267 NLRB 186
Brown and Lambrecht Earth Movers, Inc.
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Brown and Lambrecht Earth Movers, Inc. and Op-
erating Engineers Local Union No. 3 of the In-
ternational
Union
of Operating
Engineers,
AFL-CIO. Case 27-CA-7774
16 August 1983
DECISION AND ORDER
BY CHAIRMAN DOTSON AND MEMBERS
JENKINS AND ZIMMERMAN
On 21 January 1983 Administrative Law Judge
Timothy D. Nelson issued the attached Decision in
this proceeding. Thereafter, Respondent filed ex-
ceptions and a supporting brief, and the General
Counsel filed cross-exceptions and a supporting
brief, as well as an answering brief in opposition to
Respondent's exceptions.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its au-
thority in this proceeding to a three-member panel.
The Board has considered the record and the at-
tached Decision in light of the exceptions and
briefs and has decided to affirm the rulings, find-
ings,' and conclusions2 of the Administrative Law
Judge and to adopt his recommended Order, as
modified herein.3
I Respondent has excepted to certain credibility findings made by the
Administrative Law Judge. It is the Board's established policy not to
overrule an administrative law judge's resolutions with respect to credi-
bility unless the clear preponderance of all of the relevant evidence con-
vinces us that the resolutions are incorrect. Standard Dry Wall Products,
Inc., 91 NLRB 544 (1950), enfd.
188 F 2d 362 (3d Cir. 1951). We have
carefully examined the record and find no basis for reversing his findings.
The Administrative Law Judge stated in sec. I,A, of his Decision that
laborers were excluded from the petitioned-for unit and the election oc-
curred on December 12, whereas the record shows that laborers were in-
cluded in the unit and the election occurred on December II. Further,
the Administrative Law Judge stated inadvertently at fn. 22 that certiora-
ri review had been denied in NLRB v. Transportation Management Corp.,
674 F.2d 130 (Ist Cir. 1982), whereas certiorari review was granted, 103
S. Ct. 372 (1982).
2 We adopt the Administrative Law Judge's dismissal of an alleged
violation of Sec. 8(a)(1) of the Act growing out of a conversation be-
tween Terry Carlen and Supervisor Bruce Hutton. In so doing, we rely
on the credited testimony of Carlen that the conversation was one of
many between the men, most of which were initiated by Carlen and often
included solicitations of the other's union sentiments. (Hutton himself was
a member of another local of the same international union.) That Hutton,
on this occasion, was the initiator of the conversation does not raise his
inquiry as to why Carlen thought so much of the Union into a violation
of the Act under PPG Industries, Lexington Plant. Fiber Glass Division,
251 NLRB 1146 (1980). This casual conversation was part of a larger dia-
logue between the men and does not manifest the kind of discouragement
of union activities which PPG Industries, supra, seeks to prevent.
Chairman Dotson would also dismiss the alleged violation. Following
Member Hunter's dissenting opinion in Donnelly Co., Division of Brock-
house Corp., 265 NLRB No. 196 (1982), he would overrule PPG Indus-
tries and its rule with regard to questioning known union adherents as to
their union sentiments.
a We agree with the Administrative Law Judge that reinstatement is
an inappropriate remedy as work on the Intermountain Power Project
was of limited duration; however, we shall modify his recommended
remedy, Order, and notice to require Respondent to send a letter to
Gerald Briggs and Terry Carlen stating that they will be considered eligi-
ble for employment in the future at any of Respondent's projects if they
267 NLRB No. 35
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Re-
lations Board adopts as its Order the recommended
Order of the Administrative Law Judge, as modi-
fied below, and hereby orders that the Respondent,
Brown and Lambrecht Earth Movers, Inc., Delta,
Utah, its officers, agents, successors, and assigns,
shall take the action set forth in the said recom-
mended Order, as so modified.
1. In paragraph I change "in any other like or
related manner" to "in any like or related manner."
2. Substitute the following for paragraph 2(a):
"(a) Make employees Gerald Briggs and Terry
Carlen whole, with
interest,
for, respectively,
having prematurely laid Briggs off on December 3,
1981, and for having refused to recall both Briggs
and Carlen when work on the IPP was resumed in
1982, and assure them in writing of their future eli-
gibility for employment by Respondent in the
manner and to the extent set forth in this Deci-
sion."
3. Substitute the attached notice for that of the
Administrative Law Judge.
should choose to apply for employment at any of them. Respondent is
not required to offer Carlen and Briggs employment at other projects but
only to consider them for employment on a nondiscriminatory basis. Al
Monzo Construction Co., 198 NLRB 1212, 1219 (1972).
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
After a hearing at which all parties had the chance
to introduce evidence and arguments, the National
Labor Relations Board has found that we violated
employee rights in connection with our IPP job at
Delta, Utah, by laying off Gerald Briggs before he
would otherwise have been laid off for the winter,
and by refusing to recall Gerald Briggs or Terry
Carlen when work resumed on that project in the
spring, all because Gerald Briggs and Terry Carlen
supported Operating Engineers Local Union No. 3
of the International Union of Operating Engineers,
AFL-CIO, in its organizing campaign at the IPP
job in the autumn of 1981. The Board has ordered
us to stop violating employees' rights under Feder-
al law and to live up to the promises in this notice.
The National Labor Relations Act gives em-
ployees the right to form, join, or assist unions,
to bargain collectively with their employers
through representatives freely chosen by a ma-
186
BROWN AND LAMBRECHT EARTH MOVERS
jority of them, to engage in other group activi-
ties for their mutual aid and protection, on the
job, and to refrain from such activities unless
that right has been limited by a lawful union-
security agreement with an employer requiring
employees to join a union after they have been
employed for a certain grace period.
WE WILL NOT lay off or fail to recall em-
ployees from layoff in order to discourage
membership in Operating Engineers Local 3,
or any other union.
WE WILL NOT in any like or related manner
interfere with, restrain, or coerce employees in
the exercise of the rights guaranteed them by
the Act.
WE WILL make whole Gerald Briggs and
Terry Carlen, with interest, for the unlawful
discrimination we practiced against them, and
WE WILL assure them in writing that they are
eligible for future employment by us.
BROWN
AND
LAMBRECHT
EARTH
MOVERS, INC.
DECISION
STATEMENT OF THE CASE
TIMOTHY D. NELSON,
Administrative
Law Judge:
Timely unfair labor practice charges were filed by Oper-
ating Engineers Local 3 (Union) against Brown and
Lambrecht Earth Movers, Inc. (Respondent), on March
22, 1982.' Following an administrative investigation into
them, the Regional Director for Region 27 of the Na-
tional Labor Relations Board (Board) issued a complaint
and notice of hearing against Respondent on May 27.
The complaint alleges, in substance, that Respondent, for
discriminatory reasons relating to their organizing activi-
ties for the Union, prematurely laid off equipment opera-
tor Gerald Briggs in early December and refused to
recall him when construction resumed in the spring and
that Respondent similarly refused to recall equipment op-
erator Terry Carlen when work resumed in the spring.2
The complaint also alleges that Respondent's agents
made unlawfully coercive statements to employees bear-
ing on their union activities.
Respondent
duly
answered,
admitting
the
supervisory/agency status of certain named individuals
and that its operations were properly subject to the
Board's jurisdiction, but denying any substantive wrong-
doing.
I heard the matter in trial at Salt Lake City, Utah, on
November 9 and 10, 1982. I have given close considera-
This case concerns events occurring over the period autumn 1981 to
early spring 1982. The calendar year of events described below will
therefore be apparent solely from the month references.
I Unlike Briggs' early December layoff, Carlen's layoff in late Decem-
ber is not alleged to have been unlawful.
tion to the post-trial briefs filed by the parties and, upon
the entire record 3 I make these:
FINDINGS OF FACT AND PRELIMINARY
CONCLUSIONS
A. Background and Overview
Respondent, an Illinois corporation engaged generally
in earth moving and related heavy construction work,
was the contractor engaged in site preparation and road-
bed clearing on the preliminary stages of the construc-
tion of a large power plant at Delta, Utah, 4 known as
the Intermountain Power Project (IPP). The major por-
tion of Respondent's work on the IPP took place be-
tween September and June.
Tom Lambrecht, one of Respondent's executive offi-
cers, was in regular telephonic contact with the jobsite
from his offices in Illinois, and also made occasional
visits to the site. Day-to-day control of the Delta oper-
ation was exercised by Respondent's Project Manager
Elmer William (Bill) Block, who was also responsible for
decisions about the hiring, layoff, and firing of employ-
ees. James Florey was a project administrator, involved
in administrative duties which were performed in the
construction office maintained by Respondent near the
jobsite. Crew foremen directly supervised various onsite
operations. 5
At full complement in the period between September
and late November, Respondent employed as many as
130 persons working in heavy equipment operation and
laboring capacities. Those employees were not represent-
ed by a union. On September 28, however, the Union
filed a representation petition in Case 27-RC-6274 seek-
ing an election in a unit of equipment operators and re-
lated miscellaneous classifications (but excluding, among
others, laborers). An election was held on December I1,
which the Union lost by a vote of 49 to 30, with 13 non-
determinative challenged ballots. Despite the Union's ob-
jections, the Board certified the results on June 21, 1982.
Alleged discriminatees
Terry Carlen
and Gerald
Briggs were prounion activists in the preelection organiz-
ing drive and campaign, both of them securing several
authorization cards from their fellow operators and oth-
erwise talking up the Union and also serving as the
Union's official observers at the December 12 election.
Respondent's agents, including Project Manager Block,
readily concede that they knew of Briggs' and Carlen
prounion activities, along with those of other operators;
and there were, admittedly, many conversations between
Respondent's agents and known prounion employees (in-
cluding Briggs and Carlen) on the subject of the union
I The record was held open until the due date for receipt of briefs for
the purpose of permitting the parties to furnish a stipulation regarding the
precise dates when a certain Charlie Spires occupied status as the statu-
tory supervisor and agent of Respondent. Such a stipulation was timely
furnished by the parties and I received it into evidence and closed the
record by written order dated December 10, 1982.
4 Respondent annually purchases and receives goods and materials
valued in excess of $50,000 directly from points and places outside Utah.
s Any person identified hereafter as a foreman has been admitted by
Respondent to be a "supervisor" within the meaning of Sec 2(1 I) of the
Act.
187
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
drive. Respondent's
agents campaigned
actively,
all
under
the general advice and supervision of Rich
Curren, a private labor relations consultant.
Carlen and Briggs were among the first group of oper-
ators hired directly by Block at the start of IPP site
preparation work in September. Carlen had worked for
Respondent on other construction projects in the Mid-
west and his work background was personally known to
Block. As is discussed in greater detail below, Block
maintains that both Briggs and Carlen revealed undesira-
ble performance traits on the IPP, linked to a poor "atti-
tude"; but Block concedes that each was an able and ex-
perienced operator of the types of heavy equipment used
by Respondent on that job.
Briggs was working as a night-shift loader operator
until early November, when he was reassigned to the
day shift. Block testified without contradiction that the
night-shift operator complement was cut back from 40 to
12 at this time. Almost all of those operators were appar-
ently retained, however, just as Briggs was.6
Briggs was selected by Block for layoff on December
3, a point roughly 2-1/2 weeks before the December 20
date on which the largest group of remaining operators
was laid off in connection with a general winter shut-
down.7
Carlen was laid off on December 19. Neither Carlen
nor Briggs was told at the time of layoff that he would
not be recalled. Indeed, Block testified that he had not
formed any specific intention not to recall Briggs or
Carlen when they were laid off. Rather, Block testified
in substance that he was unimpressed by their perform-
ance in September through December and was thereafter
able to find adequate, qualified help for the renewed op-
erations in February without ever having to resort to re-
calling Briggs or Carlen.
6 Respondent suggests otherwise-that Briggs received special treat-
ment in surviving the reduction in the night-shift complement whereas
most others did not. (Resp. br. at 3) Resp. Exh. 2, a job history summary
for each employee, contradicts this, however, for it shows that, at best,
only five operators were actually laid off in or around early November,
thus warranting the conclusion that other operators removed from the
night shift were, like Briggs, reassigned to day-shift positions. And see fn.
7, infra.
7 Respondent makes a number of contentions about others laid off
before the December 20 layoff. These contentions are all purportedly de-
rived from Resp. Exh. 2, but they do not seem to be well supported from
my own analysis of that exhibit. For example, Respondent asserts (at br.
p. 3) that "18 other operators were layed [sicl off between the dates No-
vember 22nd and December 9th."
Apart from the seeming arbitrariness
of the period selected (commencing on a Sunday and ending on a
Wednesday), Respondent apparently treats as a "layoff" any operator
whose name appears in the "Term. Date" column for the selected period.
The exhibit was not adequately qualified to be used for that purpose
however; and, absent such proper qualifying foundation, I would more
readily assume that at least some of the operators listed in the "Term.
Date" column were either quits or discharges for cause and not merely
"layoffs" (with expectancy of recall) on the dates shown. This latter con-
clusion is also supported by the fact that some operators are included
under both the "Date of Layoff" column, as well as the "Term. Date"
column (e.g., Briggs and Carlen) whereas most of the operators in the
"Term Date" column are not included in the "Date of Layoff" column.
At best, therefore, Resp. Exh. 2 is inconsistent in its format. It also suffers
from other inconsistencies (both internal and with other uncontroverted
and credible record evidence) too numerous to warrant detailing. Except
as specifically noted above and below, therefore, I do not find that exhib-
it to be reliable.
Respondent acknowledges on brief, and the record
likewise shows, that most of the operators originally em-
ployed in the autumn were recalled for work in the early
spring.8
Respondent further admits, and its Exhibit 2
likewise shows, that 10 operators were hired in 19829
who had not previously worked
for Respondent in
1981-all but 2 of those having been referred to Re-
spondent by a local "Job Service" agency and whose
skills therefore were not personally known to Block
when he hired them.
B. Alleged 8(a)(1) Violations and Other Evidence
Suggesting Respondent's Union-Related Hostility
Towards Briggs and Carlen
Briggs' and Carlen's disputed versions of certain
union-related conversations with supervisory agents of
Respondent are the evidentiary bases on which the Gen-
eral Counsel claims that Respondent's agents made state-
ments violative of Section 8(a)(l). And, with the excep-
tion of two additional alleged statements made by Block
and by Project Administrator Florey to office employee
Linda
Thomas, Briggs' and Carlen's disputed versions
are also the bases on which the General Counsel rests in
asserting that Respondent harbored animosity towards
them because of their union activities and was moved by
that animus to curtail their employment on the IPP.
Because there are essentially irreconcilable testimonial
disputes between Briggs and Carlen and the supervisory
agents, credibility determinations will be necessary in
each instance. Each party, recognizing this, has argued at
some length on brief that opposing witnesses should be
discredited because they had some institutional or per-
sonal
"interest"
or bias.
While such
considerations
cannot be ignored, I do not find them persuasive in
reaching conclusions below. Thus, it is necessarily true
that Carlen and Briggs had personal stakes in the out-
come which may have tainted their testimony. Similarly,
Linda Thomas, the third witness for the General Coun-
sel, was shown eventually to have left Respondent's
employ under bitter circumstances and she clearly re-
tained a strong residue of resentment over what she
viewed as unfair treatment at Respondent's hands. But,
as the General Counsel effectively established, Respond-
' Purportedly relying on data gleaned from Resp. Exh 2, Respondent
claims here that of 93 operators employed at one point or another in
1981, 65 were recalled between February and April 1982, while 36 such
operators were not. While Respondent's figure of 93 operators employed
in 1981 appears to be correct (counting Beardsley, see fn. 9), it is
hot
evi-
dent how Respondent derived the remaining figures of 65 recalls and 36
nonrecalls. There is, moreover, a facial difficulty in accepting Respond-
ent's latter figures since they total 101-not 93, the 1981 base figure posit-
ed by Respondent. I have found Resp. Exh 2 to be too ambiguous to
justify anything more than the conclusion that most 1981-employed oper-
ators were recalled in 1982. And, bearing in mind, as discussed previously
in fn. 7, that at least some of the 1981-employed
operators must have
fully severed their employment tie by voluntary quit or discharge for
cause before the spring recall, I would infer that the number of nonre-
called but still eligible operators from 1981 was lower than the base figure
of 93 used by Respondent This would, in turn, make the percentage of
such eligible operators who were recalled in 1982 larger than Respond-
ent's figures would suggest.
I Ignoring as a plain error the hiring date of "10/02/82" shown on
Resp. Exh. 2 for operator Beardsley who is otherwise shown to have
worked in 1981 and to have been "terminated" in December.
188
BROWN AND LAMBRECHT EARTH MOVERS
ent's supervisory witnesses, long-time employees of Re-
spondent, usually with other family members in Re-
spondent's employ, could reasonably be suspected also of
a temptation to shade their testimony (especially regard-
ing allegedly violative statements attributed to them).
But these countervailing "probability" arguments tend to
cancel out one another, and I therefore do not rely on
them.
What has influenced me in findings below was the
presence or absence of real conviction or coherence in
each witness' account, warranting these summary gener-
alizations: Briggs was an often-confused, vague, and in-
consistent witness in reporting conversations with super-
visors which are alleged to violate Section 8(a)(l). His
testimony in this area also lacked conviction and suggest-
ed a degree of improvisation. Carlen testified with great-
er apparent conviction and memory for detail, but, as to
one key account discussed below, he engaged in a signifi-
cant shift, seemingly shaping his account to adapt to a
potentially damaging trial development.
By contrast,
with one exception, in denying the 8(a)(1) or "animus"
testimony of Briggs and Carlen, the supervisors testified
with more impressive conviction and an ability to recall
tangential details which inspired greater confidence.
Thus, influenced by these demeanoral and related as-
pects, I find as follows regarding certain conversations
with supervisors testified to by Briggs and Carlen:
Briggs testified about two conversations
in Octo-
bert 0-one
with a day-shift foreman, Norm Phillips,
while Phillips was driving Briggs to the jobsite as a per-
sonal accommodation; the other with his own foreman
on the night shift, Jim McWilliams. As to his conversa-
tion with Phillips, Briggs' version, in summary, is that
the two men were talking about aircraft and that Briggs
changed the subject and asked Phillips what Briggs'
chances might be to stay on as an employee of Respond-
ent after the IPP work was completed. Phillips then as-
sertedly replied that Briggs' chances would be "slim" if
Briggs "would continue in talking about union organiza-
tion." I
Following a leading question, Briggs also re-
called that Phillips said that Briggs was "doing too much
talking about the union around other employees" and
that if he "continued," he "would have some difficult
problems with employment."
For reasons summarized earlier, I found more convinc-
ing Phillips' versions, in substance, that no such ex-
change took place during the ride which Phillips admit-
tedly gave to Briggs, and that the only time anything re-
sembling such a discussion took place was at a later time,
on the jobsite during a lull in work activity. Phillips re-
calls that Briggs speculated aloud at the jobsite that
Briggs' affiliation with an Operating Engineers Local in
Peoria, Illinois, might be of some use to him in securing
work on jobs which Respondent
ran on a "union"
to Briggs was led by the General Counsel to acknowledge that the
month in which these alleged conversations occurred was October
Briggs was no more precise about when they occurred or which oc-
curred or which occurred first.
I This is one of the several formulations Briggs gave when questioned
on the subject at various points during direct and cross-examination.
basis. 2 And Phillips states that he agreed that such an
affiliation might do Briggs "some good" on future
"union" jobs. He also recalls saying that Briggs' Peoria
Local affiliation would "not do him any good on the
I.P.P. site for, at least, the present scope of B & L's
work there because . . . it would be done on a non-
union basis."
The General Counsel does not argue that Phillips' ad-
mitted version violated Section 8(a)(1). A case could
nevertheless be made that Phillips' admitted remark
might violate Section 8(a)(1) as tending to encourage em-
ployees in the belief (contrary to law) that a union affili-
ation could be of some advantage in securing initial em-
ployment on a "union" job. In context, it would be diffi-
cult to conclude, however, that Phillips' admitted later
remarks-that Briggs' union affiliation would "not do
him any good on the I.P.P. site"-were intended to, or
did, amount to a caution against engaging in organizing
activities for the Union. Rather, in context, they appear
to convey the message simply that, since that IPP job
was nonunion, Briggs' affiliation with the Peoria Local
would be of no particular advantage to him in retaining
employment.
In any case, the credited testimony is a far cry from
the allegation in the complaint that Phillips "interrogated
an employee concerning his union activity and ordered
him to discontinue his union activity" (emphasis sup-
plied). I would, therefore, dismiss that allegation. Nei-
ther, in my opinion, does the credited testimony suggest
any particular animus on Phillips' part towards Briggs
because of his union activities. For that reason, I ignore
the Phillips-Briggs exchange in assessing the alleged
cases of unlawful discrimination against him.
As to the McWilliams conversation, I do not believe
Briggs' testimony to the effect that McWilliams took
Briggs aside and asked him if he "knew what [he] was
doing to represent the Union" and then delivered some
kind of tirade involving threats to see that Briggs would
be terminated if he were to continue in his organizing ef-
forts. Apart from obvious discrepancies among his var-
ious versions of the exchange, Briggs appeared at times
to go well beyond mere misrecall into the zone of inven-
tion. For example, he averred at one point that McWil-
liams had even stated that he would never have hired
Briggs if the decision had been left up to him (in Briggs'
words: ". . . he would fire me from day one. He would
not even have accepted me"). When I then asked Briggs
if McWilliams had specifically stated why he would
never have hired Briggs, Briggs had no difficulty in "re-
calling" additionally that McWilliams had actually stated
that it was "because" Briggs was "union-affiliated." Else-
where, however, Briggs acknowledged that his union ac-
tivities on the IPP site did not begin until some weeks
after he started working there; and there is no evidence
that his affiliation with the Peoria Local was ever known
to Respondent's agents at the time he was hired.
Independent
of these considerations,
McWilliams'
denial of Briggs' account was credibly uttered and what
12 It is uncontradicted that Respondent has, on some of its projects,
recognized and contracted with a local affiliate of the International
Union of Operating Engineers
189
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
he admits to having said to Briggs on the subject of the
Union ("I just didn't believe in paying somebody to find
work for me") is legally innocuous.13 I would, therefore,
dismiss the complaint allegation that McWilliams unlaw-
fully "interrogated" and "threatened" Briggs about his
union activities. In addition, I find nothing in the cred-
ited testimony here that would suggest animus against
Briggs or a predisposition to discriminate against him be-
cause of his protected union activities (as distinguished
from work-interruptive activities).
Carlen testified about three separate, union-related dis-
cussions with supervisory foremen-one with his fore-
man, Bruce Hutton, and two with Charlie Spires, de-
scribed by Carlen as an "old friend" who resided at the
same trailer park as did Carlen and other operators. Each
of these is relied on by the General Counsel as evidence
of Respondent's hostility towards Carlen's union activi-
ties, although only two of them are alleged as 8(a)(l)
violations.
As to his conversation with Hutton, Carlen testified as
follows under examination by the General Counsel:
Q. Did you ever speak with Bruce Hutton about
this? ["the union"]
A. I spoke to all the foremen, the supervision.
The only one I didn't talk to was Tommy Lam-
brecht or Mr. Brown, but otherwise, I spoke to ev-
eryone from there on down.
Q. Was there a conversation in particular with
Mr. Hutton where he asked you about the union?
A. Oh, yes, a number of occasions. One in partic-
ular where I was rather upset with him one noon
hour. I said, "Why in the world are you against the
union?"
Q. Who was present when you had this conversa-
tion?
A. I don't recall who was present. I don't recall
who was present.
Q. Was that at the jobsite?
A. Yes, it was during noon hour.
Q. Do you recall when it was, when this took
place?
A. No, but I spoke to him many times.
JUDGE NEL.SON: IS this paragraph 5(a)?
MR. CHAVEZ: Yes
BY MR. CHAVEZ:
Q. What was said in that conversation with Mr.
Hutton?
A. Well I asked him why, I said, "You have car-
ried a union card longer than 1. What are you
against the union for?"
And he says, "I don't think it is a good local."
I said, "Well that's beside the point. There is
other locals. There will be other trades coming on
is McWilliams stated that in an entirely unrelated event, when produc-
lion had stopped and he had received a report that Briggs and others
were signing union cards and/or reading union literature while supposed
to be working, he went to the area and told the assembled workers,
Briggs included, that "If they didn't get to work and if [he] caught them
doing it again, [He would] fire them." This was not alleged in the com-
plaint nor litigated at trial, nor argued on brief as an independent viola-
tion and I would not so find on this record, crediting McWilliams' ac-
count of the circumstances.
this project to do the work. It won't just be local
3."
He said, "That part don't worry me any. I don't
expect to be here that long anyway."
Q. How did this conversation begin?
A. Well, I was for the union and he was against
it. What do you mean how it began? In what sense?
What day it began?
Q. No, who initiated the conversation? Was Mr.
Hutton doing anything at the time?
A. Yeah, I think he brought it up at the time.
Most of the time I brought it up, but I think at this
time he brought it up.
Q. What did he ask you or tell you?
A. He asked me why I though so much of the
union, and I explained to him why, because of the
benefits, later outcome after it is organized, work-
manship so far as health and welfare, working con-
ditions.
Hutton testified for Respondent and did not directly
deny that the exchange occurred as Carlen reported it;
although Hutton testified generally regarding his several
union-related conversations
with Carlen that it had
always been Carlen who had "initiated" them. I credit
Carlen's essentially undenied account, including his spe-
cific recollection as to who "initiated" this particular
conversation, viewing Hutton's general suggestion to the
contrary as reflective of no clear recollection on his part.
As noted by the General Counsel on the record, this
incident is the subject of a complaint allegation that Re-
spondent, through Hutton, violated Section 8(a)(l) by
"interrogating" Carlen "concerning his union activities
and sympathies."
The General
Counsel ignores the
matter in his brief; and, were it not for the Board's hold-
ing in PPG,14 I would be inclined to treat the General
Counsel's silence on the question of the legality of Hut-
ton's conduct as an abandonment of the allegation. This
would be consistent with my own view that any "inter-
rogation" in the episode decribed by Carlen is hard to
spot and, once identified (i.e., "He asked me why I
thought so much of the union . . ."), it is yet more diffi-
cult to identify any coercive quality to the question. This
is especially so when one considers the essentially infor-
mal, man-to-man setting described by Carlen, in which
Carlen is admittedly talking with a low-level foreman
who, consistent with construction industry practice, him-
self holds membership in a sister local of the Internation-
al Union.
PPG, supra, nevertheless requires me to take the matter
seriously as a potential 8(a)(1) violation, even if the Gen-
eral Counsel has chosen not to address the point. For
PPG reflects a disposition by the Board to treat as un-
lawful "probing" any such questioning, even when di-
rected at a visible and outspoken union advocate. Thus,
the Board summarily stated in PPG, supra at 1147:
14 PPG Industries, 251 NLRB 1146 (1980).
190
BROWN AND LAMBRECHT EARTH MOVERS
The type of questioning at issue1 5 conveys an em-
ployer's displeasure with employees' union activities
and thereby discourages such activities
in the
future. The coercive impact of these questions is not
diminished by the employees' open union support or
by the absence of attendant threats.
The question persists, however, whether PPG was in-
tended to rule out from consideration the surrounding
context in determining whether a supervisor's question to
an employee to the effect: "Why do you want the
Union?" is unlawfully coercive.
Due respect must be given to the presumption of coer-
civeness which the Board evidently attaches to such
questioning. But the difficulties are manifold in treating
the quoted language in PPG, as creating anything more
than a presumption of illegality when such a question is
asked. First, there are inherent difficulties, not requiring
elaboration here, with any per se rules in this area. More
specifically, to treat the Board's statement in PPG as cre-
ating a per se rule will, upon analysis and logical exten-
sion, yield legally incongruous results. Thus, the stated
rationale in PPG is that such "questioning conveys an
employer's displeasure with employees' union activities
. ." (emphasis supplied) which displeasure "thereby dis-
courages such activities in the future." But the Board
must have intended that some limits be placed on the
notion voiced in PPG that an expression of employer
"displeasures" towards organizing activities will violate
the Act. For, it is established in the so-called free speech
provisions of Section 8(c) of the Act that an employer
may express "views, argument, or opinion" so long as
"such expression contains no threat of reprisal or force
or promise of benefit." And it would be incongruous for
it to be established that an employer may directly ex-
press his "view" or "opinion" about having a union (e.g.,
"I don't want a union")-itself necessarily expressing his
"displeasure" with the notion-and yet to hold, as PPG
arguably does, that an indirect expression of employer
displeasure through the use of the question "Why do you
want a union?" violates Federal labor law. Accordingly,
something more than the mere communication of em-
ployer displeasure must be lurking in such a supervisory
question for it to violate Section 8(a)(1). That is, there
must be some implicit suggestion that the employer's dis-
pleasure will manifest itself in some act of reprisal or
force or conferral of a benefit. And to recognize that
these conditions must obtain before the expression of an
employer's "displeasure" will violate the Act is to ac-
knowledge that context and other surrounding circum-
stances must be examined to reach a result consistent
with the governing statute.
I am thus persuaded that I may not ignore context in
my analysis of the Hutton-Carlen episode. And, consider-
ing the contextual features detailed earlier, I find it diffi-
l' The "questioning at issue" occurred in a variety of factual settings
in PPG but included two instances in which different supervisory fore-
men had, respectively (using the Board's characterization of the evi-
dence), "asked [a known supporter of the union] what she thought the
Union would do for employees," and "solicited her thoughts about what
the Union could accomplish." 251 NLRB at 1147. It is plain from the
quoted main text that the Board was treating these instances as legally
indistinguishable from the others also cited.
cult to conclude that Hutton's question to Carlen reason-
ably tended to communicate to Carlen that Respondent's
displeasure with Carlen's union activities' 6 would mani-
fest itself in acts of reprisal or other coercive measures. I
would therefore dismiss the complaint allegation linked
to this noontime exchange between Hutton and Carlen.
Neither would I find it to add much to the pool of em-
ployer animus against Carlen which this record might
otherwise disclose.
Carlen's accounts of the two conversations which he
had with his "old friend," Foreman Charlie Spires,
would, if believed, provide substantial evidence of Re-
spondent's hostility towards Carlen and a predisposition
to discriminate against him because of his union activi-
ties. In substance, Carlen avers that Spires confided to
him first (in the preelection period) that his union activi-
ties would adversely affect Carlen's employment pros-
pects, in part because "Tommy Lambrecht don't like it";
and, later (in the spring when Carlen was awaiting
recall) that Project Manager Block told Spires that
Carlen would not be recalled by Respondent and that
Carlen should "have the union get him a job."' 7 For
reasons detailed above, I found Spires' denials of Carlen
accounts of the two conversations to be more convinc-
ing. In addition, I am influenced by suspicions about Car-
len's candor due to a shift in his testimony which devel-
oped after it appeared from Spires' testimony that Spires
might not have been cloaked with supervisory authority
at the time that Carlen originally stated that Spires relat-
ed to Carlen the arguable "admission" that Block had
said that Carlen should "have the union get him a job."
In substance, Carlen initially placed the timing of this ar-
guable admission at the point in the "middle or the latter
part of February" when Respondent had just called "10
or 15 men back to work." Later, however, it developed
from Spires' accurate testimony that he was first recalled
about his point (mid-late February) as a nonsupervisory
operator, and was not reassigned to a supervisory fore-
man's post until over a week later. Carlen was then re-
called to the witness stand at the rebuttal stage and was
then able to recall somehow that the "admission" by
Spires occurred "three to four weeks after he [Spires]
went to work." Carlen was present in the hearing room
during a colloquy between and among counsel and the
bench wherein the legal significance of the timing of the
alleged "admission" was discussed in some detail.' And
I regard the shift in his testimony as to the timing as sug-
gestive of a tendency to invent, causing me to doubt, in-
a" It deserves emphasizing that it is not open to dispute at this level
whether the question "Why do you want the Union?" will communicate
an employer's displeasure with union activity. That issue is settled unmis-
takably in PPG. I am thus bound to presume herein that Hutton's ques-
tion to Carlen conveyed a message that Respondent was displeased with
his union activities. For the reasons outlined in the main text, however,
this does not end the inquiry which I am charged with making.
17 The first of Spires' quoted statements is alleged to violate Sec.
8(aXl); the second one, unaccountably, is not.
i" If Spires had been a supervisory agent when making the statement
in question, it was properly receivable, notwithstanding its hearsay qual-
ity, as an admission of a party. If he was not a supervisor at the time,
then his statement was mere inadmissible hearsay, since Spires possessed
no capacity as an agent of Respondent to make an admission on its
behalf See Fed. R. Evid. Rule 801(dX2XD).
191
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
dependent of Spires' denial, that the alleged statement
was ever made. Because I cannot treat Carlen's testimo-
ny regarding Spires' alleged statements as reliable, I do
not attempt to establish the precise timing of something
which I am inclined to believe did not happen.
The only other direct evidence of Respondent's hostil-
ity towards Briggs and Carlen because of their union ac-
tivities is in the testimony of former office employee
Linda Thomas, who performed a variety of services for
Respondent's managers on the IPP and who identified
herself with management's cause during the union cam-
paign. Thomas credibly testified, without contradiction
by Block, that she had reported to Block in early No-
vember that Briggs was maintaining a notebook log
about mechanical problems with Respondent's equipment
for potential submission to a public agency dealing with
job safety ("OSHA" was the term used by Thomas).
Thomas reported that Block became angry when she
told him this, referring to Briggs as a "son-of-a-bitch"
and recalling that Block had not only given Briggs his
job but had also given him a direct $50 loan from his
own pocket to tide Briggs over until his first paycheck. I
credit Thomas' sincerely uttered and undenied account
regarding this incident.
Thomas also testified
about
a conversation
with
Project Administrator James Florey on the morning after
the representation election, after he had concluded an
election-related telephone conversation with Tom Lam-
brecht. According to Thomas, after she had answered
the phone and Lambrecht had asked her to put Florey
on the line, she overheard Florey make some reference
to Carlen appearing to be "sobered" after the election re-
sults had been made known. Then, after Florey go off
the telephone, Thomas states that she asked Florey what
would happen to Carlen, and that Florey replied to the
effect that Lambrecht had said that if the election had
been "lost," Carlen "was not to come back."
Florey essentially denies the foregoing, couching his
denial in the form of a lack of recollection. Moreover,
Florey's denials were all linked to his recollection about
a call which he had received from Lambrecht on the
evening of the day of the election itself, rather than on
the next morning, as related by Thomas. The General
Counsel argues, because of this latter feature, that Florey
never denied Thomas' testimony about a call on the
morning of the day after the election. While it is con-
ceivable that Florey's testimony on this subject was
simply an elaborate device to give the appearance of
denying Thomas' account while preserving a certain in-
sulation from a potential charge of perjury, I do not so
construe it. I nevertheless found Florey's denials, such as
they were, to be somewhat hesitant and unconvincing.
Balancing this against Thomas' apparently sincere and
detailed account, I credit Thomas.
It should be added, however, in any findings bearing
on the question of Respondent's animus towards the al-
leged discriminatees, that Thomas also acknowledged on
cross-examination
that Respondent's
Labor Relations
Agent Curren made statements immediately after the
election suggesting that Respondent bore Carlen no abid-
ing ill will because of his prounion activities. Thus,
Thomas recalled, and I find, that Curren said to her:
"Linda,
I want you to let Chief [Carlen's nickname]
know that I respect him for everything that happened
out there, and I want you to let him know that he
doesn't have to worry about losing his job."
Analysis, Further Findings, and Conclusions
Considered alone, the foregoing findings, although
often unfavorable to the General Counsel's case, never-
theless present a slender prima facie basis for concluding
that Respondent had discriminatory motives for the com-
plained-of treatment accorded to Briggs and Carlen.
Thus, in each case, the credited evidence shows that Re-
spondent knew of their union activities, that it resented
them to some degree,'
l
and that Respondent took ad-
verse action against them at a later point not so distant
from their original union activities as to be dismissed as
"remote."
Respondent's defensive presentation consisted primar-
ily of the testimony of Block, the decisionmaker, with
some degree of corroborative testimony from other fore-
men. If given any degree of credence whatsoever,
Block's testimony would be adequate to show that other,
nondiscriminatory, motives also figured in Block's deci-
sion first to lay off Briggs earlier than many of the other
operators, and later to decide against recalling either
Briggs or Carlen. This suggests that a "causation" analy-
sis may be necessary, prescribed in Wright Line20 as fol-
lows:
First we shall require that the General Counsel
make a prima facie showing sufficient to support the
inference that protected conduct was a "motivating
factor" in the employer's decision. Once this is es-
tablished, the burden will shift to the employer to
demonstrate that the same action would have taken
place in the absence of the protected conduct. [251
NLRB at 1089.]
'9 Respondent's general resistance to being organized on the IPP job
alone ought to be sufficient to justify an inference that Respondent would
represent prounion activists. This type of inferable animus is of different
character, however, from that which is manifested in specific statements
of employer hostility directed at a particular union activist because of his
union activities. For evidence of the latter type of animus, one would
have to point solely to Florey's admission to Thomas that Tom Lam-
brecht was prepare not to retain Carlen if the election vote had gone the
the other way. And, in Briggs' case, the only such potential evidence in
this credited record would be Block's resentful statements upon learning
from Thomas that Briggs was keeping a kind of "OSHA log." OSHA-
filing activities by a single employee are protected by the Act under cur-
rent Board interpretations (see, e.g., Alleluia Cushion Co., 221 NLRB 999,
1000 (1975); Bighorn Beverage, 236 NLRB
736 752 753 (1978), enfd. as
modified in pertinent part 614 F.2d 1238 (9th Cir. 1980}). But it must fur-
ther be recognized
that the animus towards Briggs' OSHA-related
records-keeping is not necessarily the same as resentment of Briggs' union
activities. Here, however, I would not find it difficult to impute the same
resentment shown by Block towards the former type of protested activity
to Briggs' union activities, especially since Briggs was, during the same
period, publicly distinguished in Respondent's eyes as a prounion activist,
and it is likely that Block viewed the OSHA and union activities as relat-
ed, if not distinguishable, phenomena. See, e.g., Green Country Casting
Corp., 262 NLRB 66 (1982); Crown Cork & Seal Co., 255 NLRB 14, 38
(1981), enfd. 691 F.2d 506 (9th Cir. 1982).
20 Wright Line, 251 NLRB 1083 (1980), enfd. (expressing reservations)
662 F.2d 899 (Ist Cir. 1981), cert. denied 455 U.S. 989 (1982). But see
NLRB v. Transportation Management Corp., 674 F.2d 130 (Ist Cir. 1982),
cert. denied 103 S.Ct. 372 (1982).
192
BROWN AND LAMBRECHT EARTH MOVERS
I have found that the credited record presents a prima
facie case of discrimination in violation of Section 8(a)(3)
and (I). Under Wright Line, the burden has thus shifted
to Respondent to "demonstrate" that it would not have
taken the action it did against Briggs and Carlen had it
not been for their protected activity. It is my ultimate
conclusion that Respondent has not met this burden2 '
and that, indeed, in the course of presenting its defense,
it has created additional suspicion about its actions. Its
defensive presentation has, indeed, tended to the whole,
to reinforce, rather than to undermine, the prima facie in-
dications that unlawful considerations actually "caused"
the adverse action against Briggs and Carlen. Shattuck
Denn Mining Corp., 157 NLRB 1328, 1336 (1965), enfd.
362 F.2d 466, 470 (9th Cir. 1966). More particularly, for
the reasons set forth below, I do not find in Briggs' or
Carlen's case that the reasons expressed by Block truly
figured in his decisions to affect their tenure adversely.
Rather, I find that Block was solely influenced by un-
lawful considerations in those cases-thus obviating a
Wright Line analysis which presupposes the existence of
"dual motives" (251 NLRB at 1083-84).22
Dealing first with Block's alleged reasons for laying
off Briggs (and, later, for not recalling Briggs to work),
Block's various explanations tended to be either vague,
internally inconsistent, or false. Asked during adverse ex-
amination to give his reasons for laying off Briggs on
December 3, Block responded: "I don't know. No longer
needed that machine, and part of his absenteeism from
the job, and general work attitude."
As to the implicit suggestion by Block that Briggs was
laid off on December 3 because of an absence of work
for his particular "machine," these features deserve note:
First, there is an absence of any real claim by Block that
there was some particular incident which prompted the
decision to lay Briggs off on December 3. That there
was reduced demand for compactor operators (Briggs'
"machine" at that time referred to by Block), 2 3 while
undisputed, does not support the corollary claim implicit
in Block's remarks; i.e., that there was no other work for
Briggs. Indeed, the record shows that other, less-experi-
enced operators who had been on the job less time than
Briggs were retained to operate equipment which Briggs
was able to operate.2 4 And, recognizing that Briggs had
2' I note that the Board and some courts of appeal are in disagreement
as to the precise nature of the employer's burden after a prima facie case
of unlawful discrimination has been made out, and that these issues are
the subject of certiorari review by the Supreme Court in NLRB v. Trans-
portation Management, supra. In any case, I do not find Respondent's de-
fense to have brought the record back to a state of "equipoise" on the
ultimate discrimination issue (see, e.g., the First Circuit's discussion in
NLRB v. Wright Line, 662 F.2d at 904-905).
22 Necessarily, the same considerations would cause me to reject Re-
spondent's defense as inadequate to meet its Wright Line burden if. ar-
guendo, it had "dual motives."
23 Compactors continued to be used thereafter, but on a reduced scale.
24 For example, Linda Thomas credibly testified that her son, David
Fehmel, and his friend, Neil Abbott, had come to the job without any
operating experience. They were retained after Briggs' layoff. Block at-
tempted to dispute the suggestion by the General Counsel that there
were operators who were not as experienced as Briggs (or Carlen), but
Block is contradicted by admissions in campaign literature signed by Re-
spondent's executive "Bitz" Brown referring to the fact that some of the
operators were inexperienced (see G.C. Exh. 3).
been retained earlier, and was reassigned to work on a
different job, even after his work as a loader operator on
the night shift had been curtailed, it is difficult to con-
clude that Respondent had any strict policy of laying off,
rather than reassigning, an experienced operator when
the demand for his particular "machine" became re-
duced. 2 5
Accordingly, it is doubtful that the mere lack of need
for one of the compactors then in use had any real influ-
ence in causing Block to decide to lay off Briggs on De-
cember 3. Of course, an accumulation of dissatisfactions
about other aspects of Briggs' performance might tilt the
balance; and Block admittedly attempted to claim that
this was the case in his statements that Briggs' "absentee-
ism" and "general work attitude" were also motivating
features. I deal with those explanations below.
As to Briggs' alleged absenteeism as a factor, the
record shows that Briggs was absent on 4 consecutive
days in the week ending November 15,26 on 2 separate
days in the week ending November 22, and on 4 con-
secutive days in the week ending November 29. The
latter period must be ignored (as Respondent concedes)
because it was associated with a general, weather-related
shutdown. It is also undisputed that all of these absences
were taken with the knowledge and acquiescence of Re-
spondent's agents. While Block sought to create the gen-
eral impression that he found such absences vexing and
disruptive of urgent production needs, Block admits that
he never warned Briggs about his conduct in this regard.
It is also noteworthy that Respondent's published policy
was to issue warnings when "absenteeism" was deemed
excessive; and that "[airter two (2) warnings the third (3rd)
offense will result in immediate discharge."2 7 According-
ly, here, as in the case of Carlen below, Respondent's
failure to follow the very "standard . . . which it has set
for itself"2 8 its probative in assessing the real motivation
underlying its actions against alleged discriminatees.
Block further undermined his own believability and
thereby strengthened
the inference of discriminatory
2s For reasons discussed earlier at fn. 6, 1 do not find credible Block's
statement that he retained Briggs after the curtailment of night shift oper-
ations in order to avoid any suggestion of discrimination against Briggs
due to his union activities. If that is true, it may be asked moreover why
a similar sense of caution did not influence Block to retain Briggs beyond
December 3: i.e., until the December 11 election had been concluded.
Block's evidently false explanation here, incidentally betraying a tend-
ency to deal in an extraordinary manner with union activists, merely
serves to augment the suspicion that he wished to camouflage the real
considerations which influenced his decisions affecting Briggs.
26 Although Briggs changed his testimony on the subject, I credit his
ultimate explanation that the 4 consecutive days of absence in the week
ending November 15 were linked to a trip he had taken back to the Mid-
west to move some belongings, which Block was admittedly aware of.
Crediting Linda Thomas' testimony, Block was seemingly unconcerned
about that absence at the time.
27 G.C Exh. 2. Addressing this, Block stated in substance that he did
not pay much attention to these printed policies. Block was not convinc-
ing when he said this and the suggestion that these rules had no real util-
ity or application on the IPP is directly contradicted by Bitz Brown's
October 14 campaign letter to employees in which he stated, referring to
the above-quoted rules, ". .
we should review the company's policies
that affect your jobs and your pay checks. Your foreman will give you a
written summary of these policies. Don't hesitate to ask any questions
you may have. It is worth the effort to avoid any misunderstanding."
(See G.C. Exh. 3.)
28 FPCAdvertising, 231 NLRB 1135, 1136 (1977)
193
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
intent (Shattuck Denn Mining, supra) when he embel-
lished his testimony further by saying that he followed a
"three strikes and you're out" approach which, in the
context of absences, meant that 3 absences within "a
couple weeks' time" would cause him to terminate an
employee. Yet, as is detailed in the General Counsel's
brief,29 Respondent's own records contradict this claim
in a substantial number of instances, showing that many
employees had absences of more than 3 days within 2
weeks without having been terminated. Indeed, Gerald
Freeman missed 4 days of work in 1 week without being
terminated and he was recalled in the following spring.
Even more probative here was Linda Thomas' account
of an incident where Block was, contrary to the tenor of
his testimony at trial, suprisingly solicitous of the 5-day
absence of Eugene Varah in the week ending November
1.3° There, as Thomas testified, and I find, Block asked
Thomas to get in touch with Varah to ask if he intended
to return to work. Thomas did so and Varah was al-
lowed to resume working. Varah was also recalled to
work in the following spring.
Accordingly, the evidence generally does not support
Block's assertion that he was moved to lay Briggs off
prematurely (and later not to recall him) because of his
record of absences. And the apparently bogus character
of Block's assertion here causes me to doubt the sincerity
of his attempt to fall back finally on a general disparage-
ment of Briggs' "general work attitude." Pressed on this
point by the General Counsel, Block was initially unable
to recall examples, beyond the belief that Briggs had a
tendency to "stroke it."3i I do not regard as worthy of
further discussion the minimal examples3 2
which Re-
spondent's counsel was eventually able to elicit from
Block on this point, since, although essentially undisput-
ed, they do not appear to have caused any concern to
Briggs' supervisors. Moreover, it is clear from their testi-
mony that Briggs' supervisors simply did not share
Block's low assessment of Briggs' general performance.
It is also significant, as Block admits, that Block made no
effort to confer about Briggs with Briggs' foreman
before deciding to lay him off. I am more inclined to
view Block's citation of the "attitude" matter as reflect-
ing Block's distaste for Briggs' "attitude" as it was mani-
fested in his protected activities.33
I thus conclude that Block's asserted reasons were not
the ones which truly motivated his decisions to lay off
Briggs on December 3 and later not to recall him to
29 G.C. br., pp. 25-27.
30 I rely here on the admission that this was the case in the general
absence summary received as Resp. Exh. 4, even though that exhibit is
not entirely reliable when compared to certain original records inciden-
tally received as to certain employees.
31 In Block's lexicon, this expression is apparently synonymous with
goldbricking.
32 These include Briggs' request to leave work early one day (granted
by his foreman) to take his cat to a veterinarian, and Briggs' request not
to take a late-in-the-day assignment to operate a scraper for an hour, be-
cause that work would aggravate his leg, which had earlier been injured
on the job. This request was also honored by Briggs' foreman.
33 References to an employee's undesirable "attitude" is often properly
seen as a coded reference by management officials to activities which are
protected by the Act, but which are also perceived to be inimical to man-
agement's interests. E.g., Crown Cork & Seal. supra, 255 NLRB at 39, fn.
96, and cases cited.
work and that, in any case, even if they were present in
his mind when he made those decisions, they were not
"causative" in the Wright Line sense.
Block's professed reasons for refusing to recall Carlen
when work resumed in the spring really boil down to
one-that Carlen, like Briggs, was "stroking it" on the
job (and, indeed, had done so on previous jobs for Re-
spondent known to Block and other supervisors present
on the IPP). There are many features to this defense
which are defective for the same reasons discussed in the
case of Briggs. Block admits that, contrary to published
policy, he did not issue a series of warnings to Carlen
about his alleged malefactions (although Block and
Carlen agree that on one occasion, Block showed dis-
pleasure about Carlen's idleness). But the most incredible
feature in Block's claim that Carlen's tendency to be idle
prompted the decision not to recall him is the nature of
the proof itself. Thus, Block and other supervisors with
knowledge of Carlen's performance on previous jobs for
Respondent uniformly left the impression that Carlen has
always been a qualified, but lackadaisical, operator who
was, on balance, unsatisfactory. This appears to prove
too much, however, since it is evident that the same con-
siderations which purportedly caused Block to refuse to
recall Carlen in the spring were present when Block ini-
tially agreed to hire Carlen on the IPP job.3 4 It is also
difficult to accept Block's claim that the only reason that
he hired Carlen in the first place was that he was having
difficulty getting experienced operators. As noted earlier,
Carlen was one of the first operators hired by Block and
there is no evidence that Block had already screened and
rejected inexperienced operators before agreeing to hire
Carlen. Moreover, Block's protestation that the operators
which he eventually hired were experienced (although
contrary to the credited record) reveals the ease with
which Block switched ground on this point. Finally, as-
suming that at some point Block truly believed that he
had assembled a satisfactory crew of experienced opera-
tors, Block did not credibly explain why he allowed
Carlen thereafter to remain on the job.3 5
These considerations cause me to believe that Block
(and other foremen called to support Block's testimony)
tended to exaggerate the shortcomings which they attrib-
uted to Carlen. Put another way, Carlen could not have
been as undesirable as he was portrayed in the picture
which Block and those foremen ultimately painted of
him, for Block would not have encouraged him to come
to the IPP in the first instance had he been that much of
a loafer. Block's having presented unconvincing explana-
tions for his decision to reject Carlen for recall while
generally recalling experienced operators from the previ-
34 Crediting Carlen's undenied testimony here, Carlen did not even
leave the Midwest to travel to Utah for work on the IPP until he had
spoken to Block by telephone and the latter had told him that there
would be work for him.
35 Block attempted an explanation; i.e., that he did not wish to put any
favorable election results in doubt by laying off a conspicuous union sup-
porter before the election. But, as noted above, these purported inhibi-
tions did not ultimately prevent Block from "jeopardizing" the election
results by laying Bnggs off before the election. Again, the seeming false-
ness of Block's explanation adds weight to the inference that unlawful
considerations triggered Block's ultimate judgment not to recall Carlen.
194
BROWN AND LAMBRECHT EARTH MOVERS
ous season, and while even resorting to new hires during
the spring phase causes me to conclude that the General
Counsel's prima facie case suggests the more probable ex-
planation for Block's actions.
In reaching conclusions respecting the failure to recall
Carlen, I have also considered Linda Thomas' testimony
that Respondent's labor relations consultant, Curren, in-
dicated "respect" for Carlen and sought to convey an as-
surance that Carlen would keep his job, despite his key
role as a supporter of the Union. But Curren was not
shown to have any influence on Respondent's decisions
affecting recall of employees and there is no evidence
that he was still retained by Respondent in the spring,
when Block was making recall decisions. It is clear that
Curren's estimation of Carlen's chances for keeping his
job turned out to be inaccurate.3 6 By contrast, the ex-
pression by Tom Lambrecht, admitted to Thomas by
Florey, that Lambrecht had been prepared to terminate
Carlen if Respondent had lost the election, was a mes-
sage which Block could be expected to heed. And, even
if Tom Lambrecht was, by that same message, indicat-
ing, in the euphoria of an election victory, that he was
willing to forgo a vidictive intention which he had earli-
er entertained, it is not difficult to suppose that those ear-
lier retaliatory impulses would resurface when decisions
were being made in the following spring respecting
which operators would be recalled.
Accordingly, while these matters are not free from
doubt (and discrimination cases rarely are), I am satisfied
at least that the credible evidence preponderates in favor
of the conclusion that unlawful, discriminatory consider-
ations caused Block to act against Briggs and Carlen, as
alleged in the complaint.
CONCI.USIONS OF LAW
1. Respondent is an employer engaged in commerce
within the meaning of Section 2(6) and (7) of the Act.
2. The Union is a labor organization within the mean-
ing of Section 2(5) of the Act.
3. In selecting Gerald Briggs for early layoff on De-
cember 3, 1981, and in choosing not to recall either
Gerald Briggs or Terry Carlen for available work fol-
lowing a general winter shutdown of operations on the
IPP, E. W. "Bill" Block, Respondent's agent responsible
for those decisions, was moved by hostility toward their
activities on behalf of the Union and, by those acts and
each of them, Respondent thereby has engaged in, and is
engaging in, unfair labor practices within the meaning of
Section 8(a)(3) and (1) of the Act.
THE REMEDY
Having found that Respondent violated Section 8(a)(3)
and (1) of the Act as set forth above, I shall recommend
that Respondent be ordered to cease and desist there-
from, and to make employees Gerald Briggs and Terry
a6 Inferentially, however, Curren's seeming assurance to Thomas that
Carlen would retain his job strongly tends to contradict Bl<ock's testimo-
ny that he had been prepared to let Carlen go earlier because of his poor
performance, but was only inhibited by a desire not to jeopardize the
election results. Had there been such a decision, it would almost certainly
have involved Curren's imput, as Respondent's labor relations and cam-
paign consultant.
Carlen whole for the discrimination practiced against
them, with interest.3 7
Inasmuch as the record reflects that Respondent's
scheduled work on the IPP was of limited duration and
had been completed by the time of the trial herein, I do
not include in my recommended Order any express di-
rection that Respondent reinstate employees Carlen and
Briggs. Because Respondent's employees on that project
may be presumed to have left the Delta, Utah, jobsite-if
not the general area-by now, I shall recommend that
Respondent mail copies of the proposed remedial notice
to the current mailing addresses of all employees em-
ployed by it on the IPP job. The addresses to be used
for this purpose shall be subject to the approval of the
Regional Director of Region 27, who may, in fulfillment
of his role in supervising compliance with this order,
make independent investigation as to the current where-
abouts of such former IPP employees, and the best
means of providing them by mail with said notices.
Upon the foregoing findings and conclusions and upon
the entire record, I issue this recommended:
ORDER3 8
The
Respondent,
Brown
and
Lambrecht
Earth
Movers, Inc., Delta, Utah, its officers, agents, successors,
and assigns, shall:
1. Cease and desist from laying off or refusing to recall
employees from layoff in order to discourage member-
ship in a labor organization, or in any other like or relat-
ed manner interfering with, restraining, or coercing em-
ployees in the exercise of the rights guaranteed them in
Section 7 of the Act.
2. Take the following affirmative action consistent
with the section above captioned "The Remedy" which
is necessary to effectuate the purposes and policies of the
Act:
(a) Make employees Gerald Briggs and Terry Carlen
whole, with interest, for, respectively, having premature-
ly laid Briggs off on December 3, 1981, and for having
refused to recall both Briggs and Carlen when work on
the IPP was resumed in 1982.
(b) Preserve and, upon request, make available to the
Board or its agents, for examination and copying, all
payroll records, social security payment records, time-
cards, personnel records and reports, and all other
records necessary to analyze the amount of backpay due
under the terms of this Order.
(c) Mail copies of the attached notice marked "Appen-
dix"3 9 to all persons employed by it on its IPP job at
37 All "make whole" amounts due under the recommended Order are
to be computed in accordance with formulas and policies established in
F W Woolworth Co., 90 NLRB 289 (1950), Isis Plumbing Co., 138 NLRB
716 (1962), and Florida Steel Corp., 231 NLRB 651 (1977).
a3 In the event no exceptions are filed as provided by Sec. 102.46 of
the Rules and Regulations of the National Labor Relations Board, the
findings, conclusions. and recommended Order herein shall, as provided
in Sec 10248 olf the Rules and Regulations, be adopted by the Board and
become its findings, conclusions, and Order, and all objections thereto
shall be deemed waived for all purposes.
39 In the event that this Order is enforced by a Judgment of a United
States Court of Appeals, the words in the notice reading "Posted by
Order of the National Labor Relations Board" shall read "Posted Pursu-
ant to a Judgment of the United States Court of Appeals Enforcing an
Order of the National Labor Relations Board."
195
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Delta, Utah, using their current mailing addresses as ap-
proved by the Regional Director for Region 27.
(d) Notify the Regional Director for Region 27, in
writing, within 20 days from the date of this Order, what
steps the Respondent has taken to comply herewith.
196