 (7th Cir. 1995).
114 351 U.S. at 112–114.
115 502 U.S. at 539–541.
116 See Livingston Shirt, supra, 107 NLRB at 407.
117 Plant City Welding & Tank Co., 119 NLRB 131, 133–134 (1957),
motion to file a more definite certified list granted 275 F.2d 859 (5th
Cir. 1960); remanded 281 F.2d 688 (5th Cir. 1960), revd. on other
grounds 133 NLRB 1092 (1961).
118 107 NLRB 400, 407.
tain production, order and discipline in the workplace by
making and applying otherwise valid rules governing
solicitation and distribution.119 Thus, notwithstanding
protestations in the dissent, this case is about burdening
an employer’s free speech rights on its own property, not
about promoting free speech generally.120
This issue ought to have been laid to rest when the
Taft-Hartley Act was passed in 1947. As previously set
forth, the legislative history is explicit that,121 with the
insertion of Section 8(c) in the law, Congress overruled
the Board’s Clark Bros. Co. decision,122 in which the
Board had banned employers from making noncoercive
119 Chairman Gould seriously distorts my position in asserting that I
believe (1) that an employer is justified under Republic Aviation, supra,
324 U.S. 793, “in prohibiting all union solicitation at its facility, at all
times, in all places, and under any circumstances,” (2) that Republic
Aviation “burden[s] employer free speech rights, because the Court
required employers . . . ‘surrender production’ by affording Section 7
rights to all employees rather than limiting them just to those who
oppose the union,” and (3) that Republic Aviation itself is inconsistent
with the Constitution.
The Chairman fails to comprehend that the central distinction drawn
in Republic Aviation is between solicitation carried out on working
time, which an employer may prohibit, and solicitation that occurs on
nonworking time, which it may not forbid. As a general rule, activity
engaged in by employees on nonworking time does not interfere with
production, because employees do not engage in work activity for the
employer at such time. Indeed, the Court in Republic Aviation quoted
with approval from the Board’s decision in Peyton Packing Co., supra,
49 NLRB 828, 843: “The Act, of course, does not prevent an employer
from making and enforcing reasonable rules covering the conduct of
employees on company time. Working time is for work. It is therefore
within the province of an employer to promulgate and enforce a rule
prohibiting union solicitation during working hours.” 324 U.S. at 803
fn. 10. Republic Aviation thus lends no support to the Chairman’s
position that an employer must give up its employees’ working time for
organizational activity to maintain valid work rules while making its
own views on unionization known.
Chairman Gould’s statement that “[w]hether the activity takes place
during working or nonworking time, the test for balancing competing
interests is always the same,” is erroneous. As noted before in this
opinion, rules prohibiting solicitation on working time are presump-
tively valid, as are rules prohibiting distribution on working time and in
working areas of a facility. Peyton Packing Co., supra; Stoddard-Quirk
Mfg. Co., supra, 138 NLRB 615, 617–621. A broader rule, prohibiting
solicitation in selling areas of retail stores on both working and non-
working time, is presumptively valid in that industry, because of par-
ticular concern that business may be disrupted. See May Co., 59 NLRB
976, 981 (1944). Otherwise, special justification must be shown to
establish rules that forbid solicitation and distribution beyond the pa-
rameters set forth in Stoddard-Quirk, as where, for instance, patient
care interests are at issue in the health care industry. See Beth Israel
Hospital v. NLRB, 437 U.S. 483, 507 (1978). Thus, as a general cor-
relative principle employees have the presumptive right to solicit on
nonworking time and to distribute literature on nonworking time in
nonworking areas.
120 Of course, there is no general “right” to free speech. Rather, the
First Amendment limits the power of Congress to regulate or prohibit
speech (“Congress shall make no law”) and, implicitly, through the
Fourteenth Amendment, the states It does not apply to private actors,
and, most assuredly does not grant one party the right to invade the
property or operations of another to speak. See NLRB v. F. W. Wool-
worth Co., supra, 214 F.2d 78, 85 (1954) (Judge Miller’s concurrence).
121 S. Rep. No. 105, 80th Cong., 1st sess. 23–24 (1947).
122 70 NLRB 802 (1946), enfd. 163 F.2d 373 (2nd Cir. 1947).
HALE NANI REHABILITATION
353
captive audience speeches. Nonetheless, in Bonwit
Teller, Inc.,123 where the employer refused to grant
“equal time” for reply to a captive audience speech, the
Board used our dissenting colleague’s reasoning to find
the company’s conduct unlawful, only to abandon it soon
thereafter in Livingston Shirt.124 When the Board briefly
revived the Bonwit Teller doctrine in the department
store setting in May Co.,125 the Sixth Circuit rejected the
Board’s position as inconsistent with Section 8(c).126 All
of these cases arose where there was an allegation that an
employer violated its own otherwise valid no-solicitation
rule by addressing employees on companytime without
affording the union an equal right to do so.
The dissent argues that an employer which does not
abide by its own rule has impermissibly discriminated
and may not enforce it. Although phrased in the context
of literature distribution, it is clear the dissent’s logic
applies equally to solicitation: an employer may not so-
licit employees regarding unionization where there exists
a presumptively valid plant rule governing solicitation
without giving equal opportunity for prounion solicita-
tion. A captive audience speech obviously is a solicita-
tion, as indicated in the cases recited. Accordingly, un-
der the dissent’s view, absent an offer of equal time, an
employer would also discriminate by engaging in group
(captive audience) solicitations or, indeed, individual
employee solicitation concerning union issues. Recoil-
ing from the logic of his position, the Chairman argues,
however, that the “captive audience” cases are not “im-
plicated” because “they involve nonemployees and, thus,
necessarily implicate some of the considerations con-
tained in Lechmere, supra.” I will address later in this
opinion the Chairman’s analysis of Lechmere and
whether his position has “implications” regarding non-
employee access to employer property. For now, how-
ever, our colleague, despite his denial, cannot logically
maintain that, at the least, under his position, an em-
ployer would have to grant prounion employees the same
solicitation rights it exercises, including the right to make
speeches favoring unionization on company time.
Contrary to the dissent’s view, Nutone clearly held, as
a general rule, that the employer’s enforcement of other-
wise valid rules against employee solicitation and distri-
bution, while simultaneously campaigning against a un-
123 96 NLRB 608, 615 (1951), remanded 197 F.2d 640 (2d Cir.
1952), order on remand 104 NLRB 497 (1953).
124 107 NLRB 400, 407 (1953).
125 136 NLRB 797 (1962).
126 The May Co. v. NLRB, supra, 316 F.2d 797 (1963). Ironically,
Chairman Gould calls our attention to a recent Sixth Circuit decision in
Meijer, Inc. v. NLRB, 130 F.3d 1209 (1997), rehearing en banc denied
150 LRRM 1216 (1998), which merely reiterated basic principles from
Republic Aviation, Babcock & Wilcox, and Lechmere. Yet the Chair-
man has nothing to say about controlling precedent from that Circuit on
the issue in dispute, namely May Co. v. NLRB, supra, and NLRB v. F.
W. Woolworth Co., supra, 214 F.2d 78 (1954).
ion, is not illegal discrimination constituting an unfair
labor practice.127
Our colleague suggests, however, that the Supreme
Court implied in Nutone that it would have reached a
different result if the employees had merely requested
permission to solicit or distribute. As set out above, the
Court acknowledged that an employer is not obliged to
open its facilities voluntarily to union solicitation, and
risk violating Section 8(a)(2) of the Act by “interfering
with, or contributing support to, a labor organization.”128
The Court did thereby not indicate that an employee re-
quest was sufficient reason to grant an exception to an
otherwise valid rule on solicitation and distribution, but
merely a necessary one, lest the employer lay himself
open to an 8(a)(2) charge by voluntarily making avail-
able his facility and production time for union proselytiz-
ing.
Within 2 years of Nutone, the Board took precisely this
view, in Walton Mfg.,129 declaring that a request for an
exception to a rule and a showing that the union “cannot
effectively carry its message to the employees in any
other way” must both exist before an employer’s cam-
paign conduct in the presence of a presumptively valid
rule offends the statute.130 Moreover, when the Sixth
Circuit applied Nutone in May Co. v. NLRB, supra,131 it
noted that a request for an exception had been made
there, but attached no significance to the fact standing
alone. Nor did the Board in the underlying case.132
That brings us to Nutone’s second condition precedent.
In Nutone, the Court invoked Babcock standards (de-
scribing them as “highly relevant”) for assessing whether
employees are inaccessible from the union’s message.133
In Babcock, as noted, the Court distinguished between
the usual situation, in which employees may be reached
by “personal contacts on streets or at home, telephones,
letters or advertised meetings,”134 and situations where
“the location of a plant and the living quarters of the em-
ployees place the employees beyond the reach of reason-
able union efforts to communicate with them.”135 The
Babcock Court envisioned lumber camps and mining
127 Indeed, as observed, Chief Justice Warren’s dissent in Nutone,
which disagreed only with the majority’s application of this principle to
circumstances involving coercive solicitation, was otherwise categori-
cal: “Being noncoercive in nature, the employer’s expressions were
protected by Section 8(c) of the National labor Relations Act and so
cannot be used to show that the contemporaneous enforcement of the
no-distribution rule was an unfair labor practice.” (Footnote omitted.)
357 U.S. at 370.
128 357 U.S. at 363.
129 126 NLRB 697, 698 fn. 4 (1960), enfd. 289 F.2d 177 (5th Cir.
1961).
130 Id.
131 316 F.2d 797, 799 (1963).
132 136 NLRB 797 (1962).
133 357 U.S. at 363.
134 351 U.S. at 111.
135 Id. at 113.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
354
camps136 as examples of the latter. Under Babcock,
therefore, an employer’s property right must yield to
admit nonemployee organizers only where a request for
an exception to a valid rule has been made, and where it
is established that the employees, whose Section 7 rights
are at stake, are physically isolated from normal means
of communication. The Nutone Court thus applied the
same stringent standard to situations where employees
seek to use the employer’s time and property to propa-
gandize for a union as in cases involving nonemployee
access to the employer’s property.137
In May Co., supra, 138 as we have seen, the Board in-
terpreted Nutone otherwise, and decided that enforce-
ment of a presumptively valid no-solicitation rule, com-
bined with employer captive audience speeches, in and
of itself, created an “imbalance in the opportunities for
organizational communication” such that access should
be provided to the union. The Board dismissed normal
channels of communication (home visits, advertised
meetings, telephone calls, letters, etc.) as “catch-as-catch
can.”139 As noted, the Sixth Circuit rejected the Board’s
position and held that Nutone required “findings of non-
accessiblity by the Board,”140 which were absent. The
Eighth141 and D.C.142 Circuits have read Nutone in har-
mony with the Sixth.
More recently, as described, the Supreme Court in
Lechmere, supra,143 rebuffed the Board’s attempt to relax
Babcock standards in Jean Country.144 The Court
strongly reaffirmed the limited circumstances under
which union access to employer property may be re-
quired, declaring that a union must meet a “heavy bur-
den” to show that the employees’ physical location (as in
a logging or mining camp or mountain resort hotel) “iso-
lated [them] from the ordinary flow of information that
characterizes our society.”145 Employees in Greater
Hartford were accessible through such usual means of
communication as mailings, home visits, telephone calls,
newspaper advertising, picket signs, etc.146 Only in a
136 Id. at 111.
137 The Board cited Nutone for this very point in Summitville Tiles,
Inc., supra, 300 NLRB 64, 66 (1990), stating that an employer may
enforce a valid no-solicitation rule and engage simultaneously in non-
coercive antiunion solicitations itself, unless there is “evidence that a
union does not have sufficient means to communicate with employees,”
following Walton Manufacturing Co., supra, 126 NLRB 697, 698 fn. 4
(1960), enfd. 289 F.2d 177 (5th Cir. 1961).
138 136 NLRB 797, 800 (1962).
139 Id. at 801–802.
140 316 F.2d 797, 801 (1963).
141 Gem International, Inc. v. NLRB, supra, 321 F.2d 626, 631–632
(1963).
142 Steelworkers (Florida Steel Corp.), supra, 646 F.2d 616, 626–627
(1981).
143 502 U.S. 527 (1992).
144 291 NLRB 11 (1988).
145 502 U.S. at 540.
146 Id. Contrary to the dissent, Lechmere does not represent the
“high water mark for employer property rights” under the Act. Rather,
as the Lechmere Court emphasized by reviewing Babcock and subse-
case where employee inaccessibility is found as a thresh-
old matter, according to the Court, should the Board
“balance” constitutionally protected employer rights
against employee rights secured under the Act.147The
Court continued Babcock’s discrimination exception.148
Ostensibly applying Nutone principles, our dissenting
colleague seizes on the Court’s acknowledgment that a
contrary result might be reached where an employer’s
campaign activity involves conduct subject to an other-
wise valid rule if there is “some basis, in the actualities
of industrial relations, for such a finding.”149 As recog-
nized by the Board in Walton Mfg., supra,150 St. Francis
Hospital, supra,151 and Summitville Tiles, Inc., supra,152
and by the Sixth Circuit in May Co. v. NLRB, supra,153
what the Court plainly meant is that a proper factual re-
cord must satisfy both conditions laid down in the text of
its opinion for finding an unfair labor practice: a request
and refusal for an exception, and a showing employees
were physically isolated from normal channels of com-
munication. Indisputably, in this case, there was no such
request and refusal, nor was there any showing that the
nursing home’s employees, who reside in the metropoli-
tan Honolulu, Hawaii, area, were inaccessible from union
efforts to communicate with them.154
The Court in Nutone wrote in conditional “if . . . then”
terms, echoing Babcock’s emphasis on plant location,
when it said:
If, by virtue of the location of the plant and of the facili-
ties and resources available to the union, the opportuni-
ties for effectively reaching the employees with a pro-
union message, in spite of a no-solicitation rule, are at
least as great as the employer’s ability to promote the
legally authorized expression of his antiunion views,
quent Supreme Court cases involving access to employer property (id.
at 534–535), it simply reaffirmed principles dating from the Babcock
decision in 1956. Id. at 538.
147 Id. at 538.
148Id. at 535.
149 357 U.S. at 364.
150 126 NLRB 697, 698 fn. 4 (1960), enfd. 289 F.2d 177 (5th Cir.
1961).
151 263 NLRB 834, 835 (1982), enfd. 729 F.2d 844 (D.C. Cir. 1984).
152 300 NLRB 64, 66 (1990).
153 316 F.2d 797 (1963:see NLRB v Gem International, Inc. v. NLRB,
supra, 321 F.2d 626, 631–632 (8th Cir. 1963).
154 Indeed the factual context is peculiarly inhospitable to any such
theory. This is a decertification proceeding. The union had repre-
sented the employees for 20 years (see fn. 1, supra), and the collective-
bargaining agreement required the employer to provide an annual list of
employee names, addresses, and other information, as well as a
monthly update of all changes in names, addresses, or classifications
(see fn. 4, supra). In addition, the hearing officer found that the union’s
campaign consisted of not less than fifteen mailings to employees,
including one announcing a meeting to be held days before the election
(see fn. 4, supra). Further, in the record, the union’s district director
conceded that union representatives could have handbilled from public
property employees going to and from the employer’s facility, but
failed to do so.
HALE NANI REHABILITATION
355
[then] there is no basis for invalidating these “otherwise
valid” rules.155
The language could hardly be plainer, as the Sixth Cir-
cuit stressed in NLRB v. May Co.,156 where the court set
aside the Board’s Order because it had failed to make
findings of physical inaccessibility required by Nutone
and Babcock before union representatives could be
granted “equal time” to answer company speeches to
employees, and set aside its order. But the dissent reads
the requirement for finding evidence in the “actualities of
industrial relations” in Nutone as a license to make sub-
jective judgments, based on personal experience, about
what constitutes a proper balance in communication op-
portunities among employer, union, and employees in the
workplace. A recitation of the Chairman’s experience,
however, cannot hide the dissent’s lack of record support
for, or its attempt to smuggle in, the discredited argu-
ments of the Board in Clark Bros.,157 Bonwit Teller,158
and May Co.159 in place of, any “actualities.” Thus, the
Chairman (like the Board in Bonwit and May) finds im-
proper conduct simply because an employer, who has an
otherwise valid rule covering the activity, engages in
distribution (or solicitation) without according equal time
to employees or unions.160 He would use this reasoning
to nullify Nutone’s requirement that record evidence of
“actualities” within the meaning of Babcock be ad-
duced.161
155 Id. at 364.
156 316 F.2d 797, 801.
157 70 NLRB 802 (1946), enfd. 163 F.2d 373 (2nd Cir. 1947).
158 96 NLRB 608 (1951), remanded, 197 F.2d 640 (2nd Cir. 1952),
order on remand, 104 NLRB 497 (1953).
159 136 NLRB 797 (1962), enf. denied, 316 F.2d 797 (6th Cir. 1963).
160 Chairman Gould reiterates this circular reasoning when he states:
“[W]hile alternative channels of communication could be of consider-
able importance in determining the impact of such a rule in the absence
of discriminatory conduct, it is not necessarily determinative when
there is evidence of discriminatory enforcement of the rule.” Of
course, Nutone itself concerned conduct by employers of the type
deemed “discriminatory” by the Chairman. And the Court found the
conduct lawful absent application of the “highly relevant” Babcock
criteria relating to employee inaccessibility. 357 U.S. at 363.
161 Chairman Gould can find no comfort in the “authoritative” deci-
sion of the Tenth Circuit in AMF. Inc. v. NLRB, supra, 593 F.2d 972,
978 fn. 9 (1979), which he quotes, as follows:
The Steelworkers case does not hold that an employer is in all
circumstances free to engage in distribution which is prohibited to
its employees so long as it enforces against its employees equally
the “no distribution rule” rule. Rather, it simply states that such
distribution by the employer does not automatically mean that such
strict enforcement of the prohibition against employees constitutes
an unfair labor practice.
This quotation is followed by a citation to Gem International, Inc. v.
NLRB, 321 F.2d 626 (8th Cir. 1963), supra, and spot citation to page
631, which the Chairman states “accepts this view of Nutone.” There
are two problems with the Chairman’s reasoning: the quotation from
AMF is dicta, and it supports my position, not his.
Regarding the first, the court found that the employer had applied its
no-distribution rule unevenly as between employees, not between su-
pervisors and employees, and thus explicitly enforced the Board’s
Order even assuming the validity of the Company’s interpretation of
Nutone (supra at 978).
The Chairman, as earlier noted, also quotes from
NLRB v. Magnavox Co.,162 to make the following sup-
porting point: “The place of work is a place uniquely
appropriate for dissemination of views concerning the
bargaining representative and the various options open to
the employees.” There the Court refused to find, under
the terms of a collective-bargaining agreement, that a
union had waived the employees’ right to distribute lit-
erature in nonwork areas of the company’s property.
Immediately following the sentence relied on by Chair-
man Gould, the Court qualified that language: “[s]o long
as the distribution is by employees to employees and so
long as the in-plant solicitation is on nonworking time,
banning of that solicitation might seriously dilute § 7
rights.”163 [Emphasis added.] The Court’s observations
relating to the workplace as a forum for the exchange of
views did not call into question the employer’s otherwise
valid rules prohibiting literature distribution on working
time or in nonworking areas of a plant, consistent, of
course, with Republic Aviation and Babcock.
More directly on point, since it involves the precise is-
sue raised here, is the Sixth Circuit’s opinion in May Co.
v. NLRB,164 where the court observed that the Supreme
Court had rejected the selfsame argument in Babcock
and Wilcox concerning the place of work as a convenient
communications forum when the Board attempted
thereby to justify burdening the employer’s property
right.
The dissent seeks to bolster its position by utilizing yet
another argument, namely, that “it may be assumed that
the employer no longer has the same concerns about pro-
duction and discipline when it discriminates in its en-
forcement of such rules by allowing employees whose
views it favors to engage in workplace communications
that are proscribed by the employer’s rule.”165 Regard-
less of whether supervisors or employees distribute pro-
employer literature, in Chairman Gould’s words, “the
Employer has demonstrated that the rule prohibition is
not relevant or necessary to serve its legitimate inter-
ests.”
First, as a general proposition, such logic proves too
much, since every captive audience speech would vitiate
As to the second, the court’s construction of Nutone is illuminated
by the reference to Gem International. The court in Gem asked, “What
factors, then, [under Nutone], determine whether a disparate application
of a no-solicitation rule is illegal?” 321 F.2d at 631. The answer, given
on the same page to which the AMF court cited, is that “[Nutone] em-
phasizes two factors in support of its conclusion”: “truly diminished”
ability of unions to reach employees under the “highly relevant” stan-
dards developed in Babcock, and whether there has been a request for
an exception to a valid rule (or, at p. 632, a finding that such a request
would have been futile).
162 415 U.S. 322, 325 (1974), rehearing denied 416 U.S. 952 (1974).
163 Id.
164 316 F.2d 797, 800–801 (1963).
165 The dissent, of course, equates discrimination involving distribu-
tion of antiunion literature by employees with that done by supervisors.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
356
the Peyton Packing Co., supra,166 principle that
“[w]orking time is for work.” An employer thus could
not maintain an otherwise valid no-solicitation rule since,
according to the Chairman, making such a speech, in and
of itself would show that the rule did not serve a legiti-
mate interest in production.
Second, however, the Chairman’s reasoning mirrors
that of the D.C. Circuit in Nutone, which the Supreme
Court thus implicitly rejected in reversing that court.167
Third, the dissent also fails to recognize that an em-
ployer may limit the amount of time management per-
sonnel engage in campaign activity, taking into account
operational requirements, but would have difficulty do-
ing so with employees claiming equal time for response
under color of law.
Another dissent contention is raised in the form of an
analogy. The dissent argues that, because Lechmere ac-
knowledged a “discrimination” exception where nonem-
ployee access for solicitation or distribution is involved,
the same principle must apply to employees, who have
always possessed “the right to communicate about un-
ionization in the workplace.”168 The argument misses the
nature of the discrimination exception found in Babcock
and Lechmere. This exception refers to different em-
ployer treatment of union and other third party solicita-
tion or distribution.169 It cannot refer to differences in
the way management treats actions by its managers, su-
pervisors, and agents, as opposed to its own employees
or nonemployee third parties. If it were not so, the
Nutone Court would have been compelled to find the
employer’s conduct illegal, because it would have clearly
166 49 NLRB 828, 843 (1943), enfd. 142 F.2d 1009 (5th Cir. 1944).
167 The core of the circuit court’s reasoning was that, “[I]f an em-
ployer distributes literature in certain amounts under certain conditions,
he cannot be heard to say that such distribution is a detriment to his
operation: i.e., such a detriment as will support a restriction upon
Section 7 rights of employees. . . . [B]eing without a reason for a rule,
[the employer] is not entitled to a rule of no-distribution.” 243 F.2d
593, 599 (1956).
168 I must take issue with the dissent’s contention that Lechmere
“burdens the ability of employees to communicate at the workplace.”
Lechmere does not affect employee communication rights at all, which
are defined by Republic Aviation. Rather, Lechmere simply affirmed
Babcock’s holding that employer property rights permit the exclusion
of nonemployee union organizers from company premises except in
rare circumstances involving remote location. To the extent Chairman
Gould’s comment suggests a belief that the law should be changed
elsewhere to compensate for the effect of a Supreme Court decision
with which he disagrees, it has no place here.
169 I find it unnecessary here to judge the breadth of the discrimina-
tion exception (first recognized in Republic Aviation Corp., 324 U.S.
793, 797 (1945), rehearing denied 325 U.S. 894 (1945). See Be-Lo
Stores v. NLRB, 126 F.3d 268, 284 (4th Cir. 1997) (“[W]e . . . doubt
that an employer’s approval of limited charitable or civic distribution
while excluding union distribution constitutes discrimination.”); cf.
Guardian Industries Corp. v. NLRB, supra, 49 F.3d 317 (7th Cir. 1995)
(employer’s refusal to permit notices of union meetings to be posted on
company bulletin board not discriminatory, although it allowed “swap
and shop” notices).
violated the dissent’s interpretation of Babcock’s dis-
crimination exception.
More graphically, to apply the Chairman’s expanded
definition of “discrimination” to Lechmere would have
required a different result by that Court, because allow-
ing managers, supervisors, and agents access to the em-
ployer’s property to conduct normal business (or nonco-
ercive antiunion campaign activity), would “discrimi-
nate” against excluded union organizers. If that were the
logic, there is no principled rationale for not allowing
nonemployee union organizers to engage in the same
solicitation and distribution activity as company officials.
Thus, our dissenting colleague’s logic leads ineluctably
to the conclusion that union representatives, not only
employees, would acquire rights to reply to captive audi-
ence speeches, to engage in individual solicitation of
employees on worktime, or to distribute literature to em-
ployees on worktime and in work areas to the same ex-
tent as the employer. This position, of course, contra-
dicts the dissent’s argument that “captive audience”
speeches are somehow not “implicated” in his opinion.170
Fundamentally, objectionable or illegal discrimination
and election interference is not made out simply because
an employer declines to make available to a union or to
prounion employees the use of the facilities and re-
sources to which it may lawfully resort to wage a nonco-
ercive representation campaign. Discrimination and in-
terference that is to be condemned is that which hinders
the exercise by employees of rights guaranteed under
Section 7 of the Act, including the rights “to form, join,
or assist labor organizations,” and to engage in protected,
concerted activities for “mutual aid or protection.”
As Judge Miller observed in NLRB v. F. W. Woolworth
Co.:171 “[I]nterference under the Act contemplates some
sort of activity that prevents an employee from exercis-
ing the rights which are given to him by the Act . . . .”
The Babcock Court adopted the same view: “The Act
requires only that the employer refrain from interference,
discrimination, restraint or coercion in the employees’
170 Chairman Gould collides with his own logic in attempting to
evade its application to captive audience situations. First, he contends
such speeches involve only “non-employees,” and thus “Lechmere”
considerations are invoked. The dissent refuses to recognize that
prounion employees may, under his view, seek equal time and make
captive audience talks in reply to similar employer presentations. See
Boaz Spinning Co. v. NLRB, supra, 395 U.S. 512 (5th Cir. 1968). Sec-
ond, the Chairman states that “the captive audience speech is a peculiar
sui generis kind of employer ‘solicitation,’ and the issue of the right to
respond poses more invasive property problems—in the sense that
production would be halted altogether during speeches on working
time.” Yet the Chairman simultaneously argues that an employer who
engages in conduct prohibited by its otherwise valid no-solicitation/no-
distribution rule no longer serves a legitimate objective with such a rule
and that “it may be assumed that the employer no longer has the same
concerns about production and discipline.” If the employer’s conduct
in such circumstances is the measure of the legitimacy of such a rule, it
cannot matter whether its campaign techniques involve all or a few
employees, or whether much or little production time is consumed.
171 214 F.2d 78, 85 (1954).
HALE NANI REHABILITATION
357
exercise of their own rights. It does not require that the
employer permit the use of its facilities for organization
when other means are readily available.”172 This reading
of the law is fully consistent with Nutone’s declaration
that the Act does not protect labor organizations’ use of
every possible method of communication, nor does it
entitle unions to use every such method an employer
uses.173
IX. POLICY IMPLICATIONS OF THE DISSENT
Before turning to the opinion of Members Fox and
Liebman, I must identify the policy implications raised
by our dissenting colleague’s position.
Under the Chairman’s view, an organizational cam-
paign poses a Hobson’s choice to an employer: either
conduct no campaign and continue production by main-
taining otherwise valid work rules regarding solicitation
and distribution, or conduct a campaign but jeopardize
production and subsidize the union’s effort by according
its representatives or prounion employees equal access
and opportunity.
In the former case, the employer altogether surrenders
his free speech rights secured by First Amendment to the
United States Constitution, Section 8(c) of the Act, and
the Supreme Court. And the employer is not the only
loser: “Granting an employer the opportunity to com-
municate with its employees does more than affirm its
right to freedom of speech; it also aids the workers by
allowing them to make informed decisions. . . .”174 In the
latter case, the same rights are denied where an employer
cannot express his views unless he is willing to subsidize
(to the same extent) the expression of contrary opinions
with production time, and thereby place at risk order and
discipline in the facility.175 “To compel a man,” in Tho-
mas Jefferson’s ringing words, “to furnish contributions
of money for the propagation of opinions which he dis-
believes, is sinful and tyrannical.”176
172 351 U.S. at 113–114. This echoes the Board’s reasoning in
Livingston Shirt, which stated that equal opportunity for election cam-
paigning “is to be achieved . . . by a strict enforcement of those provi-
sions of the statute which afford employers the right of free and unco-
ercive speech and grant[ ] employees the protected right to join labor
unions free from coercion or discrimination.” 107 NLRB at 406.
173 357 U.S. at 364.
174 Kinney Drugs, Inc. v. NLRB, 74 F.3d 1419, 1428 (2nd Cir.
1996).
175 See NLRB v. Virginia Electric & Power Co., 314 U.S. 469, 477
(1941); NLRB v. Gissel Packing Co., 395 U.S. 575, 617 (1969). As the
court recognized in NLRB v. F.W. Woolworth Co., 214 F.2d 78, 80
(1954): “The statute expressly protected the address involved here, but
by construing with the section a requirement of an allowance of equal
time to be given to union agents the Board nullified the congressional
protection.”
176 Quoted by the Supreme Court in Chicago Teachers Union, Local
1 v. Hudson, 475 U.S. 292, 305 fn. 15 (1986). Chairman Gould main-
tains that my use of this quotation confirms his opinion that I regard
“any prounion activity by employees on company property, even during
nonworking time, as employer subsidization of that activity which is
both ‘sinful and tyrannical.’” (Emphasis in original.) Since the quota-
tion refers to furnishing “contributions of money,” and since an em-
The Chairman contends his position “promotes”
speech rights “for all who are involved in the workplace
—employers, employees, and unions” (emphasis in
original), and suggests that current law “is inconsistent
with basic principles of democracy in our political sys-
tem and in our workplace.” The reverse is true: “Just as
the right of free speech and association in the political
marketplace does not imply that the government must
subsidize political parties by distributing their literature
without charge or giving them billboards on public build-
ings, so the right of labor organization does not imply
that the employer must promote unions by giving them
special access to bulletin boards.”177 An even more di-
rect analogy is that one political party is not obliged to
pay for equal broadcast time or print space to finance
propaganda by the opposing party as a condition of pub-
licizing its own position. The dissent’s view, of course,
is directly contrary to the Board’s opinion in Livingston
Shirt: “[W]e do not think one party [to a representation
election] must be so strangely open-hearted as to under-
write the campaign of the other.”178 Speech is not “free”
when it must be paid for in wages for lost production
time.
Under the dissent’s conception of the law, employers
would be compelled to grant equal campaign time to
prounion employees or to union representatives as a price
for maintaining presumptively valid work rules. This
leads to even more troubling questions about how such a
principle would be applied:
•
Since the conduct found by the Chairman to be objec-
tionable also would constitute an unfair labor practice,
would not any employer solicitation or distribution re-
garding wages, hours, and terms and conditions of em-
ployment, be unlawful, absent availability of an oppor-
tunity for employees to express contrary views,
whether or not a union is actively attempting to organ-
ize?
•
Is an employee or union representative required to re-
quest “equal time” or is a request presumed where it
might be futile? Since there was no request in this
case, the assumption is that only employer action, not a
request, triggers the requirement. If that is so, does not
the employer face liability unless he checks with every
member of his workforce to determine if any prounion
employee desires an opportunity to reply?
ployer is not paying wages to employees who are not on working time,
Jefferson’s words have no relevance to legitimate employee campaign
activity conducted “off the clock” on the employer’s premises.
177 Guardian Industries Corp. v. NLRB, supra, 49 F.3d 317, 318 (7th
Cir. 1995). Union access to company bulletin boards was at issue in
this case; the same principle, of course, would hold true for other forms
of communication.
178 107 NLRB 400, 406 (1953); accord: NLRB v. F. W. Woolworth
Co., 214 F.2d 78, 84 (1954) (Judge Miller’s concurrence).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
358
•
Where there is no incumbent union and no union seek-
ing to organize its employees, how does the employer
go about determining which worker or workers should
be offered the equal time privilege when the employer
addresses workplace conditions?
•
Do all forms of employer communication, captive au-
dience speech, individual conversation, bulletin board
access, facsimile machine, telephone, electronic mail,
or individual supervisory interaction with employees,
etc., become subject to the equal time rule where the
subject is labor conditions or unionization?
•
Where a union organization drive is under way, must
the employer contact the union (even though it does not
yet represent the employees) to offer equal opportunity,
as well, or in lieu of, ascertaining whether employees
want to exercise the right? May both a union represen-
tative and prounion employees claim the reply right?
What if there are two unions? Does each get time
equal to the employer’s or only a pro rata share? Anti-
union employees have § 7 rights, so may they seek to
duplicate the employer subsidized individual campaign
activity of prounion workers?
•
If a worker observes supervisors simply asking em-
ployees at their work stations to vote against the union
(individual solicitation) or describing their own per-
sonal experience, does the worker have the right to
cease production and solicit for the union to the same
extent? Does it matter whether an employee or the su-
pervisor initiated the exchange? Who is the judge of
what is comparable or equal solicitation or distribu-
tion—the employer, the employee or union, or the
Board?
•
If an employer’s supervisors distribute literature in
work areas and on working time, may an employee or
union representative prepare opposing literature and
hand it out during production time the following day?
•
If an employer posts in its facility an antiunion notice,
or indeed any kind of nonlegally required notice on
terms and conditions of employment, may any em-
ployee or union representative demand that an oppos-
ing notice be posted?
•
If an employer has a noncoercive statement opposing
unionization in its handbook, does a union or an em-
ployee have the right to demand equal space for a pro-
union statement?
•
What standards would the Board be required to adopt
to adjudicate whether offers of equal time were made to
the right individual and whether the opportunity af-
forded was truly “equal” with the employer’s?
These are serious questions that the dissent must ad-
dress before using abstract notions of “discrimination”
to “promot[e]” “free speech rights for all who are in-
volved in the workplace.”
X. SUMMARY AND ANALYSIS OF THE FOX-LIEBMAN
CONCURRENCE
Neither analyzing nor discussing Board or court prece-
dent subsequent to Nutone, our concurring colleagues
read the Supreme Court’s 40-year old Nutone opinion in
a vacuum. Supposedly avoiding Chairman Gould’s “per
se approach,” Members Fox and Liebman suggest that
the Board undertake a “case-by-case approach” to de-
termining the validity of employer no-solicitation, no-
distribution rules during election campaigns. This posi-
tion, they contend, will take account of the “actualities of
industrial relations,” within the meaning of Nutone,179 as
“they affect the opportunities for employees to commu-
nicate in the workplace about unionization.”
More specifically, according to our colleagues,
The Court [in Nutone] noted that no attempt had
been made in either of the cases at issue to make a
showing that the no-solicitation rules ‘truly dimin-
ished the ability of the labor organizations involved
to carry their message to the employees’—a consid-
eration that would be “highly relevant” in determin-
ing whether an otherwise valid rule has been fairly
applied. Id. at 363. Where the Union’s opportuni-
ties for effectively reaching the employees with a
pro-union message are “at least as great” as the em-
ployer’s ability to promote its antiunion views, the
Court said, there is no basis for finding a violation.
Thus, the presence or absence of “alternative chan-
nels” available to unions to communicate with em-
ployees would also be relevant to such a determina-
tion. Id.
Like the dissent, the concurrence notes the Court’s observa-
tion that no request was made of the employers to permit an
exception to existing rules, although charitable exceptions
had previously been granted.
Members
Fox
and
Liebman
deny
that
the
“inaccessibility standard” established in Babcock &
Wilcox, supra, 351 U.S. 105, is relevant where employee
organizational rights are involved, as distinct from those
where access to employer property by outside union
representatives is concerned.
Applying this reading of Nutone to the facts before us,
Members Fox and Liebman find no objectionable con-
duct in the instant case, stating no attempt was made to
show the no-distribution rule “significantly diminished”
the union’s ability to transmit its message to the employ-
ees, or that its enforcement “to any considerable degree
created an imbalance in the relative abilities of the union
and the employer to communicate with the employees.”
They state the record shows the employees were permit-
ted to distribute literature on the premises other than in
179 357 U.S. at 364
HALE NANI REHABILITATION
359
working areas, and there was no evidence that employees
asked for an exception to the no-distribution rule or that
such a request would have been honored.
The concurrence’s interpretation of Nutone squares
neither with the text of that decision nor with the Board’s
and courts’ construction of it in the intervening four dec-
ades.
As regards Nutone, Members Fox and Liebman first
fail to supply the proper context for the Court’s state-
ments regarding “imbalance in the opportunities for or-
ganizational communication” (supra at 362), and whether
a no-solicitation rule “truly diminished the ability of the
labor organizations involved to carry their message to the
employees” (supra at 363). The Nutone Court directly
referred to page 112 of the Babcock & Wilcox opinion as
“highly relevant in determining whether a valid rule has
been fairly applied (supra at 363), and, at page 112, Bab-
cock sets forth the “inaccessibility standard”:
[W]hen the inaccessibility of employees makes ineffec-
tive the reasonable attempts by nonemployees to com-
municate with them through the usual channels, the
right to exclude from property has been required to
yield to the extent needed to permit communication of
information on the right to organize.
The Lechmere Court cited to the same page of Babcock to
support the same proposition. 502 U.S. at 523–524.
Contrary to Members Fox and Liebman, the Nutone
Court adopted the Babcock inaccessibility test precisely
to identify the limited circumstances in which prounion
employee campaign activity may encroach on an em-
ployer’s property rights, including the right to enforce
otherwise valid rules governing production, order and
discipline.180 Lest the point be missed, the Nutone Court
180 Members Fox and Liebman contend that the Babcock “inaccessi-
bility standard” applies only to nonemployees. They quote language
from that decision stating that the Board, in seeking to extend the
Court’s holding in Republic Aviation, involving employee rights, to
third parties, “failed to make a distinction between rules of law applica-
ble to employees and those applicable to nonemployees.” (Footnote
omitted.) (at p. 113), and cite Lechmere to similar effect. Members
Fox and Liebman suggest I repeat the Board’s error.
This contention fails to recognize that the Nutone Court’s applica-
tion of Babcock standards to employee rights occurred in a completely
different context. Babcock, merely reaffirmed in Lechmere, acknowl-
edged an employer’s general right to bar nonemployee organizers from
its property, subject to rare exceptions created by employee inaccessi-
bility caused by remote location. Neither Babcock nor Nutone limited
traditional rights of employees to solicit on nonworking time and to
distribute literature on nonworking time and in nonworking areas under
Republic Aviation and cases like Stoddard-Quirk Mfg. Co., supra. By
referencing the Babcock inaccessibility standard, the Nutone Court
applied the more stringent nonemployee standard to situations in which
employees seek to use for organizational purposes the employer’s
working time, and plant working areas, to which they would normally
have no legal right.
In this regard, Members Fox and Liebman cannot reconcile their in-
terpretation of Nutone with the Fifth Circuit’s decision in Boaz Spin-
ning Co. v. NLRB, supra, 395 F.2d 512 (1968), which applied Nutone to
reject an employee’s right to respond to an employer’s captive audience
speech, nor with the Seventh’s Circuit’s decision in Guardian Indus-
stressed (supra at 364) that “otherwise valid” no-
solicitation rules were not to be upset where “by virtue of
the location of the plant and of the facilities and re-
sources available to the union,” adequate means of com-
munication existed. [Emphasis added.] Thus, the
Nutone Court, like the Babcock Court, identified geo-
graphic inaccessibility of employees as central to judging
whether there exists in particular circumstances an “im-
balance” in communication opportunities.
As pointed out in section VI, B of this opinion, the
Board itself so interpreted Nutone within 2 years of the
Supreme Court’s decision, stating that whether, in the
words of the Nutone Court, “a valid [no-solicitation or
no-distribution] rule has been fairly applied” is deter-
mined by (1) whether there has been a request for an
exception to a rule, and (2) a union showing that “en-
forcement of the rule is an ‘unreasonable impediment’ to
organization in that [the union] cannot effectively carry
its message to the employees in any other way.” Walton
Mfg. Co., 126 NLRB 697, 698 fn. 4 (1960), enfd. 289
F.2d 177 (5th Cir. 1961); accord: Gem International,
Inc. v. NLRB, supra, 321 F.2d 626, 631–632 (8th Cir.
1963). Summitville Tiles, Inc., supra, 300 NLRB 64, 66
(1990).
The Sixth Circuit made the point definitive in May Co.
v. NLRB, supra, 316 F.2d 797, 800 (1963): “The Su-
preme Court [in Nutone] in reversing the Court of Ap-
peals cited Babcock & Wilcox for the proposition that
there must be a showing of true diminution in the ability
of labor organizations to carry their messages to employ-
ees in order to invalidate a no-solicitation rule or to
charge the employer with unfair application of a valid
rule.” The court of appeals went on to state that the
Board had made no findings of inaccessibility within the
meaning of Babcock in the case before it (involving, as
recited previously, a demand for equal time to reply to a
captive audience speech), noting, “There is no showing
that the employees away from the employer’s premises,
are removed or isolated from normal, usual communica-
tions.” Id. at 801.181
In St. Francis Hospital, supra, 263 NLRB 834, affd.
729 F.2d 844 (D.C. Cir. 1984), as set forth previously,
the Board stated the general rule that it has followed (ex-
cept for the brief deviation in May Co., supra, 136 NLRB
797 (1962), enf. denied 316 F.2d 797 (1963)) since
Nutone:
tries Corp. v. NLRB, supra, 49 F.3d 317 (1995), which applied Nutone
to deny employees access to a company bulletin board. And Members
Fox and Liebman certainly cannot square this interpretation with the
Board’s statement in St. Francis Hospital, supra, 263 NLRB 834, 835
(1982), affd. 729 F.2d 844 (D.C. Cir. 1984), that “[A]n employer may
lawfully campaign against a union during employees’ nonbreaktime
and in working areas even though neither employees nor nonemployee
organizers may do so.” (Emphasis added.)
181 See to the same effect: Gem International, Inc. v. NLRB, supra,
321 F.2d 626, 631–632 (8th Cir. 1963); Steelworkers (Florida Steel
Corp.) v. NLRB, supra, 646 F.2d 616, 626–627 (D.C. Cir. 1981).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
360
[N]o-solicitation, no-distribution rules are not binding
upon employers [citing Nutone, 357 U.S. at 362]. As
the Supreme Court expressly stated in that case an em-
ployer’s right to engage in noncoercive, antiunion so-
licitation is “protected by the ‘employer free speech’
provision of § 8 (c) of the Act,” and nothing in law nor
logic limits this right of an employer to discussions
with employees only in nonwork areas on the employ-
ees’ breaktimes. [Footnote omitted.]
Courts of appeals have upheld the same principle. In addi-
tion to May Co. v. NLRB, supra, see Boaz Spinning Co. v.
NLRB, supra, 395 F.2d 512, 513 (1968); Guardian Indus-
tries Corp. v. NLRB, supra, 49 F.3d 317, 318 (7th Cir.
1995).
Most recently, the Supreme Court, in Lechmere, Inc. v.
NLRB, supra, 502 U.S. 527 (1992), not only reaffirmed
Babcock and its inaccessibility exception, but placed in
proper analytical perspective the “balancing” principle
on which Members Fox and Liebman rely: “It is only
where such access is infeasible that it becomes necessary
and proper to take the accommodation inquiry to a sec-
ond level, balancing the employees’ and employers’
rights . . . .” (Emphasis in original.) Thus, the Supreme
Court has established a finding of employee inaccessibil-
ity from normal means of communication as a condition
precedent to balancing the employer’s property and
speech rights against Section 7 rights.
By ignoring Nutone’s plain text and its application in
Board and court decisions, Members Fox and Liebman
offer no guidance and, instead, invite every employee
and labor organization in every campaign to request full
access to the employer’s property and an opportunity to
respond. Following a union loss in a representation elec-
tion, my concurring colleagues would countenance filing
objections and unfair labor practice charges arguing that
the employer’s hitherto lawful exercise of its Section 8(c)
rights and operational rules resulted in an “imbalance in
the opportunities for organizational communication” and
“truly diminished” ability of the union to spread its mes-
sage. As a result, cautious employers faced with a de-
mand for access, uncertain law, and rising legal costs,
will restrict or eliminate their campaigns, in effect aban-
doning their Section 8(c) rights and depriving the em-
ployees of an informed choice.
Unlike Chairman Gould, who, however illogically,
purports to permit an exception for captive audience
speeches, Members Fox and Liebman do not, leaving the
vitality of Livingston Shirt, supra, in doubt. Far from
reaffirming controlling Board precedent, such as Walton
Mfg. Co., St. Francis Hospital, Summitville Tiles, Inc.,
and Fairfax Hospital, all supra, on which employers have
long relied, Members Fox and Liebman refuse to discuss
such cases; indeed, they do not even acknowledge their
existence. Arguably, they have sub silentio joined
Chairman Gould in their reversal.182 Nor do they com-
ment upon 40 years of court of appeals precedent apply-
ing Nutone’s traditional teaching: Steelworkers (Florida
Steel Corp.) v. NLRB, 646 F.2d 616 (D.C. Cir. 1981);
Boaz Spinning Co. v. NLRB, 395 U.S. 512 (5th Cir.
1968); May Co. v. NLRB, 316 F.2d 797 (6th Cir. 1963);
Guardian Industries Corp. v. NLRB, 49 F.3d 317 (7th
Cir. 1995), and Gem International, Inc. v. NLRB, 321
F.2d 626 (8th Cir. 1963).
The only thing certain is that the traditional safe har-
bor, sanctioned by the Board and ratified by the courts,
on which employers have relied since 1958 to wage le-
gitimate election campaigns and maintain equally legiti-
mate work rules has been replaced with trackless swamp-
land in the form of a “case-by-case approach.”
XI. CONCLUSION
Under existing law, employees have full opportunity to
engage in organizational activity at their place of work,
subject only to the limitation—if imposed by employ-
ers—that solicitation and distribution be conducted on
their own time and that distribution not take place in
work areas. Since 1958, when Nutone became law, the
Board has expanded off-site union access to employees
by requiring employers to make available the names and
addresses of eligible voters before an election.183 More-
182 If, like Chairman Gould, Members Fox and Liebman have jetti-
soned such decisions, I pose to them the same questions I did to Chair-
man Gould in the preceding section of this opinion regarding different
factual scenarios and how they would treat them.
Following a “See, e.g.,” introduction, Members Fox and Liebman
cite only AMF, Inc., 228 NLRB 1406 (1977), enfd. 593 F.2d 972 (10th
Cir. 1979) to support their statement that they do not contradict 40
years of Board precedent. There the judge, adopted by the Board,
found unlawful an employer’s discharge of an employee for violating a
no-distribution rule by passing out antiemployer literature on working
time and in working areas of the facility. Although there was evidence
that both supervisors and employees distributed antiunion literature on
working time and in working areas of the employer’s facility, the judge
based his theory of disparate enforcement on the fact that the discharge
was “another in a series of instances found unlawful in 222 NLRB 161,
in which Respondent applied its no-solicitation, no-distribution rule
unevenly.” 228 NLRB at 1416. In the previous case, the Board found
disparate enforcement of a no-distribution rule based upon discrimina-
tion between different groups of employees, rather than between super-
visors and employees. 222 NLRB at 171. Also, the union’s request for
an exception to the rule in AMF to allow prounion solicitation was
predicated upon the employer’s permitting employee, not supervisory,
antiunion solicitation contrary to the rule. 228 NLRB at 1411. Finally,
the court of appeals explicitly enforced the Board’s Order on the sole
basis that discrimination in the application of the rule had occurred
between rank-and-file employees, not between supervisors and em-
ployees. 593 F.2d at 978. Thus, AMF is completely consistent with
four decades of Board law and particularly with our key decisions in
Walton, St. Francis, Summitville, and Fairfax Hospital. To the extent
Members Fox and Liebman, like Chairman Gould, rely on the court’s
decision in AMF, see fn. 161 of this opinion, supra.
Members Fox and Liebman also refer to “the discussion of Nutone
in G.H. Bass & Co., 258 NLRB 140, 144 fn. 12 (1981).” This “discus-
sion” consists of a one-sentence observation that the Nutone court had
noted the absence of a request for an exception to the employers’ rules.
This aspect of the Nutone decision is treated in sec. V of this opinion.
183 Excelsior Underwear, Inc., 156 NLRB 1236 (1966).
HALE NANI REHABILITATION
361
over, since Nutone, new methods of electronic communi-
cation, including facsimile transmission, electronic mail,
targeted mailing lists, and web sites, have become avail-
able and may be put to organizational use.184 And, of
course, the multitude of traditional communication
methods remain: advertised meetings at union halls or
other off premises facilities, handbilling or picketing
from public areas adjacent to an employer’s property,
telephone contact, home visits, print and broadcast ad-
vertising, and “free media” in the form of radio, televi-
sion, or print news stories.
Labor organizations do not generally lack a wide range
of avenues with which to carry their message to employ-
ees. If unions today are having more difficulty organiz-
ing than in the past, something other than the methods of
communication may be to blame. The answer, however,
is not to disrupt four decades of relative stability and
certainty, and to require that employers subsidize union
campaigns at the cost of presenting their side of the story
to their own workers on company time and premises.
CHAIRMAN GOULD, dissenting.
My colleagues find that the Employer’s disparate en-
forcement of its no-distribution rule does not constitute
objectionable conduct. I dissent. For the reasons set
forth below, I find that the enforcement of the rule is
objectionable in view of the supervisors’ distribution of
antiunion literature.1
Before discussing the facts and the law at issue in this
case, it is important to know what this case is not about.
It is not about proscribing employer free speech on em-
ployer private property, as my colleagues assert. Nor is
it about tying the hands of an employer concerning its
written communication to employees on its premises, as
my colleagues assert. This case is about promoting free
speech rights for all who are involved in the work-
place—employers, employees, and unions.
The essential facts are not in dispute. The Employer
had long posted the following rule at the entrances to its
facility and on its main bulletin board:
Employees are not permitted to distribute advertising
material, handbills, printed or written literature of any
184 A recent BNA article reported on a seminar given by two man-
agement labor attorneys at the annual conference of the Society of
Human Resource Management. “Staying Union-Free Needs Prepara-
tion, SHRM Hears,” 158 LRR 246 (1998). According to the article, the
speakers said that the “Internet has been vital to spreading the union
message. Id. at 247. The article went to state: “Potential members can
download authorization cards and give unions information about pay
and working conditions that can form the basis of an organizing cam-
paign.” Id.
1 I find no merit to Member Brame’s suggestion that this issue is not
properly before the Board on exceptions. The hearing officer sustained
Objection 2, which alleges, inter alia, that the Employer “engaged in
favoritism in the application of the [No-Distribution] Rule.” The Em-
ployer has excepted to this finding, thus placing the issue directly be-
fore the Board for consideration.
kind at all times in immediate patient care areas or any
other work areas of the facility.
On November 18, 1996, little more than 2 weeks prior
to the election, the Employer’s supervisors distributed
antiunion literature to employees in the dietary, house-
keeping, and laundry departments, and also near the Em-
ployer’s timeclocks. The Employer’s administrator,
Norma Monte, testified that employees were not permit-
ted to engage in the distribution of materials similar to
that engaged in by the supervisors on November 18.
In addition, the record shows that employees under-
stood that the Employer’s no-distribution rule prohibited
them from similarly distributing union materials of their
own. Shop Steward Matauage Leiato testified that
“[t]hey (management) are passing out fliers when we are
punching out from work. We are not allowed to do that
for the Union.” Employee Venica Domingo testified that
“[w]e knew we were not supposed to [talk about the un-
ion] because we were on the facility. That is the way its
always been.”
The majority conclusion that objectionable conduct is
not present here2 is inconsistent with basic principles of
democracy in our political system and in the workplace.
It constitutes an uncritical acceptance of the long discred-
ited maxim that “the king can do no wrong,” an idea
completely repudiated by the Supreme Court of the
United States in constitutional litigation involving even
the highest and most exalted office in this country itself,
i.e., the Presidency.3 So too is this vestigial remnant of a
bygone era properly rejected by the National Labor Rela-
tions Act which establishes the parameters for our deci-
sion making. Yet the majority’s refusal to set this elec-
tion aside states for all within earshot that in the work-
place there is a king who can do no wrong.
Even Lechmere, Inc. v. NLRB, 502 U.S. 527 (1992),
which represents the high water mark for employer prop-
erty rights under the National Labor Relations Act,4 ac-
knowledged that under the National Labor Relations Act
an employer which discriminates in connection with so-
2 It is both curious and ironic that dissenting Members of the Board
have voted to circumvent Lechmere in, for instance, Loehmann’s Plaza,
316 NLRB 109, 114 (1995) (W. Gould, concurring); and Leslie Homes
Inc., 316 NLRB 123, 131 (1995) (W. Gould, concurring), when the
Court’s opinion in that case allows only the most narrow exception to
its prohibition of union activity and thus, mistakenly in my view, is
supportive of broad property interests which diminish almost com-
pletely union organizer activity on employer facilities. And, yet here,
where the Court in NLRB v. United Steelworkers of America (Nutone,
Inc.), 357 U.S. 357 (1958), has invited the Board to consider this ques-
tion anew, and there can be little doubt of the Board’s ability to refash-
ion the law, I am the lone dissenter.
3 U.S. v. Nixon, 418 U.S. 683 (1974) (No unqualified Presidential
privilege from judicial process; President thus obligated to comply with
subpoena duces tecum of Special Prosecutor); and Clinton v. Jones, 117
S.Ct. 1636 (1997) (Constitution does not provide President with tempo-
rary immunity from civil litigation arising out of events occurring prior
to taking office). Of course, many events in 1998 make it clear that
Jones was not well reasoned.
4 The Act, of course, does not reference such rights.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
362
licitation or distribution violates the Act. This is one of
the exceptions to the broad prohibition against nonem-
ployee organizer access to employees at the workplace
set forth in the majority opinion in that case.5 Yet to-
day’s decision sanctions such discrimination in connec-
tion with employees—a group always presumed to have
the right to communicate about unionization in the work-
place from the beginnings of the statute itself.
Under our system free speech in the workplace is for
both employees and employers!6 For as the Supreme
Court said: “The place of work is a place uniquely ap-
propriate for dissemination of views concerning the bar-
gaining representative and the various options open to
the employees.”7 Today’s decision allows employers to
apply a standard for themselves which is contrary to that
existing for all others and thus places employers above
the law. Under American labor law, no one—employers,
unions, or individual employees—is above the law. In
the United States we have rejected the idea of a royalty
that may devise rules for others, like their workers, and
then disobey those very same rules with impunity them-
selves.
The majority apparently finds sustenance for its ill-
founded position in NLRB v. Steelworkers (Nutone, Inc.),
357 U.S. 357 (1958), but the result in that case is not
dispositive of the issue presented here. In Nutone, the
Supreme Court considered, inter alia, whether the en-
forcement of a no-distribution rule was unlawful because
the employer had distributed antiunion literature to em-
ployees. Noting that the enforcement of the no-
distribution rule, and not the validity of the rule itself,
was at issue before it, the Court declined to find that the
employer’s distribution of antiunion material made the
enforcement of the rule unlawful. In support, the Court
5 502 U.S. at 535. I further note that the Lechmere decision pertains
to nonemployee organizers exclusively. Thus, Member Brame’s con-
tention, i.e, that a finding of disparate enforcement in the instant
case—which solely involves the rights of employees—would be incon-
sistent with Lechmere, is erroneous.
6 See, e.g., Eldorado Tool, 325 NLRB 222 (1997) (W. Gould, con-
curring and dissenting in part) and Caterpillar, 321 NLRB 1178, 1185–
1185 (1996) (W. Gould, concurring).
7 NLRB v. Magnavox Co. 415 U.S. 322, 325 (1974). Member
Brame’s opinion dismisses Magnavox on the ground that it arose in the
context of bulletin boards and an allegation that the union had waived
its rights under the collective-bargaining agreement. But Justice
Douglas’ language is not predicated upon this distinction. Further,
Member Brame’s point concerning the Court’s observations about
invalid rules is irrelevant because there is no dispute in the instant case
as to the facial validity of the instant no-distribution rule. Moreover,
Republic Aviation itself, while not containing the explicit language in
Magnavox, possesses a rationale which rests upon the premise that the
workplace is the central forum for discussion about unionization. And,
of course, by the reasoning of both opinions, the idea that “parity”
would “give employers access to union halls and to employee homes to
conduct their representation election campaign” is rejected. This re-
mains true of the workplace in 1998, except possibly in those instances
of telecommuting or other forms of independent employee relationships
which take employees away from the workplace. See Technology
Service Solutions, 324 NLRB 298 (1997) (W. Gould, concurring).
noted that the employer had granted employee requests
for exceptions to the no-distribution rule in connection
with charitable solicitations by employees, and that no
request for a similar exception was made for organiza-
tional purposes. Thus, the Court concluded that, in such
circumstances, there was no basis for it to find that the
employer’s conduct was unlawful. 357 U.S. at 363–364.
Of particular importance, however, is the Court’s
statement that it is for the Board, rather than for the
Court, to determine whether an employer’s violation of
its own rule is unlawful. Specifically, the Court stated:
For us to lay down such a rule of law would show in-
difference to the responsibilities imposed by the Act
primarily on the Board to appraise carefully the inter-
ests of both sides of any labor-management contro-
versy in the diverse circumstances of these industrial
situations. [357 U.S. at 362–363.]
Accordingly, the Court found that the Board had not
set forth a standard upon which the enforcement of the
rule could be found unlawful, and thus the Court de-
clined to find a violation of the Act. Speaking for the
Court, Justice Frankfurter stated:
Notwithstanding the clear anti-union bias of [the em-
ployer], it is not for us to conclude as a matter of law—
although it might well have been open to the Board to
conclude as a matter of industrial experience—that a
request for a similar qualification upon the rule for or-
ganizational solicitation would have been rejected [357
U.S. at 363].8
Thus, the Court in no uncertain terms indicated that in
the proper circumstances, an employer could be found to
have engaged in unlawful conduct9 by enforcing an oth-
erwise valid no-distribution rule while at the same time
engaging in antiunion distribution of its own. Any
doubts on this score have been resolved by an authorita-
tive opinion of the Court of Appeals for the Tenth Circuit
which addresses this point precisely,10 as well as the
Court of Appeals for the Eighth Circuit which accepts
this view of Nutone, albeit in a different factual circum-
stance.11 However, “there must be some basis, in the
8 The Court used the terms “distribution” and “solicitation” inter-
changeably in its decision.
9 There, the enforcement of the no-distribution rule was alleged to be
an unfair labor practice rather than objectionable conduct.
10 AMF, Inc. v. NLRB, 593 F.2d 972, 978 fn. 9 (10th Cir. 1979):
11 See Gem International, Inc. v. NLRB, 321 F.2d 626, 631–632 (8th
Cir. 1963). Member Brame asserts that the Eighth Circuit’s decision in
this case supports the position he so strongly advocates, i.e., that the
Board is effectively precluded from finding that supervisory distribu-
tion in violation of a no-distribution rule is objectionable. However, he
fails to give proper consideration to the court’s point that under Nutone,
the Board may find such supervisory distribution unlawful, and that
such a finding could be based, in part, on the Board’s conclusion as a
matter of industrial experience that any request to distribute would
have been rejected. Id. at 632. Indeed, insofar as this authoritative
point undermines his view that the Board should never find such con-
HALE NANI REHABILITATION
363
actualities of industrial relations, for such a finding.”
Nutone, supra at 364.
Applying the principles set forth by the Court in
Nutone, I find that the “actualities” present in the instant
case provide a basis, not found in Nutone, to find that the
Employer’s enforcement of its no-distribution rule is
objectionable. Here, the Employer distributed antiunion
flyers in the dietary, housekeeping, and laundry depart-
ments, as well as in the timeclock areas. Unlike the re-
cord in Nutone, which showed that the employer had
granted exceptions to its no-distribution rule, the instant
record shows that the employees accurately understood
that any request to distribute union materials would have
been futile. Indeed, as noted above, employees Leiato
and Domingo testified that the Respondent would not
permit employees to distribute materials in the areas in
which the supervisors distributed antiunion flyers, and
Administrator Monte corroborated this when she testified
that employees were not permitted to engage in the dis-
tribution of materials as the Respondent’s supervisors did
on November 18. And, the uncontradicted and credited
testimony of Domingo is that employees could not even
“talk” about the union on company facilities.
Member Brame attacks this dissent for failing to stress
the employer’s constitutional right of free speech recog-
nized in Supreme Court precedent.12 But employees and
even union representatives have the right of free speech
as well13—a right which, if at issue in an unfair labor
practice proceeding comparable to the employer free
speech cases which are the object of Member Brame’s
exclusive focus, enjoys constitutional protection.14 And
the Supreme Court, in considering employee free speech
as protected activity under Section 7, has relied upon its
own landmark constitutional decisions which have pro-
tected First Amendment activity.15 As with so much of
duct objectionable, it is no surprise that Member Brame fails to give
any serious consideration to it.
12 NLRB v. Gissel Packing Co., 395 U.S. 575 (1969) and NLRB v.
Virginia Electric & Power Co., 314 U.S. 469 (1941).
13 Thomas v. Collins, 323 U.S. 516, 537 (1945) and Staub v. City of
Baxley, 355 U.S. 313 (1958).
14 NLRB v. Fruit & Vegetable Packers Local 760 (Tree Fruits), 377
U.S. 58 (1964); NLRB v. Teamsters Local 639, 362 U.S. 274 (1960),
and Edward J. DeBartolo Corp. v. Florida Gulf Coast Bldg. & Trades
Council, 485 U.S. 568 (1988). Cf. Goldman, “The First Amendment
and Nonpicketing Labor Publicity under Section 8(b)(4)(ii)(B) of the
National Labor Relations Act,” 36 V and. L. Rev. 1469 (1983).
15 Linn v. Plant Guard Workers Local 114, 383 U.S. 53 (1966),
which used New York Times v. Sullivan, 376 U.S. 254 (1964), as a basis
for determining what employee speech is protected under Sec. 7 and
removed from state defamation and libel law. Accord generally Eastex,
Inc. v. NLRB, 437 U.S. 556 (1978); Southwestern Bell Telephone Co.,
200 NLRB 667 (1972); Inland Steel Co., 257 NLRB 125 (1981); Bor-
man’s Inc. v. NLRB, 676 F.2d 1188 (6th Cir. 1982); Southern Califor-
nia Edison Co., 274 NLRB 1121 (1985); Tyler Business Services, 256
NLRB 567 (1981); and Gatliff Coal Co. v. NLRB, 953 F.2d 247 (6th
Cir. 1992). See also Rankin v. McPherson, 483 U.S. 378 (1987).
Drawing inspiration from Linn and its reliance upon Sullivan, I have
relied upon the First Amendment authority of Brandenburg v. Ohio,
Member Brame’s opinion, only employer free speech
and interests are considered.16 Indeed, Member Brame
opines that employees will lose as a result of any loss of
employer free speech, for he states that promoting the
instant supervisory distribution of antiunion literature,
even in the face of a rule prohibiting employees from
similarly distributing prounion literature, “aids the work-
ers by allowing them to make informed decisions.” To
the extent an employer would defend the instant conduct
with such an assertion, the defense would fail. As Justice
Souter stated in Auciello Iron Works, Inc. v. NLRB,17
“[t]he Board is . . . entitled to suspicion when faced with
an employer’s benevolence as its workers’ cham-
pion. . . .” Id. at 790.
I disagree with Member Brame’s interpretation of
Nutone as requiring the application of a rigid, two-
pronged, test that must be satisfied before an employer’s
violation of its no-distribution rule can be found unlaw-
ful. According to Member Brame, such conduct can be
found unlawful under Nutone only if two conditions are
satisfied. First, a request must be made for an exception
to the rule (presumably no matter how futile such a re-
quest would be). Second, there must be a showing that
the employees cannot be reached by traditional channels
of communication. Applying this analysis, he finds the
Employer’s conduct lawful because no request was made
to distribute prounion materials, and the Union was able
to reach employees via 15 “mail-outs” during the elec-
tion campaign.
With respect to the first consideration, the Court spe-
cifically stated, as noted above, that it would be “open to
the Board” to find that any such request would have been
rejected.18 Indeed, Member Brame fails to give any seri-
ous consideration to this critical point anywhere in his
opinion. Moreover, his entire attack on this dissent is
premised on the erroneous assumption that “Nutone itself
concerned conduct by employers of the type deemed
‘discriminatory’ by [my dissent].” Thus, Member Brame
conveniently ignores the distinction that in Nutone there
was no showing that employees would not have been
permitted to engage in similar distribution, as evidenced
by the employee requests that had been granted in the
past, whereas in the instant case the testimony establishes
395 U.S. 444 (1969), in Caterpillar, Inc., 321 NLRB 1178, 1184–1188
(1996) (W. Gould, concurring).
16 To the extent Member Brame suggests that my view today por-
tends “troubling” limitations on employer free speech rights, I respect-
fully disagree with any such contention. To the contrary, I, along with
former Member Higgins, have specifically endorsed the view that em-
ployers are free to engage in certain “employment practices, developed
in the absence of union activity or the perceived resurrection of same,
which are designed to instill a high morale among employees and thus
deter employees from seeking unionization.” Dayton Hudson, 324
NLRB 33, 36 at fn. 17 (1997). That view is in no way compromised by
my position today.
17 517 U.S. 781 (1996).
18 357 U.S. at 363.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
364
that any request to engage in distribution would have
been futile.19
As to the second consideration, I believe that its appli-
cation ignores the Court’s directive that “no such me-
chanical answers will avail for the solution of this [is-
sue].”20 In finding that it is for the Board and not for the
court to determine whether such conduct is unlawful, the
Court stated that “[t]he Board, in determining whether or
not the enforcement of such a rule in the circumstances
of an individual case is [unlawful], may find relevant
alternative channels available for communications on the
right to organize (emphasis added).”21 Thus, while alter-
native channels of communication could be of consider-
able importance in determining the impact of such a rule
in the absence of discriminatory conduct, it is not neces-
sarily determinative when there is evidence of discrimi-
natory enforcement of the rule. 22 Indeed, had the instant
case involved allowing distributions by antiunion em-
ployees, not even Member Brame could argue that such
conduct is lawful by virtue of the Union’s alternative
means of communication. In my view, the same princi-
ples apply here, where the evidence indicates that em-
ployees were not allowed even to talk about the Union at
the facility, much less distribute prounion literature.23
Moreover, the broad prohibition against “talking” about
union activity on company facilities burdens employee
19 Members Fox and Liebman contend that the notion that any such
request would have been futile is of little significance here because
there may have been other “opportunities for organizational communi-
cation” available to the Union. Their contention thus reveals both a
misreading of Nutone and a failure on their part to appreciate the
importance of the workplace as a central forum for employee
communication about the merits of unionization.
20 Id.
21 Id.
22 Members Fox and Liebman have effectively joined the mechanical
approach set forth by Member Brame insofar as they rely on their asser-
tion that the Employer’s conduct here is not objectionable because it
did not create an imbalance “in the relative abilities of the Union and
the Employer to communicate with the employees.” Thus, although
they pay lip service to the notion that an employer’s violation of its
own no-distribution rule could be objectionable in certain circum-
stances, it is readily apparent from their analysis that—like Member
Brame—they would be hard pressed to find such conduct objectionable
absent overwhelming evidence that the union was significantly bur-
dened in its ability to carry its message to employees. In my view, this
approach is not faithful to Nutone or to the policies of the Act.
23 I find unpersuasive my colleagues’ contention that Domingo’s tes-
timony, that employees were not permitted to talk about the Union in
the facility, is not probative evidence. According to them, the testi-
mony is subjective in character, is contrary to the rule prohibiting so-
licitation on working time, and thus does not constitute probative evi-
dence. As noted above, however, the testimony is uncontradicted and
was explicitly credited by the hearing officer. Further, the Employer’s
solicitation rule is phrased in terms of prohibited conduct. It does not
specifically state that talking about the Union is permitted. Therefore,
although the language of the rule is not unlawful on its face—and thus
Member Brame’s reliance on the validity of the rule is completely
misplaced—it does not contradict Domingo’s credited testimony.
Accordingly, their contention that the statement has no significance is
without support.
communication rights in a manner contemplated by Bab-
cock & Wilcox, supra.24
Member Brame further justifies the Employer’s con-
duct here by invoking the Court’s statement in Nutone
that an employer risks violating Section 8(a)(2) of the
Act when he opens his property for union solicitation.25
The Court’s statement is taken out of context. Indeed, it
ignores the fact that the Act does not assume that every
organizing campaign is or should be an adversarial one.
To the contrary, the Act contemplates the voluntary rec-
ognition of unions without reliance on statutory proce-
dures. See Snow & Sons. 134 NLRB 709 (1961). Addi-
tionally, the contemporary emergence of more mature
and cooperative labor-management relationships, some-
thing that was unknown in the 1950’s, are now part of
the “industrial realities” that are appropriate for Board
consideration under the guidelines set forth under
Nutone.
While Member Brame may quarrel with the expertise
that the Board brings to bear in given cases and may
suggest that Nutone did not contemplate what he charac-
terizes as my reliance upon “subjective” judgments, the
fact of the matter is that we are obliged to make deci-
sions based upon something more than the rarefied envi-
ronment of the Washington offices which we currently
inhabit. We are obliged to use our professional exper-
tise26 in defining industrial realities pursuant to the
Court’s invitation in Nutone.
In the instant case, it is clear that the instant supervi-
sory distribution of antiunion flyers was precisely the
kind of activity prohibited by the Employer’s no-
distribution rule. In my view, the Employer has engaged
in disparate enforcement of its rule by allowing supervi-
sory distribution in such circumstances, especially where
the company’s policy, which prohibits “talking” about
unions, was impermissibly broad.27 Indeed, when em-
ployees are prohibited from discussing the issue of union
representation in the workplace, no reasonable opportu-
nity exists for open communication among employees,
and thus the disparate enforcement of the no-distribution
rule in these circumstances can significantly damage the
24 My colleagues have erroneously characterized my view as a “per
se” approach. This assertion ignores the discussion throughout this
dissent of the relevance of (a) whether any request to distribute would
have been futile; (b) the availability of alternative avenues for commu-
nication; and (c) the industrial realities that the Court has instructed the
Board to take into account. My view that these factors should be con-
sidered is hardly synonymous with a “per se” approach.
25 Nutone, supra at 363.
26 See San Diego Building Trades v. Garmon, 359 U.S. 237 (1959).
As Justice Frankfurter stated, the Board is “equipped with its special-
ized knowledge and cumulative experience.” Id. at 242.
27 See, e.g., MDI Commercial Services, 325 NLRB 53 (1997); W.C.
McQuaide, Inc., 319 NLRB 756, 761–762 (1995); Impressive Textiles,
Inc., 317 NLRB 8, 13 (1995), and Rice Growers Associates of Calif.,
224 NLRB 663, 667 (1976).
HALE NANI REHABILITATION
365
laboratory conditions necessary for a free and fair elec-
tion.28
That it was supervisors distributing the antiunion lit-
erature, and not unit employees does not lessen the con-
sequence to the recipients of the distributed literature,
i.e., the unit employees who voted in the election. If
anything, reliance upon the supervisory hierarchy in the
distribution of literature enhances the prospects for in-
timidation and correspondingly diminishes employee
free choice. The critical factor in determining whether
the laboratory conditions have been disturbed is that the
Employer permitted only antiunion distributions in its
facility, not that it was supervisors rather than unit em-
ployees who distributed the literature.
In establishing the principle that employers have the
right to devise rules that may—in certain circum-
stances—restrict Section 7 activity during worktime, the
Court and Board have long recognized that such rules
serve the fundamental and legitimate business purpose of
maintaining production and discipline.29 However, it may
be assumed that the employer no longer has the same
concerns about production and discipline when it dis-
criminates in its enforcement of such rules by allowing
employees whose views it favors to engage in workplace
communications that are proscribed by the employer’s
rule. That is the teaching of more than half a century of
Board and Court law. Thus, in the instant case, it should
not matter that it was supervisors rather than employees
who were permitted to distribute the antiunion literature
in violation of the no-distribution rule. In either instance,
the Employer has demonstrated that the rule prohibition
is not relevant or necessary to serve its legitimate inter-
ests.30
28 Member Hurtgen’s reference to a rule requiring employees to
clock in when reporting for work has no relevance to the purposes of
the Act or any issue relevant to our statute.
29 Republic Aviation v. NLRB, 324 U.S. 793 (1945), Peyton Packing
Co., 49 NLRB 828, 843–844 (1943), enf. granted 142 F.2d 1009 (5th
Cir. 1944), cert. denied 323 US 730 (1944).
30 Members Fox and Liebman misconstrue this part of my opinion
today as one that was essentially taken by the D.C. Circuit and thereaf-
ter rejected by the Supreme Court in Nutone. The Supreme Court in
Nutone reversed the D.C. Circuit’s decision that employer violations of
its no-distribution rule are unlawful apart from any consideration of the
“actualities of industrial relations.” In applying the teachings of Justice
Frankfurter’s opinion, I have given due consideration to the actualities
of industrial relations—including the fact that any request by employ-
ees to distribute here would have been rejected—in determining that the
Employer’s conduct is objectionable. By contrast, in stating that they
would find force with my position only if they were writing on a “clean
slate,” Members Fox and Liebman have demonstrated their misreading
of the decisions of both the D.C. Circuit and the Supreme Court in
Nutone.
I further note that Member Hurtgen misses the point by stating that
my view would require an employer to essentially double the amount of
time allowed for distribution in work areas, and “to monitor closely the
situation, lest it unintentionally give one group more leeway than the
other.” These “concerns” are a red herring, as both the increase in time
and the “monitoring” problem would arise in any instance of disparate
enforcement whether conduct by supervisors or employees was the
According to Member Brame, a finding that an em-
ployer may not prohibit prounion distribution while en-
gaging in its own antiunion distribution would “jeopard-
ize” production and require employers to “subsidize”
union activity. Curiously, however, no mention of the
jeopardy to production or the subsidization of Section 7
activity is invoked when discussing the right of employ-
ers or their surrogates to freely distribute antiunion mate-
rials in work areas during worktime. These inconsistent
characterizations smack of a double standard that the
Supreme Court long ago found unlawful in Republic
Aviation, 324 U.S. 965 (1945) and its progeny for more
than a half century. Indeed, if Member Brame seeks to
invoke a standard upon which the lawfulness of Section
7 activity is determined by whether it can be character-
ized as “employer subsidized activity,” then Republic
Aviation would have no meaning because an employer
would be justified in prohibiting all union solicitation in
its facility, at all times, in all places, and under any cir-
cumstances. Under this standard, employers should be
free to discriminate against employees for engaging in
prounion conduct in the interest of preventing a jeopardy
to production.31 Until such time as Congress amends the
Act to reflect such a standard, it has no place in Board
decisions.32
Member Brame’s reliance on the language in Livingston Shirt, 107
NLRB 400, 406 (1953), in this regard, is misplaced. As discussed
infra, the captive audience rationale has implications far greater than
what is at issue here. Further, Livingston Shirt speaks of an increasingly
discredited era of an adversarial approach to labor relations. See Keeler
Brass Co., 317 NLRB 1110, 1116–1119 (1995) (W. Gould, concur-
ring). Today labor and management are frequently more open than
they were in the time of Nutone and even, to use the language of
Livingston Shirt, from time-to-time “strangely open hearted.” To the
extent that we can do so consistent with the Act which we are charged
to interpret, we should promote and not discourage such practice. See
W. Gould IV, Speech before the American Forest and Paper Associa-
tion Southern Conference Fall Meeting, “Promotion of Cooperative
Relationships between Labor and Management: Policies of the National
Labor Relations Board,” October 25, 1996, in Atlanta, Georgia; W.
Gould IV, Speech before the Nebraska Bar Association Labor and
Employment Law Section, “Employee Participation and Labor Policy:
Why the TEAM Act Should be Defeated and the National Labor Rela-
tions Act Amended,” June 7, 1996, in Omaha, Nebraska, and W. Gould
IV Speech before the Seventeenth Annual Seminar on Labor-
Management Relations, “Beyond ‘Them and Us’ Litigation: The Clin-
ton Board’s Administrative Reforms and Decisions Promoting Labor-
Management Cooperation,” February 29, 1996, in Indianapolis, Indi-
ana, reported in BNA Daily Labor Report 196 DLR 208 at D3, E. See
generally Robyn Meredith, “Many at the Saturn Auto Factory Are
Finding Less to Smile About,” The New York Times, March 6, 1998, at
A1 and Frank Swoboda, “Saturn Workers Vote to Keep Existing Pact:
Japanese-Style Contract Supported 2 to 1,” The Washington Post,
March 12, 1998, at D2.
trigger which created the discrimination. But such concerns would
never constitute a legitimate defense to such disparate enforcement of
an otherwise valid rule.
31
32 Thus, I find that the questions proposed in Member Brame’s opin-
ion, although an interesting academic exercise, to be of no relevance to
the instant case. I note, however, that to the extent his first question
suggests that my view today would logically lead to finding unlawful
“any employer solicitation or distribution regarding wages, hours, and
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
366
Member Brame also defends the instant prohibition
against prounion distribution on the ground that it is nec-
essary to protect employer free speech rights. In Mem-
ber Brame’s view, if an employer must permit employees
to distribute prounion material in the same (and in this
case limited) manner that its supervisors have distributed
antiunion literature, the employer’s free speech rights are
infringed by requiring its surrender of “production, order
and discipline in the workplace.” As noted above, such
blanket assertions about production and discipline ignore
the teachings of Republic Aviation, which set forth a
careful balance of the legitimate interests of both em-
ployers and employees. Taking this logic one step fur-
ther, however, Member Brame apparently must also view
Republic Aviation as burdening employer free speech
rights, because the Court required employers to (in
Member Brame’s terms) “surrender production” by af-
fording Section 7 rights to all employees rather than lim-
iting them just to those who oppose the union.33 Indeed,
one must wonder whether Member Brame’s views are
driven by a belief that Republic Aviation itself is incon-
sistent with the Constitution.
I also find inapplicable Member Brame’s analogy to
obligating one political party to pay for equal broadcast
time of the opposing political party. In the political
arena, no political party has, as here, exclusive control
over access to the primary avenues of communication. If
this was the case, our political system would be more
totalitarian or, at a minimum, more autocratic than de-
mocratic. This, I fear, is the approach which Member
Brame espouses for the workplace. It is an approach
which is fundamentally at odds with the National Labor
Relations Act itself.
terms and conditions of employment,” he is wrong. See Dayton Hud-
son, supra at fn. 17
33 Contrary to Member Brame’s assertion, employee activity during
nonworking time may be prohibited if it interferes with business inter-
ests. Beth Israel Hospital v. NLRB, 437 U.S. 483 (1978); NLRB v.
Baptist Hospital, Inc., 442 U.S. 773 (1979); Marshall Field & Co. v.
NLRB, 200 F.2d 375 (7th Cir. 1953); McDonald’s Palolo, 205 NLRB
404 (1973); Goldblatt Bros., 77 NLRB 1262 (1948); May Department
Stores, 59 NLRB 976 (1944). Thus, Member Brame’s contention that
the working/nonworking time demarcation is dispositive of employer
interests is in error. Stoddard-Quirk Mfg. Co., 138 NLRB 615 (1962).
In fact, my view has been that the case is wrongly decided. See Gould,
The Question of Union Activity on Company Property, 18 Vanderbilt
Law Review 73, 77–81 (1964). But Stoddard-Quirk is the law, and,
indeed, it helps illuminate the deficiencies in Member Brame’s analy-
sis. Whether the activity takes place during working or nonworking
time, the test for balancing competing interests is always the same.
Indeed, “Section 7 does not reach activities which inherently carry with
them a tendency toward . . . disturbing efficient operation of the em-
ployer’s business.” Caterpillar Tractor Co. v. NLRB, 230 F.2d 357,
358 (7th Cir. 1956) (employer lawfully prohibited wearing of employee
buttons with slogan “Don’t be a scab” even though the activity is en-
gaged in during nonworking time). Accord: Midstate Telephone Op-
erator v. NLRB, 306 F.2d 401, 403 (2d Cir. 1983). The failure to ap-
prehend this key point has contributed substantially to the confusion in
Member Brame’s opinion. Indeed, his opinion always ignores the
underlying reason for the test formulated in each area of the litigation.
To the extent that prior Board cases have held that it is
not unlawful for an employer to distribute literature to
employees in the face of a no-distribution rule,34 I re-
spectfully disagree with that precedent and would over-
rule it.35 Those cases generally rely on Nutone as the
basis for holding that such conduct is not unlawful.36
However, as noted above, the Court made clear in
Nutone that it is well within the discretion of the Board
to find—“as a matter of industrial experience”—that the
policies of the Act are not effectuated by allowing an
employer to prohibit employees from distributing union
literature while at the same time engaging in its own dis-
tribution of antiunion materials to the employees. My
experience in this field, as one who has been both a prac-
titioner and academic in this area for more than three-
and-one-half decades and most recently as the Chairman
of this Agency, teaches that employee free choice is dis-
turbed when supervisory distribution of literature pertain-
ing to a union election is permitted while similar distri-
butions by employees are prohibited.37 Moreover, as I
34 See, e.g., Fairfax Hospital, 310 NLRB 299 fn. 3 (1993); Summit-
ville Tiles, 300 NLRB 64, 66 (1990); St. Francis Hospital, 263 NLRB
834, 835 (1982), enfd. 729 F.2d 844 (D.C. 1984). While the captive
audience cases of which May Co., 136 NLRB 797 (1962), enf. denied
316 NLRB 797 (6th Cir. 1963) and Montgomery Ward, 145 NLRB 846
(1964), enfd. as modified 399 F.2d 889 (5th Cir. 1965), and Bonwit
Teller Inc., 96 NLRB 608 (1951), are illustrative also provide free
speech rights for unions, workers and employers in the workplace, they
are not directly implicated by the Nutone issue because they involve
nonemployees and, thus, necessarily implicate some of the considera-
tions contained in Lechmere, supra. Sometimes, when there are repre-
sentation proceedings, as in the instant case, Sec. 8(c) rights are not
involved because that free speech proviso is directed to unfair labor
practice cases rather than representation matters. See General Shoe
Corp., 77 NLRB 124, 127 (1948); Dal-Tex Optical Co., 137 NLRB
1782, 1787 fn. 11 (1962). Accord: Borden Mfg. Co., 193 NLRB 1028,
1034 (1971); Fiber Industries, 267 NLRB 840, 841 fn. 4 (1983). In
any event, the right of nonemployee union organizers to reply to cap-
tive audience speeches under appropriate circumstances is not extin-
guished by Lechmere and, most important, is not involved here.
35 Of course, the Tenth Circuit has already done so. See Head Divi-
sion of AMF, Inc. v. NLRB, supra.
36 I note that in Reno Hilton, 319 NLRB 1154 fn. 4 (1995), I, along
with former Members Browning and Truesdale, found it unnecessary to
rely on evidence of employer violations of its own no-solicitation rule
as evidence of disparate enforcement of the rule. Thus, the lawfulness
of such conduct was not squarely before the Board, as it is in the instant
case.
37 See Gould, The Question of Union Activity on Company Property,
18 Vanderbilt Law Review 73 (1964); Gould, Union Organizational
Rights and the Concepts of “Quasi-Public” Property, 49 Minnesota
Law Review 505 (1965). Indeed, the assumption contained in these
writings were subsequently affirmed in Excelsior Underwear, 156
NLRB 1236 (1966), which presumed that union communication was
necessary in light of the natural advantages available to employers at
company facilities. The Supreme Court has affirmed Excelsior Under-
wear in NLRB v. Wyman-Gordon Co., 394 US 759 (1969). As noted
above, in some of my opinions during my term of office I have empha-
sized enforcement of Excelsior Underwear in Mod Interiors, Inc., 324
NLRB 164 (1997); Fountainview Care Center, 323 NLRB 990 (1997)
(W. Gould, concurring); Technology Service Solutions, 324 NLRB 298
(1997) (W. Gould, concurring). At the same time, I have promoted
employer as well as union free speech. See Eldorado Tool, supra.
Except as contradicted by Lechmere, supra, the statute properly pro-
HALE NANI REHABILITATION
367
have noted elsewhere,38 the Lechmere holding—not yet
the law at the time of Nutone—burdens the ability of em-
ployees to communicate at the workplace—a “place
uniquely appropriate for dissemination of views” on this
subject.39
Member Brame contends that a finding that the instant
no-distribution rule has been unlawfully enforced would
necessarily lead to a rule whereby an employer would
engage in unlawful conduct if it gave a captive audience
speech without affording prounion employees the same
right to make speeches on companytime. I disagree.
First, although the captive audience cases are illustrative
of free speech rights for unions, workers, and employers
in the workplace, they are not directly implicated by the
Nutone issue because they involve nonemployees, and
thus necessarily implicate some of the considerations
contained in Lechmere.40 Second, the captive audience
speech is a peculiar sui generis kind of employer “solici-
tation,” and the issue of the right to respond poses more
invasive property problems—in the sense that production
would be halted altogether during speeches on working
time—than those at issue here.41 Thus, contrary to
Member Brame’s assertion, I do not believe that a find-
motes symmetry in avenues of communication for unions, employees
and employers.
38 See Mod Interiors, Inc. supra; and my concurring opinions in
Fountainview Care Center, supra, and Technology Service Solutions,
supra.
39 See fn. 7. Contrary to Member Brame’s assertion, Lechmere bur-
dens employee rights because the Court’s decision makes it more diffi-
cult for employees to hear the union’s message about union organiza-
tion when nonemployee organizers are denied access to private prop-
erty.
40 May Co., 136 NLRB 797 (1962), enf. denied 316 F.2d 797 (6th
Cir. 1963), Montgomery Ward, 145 NLRB 846 (1964), enfd. as modi-
fied 399 F.2d 889 (5th Cir. 1965), and Bonwit Teller Inc., 96 NLRB
608 (1951).
41 In this regard, Member Brame’s reliance on Boaz Spinning Co. v.
NLRB, 395 F.2d 512 (5th Cir. 1968), in support of his captive audience
analogy is misplaced. In that case, the issue before the court was
whether an employee was lawfully discharged for shouting at a captive
audience meeting that the plant manager was “no different than Cas-
tro.” That the employee was denied equal time to reply to a captive
audience speech was incidental to the litigated issue of whether he was
lawfully discharged. See F. W. Woolworth, 251 NLRB 111 (1980);
Masoneilan International, 223 NLRB 965 (1976); J. P. Stevens, 219
NLRB 850 (1975); Prescott Industrial Products Co., 205 NLRB 51
(1973), enf denied 500 F.2d 6, 11 (8th Cir. 1974). Notwithstanding the
above, however, it is noteworthy that Member Brame fails to address
the one Board case that is on point which holds that employees have the
right to respond to captive audiences and, as part of its rationale, states
that employees have a greater right to respond in this regard than do
nonemployees. See Biltmore Mfg. Co., 97 NLRB 905 (1951). As the
Board said: “[t]he factual setting of this case essentially the same in its
operative facts as the situation existing in Bonwit Teller. Indeed, in
several respects the instant case is an even stronger one for applying the
rule of Bonwit Teller. . . . [I]n this case the union representative . . .
was actually an employee rather than an outside union representative
. . . .” Id. at 906.
ing of objectionable conduct here runs afoul of the well-
settled law pertaining to captive audience speeches.42
Nonetheless, I confess that Member Brame’s lengthy
opinion makes one point which possesses merit. In dis-
cussing Lechmere, he states that my definition of dis-
crimination would extend to managerial and supervisory
access for “normal business” and then, appearing to rec-
ognize that Lechmere itself, as well as the employee
cases, have long ago rejected his own straw man, he
states that if my analysis is predicated upon employer
conduct “there is no principled rationale for not allowing
nonemployee union organizers to engage in the same
solicitation and distribution activity as company offi-
cials.” Member Brame is correct.43 But his opinion fails
to take account of the fact that the Supreme Court itself
has established a rigid and, to use Member Brame’s lan-
guage “illogical” demarcation line between nonemployee
and employee activity in Babcock and Lechmere.44 The
Board is subordinate to the Supreme Court.45 Yet, Mem-
42 To that end, Member Brame’s discussion of the legislative history
of Sec. 8(c) and the overruling of Clark Bros., 70 NLRB 802 (1946),
enfd. 163 F.2d 373 (2d Cir.1947), and its progeny have nothing what-
soever to do with the instant issue, as that law simply stands for the
proposition that captive audience speeches are to be permitted.
43 As relevant to the discussion in the text, the Court rejected my
views in its Lechmere opinion. W. Gould, “The Question of Union
Activity on Company Property,” 18 Vanderbilt Law Review 73 (1964).
However, it must also be noted that the “noncoercive anti-union activ-
ity” which Member Brame so champions was not part of the Court’s
analysis in Lechmere, and thus his comment that my “expanded”
definition of discrimination would have required a different result in
Lechmere is in error and, in any event, is not in any way relevant to the
instant issue.
44 The Court of Appeals for the Sixth Circuit has reminded us again
of the importance of the demarcation line between nonemployees and
employees in Meijer Inc. v. NLRB, 156 LRRM 3057 (6th Cir. 1998). In
his opinion, Member Brame states that Meijer has nothing to say of
controlling precedent relied upon in that circuit. This is true. But it has
everything to say about the way in which his opinion cobbles together
principles relating to nonemployees and applies them to employees.
45 To this end, Member Brame’s suggestion that I am attempting to
“compensate” for the effects of Lechmere is off the mark. My view is
no more compensation for Lechmere than is the Supreme Court’s
unanimous holding that paid union organizers, excluded from company
property under Lechmere, may come inside the employer’s gates by
applying for work and, in so doing, are “employees” within the mean-
ing of the Act. NLRB v. Town & Country Electric, 516 U.S. 85 (1995).
In any event, the point is not to “compensate” for Lechmere. Rather,
it is to recognize that Lechmere is part of the new “industrial realities”
that we are to consider as directed by the Court in Nutone. Thus, where
new issues are implicated by the emergence of such realities, it is the
Board’s duty to address them. There are numerous examples of this:
(1) Lockouts: See American Ship Building v. NLRB, 300 U.S.
380 (1965), where the Court recognized the right of an employer to
lockout employees in support of its bargaining position to be the
correlative to the union’s right to strike, because the right to strike
served to create such problems for an employer. Indeed, Justice
Stewart pointed out that such a right does not harm the collective
bargaining process because “the right to bargain collectively does
not entail any ‘right’ to insist on one’s position free from economic
disadvantage.” Id at 309. Accord: NLRB v. Teamsters Local 449
(Buffalo Linen Supply Co.), 353 U.S. 87 (1957). In essence, it was
the previously recognized right to strike which served as a rationale
for the right to lock out. See also International Paper Co. v. NLRB,
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
368
ber Brame’s entire opinion is a sweeping attack upon not
only the National Labor Relations Act, which we are
charged to interpret, but also the distinctions articulated
by the Supreme Court itself.46
As the conclusion of his opinion reveals, the opinion’s
thrust is to require labor organizations to communicate
and organize without protection under the Act—and his
implicit yet readily apparent suggestion, that the content
of the unions’ message is less appealing to workers to-
day, reveals the concurrence’s personal views, views
which are irrelevant to our statutory mandate.
115 F.3d 1045 (D.C. Cir 1997) (rule allowing an employer the right
to permanently subcontract during a lockout was recognized, in
part, because of recognition that a contrary rule would provide in-
centive to an employer to provoke a strike and accomplish—via
permanent replacements—what it could not by locking out em-
ployees).
(2) No-Strike Injunctions: See Boys Markets v. Retail Clerks
Local 770, 398 U.S. 235 (1970) where the Court recognized the
right to enjoin—in certain circumstances—strikes concerning mat-
ters which are subject to a mandatory grievance arbitration proce-
dure because the no-strike clause is a quid pro quo for a broad arbi-
tration provision in the collective bargaining agreement. Accord
Justice Stevens’ dissenting opinion in Buffalo Forge v. United
Steelworkers, 428 U.S. 397, 413 (1976). See also W. Gould, On
Labor Injunctions Pending Arbitration: Recasting Buffalo Forge,
30 Stanford L. Rev. 533 (1978).
(3) Concerted Activity: The Alleluia Cushion Co. Inc., 221
NLRB 999 (1975), presumption of concerted activity is an appro-
priate response to the complexity of analysis required to determine
whether an individual employee’s action is concerted under the ra-
tionale of Mushroom Transportation Co. v. NLRB, 330 F.2d 683
(3rd Cir. 1964), and the reasoning of the former decision is related
to this development. Under Mushroom Transportation, an individ-
ual employee’s action can be found concerted only if it can be
shown that the action was engaged in with the object of initiating
or inducing or preparing for group action, or that it was in some
way related to group action. An unsophisticated, unrepresented
employee’s protection can rest on the happenstance of how and
where he phrased his collective concern. The Alleluia doctrine
avoids such contorted analysis and potentially unfair results by
making a rebuttable presumption that other employees consented to
an individual employee’s assertion of a work-related statutory
right. See William B. Gould, “Recent Developments under the Na-
tional Labor Relations Act: The Board and the Circuit Courts,” 14
U.C. Davis Law Review 497, 513–519, 1981.
These are but a few examples of instances where rules were devised
because of the judge made realities that have emerged in the courts. In
all of these areas and in many others as well—the law has been fash-
ioned with specific reference to the context of related rules of law.
Indeed, in Boys Markets the Court abandoned stare decisis to achieve
this objective. Here, where the Court has “invited” the Board to formu-
late doctrine based upon a record, it is appropriate for the Board to take
into account the intervening developments contained in Lechmere.
46 Member Brame’s reliance on Thomas Jefferson’s “ringing words”
that “to compel a man to furnish contributions of money for the propa-
gation of opinions which he disbelieves, is sinful and tyrannical,” again
dramatizes the fact that he views any prounion activity by employees
on company property, even during nonworking time, as employer
subsidization of that activity which is both “sinful and tyrannical.”
Indeed, contrary to Member Brame’s assertion, employees frequently
are paid for nonworking time such as lunch periods and rest periods—
and in any event they are using company property—which, under
Member Brame’s rationale, means they are receiving “contributions”
that are “sinful.” This, of course, is contrary to Republic Aviation.
Finally, I disagree with Member Hurtgen’s contention
that a departure from Board precedent is somehow un-
warranted absent “thorough briefing by the parties and
interested amici.” As he is well aware, the Board has, on
numerous occasions in the past, overruled past precedent
without having the issue briefed by the parties or amici.47
Indeed, my colleague’s finding, that reversing precedent
is unwarranted absent such briefing, represents in itself a
departure from precedent.
Thus, I find, contrary to my colleagues, that in view of
the supervisory distribution of antiunion material in work
areas of the facility, the Employer engaged in disparate
enforcement of it’s no-distribution rule, and that such
enforcement constitutes objectionable conduct warrant-
ing setting aside the election.48
Today’s decision mocks the idea that the National La-
bor Relations Act is a Magna Charta or bill of rights for
workers. Again, it says what the Supreme Court has re-
jected regarding the highest office in the land, i.e., that
the “king can do no wrong.”
The poet laureate Archibald MacLeish said it best
when he observed: “This land acknowledges no
princes!”49 But that is what the majority does today. I,
therefore, dissent.
47 See, e.g., Carpenters Local 1031, 321 NLRB 30, 32 (1996); Sun-
rise Rehabilitation Hospital, 320 NLRB 212 (1995); J. E. Brown Elec-
tric, 315 NLRB 620 (1994).
48 Because I have found that the Employer has disparately enforced
its no-distribution rule, I find it unnecessary to address whether the rule
is unlawful on its face, and whether the Board’s current standard for
determining the validity of no-distribution rules is appropriate.
49 See Archibald MacLeish, Collected Poems, 1917–1982, “Ac-
knowledgment,” p. 406, Houghton Miflin Company (1985).
The full text read as follows:
“. . . I shall not again publicly acknowledge you.” Francis
Cardinal Spellman to Eleanor Roosevelt. July 21, 1949.
Prince of the church whose lofty mind
Looks down upon the whole creation—
You who acknowledge human kind—
Consider, Prince, your place and nation.
Prince who can acknowledge man
—The word hurts and the spirit winces—
Prince, consider if you can
This land acknowledges no princes!