347 NLRB 472
SNE Enterprises, Inc.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
347 NLRB No. 43
472
SNE Enterprises, Inc. and United Steelworkers of
America AFL–CIO–CLC. Cases 9–CA–40915, 9–CA–
41191, 9–CA–41291, and 9–CA–41338
June 28, 2006
DECISION AND ORDER
BY CHAIRMAN BATTISTA AND MEMBERS LIEBMAN
AND WALSH
On October 31, 2005, Administrative Law Judge Eric
M. Fine issued the attached decision. The Respondent
filed exceptions and a supporting brief, the General
Counsel filed an answering brief, and the Respondent
filed a reply brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,1 and conclusions2 as
modified and to adopt the recommended Order as modi-
fied and set forth in full below.3
1. We adopt the judge’s findings, for the reasons he
stated, that the Respondent violated Section 8(a)(1) of
the Act: (1) by posting two notices (one in March and
one in April 2004) that blamed the Union for the Re-
spondent’s failure to grant a wage increase in March
2004; (2) by prohibiting Dana Adkins from speaking
with coworkers about a disciplinary incident; (3) by dis-
charging Dana Adkins for violating that prohibition; and
(4) by discharging statutory supervisor Ruth Adkins be-
cause she testified against the Respondent’s interests.4
1 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 1083 (1950), enfd. 188 F.2d
362 (3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
Pursuant to Reliant Energy, 339 NLRB 66 (2003), the Respondent
was permitted to call to the Board’s attention its recent decision in
Tampa Tribune, 346 NLRB 369 (2006).
2 We find no merit in the Respondent’s exception to the Regional
Director’s order postponing the hearing. The Respondent argues that
the Regional Director abused his discretion by postponing the hearing
to obtain a different, favored judge. The Respondent failed to adduce
any evidence indicating that the Regional Director was so motivated.
Nor did the Respondent establish that it suffered any prejudice by the
postponement or by the conduct of the judge here.
3 We shall modify the Order to conform to the findings and substi-
tute a new notice to conform to the Order as modified.
4 Chairman Battista concurs with the finding that the Respondent
violated Sec. 8(a)(1) by posting two notices in March and April 2004.
In these notices, the Respondent communicated to employees that it
was legally prohibited from granting a general wage increase while an
election petition was pending. The Chairman finds that the Respon-
dent’s notices inaccurately characterized the law. The Respondent had
a policy of reviewing wages and granting a general wage increase, if
2. The judge also found that the Respondent violated
Section 8(a)(3) and (1) by withholding general wage in-
creases in March 20045 and in every September and
March thereafter. We modify this finding as described
below.
The Respondent had a policy of conducting two gen-
eral wage reviews per year. During these reviews, the
Respondent considered its business performance and its
competitors’ wages, among other factors, when deter-
mining whether to grant a general wage increase. The
Respondent’s policy did not guarantee that a review
would result in a wage increase.
The Respondent decided in early 2004 to grant a gen-
eral wage increase in March. After making that decision,
the Respondent learned of the Union’s organizing cam-
paign. As a result, the Respondent posted two notices
announcing that it was withholding the planned March
wage increase. For the reasons stated by the judge, we
adopt his finding that the Respondent violated Section
8(a)(3) and (1) by withholding the general wage increase
in March 2004.
The judge also found that the Respondent violated
Section 8(a)(3) and (1) by withholding general wage in-
creases in September 2004 and twice a year thereafter, in
March and September. The record shows that, during the
period before the hearing in this case, the Respondent
departed from its policy of conducting wage reviews in
September 2004 and March 2005. Nor did the Respon-
dent grant wage increases at these times. Because the
Respondent conducted no wage review and made no de-
cision regarding a general wage increase for September
2004 or March 2005, we do not find that the Respondent
unlawfully withheld wage increases at those times.6
warranted, twice per year. Consistent with its admitted policy, the
Respondent could have lawfully proceeded with a general wage in-
crease in March. By inaccurately communicating that it was legally
incapable of granting a wage increase because of a pending election
petition, the Respondent interfered with, restrained, and coerced em-
ployees in the exercise of rights guaranteed by Sec. 7. Consequently,
the Chairman agrees that the Respondent violated Sec. 8(a)(1) by post-
ing the notices. The Chairman does not agree that the notices blamed
the Union.
Chairman Battista also concurs with the finding that the Respondent
violated Sec. 8(a)(1) by discharging employee Dana Adkins for violat-
ing an overbroad prohibition against speaking with coworkers about a
disciplinary incident. The Chairman places particular reliance on the
fact that the Respondent enforced its speech prohibition even though it
had completed its investigation.
5 All dates are in 2004, unless otherwise noted.
6 We find that the Respondent refused to conduct wage reviews in
September 2004 and March 2005. The finding is based on the Re-
spondent’s clear statements in its postings that the Respondent had
concluded that it could not lawfully grant a wage increase while a peti-
tion was pending and on the parties’ stipulation that the Respondent did
not grant an increase in either September 2004 or March 2005.
SNE ENTERPRISES
473
Rather, we find only that the Respondent unlawfully
departed from its policy of performing wage reviews in
September 2004 and March 2005 in violation of Section
8(a)(3) and (1).7
We reject the Respondent’s argument that Section
10(b) precludes the Board from finding that the Respon-
dent violated the Act other than by withholding the
March 2004 wage increase. Section 10(b) provides that
“no complaint shall issue based upon any unfair labor
practice occurring more than six months prior to the fil-
ing of the charge with the Board . . . .” Notwithstanding
10(b)’s restrictions, “[i]t is well settled that the Board
may find and remedy a violation even in the absence of a
specific allegation in the complaint if the issue is closely
connected to the subject matter of the complaint and has
been fully litigated.” Pergament United Sales, 296
NLRB 333, 334 (1989), enfd. 920 F.2d 130 (2d Cir.
1990). We find that the Respondent’s failure to perform
wage reviews in September 2004 and March 2005 is
closely connected to the complaint’s allegation that,
“[s]ince about March 2004, the Employer has withheld a
wage increase from its employees.”8 Moreover, the vio-
lations found were fully litigated. Director of Plant Op-
erations Arthur Steinhafel testified that “as a result of the
Union filing the Petition for election we didn’t even con-
sider” granting a general wage increase in 2004. The
record contains the Respondent’s two notices that com-
municated the Respondent’s belief that it could not law-
fully grant a wage increase while the election petition
was pending. The parties stipulated that the Respondent
did not grant a general wage increase in September 2004
or March 2005. Given the complaint’s open-ended
7 We do not make any findings of violations beyond the date the
hearing closed, May 6, 2005. In accordance with standard remedial
provisions, we shall order the Respondent to perform all wage reviews
that it did not conduct because of the pending election petition, and to
make whole all employees who would have received general wage
increases but for the Respondent’s unlawful refusal to perform wage
reviews. See Aluminum Casting & Engineering Co., 328 NLRB 8
(1999), enfd. in relevant part 230 F.3d 286 (7th Cir. 2000), on remand
334 NLRB 1 (2001). The exact amounts of the wage increases, if any,
due employees shall be determined in compliance proceedings, and
shall be computed as prescribed in Ogle Protection Service, 183 NLRB
682 (1970), enfd. 444 F.2d 502 (6th Cir. 1971), with interest as com-
puted in New Horizons for the Retarded, 283 NLRB 1183 (1987). At
the compliance stage, the Respondent shall be given the opportunity to
establish that it would not have granted a general wage increase on a
particular occasion even had it followed its policy of conducting bian-
nual wage reviews.
8 Second consolidated complaint par. 9(a) (emphasis added). Cf.
Pan American Grain Co., 343 NLRB 318, 333 (2004), enfd. in relevant
part, 432 F.3d 69 (1st Cir. 2005) (finding that respondent unlawfully
refused to consider a striker’s request for vacation, though not alleged
in the complaint, because that violation was closely connected to the
complaint allegation that the respondent unlawfully refused to grant the
vacation request).
phrasing, Steinhafel’s testimony that the Respondent
refused to consider a wage increase because of the pend-
ing election petition, the two posted notices, and the
stipulation, we find that the unpleaded allegations set
forth above, including the Respondent’s failure to con-
duct wage reviews after the complaint was last amended
in September 2004, were fully litigated and are properly
before the Board under Pergament, supra. Thus, we re-
ject the Respondent’s affirmative defense under Section
10(b).
3. We adopt the judge’s finding that the Respondent
violated Section 8(a)(3) and (1) by discharging employee
Benny Moore because of his union activity. Moore initi-
ated the 2004 organizing campaign by placing the first
call to the Union. He was on the Union’s organizing
committee and successfully solicited the cards of eight
coworkers. He solicited employee Cliff Maynard during
working time, and Maynard complained to the Respon-
dent. During an investigatory meeting conducted by the
Respondent, Moore denied that he had solicited during
working time. The Respondent then discharged Moore.
Applying Wright Line, 251 NLRB 1083 (1980), enfd.
662 F.2d 899 (1st Cir. 1981), cert. denied 455 U.S. 989
(1982), the judge found that the Respondent acted with a
prohibited motive when discharging Moore. The judge
found that Moore had engaged in union activity and that
the Respondent knew of it. The judge inferred union
animus from a provision in the Respondent’s employee
handbook stating, “The Company believes a union is not
necessary and not in the best interest of either the Com-
pany or its team members,” and from the Respondent’s
two notices announcing that it was withholding the
March 2004 wage increase because of the pending elec-
tion petition.
We find that Moore’s discharge was unlawfully moti-
vated. We do so without relying on the handbook or the
notices.9 It is well settled that an employer violates Sec-
tion 8(a)(1) by selectively enforcing an otherwise valid
no-solicitation rule against union solicitors only. Saint
Vincent’s Hospital, 265 NLRB 38, 40 (1982). Addition-
ally, an employer violates Section 8(a)(3) and (1) by im-
posing discipline or discharge pursuant to an otherwise
valid no-solicitation rule, when it intentionally targets
union solicitors while tolerating nonunion solicitations
by other employees. Id.; Meijer, Inc., 318 NLRB 50, 57
(1995). Here, the Respondent selectively enforced an
otherwise valid no-solicitation policy. A host of wit-
nesses testified that supervisors tolerated many and var-
ied employees’ worktime solicitations, including the sale
9 We need not and do not address whether the handbook and/or the
notices tend to demonstrate that Moore’s discharge was motivated by
union animus.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
474
of kitchen knives, Easter eggs, candy, and wax bears, as
well as participation in assorted sports-related pools. But
the Respondent discharged Moore when he solicited for
the Union.
The Respondent argues that the General Counsel failed
to prove that it engaged in selective enforcement of its
policy. It notes that some witnesses did not testify as to
the timing of the cited solicitations, and argues that they
may have occurred before it assumed operation of the
business in late 2001. We reject this argument. We find
that the General Counsel proved that the Respondent
tolerated solicitations, other than Moore’s union solicita-
tion, during 2002, 2003, and 2004. Employee Charles
South testified that there were solicitations “virtually
every day,” and Supervisor Ruth Adkins testified that she
solicits employees to purchase Easter eggs “every
Easter.” This testimony, in the present tense, was given
when the hearing was held in May 2005. We therefore
find, based on the Respondent’s selective enforcement of
its no-solicitation policy, that the Respondent targeted
Moore for discharge because he had engaged in union
solicitation.10
Furthermore, we find that the Respondent failed to
prove that it would have discharged Moore absent his
union activity. The Respondent argues that it discharged
Moore in part because managers believed that he lied
when, during the investigatory meeting, he denied engag-
ing in union solicitation during working time. However,
the Respondent did not assert, much less demonstrate,
that it would have discharged Moore solely for lying,
apart from his union solicitation. The Respondent also
alludes in its brief to a claim that Moore harassed an em-
ployee during his union solicitation. However, the Re-
spondent failed to demonstrate that it would have dis-
charged Moore solely because of any alleged harassment,
had he not engaged in union solicitation. Consequently,
we find that the Respondent violated Section 8(a)(3) and
(1) by discharging Moore.
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge as
modified and set forth below and orders that the Respon-
10 We find that the Respondent engaged in selective enforcement of
its no-solicitation policy even though it discharged one other employee
for soliciting during working time. Employee Constance Kruger was
discharged on September 26, 2001, for engaging in unspecified solicita-
tion during working time. In light of the vast amount of unpunished
worktime solicitation, this isolated instance, which the Respondent
failed to elucidate, does not undermine our finding that the Respondent
intentionally targeted Moore for discharge because he was soliciting for
the Union.
dent, SNE Enterprises, Inc., Huntington, West Virginia,
its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Informing employees that they would not receive a
wage increase because the United Steelworkers of Amer-
ica, AFL–CIO–CLC (the Union) had filed a representa-
tion petition.
(b) Promising employees a wage increase if they re-
jected the Union as their collective-bargaining represen-
tative.
(c) Announcing and maintaining a rule prohibiting
employees from discussing discipline and disciplinary
investigations with their coworkers.
(d) Discharging employees because they engage in
protected concerted activities by discussing disciplinary
actions with their coworkers in violation of an unlawful
rule.
(e) Discharging supervisors because they testify ad-
versely to Respondent’s interest at the Board proceed-
ings.
(f) Discharging employees because they engage in un-
ion activities, and to discourage employees from engag-
ing in union activities.
(g) Withholding and continuing to withhold a sched-
uled general wage increase in March 2004 from its em-
ployees because they engaged in union activities, and to
discourage employees from engaging in union activities.
(h) Departing from its policy of performing biannual
wage reviews because of a pending representation peti-
tion.
(i) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Within 14 days from the date of this Order, offer
employees Benny Moore and Dana Adkins and Supervi-
sor Ruth Adkins full reinstatement to their former posi-
tions or, if those positions no longer exist, to substan-
tially equivalent positions, without prejudice to their sen-
iority or any other rights or privileges previously en-
joyed.
(b) Make employees Benny Moore and Dana Adkins
and Supervisor Ruth Adkins whole for any loss of earn-
ings and other benefits suffered as a result of the dis-
crimination against them, in the manner set forth in the
remedy section of the judge’s decision.
SNE ENTERPRISES
475
(c) Within 14 days from the date of this Order, remove
from its files any reference to the unlawful discharges,
and within 3 days thereafter notify the employees and
supervisor in writing that this has been done and that the
discharges will not be used against them in any way.
(d) Perform the wage reviews that would have been
performed in September 2004 to date that were not per-
formed because of the pending representation petition.
(e) Make whole all employees who were not granted
biannual general wage increases from March 2004 to
date in the manner set forth in the remedy section of the
judge’s decision.
(f) Preserve and, within 14 days of a request, or such
additional time as the Regional Director may allow for
good cause shown, provide at a reasonable place desig-
nated by the Board or its agents, all payroll records, so-
cial security payment records, timecards, personnel re-
cords and reports, and all other records, including an
electronic copy of such records if stored in electronic
form, necessary to analyze the amount of backpay due
under the terms of this Order.
(g) Within 14 days after service by the Region, post at
its facility in Huntington, West Virginia, copies of the
attached notice marked “Appendix.”11
Copies of the
notice, on forms provided by the Regional Director for
Region 9, after being signed by the Respondent’s author-
ized representative, shall be posted by the Respondent
and maintained for 60 consecutive days in conspicuous
places including all places where notices to employees
are customarily posted. Reasonable steps shall be taken
by the Respondent to ensure that the notices are not al-
tered, defaced, or covered by any other material. In the
event that, during the pendency of these proceedings, the
Respondent has gone out of business or closed the facil-
ity involved in these proceedings, the Respondent shall
duplicate and mail, at its own expense, a copy of the no-
tice to all current employees and former employees em-
ployed by the Respondent at any time since February 23,
2004.
(h) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at
11 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
-testing to the steps that the Respondent has taken to
comply.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated Federal labor law and has ordered us to post and obey
this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT inform you that you will not receive a
wage increase because the United Steelworkers of Amer-
ica, AFL–CIO–CLC (the Union) filed a representation
petition.
WE WILL NOT promise you a wage increase if you re-
ject the Union as your collective-bargaining representa-
tive.
WE WILL NOT announce and maintain a rule prohibit-
ing you from discussing discipline and disciplinary in-
vestigations with your coworkers.
WE WILL NOT discharge you because you engage in
protected concerted activities by discussing disciplinary
actions with your coworkers in violation of an unlawful
rule.
WE WILL NOT discharge supervisors because they tes-
tify adversely to our interest at the Board proceedings.
WE WILL NOT discharge you because you engage in
union activities, and to discourage you from engaging in
union activities.
WE WILL NOT withhold and continue to withhold a
scheduled general wage increase in March 2004 from
you because you engaged in union activities, and to dis-
courage you from engaging in union activities.
WE WILL NOT depart from our policy of performing bi-
annual wage reviews because of a pending representation
petition.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
guaranteed you by Section 7 of the Act.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
476
WE WILL, within 14 days from the date of the Board’s
Order, offer employees Benny Moore and Dana Adkins
and Supervisor Ruth Adkins full reinstatement to their
former positions or, if those positions no longer exist, to
substantially equivalent positions, without prejudice to
their seniority or any other rights or privileges previously
enjoyed.
WE WILL make Benny Moore, Dana Adkins, and Su-
pervisor Ruth Adkins whole for any loss of earnings and
other benefits suffered as a result of their unlawful ter-
mination.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any reference to the unlaw-
ful terminations of Benny Moore, Dana Adkins, and Su-
pervisor Ruth Adkins, and WE WILL, within 3 days there-
after, notify them in writing that this has been done and
that the discharges will not be used against them in any
way.
WE WILL perform the wage reviews that would have
been performed in September 2004 to date that were not
performed because of the pending representation petition.
WE WILL make whole all employees who were not
granted biannual general wage increases from March
2004 to date.
SNE ENTERPRISES, INC.
Eric J. Gill, Esq., for the General Counsel.
Grant T. Pecor, Esq. and Steven K. Girard, Esq., of Grand
Rapids, Michigan, for the Respondent.
Waymon D. Free, of Barboursville, West Virginia, for the
Charging Party.
DECISION
STATEMENT OF THE CASE
ERIC M. FINE, Administrative Law Judge. This case was tried
in Huntington, West Virginia, on May 4 to 6, 2005. The
charges were filed by the United Steel Workers of America,
AFL–CIO–CLC (the Union). A consolidated complaint and
second consolidated complaint issued on August 23, 2004, and
September 30, 2004,1 alleging that SNE Enterprises, Inc. (Re-
spondent) violated Section 8(a)(1) of the Act by: telling em-
ployees they would not receive a wage increase due to the Un-
ion’s representation petition; promising employees a wage in-
crease if they rejected the Union as their collective-bargaining
representative; and promulgating and maintaining a rule prohib-
iting employees from discussing discipline and disciplinary
investigations. The consolidated complaint alleges Respondent
discharged employees Benny Moore and Dana Adkins (D. Ad-
kins) in violation of Section 8(a)(1) and (3) of the Act, and
discharged Ruth Adkins (R. Adkins) in violation of Section
8(a)(1) and (4) of the Act. The consolidated complaint also
alleges Respondent withheld a wage increase from its employ-
ees in violation of Section 8(a)(1) and (3) of the Act.
1 All dates are in 2004, unless otherwise indicated.
On the entire record, including my observation of the de-
meanor of the witnesses, and after considering the briefs filed
by the General Counsel and Respondent, I make the following2
FINDINGS OF FACT
I. JURISDICTION
Respondent, a corporation, has been engaged in the manu-
facture of windows and doors at its Huntington, West Virginia
facility from where it annually purchases goods valued in ex-
cess of $50,000 directly from points outside of West Virginia.
The Respondent admits and I find it is an employer engaged in
commerce within the meaning of Section 2(2), (6), and (7) of
the Act and the Union is a labor organization within the mean-
ing of Section 2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
Arthur Steinhafel is Respondent’s director of plant opera-
tions. Steinhafel’s office is located in Mosinee, Wisconsin,
from where he oversees the operation of the Huntington plant.
Steinhafel testified the current owners took over the Huntington
plant toward the latter part of 2001. Steinhafel also worked for
the prior owners and had been associated with the Huntington
plant since 2000. Susan Dingess is Respondent’s human re-
source manager at the Huntington plant. Dingess was hired on
January 27, 2004. James George was the plant manager from
June 20, 2002, until May 3, 2004, and he was replaced as plant
manager by Tim Dragoo on May 18, 2004. Mike Fisher is
production supervisor and Tim Darby was Respondent’s envi-
ronmental safety supervisor until June 11.3
The Huntington
plant is also staffed by line supervisors and lead persons. The
lead persons were been determined to be statutory supervisors
in a unit determination proceeding in Case 9–RC–17883.
A. The Union Campaign
Waymon Free was the Union’s lead organizer for the union
campaign at Respondent’s Huntington plant which began in
January 2004. Free sent a certified letter to George dated Feb-
ruary 6, naming 23 individuals as members of the Union’s or-
ganizing committee. Benny Moore’s name was included on the
list. By letters to George dated February 13, 23, and 25, Free
added more names to the list of organizing committee mem-
bers. The Union filed a petition for election on February 20 in
Case 9–RC–17883. An election was held on May 20, with 87
ballots in favor of the Union, and 82 against, and 3 challenged
ballots. The Respondent filed objections to the election. In
2 In making the findings herein, I have considered all the witnesses’
demeanor, the content of their testimony, and the inherent probabilities
of the record as a whole. In certain instances, I have credited some but
not all of what a witness said. See NLRB v. Universal Camera Corp.,
179 F.2d 749, 754 (2d Cir. 1950), reversed on other grounds 340 U.S.
474 (1951). All testimony has been considered, if certain aspects of a
witness’s testimony are not mentioned it is because it was not credited,
or cumulative of the credited evidence or testimony set forth above.
Further discussions of the witnesses’ credibility appear below as war-
ranted.
3 Respondent admits that Steinhafel, Dingess, George, Dragoo,
Fisher, and Darby, during the times they occupied the above-described
positions, were its supervisors and agents within the meaning of Sec.
2(11) and (13) of the Act.
SNE ENTERPRISES
477
SNE Enterprises, Inc., 344 NLRB 673 (2005), the Board re-
manded objections back to the Regional Director for Region 9
for further consideration.
B. Respondent Withholds General Wage Increases
Steinhafel testified that at the Huntington plant the practice
for general wage increases changed from annual to biannual
increases in 2003. Steinhafel testified a general increase was
given at the Huntington plant twice in 2003, once in April and
once in October in the amount of 1.5 percent each. Steinhafel
testified Respondent’s practice regarding general wage in-
creases was to review whether raises are warranted based on
Respondent business performance, and increases given by area
competition. He testified this is done in March and September,
and then the increases are normally given in April and October.
He testified Respondent does not always give 1.5-percent in-
creases. In one of Respondent’s documents entitled, “Hunting-
ton Wage Structure Grid” with an effective date of July 1,
2002, there is a statement that reads:
Wage adjustments, other than performance grade progres-
sions, will be reviewed twice per year. Dates are projected to
be April 1st, 2003 and October 1st, 2003. Whether or not an
employee receives an increase in April or October is subject
to management approval and based upon individual perform-
ance and work record.
Steinhafel testified he thought this document implemented Re-
spondent’s system of biannual reviews for general wage in-
creases. Steinhafel testified the above quoted paragraph accu-
rately describes that component of Respondent’s compensation
plan.
General Counsel witness Charles South is employed at Re-
spondent’s Huntington plant as a machine operator and has
worked there close to 7 years. South testified the employees
received a general wage increase in 2002, but he could not
recall the month. South testified the employees were eligible
for a general wage increase in September 2003, but South did
not receive it until December 2003 in the amount of 1.5 per-
cent. South testified that, in January or February 2004, then
Plant Manager George held a meeting with an estimated 40 to
100 employees. George said he had some really good news.
George said there was an incentive plan in place for which
specifics would be given at a later meeting. George also said,
“[I]t looks we had raises coming up.” South testified George
“said that we had the raise coming up that would be available in
March or April. Everybody was pretty stoked about that. Eve-
rybody was pretty happy.” South attended a second meeting
concerning wage increases in late in January or early February
2004. Steinhafel conducted the meeting. Steinhafel wrote out
the specifics concerning a new weekly bonus plan. South testi-
fied Steinhafel also spoke about going to a biannual raise sys-
tem, and employees were going to have raises in March and
September, which was to be the employees’ general wage in-
crease.
Steinhafel testified he was at the Huntington plant in January
2004 holding informational meetings with employees. During
the meetings, Steinhafel discussed Respondent’s compensation
package, which included a general wage increase, a wage grid
change, and an incentive plan. Steinhafel had with him a
document entitled, “Huntington Wages and Incentive Plan.”
Included in the typewritten document is the statement, “General
increases will be available to employees that meet performance
criteria. Twice per year, March and September.”4 Steinhafel
testified he did not read the memo at the January employee
meetings word for word. Rather, it was used as a reference
point. Steinhafel testified he told employees one of the three
elements of the compensation package was a discretionary
general increase that will be reviewed two times per year. He
testified he did not tell employees they would be receiving a
raise in April or October, nor did he mention the amount of any
such increase.
In March 2004, Respondent posted on the plant bulletin
board an undated notice to “All Hourly Employees” from
Steinhafel with the subject being the “Wage increase.”
The
notice reads as follows:
During my visit in January I discussed with you two
changes to your compensation package, the incentive plan
and a wage increase.
At the time I advised you the components of the new
incentive plan and advised you we would be implementing
the incentive plan in March. The new incentive plan is be-
ing rolled out as planned.
A wage increase was scheduled to be announced and
implemented the end of this week. I regret to inform you
that we cannot legally implement the wage increase at this
time. We have contacted our lawyers and we were ad-
vised we cannot implement any raise while the union vote
is pending unless we had decided upon and told you the
amount prior to February 25, 2004, when the union peti-
tion was filed.
Thus, as required by law we must freeze wages at this
time until the union issue has been decided. If the union
wins the election we will have to bargain with the union
and reach agreement before any wage increase is imple-
mented. If the union is rejected in the vote, we will be free
to implement a wage increase after the election.
We are very sorry about this and would have preferred
to give a wage increase as we discussed in January, but the
union petition prevents it.
South testified that, upon seeing Respondent’s posting, South
spoke to his then supervisor Brian Beckett. South told Beckett
that South thought it was pretty sad that because they were
planning on having a union vote the Company was going to
pull back on a wage increase. Beckett said he did not have
anything to do with it.
4 The document also describes a new “Wage Grid” and an “Incentive
plan” both of which the parties stipulated were implemented in 2004.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
478
On March 29, Free sent Steinhafel a certified letter, a copy of
which was circulated as a flyer to employees. Free wrote as
follows:
It has come to the United Steelworkers of America’s
attention that you distributed a “Notice to Employees”
stating that a wage increase was scheduled to be an-
nounced and implemented last week. You also stated that
this was discussed with employees in January.
The United Steelworkers of America would like to go
on record informing you that we have no intention of fil-
ing any charges against SNE Enterprises for implementing
any wage increase you have promised your employees.
The Union agrees that workers should never be prom-
ised improvements by management and then reneged on
later, for any reason.
The Union regrets you would feel it necessary to in-
form employees that only if the Union is rejected in the
vote, that you would be free to implement a wage increase.
Therefore, with the Union’s agreement to implement a
wage increase as promised, we would feel that it would be
necessary to file charges against the company’s actions
only if you decide not to implement the wage increase as
promised.
Another memo from Steinhafel to employees was posted at
the Huntington plant dated April 2, with the subject being the
“Wage Increase Issue.” The memo reads:
Recently, we posted a Notice to employees regarding
our inability to provide a wage increase at this time due to
the union petition and pending election. It is unlawful to
give a wage increase to employees after a union petition is
filed, but before the election is held because the law views
it as the employer possibly attempting to “buy” employee
votes.
Regardless of the union’s position on the increase, it
could be objectionable conduct and could result in the
election being overturned. We do not want to do anything
at this time that would interfere with employee rights or
might be viewed as unlawful or objectionable.
As we said before, if the union loses the election, the
employer is free to implement a wage increase after the
election. If the union wins the election, the law requires
the employer to negotiate in good faith with the union over
any increase.
We thank you for your patience and understanding.
As always, if you have any questions, please do not
hesitate to contact me.
Free testified that around July 27, the Union passed out another
handbill to employees entitled, “CHARGES FILED ON
WAGE INCREASES.”
A discussion of the Union’s wage
increase allegation was included in the handbill as well as the
fact that the Union had filed an unfair labor practice charge
over the matter.
Steinhafel testified there are three elements in Respondent’s
compensation package. He testified, “One was the raise, or
discretionary general increase that was given two times per year
based on performance of the company and assessments, general
assessments, that were done.” He testified another element in
compensation is the wage grid which contains steps of progres-
sion and is applicable to new employees who receive quarterly
increases based on a performance criteria and who usually top
out on the wage grid during their first year of work. Respon-
dent implemented the quarterly review for the wage grid as-
sessments in February 2004. Prior to that it took an employee a
minimum of 18 months to top out on the wage grid. Once an
employee tops out on the wage grid, they only receive general
wage increases.5
Steinhafel testified that in 2004, there was no general wage
increase given. Steinhafel testified that if the Union’s petition
had not been filed, it would have been very difficult to tell
whether a general increase would have been given, “because
we had not went through the general assessment. No recom-
mendations were made and the owners had not approved any-
thing. So, the process had not really evolved. So there’s no
way to tell.”
Steinhafel testified the determination as to
whether to give a general wage increase is based on business
conditions including performance both by the business and
employee. Steinhafel testified in 2004, as a result of the Union
filing the election petition, Respondent did not even consider a
general wage increase, no amount for a general wage increase
had been determined, and no review had occurred. Steinhafel
testified a general wage increase is not based on a hard formula,
rather on a general assessment. There are a variety of indica-
tors that are looked at, “as well as what competition is doing in
the area and ultimately what the owners’ ceiling is.”
Analysis
In Earthgrains Baking Cos., 339 NLRB 24, 28 (2003), enfd.
mem. 116 Fed.Appx. 161 (9th Cir. 2004), it was stated:
The Board law is quite clear that, in the midst of an on-going
union organizing or election campaign, an employer must
proceed with an expected wage or benefit adjustment as if the
organizing or election campaign had not been in progress.
Grouse Mountain Lodge, 333 NLRB 1322, 1324 (2001);
America’s Best Quality Coatings Corp., 313 NLRB 470, 484
(1993); Atlantic Forest Products, 282 NLRB 855, 858 (1887).
Nevertheless, the Board has recognized an exception to this
rule—an employer may postpone the implementation of such
a wage or benefit adjustment if it makes clear to its employees
that the granting of the adjustment is not dependent upon the
result of the union organizing campaign and that the ‘sole
purpose’ of the postponement is to avoid the appearance of in-
fluencing employees in their decision to support the union or
influencing the election’s outcome. Grouse Mountain Lodge,
supra; KMST-TV, Channel 46, 302 NLRB 381, 382 (1991). In
making such an announcement, however, an employer acts in
violation of Section 8(a)(1) of the Act by attributing its failure
to implement the expected wage or benefit adjustment to the
presence of the union or by disparaging or undermining the
5 Steinhafel testified the third element of the compensation package
is a bonus incentive plan which was implemented in March 2004 for
the hourly employees. There are several elements to the plan such as
plant performance, employee attendance and employee productivity
targets. It is a weekly plan with bonuses paid out on a monthly basis.
SNE ENTERPRISES
479
union by creating the impression it impeded the granting of
the adjustment. Twin City Concrete, 317 NLRB 1313, 1318
(1995); Atlantic Forest Products, supra. Herein, during her
cross-examination, Savage conceded that, during February, as
they “normally” had received wage increases at that time of
year, voting unit employees inquired as to when they would
be receiving their wage increase in 2002, and one subject of
her speech to the groups of employees was Respondent’s ex-
planation as to why the anticipated “new” wage increases
would not be given during the election campaign. In this re-
gard, while Savage may have read from the text that the grant-
ing of a raise at that time “could be considered a bribe . . .,”
she eviscerated the exculpatory effect of this language by ges-
turing with her hands behind her back and commenting that
her hands were tied behind her back and the Charging Party
was “preventing” the wage increase and that, if a raise was
given, the Charging Party would immediately file an unfair
labor practice charge. Put another way, in unmistakable lan-
guage, Savage did exactly what the law prohibits; she placed
the onus upon the Charging Party by attributing the employ-
ees “not receiving their anticipated wage increase directly to
it.” Accordingly, by her extemporaneous gesture and com-
ments, Savage’s conduct became patently unlawful, and Re-
spondent thereby violated Section 8(a)(1) of the Act. Earth-
grains Co., 336 NLRB [1119] (2001); Grouse Mountain
Lodge, supra; Centre Engineering, Inc., 253 NLRB 419, 421
(1980).
In Atlantic Forest Products, supra at 857–858, the Board dis-
tinguished Uarco Inc., 169 NLRB 1153 (1968), a case where
the employer was found not to have engaged in objectionable
conduct over wages. In Atlantic Forest Products, supra at 857–
858, the Board noted that:
In Uarco, the employer posted and distributed a notice
to employees informing them that an annual wage and
benefit adjustment would be postponed to “avoid the ap-
pearance of vote-buying” in the upcoming representation
election. A month later, Uarco’s plant manage gave a pre-
pared campaign speech justifying its actions and also sent
a letter to employees reiterating its intent to pay the “going
wage rates’ in the area, ‘with or without a union.” After
the election, which the Union lost, the employer adjusted
wages and benefits accordingly.
The Board reversed the Regional Director’s finding
that the employer’s announcement concerning the with-
held annual wage increase was objectionable, concluding,
inter alia, that the employer’s “announcement . . . and its
subsequent campaign statements (did not) shift to the (un-
ion) the onus for the postponement of adjustments in
wages and benefits for employees it sought to represent
(nor did it) disparage and undermine the (union) by creat-
ing the impression that it stood in the way of their getting
planned wage increases and benefits. Rather, the Board
found that the employer in Uarco “made clear in its cam-
paign statements . . that whether or not its employees
were represented by a union, it planned (to adjust wages)
into conformity with prevailing rates in the area; and that
the sole purpose of its announcement . . . was to avoid the
appearance that it sought to interfere with their free choice
in any elections which might be directed.”
In Atlantic Forest Products, supra. at 858–859, in finding that
the employer’s announcement and withholding of a wage in-
crease there violated Section 8(a)(1) of the Act, the Board
stated:
. . . the Respondent’s statements, at best, conveyed conflicting
signals to employees as to its motivation for postponing the
wage increase. Thus, the newsletter began by telling employ-
ees the wage delay is “required to avoid the appearance of
vote-buying” and that “(w)ith or without a union, we intend to
follow (its policy of paying ‘above the best rates for this
area’).” The Respondent, however, then compared its free-
dom without a union to adjust wages “as conditions require”
to wage rates under a union contract which are “frozen at the
existing level,” and concluded by stating that “in view of the
election on January 8th, we cannot say what increase there
will be.” We agree with the judge that such statements sug-
gest an “immediate (wage) increase without a union but a de-
lay for an indefinite period of negotiations for an uncertain in-
crease with a union,” and accordingly, find the newsletter im-
properly attributed the wage postponement to the Union.
In the instant case, General Counsel witness South credibly
testified that employees received a general increase in 2002.6
Steinhafel testified that based on a memo with an effective date
of July 1, 2002, Respondent implemented its current compensa-
tion package requiring a biannual review for general wage in-
creases. As a result, Steinhafel testified there were two general
wage increases given to the Huntington employees in 2003 of
1.5 percent each, one in April and one in October based on
reviews performed in March and September considering Re-
spondent’s business performance and area increases concerning
competition.
South credibly testified that then Plant Manager George in-
formed employees during a meeting in January or February
they had raises coming up that would be available in March or
April 2004. South attended a second meeting during this same
time period conducted by Steinhafel. South credibly testified
that, during the meeting, Steinhafel told employees Respondent
was going to a biannual raise system and employees were going
to have raises available in March and September, which was to
be a general wage increase. South’s testimony is confirmed by
a typewritten memo Steinhafel had with him at the time of the
meeting, which stated, “General increases will be available to
employees that meet performance criteria. Twice per year,
March and September.”7
6 I found South, a current employee at the time of his testimony,
considering his demeanor to be a credible witness to the extent his
memory would permit. He testified in a straight forward fashion with
fairly good recall.
7 I do not credit Steinhafel’s testimony that he merely told employ-
ees there was to be a discretionary general increase that would be re-
viewed two times a year. Steinhafel’s testimony appears to be purpose-
fully qualified to meet Respondent’s litigation position, and it is under-
cut by the reading of his own memo which states, “[G]eneral increases
will be available,” as well as by South’s credible testimony.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
480
Any doubt of Respondent’s intent to have provided employ-
ees with a general wage increase in March 2004, is eliminated
by Steinhafel’s March posting to employees, where it is stated,
“A wage increase was scheduled to be announced and imple-
mented the end of this week.”8 The memo went on to state
based on the advise of counsel, Respondent had determined it
could not legally implement the wage increase at that time,
“while the union vote is pending unless we had decided upon
and told you the amount prior to February 25, 2004, when the
union petition was filed.”
Steinhafel went on to state as re-
quired by law Respondent was required freeze wages until the
“union issue has been decided.” Steinhafel stated in the memo
if the Union wins the election Respondent would have to bar-
gain with the Union and reach agreement before any wage in-
crease is implemented. Steinhafel stated if the Union is re-
jected in the vote, Respondent will be free to implement a wage
increase after the election. Steinhafel ends his message by
stating, “We are very sorry about this and would have preferred
to give a wage increase as we discussed in January, but the
union petition prevents it.” On March 29, Free sent a letter to
Steinhafel stating the Union had “no intention of filing any
charges against SNE Enterprises for implementing any wage
increase you have promised your employees.” Free stated that
since Respondent had the Union’s agreement to implement a
wage increase, the Union would file changes against Respon-
dent “only if you decide not to implement the wage increase.”
The Union publicized Free’s letter to employees. Steinhafel
responded by posting another notice to employees again citing
Respondent’s “inability to provide a wage increase at this time
due to the union petition and pending election” due to an em-
ployer’s using a wage increase to possibly buy votes. Stein-
hafel stated regardless of the Union’s position on the increase,
“it could be objectionable conduct and could result in the elec-
tion being overturned.” Steinhafel stated, “As we said before,
in the union loses the election, the employer is free to imple-
ment a wage increase after the election. If the union wins the
election, the law requires the employer to negotiate in good
faith with the union over any increase.”
I find that Steinhafel’s March and April memos violated Sec-
tion 8(a)(1) of the Act by informing employees they would not
receive a planned wage increase due to the Union’s representa-
tion petition; and by promising the employees to implement the
wage increase if they rejected the Union as their collective-
bargaining representative; and that Respondent’s withholding
8 Steinhafel’s testimony at the hearing that it was difficult to tell
whether a general increase would have been given if the Union’s peti-
tion had not been filed appears to be concocted to comport with Re-
spondent’s legal position, as he plainly announced to employees in
writing that a wage increased was scheduled to be announced and im-
plemented at the end of the week of his March posting. In view of that
posting, as well as his demeanor at the hearing, I also discredit his
claim that Respondent had not made an assessment as to whether a
general wage increase was in order, and his claims that the owners had
not approved anything. I also find it extremely unlikely, that since
Steinhafel’s memo announced that the wage increase was scheduled to
be implemented at the end of the week, that the amount of the wage
increase had not been determined or at least discussed as Steinhafel
claimed.
of general wage increases following the issuance of the memos
violated Section 8(a)(1) and (3) of the Act. Steinhafel informed
the employees in his March memo that Respondent planned to
implement a general wage at the end of the week, but it could
not be implemented while a union vote was pending. The em-
ployees were told Respondent must freeze wages until the un-
ion issue has been decided, and if the union was rejected by the
employees Respondent was free to implement a wage increase
after the election. Steinhafel stated in his March and April
memos Respondent would have preferred to give a wage in-
crease, but the union petition prevents it. Thus, Respondent
directly attributed the employees’ failure to receive a planned
wage increase to the presence of the Union and its petition for
election, and informed employees that receipt of the wage in-
crease was dependent on their rejecting the Union as their col-
lective-bargaining representative. Such conduct is violative of
the Act. See Earthgrains Baking Co., 339 NLRB 24, 28
(2003), enfd. mem. 116 Fed.Appx. 161 (9th Cir. 2004); and
Atlantic Forest Products, 282 NLRB 855 (1987).9
I do not find Respondent’s contention that since no precise
figure was formulated for the wage increase, the increase itself
cannot be awarded as part of the make whole remedy. Stein-
hafel’s March memo to employees unequivocally states, “[A]
wage increase was scheduled to be announced and imple-
mented the end of this week.” Therefore, Respondent has the
ability to calculate in a nondiscriminatory fashion what that
9 Cases cited by Respondent do not require a different result. In
American Mirror Co., 269 NLRB 1091, 1094 (1984), no violation was
found concerning the withholding of a wage increase during an election
campaign because it was concluded that, “no wage increase was deter-
mined, promised, scheduled, or announced.” Steinhafel’s testimony
reveals that Respondent implemented a system of biannual general
wage increases in July 2002, that wage increases of 1.5 percent were
given in April and October 2003. South testified that in meetings in
January or February 2004, first Plant Manager George said the employ-
ees had a raise “coming up that would be available in March or April.”
South testified that in a subsequent meeting, during the same period,
Steinhafel spoke about going to a biannual raise system, and that em-
ployees were going to have raises made available in March and Sep-
tember, which was to be the employees’ general wage increase. Stein-
hafel followed this up with his March memo stating, that “During my
visit in January I discussed with you two changes to your compensation
package, the incentive plan and a wage increase.” In the memo, Stein-
hafel told employees that, “a wage increase was scheduled to be an-
nounced and implemented the end of this week.” He then informed
employees that Respondent could not implement the increase while the
Union vote was pending. Steinhafel ended his message by stating, “We
are very sorry about this and would have preferred to give a wage in-
crease as we discussed in January, but the union petition prevents it.”
Thus, a general wage increase was scheduled, promised, and announced
in the instant case. Similarly, Great Atlantic & Pacific Tea Co., 192
NLRB 645, 645–646 (1971), enfd. 463 F.2d 184 (5th Cir. 1972), cited
by Respondent is distinguishable. There the respondent had made no
prior promise of a wage increase. The Board in finding a violation was
not warranted stated there was no evidence the respondent there sought
to capitalize on the absence of a wage increase by connecting the ab-
sence with the union. In the instant case, Respondent did just the oppo-
site, it told employees a scheduled wage increase would not be imple-
mented because of the Union’s election petition, and then informed
them that Respondent could implement the increase only if the Union
lost the election.
SNE ENTERPRISES
481
wage increase would have been using the criteria it would have
followed. Steinhafel testified Respondent’s biannual general
increase program was formulated in June 2002, and introduced
in 2003, where Respondent relied on its own performance and
increases by area competition to derive its two increases given
to employees in 2003. Thus, Respondent has criteria available
from which to calculate the size of the general wage increases.
See Otis Hospital, 222 NLRB 402, 404–405 (1976), enfd. 545
F.2d 252 (1st Cir. 1976); and Autozone Inc., 315 NLRB 115,
133 (1994), enfd. mem. 83 F.3d 422 (6th Cir. 1996). I also do
not find Respondent’s instituting an incentive program in 2004,
or changing its wage grid would have impacted on the general
wage increase in 2004, as there was no notice to employees or
testimony that the programs were linked in terms of impacting
the size of the general increase. Moreover, despite the fact that
those programs were implemented in 2004, Steinhafel wrote
Respondent’s employees that they would have been scheduled
for a general increase in March but for the union petition.
Respondent argues at page 36 of its posthearing brief that:
Section 10(b) provides that “no complaint shall be based upon
any unfair labor practice occurring more than six months prior
to the filing of the charge with the Board. . . .” 29 U.S.C. Sec.
160(b). Nonetheless, despite no charge ever having been filed
on the matter, the General Counsel at the hearing indicated
that he was seeking increases for allegedly withheld increases
in both April 2004 and October 2004. Accordingly, any alle-
gation that the Respondent unlawfully withheld a general
wage increase in September/October 2004 is barred by Sec-
tion 10(b) and inappropriate for consideration now.
In American Electric Power Co., 302 NLRB 1021, 1021 fn. 1
(1991), enfd. mem. 976 F.2d 725 (4th Cir. 1992), the Board
stated:
In agreeing with the judge that the complaint was properly
amended at the hearing to allege the application of the Corpo-
rate Code of Ethics to Columbus Southern Power Company
(CSP) in December 1985 and the issuance of the revised Cor-
porate Code of Ethics in January 1987, we note that the Board
can add new allegations to a complaint based on events that
occur after a charge is filed if the allegations are related to the
conduct alleged in the timely charge and developed from that
conduct while the charge was pending before the Board. See
Davis Electrical Constructors, 291 NLRB 33, 34 (1988) (cit-
ing NLRB v. Fant Milling Co., 360 U.S. 301, 307 (1959)).10
Moreover, it has been the longstanding policy of the Board to
find violations for matters not specifically alleged in the com-
plaint but that were fully litigated. See Cardinal Home Prod-
ucts, 338 NLRB 1004, 1007 (2003); Pergament United Sales,
296 NLRB 333, 334 (1989), enfd. 920 F.2d 130 (2d Cir. 1990);
Casino Ready Mix, Inc. v. NLRB, 321 F.3d 1190, 1199–1200
(D.C. Cir. 2003); Marshall Durban Poultry Co., 310 NLRB 68
fn. 1 (1993), enfd. in relevant part 39 F.3d 1312 (5th Cir. 1994);
and Monroe Auto Equipment Co., 230 NLRB 742, 751 (1977).
10 See also Procter & Gamble Mfg. Co. v. NLRB, 658 F.2d 968, 985
(4th Cir. 1981).
In the instant case, Steinhafel testified Respondent intro-
duced biannual wage increases in 2003, and two wage increases
were given that year.11
The credited testimony reveals that
Steinhafel announced during a meeting around January 2004,
that Respondent was going to a biannual raise system, and em-
ployees were going to have raises available in March and Sep-
tember, which was to be their general wage increase. In fact,
Steinhafel had a document at the meeting for a reference point
which stated, “General increases will be available to employees
that meet performance criteria. Twice per year, March and
September.” By memo to employees in March, Steinhafel
wrote that a wage increase was scheduled to be announced and
implemented the end of this week. The memo went on to state
upon advice of counsel Respondent could not implement “any
raise while the union vote is pending.” At the time of the unfair
labor practice trial in May 2005, Respondent’s objections to the
election had not been finally decided. The parties stipulated
that Respondent did not implement any general wage increase
in 2004, nor was there any claim that one had implemented in
2005, although the trial dealt with Respondent’s wage in-
creases. The consolidated complaint alleges in paragraph 9(a)
that “[s]ince about March 2004, the Employer has withheld a
wage increase from its employees.”
I find that as of 2003 Respondent implemented a system of
biannual wage increases for the spring and fall of each year. I
find that the reason Respondent discontinued its March 2004
wage increase and any subsequent general wage increases was
because of its employees’ union activities, and that the failure
to implement any wage general wage increases since the sched-
uled March 2004 increase was closely related to and arose out
of the same set of circumstances to Respondent’s refusal to
implement the March increase. Accordingly, I find Respondent
discontinued its biannual general increases as a result of the
employees union activity, and that its failure to implement a
raise in September 2004, and any subsequent March and Sep-
tember raises thereafter, resulting from the employees’ union
activity, is violative of Section 8(a)(1) and (3) of the Act.
C. Respondent Discharges Employee Benny Moore
Benny Moore worked at the Huntington plant from August
1997, as an assembler until his February 23 discharge.12 Mike
Fisher was Moore’s supervisor. Moore initiated the Steelwork-
ers’ campaign at the Huntington facility in January 2004, when
Moore called Free. Moore told Free employees were interested
in organizing and asked to set up a meeting in January. Moore
called other workers about joining the Union campaign includ-
ing, Chad Edwards, Ed Frye, and Cliff Maynard. Free held
meetings which Moore attended the first of which was at the
end of January at the union hall in Huntington. They discussed
how to organize and the formulation of an organizing commit-
tee. Moore signed a union card on February 5, and then began
asking other employees to sign cards. Moore obtained signa-
tures from about eight employees on cards. Moore testified he
11 South testified from recall that he did not actually receive his Oc-
tober 2003 wage increase until around December. However, Respon-
dent’s records will reveal when the wage increase was actually imple-
mented in the employees’ paychecks.
12 Moore had not received any discipline prior to his discharge.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
482
solicited cards at the plant during breaks and lunch periods. He
denied soliciting cards during working time or in work areas.
Moore testified he used to be friends with employee Cliff
Maynard and they worked together in the past. Moore testified
he approached Maynard in the plant to talk about the Union in
mid February 2004. Moore testified they were on the sash line
working while they talked and the conversation was during
work time. Moore denied asking Maynard to sign a card stat-
ing he never asked him to sign one. Moore testified employees
customarily talk to each other while they are working about
things other than work, and lead persons frequently came into
the area and engaged employees in conversation on nonwork-
related topics. Moore testified former Lead Person Ruth Ad-
kins sold candy bars, and Lead Person Chad Edwards sold
honey to employees. Moore bought honey from Edwards while
he was working. Moore was not aware of any one disciplined
for soliciting at work.
Moore credibly testified to the following: On February 23,
Fisher called Moore to the front office where Moore met
George, Dingess, and Fisher.13
George told Moore an em-
ployee came to George twice and accused Moore of trying to
get the employee to sign a union card during working time.
Moore denied it, stating Moore knew better. Dingess asked
Moore if he had anything else to say. Moore said no and again
denied the accusation. The management personnel then left
and returned in about 5 or 10 minutes. When they returned,
George said they made some phone calls, and it was Moore’s
word against the other employees, and they were going to ter-
minate Moore. Moore said ok, and he was escorted out of the
plant. They did not name Moore’s accuser. No one from man-
agement had ever previously talked to Moore about soliciting
other employees at work. Moore knew there was a posting at
the plant about solicitation, but he did not read it.14
Earnest Wright was employed by Respondent close to 3
years at the time of the hearing. Wright was on the Union’s
organizing committee. Wright testified he passed out union
cards but not on company time. Wright testified he talked to
employees after work and during breaks about the Union.
Wright testified they were clear during union meetings that they
were not to speak to employees while they were working.
Wright saw a notice to employees dated February 12, posted on
Respondent’s bulletin board: The notice stated:
We have received complaints from employees that
they are being solicited to sign union cards during work
time. Solicitation of union cards is treated as verbal solici-
tation under this policy. Employees should refrain from
soliciting union cards or any other types of solicitation
13 George and Fisher were no longer employed by Respondent at the
time of the hearing.
14 To the extent there were differences, I credit Moore’s version of
this meeting over the one provided by Dingess. I do not credit Dingess’
claim that Moore said he had seen Respondent’s no solicitation policy
posted at the plant. Moore had no reason to deny seeing the policy
posted as he admitted he was aware he was not allowed to solicit card
signatures during working time. On the other hand, considering her
demeanor and other testimony, Dingess impressed me as a witness who
had a tendency to alter conversations to enhance Respondent’s position.
during working time. Please restrict any and all solicita-
tion to breaks and lunch periods or before or after the shift.
Make sure the person you are soliciting is also on break or
lunch and it is not during their working time.
The posted rule also stated, “Violation of this policy may result
in disciplinary action up to and including discharge.” Wright
testified that Laura Ticket, a quality control person, used to
collect for a NASCAR pool, while the employees were work-
ing.
Charles South, a machine operator, had worked at the Hunt-
ington plant for close to 7 years. South credibly testified he
was aware of employees walking around the work area solicit-
ing. South testified, “[S]olicitation is virtually every day. It’s
all over the plant. It’s open.” South testified he had been solic-
ited for candles by John Debord, for Girl Scout Cookies by
Dave Debord, for kitchen knives and Easter eggs by Lead Per-
son R. Adkins, and honey from Lead Person Chad Edwards.
South testified the solicitation was during working time. South
testified supervisors were around when this occurred as they
regularly circulate the lines, and the line leads were at the lines
all of the time. South testified Mike Reynolds is a lead or a
supervisor in the shipping department. South testified, in prior
years, Reynolds organized an NCAA basketball tournament
pool in the spring and Reynolds asked for South’s participation
during work time. South testified Debra Selbe was the former
human resources manager at the plant. Selbe headed a planning
committee for plant related activities such as cookouts, and
Christmas dinner. South was a committee member. South
testified Selbe told the committee at a meeting to make sure
they circulated as much as they could at break and at lunch to
sell as many tickets as they could and with a “big wink and a
nod,” which South understood to mean during working time.
South testified the tickets were sold during working time and at
break.
R. Adkins worked for Respondent for over 6 years until her
June 25 discharge, at which time she was a lead person for
about 2 years. R. Adkins credibly testified employees regularly
talked among themselves about non work related topics while
working. They also sold things such as candy to other employ-
ees. R. Adkins testified she sold Easter eggs, candy bars and
knives to employees while R. Adkins and the employees were
working. She testified supervisors were nearby when this oc-
curred, and that she sold to supervisors. R. Adkins also sold to
people in the human resources department including Selbe. R.
Adkins testified supervisors did not say anything when she sold
the items to them. Rather, they would ask her at Easter time,
“because I would sell every Easter for our youth group at
Church, . . . .” R. Adkins testified she was not on break for
these conversations. R. Adkins named LeAnn Carpenter as a
supervisor who engaged her in these conversations. No one
from management told R. Adkins she could only sell at certain
times.
1. Respondent’s witnesses
Cliff Maynard works as a material handler as such he moves
glass racks to and from the glass line. Maynard was friends
with Moore in the past as they had worked together and had
been neighbors. In January 2004, Moore talked to Maynard
SNE ENTERPRISES
483
about joining the Union, and at first Maynard said he was inter-
ested. However, Maynard testified he complained to his super-
visor about Moore in February 2004. Maynard testified Moore
approached and asked him to sign a union card and come to
union meetings around six or seven times while Maynard was
working and Moore was working on the line setting glass.
Maynard told Moore to stop, but he did not. Maynard esti-
mated this occurred two times a day for over a week period
when Maynard made the complaint. Maynard testified it was
posted on the bulletin board that Moore was not allowed to ask
Maynard to sign a card in the plant during working hours.
Maynard filed a written complaint about Moore with May-
nard’s supervisor on February 20. The statement written by
Maynard reads, “Benny Moore has repeatedly called my house
and has repeatedly stopped me in the plant during working
hours to try and get me to sign union cards and to get me to go
to union meetings.” On February 20, Maynard met Dingess
and George in Dingess’ office. Maynard told them what hap-
pened and Dingess typed a statement for Maynard’s signature.
The statement reads:
On Feb. 19, 2004, my job required me to go to the green line
production area to obtain glass carts. The following situation
occurred between 10:00 a.m. and 11:00 a.m. during regular
work time.
I was approached by Benny Moore and asked to sign a
Union card.
This has happened to me several times when I had to
go to that area of the plant to pick up carts.
I told him previously that I wasn’t interested in signing
a card. I believe the last time he did the same thing was
either Thursday or Friday last week. I told him I wouldn’t
sign a card.
I told him I was not interested in signing anything until
I understood both sides and I wasn’t interested in signing
it. He encouraged me to sign and I again said no. The
conversation lasted about 2 minutes.
He keeps calling me at home every night. He calls me
nightly around 8:00 p.m.
It has gotten to the point that I don’t feel comfortable
going up front to get the carts anymore.
This is becoming very aggravating to me.15
Maynard testified he told Dingess that Moore refused May-
nard’s repeated requests to leave Maynard alone. Maynard
testified he worked in an area with a lot of individuals. How-
ever, he denied employees talk about things other than work
while working. When asked if they talked about sports, May-
nard replied, “Don’t have time to talk to nobody.” Maynard
testified people sold items at work quite often, but not while he
was working.
Dingess became the human resource manager at the Hunt-
ington plant in January. She testified Respondent had a solici-
tation policy in effect when she arrived that was published in
Respondent’s January 2002 employee handbook. Dingess testi-
fied a couple of supervisors came to her and said they received
15 Dingess testified the statement was taken on February 20, but was
mistakenly dated February 29.
employee complaints that they were being solicited to sign
union cards during work time. Dingess spoke to George about
the need to remind employees about Respondent’s solicitation
policy. When asked if her enforcement of the solicitation pol-
icy was sparked by union solicitations, Dingess testified, “Well,
it was—it certainly brought the issue to the forefront, but it was
just one of many that we utilized—that I was looking into at
that period of time to make sure that we were following them
consistently.” Dingess testified they posted the solicitation
policy in early February after George called Steinhafel about
the employee complaints. She testified Steinhafel made the
decision that the policy be reposted. Dingess denied knowl-
edge of employees soliciting knives, eggs, or honey in the
plant.
Dingess testified, after Maynard complained about Moore
trying to solicit Maynard’s signature on a union card during
work time, she asked the supervisor to have Maynard to put the
complaint in writing. Upon receipt of the document, Dingess
met Maynard in George’ presence and she typed a more de-
tailed statement for Maynard, which he read and signed.16
Dingess testified Fisher, George, and herself met with Moore
shortly after Dingess and George met with Maynard. Moore
denied soliciting Maynard’s signature during working time.
The three management officials then went into her Dingess’
office and called Steinhafel. Dingess testified George told
Steinhafel that Maynard and Moore gave different accounts of
the incident, and they felt Maynard had been truthful. They
concluded Moore had not been truthful and had done what
Maynard accused him of. Dingess testified it was the consen-
sus to terminate Moore, but the final decision was Steinhafel’s.
Dingess claimed they discussed with Steinhafel that Moore was
soliciting union cards, but they did not discuss the Union.
Dingess testified that, following the call to Steinhafel, the
three returned to the conference room and George told Moore
that he had violated Respondent’s no-solicitation policy and he
had not been truthful in the investigation therefore he was ter-
minated. Dingess testified Moore was terminated, without a
prior warning, for violating the no solicitation policy, for har-
assing an employee by repeatedly keeping him from doing his
job, and for lying during Respondent’s inquiry.
Steinhafel confirmed Dingess version of the phone call be-
tween George, Dingess, Fisher, and Steinhafel concerning
Moore. He also testified he told George it was Steinhafel’s
recommendation to terminate Moore because he violated the no
solicitation policy, harassed an employee, and he lied during
the interview to management. Steinhafel testified he was in-
volved in the decision because, “When there’s critical decisions
that are made with the facility I’m involved in those decisions
just as we’ll involve legal counsel or others.” Steinhafel denied
that during the phone call with Fisher, Dingess and George that
Moore’s position regarding the Union was discussed, but Stein-
hafel admitted he knew Moore was soliciting on behalf of the
Union. Steinhafel denied Moore was terminated for his support
16 Dingess thought she learned Maynard was having a problem on
the same date he signed the handwritten statement and she talked to
Maynard the same day. Dingess thought this was the same day May-
nard reported the problem to his supervisor.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
484
of the Union, stating the same thing would have happened if
Moore had solicited Girl Scout Cookies. Steinhafel testified
the plant manager can discharge employees over routine mat-
ters such as attendance, otherwise the plant manager uses
Steinhafel as a guide. Steinhafel testified employee Constance
Kruger was terminated for soliciting in 2001, but unlike with
Moore, Steinhafel was not involved in that termination. Rather,
it was just brought to his attention. Kruger’s termination report
reads, “Soliciting on Company Time,” with no further explana-
tion. Steinhafel testified he was aware of no other incidents of
in plant solicitation other than Kruger and Moore.
Chad Edwards is employed by Respondent as a production
lead person. Edwards testified he last sold honey at Respon-
dent’s facility at least 3 years prior to his testimony, and that he
thought the plant was not owned by the current ownership at
the time. Edwards testified that, since that time, he asked for-
mer Human Relations Manager Selbe if Edwards could post an
automobile for sale and she said they were not allowed to post
any personal items. Edwards testified he had seen other indi-
viduals sell things like candy or honey during work time and
that there had been several cases. Edwards testified R. Adkins
sold Easter eggs, but the last time he bought anything was
around 2-1/2 to 3 years prior to his testimony. He testified he
did not recall seeing R. Adkins selling things since then. Ed-
wards testified he saw Mike Hughes selling wax coated bears
during work time in past years. Edwards testified he saw Brian
Debor selling Girl Scout Cookies or something for his child.
Edwards was uncertain as to the dates and times this occurred.
Edwards testified they never approached him while he was
working. Edwards did not know of anyone who was ever dis-
ciplined for selling items at work. Edwards testified he did not
know it was a problem or a violation of any rule to sell items
during work time until he asked permission to post the ad to
sell his car.
2. Credibility
I have, considering their testimony and demeanor, concluded
Moore asked Maynard to sign a union card during working
time. I note that Moore was a strong union adherent who ad-
mitted to calling Maynard at home and talking to him in the
plant during working time about the Union. Yet, Moore in-
credibly denied ever asking him to sign a union card, while
admitting he obtained card signatures from other employees.17
While I find Moore did ask Maynard to sign a union card dur-
ing working time, I find Maynard, during his testimony, exag-
gerated the number of encounters during worktime where
Moore asked him to sign a card. Maynard testified Moore
asked him to sign a union card and attend union meetings
around six or seven times while Maynard and Moore were
working. Maynard estimated this occurred two times a day for
over a week period when Maynard made the complaint. How-
17 I note General Counsel’s witness Wright testified that he was in-
structed during union meetings not to talk to employees during working
time. Assuming Moore heard the same instruction, he ignored it.
Moore also testified he was aware Respondent posted a solicitation
policy at the plant, but did not read it, suggesting he did not feel con-
strained by Respondent’s actions concerning his efforts on behalf of the
Union.
ever, in Maynard’s typewritten statement taken by Dingess on
February 20, Maynard stated Moore asked him to sign a card at
work on February 19, which was a Thursday, and he thought
the last time it happened was “either Thursday or Friday last
week.” Thus, Maynard’s testimony at the hearing appears to be
an exaggeration of what he reported to Respondent around the
time of the incident. That Maynard was willing to exaggerate
to advance Respondent’s cause was also demonstrated by his
denial that he ever talked at work to his coworkers about non-
work-related topics during working time. Both Moore and R.
Adkins credibly testified that such conversations regularly oc-
curred at work, and were tolerated by Respondent’s officials.
Moreover, there was no claim by Respondent’s witnesses that
such conversations were not permitted.
I find Dingess and Steinhafel testified in the role of advo-
cates rather reporting what transpired in an objective and unbi-
ased fashion. Respondent maintained a specific section in its
hourly employee handbook, which issued in January 2002,
entitled “A WORD ABOUT UNIONS.” The section contains
the statements, “A third party coming between the Company
and the team members can often create friction and discord.”
The section ends with the statement, “The Company believes a
union is not necessary and not in the best interest of either the
Company or its team members.” Union official Free sent a
certified letter to George dated February 6, naming 23 indi-
viduals, including Moore, as members of the Union’s organiz-
ing committee at Respondent’s plant. On February 12, Re-
spondent posted on its bulletin board a no solicitation rule stat-
ing in part, “We have received complaints from employees that
they are being solicited to sign union cards during work time.
Solicitation of union cards is treated as verbal solicitation under
this policy. Employees should refrain from soliciting union
cards or any other types of solicitation during working time.”
Yet, when asked if the reposting of Respondent’s solicitation
policy was sparked by union solicitations, Dingess gave a pur-
posely ambiguous response, stating it was just one of many
policies she was looking at during that time period. Despite
Dingess’ attempt to disguise the obvious, I find Respondent’s
February 12 posting was a direct result of its employees’ union
activities. Steinhafel, in fact, admitted he ordered the posting
as a result of complaints he had received concerning the Un-
ion’s organizing campaign. Finally, given Respondent’s back-
ground, Dingess and Steinhafel’s testimony that the Union was
not discussed during a meeting in which Steinhafel decided to
discharge Moore for soliciting Maynard’s signature on a union
card is simply not credible.
General Counsel’s witness South credibly testified, “[S]olici-
tation is virtually every day. It’s all over the plant. It’s open.”
South cited several examples and he testified the solicitation
was during working time. R. Adkins, a former lead person,
credibly testified she sold knives and Easter eggs at work dur-
ing working time, and that she would be asked at Easter time
because she “would sell every Easter” for her Church. Respon-
dent witness Edwards claimed he stopped selling honey at Re-
spondent’s facility at least 3 years prior to his testimony be-
cause former Human Resource Manager Selbe denied his re-
quest to post an automobile for sale. Respondent’s “Employee
Handbook” contains separate sections concerning bulletin
SNE ENTERPRISES
485
board usage and solicitation. The bulletin board section ap-
pears at page 21 and states the bulletin boards “are to be used
solely by the Company for company-related postings.” I have
credited South and R. Adkins over Edwards and have con-
cluded solicitations continued at Respondent’s Huntington
facility during worktime until the advent of the union campaign
in February 2004. Edward’s testified he did not know solicita-
tions were not allowed during worktime until he asked to post a
personal item for sale. The fact that Respondent enforced its
bulletin board rule does not mean it enforced its rule on solici-
tation, which appears in a separate section of the handbook.
Moreover, by Edwards’ admission he would have thought so-
licitations on worktime were allowed unless he had asked that
particular question. In other words, other than passing out a 61
page handbook, of which its rule on solicitation was two para-
graphs, there was no evidence that Respondent made a general-
ized effort to enforce its solicitation rule until the advent of the
Union. Edwards testified he was not aware of any one being
disciplined for soliciting.18
3. Analysis
In Wright Line, 251 NLRB 1083, 1089 (1980), enfd. 662
F.2d 899 (1st Cir. 1981), cert. denied 455 U.S. 989 (1982),
approved in Transportation Management, Inc. v. NLRB, 462
U.S. 393 (1983), the Board established a framework for decid-
ing cases turning on employer motivation. To prove that an
employee was discharged in violation of Section 8(a)(3), the
General Counsel must first persuade, by a preponderance of the
evidence, that an employee’s protected conduct was a motivat-
ing factor in the employer’s decision. The elements commonly
required to support such a showing are union activity by the
employee, employer knowledge of that activity, and antiunion
animus on the part of the employer. Wal-Mart Stores, 340
NLRB 220, 221 (2003). If the General Counsel is able to make
such a showing, the burden of persuasion shifts “to the em-
ployer to demonstrate that the same action would have taken
place even in the absence of the protected conduct.” Wright
Line, supra at 1089.
In Willamete Industries, 306 NLRB 1010, 1017 (1992), it
was stated that:
. . . an employer violates Section 8(a)(1) when employees are
forbidden to discuss unionization, but are free to discuss other
subjects unrelated to work, particularly when the prohibition
is announced or enforced only in response to specific union
activities in an organizational campaign. Orval Kent Food
Co., 278 NLRB 402, 407 (1986). Where the record shows
that an employer tolerates a wide variety of solicitation activi-
ties without imposing discipline on any employee involved,
the employer may not legitimately prohibit employees from
soliciting signatures to union authorization cards; much less
18 Respondent’s February 12 posting states, “We have received com-
plaints from employees that they are being solicited to sign union cards
during work time.” Respondent’s failure to investigate and discipline
those responsible for the alleged solicitations prior to February 12,
serves to corroborate the testimony of the General Counsel’s witnesses
that Respondent’s solicitation rule was not being enforced prior to the
February 12 posting.
prohibit them from merely talking about the union. K & M
Electronics, 283 NLRB 279 (1987); F. Mullens Construc-
tions, 273 NLRB 1016 (1984).
And, finally, where an employer disparately enforces
even a valid rule against solicitation, it violates not only
Section 8(a)(1) but Section 8(a)(3) as well. South Nassau
Communities Hospital, 274 NLRB 1181, 1182 (1985).
Respondent issued an employee handbook, dated January
2002, containing a rule prohibiting verbal solicitations during
working time and in working areas. The rule states violation of
this policy may result in discipline up to and including dis-
charge. Despite the rule, South credibly testified that “solicita-
tion is virtually every day. It’s all over the plant. It’s open.”
South testified he had been solicited for an NCAA basketball
tournament pool, candles, cookies, kitchen knives, Easter eggs,
and honey during working time. South testified supervisors
and lead personnel were in close proximity when this occurred.
South testified Selbe, the former human resources manager,
encouraged employees to sell tickets to plant open houses,
cookouts, and Christmas dinners during working time. Former
Lead Person R. Adkins testified employees engaged in non-
work-related conversations all day at work while they were
working. They would also sell things such as candy to other
employees. R. Adkins testified she sold Easter eggs and knives
to employees while R. Adkins and the employees were work-
ing. She testified supervisors were nearby and she sold to su-
pervisors as well as to the human resources department includ-
ing Selbe. R. Adkins testified the supervisors did not say any-
thing when she sold items to them. Rather, they would ask her
at Easter time, “because I would sell every Easter . . . .” R.
Adkins testified she was not on break when she had these con-
versations.
Union organizer Free sent a certified letter to George dated
February 6, naming 23 employees as members of the Union’s
organizing committee. Moore, an employee of over 6 years,
with theretofore no record of discipline was included on the list.
On February 12, Respondent posted on its bulletin board a no
solicitation rule stating, “We have received complaints from
employees they are being solicited to sign union cards during
work time. Solicitation of union cards is treated as verbal so-
licitation under this policy. Employees should refrain from
soliciting union cards or any other types of solicitation during
working time.”
On February 20, Maynard filed a written complaint about
Moore with Maynard’s supervisor. The statement states that
Moore repeatedly called Maynard’s house, and had repeatedly
stopped Maynard in the plant during working hours trying to
get him to sign a union card and to attend union meetings. On
February 20, Maynard was called into Dingess office, and in
George’ presence, Dingess typed a statement for Maynard,
which he signed. In the statement, Maynard accused Moore of
asking him to sign a union card on Thursday, February 19,
during worktime. The statement reflects that the conversation
lasted 2 minutes, that this had happened several times before,
and that the last time was either Thursday or Friday of the prior
week. Maynard also complained that Moore called him at
home every night. Maynard testified he told Dingess he repeat-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
486
edly asked Moore to leave him alone, but Moore kept on, and
he did not want to go to Moore’s line anymore.
Moore was called to a meeting on February 23 with Fisher,
Dingess, and George. George told Moore an employee came to
George twice and accused Moore of trying to get the employee
to sign a union card while they were supposed to be working.
Moore denied it, stating Moore knew better. Dingess asked
Moore if he had anything else to say. Moore said no and again
denied the accusation. The management personnel left and
returned in about 5 or 10 minutes. When they returned, George
said they made some phone calls, went over their options, and it
was Moore’s word against the other employee’s, and they were
going to terminate Moore. Moore credibly testified that, prior
to his discharge, no one from management ever talked to Moore
about soliciting employees at work.
Dingess testified that, after meeting with Moore, then Fisher,
George and herself called Steinhafel. Dingess testified they
came to a consensus that Moore had not told the truth and had
done what Maynard accused him of. Dingess testified it was
Steinhafel’s decision to terminate Moore. Dingess and Stein-
hafel testified Moore was not just terminated for violating the
no solicitation policy but because he had harassed an employee,
kept him from effectively doing his job, and Moore lied about it
during the inquiry. Dingess and Steinhafel incredibly claimed
they discussed Moore was soliciting union cards, but they did
not discuss the Union during the management meeting. Stein-
hafel denied that Moore was terminated for his support of the
Union, or that the solicitation was Union related played a role
in the decision.
Steinhafel testified he was involved in Moore’s discharge
because, “When there’s critical decisions that are made with the
facility I’m involved in those decisions just as we’ll involve
legal counsel or others.” Steinhafel testified the plant manager
has the authority to discharge in routine matters such as atten-
dance, but in nonroutine matters the plant manager consults
Steinhafel. Yet, Respondent treated Moore in a disparate fash-
ion from employee Constance Kruger because Steinhafel testi-
fied he was aware of Kruger was terminated for soliciting in
2001, but unlike with Moore, Steinhafel was not involved in
Kruger’s termination. Kruger’s disciplinary report reads, “No-
tice of Termination of Employment.” Under the supervisor’s
section is states, “Soliciting on Company Time,” with no fur-
ther explanation. I place no reliance here on Kruger’s alleged
termination for solicitation because Respondent placed nothing
in evidence concerning Kruger’s employment history, or of the
specific events leading to her termination.
A more illustrative example of the way Respondent disci-
plined it employees is the way it treated D. Adkins before he
became an open union supporter. D. Adkins became Respon-
dent’s full time employee in October 2003 working on the glass
line. D. Adkins received a written warning on January 29, for
attendance for the period of October to January. Dingess testi-
fied about an incident concerning D. Adkins and employee
Vance Ward taking place in February. Dingess investigated a
complaint by D. Adkins. As a result of her investigation she
concluded that D. Adkins was not accurately reporting the
event to her. Part of D. Adkins’ job was to discard unusable
glass in an outside dumpster. Dingess determined D. Adkins
was standing away from and throwing glass at the dumpster.
Ward asked D. Adkins to stop because the glass was bouncing
out of the dumpster and falling around Ward. D. Adkins re-
fused to stop and Ward issued a threat. Dingess spoke to the
supervisor, who said she had not documented the problem, but
had spoken to D. Adkins a couple of times about not throwing
glass. The supervisor said D. Adkins was not getting along
with people working in that area. Dingess concluded D. Ad-
kins was working in an unsafe manner and his temper flared
when Ward asked him to stop throwing glass. Dingess deter-
mined both employees were at fault because Ward should not
have threatened D. Adkins. She testified neither employee was
formally disciplined for the incident, although each employee
was orally reprimanded. Dingess spoke to them about main-
taining a harassment free, safe workplace, and not threatening
another employee.
I find the General Counsel has established a strong prima fa-
cie case under Wright Line that Moore’s discharge was unlaw-
fully motivated. Respondent had knowledge of Moore’s union
activity, and Respondent exhibited animus towards employees’
union activity. In this regard Respondent’s employee handbook
states, “The Company believes a union is not necessary and not
in the best interest of either the Company or its team members.”
Respondent acted on this position by unlawfully withholding
scheduled wage increases from its employees, and interjecting
its unlawful actions in its election campaign against the Union
by issuing memos to employees stating the Respondent could
implement the increase if the Union was defeated in the elec-
tion.
I find that Respondent has not met its burden of establishing
it would have discharged Moore for soliciting Maynard during
working time, absent the fact that Moore was soliciting May-
nard to sign a union card. The evidence establishes that despite
a no solicitation rule published in its January 2002 employee
handbook, Respondent’s officials tolerated and participated in
solicitation of employees for nonunion-related matters on com-
pany time. Shortly after Respondent became aware of its em-
ployees organizational efforts, Respondent reposted its rule
concerning solicitation while specifically attributing the posting
of the rule to its employees’ union activity. While Respondent
allowed conversations about a variety of nonrelated-work top-
ics among employees during work time, it summarily dis-
charged Moore, without out warning, for a 2 minute conversa-
tion with Maynard, where Moore asked Maynard to sign a un-
ion card. While Maynard reported to Respondent’s officials
that Moore had approached him several times, there was no
claim that Moore engaged Maynard in lengthy conversations at
work. Steinhafel and Dingess testified that Moore, a longtime
employee with no prior disciplinary record was discharged
without warning because of his solicitation of Maynard’s signa-
ture of a union card during working time, because he harassed
Maynard, and because they thought he lied during his denial of
the solicitation allegation.19 During this same time period, D.
Adkins, a short term employee with an attendance discipline on
his record, was found through Dingess’ investigation to be
19 Moore did not engage in any threatening behavior towards May-
nard.
SNE ENTERPRISES
487
harassing another employee by throwing glass. Dingess testi-
fied D. Adkins ignored his supervisor’s requests to stop, and
that D. Adkins was not completely truthful in reporting the
events to Dingess. Yet, D. Adkins, who was not an open union
adherent at the time, received no formal discipline for the inci-
dent. The difference in treatment of the two employees is strik-
ing. Finally, I do not credit Dingess and Steinhafel’s testimony
that although Moore was discharged for asking Maynard to sign
a union card, that the Union was not discussed during the meet-
ing in which it decided to discharge Moore. Rather, it was the
employees’ union activities that prompted Respondent to repost
its no solicitation rule,20 and I find that Respondent treated
Moore in a disparate fashion and discharged him because he
was soliciting on behalf of the Union rather than because he
violated a no solicitation rule which prior to the advent of the
Union had not been enforced. Accordingly, I find Respondent
discharged Moore in violation of Section 8(a)(1) and (3) of the
Act. See Willamete Industries, supra at 1017.
D. Respondent Discharges Employee Dana Adkins
D. Adkins began working at the Huntington plant in May
2003 as a temporary employee and he became Respondent’s
full time employee in October 2003 working on the glass line.
He was discharged on June 11. D. Adkins’ supervisors were
Shift Supervisor Chad Angel and Line Lead Aaron Holderby.
D. Adkins received a written warning on January 29, for atten-
dance for the period of October to January. The warning, listed
as progressive discipline, was the first of four possible atten-
dance warning notices.
As set forth above, Dingess credibly testified about an inci-
dent concerning D. Adkins in February in which she received a
complaint from D. Adkins about a coworker Vance Ward.
Dingess investigated and determined D. Adkins was improperly
disposing of unusable glass by standing away from and throw-
ing glass at a dumpster. Ward asked D. Adkins to stop because
the glass was bouncing out of the dumpster and falling around
Ward. D. Adkins refused to stop and Ward issued a threat.
Dingess spoke to the supervisor, who had not documented the
problem, but had spoken to D. Adkins a couple of times about
not throwing glass. Dingess concluded D. Adkins was working
in an unsafe manner and his temper flared when Ward asked
him to stop throwing glass. Dingess determined both employ-
ees were at fault because Ward should not have threatened D.
Adkins. Neither employee was formally disciplined for the
incident, although each employee was orally reprimanded.
Dingess spoke to them about maintaining a harassment free,
20 Dingess and Steinhafel testified about a couple of vague reports of
harassment concerning union solicitation that caused Steinhafel to re-
post Respondent’s solicitation rule in February 2004, shortly after
Respondent received written notice of the union campaign. Respondent
failed to present any evidence that it bothered to investigate these al-
leged instances of harassment, and assuming it even occurred, Respon-
dent has not established it constituted “substantial work disruption” of
the nature to allow it to begin enforcing a no solicitation rule solely at
the advent of a union campaign. See City Market, Inc., 340 NLRB 1260
fn. 2 (2003); and NLRB v. Roney Plaza Apartments, 597 F.2d 1046,
1049 (5th Cir 1979).
safe workplace, and not threatening another employee. Dingess
transferred D. Adkins to another location at the same pay.21
1. The broken computer screen
Dingess’ typewritten notes reveal D. Adkins was involved in
an incident where he broke a computer screen on a piece of
Respondent’s machinery on April 11.22 D. Adkins admitted to
breaking the equipment, but claimed it was an accident. D.
Adkins testified as follows: D. Adkins was using a frame
cleaner machine which chisels and cleans the corner of vinyl
frames so they can be sent for production. D. Adkins lost his
balance and raised his right hand against the machine’s com-
puterized screen to regain it and in doing so he broke the
screen. D. Adkins testified the machine had previously been
repaired that night, and his frustration with the machine break-
ing down was a given. However, D. Adkins denied he was
angry or swearing after the screen was broken. D. Adkins re-
ported the incident to Angel, who called maintenance. Mainte-
nance technician George Bolen told D. Adkins they could not
have people punching the screens. D. Adkins denied punching
the screen and explained to Bolen what occurred. D. Adkins
testified there were two frame cleaners on the yellow line, so
with one machine down the line could still operate.
Respondent called Bolen as a witness.23 Bolen testified as
follows: The evening D. Adkins broke the screen, Bolen arrived
to do a requested maintenance on the machine. D. Adkins “was
cussing” about the machine making his job hard. D. Adkins did
not swear at Bolen. After completing the repair, Bolen began
to walk away. Moments after Bolen turned, Bolen heard a
sound “like somebody had hit a machine.” Bolen turned and
saw D. Adkins holding the broken computer screen. Bolen
asked what happened. D. Adkins initial response was he did
not know. D. Adkins then said he fell. However, D. Adkins
did not appear dirty from the vinyl dust on the floor. Bolen
wrote on his repair log dated April 12, “Employee punched
computer screen out of machine,” although Bolen did not actu-
ally see D. Adkins punch the screen. The following morning
Bolen and his supervisor met with Dingess. Bolen told Dingess
that D. Adkins was upset the machine was not working, Bolen
fixed the machine and shortly after Bolen turned away, he
heard a pop and saw D. Adkins holding the computer screen.
Bolen told Dingess he thought D. Adkins had punched the
screen out. Dingess told them not to talk about the case be-
cause they were conducting an investigation.24
D. Adkins testified he was called to a meeting with Dingess
and Angel and was told he was on suspension concerning the
broken screen pending an investigation. D. Adkins testified he
21 I have credited Dingess’ account of this incident. She testified in a
detailed fashion, and certain of D. Adkins’ admissions served to cor-
roborate her account.
22 The applicable maintenance log states the incident took place on
April 12. However, it occurred on the night shift, which would explain
the date discrepancies on the two reports.
23 Bolen had been discharged by Respondent prior to his testimony
for a matter unrelated to this proceeding.
24 Dingess testified Bolen told her that Bolen believed D. Adkins
broke the machine intentionally because D. Adkins first denied but then
admitted breaking it, although he claimed it was an accident.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
488
told Dingess and Angel that he lost his balance and put the
palm of his hand through the screen. D. Adkins testified, and
Dingess’ notes confirm, that D. Adkins told Dingess he would
make restitution for the machine. Dingess and Angel credibly
testified Dingess told D. Adkins the investigation was ongoing,
and D. Adkins was not to speak to anyone but management
about the incident under investigation.25 Angel testified he told
D. Adkins that Angel felt D. Adkins had damaged the machine
on purpose. Dingess testified she had reached a similar conclu-
sion, although D. Adkins claimed it was an accident. Dingess
testified that, during this meeting, D. Adkins was suspended for
4 days pending investigation.
D. Adkins testified they brought him back Friday, April 15,
for a meeting with then Plant Manager George, Dingess, and
Angel. D. Adkins testified George stated he did not believe D.
Adkins and if George had his way he would have discharged D.
Adkins, but Dingess and Angel had convinced George other-
wise. D. Adkins testified Dingess told him that he needed to
make sure to follow the code of conduct and not to curse at
anybody, although they did not accuse D. Adkins of cursing at
anyone. D. Adkins testified Dingess told D. Adkins that he was
on final written warning status. Dingess testified George told
D. Akins it was believed D. Adkins had broken the machine
intentionally out of anger. Dingess testified she told D. Adkins
that his final written warning status was effective immediately,
and that he was going to receive a written copy in addition to
his 4 day suspension.26 Dingess testified D. Adkins was again
warned not to discuss the issue about the disciplinary action or
the events involved in the investigation with anyone outside of
management. Dingess testified, although the investigation had
been completed, she gave D. Adkins this instruction to prevent
conflict on the shop floor.27 In further explanation of her direc-
tive, Dingess testified the more it was talked about, the likeli-
hood there would be an issue where somebody would be har-
assed or there could be a safety issue because it was a signifi-
cant event that the machine was broken and it was possible
other people were impacted by it. Dingess testified she also
needed to protect the integrity of the information she received
because people could change their story or retract information.
Dingess testified, “So it’s a reminder that I generally give in
those kinds of situations that have the potential for being vola-
25 Dingess explained this instruction was important to try to mini-
mize the likelihood of retaliation and to protect the integrity of man-
agement’s investigation by preventing stories from changing while they
were trying to find out what happened. Dingess also testified the in-
struction was necessary because D. Adkins had already demonstrated
he had a temper concerning the glass throwing incident, and he had
behaved inappropriately even after his supervisor told him his work
was unsafe.
26 I have credited Dingess’ testimony over D. Adkins’ claim he was
under the impression the written warning status only began when he
received the document.
27 Angel’s testimony varied somewhat from that of Dingess. Angel
testified Dingess told D. Adkins how important it was for him not to
discuss the investigation with anyone else but management because the
investigation was still going on. Angel testified Dingess told D. Adkins
if he discussed it with anyone else he could be terminated. D. Adkins
testified he was not told he could not to talk to anyone about the inci-
dent. Rather, he was told he could not “tamper with the investigation.”
tile. And causing conflict in the work—you know, on the work
floor.”
2. D. Adkins’ union activity
D. Adkins signed a union authorization card on April 13 and
began to attend union meetings at that time. Prior to signing
the union card, D. Adkins was not open with his union activi-
ties. However, thereafter, D. Adkins spoke to other employees
about the Union, and he frequently wore pro union shirts and
buttons to work. D. Adkins credibly testified both Holderby
and Angel saw D. Adkins with the union buttons and union
shirt on. D. Adkins testified he hand billed for the Union in
April and May at the plant entrances and was seen by Plant
Manager Tim Dragoo, Dingess, Angel, and Holderby. D. Ad-
kins credibly testified he heard Angel say if the Union was
voted in, they would be starting from nothing.
D. Adkins credibly testified to the following: There were two
employee meetings D. Adkins attended in the plant about the
Union. The first meeting took place about 3 weeks before the
May 20 election and was conducted by Steinhafel. After play-
ing a video, Steinhafel opened the floor for questions. D. Ad-
kins, who was wearing union paraphernalia, asked Steinhafel if
he was saying Respondent was planning on closing the plant if
the Union was elected. Steinhafel responded Respondent had
invested a lot of money in the plant. D. Adkins attended an-
other meeting conducted by Steinhafel. Both Steinhafel and
Angel spoke at the meeting about union plants in the Hunting-
ton area that had closed. There was material in a video that
discussed employees being permanently replaced if there was a
strike. D. Adkins asked Steinhafel to explain the difference
between an economic and a noneconomic strike, and Steinhafel
complied. Steinhafel mentioned one of Respondent’s union
facilities in Wisconsin was shut down for lack of productivity.
D. Adkins asked if it was true the employees at the plant were
given the option to transfer to another of Respondent’s plants
and that no employee lost their job. Steinhafel did not respond
to the question. D. Adkins asked Steinhafel why Respondent
was opposed to a union at the Huntington facility since Re-
spondent had purchased plants that were already organized.
Steinhafel responded Respondent was better qualified to repre-
sent its 5000 employees than the Steelworkers Union was to
represent 170 at the Huntington plant. During these exchanges
Angel made throat slashing gestures to cue Steinhafel to stop
answering D. Adkins’ questions. There were about 25 to 30
employees at the meeting, but D. Adkins was the only one
wearing union paraphernalia.28
3. D. Adkins’ is discharged
On May 16, D. Adkins attempted to bid for a material han-
dler position. However, Angel told D. Adkins that since he was
on a final written warning status he was not eligible to get the
job. D. Adkins told Angel he never received a final written
warning. Angel said he would talk to Dingess. Angel returned
28 I have credited D. Adkins’ detailed testimony concerning his un-
ion activities. D. Adkins’ union card was introduced into evidence, he
testified in a detailed and credible manner with strong recall, and his
testimony about the plant meetings was not denied by Respondent’s
witnesses.
SNE ENTERPRISES
489
the following evening and presented D. Adkins with a final
written warning. D. Adkins refused to sign the warning be-
cause he disagreed with some of its content, including what he
believed to be an accusation that he had cursed at a mainte-
nance technician. D. Adkins was shown but not given a copy
of the warning. The warning, dated May 17, is signed by Angel
and reads, “Final Written Warning.”29 It states D. Adkins was
being placed on Final Written warning for violating conduct
and safety rules. The warning states:
On April 11, 2004, you violated our company policy
with negligent and careless conduct involving damage to
company property. Because of an unsafe and careless act,
you significantly damaged a very expensive piece of
equipment that will result in down time for repair and
costly repair. You admitted to making comments to the
welder about a machine that included “maybe if you break
it they will have to get a new one.”30
You violated our
code of conduct when you used inappropriate and offen-
sive language while talking with maintenance regarding
the machine.
Because of these issues you are being placed on final
warning and will receive a 4-day suspension.
D. Adkins testified that upon receiving the written warning,
he spoke with Bolen. D. Adkins asked Bolin if D. Adkins had
done anything to make him feel uncomfortable or if D. Adkins
had cursed at him or made him feel threatened in any way.
Bolin asked D. Adkins where this was coming from and Bolen
said D. Adkins had never done anything to him to make him
feel threatened or uncomfortable.31
29 Angel testified he gave D. Adkins the warning the date listed on
the warning. Angel testified it is common to issue a written warning
late because of the investigation. Angel testified that: D. Akins ap-
proached Angel about 18 to 20 times asking if Angel thought D. Ad-
kins was going to get the material handlers job. Angel told D. Adkins
he did not think D. Adkins was qualified to bid for or receive the job
because he had been written up. Dingess testified it took about 3 weeks
before Dingess finished the final warning, typed it up and hand deliv-
ered it to D. Adkins in writing. She testified the delay was not unusual.
I have credited D. Adkins and Angel that it was Angel who tendered
the warning to D. Adkins.
30 D. Adkins testified an employee running a frame welder liked to
see how far ahead of D. Adkins he could get by backing D. Adkins up
with frames. D. Adkins told the employee if he was having problems
with the machine, if he rushed and ended up tearing it up, maybe they
would get him a new one and he could bury D. Adkins twice as fast.
31 I have credited D. Adkins over Bolen as to the timing and content
of the above conversation to the extent their testimony differs. Bolen
testified D. Adkins approached him around April 17, right after D.
Adkins returned from his suspension. Bolen testified D. Adkins ap-
proached him, “after we was told not to approach each other about this
problem.” D. Adkins told Bolen they said he was cursing the mainte-
nance man. Bolen testified, “I told him, no, that he was cussing at the
machine. And that we wasn’t supposed to be discussing this case until
everybody had finished their own investigation and I turned around and
walked off.” Bolen testified this was the only time D. Adkins talked to
him about it. It is more likely, as D. Adkins testified, that he ap-
proached Bolen after D. Akins was shown the written warning, which
Angel credibly testified took place on May 17. Bolen’s testimony also
appears to be designed to advance Respondent’s cause, as he testified
D. Adkins testified that following Angel’s tendering him the
written warning; he again discussed his attempted job bid with
Angel.32
Angel told D. Adkins to see Dragoo the following
morning. The meeting took place with Dingess in attendance.33
D. Adkins testified as follows: Dragoo told D. Adkins he was
disqualified from bidding for a job for approximately 6 months
due to the severity of the incident concerning D. Adkins break-
ing the computer screen. Dragoo asked D. Adkins when the
incident took place. D. Adkins told Dragoo that he could tell
him the date by the date D. Adkins signed his union card,
which was April 13. D. Adkins asked Dingess who his accuser
was concerning the inappropriate language allegation on the
final written warning. Dingess said that was not relevant. D.
Adkins asked Dingess what he was accused of saying, and she
again responded that was not relevant. D. Adkins told Dingess
he spoke to the maintenance man he spoke to the night of the
machine incident, and D. Adkins was told he had not done what
he was accused of in the written warning. Dingess stated D.
Adkins had violated a confidentiality agreement not to discuss
any of the events of the investigation with anyone outside of
management. D. Adkins responded he was not aware of any
such agreement. Dingess stated that was considered tampering
with the investigation. D. Adkins was then told not to return to
work until they could investigate further.
D. Adkins testified he was called back in on a Friday and he
told Dingess that he wanted to apply his Weingarten rights and
have a coworker with him for their meeting. Dingess complied
with D. Adkins’ request and employee Vincent Byrd attended
the meeting along with D. Adkins, Dingess and Dragoo. D.
Adkins testified that, during the meeting, Dingess told D. Ad-
kins they had investigated what they had discussed during the
prior meeting, and that D. Adkins was terminated. D. Adkins
did not respond.34
a. Respondent’s witnesses
Dragoo testified he overheard Angel telling Dingess that D.
Adkins had a concern over his eligibility for job bids because of
a prior disciplinary action. Dragoo told Angel to have D. Ad-
both he and D. Adkins were told not to approach each other about the
incident. Yet, Bolen did not attend any meetings with D. Adkins and
would not have known what he was told. Moreover, it is unlikely Bo-
len would have told D. Adkins they could not talk about the incident
until the investigation was complete, since I have concluded this con-
versation took place over a month after D. Adkins returned from his
suspension. I have also concluded, considering the witnesses’ de-
meanor, that D. Adkins testified in a credible fashion about the conver-
sation, and had a greater cause to remember its timing and content as it
directly impacted on his employment status, while Bolen was only
peripherally involved.
32 D. Adkins explained he was performing a job above his classifica-
tion, and he wanted to bid on the job to obtain the title and pay raise
since he was already performing the work.
33 D. Adkins testified he had previously met Dragoo for a brief in-
troductory conversation around May 19, when Dragoo was walking
through the plant shortly after Dragoo became plant manager. Dragoo
replaced George on May 18, which was 2 days before the union elec-
tion.
34 The complaint alleges and Respondent admits D. Adkins was dis-
charged on June 11.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
490
kins come in the next morning and Dragoo would explain he
was not eligible.35 Dragoo, along with Dingess, met D. Adkins
as planned. Dingess testified as follows about the meeting:
Dragoo asked D. Adkins if he remembered being told he was
not eligible to bid as a result of his disciplinary action. D. Ad-
kins said he remembered but stated he did not think it was fair.
D. Adkins said he did not agree with the written warning,
which D. Adkins said stated he cursed a maintenance em-
ployee. D. Adkins said he did not do that, and that he asked the
maintenance employee about it because if he had done it he was
going to apologize. Dingess said you went out on the floor and
talked to people about the incident and the investigation. D.
Adkins said yes. Dingess asked if D. Adkins remembered she
instructed him not to do that, and he said yes, but he wanted to
know what he was being accused of. Dingess asked if D. Ad-
kins remembered being told on several occasions he was not to
discuss the event and the investigation, and he said yes, but it
was not until 3 weeks later.36
Dingess told Adkins she was
suspending him pending and investigation because he violated
an instruction Dingess had given him about compromising the
investigation. Dragoo testified that, during the meeting, D.
Adkins said he had a problem with his temper, and he had gone
out and talked to some of the people on the floor to apologize to
them for the incident regarding his breaking the computer
screen.37 Dragoo testified Dingess asked D. Adkins if he re-
membered her telling him not to talk about the events that led
up to the disciplinary action. D. Adkins said he remembered,
but he wanted to find out who the people were he offended and
apologize to them.38
Dragoo initially testified D. Adkins was discharged for fail-
ure to follow Dingess’ instructions not to talk about disciplinary
action or events that led up to that disciplinary action with other
employees. Dragoo testified that: D. Adkins left and Dragoo
and Dingess talked by phone to Tina Check, in corporate per-
sonnel in Wisconsin, and reviewed what took place. During the
call, the confrontation D. Adkins had with an employee on the
glass line causing D. Adkins to transferred to another depart-
ment, D. Adkins’ breaking screen on the frame cleaner, and his
failure to follow the instruction not to talk to employees about
the incident were discussed. Dragoo testified Dingess de-
scribed the frame cleaner incident, and it was Dragoo’s under-
standing they wanted to terminate D. Adkins at that time, but
there “wasn’t really any witnesses to say that he did that out of
35 Dragoo denied knowing who D. Adkins was at that point in time.
36 Dingess vacillated in her testimony between 3 weeks and 3
months concerning D. Adkins’ response. However, I have concluded it
was 3 weeks which more closely approximates the actual timing of the
events in question.
37 D. Adkins denied stating he had a problem with his temper.
38 Dragoo testified Dingess’ instruction not to talk to other employ-
ees about an incident is a common instruction that Respondent used in
all its plants. Dragoo testified the reason is to prevent arguments on the
floor by preventing people from trying to find out who their accusers
are, and then to pick fights on the floor. Dragoo testified he also
wanted employees to be able to talk to him or the human resource man-
ager about a problem without being harassed. Dragoo testified he has
worked at three other of Respondent’s plants as operations manager,
and Dingess’ instruction was an unwritten policy Respondent follow at
those plants.
anger.
So, they just felt kind of uncomfortable with doing
that.” Dragoo testified they came to the consensus during this
meeting that D. Adkins should be terminated, but it was Dra-
goo’s decision to discharge him. Dragoo testified the Union
did not come up during the discussion and Dragoo was not
aware D. Adkins hand billed, had never seen D. Adkins wear-
ing union paraphernalia, and Dragoo had no reason to affiliate
him with the Union. Dragoo testified D. Adkins was termi-
nated because he was an employee for less than 1 year, and
they had already had three disciplinary issues with him. Dra-
goo testified he would have terminated D. Adkins prior to his
violating the rule about talking to the other employees about his
discipline, if Dragoo had been the plant manager when D. Ad-
kins broke the computer screen.
Dingess testified Dingess and Dragoo reviewed D. Adkins’
file, including the number of incidents he had in a very short
period of time of his employment.39 Dragoo asked why he was
not fired when he broke the computer screen. Dingess replied
the decision was made that he would be given one last opportu-
nity to improve his work behavior and there had not been a
witness as to how D. Adkins broke the screen. Dingess testi-
fied Dragoo said he wanted to terminate D. Adkins, and
Dingess agreed. Dingess denied that the Union or D. Adkins
views on the Union were discussed. Dingess testified the pre-
cipitating event leading to D. Adkins termination was his vio-
lating the rule not to talk to other employees about the discipli-
nary investigation. Dingess explained that in the investigation
stage of the computer screen incident, D. Adkins was directed
not to discuss that particular situation with other employees,
and then at the time the discipline was issued to him when he
returned from his suspension he was reminded not to discuss
the incident. Dingess testified she instructed D. Adkins three
times not to talk to employees other than management about the
incident.
b. Credibility
I found, considering his demeanor, D. Adkins testimony
concerning the immediate events leading to his discharge for
the most part to be worthy of belief and more credible than that
of Respondent’s witnesses. D. Adkins testimony reveals that
D. Adkins had been repeatedly attempting to bid for a position
the tasks of which he was already performing on a temporary
basis. On May 16, Angel told him he was blocked from plac-
ing the bid because he was on written warning status. How-
ever, D. Adkins told Angel that D. Adkins had never received
the actual written warning for the event that took place on April
11. Angel consulted with Dingess, and provided D. Adkins
with the written warning the next day on May 17. D. Adkins
refused to sign the warning because he disagreed with some of
its content, including an allegation which he understood to
mean that he had cursed at maintenance technician Bolen. The
warning prompted D. Adkins to consult with Bolen, asking him
if he did anything to make Bolen feel uncomfortable or threat-
ened. As set forth above, I have credited D. Adkins over Bolen
over the timing of this conversation and its content. However,
39 Dingess failed to testify that Check was involved in this confer-
ence.
SNE ENTERPRISES
491
Bolen did confirm that D. Adkins informed him the reason for
D. Adkins inquiry was that he had been accused by Respondent
of cursing at the maintenance man. Bolen testified that he told
D. Adkins that he told Respondent he was cursing at the ma-
chine, not at Bolen. There was no contention by either witness
that D. Adkins was attempting to apologize to Bolen. Rather,
D. Adkins was investigating the bona fides of his written warn-
ing as he testified. He was doing so, because the warning
served as an impediment to his attempt to bid on a job. There-
after D. Adkins persisted in his efforts to bid on the job, result-
ing in the first of his two meetings with Dragoo and Dingess.
I do not credit Dragoo’s testimony that during his initial
meeting with D. Adkins that D. Adkins told Dragoo that D.
Adkins had a temper problem, or that he had gone out on the
floor to talk to some people to apologize for breaking the com-
puter screen. D. Adkins credibly denied telling Dragoo that D.
Adkins had a temper problem. Moreover, he only spoke to one
employee about the incident, that was Bolen, and the testimony
of D. Adkins as well as Bolen was that the purpose of the con-
versation was to investigate D. Adkins warning, not to apolo-
gize to Bolen. I found Dragoo, considering his demeanor, to be
a witness who tended to slant his testimony to place Respon-
dent’s position in the best light rather than objectively report
what actually transpired. I do credit Dingess’ testimony that,
during the meeting, she asked D. Adkins if he remembered she
instructed him not to discuss the investigation, and he said yes,
but he wanted to know what he was being accused of. Dingess
testified part of D. Adkins’ response was that he did not have
the conversation with Bolen until 3 weeks after her admonition.
In fact, D. Adkins talked to Bolen around a month after
Dingess’ investigation had been completed. D. Adkins testified
that immediately following his 4-day suspension, during a
meeting with George, Dingess, and Angel, that D. Adkins was
told he could not tamper with the with investigation. Angel’s
testimony concerning the meeting corroborated D. Adkins in
part. Angel testified Dingess told D. Adkins how important it
was for him not to discuss the investigation with anyone else
but management because the investigation was still going on.
Dingess testified D. Adkins was warned not to discuss the issue
about the disciplinary action or the events involved in the in-
vestigation with anyone outside of management. Dingess testi-
fied the investigation had been completed at the time she issued
this instruction. Dingess’ instruction was not codified in Re-
spondent’s handbook, and the three witnesses came away dif-
ferent meanings of its import, with D. Adkins and Angel under-
standing that it was premised on Respondent’s investigation
being ongoing, while Dingess testified the investigation was
complete at the time she gave the directive. Due to the am-
biguous nature of the remark, it was reasonable for D. Adkins
to conclude he could discuss the incident with others after the
investigation was complete. I have, therefore, credited
Dingess’ testimony that D. Adkins told her he remembered the
instruction but that it was issued 3 weeks earlier.
I do not credit Dragoo and Dingess’ testimony that D. Ad-
kins’ union activity was not discussed during the meeting be-
tween management officials in which it was decided to termi-
nate his employment. It has been long held that the Board is
not required to accept self-serving declarations of a respon-
dent’s witnesses. See Shattuck Denn Mining Corp. v. NLRB,
362 F.2d 466, 469 (9th Cir. 1966). D. Adkins credited testi-
mony reveals that he wore union paraphernalia at work in plain
view of Angel, and that he hand billed for the Union in plain
view of Dragoo, Dingess, and Angel. D. Adkins also served as
an advocate for the Union during two meetings at the plant
conducted by Respondent’s officials. At the time of D. Adkins’
discharge Respondent had recently lost a close election to the
Union at the Huntington plant. Respondent maintained a sec-
tion in its hourly employee handbook, which issued in January
2002, entitled, “A WORD ABOUT UNIONS.” The section
contains the statement, “The Company believes a union is not
necessary and not in the best interest of either the Company or
its team members.” Neither Dingess nor Angel denied knowl-
edge of D. Adkins open prounion status. Dingess impressed
me as a thorough individual. I do not find it credible that she
would not have discussed with Dragoo and Check the ramifica-
tions legal and otherwise of terminating an open union adherent
so close in time to a close and hotly disputed election.40
4. Analysis
In Jeannette Corp. v. NLRB, 532 F.2d 916 (3d Cir. 1976), the
employer discharged an employee for discussing wages with
other employees in violation of a company rule prohibiting
employees from discussing wage rates among themselves, and
for allegedly misrepresenting that she had received a salary
increase. The court refrained from deciding whether the wage
discussions at issue constituted protected activity. Neverthe-
less, the court found the rule was invalid and consequently the
discharge violated Section 8(a)(1) of the Act. The court stated:
It is sufficient for finding the rule prima facie violative of sec-
tion 8(a)(1) to note that wage discussion can be protected ac-
tivity and that an employer’s unqualified rule barring such
discussions has the tendency to inhibit such activity. Cf.
NLRB v. Burnup & Sims, Inc., 379 U.S. 21, 23, 85 S. Ct. 171,
172, 13 L.E.d 2d 1, 3 (1964); NLRB. v. Hudson Transit Lines,
Inc., 429 F.2d 1223, 1227 (3d Cir. 1970).
Once it is established that the employer’s conduct ad-
versely affects employees’ protected rights, the burden
falls on the employer to demonstrate “legitimate and sub-
stantial business justifications” for his conduct. NLRB v.
Fleetwood Trailer Co., Inc., 389 U.S. 375, 378, 88 S.Ct.
543, 545, 19 L.Ed2d 614, 617 (1967); NLRB v. Jemco,
Inc., 465 F.2d 1148, 1152, fn. 7 (6th Cir. 1972). [Id. at
918.]
The court noted the only justification by the employer was that
employees spending time talking about salaries was a waste of
40 I have also credited D. Akins that he told Dragoo in their initial
meeting concerning D. Adkins attempted job bid that D. Adkins inci-
dent concerning the computer screen took place around the time D.
Adkins signed a union card. D. Adkins openly engaged in union activi-
ties at the plant, and he had no reason to conceal his pro-union status
from Dragoo. Moreover, D. Adkins credibly testified he invoked the
Board’s Weingarten decision in asking for a witness to attend the meet-
ing in which he was discharged. It is reasonable to presume Respon-
dent’s officials would have concluded Union officials advised D. Ad-
kins to make that request.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
492
time, and the rule limits jealousy and strife between employees.
However, the court stated a rule prohibiting wage discussions
without limitations concerning time and place would also pro-
hibit such discussions during breaks, or after work where the
discussions would not adversely impact job performance. The
court rejected the employer’s other justification that the rule
would limit strife and jealousy among employees, because “dis-
satisfaction due to low wages is the grist on which concerted
activity feeds.” Id. at 919. The court stated:
Since the rule is invalid on its face it cannot be enforced, and
McNeely’s discharge for violating the rule cannot be sus-
tained. We thus have no occasion to discuss the Company’s
contention that, entirely apart from the rule, McNeely’s wage
discussions with fellow employees did not constitute con-
certed activity within the protection of Section 7 of the Act.
[Id. at 920.]41
In Caesar’s Palace, 336 NLRB 271, 272 (2001), the Board
stated:
We agree with the judge that employees have a Section
7 right to discuss discipline or disciplinary investigations
involving fellow employees. We also agree that the Re-
spondent’s rule prohibiting discussion of the ongoing drug
investigation adversely affected employees’ exercise of
that right. It does not follow however that the Respon-
dent’s rule is unlawful and cannot be enforced. The issue
is whether the interests of the Respondent’s employees in
discussing this aspect of their terms and conditions of em-
ployment outweigh the Respondent’s asserted legitimate
and substantial business justifications. Jeannette Corp. v.
NLRB, 532 F.2d 916 (3d Cir. 1976).
. . . .
Here, the Respondent imposed a confidentiality rule
during an investigation of alleged illegal drug activity in
the work place. Because the investigation involved allega-
tions of a management cover up and possible management
retaliation, as well as threats of violence, the Respondent’s
investigating officials sought to impose a confidentiality
rule to ensure that witnesses were not put in danger, that
evidence was not destroyed, and that testimony was not
fabricated. We find that the Respondent has established a
substantial and legitimate business justification for its rule
and that, in the circumstances of this case, this justification
outweighs the rule’s infringement on employees’ rights.
In Phoenix Transit System, 337 NLRB 510 (2002), enfd.
mem. 63 Fed.Appx. 524 (DC. Cir. 2003), the Board found the
employer violated Section 8(a)(1) of the Act by maintaining a
confidentiality rule prohibiting employees from discussing their
sexual harassment complaints among themselves. The Board
noted the investigation of the alleged harassment ended well
before the events at issue and the rule prohibited discussion
even among the affected employees who the respondent origi-
nally assembled as a group to solicit information. The Board
found the respondent failed to provide a sufficient justification
41 See also Medeco Security Locks, Inc. v. NLRB, 142 F.3d 733, 746
fn. 3 (4th Cir. 1998).
for maintaining its rule.42 See also Westside Community Men-
tal Health Center, 327 NLRB 661, 666 (1999), where an in-
struction not to discuss an employee’s suspension with anyone
was found to violate the Act, noting in particular it restricted
employees from possibly obtaining information from their co-
workers which might be used in their defense; Mobil Oil Explo-
ration & Producing, U.S., 325 NLRB 176, 178–179 (1997),
enfd. 200 F.3d 230 (5th Cir. 1999), where an employee’s dis-
charge for failing to follow instructions to keep an ongoing
investigation confidential was found to violate the Act; and All
American Gourmet, 292 NLRB 1111, 1130 (1989), where a
rule which would prohibit an employee’s discussion of sexual
harassment with other employees was found to be impermissi-
bly broad.
I find Respondent discharged D. Adkins in violation Section
8(a)(1) of the Act for an overly broad rule prohibiting employ-
ees from discussing disciplinary action taken against them with
their coworkers. I find the rule by its terms impinged on em-
ployee Section 7 rights. See Jeannette Corp. v. NLRB, supra;
Caesar’s Palace, supra; Medeco Security Locks, Inc. v. NLRB;
Phoenix Transit System, supra; Westside Community Mental
Health Center, supra; Mobil Oil Exploration & Producing,
supra; and All American Gourmet, supra.
I find Respondent has not provided sufficient business justi-
fication to enforce the rule against D. Adkins. Dragoo testified
it was his decision to discharge D. Adkins. He testified
Dingess’ instruction not to talk to other employees about a
disciplinary incident is a common instruction Respondent used
in all its plants. Dragoo testified the reason is to prevent argu-
ments on the floor by preventing employees from picking fights
with their accusers on the plant floor. Dragoo testified he also
wanted employees to be able to talk to him or the human re-
source manager about a problem without being harassed.
Dingess testified she issued the instruction to try to minimize
the likelihood of retaliation and to protect the integrity of man-
agement’s investigation by preventing stories from changing
while they were trying to find out what happened. Dingess also
testified the instruction was incident specific because D. Adkins
had demonstrated he had a temper concerning the glass-
throwing incident, and he had behaved inappropriately even
after his supervisor told him his work was unsafe concerning
that incident. She testified she reiterated the instruction to D.
Adkins after the investigation was completed to prevent con-
flict on the shop floor. Dingess testified she also needed to
protect the integrity of the information she received because
people could change their story.
I do not find Respondent established a sufficient business
justification concerning its instructions to D. Adkins to out-
weigh the impingement of that instruction on employees’ Sec-
tion 7 rights. Dingess issued a verbal instruction that was not
42 The Board in Phoenix distinguished Caesar’s Palace, supra, stat-
ing the rule there was maintained during an ongoing investigation of
alleged illegal drug activity, where confidentiality directive was given
to each employee who was separately interviewed, the investigation
involved allegations of a management coverup, possible management
retaliation, as well as threats of violence, and the rule was intended to
ensure that witnesses were not put in danger, evidence was not de-
stroyed and testimony was not fabricated.
SNE ENTERPRISES
493
codified in Respondent’s handbook. It was ambiguous in that it
could have been interpreted to only apply while Respondent
was investigating the incident leading to D. Adkins’ 4-day sus-
pension. Yet, Dingess applied the rule to D. Adkins as a justi-
fication for his discharge over a month after the investigation
was completed. Therefore, the rule was not enforced in order
to protect the sanctity of an on going investigation. Any claim
of concern that a witness could change their statement from the
one they had provided during the investigation could have been
eliminated by taking a signed statement from the witness during
the investigation.43 As to Dingess’ purported concerns particu-
lar to D. Adkins, I note that it was D. Adkins who reported the
glass throwing incident to her to prevent it from escalating
further. Concerning D. Adkins breaking the computer screen,
Dragoo and Dingess’ testimony reveals Respondent had con-
cluded it did not have sufficient basis to establish that it was
intentional. Respondent’s written warning to D. Adkins con-
firms this conclusion by stating he engaged in “negligent and
careless conduct involving damage to company property.” In
fact, Dingess notes confirm that D. Adkins offered to compen-
sate Respondent for the broken machinery. I also note that
neither Dingess nor Angel were so concerned by the incident as
to promptly memorialize it with a written warning to D. Ad-
kins. It was only after D. Adkins persistent efforts to bid for a
job that Angel and Dingess found it necessary to issue the
warning a month after the event.
In sum, Dragoo, whose decision it was to discharge D. Ad-
kins, failed to testify that the enforcement of the rule was a
necessary based on events peculiar to D. Adkins. Rather, he
testified the policy was one that had been applied generically at
Respondent’s plants to prevent strife on the work floor. I do
not find this sufficient basis to impinge on D. Adkins’ Section 7
rights, particularly here where D. Adkins thought his written
warning contained an unjust allegation, the warning was being
used by Respondent to prevent him from bidding for a job, and
he was seeking information from his coworker that might be
used in his defense. See Westside Community Mental Health
Center, supra at 666. Since I find D. Adkins was discharged
pursuant to an unlawful rule the discharge as a result of the
enforcement of that rule is violative of Section 8(a)(1) of the
Act, and courts have held it is unnecessary to decide whether D.
Adkins was engaged in protected concerted activity. Jeannette
Corp. v. NLRB, supra; and Medeco Security Locks, Inc. v.
NLRB, supra.44
43 In fact, Dingess had already applied this practice as she solicited
two signed statements from an employee witness before deciding to
discharge Moore, an event that took place prior to D. Adkins’ dis-
charge.
44 However, I find D. Adkins was engaged in protected concerted ac-
tivity when he discussed his discipline with Bolen. In Phoenix Transit
System, supra at 513, it was noted that the Board has recognized “as
enjoined by the Supreme Court, the great importance of employees’
freedom of communication to the free exercise of organizational
rights.” It was also noted therein that this freedom of communication
applied to nonorganizational protected activities. Here, D. Adkins
approached Bolen as a potential witness concerning D. Adkins belief
that he had been wrongfully accused of certain conduct by Respondent
in a written warning. Bolen provided D. Adkins with information
E. Respondent Discharges Supervisor Ruth Adkins
Ruth Adkins (R. Adkins) worked for Respondent for over 6
years. She was fired on June 25. At the time of her discharge,
she had been a lead person for about 2 years, and as such she
was determined to be a statutory supervisor in a unit determina-
tion decision issued on April 21 arising out of the Union’s peti-
tion for election. R. Adkins was a witness on April 6, for the
Union in that proceeding. R. Adkins testified as soon as the
Board determined lead persons were supervisors, former Plant
Manager George held a meeting and told them they could no
longer participate in the union campaign. George told them if
an employee asked about the Union, they should speak against
it. R. Adkins chose instead to walk away if an employee men-
tioned the Union.
Respondent filed objections to the May 20, election, with
one of the issues being the role lead persons played in support-
ing the Union. R. Adkins testified around early June, R. Ad-
kins met with Dingess and Dragoo where they raised questions
concerning R. Adkins’ involvement in the union campaign.
They asked who R. Adkins associated with, and she told them
Chad Edwards, and individuals with the first names of Barry,
Cheryl, and Michael. They asked what R. Adkins talked about
with these people and she said casual conversation. R. Adkins
testified Heather Daniels name also came up concerning con-
which seemed to confirm those beliefs, and D. Adkins cited that re-
sponse to Respondent in his efforts to bid for a sought after position. In
Jeanette Corp., 217 NLRB 650, 657 (1975), enfd. 532 F.2d 916 (3d
Cir. 1976), it was noted quoting the court’s decision in Mushroom
Transportation Co. v. NLRB, 330 F.2d 683, 685 (3d Cir. 1964), that
“‘preliminary discussions are (not) disqualified as concerted activities
merely because they have not resulted in organized action or in positive
steps toward presenting demands.’” It was noted in Jeanette that al-
most any type of concerted activity for mutual aid and protection must
start with some type of communication between individuals. Here, D.
Adkins approached Bolen to seek his support concerning D. Adkins
concern that he had been unfairly disciplined. D. Adkins used informa-
tion Bolen provided to plead D. Adkins’ case to Respondent. Whether
Bolen wanted to further cooperate with D. Adkins’ entreaty is not de-
terminative of whether D. Adkins approach to him was protected by the
Act. Particularly here where further cooperation by Bolen was prohib-
ited by Respondent’s unlawful rule, as Bolen testified. Since I find that
D. Adkins was discharged pursuant to Respondent’s unlawful rule, a
motivation analysis under Wright Line, 251 NLRB 1083 (1980), enfd.
662 F.2d 899 (1st Cir. 1981), cert. denied 455 U.S. 989 (1992), is not
normally required. See Phoenix Transit System, supra. However, the
General Counsel also contends D. Adkins was discharged because of
his union activity. I have concluded the motivating factor behind the
discharge was the enforcement of Respondent’s unlawful rule, not D.
Adkins’ union activity. The General Counsel has established Respon-
dent’s animus towards employees’ union activity by its withholding of
wages increases while blaming the union for doing so during the elec-
tion campaign, and its enforcement of its no solicitation rule in a dispa-
rate manner resulting in Moore’s discharge. The General Counsel has
also established knowledge of D. Adkins’ union activity on the part of
Respondents officials, sufficient to create a prima facie case under
Wright Line. However, Dingess informed D. Adkins that he was not to
discuss his discipline with his co-workers prior to the Respondent’s
knowledge of D. Adkins’ union activity, and it is clear from the se-
quence of events that D. Adkins discussing his discipline with Bolen
was the precipitating event leading to his discharge.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
494
versations about how Daniels obtained her position on the de-
mand flow technology team. R. Adkins testified Dingess and
Dragoo asked R. Adkins if Respondent should have a union and
she said yes because they were at will employees. Dragoo said
if a union came in they would still be at will employees.
Respondent and the Union subpoenaed R. Adkins to testify
at the Board’s June 22 and 23 hearing concerning Respondent’s
objections to the election. The Respondent tendered R. Adkins
a letter dated June 17, signed by Dragoo, along with her sub-
poena. The letter states, “Failure to appear and testify truth-
fully may result in termination.” R. Adkins testified she asked
Dragoo if she told the truth would she get fired. Dragoo told
her to talk to Respondent’s counsel Grant Pecor the next day as
Dragoo could not tell her anything. Respondent paid her an
additional $40 for testifying at the hearing.
R. Adkins met Pecor on June 21 in a conference room at Re-
spondent’s facility. She testified Pecor told her he would be
her attorney. R. Adkins asked if he was her attorney or Re-
spondent’s attorney. Pecor said he was there to represent her
because she was a supervisor. She testified Pecor gave her no
assurances about her testimony, or a choice as to whether to
testify. Pecor asked R. Adkins about two other lead persons,
Chad Edwards and Henry Withrow concerning their involve-
ment with the union campaign. R. Adkins testified Pecor also
asked her about her involvement with the Union. She testified
she told Pecor that she did not talk about the Union and when
employees asked her how she felt about it, she replied it was
her business and no one else’s. She told Pecor that she did not
hand out union cards to any employees except to her son, James
Adkins who worked at the plant. R. Adkins told Pecor that
James Adkins did not sign the card, but returned it to R. Ad-
kins. R. Adkins told Pecor she did not influence James Adkins
on how he should vote. R. Adkins told Pecor employees
probably knew how she felt about the union because she was
very active during the prior campaign for the Carpenters Union,
but she did not participate in the Steelworkers campaign be-
cause she had received custody of her six grand children. She
testified when she met with Pecor on June 21, he did not take
notes, and he did not have a typewriter with him.
1. Testimony at the hearing on objections on
June 22 and 23
R. Adkins was called as a witness by Pecor on June 22, at the
hearing on objections. The applicable transcripts of that pro-
ceeding were entered into evidence as Respondent’s Exhibit 33.
They reveal R. Adkins, during the course of her testimony,
stated: R. Adkins was not a member of the Union’s organizing
committee as she had taken in six grandchildren a year earlier,
and it consumed most of her time. R. Adkins supported the
Union in the election campaign until she was told she could
not. When asked what she did to support the Union, R. Adkins
testified she spoke to her son, who was eligible to vote. When
other employees brought the Union up with her, she told them
that they were at will employees, and if anything went wrong
there was nothing anyone could do. R. Adkins stated if the
Union came in the Union could negotiate their at will status. R.
Adkins denied discussing benefits with employees. R. Adkins
testified after the union campaign started her line consisted of
temporary employees and she never told permanent employees
she supported the Union. She testified they knew how she felt
because she supported a union in a prior election campaign. R.
Adkins did not wear a union button or a union T-shirt. She did
not attend union meetings, or initiate conversations with em-
ployees about the Union. R. Adkins testified after she learned
lead personnel were supervisors she told employees they could
not talk about the Union in front of her and she would walk off.
The objections hearing transcript reveals Dingess testified on
June 23 that she heard R. Adkins testimony, and that R. Ad-
kins’ testimony was not consistent with statements R. Adkins
had previously made to Dingess. Dingess testified R. Adkins
told Dingess that she had spoken to a number of people about
the Union, and that R. Adkins had given Dingus a list of several
people in the plant who R. Adkins had told it was in their inter-
est to participate in the campaign and be prounion. Dingess
testified R. Adkins said she discussed with them employment at
will, that there would be an opportunity for better benefits, and
that favoritism could be addressed in a positive way if the Un-
ion came into the plant. However, Dingess then testified when
asked what R. Adkins said the Union could do for people, “she
had said that she had just discussed employment at will. And
that that was one specific topic she had discussed with them.”
Respondent witness Heather Daniels testified at the objec-
tions proceeding on June 23.45 Daniels was an assembler em-
ployed by Respondent at the time of her testimony. Daniels
testified that in March, she was approached by R. Adkins about
the Union. Daniels testified R. Adkins “had asked me if I was
for or against the union. And asked me if I’d signed one of the
cards, that they needed signed to get people to where they could
bring the union in to where they could do a vote.” When asked
if R. Adkins said anything about benefits, Daniels testified, “I
guess she [said] that the benefits, that they could be better, if
you helped fill in on a position to help someone if they weren’t
there, they would have to pay you for that job, if the job she
was doing was more pay, they would have to pay you that.
And that they would just do a whole lot better in the plant.”
Daniels testified R. Adkins told her if the Union came in they
could not fire you without a good cause. Daniels testified R.
Adkins spoke to her about the Union while Daniels was on the
demand flow technology team attempting to improve the work
flow of R. Adkins line. Daniels testified they were standing
there talking about everything and anything and R. Adkins
brought the Union up. Daniels testified R. Adkins told her she
thought some supervisors favored certain employees by allow-
ing them to do certain jobs and take extra smoke breaks.
Daniels testified R. Adkins said if the Union came in none of
that would happen. Daniels then testified R. Adkins said she
supported the Union because they would bring better pay and
benefits in. Daniels testified Daniels was not for the Union.
R. Adkins was called as a witness by the Union on June 23.
R. Adkins testified it was Daniels who approached R. Adkins
about the Union. R. Adkins testified Daniels was angry one
day concerning the manner in which she obtained her position.
Daniels told R. Adkins she was tired of hearing about the Un-
45 Daniels was not called as a witness at the current unfair labor
practice proceeding.
SNE ENTERPRISES
495
ion all of the time. R. Adkins testified she did not ask Daniels
her opinion about the Union. Rather, R. Adkins told her what-
ever you feel is your decision. R. Adkins testified she did not
mention at will or favoritism to Daniels.
R. Adkins testified, on June 23, that prior to the objections
hearing R. Adkins spoke to Dingess about the Union with Dra-
goo present. R. Adkins testified she was asked about her in-
volvement in the Union. She testified she did not say anything
to them that was different than what she had testified to at the
hearing. R. Adkins denied under Respondent’s questioning
telling Dingess that she solicited cards from Cheryl Harbor,
Heather Daniels, or Barry Gaskins. R. Adkins denied telling
Dingess that R. Adkins talked to employees and told them the
Union would address favoritism in the plant. She testified she
told Dingess that she told employees that they are at will em-
ployees, and she had called lawyers and when things come up
against the employees nothing could be done.
R. Adkins also testified on June 23 that she spoke to Pecor
on June 21, and told him everything she testified to at the ob-
jections hearing. R. Adkins testified Pecor told her that she
solicited cards, which she told him was not true. R. Adkins
testified she told Pecor she obtained one card for her son James
Adkins. R. Adkins testified she told Pecor she did not tell em-
ployees she endorsed the Union. R. Adkins testified she did not
tell Pecor she approached several employees about the Union.
Rather, she testified Pecor told her she approached employees.
R. Adkins testified Pecor told her that she said the Union was
needed to address favoritism at the plant and R. Adkins denied
it. She denied telling Pecor that she told employees that the
Union would get them just cause and stop favoritism. R. Ad-
kins denied telling Pecor that she told many employees that she
was for the Union. R. Adkins testified she spoke to employees
about favoritism at the plant but not in relationship to the Un-
ion. R. Adkins testified it was no secret that she was seeking
employment elsewhere and had an interview the afternoon of
June 23.
2. R. Adkins is discharged following her testimony
at the hearing on objections
R. Adkins testified at the unfair labor practice hearing that
when she testified at the objections hearing she did not say
anything differently then what she told Dragoo, Dingess, or
Pecor prior to her testimony. R. Adkins testified, “I attended
no union meetings, I handed out no literature, I wore no badge,
no tee shirt, no nothing. That’s what I told you all.” R. Adkins
denied ever lying under oath. R. Adkins testified she thought
she was going to be fired at the end of the day following her
testimony on June 22. R. Adkins explained, “Because I told the
truth. And what I’ve been trying to tell you all. And it seemed
like when I tried to tell you what I did and what I didn’t do, you
all were trying to add on things that I didn’t do.” R. Adkins
went to the emergency room on the evening of June 22 because
of numbness in her right shoulder, arm, and hand. R. Adkins
thought her carpal tunnel syndrome might have been returning.
R. Adkins filed a workmen’s comp claim for that injury that
night at the hospital. R. Adkins testified her arm had been
bothering her for months that year. However, her arm was
worse the day of the hearing from sitting all day. R. Adkins
had a job interview on June 23. R. Adkins called in sick on
June 24, and the reason she gave was a sore arm.
R. Adkins testified when she returned to work on June 25,
Dingess called her into a meeting and told R. Adkins she was
terminated. R. Adkins asked Dingess why she took all day to
decide to fire R. Adkins. Dingess said she had to get every-
thing in order. Dingess told R. Adkins she was terminated
because Dingess had given her ample opportunity to tell the
truth at the Labor Board hearing and R. Adkins kept “telling the
untruth.” R. Adkins denied she lied. R. Adkins testified
Dingess told her she was discharged because when she testified
R. Adkins did not stick to the things she informed Respondent’s
officials of before R. Adkins testified.
3. Respondent’s witnesses
Dingess testified at the unfair labor practice hearing that,
during their meeting, R. Adkins told Dingess that R. Adkins
never went to any union meetings. R. Adkins stated she only
participated in the union campaign until the hearing on the
supervisory status of lead personnel. Dingess testified R. Ad-
kins told her she worked with Michael Maack, Chad Edwards,
and Chuck Keiper to solicit cards. Dingess testified R. Adkins
said she had gotten cards signed from Cheryl Harbour, Heather
Daniels, Barry Gaskins, and James Adkins. Dingess testified
R. Adkins said she believed we needed a union because there
was favoritism in the plant, that they were at will employees
and that they did not really have any control over what hap-
pened at the plant. Dingess testified R. Adkins said different
employees had approached her and she talked to them about the
Union before she was told she was not allowed to.46 Dingess
testified that after she gathered this information she discussed it
with Pecor and gave him her notes.47 Pecor met with R. Ad-
kins. Dingess asked Pecor if the conversation he had with R.
Adkins was consistent with what was contained in Dingess’
notes and Pecor said it was.
Dingess attended the hearing on objections. Dingess testi-
fied R. Adkins’ testified there that she did not have cards
signed by certain employees, although R. Adkins had specifi-
cally named these employees as having given R. Adkins signed
cards when Dingess had previously met with R. Adkins.
Dingess testified this was the only thing she could recall where
46 Dragoo testified, during this meeting, R. Adkins said she solicited
and received cards from employees Daniels, Adkins, Harbour, and
Gaskins. He testified R. Adkins stated she always wanted a union
because Respondent would no longer be an at will company and it
would cut out all the favoritism. Dragoo testified Respondent relied on
the information R. Adkins provided in that it decided to use her as a
witness while dropping some other witnesses.
47 Dingess handwritten notes concerning her meeting with R. Adkins
read:
Never went to one meeting. Only participated at trial. Mi-
chael Mack, Chad Edwards, Chuck Keiper, Chad asked if I would
be for the union. I told him I was for it. I would take the papers
but I’m not allowed.
Cards, James Adkins, Cheryl Harbour, Heather Daniels,
Barry Gaskins, ask they wanted. Sign card Then Chad Chuck
Favoritism, at will employee right now without control no discus-
sion after I told we couldn’t talk about it.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
496
R. Adkins’ testimony at the objections hearing was inconsistent
with what she had informed Dingess prior to the hearing.
Dingess testified R. Adkins was terminated because, “we
didn’t trust her anymore.” Dingess explained the information
R. Adkins gave at the meeting in preparation for Respondent’s
election objections was contrary to what R. Adkins testified to
at the NLRB hearing on objections. Dingess testified she also
lost trust in R. Adkins because Dingess learned within a day or
two of R. Adkins’ discharge that R. Adkins was seeking em-
ployment elsewhere and she was going on a job interview.
However, Dingess testified, “the main issue” was the informa-
tion R. Adkins provided Respondent about the role of lead per-
sonnel in the union campaign.
Dragoo testified he made the decision to discharge R. Adkins
after consulting with Dingess and Check. Dragoo testified R.
Adkins was terminated for interfering with the Company’s
preparations for the hearing on the objections. It was only after
a leading question that Dragoo added that R. Adkins seeking
other employment came up as part of an overall factor in the
discharge decision. However, contrary to Dingess, Dragoo
testified he knew R. Adkins was seeking other employment
around 1 month or 2 before her discharge, and he learned about
it during his meeting with Dingess and R. Adkins to obtain
evidence for the filing of objections. Dragoo did not attend the
objections hearing, but Dingess informed him that R. Adkins
testimony at the hearing was contradictory to the prehearing
information she had provided Respondent. Dragoo testified he
terminated R. Adkins because he could not trust her, “based on
the testimony that she gave at the hearing on objections and the
information she gave Respondent prior to the hearing.” Dragoo
testified other factors were Dingess was always looking for a
job and her union participation in that she said she would al-
ways want a union when she met with Dingess and Dragoo.
Pecor represented Respondent during objections and unfair
labor practice proceedings. Pecor testified, during the unfair
labor practice trial, that he interviewed R. Adkins on June 1 and
21, 2004, regarding the role of lead personnel in the union
campaign. The first meeting was to collect evidence to file in
support of Respondent’s election objections. The second meet-
ing was to prepare R. Adkins to testify at the objections pro-
ceeding. Pecor testified that, as of the June 1 meeting, R. Ad-
kins had previously met Dragoo and Dingess and provided
them with information. Pecor testified his meeting with R.
Adkins was to confirm the information she provided to Dragoo
and Dingess was consistent with what she would tell to Pecor.
Pecor testified he asked R. Adkins to confirm the activities she
had engaged in supporting the Union. Whether she had solic-
ited cards and who she had approached. Pecor testified they
talked about why she felt the Union was necessary and the
types of things she had told other people. Pecor testified he
specifically asked her the names Heather Daniels, Cheryl Har-
bour, Barry Gaskins, and James Adkins, as they were individu-
als she had informed Dingess and Dragoo she had approached
about the Union. Pecor testified R. Adkins stated she had been
approached by Chad Edwards to be a member of the organizing
committee and to come to meetings. Pecor testified R. Adkins
stated she had helped Michael Maack and Chuck Keiper with
their card solicitation. Pecor testified the names he listed in his
testimony were names R. Adkins confirmed to Pecor that she
had told Dingess the week before. However, after he gave this
detailed testimony concerning the June 1, meeting, Pecor was
shown an affidavit he had given to the Region dated September
13. The affidavit contains the following statement regarding
Pecor’s initial meeting with R. Adkins:
At the time I did not ask her for the names of employees that
she had spoken to. At this point it was a very quick meeting
because I was just trying to provide some evidence to the
Board to support the Employer’s objections.
Pecor explained the discrepancy in his affidavit and testimony
at the hearing as follows:
Q. Noting the statement that says at the time I did not
ask her the names of employees that she had spoken to. Is
that the truth?
A. What I asked her—I didn’t ask her the specific
names, your are correct, I asked her if she had provided
Ms. Dingess and Mr. Dragoo with the names of individu-
als she had solicited cards from, or had worked with the
Union and if the information she supplied Ms. Dingess
and Mr. Dragoo was correct.
Q. You just testified, Mr. Pecor, that she did supply
you with the names of those employees.
A. Well, by reference to her conversations with Mr.
Dragoo and Ms. Dingess.
Q. But your statement is incorrect then?
A. Well, technically, yes.
Pecor testified he took contemporaneous notes on a laptop
during his June 21 meeting with R. Adkins. Question 12 in the
notes reads, “Did you ever approach individuals to get them to
sign a union card?” The response in the notes was, “My son
and a couple of others, but not many.” However, Pecor again
testified R. Adkins gave him names of employees but he did
not place them in his notes, because he had the names memo-
rized for the hearing the next day. Yet, he testified he was typ-
ing the notes as he was talking to R. Adkins. Pecor then testi-
fied that when he asked R. Adkins the question during the
meeting, her answer was, “[T]hat she had approached several
individuals in the plant, not a lot compared to others.” Pecor
denied telling Adkins he needed her to support Respondent’s
position. Pecor testified he told R. Adkins to tell the truth, and
he denied telling her what to say. Pecor testified, “I cannot say
if Ms. Adkins lied to me then or lied at the hearing. All I can
say is that her testimony at the hearing was not consistent with
what she had told me or Ms. Dingess previously.” Pecor testi-
fied he did not ask R. Adkins for a sworn statement in advance
of the objections hearing because she had theretofore been a
cooperative witness.
4. Analysis
Section 8(a)(4) of the Act reads:
It shall be an unfair labor practice for an employer to
discharge or otherwise discriminate against an employee
because he has filed charges or given testimony under this
Act.
SNE ENTERPRISES
497
However, the Board has found supervisors can be protected
under Section 8(a)(4) of the Act. See Beverly California Corp.,
326 NLRB 153, 202 (1998); St. Jude Industrial Park, 265
NLRB 597, 600–601 (1982); General Services, 229 NLRB 940
(1977), enf. denied 575 F.2d 298 (5th Cir. 1978); Hi-Craft
Clothing Co., 251 NLRB 1310 (1980), enf. denied 660 F.2d
910 (3d Cir. 1981); and General Nutrition Center, 221 NLRB
850, 858 (1975). In Hi-Craft Clothing Co., supra, the Board
found an 8(a)(4) violation when an employer discharged a su-
pervisor for threatening to go the “Labor Board” concerning a
pay dispute. The Board held supervisors should be protected
when invoking or seeking to invoke the Board’s processes. The
Third Circuit in refusing to enforce the Board’s decision distin-
guished the case from the situation where a supervisor is dis-
charged for seeking the Board’s assistance for himself and
where a supervisor testifies adversely to the employer’s inter-
est. The court noted that employee rights are affected in the
latter situation citing with approval Oil City Brass Works v.
NLRB, 357 F.2d 466 (5th Cir 1966), enfg. 147 NLRB 627
(1964), where the fifth circuit enforced the Board’s finding that
the discharge of a supervisor who had testified adversely to the
employer at a hearing violated Section 8(a)(1) of the Act.
Similarly, in St. Jude Industrial Park, supra at 600–601, juris-
diction was asserted under Section 8(a)(4) of the Act to deter-
mine whether a supervisor had been unlawfully discharged
because of his attendance at a representation hearing with the
purpose of testifying against the employer’s interest. In Orkin
Exterminating Co., 270 NLRB 404, 404 fn. 1 (1984), the Board
determined a supervisor had been unlawfully constructively
discharged under Section 8(a)(1) of the Act when he reported to
his superiors that he planned to testify before the Board on
behalf of an employee the employer had discharged.48 In
Glover Bottled Gas Corp., 275 NLRB 658, 658 fn. 7 (1985),
enfd. 801 F.2d 391 (2d Cir. 1986), cert. denied 479 U.S. 1085
(1987), the Board approved the judge’s findings that the re-
spondent unlawfully discharged supervisors Gilner and Burke,
one for her anticipated testimony, and the other because of her
testimony at a Board proceeding. The Board noted it was not
necessary to reach the 8(a)(4) allegation since the discharges
were independently violative of Section 8(a)(1) of the Act.
Thus, under established Board and court precedent it is an un-
fair labor practice to discharge a supervisor because they have
or plan to testify in Board proceedings adversely to an em-
ployer’s interest where the testimony impacts on employee
Section 7 rights.
In Glover Bottled Gas Corp., supra at 673–674 (1985), the
following principles were set forth to assess a respondent’s
defense that the supervisors had “willfully lied” to respondent’s
counsel and/or lied on the stand in justification of the supervi-
sors’ discharge:
48 The Board in Orkin Exterminating Co., supra at 404 fn. 1, con-
cluded it was not necessary to reach the 8(a)(4) allegation since it found
the employer’s conduct independently violated Sec. 8(a)(1) of the Act
citing Better Monkey Grip Co., 115 NLRB 1170 (1956), enfd. 243 F.2d
836 (5th Cir. 1957); Oil City Brass Works, 147 NLRB 627 (1964),
enfd. 357 F.2d 466 (5th Cir. 1966); and HH. Robertson Co., 263 NLRB
1344 (1982).
In Big Three Industrial Gas Co., 212 NLRB 800
(1974), enfd. 512 F.2d 1404 (5th Cir. 1975), the Board
found that an employee’s discharge violated the Act even
though that employee testified falsely in certain respects at
a Board hearing. The Board affirmed an administrative
law judge’s decision which stated, in pertinent part. (Id. at
803):
[T]he case . . . compel a construction of Section 8(a)(4)
which would place the burden on the employer to
show affirmatively not only that the testimony was
false, but also that it was willingly and knowingly
false, that it was uttered with intent to deceive, and that
it related to a substantial issue. In effect, the employer
would have the burden of establishing perjury.49
I found R. Adkins to be a credible witness, as she testified in
a straight forward and direct fashion. Moreover, her testimony
as to her union activities and what she told Respondent’s offi-
cials about those activities was consistent during the objections
and unfair labor practice proceedings.50
R. Adkins credibly
testified at the unfair labor practice proceeding that she met
with Dingess and Dragoo in early June, and questions were
raised concerning R. Adkins involvement in the union cam-
paign. They asked who R. Adkins associated with, and she told
them Chad Edwards, and individuals with the first names of
Barry, Cheryl, and Michael. They asked what R. Adkins talked
about with these individuals and she said casual conversation.
R. Adkins testified Heather Daniels name came up concerning
conversations about how Daniels obtained her position on the
Demand Flow Technology team. R. Adkins testified Dingess
and Dragoo asked R. Adkins if Respondent should have a union
and she said yes because they were all at will employees. R.
Adkins testified that, during their meeting on June 21, Pecor
asked her about her involvement with the Union. She testified
she told Pecor that she did not talk about the Union and when
employees asked her how she felt about it, she replied it was
her business. She told Pecor that she did not hand out union
cards to any employees except to her son, James Adkins. R.
Adkins told Pecor that James Adkins returned the card to R.
Adkins unsigned. R. Adkins told Pecor employees probably
knew how she felt about the union because she was very active
during the prior campaign for the Carpenter’s Union, but she
49 See also Superior Protection, Inc., 339 NLRB 954, 954 fn. 4
(2003).
50 Respondent attempted to impeach R. Adkins at the unfair labor
practice proceeding based on an alleged inconsistency between the
testimony R. Adkins provided in an affidavit she signed on March 25,
2003, and the testimony R. Adkins gave at a workmen’s comp proceed-
ing on April 6, 2005, concerning the ability of an injured employee to
perform a certain job. Admittedly, the alleged discrepancy played no
role in Respondent’s decision to discharge R. Adkins, as it did not
occur until almost a year after her termination. Respondent is attempt-
ing to impeach R. Adkins’ straight forward and credible testimony at
the unfair labor practice trial concerning the events leading to her dis-
charge based on testimony in an unrelated proceeding which is clearly a
collateral matter. I do not find Respondent’s argument persuasive or
otherwise serving to undercut R. Adkins’ credible testimony herein.
See Tomatek, Inc., 333 NLRB 1350, 1362 fn. 36 (2001); and New York
Sheet Metal Works, Inc., 243 NLRB 967 fn. 3 (1979).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
498
did not participate in the Steelworkers campaign because she
had just received custody of her six grand children. She testi-
fied when she met Pecor on June 21, he did not take notes, and
he did not have a typewriter with him.
R. Adkins testified on June 22, at the hearing on objections,
that she was not a member of the Union’s organizing commit-
tee as she had taken in six grandchildren a year earlier, and it
consumed most of her time. She testified she supported the
Union in the election campaign until she was told she could
not. She testified when asked what she did to support the Un-
ion, R. Adkins testified she spoke to her son, who was eligible
to vote. R. Adkins testified other employees brought the Union
up with her and she told them they were at will employees, and
that if anything went wrong there was nothing anyone could do.
R. Adkins said if the Union came in the Union could negotiate
their at will status. R. Adkins denied discussing benefits with
employees. R. Adkins testified she never told permanent em-
ployees she supported the Union as they knew how she felt
because she supported a union in a prior election campaign. R.
Adkins testified she did not wear a union button or T-shirt. She
testified she did not attend any union meetings, or initiate con-
versations with employees about the Union. R. Adkins testified
on June 23 that she spoke to Pecor on June 21, and Pecor told
her that she solicited cards, which she denied. R. Adkins testi-
fied she told Pecor she obtained one card for her son James
Adkins. R. Adkins testified she told Pecor she did not tell em-
ployees she endorsed the Union. R. Adkins denied telling Pe-
cor she approached several employees about the Union.
Rather, she testified Pecor told her she approached employees.
She denied telling Pecor that she told employees that the Union
would get them just cause and stop favoritism. R. Adkins de-
nied telling Pecor that she told employees she was for the Un-
ion. R. Adkins testified she spoke to employees about favorit-
ism at the plant but not in relationship to the Union.
On the other hand, I found the testimony of Respondent’s
witnesses, considering their demeanor, and the record as a
whole to be inconsistent between their prior testimony and
between witnesses, contradictory to statements made in pre-
hearing affidavits, and undercut by other record evidence.
Dingess, who was present when R. Adkins testified at the ob-
jections hearing, testified at the unfair labor practice proceeding
that the only thing Dingess could recall where R. Adkins’ tes-
timony at the objections hearing was inconsistent with what she
had told Dingess prior to the hearing was R. Adkins denial at
the objections hearing of obtaining signed authorization cards
from certain named individuals. In her testimony at the unfair
labor practice hearing, Dingess testified that during her investi-
gatory meeting, R. Adkins told Dingess that R. Adkins obtained
signed union cards from Cheryl Harbour, Heather Daniels,
Barry Gaskins, and James Adkins. Yet, when Dingess testified
at the objections hearing she never claimed that R. Adkins had
previously told Dingess that R. Adkins solicited or obtained
signed cards. Similarly, Daniels, who was called as a witness
by Respondent at the objections hearing, never claimed R. Ad-
kins asked Daniels to sign a card, never claimed that she was
provided a card by R. Adkins, and never claimed that she
signed a card. In fact, Daniels testified during the objections
hearing that Daniels was opposed to the Union.51
Accordingly, I have credited R. Adkins’ testimony that she
did not solicit employees to sign union cards, and she only gave
one card to her son, which he did not sign, as she testified at the
hearing on objections hearing, and that she never told Respon-
dent’s officials that she engaged in such activity over their tes-
timony to the contrary.52 I also find R. Adkins did not attend
union meetings, did not wear union paraphernalia, and did not
approach employees about the Union, and that she did not in-
form Respondent’s officials that she did so. I find that, as she
testified, prior to the determination that she was a supervisor,
when asked about the Union she told employees that they were
employees at will, and that if the Union got in it could try to
negotiate to change their at will status. I find R. Adkins was
asked, when she met Dragoo and Dingess whether she thought
the Union was a good idea, and she informed them she thought
it was needed because they were at will employees, and it could
negotiate better benefits. I do not credit Dingess’ testimony
that R. Adkins also informed them that she told employees the
Union could negotiate better benefits.
I find that Respondent discharged R. Adkins because she tes-
tified adversely to Respondent’s position at the objections hear-
ing, and that R. Adkins’ discharge was violative of Section
8(a)(1) of the Act. See Glover Bottled Gas Corp., 275 NLRB
658, 658 fn. 7 (1985), enfd. 801 F.2d 391 (2d Cir. 1986), cert.
denied 479 U.S. 1085 (1987); Orkin Exterminating Co., 270
NLRB 404, 404 fn. 1 (1984), HH. Robertson Co., 263 NLRB
1344, 1345 (1982); Oil City Brass Works, 147 NLRB 627, 630
(1964), enfd. 357 F.2d 466 (5th Cir. 1966); and Better Monkey
Grip Co., 115 NLRB 1170 (1956), enfd. 243 F.2d 836 (5th Cir.
1957).53 I find the General Counsel established a prima facie
case the discharge was unlawfully motivated under the Board’s
Wright Line requirements in that there was knowledge of R.
Adkins’ protected conducted, and timing of the discharge was
51 During the objections hearing, Daniels testified R. Adkins merely
asked if she signed a card. I would note the hearing officer apparently
credited R. Adkins’ testimony over that of Daniels during the objec-
tions proceeding. See SNE Enterprises, Inc., 344 NLRB 673, 680
(2005).
52 I have considered the testimony of Pecor and Dragoo in making
this determination, and did not find the testimony of either to warrant a
different conclusion. Pecor’s memory of his meetings with R. Adkins
was not good, and his testimony at the hearing was largely undercut by
that contained in his prehearing affidavit. Pecor’s notes of his encoun-
ters with R. Adkins were sketchy, appeared to be canned questions, and
I do not find them reliable as he testified he had met with several wit-
nesses. I find that both Pecor and Dragoo were serving as advocates in
their testimony rather objectively reporting facts. Dragoo claimed that
R. Adkins job search and her prounion stance played a role in her dis-
charge, yet he admitted knowing about both a month earlier than her
discharge. I find that he was espousing formulaic positions that were
merely designed to buttress Respondent’s defense at trial rather than
truthfully testifying about what motivated the discharge.
53 Since I find Respondent violated Sec. 8(a)(1) of the Act by dis-
charging R. Adkins, I do not find it necessary to determine whether the
discharge was also violative of Sec. 8(a)(4) of the Act. See Glover
Bottled Gas Corp., supra at 658 fn. 7; and Orkin Exterminating Co.,
supra at 404 fn. 1.
SNE ENTERPRISES
499
right after R. Adkins testified. I do not find the discharged was
motivated by R. Adkins job search, or her support for the Un-
ion, as Dragoo, the decision maker behind the discharge, admit-
ted he learned of the job search and of R. Adkins views about
the Union over a month before he discharged her.54 I find Re-
spondent’s officials attempted to pressure R. Adkins to testify
in a more favorable fashion to Respondent’s cause then she
truthfully informed them she was willing to do. When she
refused to accede to that pressure they summarily discharged
her. I find she did not mislead Respondent as to her testimony,
and she credibly testified at the unfair labor practice proceeding
that she testified in a truthful manner at the hearing on objec-
tions. I find Respondent has failed to meet its heavy burden of
establishing R. Adkins perjured herself at the hearing on objec-
tions or otherwise mislead Respondent about the substance of
her testimony. See Glover Bottled Gas Corp., supra 658 fn. 7.
Accordingly, I find her discharge was unlawfully motivated and
violative of Section 8(a)(1) of the Act.55
CONCLUSIONS OF LAW
1. Respondent violated Section 8(a)(1) of the Act:
(a) By in March 2004, and on April 2, 2004, posting a memo
informing employees they would not receive a wage increase
because the United Steelworkers of America, AFL–CIO–CLC
had filed a representation petition.
(b) By in March 2004, and on April 2, 2004, posting a memo
promising employees a wage increase if they rejected the Union
as their collective-bargaining representative.
(c) By on or about April 12, 2004, announcing and then
maintaining a rule prohibiting employees from discussing dis-
cipline and disciplinary investigations with their coworkers.
54 I do not credit Dingess’ claim that R. Adkins was interviewing for
a job around the time of her testimony played a role in the decision to
discharge her. Dingess attended the meeting with Dragoo and R. Ad-
kins a month earlier, in which Dragoo testified R. Adkins informed
them she was looking for outside employment. Yet, Dingess incredibly
denied knowledge of R. Adkins’ job search until right around the time
of R. Adkins’ discharge. I do not distinguish the fact that R. Adkins
was going on an interview at the time of her termination as justifying
her termination, for implicit in a job search is that individuals go on job
interviews. Rather, I find Respondent’s seizing on the interview dem-
onstrates the pretextual nature of the reasons advanced for the dis-
charge.
55 I do not credit Pecor’s testimony that he found it unnecessary to
take an affidavit from R. Adkins during trial preparation because he had
no reason to doubt her testimony. Respondent issued a June 17 letter to
R. Adkins stating, “Failure to appear and testify truthfully may result in
termination.” I find such a letter would not have been necessary if
Respondent’s officials were sure of the content of R. Adkins’ testi-
mony, and that, in the circumstances here, the letter was a veiled threat
of discharge if R. Adkins did not testify in a manner to Respondent’s
officials liking.
(d) By on or about June 11, 2004, discharging its employee
Dana Adkins because he engaged in protected concerted activi-
ties by discussing a disciplinary action taken against him with a
co-worker in violation of Respondent’s unlawful rule.
(e) By on about June 25, 2004, discharging Supervisor Ruth
Adkins because she testified adversely to Respondent’s position
at a Board proceeding.
2. Respondent violated Section 8(a)(1) and (3) of the Act:
(a) By on or about February 23, 2004, discharging employee
Benny Moore because he engaged in union activities, and to
discourage employees from engaging in union activities.
(b) Since on or about March 2004, withholding and continu-
ing to withhold March and September 2004 scheduled general
wage increases, as well as general increases thereafter, from its
employees because employees engaged in union activities, and
to discourage employees from engaging in union activities.
3. Respondent’s unfair labor practices affect commerce
within the meaning of Section 2(6) and (7) of the Act.
REMEDY
Having found Respondent has engaged in certain unfair la-
bor practices, I find it must be ordered to cease and desist and
to take certain affirmative action designed to effectuate the
policies of the Act. Respondent having unlawfully discrimina-
torily discharged Benny Moore, Dana Adkins, and Ruth Adkins
must offer them reinstatement and make them whole for any
loss of earnings and other benefits, computed on a quarterly
basis from the date of their discharges to the date of a proper
offer of reinstatement, less any net interim earnings, as pre-
scribed in F. W. Woolworth Co., 90 NLRB 289 (1950), plus
interest as computed in New Horizons for the Retarded, 283
NLRB 1173 (1987).
It is also recommended that Respondent promptly pay its
employees, including any eligible employees who have since
left Respondent’s employ, the biannual general wage increases
that it promised its employees that would take effect in March
and September 2004, and any general wage increases it has
withheld thereafter because of their union activities, plus inter-
est as computed in New Horizons for the Retarded, supra.
Since Respondent had not promised a specific amount, the
increases will be the amount Respondent would have paid but
for its illegal withdrawal of its promised increases. The exact
amount of the increases can be determined in a compliance
proceeding if the parties are unable to voluntarily agree on a
precise figure. See Otis Hospital, 222 NLRB 402, 405 (1976),
enfd. 545 F.2d 252 (1st Cir. 1976); and Autozone, Inc., 315
NLRB 115, 145–146 (1994), enfd. 83 F.3d 422 (6th Cir. 1946).
[Recommended Order omitted from publication.]