267 NLRB 488
Electric Hose & Rubber Company
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Electric Hose & Rubber Company and United
Rubber, Cork, Linoleum and Plastic Workers of
America,
AFL-CIO,
CLC.
Cases
17-CA-
10037, 17-CA-10155, and 17-CA-10230
26 August 1983
DECISION AND ORDER
BY MEMBERS JENKINS, ZIMMERMAN, AND
HUNTER
On 12 August 1982 Administrative Law Judge
William L. Schmidt issued the attached Decision in
this proceeding. Thereafter, Respondent filed ex-
ceptions and a supporting brief, and the General
Counsel filed limited exceptions and a supporting
brief. Respondent thereafter filed an answering
brief.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its au-
thority in this proceeding to a three-member panel.
The Board has considered the record and the at-
tached Decision in light of the exceptions and
briefs and has decided to affirm the rulings, find-
ings,' and conclusions2 of the Administrative Law
Judge and to adopt his recommended Order, as
modified herein.3
We agree with the Administrative Law Judge
that Respondent violated Section 8(aXI) of the Act
by publishing an employee handbook provision
which encouraged employees to notify their super-
visors if they felt that they were being pressured
into making a commitment to the Union. 4 We also
affirm the Administrative Law Judge's finding that
Foreman Kotschwar interrogated employee Gillen
in violation of Section 8 (aXK)
of the Act, but that
Supervisor Modrell did not unlawfully interrogate
Respondent has excepted to certain credibility findings made by the
Administrative Law Judge. It is the Board's established policy not to
overrule
an dministrative law judge's resolutions with respect to credi-
bility unless the clear preponderance of all of the relevant evidence con-
vinces us that the resolutions are incorrect. Standard Dry Wall Prodctrs,
91 NLRB 544 (1950), enfd. 188 F.2d 362 (3d Cir. 1951). We have careful-
ly examined the record and find no basis for reversing his findings.
I Consistent with his dissent in Uaro Inc., 216 NLRB 1 (1974),
Member Jenkins would disavow the Administrative Law Judge's reliance
on that case. Member Jenkins also notes that he finds it unnecessary to
pass on the Administrative Law Judge's citation of Jefferson Chemical
Cao, 200 NLRB 992 (1972), for the proposition that the implementation of
Respondent's suggestion system was not a violation of Sec. 8(aXl) of the
Act because no exceptions were filed to this dismissal.
3 In light of Respondent's prior unfair labor practices found in Electric
Hose
Rubber Cao.,
262 NLRB 186 (1982), and the unfair labor practices
committed here, it is clear that Respondent has engaged in a continuing
pattern of serious unlawful conduct and has demonstrated a proclivity to
violate the Act. Accordingly, we conclude that, under the standard
of
iickmott Foods, 242 NLRB 1357 (1979), a broad remedial order is war-
ranted.
4 Consistent with his dissent in Clifton Plastics, 262 NLRB 1329 (1982),
Member Hunter would find that the provision in the employee handbook
was not violative of Sec. 8(aX I) of the Act.
267 NLRB No. 82
employee Knight. 5 Additionally, we agree with the
Administrative Law Judge's findings that Respond-
ent discharged Marc Prochazka and Shirley Ashley
in violation of Section 8(a)(1) and (3) of the Act.6
Further, we also agree with the Administrative
Law Judge that Respondent did not violate Section
8(a)(l) of the Act in administering an employee at-
titude survey (the CCQ) in August 1980, or in re-
porting the results thereof to its employees in No-
vember 1980.7 Contrary to the Administrative Law
Judge, however, we find that certain, specific con-
duct of Respondent's supervisors in conducting the
three new communication programs violated Sec-
tion 8(aXI)
of the Act by soliciting employee com-
plaints and grievances and by promising employees
improved terms and conditions of employment.
The pertinent facts are as follows: Respondent
contacted and employed APC Skills, a private
management consulting firm, in April 1979 to iden-
tify areas for management and supervisory training
at its McCook, Nebraska, facility, the facility in-
volved here. In August 1979, before APC Skills
began its work at McCook, the Union commenced
its organizational efforts, culminating in the Union's
5 Inasmuch as the Administrative Law Judge did not resolve the credi-
bility issues surrounding Modrells questioning of Knight about the identi-
ty of the drawer of a cartoon used by the Union and the remedy for such
violation in any event would be cumulative in nature, Member Jenkins
finds it unnecessary to pass on this allegation of the complaint.
6 In adopting the Administrative Law Judge's finding that Ashley was
discharged in violation of the Act, however, we note the following. The
Administrative Law Judge stated that Respondent's assertion that Ashley
had left work without permission
was "so absurd and incredible as to
merit the unlawful inference" proposed by the General Counsel. Con-
trary to the Administrative Law Judge, we would not conclude that Re-
spondent's proffered defense that Ashley left work without permission is
"absurd and incredible," but rather that the preponderance of the evi-
dence demonstrates that Ashley secured permission to leave and that her
discharge resulted from her union sympathies The Administrative Law
Judge also stated that Ashley "ended up being accused by Sitzman of
provoking the verbal assault" with Areadell. We correct the AdAnuistra-
tive Law Judge by noting that, in actuality, Sitznuan inquired, after hear-
ing Ashley's version of her confrontation with Arenddll. "Are you sure
this was the way it happened?" and that Ashley responded. "Yes."
Therefore, we find that Sitzman, in fact, did not accuse Ashley of pro-
voking the verbal
snull with Arendell, but rather merely questioned the
veracity of Ashley's version of the incident. Lastly, we rely on the Ad-
ministrative Law Judge's statement in his Decision that "nothing was
ever done with the reprimand (Arendell I received," and we place no reli-
ance on his conflicting statement that Bauer granted Arendell "absolu-
tion" for her role in the confrontation
with Ashley. No such "absolution"
was ever granted_ Although Bauer told Areidiell that her version of the
confrontation was "good enough for him," the written reprimand stem-
ming from the incident apparently was never removed from her file.
' Member Jenkins would find that the administration of
the CCQ in
August 1980 and subsequent reporting of the results of the CCQ violated
Sec. 8(a I). as alleged in the complaint. In his view, the CCQ clearly
constituted an unlawful solicitation of grievances and Respondent's No-
vember 1980 letter unlawfully promised to remedy
those grievances In
so finding, Member Jenkins notes that APC Skills, the company adminis-
tering the CCQ, was not retained by Respondent until after the Union's
organizing campaign commenced, and was brought into the McCook
plant closely on the heels of the election-in fact, while election objec-
tions were pending. Under these circumstances. Member Jenkins regards
General Electric Ca,
255 NLRB
673 (1981), as squarely on point and
would follow that authority.
488
ELECTRIC HOSE & RUBBER COMPANY
defeat in a March 1980 election. Ten days after the
election, APC Skills arrived at McCook. There
was a long lapse in time between the hiring of
APC Skills and its arrival at McCook because
APC Skills was employed at another Respondent
plant in the interim.
The APC Skills team's primary purpose is to
design and install management and employee train-
ing systems at various companies. APC Skills first
analyzes the client's operations via onsite observa-
tion and "diagnostic" tests conducted with a limit-
ed number of supervisory and managerial employ-
ees. With the data derived from that testing, APC
Skills develops and implements an "action plan" to
alleviate the problem areas; its focus typically is on
the management and supervisory staff. Thereafter,
a series of diagnostic examinations are conducted
with the entire supervisory and managerial staff,
and management committees are established to
solve plant problems. Additionally, APC Skills per-
sonnel conduct formal class training sessions with
supervisors, observe supervisory personnel on the
floor, and provide feedback to them. APC Skills'
only direct contact with the rank-and-file employ-
ees is in administering the CCQ. According to the
APC Skills' team leader at McCook, the results of
the CCQ typically are relayed to employees by
means of a company newspaper, a letter, or small
group meetings.
In a letter to Respondent's employees on 20
August 1980, Respondent Plant Manager Bauer an-
nounced APC Skills' intent to administer a plant-
wide survey, the CCQ, to all employees on a vol-
untary basis. He announced that the purpose of the
survey was "to afford all employees (both hourly
and salaried) a chance to give their point of view
on important matters that effect [sic] the overall
operation and management of the McCook Plant."
The CCQ was administered in August 1980, while
objections to the election were pending.
On 13 November 1980 Bauer reported the results
of the CCQ in a letter circulated to Respondent's
employees. Additionally, Bauer's letter set forth
three new communication programs to be imple-
mented to enhance supervisor-employee communi-
cations: the management-on-the-floor system; the
inquiry-response system; and the meetings system.
The management-on-the-floor system entailed ap-
pearances on the floor on the evening and night
shifts by top local management officials. The in-
quiry-response
system
consisted
of preprinted
forms to be used by supervisors in supplying an-
swers to employees' questions. Finally, the meet-
ings system provided a forum for discussion about
a range of topics at the monthly safety meetings
held by supervisors with their subordinates and re-
quired supervisors to prepare a written agenda
before the meetings and to report the contents of
the meetings to higher management.
Four incidents, all outgrowths of the newly im-
plemented communication programs, were alleged
by the General Counsel to be violative of Section
8(aXl) of the Act, as follows: (I) on 15 December
1980,
as part of the management-on-the-floor
system, Supervisor Conroy asked employee Ander-
jaska, an active union adherent, if any improve-
ments were needed in her work area. Anderjaska
later submitted a request for a regular inspection of
worn rollers on the machines and, according to
Anderjaska, the worn rollers on her machine were
replaced 2 or 3 months later; (2) on 17 December
1980 Supervisor Pevoteaux conducted a safety
meeting for his subordinates from a prepared
agenda, apparently for the first time. According to
Pevoteaux, he distributed a form to the employees
several days before the meeting and instructed
them to list any complaints or safety ideas thereon;
(3) Supervisor Fringer conducted a safety meeting
for her subordinates on 13 December 1980. Ac-
cording to Fringer, the meeting was conducted in
the same manner as all prior safety meetings in that
she always discussed safety matters in the first half
of the meetings and left the second half of the
meetings open for general discussion about "things
[the employees] need, want that will improve the
work [sic]"; and (4) Supervisor Modrell held a
meeting from a prepared agenda on 13 January
1981 during which he asked if there were any com-
plaints. Employee Vontz requested a heater for her
work station. After Modrell responded that man-
agement was working on obtaining a heater, Vontz
demanded written assurance of that fact. At the
end of the shift, Vontz was supplied with written
assurance stating that she would receive a heater
by 14 February. After Vontz filed an accident
report for an injury which she attributed to her
cold hands, a heating system was installed.
In the complaint, the General Counsel alleged
that, through these four incidents, Respondent so-
licited employee complaints and grievances, and
promised its employees increased benefits and im-
proved terms and conditions of employment to
induce them to forgo their support for the Union.
We agree with the Administrative Law Judge,
for the reasons he set out, that Respondent did not
seek APC Skills' services at its McCook facility in
violation of Section 8(aXl). Furthermore, we agree
with the Administrative Law Judge that Respond-
ent did not violate Section 8(aX 1) of the Act by
administering the CCQ or by announcing the re-
sults of the CCQ in Bauer's 13 November letter.
Contrary to the Administrative Law Judge, how-
489
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
ever, we find that the four incidents set out above
involving Supervisors Conroy, Pevoteaux, Fringer,
and Modrell violated Section 8(a)(1) without any
reference to APC Skills or the CCQ because we
find that these four incidents constitute classic un-
lawful solicitations of grievances.8 Thus, Respond-
ent,
through
its
Supervisors
Pevoteaux
and
Fringer, in December
1980, solicited employee
complaints and grievances and impliedly promised
to improve the employees' terms and conditions of
employment. Likewise, Supervisor Conroy, in De-
cember 1980, and Supervisor Modrell, in January
1981, solicited employee grievances and complaints
and promised, and delivered, improved terms and
conditions of employment.9
Respondent's supervi-
sors' solicitations of grievances would naturally
lead the employees to believe that Respondent was
inviting direct dealing and, inferentially, suggested
to employees that union organizational activities
were unnecessary. At the very least, Respondent
left the impression that, by bringing their com-
plaints and grievances directly to the supervisors,
the employees' grievances could be remedied.
Under these circumstances, conduct of that nature
constitutes an infringement of employee rights
under Section 7 of the Act.10 Thus, by conducting
meetings or individual gripe sessions and, more
specifically, by Pevoteaux's distribution of forms,
through which complaints and grievances were so-
licited actively, and by leaving the impression that
those complaints and grievances would be cured,
Respondent violated Section 8(a)(l) of the Act.
Therefore, we shall modify the Administrative
a We note that the Administrative Law Judge failed to make clear-cut
credibility resolutions regarding certain conflicts in testimony between
Respondent's witnesses and the General Counsel's witnesses concerning
these incidents. Nevertheless, we find it unnecessary to resolve this con-
flicting testimony because, even accepting arguendo the supervisors' testi-
mony as true, we find that the four incidents constituted unlawful solici-
tations of grievances.
Contrary to his colleagues, Member Hunter finds that the conduct of
the four supervisors was not violative of Sec. 8(aXI) of the Act. Member
Hunter would treat these four incidents as the Administrative Law Judge
did, and dismiss all of them on the basis that the General Counsel failed
to prove that Respondent employed APC Skills, administered the CCQ,
or implemented the three new communication programs, from which
these four incidents stem, to defeat the Union. The General Counsel has
not shown in any way, and indeed did not even allege, that these inci-
dents were independently violative of Sec. 8(aXI). Thus, contrary to his
colleagues, Member Hunter would dismiss these allegations in the ab-
sence of finding other unfair labor practices relative to the introduction
of APC Skills and the CCQ.
a See Kul Rate Kid & Shop Kwik, 6 NLRB 106, 118 (1979).
'0 We note that, in the typical case, the Board has found interference
with a union's organizational efforts when solicitations of grievances
occur in the course of the preelection period. In the instant case, the
Union had lost the March 1980 election, but timely filed objections to the
election were pending when Respondent's supervisors solicited their em-
ployees' grievances. We note that the Board subsequently set aside the
first election and directed that a second election be conducted. Thus, be-
cause the parties were still embroiled in a long, unresolved representation
case, we find the solicitations of grievances to be violative in the instant
case.
Law Judge's recommended Order to remedy this
unlawful conduct.
AMENDED CONCLUSIONS OF LAW
Insert the following as Conclusion of Law 3 and
renumber the subsequent paragraphs accordingly:
"3. By soliciting employee complaints and griev-
ances and by promising employees increased bene-
fits and improved terms and conditions of employ-
ment, Respondent has violated Section 8(a)(1) of
the Act."
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Re-
lations Board adopts as its Order the recommended
Order of the Administrative Law Judge, as modi-
fied below, and hereby orders that the Respondent,
Electric Hose & Rubber Company, McCook, Ne-
braska, its officers, agents, successors, and assigns,
shall take the action set forth in the said recom-
mended Order, as so modified:
1. Insert the following as paragraph l(a) and re-
letter the subsequent paragraphs accordingly:
"(a) Soliciting employee complaints and griev-
ances and promising employees increased benefits
and improved terms and conditions of employment
to induce them to forgo their support for the
Union."
2. Substitute the following for new paragraph
I(d):
"(d) In any other manner interfering with, re-
straining, or coercing employees in the exercise of
the rights guaranteed them by Section 7 of the
Act."
3. Substitute the attached notice for that of the
Administrative Law Judge.
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
After a hearing the National Labor Relations
Board has concluded that we interfered with the
rights of our employees and that we unlawfully
discharged
the employees
named
below.
To
remedy this matter the Board ordered us to post
this notice and to comply with its terms.
The Act gives employees the following rights:
To engage in self-organization
To form, join, or assist any union
To bargain collectively through represent-
atives of their own choice
490
ELECTRIC HOSE & RUBBER COMPANY
To engage in activities together for the
purpose of collective bargaining or other
mutual aid or protection
To refrain from the exercise of any or all
such activities.
WE WILL NOT solicit employee complaints
and grievances and promise employees in-
creased benefits and improved terms and con-
ditions of employment to induce them to forgo
their support for United Rubber, Cork, Linole-
um and Plastic Workers of America, AFL-
CIO, CLC.
WE WILL NOT discharge any employee for
engaging in union activities or otherwise exer-
cising any of the rights guaranteed by Section
7 of the National Labor Relations Act, as
amended.
WE WILL NOT coercively interrogate our
employees about their union activities or en-
courage our employees to report union activi-
ty to their supervisors.
WE WILL NOT in any other manner interfere
with, restrain, or coerce our employees in the
exercise of the rights guaranteed them by Sec-
tion 7 of the Act.
WE WILL offer Marc Prochazka and Shirley
Ashley immediate and full reinstatement to
their former jobs or, if their jobs no longer
exist,
to substantially
equivalent
positions,
without prejudice to their seniority or any
other rights or privileges previously enjoyed,
and WE WILL make them whole for any loss of
earnings incurred from being unlawfully termi-
nated, with interest.
WE WILL expunge from our employee hand-
book any reference which might lead employ-
ees to conclude that they should report the
union activities of other employees to our su-
pervisors.
WE WILL expunge from our records any ref-
erence to the unlawful discharges of Marc
Prochazka and Shirley Ashley.
ELECTRIC HOSE & RUBBER COMPA-
NY
DECISION
STATEMENT OF THE CASE
WILLIAM L. SCHMIDT,
Administrative Law Judge.
This consolidated matter was heard by me in August and
September 1981 at McCook, Nebraska. The amended
consolidated complaint (the complaint) which alleges
that Electric Hose & Rubber Company (Respondent)
violated Section 8(a)(l) and (3) of the National Labor
Relations Act, as amended (the Act), was issued on
behalf of the General Counsel of the National Labor Re-
lations Board (the Board) by the Regional Director for
Region 17 of the Board on June 9, 1981. It is based on
unfair labor practice charges filed by United Rubber,
Cork, Linoleum and Plastic Workers of America, AFL-
CIO, CLC (Union), on November 17, 1980 (Case 17-CA-
10037), February 4, 1981 (Case
17-CA-10155), and
March 4, 1981 (Case 17-CA-10230).
Respondent filed a timely answer to the complaint
which denies the commission of the alleged unfair labor
practices.
On the basis of the record made at the hearing, my ob-
servation of the demeanor of the witnesses while testify-
ing, and my careful consideration of the briefs filed by
the General Counsel and Respondent, I make the follow-
ing:
FINDINGS OF FACT
I. RESPONDENT'S BUSINESS AND THE BOARD'S
JURISDICTION
Respondent, a Delaware corporation, is engaged in the
manufacture of rubber and plastic hoses at a facility lo-
cated at 400 South Street, McCook, Nebraska. In the
course and conduct of its Nebraska business operations,
Respondent annually
purchases goods and
services
valued in excess of $50,000 directly from suppliers locat-
ed outside Nebraska and annually sells goods and serv-
ices valued in excess of $50,000 directly to customers lo-
cated outside Nebraska. On the basis of the foregoing ad-
mitted facts, I find that Respondent is an employer
within the meaning of Section 2(2) of the Act, engaged
in commerce or a business affecting commerce within
the meaning of Section 2(6) and (7) of the Act. I further
find that it will effectuate the purposes of the Act for the
Board to assert jurisdiction over the instant dispute.
Only Respondent's McCook facility is directly in-
volved in this proceeding. However, it is pertinent to the
issues presented to note that Respondent is a wholly
owned subsidiary of the Dayco Corporation, a conglom-
erate which operates at least 29 other facilities from
coast to coast. Dayco operates hose plants similar to the
one involved here in Alliance, Nebraska, Ocala, Florida,
and Olney, Texas. The employees at these other loca-
tions are not represented by any labor organization. In its
brief, Respondent advised that a similar plant in Dover,
New Jersey, where employees were represented by the
Union, had recently closed.
II. TIlE LABOR ORGANIZATION
The answer admits that the Union is a labor organiza-
tion within the meaning of Section 2(5) of the Act and I
so find. The Union has been attempting to organize Re-
spondent's production and maintenance employees at
McCook since approximately August 1979.
III. THE ALLEGED UNFAIR L.ABOR PRACTICES
A. The Pleadings
The complaint alleges that Respondent violated Sec-
tion 8(a)(l) and (3) of the Act by discharging Marc Pro-
chazka on November 6, 1980, and Shirley Ashley on
491
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
February 2, 1981. It also alleges that the same sections
were violated by Respondent's conduct in improving em-
ployee benefits on November 13, 1980, and January 2
and 7, 1981; its conduct in imposing more restrictive con-
ditions upon the finishing department employees on Feb-
ruary 25, 1981; and its conduct in issuing verbal or writ-
ten warnings to employees Doreen Parsons and Dorothy
Anderjaska. The complaint asserts that the foregoing
conduct was for the purpose of discouraging union ac-
tivities by the McCook employees. The complaint also
alleges that Respondent interfered with, restrained, and
coerced its employees in violation of Section 8(a)(1) of
the Act by several separate instances of soliciting griev-
ances, promising benefits, and interrogating employees,
all for the purpose of discouraging union activity.
Respondent admits that it discharged Marc Prochazka
albeit for lawful reasons but denies the remaining sub-
stantive allegations of the complaint.
B. The Prior Case
The General Counsel places substantial reliance on a
prior unfair labor practice case involving the same par-
ties and the same organizing effort in which Administra-
tive Law Judge Joan Wieder found that Respondent was
guilty of numerous unfair labor practices and in which
Administrative Law Judge Wieder recommended that
the Board (1) enter an appropriate remedial order, and
(2) set aside the Board-conducted election of March 6,
1980, wherein the proposal for union representation by
Respondent's employees was defeated. This prior case, in
the General Counsel's view, demonstrates substantial
hostility by Respondent toward union representation,
shows some of the concerted activities engaged in by
certain employees involved in this proceeding, and estab-
lishes a proclivity by Respondent to violate the Act. Al-
though Respondent appears to concede that the activities
of some of its employees is demonstrated by the findings
in the prior case, it argued that as exceptions were filed
to Administrative Law Judge Wieder's findings and con-
clusions, no significant reliance should be placed on her
findings and conclusions. However, on June 15, 1981, the
Board rendered its decision in the prior case wherein it
adopted the findings and conclusions of Administrative
Law Judge Wieder with certain specific modifications
and directed a second election. '
The conduct reflected in the prior case-a significant
portion of which is based on demeanor credibility find-
ings or uncontradicted employee testimony-reflects an
attitude by Respondent that the representation of its em-
ployees by a labor organization is a concept which it was
willing to resist by any means, lawful or unlawful. Thus,
Administrative Law Judge Wieder summarized as fol-
lows:
In sum, the employer, from the outset of its cam-
paign, repeatedly utilized the carrot and stick ap-
proach, employing potential layoffs and plant clos-
ings, in conjunction with the union campaign and
the opening of the Ocala plant which was nonunion,
i The Board's decision is reported as Electric Hose & Rubber Co., 262
NLRB 186 (1982).
indicating that bargaining would be futile, announc-
ing that no wage increases or other improvement in
benefits would be granted during the campaign and
negotiations even though negotiations may
last
years, and other adverse consequences would flow
from unionization.
In addition, findings in the prior case show that Re-
spondent's campaign against the Union was an effort co-
ordinated from top to bottom. Thus in the critical period
before the March 6, 1980, election 13 meetings were con-
ducted by management officials with small groups of 25
to 30 employees, in which the process of collective bar-
gaining was portrayed from the worst possible perspec-
tive. Followup inquiries of employees were made by
foremen to obtain reactions to the meetings. Additional-
ly, Respondent's president came to McCook to deliver
an appeal against the Union and on the day before the
election, a large advertisement appeared in the local
newspaper, the McCook Gazette, exhorting employees to
reject the Union. The theme of Respondent's campaign
was laced with abundant assertions of gloom-employees
were told that the selection of the Union would mean
that there would be chaos; that the plant would never be
the same; that customer confidence (on which business
and, by inference, jobs depend) would be destroyed; that
the plant would "wilt and die on the vine"; that there
would be long protracted negotiations with bargaining
beginning from scratch; that the Company bargains hard
with unions; that employees would not get anything the
Company was unwilling to give; that the unorganized
employees would be given all benefits granted organized
employees; that there would be layoffs; that the plant
might close; that the plant would operate below capac-
ity; that there was no worse time for a union; that there
could be strikes; that strikers could be replaced; that
strikes turn friend against friend; that employees could be
fined by the Union for expressing their own personal
views; and that promoting union sentiment was discour-
aged while promoting an antiunion sentiment was en-
couraged.
Although the prior case is not a substitute for the Gen-
eral Counsel's obligation to prove the complaint allega-
tions by a preponderance of the credible evidence, Re-
spondent's open and notorious hostility toward the estab-
lishment of collective bargaining is clearly relevant in as-
sessing the motive for its actions during a union organiz-
ing campaign. It would be clear error for me to simply
set the atmosphere portrayed in the prior case aside and
treat it as though it did not exist. Respondent made its
own bed, so to speak, and now it should not be heard to
complain about having to lie in it. I find, therefore, Re-
spondent was officially predisposed to oppose its em-
ployees' exercise of their Section 7 rights and that its of-
ficial attitude contributed materially to some of the
events which are the subject of the instant complaint.
C. The Alleged 8(a)(1) Violations
I. The employee handbook
The General Counsel amended the complaint at the
outset of the hearing to allege that Respondent's hand-
492
ELECTRIC HOSE & RUBBER COMPANY
book-published at some unspecified time ill the summer
of 1980-interfered with its employees' Section 7 rights.
The provision found offensive by the General Counsel
(which appears as an introduction) reads as follows:
We sincerely hope that if you are approached to
join a union, you will consider the freedoms you
will be relinguishing. If you feel you are being pres-
sured into making a commitment to the union,
notify your Supervisor and we will see that such
pressuring is stopped. IT IS OUR INTENTI'ON TO
OPPOSE UNIONISM
BY
EVERY
PROPER
MEANS A VAILABLE to ensure that no employee
ever has to give us the freedoms he or she has and
deserves as an employee of Electric Hose and
Rubber Company.
Respondent does not deny that its most recently pub-
lished
handbook
contains
the
foregoing
provision.
Rather, it argues on the basis of testimony given by the
McCook personnel manager, Jack Harootunian, that, as
the provision was deleted from the handbook 2 or 3
weeks prior to the hearing, no remedial order is neces-
sary.
There is no evidence that employees were ever in-
formed that the handbook provision was deleted. As is
self-evident, the provision
encourages employees
to
report the union activities of fellow employees to man-
agement and announces that unspecified action would be
taken to stop such activity-without regard to whether
or not the reported activity was protected by the Act.
As Respondent has failed to demonstrate that it has pub-
licly rescinded the provision, I find that by maintaining
this announced policy in effect, Respondent has thereby
violated Section 8(a)(1) of the Act and that such conduct
does require an appropriate remedial action.
2. The Company's climate questionnaire (CCQ) and
related actions
The complaint alleges that APC Skills was an agent of
Respondent and that it, in conjunction with Respondent's
plant manager, William Bauer, solicited grievances of
employees, and promised and granted benefits to em-
ployees. More specifically, the General Counsel believes
that an attitude survey (CCQ) administered by APC
Skills among Respondent's McCook employees from
August 26 through 28 and Bauer's written announcement
related to certain findings resulting from the survey
dated November 13, 1980, violated the Act. The essence
of Respondent's defense is that the survey and Bauer's
followup announcement occurred only coincidentally
with union activity at McCook, that it was unrelated to
the union activity, and that it was not violative of the
Act. The thrust of the General Counsel's argument on
brief was that it is obvious that a number of the questions
on the CCQ were designed to elicit information from
employees about their attitude toward a variety of topics
including their pay, benefits, and working conditions,
2 To the extent that Respondent's policy of stopping any "pressure"
upon employees to join a labor organization is ambiguous. such ambigui-
ty should be resolved against the promulgator. VLRB v Miller. 341 F.2d
870 (2d Cir. 1965).
and that the ostensible purpose of the survey assigned by
Respondent-to identify areas for management and su-
pervisory training-is a subterfuge used to hide its true
purpose; namely, to discourage employees from support-
ing the Union. The General Counsel contends that
Bauer's letter of November 13 discloses that the object
of the survey was to solicit complaints which Respond-
ent could consider and remedy if it so desired.
APC Skills is a private management consulting firm
which Respondent had previously used at its Dover and
Alliance plants. Indeed, throughout most of the preelec-
tion period, a team of APC consultants were operating at
the Alliance plant. APC initially came to the McCook
plant shortly after the election in March 1980. The pres-
ence of the APC team members was announced by
Bauer in a letter to all employees. The APC team leader
at McCook, David Hall, testified that APC's primary
purpose is to design and install management and employ-
ee operational training systems. APC's usual procedure is
to begin analyzing their client's operation by means of
onsite observations and by conducting certain "diagnos-
tic" tests with a limited number of supervisory and man-
agerial employees. Next, APC develops an action plan
which, if accepted by the client, it thereafter undertakes
to implement. Typically. the focus is on the management
and supervisory staff and that appeared to be the case at
McCook. According to Hall, a series of diagnostic ex-
aminations are conducted with the entire supervisory and
managerial staff in the proposal implementation stage.
APC also assists in establishing management committees
(task forces) to solve plant problems and to identify
methods to achieve company goals. Formal class training
sessions with supervisors are conducted by APC person-
nel. APC team members also observe supervisory per-
sonnel on the floor and provide feedback to aid them in
evaluating their performance. So far as APC's direct
interaction with rank-and-file employees is concerned, it
appears to be limited to the disputed CCQ. According to
Hall, the results of the CCQ are typically relayed to em-
ployees by means of a company newspaper, a letter, or
small group meetings. At McCook the CCQ "results"
were conveyed by Bauer's November 13 letter.
The CCQ format consists of a series of statements to
which employees are asked to respond by stating wheth-
er they strongly agree, strongly disagree, or are uncer-
tain. The General Counsel believes the following sample
of CCQ inquiries taken from the survey conducted at
McCook supports a portion of his argument:
I. Most people at this company feel that the pay
and benefits they get are fair for the work they do.
19. There are a lot of people in this company
who are unhappy about their pay and benefits.
20. You can move up at this company if you
have ambition and work hard.
*
*
*
493
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
37. The pay here is pretty good compared to
what other companies like ours are paying.
38. Getting ahead at this company depends more
on who you know than what you know.
39. People in this company do their jobs without
griping about how they have to work harder than
others.
55. Some people at this company get paid more
than they deserve, but others get less than they
should.
56. People are promoted fairly in this company.
58. The workers at this company really care if
the company is successful or not.
59. There is too much bad feeling among the
people I work with.
63. It often seems as if one part of this company
is working against another part of the company.
In his November 13 letter-which was ostensibly to
report the results of the CCQ-Bauer called attention to
some areas where employees had responded in a positive
fashion and other areas where there had been a negative
response. Hall testified that he assisted Bauer in drafting
the November 13 letter. The General Counsel argues
that the letter announces the establishment of a new em-
ployee benefit; namely, three new programs to improve
communications. The three communications programs
announced in Bauer's letter were labeled the manage-
ment on-the-floor system, the inquiry-response system,
and the meetings system. Succinctly summarized, the
management on-the-floor system amounted to having top
local management make appearances on the plant floor
on the "back" shifts; i.e., the evening and night shift."
The inquiry-response system consisted of providing su-
pervisors with a pad of preprinted paper to use in seek-
ing answers to employee questions. The meetings system
consisted of permitting discussion about a wider range of
topics at the monthly safety meetings and requiring su-
pervisors to prepare a written agenda in advance of the
meetings as well as a written summary at the conclusion
of the meetings.
The evidence
discloses
that
the communications
schemes announced in Bauer's November 13, 1980, letter
were actually implemented. The General Counsel has
complained of certain events which occurred at this
stage. Thus, on December 15, 1980, plant engineer Tom
Conroy, an admitted supervisor, visited the 11 p.m. to 7
a.m. shift as a part of the management on-the-floor
system. In the course of the visit, Conroy asked Dorothy
Anderjaska, an employee who had been openly active on
behalf of the Union, if she needed any improvements in
3 The McCook plant operates on a three-shift basis with shifts starting
and ending at 7 a.m., 3 p.m., and II p.m.
her area. Anderjaska could not think of anything at the
time so Conroy told her if she thought of something
later she could drop a note in his mailbox. Later during
the same shift, Anderjaska thought of a couple of mat-
ters-one item was never disclosed at the hearing and
the other item was a request to inspect for worn rollers
on the hose pullers more often and to be more diligent
about replacing them. Anderjaska caused a note to be de-
livered to Convoy by a supervisor. On Christmas Eve
1980, Conroy approached Anderjaska on the steps of the
church which they attend to inform her that he had not
forgotten her requests. Two or three months later, ac-
cording to Anderjaska, the worn rollers on her hose
puller were replaced.
The General Counsel also complains about meetings
conducted by three supervisors subsequent to Bauer's
November 13 letter. On December 17, 1980, Supervisor
Gary Pevoteaux held a meeting for the 17 employees he
supervises. Although Pevoteaux operated from a pre-
pared agenda (apparently for the first time), he charac-
terized the meeting as a typical safety meeting like those
which supervisors had conducted for several
years.
However, employee Dennis McFarland testified that Pe-
voteaux distributed a new form and asked those present
to list any complaints or safety hazards of which they
were aware on the form and return it. McFarland did
not return his form. The following day Clara Fringer, a
supervisor, conducted a meeting for the 30 employees
she supervises. Employee Clyde Swartz testified that al-
though Fringer, in calling the meeting characterized it as
a safety meeting not much of it related to safety. Ac-
cording to Swartz, Fringer told the assembled group that
if they had any problems or complaints they should
come to her and she would see if there was something
she could do about them. Swartz never registered any
complaints with Fringer. Fringer and employee Golda
Zwinkle testified that the December 1980 meeting was
conducted in the same fashion that Fringer had always
conducted such meetings, to wit, the first part of the
meeting was devoted to any safety matters and thereafter
the floor was thrown open for a discussion of any other
problems. The third disputed meeting was conducted by
John Modrell, a supervisor, on January 13, 1981. Attend-
ing were the employees Modrell supervises. Modrell pre-
pared an agenda for the meeting and in the course of it
he asked if there were any complaints. Employee Kathy
Vontz, who characterized the meeting as a typical safety
meeting of the type she had attended for 7 years, re-
quested a heater for her work station. Modrell responded
saying that they were working on it. Vontz replied that,
as she had heard this response since the previous July,
she wanted it in writing. By the end of the day, Vontz
was given a written assurance that the heating problem
in her area would be cured. Three days later Vontz ran a
metal sliver under her fingernail. She testified she no-
ticed no pain from the injury until she got home and her
hands warmed. Subsequently, Vontz filed an accident
report in which she attributed the injury to her cold
hands. Following this injury, a heating system was in-
stalled. The General Counsel believes this action was a
494
ELECTRIC HOSE & RUBBER COMPANY
grant of a benefit to dissuade Vontz from supporting the
Union.
The General Counsel analogizes Respondent's CCQ
and improved communications system with the "Job In-
formation Survey and Sounding Board" program found
unlawful by the Board in General Electric Co., 255
NLRB 673 (1981). Although I agree that the schemes in-
volved in the two cases are somewhat analogous, I do
not believe that it necessarily follows that Respondent
here violated Section 8(a)(1) of the Act. The theory of
the General Counsel's complaint is that APC skills acted
as Respondent's agent to solicit grievances by means of
the CCQ and to devise a response to the attitudes dis-
closed by the CCQ. This action, the General Counsel
argues, was taken to discourage union activities.
In my judgment, the General Counsel's theory is not
factually supportable. There is no evidence that APC
Skills' services were sought by Respondent for the pur-
pose of opposing the Union. Indeed, the evidence merits
a contrary inference. Prior to the McCook election on
March 6, 1980, APC Skills was working in the Alliance
plant where there was no known union activity. The fact
that APC Skills did not commence its work at McCook
until after the election indicated that the procurement of
its services was not motivated by Respondent's fixation
with defeating the Union. In addition, the fact that prac-
tically all of the APC Skills' program other than the
CCQ was directed at the supervisors and managers and
the further fact that evidence is lacking that an object of
the training was to oppose unionism is supportive of an
inference that APC Skills' presence in McCook was for a
legitimate business purpose. Such an inference is further
warranted because the evidence shows that the APC
Skills' team was at the McCook facility for over an 11-
month period without becoming directly involved in the
union activities at the plant. Furthermore, the General
Counsel's analogy with the General Electric case becomes
even less convincing when it is observed that some of
the employee grievances here were not "solicited" until
more than 6 months after the election nor remedied until
2-1/2 months after they were solicited. 4 For the forego-
ing reasons, it is my conclusion that the General Counsel
has failed to prove any nexus between the activities of
APC Skills and the union activity at the McCook plant.
Accordingly, I cannot make the critical finding that the
administration of the CCQ and Bauer's November 13 an-
nouncement were for the purpose of interfering with em-
ployee union activity. On the contrary, the preponder-
ence of the evidence here warrants the conclusion that
Respondent's use of APC Skills and the implementation
of its recommended programs were for legitimate busi-
ness purposes and would have occurred even in the ab-
sence of any union activity. Therefore, I find that the
General Counsel has failed to prove that Respondent
41n Uarco, 216 NLRB I (1974), the Board observed that soliciting
grievances does not violate Sec. 8(aX)(1). Rather, it is the promise which
follows inferentially that the grievance will be remedied which is unlaw-
ful. The fact that the CCQ was a more formalized type of survey which
gave no explicit indication as to whether or not any action would be
taken on the wide variety of attitudes surveyed and the length of time
before Respondent reacted to the CCQ detracts considerably from the in-
ference that soliciting grievances by means of the CCQ implied a promise
to remedy.
violated Section 8(a)(l) of the Act by administering the
CCQ in August 1980, by Bauer's letter of November 13,
or by the conduct of its agents, Conoy, Pevoteaux,
Fringer, and Modrell in December 1980 and January
1981. Logan Co., 171 NLRB 524 (1968).
3. The interrogation allegations
The complaint alleges that three supervisors interro-
gated employees about union activities on February 4
and 10, 1981. In support of one such allegation, employ-
ee Vicki Knight testified that on approximately February
4, 1981, she reported for work and approached Foreman
Modrell's desk for her assignment. After Modrell fin-
ished that business, he reached in his drawer and pulled
out a "Johnny Hosemaker" cartoon. s The cartoon in
question appears to depict a supervisor as a two-legged
jackass. Also depicted are two nearby employees, one
saying to the other, "I know. I used to like him too . . .
when he was a person." On the surface, no attempt was
made to identify the supervisor depicted. Showing it to
Knight, Modrell asked if she had drawn it. Knight re-
plied that she had not drawn the cartoon. Smiling, Mo-
drell observed that the supervisor (depicted as a jackass)
resembled himself. By this time-according to Knight-
employee Ron Scott had approached Modrell's desk and
agreed with Modrell's observation that the jackass bore a
resemblance to Modrell. Scott denied that he ever ob-
served Modrell discuss the cartoon with Knight. Modrell
denied having asked Knight about the cartoon. I find it
unnecessary to resolve any credibility conflicts about this
matter as, in my judgment, the substance of Knight's tes-
timony and her demeanor while delivering it made clear
to me that this inquiry-assuming it did occur as Knight
testified-was more in the nature of shop floor humor
and lacked any coercive element whatsoever. Accord-
ingly, I find Modrell did not violate Section 8(a)(l) as al-
leged.
Cheryl Gillen testified that on February 10, 1981, Kent
Kotschwar, a supervisor, approached her in her work
area and asked if she had the jackass cartoon. When
Gillen said she did, Kotschwar asked for it. Gillen re-
trieved the cartoon from her billfold and gave it to
Kotschwar who then asked if Parsons had drawn it.
Gillen told Kotschwar that she had no knowledge as to
whether Parsons had drawn the cartoon. Next Kotsch-
war asked if anyone in the plant had drawn the cartoon
and Gillen said, "No." Kotschwar then left with the car-
toon.
Kotschwar's version of this incident is more innocent.
Kotschwar testified that he came to the work area and
Gillen asked if she could help him. Kotschwar said he
was looking for the jackass cartoon which he thought he
had observed earlier. Gillen told Kotschwar it was not
there anymore and proffered her copy. Kotschwar re-
marked, "It's kind of neat. I wonder who the artist was."
While looking at it, Gillen asked Kotschwar if he would
like to copy it and Kotschwar responded, "Sure." Gillen
5 Johnny Hosemaker cartoons were the handiwork of union activist
Doreen Parsons. Generally, the cartoons depicted Respondent in a poor
light. The Union distributed them as handbills. The cartoon referred to
by Knight was one of Parsons' earliest efforts.
495
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
told Kotschwar she wanted it back and he then left.
Kotschwar denied asking Gillen who had drawn the car-
toon, if Parsons had drawn the cartoon, or if anyone in
the plant had drawn the cartoon.
I have credited Gillen's version of this incident. Gillen
impressed me as a witness who was making a sincere
effort to relate what occurred. By contrast, Kotschwar
appeared in this and other instances to be straining for
explanations for his conduct and some of those explana-
tions are convoluted and inconsistent. As Gillen's testi-
mony disclosed a repeated effort by Kotschwar to lease
the identity of the artist, I find that it was coercive in
tone and substance, and that the inquiry violated Section
8(aX!) of the Act.
No evidence was offered to support the complaint alle-
gation that Supervisor Trupp interrogated any employee
on or about February 10, 1981, as alleged. Accordingly,
that allegation will be dismissed.
4. The microwave oven offer
The General Counsel contends that Bauer violated
Section 8(a)(1) of the Act by his letter to employees
dated December 1, 1980, offering a microwave oven as
an inducement to encourage increased participation in
Respondent's suggestion system. This action, the General
Counsel argues, constitutes an attempt to solicit griev-
ances and directly promises a new benefit; i.e., the micro-
wave oven. Bauer admitted the oven was offered as an
extra inducement and testified that the idea for offering it
came from a report by the manager at Dayco's Spring-
field, Missouri, plant (where the Union represents certain
employees) who had successfully used the added induce-
ment to spur interest in the suggestion program.
Respondent's suggestion program was initially estab-
lished in February 1980, a month before the election. As
initially established employees were assigned to one of
five committees to review suggestions and cash awards
ranging from S5 to $25 were granted for the best sugges-
tions. Subsequently, in July 1980, the program was modi-
fied by eliminating the employee review feature in favor
of a management evaluation team as was the apparent
practice at other Dayco plants and by substantially in-
creasing cash awards.6
In her decision, Administrative Law Judge Wieder
sustained one of the Union's objections which concerned
the original implementation of the suggestion program in
1980. Specifically, she found:
The initiation of a suggestion program less than a
month before the election, accompanied by an
awards program, when considered in conjunction
with the threat of plant closure, layoffs, solicitation
of grievances, the other promises of benefits, the
threat and actual withholding of wage increases, as
well as the other matters discussed hereinbefore, is
coercive and interfered with the conduct of a fair
election.
See Multi-National Food Service, 238
NLRB 1031 (1979).
* No evidence was presented in the instant proceeding concerning the
esMtablment of the suggestion program and its subsequent notifications
in July 193. The findings herein with respect to those nalters are based
on Administrative Law Judge Wieder's findings in the prior proceeding.
A perusual of the complaint, the General Counsel's brief
and the conclusions of law in the prior proceeding, fails
to disclose that the implementation of the suggestion
system was ever previously alleged as an unfair labor
practice or that it was ever found to be such. Hence, in
view of the fact that the General Counsel and the Union
were obviously well aware of the implementation of the
suggestion system at the time of the prior proceeding, I
am now precluded from finding that either its implemen-
tation in February 1980, or its modification in July 1980,
was coercive within the meaning of Section 8(aXI) of
the Act. Jefferson Chemical Co., 200 NLRB 992 (1972);
Peyton Packing Ca, 129 NLRB 1358 (1961). According-
ly, to the extent that the General Counsel now relies on
the fact that the suggestion program was deemed to be
coercive in the context of a prior representation proceed-
ing, I am limited to treating that finding as background
evidence only. Nevertheless, the question presented for
resolution here is only tangentially related to the original
establishment of the suggestion program.
As with several other instances of Respondent's con-
duct examined herein in the period following the elec-
tion, there is no evidence directly linking this announce-
ment related to the microwave oven with any ongoing
union activity. Although it is true that Bauer's announce-
ment of December I would tend to portray Respondent
in a favorable light in the eyes of employees, it does not
automatically follow that Respondent's action in offering
the microwave would violate Section 8(aXl). On the
basis of the record before me, it cannot be rationally
concluded that Respondent's conduct was undertaken for
the expressed purpose of impinging on the employees
freedom of choice for or against unionism or that it was
reasonably calculated to have that effect.NLRB
. Ex-
change Parts Ca, 375 U.S. 405, 409 (1964). Unlike the
original implementation
of the suggestion system a
month before the election, the suggestion system in place
in December 1980 appears to conform to that utilized at
other Dayco plants and, as Bauer's testimony indicates,
the offering of bonus prizes such as the microwave like-
wise conformed to similar actions at other Dayco plants
where there was no ongoing organizational activity.
Moreover, the fact that the microwave was offered ap-
proximately 9 months after the first election and at a
time when there was complete uncertainty about a
second election further supports the inference which I
have made that the offering of the microwave was not
related to the union organizational activity but rather
conformed to what would have occurred in the absence
of such activity. Famous-Barr Ca, 174 NLRB 770 (1969).
Accordingly, I find that the microwave oven offer did
not violate Section 8(aXI) of the Act.
D. The Alleged 8(a)(3) Violations
I. The implementation of the safety shoe and
eyeglass purchase programs
The General Counsel alleges that Respondent violated
Section 8(aXI) and (3) by the implementation of the
safety shoe and eyeglass purchase programs on January 2
and 7, 1981, respectively. Respondent denies that the
496
ELECTRIC HOSE & RUBBER COMPANY
object of these programs was to dissuade employees
from supporting the Union.
The evidence discloses that on the aforementioned
dates memorandums were posted on the plant bulletin
boards signed by Safety Director Virgil Bamsey an-
nouncing the programs. Bamsey did not testify. Instead
Personnel Manager Harootunian testified that he was re-
sponsible for actually seeing that the programs were im-
plemented. According to Harootunian, he was apprised
of the availability of the programs by corporate memo-
randums he received in the summer of 1980 shortly after
his transfer to the McCook plant. When Harootunian ap-
proached Bauer about implementing the programs, Bauer
advised Harootunian to proceed by checking the success
of the programs at other locations. For reasons not fully
explained by this record, Harootunian's efforts to comply
with Bauer's instruction appears to have consumed more
than 6 months. Insofar as this record shows, when the
decision was made finally to announce the programs, the
announcements were made by Bamsey at Harootunian's
direction.
Both programs appear to have been arranged by
Dayco corporate personnel with outside vendors. The
safety shoe program provided for the purchase of a par-
ticular brand of safety shoes at a price below the retail
price of the shoe or a comparable shoe. The cost of the
shoes was to be paid entirely by the employee-the only
benefit supplied by Respondent or its parent was the ne-
gotiated discount. Under the eyeglass program Respond-
ent offered to pay the cost for prescription safety glasses.
It was recommended that the employee secure a new
prescription if their prior prescription was over a year
old and the cost of an eye examination for prescription
purposes was to be at the employee's expense. Nonpre-
scription safety glasses had theretofore been available at
the plant and continued to remain available. It likewise
appears from the Union's handbills in evidence that Re-
spondent granted its employees an across-the-board wage
increase at approximately the same time but that matter
was not alleged as a violation.
The announcements concerning the shoes and eye-
glasses contained no reference to organizational activity
and there is no other evidence of any kind that any of
Respondent's managers or supervisors attempted to seize
upon the announcements to gain an advantage vis-a-vis
the Union. Harootunian testified that the sole object of
implementing the programs was to provide employees
with the opportunity to have safe shoes and safe glasses
for work in the plant. No other object is discernible from
this record. This conclusion
is especially warranted
where, as here, both programs were initiated at the
Dayco corporate level and were not implemented in
McCook with the slightest degree of haste. Indeed, a
more serious dispute would have been presented if the
General Counsel had alleged Respondent's delay in im-
plementing these programs as a violation. Accordingly, I
find that the announcement and implementation of the
safety shoe and eyeglass purchase programs did not vio-
late Section 8(a)(1) and (3) of the Act.
2. The restrictions on the 5-minute breaks
The complaint alleges that Respondent imposed more
restrictive conditions of employment upon the finishing
department employees in violation of Section 8(a)(1) and
(3) of the Act by limiting the number of employees who
could go on break at any one time after approximately
February 25, 1981.
The undisputed evidence shows that, in late February
1981, the employees in the finish and inspection plastics
department were instructed that they could no longer go
on the authorized 5-minute work breaks at the same time
as they had been doing. Darrell Brown, the manager of
those departments, testified that he initiated this action
after observing that the two 5-minute break periods were
being extended from 10 to 15 minutes on all three shifts.
According to Brown, this resulted from the fact that
most of the 70 to 75 employees on each shift congregat-
ed in the cafeteria to use the limited number of food and
beverage machines available there during the short break
period. As a consequence, many employees had to wait
for an extended period in order to use the machines and
employees were routinely 5 or 10 minutes late in return-
ing to their work stations. Brown initially held a meeting
with the six departmental forepersons and later attended
separate meetings of the finish department employees
where he personally announced the change. Brown testi-
fied that he advised employees that only four finish oper-
ators and two balers would be permitted on the 5-minute
break at any given time. Rosalie Madsen, one of the fore-
persons in the finish department, corroborated Brown's
version of this change and the manner in which it was
announced. Dennis Kennedy, the 11 p.m to 7 a.m. fore-
person for plastics inspection, testified that he informed
employees that the 5-minute breaks were being abused.
Accordingly, Kennedy told his crew that only two or
three could leave their work stations at the same time
and, when they returned, others could go. Clara Fringer,
a foreperson on the 11 p.m. to 7 a.m. shift in the finish-
ing department, testified that after Brown's meeting with
the supervisors she told the employees she supervised
that the break procedure would be altered so that they
would be permitted to go on break in groups of five-
three finish workers and two balers. All of the supervi-
sors denied that union considerations had anything to do
with changing the break procedure.
Although the General Counsel called numerous em-
ployee witnesses, only two were questioned in support of
the allegation concerning breaks. One, Dorothy Ander-
jaska, testified that her group was advised by Supervisor
Kennedy during a February 25, 1981, safety meeting in
his office that the employees were to stagger their 5-
minute breaks so only two were off the floor at any
given time "until further notice." Following this an-
nouncement, Anderjaska noticed that Kennedy and Fin-
ishing Supervisor Fringer "staggered" their breaks so
one or the other was present when she went on break.'
7 Although this testimony might suggest surveillance, the record is en-
tirely insufficient to merit a conclusion that Respondent's supervisors
were engaged in such activity.
497
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
According to Anderjaska, this procedure lasted about a
week and then the employees began taking breaks as
before; i.e., altogether. On cross-examination Anderjaska
acknowledged that when everyone took their break at
the same time the cafeteria would become "pretty
crowded" and on occasion the breaks "possibly" lasted
longer than the allotted 5 minutes. Anderjaska also con-
ceded that the problem causing the change was "possi-
bly" that breaks were lasting too long. Anderjaska gave
no testimony which directly linked change in the break
policy with the ongoing union activity. Clyde Swartz, a
baler, testified that on February 25 his foreperson, Rose
Madsen, advised him that there would be a change in the
break policy-that henceforth only two employees at a
time would be permitted on break and that there was to
be no talking or standing around. Swartz asserted that he
never returned late from a 5-minute break and never
knew anyone else who did, but, according to Swartz, he
normally went on break alone. He testified that the break
policy (including the no-talking rule) was still in effect at
the time of the hearing. Swartz gave no testimony direct-
ly linking the changed break policy with union activity.
On the basis of the foregoing and the entire record, I
find that the evidence fails to establish that the change in
Respondent's rest break policy interfered with its em-
ployees' Section 7 rights. Rather, the preponderence of
the evidence merits the conclusion that the break policy
was instituted for legitimate business reasons and that
there was no attempt to convey a message to employees
that it resulted from any of their organizational activities.
Even assuming that Supervisor Madsen may have direct-
ed that there be no talking during the break periods as
Swartz asserts, this evidence, at best, is ambiguous where
there is substantial evidence that part of the problem re-
sulted from the casual talk among employees during the
break periods. Moreover,
as Anderjaska's
testimony
shows, any such admonition about talking-or the new
break policy itself-was routinely ignored after a short
period without retribution. Accordingly, I find that the
change made in the break policy on or about February
25, 1981, did not violate Section 8(a)(l) and (3) of the
Act.
3. Doreen Parsons' December 1980 warning
The complaint alleges that the warnings issued to
Doreen Parsons on December 11, 1980, and February 27,
1981, violated Section 8(a)(1) and (3) of the Act.
Parsons has been employed by Respondent
since
March 1979 as a tube machine operator. She appears to
have been one of the more active and outspoken union
adherents. Parsons openly displayed support for the
Union by wearing a union organizing committee button
and distributing handbills which included 10 or 11 of her
cartoon caricatures which she named "Johnny Hose-
maker." As noted above, the barbed messages directed at
the management by Parsons' cartoons received wide at-
tention in and about the plant. Considering Respondent's
demonstrated-and continuing-animus toward unions,
Parsons' activities were in all probability a sore spot for
Respondent's managers.
In mid-December
1980 Parsons was on the 3 to II
p.m. shift and her supervisor was Larry Randolph. Ac-
cording to Parsons, when she arrived at work on De-
cember 11, 1980, her tubing machine had been equipped
with a new device called the "caterpillar" which func-
tioned to pull the extruded tube through the cooling pans
and sterate tanks, and on to a reel. Parsons testified that
throughout the evening the caterpillar was a source of
difficulty as its speed was not synchronized with the tube
extruding machine. According to Parsons, the typical
procedure is to adjust the speed of the ancillary devices
to that of the machine but she found it impossible to do
this with the caterpillar. After experiencing considerable
difficulty with the operation of the tubing machine, Par-
sons adjusted the tubing machine speed to that of the
caterpillar. However, in the meantime, Parsons ran ap-
proximately 2,000 feet of off-center tubing which was re-
jected by the quality inspectors. When her foreman, Ran-
dolph, was apprised of this, he issued Parsons a written
notation of a verbal warning.8
The machine operated by Parsons is known as the T-
6. The operators of this machine on the other two shifts
at approximately the same period of time were Gerald
Manley and Darrell Banzhaf. Richard Griffing, a cover
machine operator whose work involves putting a final
cover over the tubing after it has been reinforced, testi-
fied about repeated instances of off-center tubing pro-
duced by Manley which arrived at his machine for cov-
ering. In Respondent's production process, this defective
tubing should have been intercepted by the tube machine
operator or the quality control inspectors before it was
sent to the "ward well" to have the reinforcement ap-
plied. Griffing testified that he called these defects to the
attention of Kent Kotschwar and quality control inspec-
tor Dee Traphagan. On all but one of such occasions,
Kotschwar told Griffing not to cover the defective tube.
Cameron Martin, another cover operator, worked on the
3 p.m. to 11 p.m. shift. He testified that in January 1981
there were substantial amounts of off-center tubing sent
to him for covering and, most frequently, the tubing
came from the machines of Manley and Banzhaf.
Manley received a written notation of verbal warning
on December
16, 1980, for running off-center hose.
Apart from Manley's warning, there is evidence that sev-
eral other warnings concerning off-center hose have
been issued both before and after Parsons' warning.
According to Larry Randolph, Parsons' supervisor,
Parsons had been verbally warned on two previous occa-
sions about producing off-center hose, including an infor-
mal warning on the very day that the written notation of
the verbal warning was issued. No attempt was made to
rebut this assertion by Randolph nor was any attempt
made to show that Parsons called Randolph's attention
to the difficulty she perceived with her machine. Instead,
the uncontradicted evidence shows that Parsons set the
off-center tube out to be inspected, reinforced, and cov-
ered knowing it was defective.
8 The employee handbook discussed in sec. Ill,C,I, above, contains a
section which details Respondent's rules and regulations and its discipli-
nary procedure. The disciplinary procedure is described in terms of
"steps" ranging from a verbal warning (which is really written) to dis-
charge. Respondent's disciplinary scheme appears to be progressive with
regard to the less serious offenses but, in cases involving more serious of-
fenses, immediate discharge is proscribed as the only penalty.
498
ELECTRIC HOSE & RUBBER COMPANY
Having considered all of the circumstances, I cannot
find on the basis of the evidence before me that the De-
cember 11, 1980, warning was discriminatorily motivat-
ed. The General Counsel's own evidence shows that an-
other employee (Manley) was given a similar warning by
a separate supervisor shortly after Parsons received her
warning and that Banzhaf was being trained on the
tubing machine operation at or about the time of his Jan-
uary errors. Respondent offered numerous similar warn-
ings issued to employees both before and after Parsons'
warning. There is no evidence Parsons attributed the
problem to her machine at the time or called anyone's
attention to the tubing which she knew to be defective.
It is true that the nature of Parsons' cartoon activities
may have focused considerable attention on her, but the
evidence plainly shows that this activity did not com-
mence until January 1981, after the warning issued. Al-
though my conclusion about the December 1980 warning
to Parsons is not free of doubt, I find that the General
Counsel has failed to prove by a preponderence of the
evidence that this warning was discriminatorily motivat-
ed.
4. Parsons' warning for insubordination
On February 27, 1981, Parsons received another warn-
ing-this time under Respondent's disciplinary scheme,
the warning was written.
According to Parsons, during her workshift on Febru-
ary 26, 1981, she informed Foreman Randolph at 7:40
p.m. that she was taking her lunchbreak and thereupon
went to the cafeteria. Parsons claimed that she returned
to her work station in 20 minutes which is the length of
time allotted for lunchbreaks. There is agreement that
Randolph approached her shortly after her return and
accused her of taking more than the allotted time-in
excess of 25 minutes. According to Randolph, he noted
the time of Parsons' departure from the work area as
7:35 p.m. and her return at after 8 p.m. on the restroom
clock.9 When Randolph asserted to Parsons that she had
returned from her lunchbreak late, Parsons proclaimed
her innocence. There ensued a period of what appears to
be a "yes, you did" and "no, I didn't" assertions back
and forth while Parsons was attempting to set up her ma-
chine to begin working. Finally, upset at Randolph's per-
sistence over the matter, Parsons told Randolph that his
clock was "fucked" and that he should get his glasses
checked. Parsons went on to say that she wanted him to
quit harassing her. By this point, Parsons claims that she
was nearly in tears so she turned and walked toward the
drinking fountain and thence to the restroom. As she
turned and began walking away, Randolph called to her
but Parsons kept walking. She remained in the restroom
until she finished crying and returned to her work station
about 10 minutes later. Randolph did not approach her
9 At the hearing, Randolph was supported in the general assertion that
Parsons overstayed her lunchbreak by employee Errol Brunk who claims
to have left the cafeteria at approximately 7:20 p.m when Parsons was
just entering the cafeteria. However, as is obvious, Brunk's version is not
consistent with Randolph's version. I am not surprised. Brunk impressed
me as taking substantial delight from the disparaging testimony he gave
about Parsons, not unlike one small child tattling on another In his haste
to be uncomplimentary about Parsons, Brunk appears to have become
reckless with facts.
the rest of the evening. Instead, Randolph telephoned
Division Manager Jim Trupp at home to advise him of
the incident and Trupp instructed Randolph to report
early the following day to discuss the matter further.
As directed, Randolph reported for work at or about
2:15 p.m. the following day so he could discuss the inci-
dent with Trupp. When Randolph arrived, Trupp and
Randolph took the matter up with Harootunian, the per-
sonnel manager. According to Randolph, after Haroo-
tunian heard the story he wanted to investigate the
matter further and asked to have Parsons sent to his
office. Randolph complied with this instruction when
Parsons reported for work.
During Parsons' meeting with Harootunian and Trupp,
she readily acknowledged that she told Randolph his
clock was "fucked" and that he should get his glasses re-
paired. In addition Parsons acknowledged that she had
walked away from Randolph but explained that she was
under a great deal of pressure because her auto had re-
cently been vandalized and that she walked away be-
cause she was about to cry. Parsons asserted that Ran-
dolph had been harassing her. When she made this asser-
tion, Trupp asked for specific examples and Parsons re-
plied that she could not think of any at the moment but
she had several instances written down in a notebook at
her work station. The initial conversation ended with
Harootunian telling Parsons that he wanted to investigate
further. Following Parsons' interview, Harootunian inter-
viewed Parsons' fellow employees, Mark Nelson and
Brunk.' ° After Harootunian's discussion with these two
individuals, Harootunian asked Parsons to return to his
office. On this visit Harootunian asked Parsons if she
would mind if he looked at her notes. Parsons asserted
that she preferred to consult with a fellow worker before
consenting to Harootunian's request and she was permit-
ted to do so. After retrieving her notes and seeking
advice from a fellow employee, Parsons advised Haroo-
tunian and Trupp that she would not let them have the
notes but that she was willing to read the notes to them.
For the moment Harootunian agreed and listened as Par-
sons read. After a short while Harootunian asked if Par-
sons would mind if he xeroxed her notes. Initially Par-
sons agreed and the two adjourned to an adjacent office
where Harootunian began to copy the notes. In the
course of the copying, Parsons apparently began to have
second thoughts and asked Harootunian if she could con-
sult again with a fellow employee. Harootunian agreed
and Parsons left, returning a short while later. At this
time Parsons told Harootunian that if Young and Peri
(Respondent's law firm) wanted her notes, they could
wait until they were returned from Kansas City (where
the NLRB Regional Office is located). Parsons went on
to tell Harootunian that she did not trust Respondent's
supervisors after hearing some of their testimony in the
prior case and that she did not want to give up her notes
'o At the hearing Nelson testified that he observed the Randolph-Par-
sons "confrontation" from his adjacent machine on the evening of Febru-
ary 26 but overheard nothing because of the machine noise. To the extent
that it may be deemed relevant, I am dubious of Nelson's testimony.
Thus, Parsons readily admitted that she could hear Randolph call to her
as she walked away which indicates, contrary to Nelson's assertion, that
the machine noise was not that loud.
499
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
to them. According to Parsons, Harootunian told her
that no one was pressuring her-he simply thought the
notes would be helpful in resolving the problem between
Randolph and herself. Parsons however declined to pro-
vide copies of her notes. After she expressed hope that
Randolph's differences with her could be resolved, she
was excused and she returned to work. Approximately 5
minutes later Randolph approached her and presented
her with the disputed warning citing her for insubordina-
tion. Later that evening, Parsons sought an explanation
for the warning from Randolph. Initially he declined to
discuss it saying he was too busy but when Parsons per-
sisted Randolph finally told her he had issued it because
she had walked away from him.
At the hearing, Parsons asserted she had been unable
to locate her notes since the interview by the Board
agent who investigated the charge. The General Counsel
made no effort to elicit any details from Parsons as to
the basis for her belief that Randolph was engaged in a
pattern of harassing conduct directed at her prior to the
issuance of the February 27 warning. Randolph denied
that the warning had anything to do with the Union or
Parsons' refusal to give up her notes. Instead Randolph
asserted that the warning was issued because of the
manner in which Parsons had spoken to him, the tone of
her voice, and the fact that she had walked away from
him.
Viewed in an objective sense, Parsons' conduct on the
evening of February 26 could be easily construed as in-
subordinate. In the absence of evidence that the incident
was somehow provoked, it is, in my judgment, impossi-
ble to conclude that the discipline was not justified. A
contrary conclusion is not warranted by Harootunian's
investigation which the General Counsel labeled on brief
as "puzzling." However, I do not find Harootunian's in-
vestigation all that "puzzling" since Parsons asserted in
her first interview with Harootunian that Randolph was
harassing her. Harootunian's pursuit of Parson's evidence
of Randolph's harassment is consistent with a good-faith
effort to learn all the facts before taking action. The fact
that the issuance of the disciplinary notice followed Har-
ootunian's unsuccessful efforts to obtain Parsons' notes
does not merit the inference that the discipline resulted
from her refusal to provide her notes. It may as easily be
inferred that Parsons' refusal to provide her notes merely
brought Harootunian's investigation to a conclusion. Nor
do I find it unusual that Randolph would have cautioned
Parsons about the amount of breaktime she used. Thus,
as other findings indicate above, stricter adherence to the
allotted breaktime was the subject of other legitimate ac-
tions by Respondent at this same time. For these reasons,
it is my conclusion that the General Counsel has failed to
prove by a preponderence of the credible evidence that
the warning notice received by Parsons on February 27,
1981, was discriminatorily motivated.
5. Dorothy Anderjaska's warning
The complaint alleges that the warning given to Doro-
thy Anderjaska on February 16, 1981, violated Section
8(a)(1) and (3) of the Act. Anderjaska, who had been
employed by Respondent for about 5-1/2 years, had
worked as an inspector for approximately 2-1/2 years at
the time of the disputed warning. At that time, Ander-
jaska was working on the 11 p.m. to 7 a.m. shift and her
foreman was Dennis Kennedy who, between the time of
the disputed incident and the hearing, was "relieved of
his duties." Anderjaska was an open and active supporter
of employee organization. Among other things she at-
tended many union meetings, often wore a button pro-
claiming sympathy for the Union, and distributed hand-
bills at the plant soliciting support for the Union. Al-
though the organizational campaign had been in progress
since August 1979, the evidence shows that, at or about
the time of the disputed warning, Anderjaska was active-
ly engaged in handbilling activities.
The written warning issued to Anderjaska was for pur-
portedly careless workmanship. Other evidence shows
that Anderjaska had received similar warnings on two
prior occasions. The essence of the General Counsel's
case is that the February 16 warning was undeserved as
Anderjaska did only what she was instructed to do by
Kennedy. The General Counsel's theory is, therefore, a
familiar one-it is reasonable to infer a discriminatory
motive because the discipline was grossly unfair.
Most of the evidence pertaining to the disputed warn-
ing was supplied by Anderjaska on behalf of the General
Counsel and Kennedy on behalf of Respondent. With
regard to the specifics of what occurred on the night of
February 13-14, 1981, there is a wide variance between
the testimony of Anderjaska and Kennedy. The General
Counsel urges that I credit Anderjaska's version of the
events because Anderjaska was currently employed by
Respondent at the time she testified. Ordinarily that fact
is entitled to be accorded significant weight in resolving
credibility issues, but it is obvious that where the issue
pertains to the self-interest of the employee testifying-as
would be the case with Anderjaska's testimony about her
own warning-the weight accorded her current employ-
ment for credibility purposes is significantly diminished.
By contrast, the fact that Kennedy, the supervisor, has
apparently been terminated is a very significant fact fa-
voring his credibility. No reason was shown to exist for
Kennedy to fabricate or color his version of the events
to curry favor with Respondent. The interest alignment
question notwithstanding, Respondent was able to dem-
onstrate on cross-examination that: (1) Anderjaska was
an experienced inspector, (2) that the work which result-
ed in the disputed warning was not unusual, (3) that An-
derjaska was peeved at the condition of her work station
when she reported to work, (4) that Anderjaska did not
bother to heed the written instructions which accompa-
nied the disputed work, and (5) that Anderjaska made a
statement in a prehearing affidavit about a vital part of
her claim which was inconsistent and contrary to her
hearing testimony. By contrast, Kennedy's testimony of
the events in question was delivered in a straightforward,
detailed fashion without the noxious embellishments and
canards which infected the testimony of many of Re-
spondent's other witnesses. In sum, I have concluded
that where any conflict exists, Kennedy's testimony
about the circumstanices giving rise to Anderjaska's dis-
puted warning is the more reliable version.
500
ELECTRIC HOSE & RUBBER COMPANY
When Anderjaska arrived for work on February 13,
1981, a rack containing 25 pans of hose was present at
her station awaiting inspection. The first four pans were
marked as experimental hose indicating that it was to be
inspected and kept separate from the other hose used for
regular production because it was a test sample involving
a compound or process not yet approved for production.
The inspectors are familar with the procedures involving
experimental hose. Anderjaska only glanced at the ac-
companying paperwork which likewise indicated there
were only four pans of experimental hose and then called
to Kennedy to ask him how to run the hose. Kennedy
told her to run it as she normally would. Kennedy then
left to telephone the technical department per the usual
procedure to let that group know the hose was at the in-
spection stage. Oblivious to the accompanying paper
work and the markings on the hose, Anderjaska contin-
ued to inspect and mark hose in pans beyond the first
four as experimental hose. The sum and substance of this
error was that the error was discovered, it was necessary
to sort through all of the hose previously inspected by
Anderjaska that evening in order to find the experimen-
tal hose. While this was going on it was necessary for
Kennedy to shut down the finish department so the ex-
perimental hose would not be covered as production
hose. Once the mistake was rectified, Kennedy spoke to
Anderjaska about the matter and told her to complete in-
specting the rack as regular production hose.
After Anderjaska completed the inspection of the first
rack of hose she started a second rack which was hose
produced under a different specification than the first
rack. Again paperwork accompanied the rack and An-
derjaska's usual procedure required that she mark the in-
spected hose with the specification number for use later
in the production process. Instead of marking the second
rack of hose with the specification number contained in
the accompanying paperwork, Andejaska marked it with
the specification number from the first rack. Subsequent-
ly Kennedy discovered the error and proceeded again to
shut down the finishing department until all of the mis-
marked hose was located. On this occasion, however,
about 2,000 feet of hose from the second rack was fin-
ished under the specification from the first rack and was
lost.
On February 16-the next workday-Kennedy cleared
the issuance of a written warning with Personnel Manag-
er Harootunian and issued it to Anderjaska over his sig-
nature that evening. Numerous other similar warning no-
tices were placed in evidence as exhibits by Respondent.
Toward the end of the shift on February 16, Anderjaska
remarked to Kennedy that she was aware that another
individual (an employee named Griener) had made a
similar error the same evening. Kennedy acknowledged
that was the case, admitted that the other individual had
not received a warning, and said that both of them had
been chewed out over that incident. Yet later, Ander-
jaska asked Kennedy if she got a warning because she
wore a union button. Anderjaska said Kennedy replied,
"No, I would not do that to you." Kennedy denied that
Anderjaska's warning related to her union activities. The
General Counsel made no attempt to show a similarity
between the incident involving employee Griener and
Anderjaska.
In my judgment the foregoing clearly establishes that
Anderjaska's warning of February 16, 1981, was issued
for cause and not for discriminatory reasons as alleged.
Accordingly, I find that no violation of Section 8(a)(1)
and (3) occurred in connection with Anderjaska's Febru-
ary 16 warning.
6. The discharge of Marc Prochazka
The complaint alleges and the answer admits that Re-
spondent discharged Marc Prochazka on November 6,
1980. Respondent contends Prochazka was fired for
cause, namely, sleeping on the job. The General Counsel
believes that the cause advanced by Respondent was a
pretext used to mask the discriminatory
motivation
behind the discharge because others were not summarily
dismissed for the same offense.
Prochazka was one of the nine original leading union
advocates in the organizing campaign. He engaged in a
variety of visible activities and testified in the prior pro-
ceeding about matters adverse to Respondent. There was
no attempt on Respondent's part to deny knowledge of
the nature and scope of his activities.
There was likewise no attempt on Prochazka's part to
deny the occurrence of the event Respondent ostensibly
relied on for his discharge; namely sleeping on the job.
Prochazka was employed on the 11 p.m. to 7 a.m. shift.
His immediate supervisor was Willie Orman. Prochazka
worked as a tube machine operator on a combined tube
and cover machine. The cover operator who worked in
conjunction with Prochazka was Marty Cantrell. Ac-
cording to Prochazka, shortly after the shift commenced
on November 5, 1980, the two operators ran out of pans
in which the covered tube is rolled after it comes out of
the machine. This necessitated shutting down the ma-
chine. Prochazka's uncontradicted testimony was that it
appeared at the time that it would be approximately I
hour before pans would be available and the machine
would be returned to operation. Prochazka testified that
he assisted Cantrell in cleaning the machine and complet-
ing some paperwork. Then he sat down on a nearby
bench and dozed off. The next thing Prochazka realized,
Orman had put his hand oh his shoulder, awakening him.
Prochazka testified that Orman instructed him to clock
out and go home. Prochazka asked why and Orman
merely repeated the command so Prochazka complied.
Prochazka clocked out at approximately 11:38 p.m.
Cantrell did not testify. The morning he was to be
called as a witness by Respondent, he was killed in an
automobile accident. For this reason, I received into evi-
dence an out-of-court statement signed by Cantrell on
August 6, 1981, which he provided to counsel for Re-
spondent. t
The version contained in that statement
reads, in haec verba:
l The statement was proffered as an "affidavit." Although the state-
ment is labeled as such, a careful perusal will show that it is not a sworn
statement. The General Counsel objected to the receipt of the statement
solely because I had declined to receive the affidavit of Shirley Ashley at
a time when she was temporarily unavailable as a witness. In my view.
the Cantrell statement proffered by Respondent is adverse to its position.
For that reason, I am relying on it notwithstanding its hearay nature.
-
501
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
On the night of November 6, 1980, near the be-
ginning of third shift, Marc was sleeping on the
workbench as he sat facing south. He had been
asleep for about twenty minutes. At approximately
11:30 p.m. my machine went down and I cleaned up
around it for about 2-3 minutes before going to
look for my supervisor, Willie Orman, to tell him it
was down. As I passed Marc on the bench, I told
him I was going to the lunchroom and then to the
cage. Marc didn't move or acknowledge that he
heard me. As I approached the lunchroom, I ran
into Orman and told him the machine was down
and asked him to wake up Marc and send him
home. Orman acted surprised and said, "Sleeping?"
I said, "Yea, he's sound asleep on the work bench."
Orman then looked toward my work area and I
turned and saw Marc still sleeping on the work-
bench. Orman headed toward Marc and I went to
the lunchroom and the cage.
The next time I saw Marc he was headed to-
wards one of the exits. Later, I heard Marc had
been fired and I asked Willie Orman if it was true.
He said it was.
Orman testified that Cantrell approached him in the
vicinity of the lunchroom and stated, "I need a helper."
Orman asked, "What is the matter with the help you
have got?" and Cantrell replied, "He is asleep." Orman
testified that he then went to Prochazka's bench and
shook him several times before he awakened. Orman tes-
tified that he "advised" Prochazka to go home. Shortly
afterward, Orman called the Department Manager Jim
Trupp at home to advise Trupp of the action he had
taken with respect to Prochazka. Trupp told Orman that
they would discuss the matter further with Harootunian
the following morning. Orman was not questioned about
the work being performed at the time or whether or not
the machines were shut down. Orman denied that he had
ever observed anyone else sleeping during worktime.
Shortly after 7 the following morning, Harootunian
met with Trupp and Orman in his office. When asked
what he said at this meeting on direct examination,
Orman testified, "I probably explained again what I had
done to . . . Prochazka, by waking him up and sending
him home." Orman said that the three then discussed
what to do with Prochazka and it was decided "[t]hat
the procedure was to terminate him."
Orman told him that Cantrell approached him asking
for help because the tube operator was asleep. When
Orman went to check into the matter he found Pro-
chazka asleep and sent him home. Trupp's terse testimo-
ny about the meeting in Harootunian's office the next
morning is as follows:
Q. What was said at that meeting?
A. We had discussed the incident. He had found
him asleep-
Q. (Interrupting) Now, who said what, if you
can, please.
A. We had Mr. Orman relate the incident.
Q. What did he say about the incident?
A. The same thing that he told me over the
phone the night before.
Q. Then what was said?
A. We then decided that we should follow up
with a disciplinary action.
Q. What was that disciplinary action?
A. Dismissal.
Harootunian's testimony followed the same theme, to
wit, that the incident arose as a result of Cantrell's re-
quest for help. His testimony was:
Q. Could you please tell us what was said during
that meeting in your office and by whom?
A. Yes. Willie Orman told me that early into the
shift the previous night at approximately
11:30
Marty Cantrell came over to them, came over to
him and told him he needed some help, and Willie
had asked Marty why he needed help, and he said
the fellow he was working with, Mark Prochazka,
was asleep . . . Willie went over and called to
Mark. He did not answer, and Willie said he had to
shake Mark. ....
[W]hen Mark did wake up, Willie
[told him] to punch out and go home.
Q. What else was said?
A. Willie Orman said that Mark did not question
or say anything, he just punched out and went
home. We then discussed what type of discipline, if
any, should be taken.
Q. What was said in that regard, Mr. Harootun-
ian?
A. Well, we did review the rule book. I guess I
am the one that pulled the rule book out and re-
viewed the rule book. Willie had already stated
what had happened, and we felt Mark had been
sleeping on the job, and the penalty for that was
discharge.
Trupp essentially corroborated the foregoing testimo-
ny of Harootunian. Orman, however, testified:
Q. And what was said at the meeting with Mr.
Prochazka, and if you could, tell us who said it?
A. Well, to the best of my knowledge we ex-
plained to him-
Q. (Interrupting) Who was doing the talking, Mr.
Orman?
A. I did some of it to explain to him why he was
fired and then Mr. Harootunian.
Q. What did you say?
A. I explained to him that he was caught sleeping
on the job and that he was terminated, and he ad-
mitted sleeping on the job.
Q. What did Mr. Harootunian say, if you know?
A. He explained to him basically the same thing
that I did. That he was terminated for sleeping on
the job. Marc Prochazka asked him then if he could
fill out an application and be rehired. He was told
he could fill out an application but there would be
no guarantee that he would ever be hired.
According to Prochazka, Harootunian told him at this
time that he had been discharged under rule 12, section
5. Prochazka then testified:
502
ELECTRIC HOSE & RUBBER COMPANY
And I said, "What is that? I do not know." He said,
"That is a discharge for sleeping on the job." And
at that time I asked him, I said, "I would like to
have my job back, I like working here."
And he said, "Well, there is nothing we can do.
It is a discharge." I asked him, I said, "Is there any
other way I can possibly get my job back," and he
said, "No." I even asked him if I could fill out a job
application and he said I sure could.
I then asked my foremen if either one of them
had any say in what happened, and they both re-
plied, no. Both Willie and Jim replied, no, to having
[a] say in the reprimand.
I then stated again that I would like to have my
job back, and Jack said, "There is nothing I can
do." I then left the office.
The rule alluded to is contained in the handbook
which issued in the summer of 1980 while Prochazka
was on layoff. Rule 12 lists discharge as the penalty for
sleeping "during working hours." Prochazka testified
that prior to his discharge he never received the new
handbook. The old handbook which Prochazka acknowl-
edged he received contains no similar disciplinary system
and makes no reference otherwise to sleeping on the job.
Prochazka testified that he was in layoff status from
April through September 1980 when the new handbook
was issued. Respondent apparently agrees with Prochaz-
ka's assertion that he was not present when the new
handbooks were distributed because
it attempted to
prove Prochazka's familiarity with the rules by means of
a written warning Prochazka was given in October.
Although it is clear from the foregoing that the deci-
sion to terminate Prochazka, even accepting the Re-
spondent's version of the events, was based solely on the
events of November 5, Respondent chose to offer evi-
dence that Prochazka slept on other occasions. Pro-
chazka himself admitted this was the case and among
other instances recounted an occasion in 1979 when he
was awakened by his supervisor, John Modrell. Modrell
confirmed this incident in his testimony saying he had
awakened Prochazka by slapping a clipboard down
beside him. Modrell testified at this time he warned Pro-
chazka that if he caught him sleeping again "more
severe" disciplinary action would be taken. Another su-
pervisor, Ed Curtis, testified that he observed Prochazka
sleeping on one occasion in 1979. Whether the incident
was the same as the incident referred to by Modrell and
Prochazka is not known. Curtis did nothing because Pro-
chazka did not work for him. Although other evidence
demonstrates that Respondent used a written warning
system throughout 1979, there is no evidence that Pro-
chazka was even given a written warning about having
fallen asleep on the job.
The General Counsel offered evidence showing that
only minimal informal disciplinary action was taken
against other employees found sleeping at or about the
time of Prochazka's discharge. Sharlyn Weber credibly
testified that in the latter part of 1980 she worked on the
11 p.m. to 7 a.m. shift as a rubber stacker in the mill de-
partment with Rick Shafer, a probationary employee.
The foreman of the mill department on that shift was
Andy Brown. According to Weber, right after lunch
(which was from 3 a.m. to 3:20 a.m.) on November 4,
1980, Shafer, a couple of other employees and herself
were waiting for material before starting back to work.
Shafer put his hand and head down on a nearby rail and
closed his eyes. According to Weber, after a few minutes
Brown came by, looked at Shafer, poked him, and told
him, if he could not stay awake, he should get up and
walk around. Brown left, and Shafer got up and walked
around the rail and then sat on the rail. Weber said that
Shafer put his hands on his knees and laid his head down
again. After a few minutes Brown returned and kicked
the side of the rail with his cowboy boots, making a loud
noise. Shafer did not move so Brown poked Shafer
awake and told him, if he could not stay awake, he could
sweep the rest of the night which he did. Weber testified
further that a couple hours later Brown came by and
said he had caught Shafer sleeping in the restroom.
Other similar testimony was provided by the General
Counsel concerning employee Michael Sitzman, the son
of Production Manager William Sitzman. In this in-
stance, employee Paul Winder, a cover machine operator
on the 7 a.m. to 3 p.m. shift, testified that Sitzman works
with him on the other half of his machine. According to
Winder,
around
Christmas
1980,
Supervisor
Kent
Kotschwar came by the machine on one occasion while
young Sitzman was sitting on his desk, slumped back,
with his arms folded and his eyes closed. Kotschwar
walked over near Sitzman, stood by leaning on some
nearby tubs watching Sitzman for awhile. Kotschwar
then left for about 20 or 30 minutes and then returned
and approached Sitzman at which time Sitzman looked
up. Winder could not tell if Kotschwar said anything to
Sitzman at this time because of the machine noise. Ac-
cording to Winder, Sitzman appeared to be asleep at this
time. Winder said Sitzman did this quite often.
A 3 p.m. to 11 p.m. shift employee, Betty Martinez,
testified that on July 27, 1981, when she reported for
work she observed Sitzman asleep at his work station
with a big mess around the hopper. After speaking with
the cover operator, Martinez went to her foreman, Ran-
dolph, and told him she was not going to clean up the
mess around the hopper while Sitzman was sitting there
sleeping. Martinez returned to her machine as Randolph
instructed and in a few minutes Randolph came by. By
this time, according to Martinez, Sitzman was starting to
move and, looked as though he was trying to focus his
eyes. Randolph approached Sitzman and, although Mar-
tinez could not hear what was said, he appeared to take
Sitzman to clean up around the hopper. Martinez testi-
fied that Randolph told her later that he asked Sitzman if
he thought he was on vacation and that he told Sitzman
that if he worked for him he would be on a permanent
vacation. Respondent called Randolph. He agreed, prac-
tically word for word with Martinez' testimony. 2
'2 As Martinez said Sitzman was coming to when Randolph arrived at
Sitzman's work station, there is even agreement between these two wit-
nesses that Randolph did not actually catch Sitzman asleep.
-
503
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Respondent also called Brown and Shafer to rebut
Weber's testimony and Kotschwar and Sitzman to rebut
Winder's testimony. In each instance it was confirmed
that incidents occurred which gave rise, at the very
least, to an accusation that the employee had been sleep-
ing. Brown and Kotschwar contradicted the assertions
by Weber and Winder that Shafer and Sitzman were
caught sleeping on the job. I find the denials by Brown
and Kotschwar are incredible and false. The testimony
provided by Shafer and Brown is so inherently inconsist-
ent and lacking in mutual corroboration as to cause one
to wonder if the two witnesses were describing the same
set of circumstances as they claimed. Likewise, Kotsch-
war's testimony concerning Sitzman was convoluted,
strained, and inconsistent.'3 Having observed Kotschwar
labor on the witness stand to explain away Winder's very
straightforward description of young Sitzman left no
doubt in my mind whatsoever that he caught Sitzman
dead to the world in the middle of the day and that
Kotschwar knew it to be so.
It is my finding that Respondent (which made no
bones about its opposition to the Union) chose to strictly
enforce its rule against sleeping on the job against one of
the leading union activists while it routinely made a
practice of being exceedingly lenient toward others for
this offense notwithstanding its rulebook. As described
by Weber, the Shafer incident when compared to Pro-
chazka's discharge could do nothing other than send a
message to its employees that union proponents would
be shown no mercy. On November 4, 1980, Respondent
displayed amazing tolerance for the drowsy Shafer, a
probationary employee. On November 5,
1980, Pro-
chazka was summarily suspended and then discharged.
As Respondent chose to attempt to hide this dichotomy
in its actions with false explanations, it is my judgment
that the inference that Prochazka's discharge resulted
from his union activism and not his innocuous sleeping is
clearly warranted. Accordingly, I find that Marc Pro-
chazka's discharge on November 6, 1980, was discrimina-
torily motivated.
I have reached the conclusion notwithstanding other
evidence that Respondent discharged Supervisor Kenne-
dy in or about June 1981 for sleeping on the job. At the
conclusion of the hearing I called particular attention to
this evidence and asked that the parties address this
matter in their briefs. Respondent argues that Kennedy's
termination supports its position that no unlawful motive
existed in Prochazka's discharge as Kennedy was "the
one person at the plant who, in addition to Prochazka,
was found asleep and he also was terminated." The Gen-
eral Counsel argues that Prochazka's discharge is distin-
guishable in that Prochazka was caught sleeping during
downtime whereas it is unlikely that a supervisor ever
has "down time." In this sense, the General Counsel
argues, it is logical that supervisors should be held to a
standard higher than rank-and-file employees. Recogniz-
ing that the basic question to be resolved in Prochazka's
case is what motivated his discharge, the total circum-
stances relating to his discharge and Respondent's similar
13 Kotschwar, for example, testified that he observed Sitzman's head
nod a few times. Later Kotschwar said that he determined from this ob-
servation that Sitzman was "decidedly awake."
or contrasting actions in the other instances are relevant.
Thus, the General Counsel is correct in this observation
that Prochazka fell asleep during downtime-even his
partner on the machine had gone off to the lunchroom.
In this sense, the circumstances are similar to that shown
in Shafer's case and in marked contrast to that in Sitz-
man's case where the machine was operating and his
duties included monitoring the operation. Because Re-
spondent chose not to develop the circumstances sur-
rounding Kennedy's discharge, it is not even reasonable
to speculate if his dereliction occurred at a critical time
or at a time in his workday which was not particularly
busy. Likewise, the fact that the details surrounding
Kennedy's
discharge were not developed
does not
permit any conclusions to be made as to whether or not
serious consequences resulted from his dereliction. In in-
stances involving Prochazka, Shafer, and Sitzman, no se-
rious consequences directly affecting production resulted.
Hence, the evidence pertaining to Kennedy's discharge is
not in my judgment sufficient to rebut the inference
which I have drawn that Prochazka's discharge was mo-
tivated primarily by considerations related to his union
activities. Accordingly, it is my conclusion that Respond-
ent violated Section 8(a)(l) and (3) of the Act by dis-
charging Marc Prochazka.
5. The Discharge of Shirley Ashley
The General Counsel contends that Ashley was dis-
charged in order to discourage support for the Union.
Respondent contends that Ashley walked off the job
during working hours without permission and, for this
reason, Ashley was treated as having resigned from her
position with Respondent.
Prior to Ashley's February 2, 1981, discharge she had
been employed by Respondent for approximately 8-1/2
years. At the time of her termination Ashley was an in-
spector on the 7 a.m. to 3 p.m. shift. There is evidence
that Ashley was a very good worker. Thus, in the year
preceding her discharge Ashley received written com-
mendations on two separate occasions for exceptional
work which she had performed. In addition, the rating
shown on Ashley's termination notice does not reflect as
unfavorably as might be expected where, as here, such a
deliberate effort was made to terminate Ashley.
Ashley and her husband, Bill, who is also employed by
Respondent, were both active on behalf of the Union.
Both were on the organizing committee. Shirley Ashley
displayed prounion stickers on her machines, distributed
literature and kept literature available at her machine for
distribution. Bill Ashley regularly wore a prounion insig-
nia to work. Production Manager Sitzman asserted that,
although he was aware that Bill Ashley favored the
Union, he was unaware of Shirley Ashley's attitude.
Other of Respondent's witnesses proclaimed a lack of
knowledge as to Shirley Ashley's attitude about the
Union one way or the other. I find these assertions to be
false and indicative of a discriminatory motive. Thus,
Department Manager Darrell Brown-in an attempt to
contradict Shirley Ashley's testimony that he had re-
moved prounion stickers from her machine-testified
that the stickers he removed were "Vote No" stickers.
504
ELECTRIC HOSE & RUBBER COMPANY
No other witness called by Respondent corroborated
Brown's testimony that Ashley displayed "Vote No"
stickers on her machine.
In addition to the aforementioned activity, other evi-
dence shows that Ashley had numerous disputes with
Joy Arendell, another inspector on the same shift who
was a vigorous opponent of the Union. The findings in
the prior case show that Arendell was an outspoken
critic of the Union and that she went to great lengths to
campaign against the Union.' 4 The genesis of Arendell's
displeasure with the union advocates was the rudeness
Arendell perceived on their part toward Plant Manager
Bauer. Ashley credibly asserted that Arendell and herself
had had such heated disagreements over the question of
union representation that she (Ashley) ceased going to
the cafeteria in order to avoid Arendell.'s Department
Manager Brown had been aware of a separation in the
department for some time and observed, on the morning
of January 30, one group of employees gathered around
Ashley and another group gathered around Arendell.
Sitzman's testimony disclosed a familiarity with the dif-
ferences between Ashley and Arendell. Ashley testified
that Brown had instructed her on more than one occa-
sion not to go into Arendell's station.
The events leading to Ashley's termination began on
January 29, 1981, when Ashley ordered a storage box
(called a "king-pak" or "whirl-pak") for remnant hose
she was inspecting. David Allen, whose job as a finish
serviceman included supplying the inspectors with stor-
age boxes, was busy with other matters at the time and,
by the time that Allen was able to fulfill Ashley's re-
quest, she had commenced work with a different hose.
Observing that she had no need for the box, Allen
looked about and observed that Arendell would be able
to use the box for the hose she was inspecting. Accord-
ingly, Allen carried the box over to Arendell's station.
Arendell quickly pointed out to Allen that she had not
ordered the box. Allen responded noting Ashley had or-
dered the box when she was inspecting the same type of
hose which Arendell was inspecting at that time. Ac-
cording to Allen, Arendell then told him to tell Ashley
to label the box. Allen was about to comply with the in-
struction when he observed Ashley approaching the sta-
tion with some remnants and a label. Allen left to do
other work. According to Ashley, when she approached
Arendell's station, Arendell unleashed a vitriolic, person-
al attack on her.' 6 "You fuckin ass," Arendell said to
Ashley, "you had no right ordering a whirl-pak for my
station." Ashley explained that she had not ordered the
box for her station and then Arendell continued, "Well,
get your ass off my station. Don't you ever come back
on here." Ashley told Arendell she would do just that as
14 See, e.g., Electric Hose d Rubber Ca, supra.
's By contrast I am totally skeptical of Arendell's assertion that she
never discussed the Union with Ashley. Instead, Arendell asserted that
the basis for her dislike of Ashley stemmed from the fact that Ashley had
caused a fight between her daughter and herself but at the hearing Aren-
dell could not recall what it was that Ashley had done.
16 I have credited Ashley's version of the events which followed as
her recollection was clearly more detailed. Moreover, Ashley's testimony
comports with the impression Arendell made on me while testifying.
Thus, Arendell appeared as a surly and argumentative curmudgeon fully
capable of the type of verbal attack described by Ashley.
soon as she finished putting the remnants in the box and
putting the label on it. As Ashley did so, Arendell's loud
vilification of Ashley continued.
Ashley returned to her station. A short while later Ro-
salie Madsen, her supervisor, approached Ashley and
told her that Arendell had turned her in for not labeling
the remnant box. When Ashley protested, Madsen told
Ashley to go back and label the box with a magic
marker. Complying with Madsen's instruction, Ashley
again approached Arendell's station. The vilification
began anew. "Get your damn ass off here, you have no
right. You know you are not supposed to be on mine.
You son-of-a-bitch, get off of here. I am going to go to
the front office," Arendell said to Ashley. When Ashley
protested that she was doing only what her supervisor
had told her to do, Madsen approached and chimed in,
"Yes, she is following my instruction. " 7 Arendell re-
torted, "Well, I don't care. She is supposed to get her ass
off of here. She is not allowed on my station." Obviously
frustrated by this point, Ashley told Madsen, "I am
going to hit her if you don't shut her up." Madsen coun-
seled Ashley to return to her station, finish her paper-
work, and go home.
There is no indication that Madsen discussed the inci-
dent further with Arendell. According to Madsen, after
thinking about the matter for awhile she did conclude
that the loud arguments were something which had to
stop. On her way to talk to Harootunian about the
matter, Madsen encountered Production Manager Sitz-
man and informed Sitzman of the incident. Nothing fur-
ther happened that day to Madsen's knowledge. The fol-
lowing day, Sitzman and Brown met first with Arendell.
Madsen was not present for this meeting nor did it
appear that she became aware that it had taken place
until it was over. After Sitzman and Brown had met
with Arendell, Madsen was requested to bring Ashley to
Sitzman's office for a meeting. Madsen was present for
the meeting which ensued with Ashley. Ashley was
asked to explain her version of what happened. Accord-
ing to Madsen, Ashley "explained it to him, and she kind
of started to cry a little." Ashley's detailed version was
as follows:
Sitzman said, "I would like to know about this fight
yesterday. We want to know what is going on." He
said, "We had Joy up here and she told her side.
Now I want to know yours."
So I commenced to telling the same thing I told
you earlier about it, and as I was telling him, Rosa-
lie Madsen agreed. She said, "That is the way it
happened, yes."
So then I said, "Well, I don't know why she feels
this way." And Bill Sitzman says, "Well, you have
harassed Joy on other occasions." And I said, "I
was not aware of it." So he came back and he said,
"Are you sure this was the way it happened?" And
I said, "Yes." And by that time I was crying and I
was shaking all over. My nerves were really bad.
I
Madsen acknowledged that Ashley was following her instruction at
the time.
505
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A-V
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506
uLlECiSUINS Or
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So he said, "Well, you sit here for 15 or 20 min-
utes until you calm your nerves down and we are
going to have a meeting in the conference room
with all of the inspectors. We are going to get to
the bottom of this."
Madsen did not dispute Ashley's assertion that she
(Madsen) agreed with Ashley's version of the events.
Sitzman testified, "Shirley was sort of broken up, so I
asked her if she would be able to attend the meeting or if
she needed some time to regain her composure."
After a short while, Ashley went to the conference
room where Sitzman was going to meet with the inspec-
tors. Everyone acknowledges that Ashley was only
present for a short period, perhaps 2 minutes. According
to Ashley, she began to cry again, so she turned to
Brown and said: "Darrell, can I go home? My nerves are
shot and I cannot take this." Ashley said Brown just
looked at her and said nothing so she got up, left the
conference room, and walked back toward her work
area. Sitzman, Brown, and Madsen said nothing when
Ashley left. In route Ashley spoke briefly to her husband
and then went on to her machine, completed some pa-
perwork, and put on her coat. Ashley said she observed
Clara Fringer, then a supervisor on the 11 p.m. to 7 a.m.
shift and went to her and said, "My nerves are shot,
Clara, can I go home?" Ashley states that Fringer re-
plied, "Yes." Then Ashley told Fringer that she would
not be in the following day because she needed the rest
and asked Fringer if she would tell Madsen.' s
Ashley
identified three employees in the vicinity at the time-
Larry Hager, Sandy Corey, and David Allen. Hager was
not called by either the General Counsel or Respondent.
The General Counsel called both Corey and Allen and
both corroborated Ashley's assertion that she asked per-
mission of Fringer to leave and that Fringer granted per-
mission. 19 Fringer disputes the assertion that Ashley
asked to leave. Instead, Fringer claims that Ashley
merely announced that she was leaving, that Ashley did
not ask permission to leave, and that she did not grant
permission for Ashley to leave. Nevertheless, Fringer left
a note reading as follows for Madsen:
Shirley Ashley checked out. Said to tell you she
would not be in tomorrow. [Emphasis supplied.]
Upon reporting for work on February 2, 1981, Madsen
informed Ashley that she was to report to Harootunian's
office. When Ashley arrived at Harootunian's office,
Brown was present. Ashley testified as follows:
I1 In 1977, Ashley was hospitalized for a few days with a nervous con-
dition.
:1 Allen described the conversation between Ashley and Fringer in
this manner:
And she said to Clara, this is Shirley Ashley to Clara, that she was
nervous, her nerves were shot, and that she had to go home. Clara
then nodded affirmatively and Shirley walked around her, and as she
was walked away Clara turned around and said something about her
card in the box, but Shirley did not acknowledge, she just kept walk-
ing.
Corey testified:
Shirley said to Clara that she was going home, and Clara nodded
her head and said, "O.K."
In the office was Jack Harootunian and Darrell
Brown, and when I walked in Jack Harootunian
said, "You resigned because you left the plant with-
out asking."
And I said, "No, I asked Clara." And he said,
"No, you did not. You left the plant without per-
mission." And I said, "No, I asked Clara." And
Darrell Brown said, "No, you told Clara you were
leaving."
And Jack Harootunian hit his fist on the desk and
he said, "You left without permission and you re-
signed." And I said, "No, I did not resign. I asked
Clara to leave." and he said, "Well, you go out in
the waiting room and we will call you back in a
few minutes."
So I went back in the waiting room and waited
about 15 minutes. I came back in and he said, "You
did not ask to leave." And I said, "I asked to
leave." He said, "No, you told Clara." And I said,
"No. "
And he said, "Well, what about Saturday?" And
I said, "I told Clara I would not be in on Saturday
because my nerves were so bad I needed that day
for a rest." He said, "Well, you go back out in the
waiting room."
Well, I went back out in the waiting room again.
This went on for a couple more times and then he
told me to go in with the nurse in this other little
office. And as I waa sitting in there with the nurse,
Bill Sitzman came and told the nurse to take me up
to the waiting room.
As we went and walked out in the waiting room
I looked back at the window and Sitzman went to
Jack Harootunian's office with Darrell Brown and
Jack Harootunian. They were in there about 15 or
20 minutes, and then he called me back in. The only
two that were in there then were Jack Harootunian
and Darrell Brown.
They said, you go ahead and go home and we
will call you. We will talk this over and we will let
you know, we will call you. This was at about
11:00 o'clock.
So I went home and I waited and by 3:00 o'clock
they had not called so I called him and said I was
wondering because I have to come after my hus-
band or find a babysitter one way or the other. And
he said, "Well, I will call you back."
He called me back about five after 3:00 and told
me to come in. I said, "Does this mean I am fired?"
And he said, "We want you to come in here." So I
got ready and-
Q. (Interrupting) Excuse me, Ms. Ashley, who
was the telephone conversation with?
A. Oh, Jack Harootunian. I got ready and met
my husband-he caught a ride-half-way to Cul-
bertson, and I picked him up so he could watch the
baby. And I came back and sat out in the waiting
room until he could get Rosalie Madsen and Darrell
Brown.
When I walked in his office Rosalie patted me on
the shoulder and she said, "I am sorry, Shirley.
1>51>u1
RI6L
* VI.I
HOVE
ELECTRIC HOSE & RUBBER COMPANY
"And he said, "We have found that you resigned."
And I said, "I did not resign. "And he said, "Well,
you have to take this paper." And I said, "I won't
take it." And he said, "You have to because you left
the plant without permission."
And I said, "Well, I will take it, but I did not
resign." And I said, "You know, I am fired. I can
live with this but can you." So I came home and
that was the end of it.
Brown, Fringer, Harootunian, Madsen, and Sitzman all
testified consistent with the notion that Ashley left the
plant without asking permission to leave.20 Thus, in one
form or another Brown, Madsen, and Sitzman all testi-
fied that Ashley abruptly announced she was departing
by saying words to the effect, "You can punch me out, I
can't take this anymore." As noted above, there is no in-
dication that any of the three supervisors present at the
conference room meeting said a word or did a thing. In
addition, evidence was offered by Respondent to demon-
strate that Fringer's presence on the floor was solely for
the purpose of showing applicants about the plant and
that she was not serving as a substitute supervisor on the
day shift as she occasionally did. However, even assum-
ing that was the case, Fringer did not advise Ashley that
she lacked normal supervisory authority.
Following the conference room meeting on January
30, Arendell was issued a reprimand for "participating in
a disruptive confrontation on the floor." Madsen was of
the view that Ashley too deserved a warning for the
same reason but, as Ashley had left, no warning could be
issued to her. Eventually Arendell protested this repri-
mand to Plant Manager Bauer as a "last resort." Accord-
ing to Arendell, she apprised Bauer of her version of the
events and her impression that none of Respondent's su-
pervisors believed her. Arendell told Bauer she was sad-
dened by this fact. According to Arendell, Bauer asked
her, "Are you telling me the truth?" and when Arendell
responded that she was, Bauer told her that that was
good enough for him. Nevertheless, according to Aren-
dell, nothing was ever done with the reprimand she re-
ceived.
The assertion that Shirley Ashley left work without
permission is simply so absurd and incredible as to merit
the unlawful inference the General Counsel would have
me draw. In Shattuck Denn Mining Corp. v. NLRB, 362
F.2d 466 (9th Cir. 1966), the court observed at 470:
Actual motive, a state of mind, being the ques-
tion, it is seldom that direct evidence will be avail-
able that is not also self-serving. In such cases, the
self-serving declaration is not conclusive; the trier
of fact may infer motive from the total circum-
stances proved. Otherwise no person accused of un-
lawful motive who took the stand and testified to a
lawful motive could be brought to book. Nor is the
trier of fact-here the trial examiner-required to
be any more naif than is a judge.t 5 If he finds that
the stated motive for a discharge is false, he certain-
20 Under rule 7 in Respondent's handbook, walking off the job or leav-
ing the plant without permission during work hours is treated as an auto-
matic resignation.
ly can infer that there is another motive. More than
that, he can infer that the motive is one that the em-
ployer desires to conceal-an unlawful motive-at
least where, as in this case, the surrounding facts
tend to reinforce that inference ....
' "Judges are apt to be naif, simple-minded men, and they
needed something of Mephistopheles." (Holmes, Las and Court,
in Speeches, 102 (1913); "Credulity is not esteemed a paramount
virtue of the judicial mind." (Huston, J., in Rankin v. Jauman.
1895, 4 Idaho 394, 401, 39 p. 1111. 1113)
The General Counsel offered substantial credible em-
ployee testimony which demonstrates that the manner in
which Ashley departed from the plant on January con-
formed to the typical approach used by employees to
secure permission to leave. The circumstances likewise
demonstrates beyond all doubt that Ashley was not aban-
doning her job. Even Fringer agrees that Ashley took
care of the paperwork at her machine. Ashley's asser-
tion-supported by Allen and Corey-that she was given
permission to leave is far more consistent with Fringer's
choice of the words "checked out" in her note to
Madsen than is the scenario depicted by Respondent.
Harootunian's obdurate insistence that Ashley quit her
job is completely unsupported by the circumstances sur-
rounding Ashley's January 30 departure from the plant.
That Ashley could be upset is entirely understandable-
the evidence strongly suggests that she was subjected to
a vile attack attempting to follow the usual work proce-
dure and her supervisor's instruction and ended up being
accused by Sitzman of provoking the verbal assault. Fi-
nally, when Harootunian's draconian reading of the rules
in Ashley's case (a long-term employee) is compared
with the absolution granted by Bauer in Arendell's case,
it becomes perfectly obvious that Respondent, as its elec-
tion campaign strongly suggests, deals with the union
sympathizers as harshly as possible. In my judgment, Re-
spondent's zealously antiunion attitude caused it to over
react to the circumstances surrounding Ashley's leaving
the plant on January 30 in order to avail itself of what
was perceived as an opportunity to get rid of an active
union advocate. In defense of its actions, Respondent has
falsely asserted that Ashley did not have permission to
leave. When that is coupled with the unconvincing asser-
tions by Respondent's supervisors that they were not
aware of Ashley's union sympathies, I am convinced that
Ashley's discharge resulted solely from her union sympa-
thies. Therefore, I find that Shirley Ashley's discharge
on February 2, 1981, violated Section 8(a)(l) and (3) of
the Act.
IV. THE EFFECT OF THE UNFAIR L.ABOR PRACTICES
UPON COMMERCE
The unlawful activities of Respondent described in
section III, above, occurring in connection with the op-
eration of Respondent described in section 1, above, have
a close, intimate, and substantial relationship to trade,
traffic, and commerce among the several States and tend
to lead to labor disputes burdening and obstructing com-
merce and the free flow of commerce.
507
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
V. THE REMEDY
Having found that Respondent has engaged in certain
unfair labor practices, it is recommended that Respond-
ent be ordered to cease and desist therefrom and to take
the affirmative action described below which is designed
to effectuate the policies of the Act.
With respect to the necessary affirmative action, it is
recommended that Respondent be ordered to offer Marc
Prochazka and Shirley Ashley immediate and full rein-
statement to their former positions or, if those positions
no longer exist, to substantially equivalent positions with-
out prejudice to their seniority or any other rights or
privileges they previously enjoyed. It is also recommend-
ed that Respondent be ordered to make Marc Prochazka
and Shirley Ashley whole for the losses which they suf-
fered as a result of their discharges found herein to be
unlawful in the manner provided by the Board in F. W
Woolworth Co., 90 NLRB 289 (1950), with interest there-
on as provided by the Board in Olympia Medical Corp.,
250 NLRB 146 (1980), and Florida Steel Corp., 231
NLRB 651 (1977). And see, generally, Isis Plumbing Co.,
138 NLRB 716 (1962). It is further recommended that
Respondent expunge from its records any reference to
Prochazka and Ashley's unlawful terminations. It is fur-
ther recommended that Respondent expunge from its
employee handbook the following language: "If you feel
you are being pressured into making a commitment to
the union, notify your supervisor and we will see that
such pressuring is stopped." Finally, it is recommended
that Respondent be ordered to post the attached notice
marked "Appendix" for a period of 60 consecutive days
in order that employees may be apprised of their rights
under the Act and Respondent's obligation to remedy its
unfair labor practice.
CONCI USIONS OF LAW
1. Respondent is an employer within the meaning of
Section 2(2) of the Act engaged in commerce or an in-
dustry affecting commerce within the meaning of Section
2(6) and (7) of the Act.
2. The Union is a labor organization within the mean-
ing of Section 2(5) of the Act.
3. By interrogating its employees and by maintaining a
policy encouraging employees to report solicitations con-
cerning labor organizations to management, Respondent
has violated Section 8(a)(1) of the Act.
4.
By discharging
Marc
Prochazka
and
Shirley
Ashley, Respondent has violated Section 8(a)(1) and (3)
of the Act.
5. The aforesaid unfair labor practices affect commerce
within the meaning of Section 2(6) and (7) of the Act.
6. The General Counsel did not meet the burden of
proving by a preponderence of the evidence that Re-
spondent violated the Act in any respect other than spec-
ified in 3 and 4, above.
Pursuant to Section 10(c) of the Act and upon the
foregoing findings of fact, conclusions of law, and the
entire record herein, I hereby issue the following recom-
mended:
ORDER2
The Respondent, Electric Hose & Rubber Company,
McCook, Nebraska, its officers, agents, successors, and
assigns, shall:
1. Cease and desist from:
(a) Discharging any employee in order to discourage
activities on behalf of United Rubber, Cork, Linoleum
and Plastic Workers of America, AFL-CIO, CLC.
(b) Coercively interrogating employees about their ac-
tivities on behalf of United Rubber, Cork, Linoleum and
Plastic Workers of America, AFL-CIO, CLC, or en-
couraging employees to report union activity to their su-
pervisors.
(c) In any like or related manner interfering with, re-
straining, or coercing employees because they choose to
engage in activities on behalf of United Rubber, Cork,
Linoleum and Plastic Workers of America, AFL-CIO,
CLC, or discriminating against employees in regard to
their hire or tenure of employment or any term or condi-
tion of employment in order to encourage or discourage
membership in that labor organization except to the
extent permitted by an agreement described in Section
8(a)(3) of the Act.
2. Take the following affirmative action in order to ef-
fectuate the policies of the Act:
(a) Offer immediate and full reinstatement to Marc
Prochazka and Shirley Ashley and make them whole for
the losses they incurred as a result of the discrimination
against them in the manner specified in the section above
entitled "The Remedy."
(b) Expunge from its records any reference to the un-
lawful discharge of Marc Prochazka and Shirley Ashley.
(c) Expunge from its handbook that material specified
in the above section entitled "The Remedy."
(d) Preserve and, upon request, make available to the
Board or its agents, for examination and copying, all
payroll records, social security payment records, time-
cards, personnel records and reports, and all other
records necessary or useful to a determination of the
amount of backpay due under the terms of this Order,
the propriety of any offer of reinstatement made to Marc
Prochazka and Shirley Ashley and Respondent's compli-
ance with subparagraph (b) above.
(e) Post at its McCook, Nebraska, facility copies of the
attached notice marked "Appendix." 2 2
Copies of said
notice to be furnished by the Regional Director for
Region 17 of the Board shall be duly signed by Respond-
ent and posted immediately upon receipt thereof and be
maintained by it for 60 consecutive days thereafter in
conspicuous places, including all places where notices to
21 In the event no exceptions are filed as provided by Sec. 102.46 of
the Rules and Regulations of the National Labor Relations Board, the
findings, conclusions, and recommended Order herein shall, as provided
in Sec. 102.48 of the Rules and Regulations, be adopted by the Board and
become its findings, conclusions, and Order, and all objections thereto
shall be deemed waived for all purposes. The General Counsel's unop-
posed motion to correct the transcript is granted.
22 In the event that this Order is enforced by a Judgment of a United
States Court of Appeals, the words in the notice reading "Posted by
Order of the National Labor Relations Board" shall read "Posted Pursu-
ant to a Judgment of the United States Court of Appeals Enforcing an
Order of the National Labor Relations Board."
508
ELECTRIC HOSE & RUBBER COMPANY
509
employees are customarily posted. Reasonable steps shall
I- IS FURTHER RECOMMENDED that those allegations of
be taken by Respondent to ensure that said notices are
the complaint which the General Counsel failed to prove
not altered, defaced, or covered by any other material.
be, and the same hereby are, dismissed.
(f) Notify the Regional Director for Region 17, in
writing, within 20 days from the date of this Order, what
steps the Respondent has taken to comply herewith.