011 NLRB 249
Carolina Marble & Granite Works
In the Matter of FLOYD A.
FRIDELL,1 INDIVIDUALLY AND TRADING AS
CAROLINA MARBLE & GRANITE WORKS and GRANITE Cu'''r s' INTER-
NATIONAL ASSOCIATION OF AMERICA, CHARLOTTE BRANCH
Cases Nos. C-392 and R-44.93.-Decided February 14, 1939
Monument Manufacturing Industry--Interference, Restraint, and Coercion:
threat of temporary or permanent shut-down in the event of Board interven-
tion-Unit Appropriate for Collective Bargaining: all granite cutters, carvers,
surface-machine operators, carbo sawyers, lathe operators, sand-blast operators,
tool sharpeners, polishers,
setters, and rotary and gang sawyers,
including
apprentices, and excluding foremen-Representatives : proof of choice: compari-
son of membership cards and pay-roll list; admitted by respondent-Collective
Bargaining: refusal to bargain collectively with union ; remedial order : recog-
nition as exclusive representative ; negotiation-Investigation of Representatives:
petition for, dismissed , in view of order to bargain.
Mr. Reeves R. Hilton, for the Board.
Mr. Frank K. Sims, Jr., and Mr. Williaim, Masson, of Charlotte,
N. C., for the respondent.
Miss Edna Loeb, of counsel to the Board.
DECISION
AND
ORDER
STATEMENT OF THE CASE
On September 24, 1937, Granite Cutters' International Associa.
tion of America, Charlotte Branch, herein called the Union, filed
with the Regional Director for the Fifth Region (Baltimore, Mary-
land) charges alleging that Floyd A. Fridell,' individually and trad-
ing as Carolina Marble & Granite Works, Charlotte, North Carolina,
herein called the respondent, had engaged in and was engaging in
unfair labor practices affecting commerce, within the meaning of
Section 8 (1) and (5) and Section 2 (6) and (7) of the National
Labor Relations Act, 49 Stat. 449, herein called the Act.
On October
15, 1937, the Union filed with the Regional Director a petition alleg-
ing that a question affecting commerce had arisen concerning the
1 The respondent was erroneously designated in the complaint as A. F . Fridell but the
complaint was amended, upon motion of counsel for the Board , to designate the respond-
ent correctly.
11 N. L. R. B., No. 25.
249
250
DECISIONS
OF NATIONAL
LABOR RELATIONS BOARD
representation of employees of the respondent, and requesting an
investigation and certification of representatives pursuant to Section
9 (c) of the Act. On November 23, 1937, the National Labor Rela-
tions Board, herein called the Board, acting pursuant to Section 9 (c)
of the Act and Article III, Section 3, of National Labor Relations
Board Rules and Regulations-Series 1, as amended, ordered the
Regional Director to conduct an investigation and to provide for an
appropriate hearing upon due notice and, acting pursuant to Article
II, Section 37 (b), and Article III, Section 10 (c) (2), of the Rules
and Regulations, further ordered that the representation proceeding
and the proceeding with respect to the alleged unfair labor practices
be consolidated for purposes of hearing and that one record of the
hearing be made.
On December 2, 1937, the Board, by the Regional Director, issued
its complaint and notice of hearing in the consolidated proceeding,
copies of which were duly served upon the respondent and upon the.
Union.
The complaint alleges in substance that the respondent had
engaged in and was engaging in unfair labor practices affecting com-
merce, within the meaning of Section 8 (1) and (5) and Section 2 (6)
and (7) of the Act, in that the respondent had refused, and still
refuses, to bargain in good faith with the Union as the duly authorized
representative of a majority of the respondent's employees in the
.appropriate unit, and that the respondent, by such acts and by other
acts, had interfered with, restrained, and coerced hill employees in the
exercise of the rights guaranteed in Section 7 of the Act.
On December 10, 1937, the respondent filed his answer in which he
admitted the allegations of the complaint concerning the nature and
scope of his business but denied the other material allegations.
Pursuant to notice, a hearing was held in Charlotte, North Caro-
lina, on December 15 and 16, 1937, before Lawrence J. Kosters, the
Trial Examiner duly designated by the Board. The Board and the
respondent appeared by counsel, the Union by a representative, and
all participated in the hearing.
Full opportunity to be heard, to ex-
amine and cross-examine witnesses, and to introduce evidence bearing
upon the issues was afforded all parties.
At the conclusion of the
Board's case and again at the end of the hearing counsel for the re-
spondent moved to dismiss the proceeding regarding the unfair labor
practices on the ground that the Board had failed to prove its case.
The Trial Examiner denied these motions.
During the course of the,
hearing, counsel for the Board and counsel for the respondent made
motions to conform the pleadings to the proof.
These motions were
granted by the Trial Examiner.
The Board has reviewed the rul-
ings of the Trial Examiner on these and other motions and on objec-
tions to the admission of evidence and finds that no prejudicial errors
were committed.
The rulings are hereby affirmed.
FLOYD A. FRIDELL ET AL.
251
On January 15, 1938, the Trial Examiner filed his Intermediate
Report, in which he found that the respondent had engaged in the
unfair labor practices alleged in the complaint, and recommended
that the respondent cease and desist from engaging therein, and that
the respondent bargain collectively with the Union.
No exceptions
to the Intermediate Report have been filed.
Upon the entire record in both cases, the Board makes the following :
FINDINGS OF FACT
I. THE BUSINESS OF THE RESPONDENT
The respondent is an individual engaged in the manufacture, sale,
and distribution of marble and granite monuments and cemetery me-
morials.
His sole plant and place of business is located in Charlotte,
North Carolina, where he employs approximately 27 production
workers.
The chief raw materials used by the respondent in his manu-
facturing operations are marble and granite.
Approximately 80 per
cent of the marble, approximately 90 per cent of the granite, and
most of the equipment used by the respondent are shipped to the
respondent from points outside North Carolina. In 1937 the total
value of the respondent's products was approximately $72,000.
Ap-
proximately 16 per cent of the finished products are transported by
the respondent's trucks to customers outside North Carolina.
II. THE ORGANIZATION INVOLVED
Granite Cutters' International Association of America, Charlotte
Branch, is a labor organization affiliated with the American Feder-
ation of Labor, admitting to its membership white granite cutters,
carvers, surface-machine operators, carbo sawyers, lathe operators,
sand-blast operators, tool sharpeners, polishers, setters, and rotary and
gang sawyers, employed by the respondent.
III.
THE UNFAIR LABOR PRACTICES
A. The refusal to bargain collectively
1. The appropriate unit
The complaint alleges that the granite cutters, carvers, surface-ma-
chine operators, carbo sawyers, lathe operators, sand-blast operators,
tool sharpeners, polishers, rotary and gang sawyers, employed by the
respondent, constitute a unit appropriate for the purposes of collective
bargaining.
As has been stated above, these classes of employees are
eligible to membership in the Union. The respondent does not contend
that any other unit is the appropriate one.
252
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
In his Intermediate Report the Trial Examiner found that only the
white employees in the categories listed in the complaint constitute
the appropriate bargaining unit.
The Union presented no argument
that would support the exclusion of negroes from the unit. Further-
more, no evidence is found in the record of any differentiation in
function which would constitute a basis for such exclusion.
Accord-
ingly, we find that no such limitation upon the unit would be justified.2
The Trial Examiner further found that the appropriate unit in-
cludes foremen who do not have the power to hire and discharge.
Neither the respondent nor the Union requests the inclusion of fore-
men.
We find that the record does not support the finding of the
Trial Examiner in this regard and we shall exclude foremen from
the bargaining unit.
The record shows that employees known as setters are eligible to
membership in the Union. The manufacture of monuments is an in-
tegrated process.
Setters participate in this process and contribute
their share of work toward the completion of the finished product.
No evidence was introduced at the hearing to show any reason for
excluding them from the unit.
We shall include setters within the
bargaining unit.
Apprentices are also eligible to membership in the Union after they
have worked for a required period of time at the trade to which they
are apprenticed.
Although in the early period of their employment
their wages are not as large as those of journeymen, apprentices
apparently perform the same type of work as do the latter.
We shall
include apprentices in the unit.
We find that all the granite cutters, carvers, surface-machine opera-
tors, carbo sawyers, lathe operators, sand-blast operators, tool sharp-
eners, polishers, setters, and rotary and gang sawyers, employed by
the respondent, including apprentices, and excluding foremen, con-
stitute a unit appropriate for the purposes of collective bargaining,
and that said unit will insure to employees of the respondent the fun
benefit of their right to self-organization and to collective bargaining
and otherwise effectuate the policies of the Act.
The only remaining unit problem to be resolved is whether or not
C. R. Stevens, R. L. Pinion, and Anderson Davis are within the unit
which we have found to be appropriate.
C. R. Stevens, an employee of the respondent, is engaged partly
in carpentry work, boxing monuments for shipping, and partly in
cutting stone.3
The respondent testified that Stevens' wages are lower
than those of a full-time cutter and stated that he does not consider
2 Matter of American Tobacco Company, Incorporated, Richmond Smoking Branch and
Committee for Industrial Organization, Local 472, 9 N. L. R . B. 579.
8 The record does not indicate what percentage of Stevens ' time is spent in cutting or
in doing carpentry Work.
FLOYD A. FRIDELL ET AL.
253
Stevens a cutter.
The Union has admitted Stevens to its membership,
however, which indicates that the Union classifies him as a cutter
and desires him to be included in the unit as such. The respondent
did not expressly contend that he should be excluded.
Accordingly,
we shall include C. R. Stevens in the bargaining unit.
R. L. Pinion and Anderson Davis, skilled employees of the re-
spondent, are designated "tool boys" in the record.
They perform
work which is apparently identical with that of tool sharpeners, who
are included within the appropriate unit.
Pinion is a member of the
Union, which indicates that the Union desires him to be included.
R. L. Pinion and Anderson Davis will be included in the appropriate
unit.
2. Representation by the Union of the majority in the appropriate
unit
A list of the respondent's employees on the pay roll for the week
ending September 3, 1937, contains 27 names. Seventeen cards of
employees in the appropriate unit, which were presented in evidence,
have been checked and found to correspond with the names on the
list.
Sixteen of such cards are dated August 30, 1937, one, dated
September 13, 1937.
The record does not indicate the exact number
of employees within the appropriate unit. Since, however, on August
30, 1937, the Union represented 16 employees, a majority of the total
number of workers then employed by the respondent, it is clear that
on that date the Union represented a majority of the employees within
the appropriate unit.
We find that on August 30, 1937, and there-
after, the Union represented a majority of the employees in the
appropriate unit.
3. The refusal to bargain
On September 1, 1937, a committee of the Union accompanied by
Vance Vaughn, an organizer for the Union and chairman of the Char-
lotte Branch, met with the respondent, informed him that the Union
represented a majority of his employees, requested recognition of
the Union as the duly authorized representative, and asked the re-
spondent to bargain collectively with the Union.
The respondent
stated that he did not question the Union's representation of a ma-
jority, but asserted that he would have no dealings with the union
committee.
Vaughn warned the respondent that charges would be
fled with the Board if he would not deal with the Union in accord-
ance with the Act. The respondent professed ignorance of the provi-
sions of the Act and replied that the committee should do as it
pleased.
254
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
On September 11, 1937, the union committee sent the respondent a
registered letter, reiterating its request for recognition and for col-
lective bargaining, and stating that the respondent's failure to reply
to the letter would be interpreted as a refusal to bargain with the
Union.
The letter remained unanswered.
On September 18 the committee held a second conference with the
respondent.
The latter flatly refused to enter into any discussion
regarding the proposed collective bargaining agreement submitted to
him by the committee, although he had no knowledge of the provi-
sions of such agreement.
He stated that he was doing all he could
for his employees.
Vaughn advised the respondent to retain counsel
for legal advice concerning the Act and warned him that the Union
would have to file charges with the Board.
The respondent, in his answer, contends that he is ready and will-
ing to bargain collectively with the duly authorized representatives
of his employees upon the presentation of proper credentials certify-
ing such representatives to be so authorized.
The respondent further
contends that he has not been presented with such credentials. In
view of the testimony in the record, such contentions cannot be sus-
tained as justification for the respondent's conduct. It is clear that
the respondent did not at any time ask the committee or the Union
for credentials.
Furthermore, the respondent admitted at the hearing
that the committee informed him of its character and mission, and
also admitted that he did not question the Union's claim to represent
a majority of his employees.
We find that on September 1, 1937, and thereafter, the respondent
refused to bargain collectively with the Union as the representative
of his employees in respect to rates of pay, wages, hours of employ-
ment, and other conditions of employment and thereby interfered
with, restrained, and coerced his employees in the exercise of the
rights guaranteed under Section 7 of the Act.
B. Other acts of interference, restraint, and coercion
In October 1937, subsequent to the filing of the charges and peti-
tion, the Regional Director sent two letters to the respondent advising
him that by means of a consent election he might obviate the neces-
sity for holding of a formal hearing, and explaining to him the pro-
cedure employed.
These letters were not answered by the respondent.
On or about October 28, 1937, during working hours, the respond-
ent told his foreman to "stop the pump." This had the effect of dis-
continuing the operations of the plant.
Fridell then segregated his
white employees and told them of the receipt of letters from the
Board.
He warned them that if he had to go before the Board con-
cerning an election the plant would be closed during his absence for
FLOYD A. FRIDELL ET AL.
255
a period of 3 weeks-4 The men were told that theirs was the decision
as to whether or not this shut-down occurred. The respondent further
warned the employees that his business was unprofitable and that
since he was only earning $35 a week, he was thinking of accepting
an offer to work for another company at $50 per week.
He concluded
that he could not "join the Union." Clearly, these remarks of the
respondent were calculated to and did engender in his employees
the fear that further intervention by the Board in their behalf or any
further union activity would occasion either a temporary or perma-
nent discontinuance of the plant's operations, and would, therefore,
result in loss of employment by them.
We find that by his conduct the respondent has interfered with,
restrained, and coerced his employees in the exercise of the rights
guaranteed in Section 7 of the Act.
IV. THE EFFECT OF THE UNFAIR LABOR PRACTICES UPON COMMERCE
We find that the activities of the respondent set forth in Section
III above, occurring in connection with the operations of the respond-
ent described in Section I above, have a close, intimate, and substan-
tial relation to trade, traffic, and commerce among the several States,
and tend to lead to labor disputes burdening and obstructing com-
merce and the free flow of commerce.
THE PETITION
In view of the findings in Section III above as to the appropriate
bargaining unit and the designation of the Union by a majority of
the respondent's employees in the appropriate bargaining unit as
their representative for the purposes of collective bargaining, it is
not necessary to consider the petition of the Union for certification
of representatives.
Consequently the petition will be dismissed.
Upon the basis of the foregoing findings of fact, and upon the
entire record in the proceeding, the Board makes the following :
CONCLUSIONS OF LAW
1. Granite Cutters' International Association of America, Char-
lotte Branch, affiliated with the American Federation of Labor, is
a labor organization, within the meaning of Section 2 (5) of the
Act.
2. All the granite cutters, carvers, surface-machine operators, carbo
sawyers, lathe operators, sand-blast operators, tool sharpeners, polish-
ers, setters, and rotary and gang sawyers, employed by the respondent,
4 The record indicates that the respondent is frequently absent from the city on busi-
ness trips and that his absence has never occasioned a shut -down of the plant.
256
DECISIONS
OF NATIONAL LABOR RELATIONS BOARD
including apprentices, and excluding foremen, constitute a unit ap-
propriate for the purposes of collective bargaining within the mean-
ing of Section 9 (b) of the Act.
3. Granite Cutters' International Association of America, Char-
lotte Branch, affiliated with the American Federation of Labor,
was on August 30, 1937, and at all times thereafter has been, the
exclusive representative of all the respondent's employees in such
unit for the purposes of collective bargaining, within the meaning
of Section 9 (a) of the Act.
4. By refusing, on September 1, 1937, and thereafter continuing
to refuse to bargain collectively with Granite Cutters' International
Association of America, Charlotte Branch, affiliated with the Ameri-
can Federation of Labor, as the exclusive representative of the em-
ployees in the above-stated unit, the respondent has engaged in and
is engaging in unfair labor practices, within the meaning of Sec-
tion 8 (5) of the Act.
5. By interfering with, restraining, and coercing its employees in
the exercise of the rights guaranteed in Section 7 of the Act, the
respondent has engaged in and is engaging in unfair labor prac-
tices, within the meaning of Section 8 (1) of the Act.
6. The aforesaid unfair labor practices are unfair labor practices
affecting commerce, within the meaning of Section 2 (6) and (7)
of the Act.
ORDER
On the basis of the above findings of fact and conclusions of law,
and pursuant to Section 10 (c) of the National Labor Relations
Act, the National Labor Relations Board hereby orders that the
respondent, Floyd A. Fridell, individually and trading as Carolina
Marble & Granite Works, Charlotte, North Carolina, and his offi-
cers, agents, successors, and assigns, shall:
1. Cease and desist from :
(a) Refusing to bargain collectively with Granite Cutters' Inter-
national Association of America, Charlotte Branch, affiliated with
the American Federation of Labor, as the exclusive representative
of all the granite cutters, carvers, surface-machine operators, carbo
sawyers, lathe operators, sand-blast operators, tool sharpeners, polish-
ers, setters, rotary and gang sawyers, employed by him, including
apprentices, and excluding foremen;
(b) In any other manner interfering with, restraining, or coercing
his employees in the exercise of the right to self-organization, to
form, join, or assist labor organizations, to bargain collectively
through representatives of their own choosing, and to engage in con-
certed activities, for the purposes of collective bargaining or other
FLOYD A. FRIDELL ET AL.
257
mutual aid or protection, as guaranteed in Section 7 of the National
Labor Relations Act.
2. Take the following affirmative action which the Board finds will
effectuate the policies of the Act :
(a) Upon request bargain collectively with Granite Cutters' Inter-
national Association of America, Charlotte Branch, affiliated with
the American Federation of Labor, as the exclusive representative of
all the granite cutters, carvers, surface-machine operators, carbo
sawyers, lathe operators, sand-blast operators, tool sharpeners, polish-
ers, setters, rotary and gang sawyers, employed by him, including
apprentices, and excluding foremen, with respect to rates of pay,
wages, hours of employment, and other conditions of employment;
(b) Post immediately notices to its employees in conspicuous places
within the plant stating that the respondent will cease and desist
in the manner aforesaid, and that the respondent will bargain col-
lectively, upon request, with Granite Cutters' International Associa-
tion of America, Charlotte Branch, affiliated with the American Fed-
eration of Labor, as representative of all the granite cutters, carvers,
surface-machine operators, carbo sawyers, lathe operators, sand-
blast operators, tool sharpeners, polishers, setters, rotary and gang
sawyers, employed by him, including apprentices, and excluding
foremen; and maintain such notices for a period of at least sixty (60)
consecutive days from the date of posting;
(c) Notify the Regional Director for the Fifth Region in writing
within ten (10) days from the date of this Order what steps the
respondent has taken to comply therewith.
IT IS FURTHER ORDERED that the petition for investigation and certi-
fication of representatives be, and it hereby is, dismissed.