348 NLRB 1301
Five Star Mfg.
FIVE STAR MFG.
348 NLRB No. 94
1301
Five Star Manufacturing, Inc. and Teamsters Local
Union No. 245, affiliated with International
Brotherhood of Teamsters. Cases 17–CA–22626,
17–CA–22757, 17–CA–23037, and 17–CA–23129
December 27, 2006
DECISION AND ORDER
BY MEMBERS SCHAUMBER, KIRSANOW, AND WALSH
On May 4, 2006, Administrative Law Judge John H.
West issued the attached decision. The Respondent filed
exceptions and a supporting brief, to which the General
Counsel filed an answering brief.1
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,2 and conclusions and
to adopt the recommended Order as modified and set
forth in full below.3
The judge found, and we agree for the reasons set out
in his decision, that the Respondent violated Section
8(a)(3) and (1) by discharging employee David Tanksley
on February 11, 2004; Section 8(a)(3), (5), and (1) by
confiscating employees’ keys to its facility and changing
employees’ work schedules on February 12, 2004; Sec-
1 The Respondent excepted to the judge’s findings that it violated
Sec. 8(a)(3) and (1) by discharging employee David Tanksley on Feb-
ruary 11, 2004, and on April 26, 2005; Sec. 8(a)(3), (4), and (1) by
moving Tanksley to a different job on April 19, 2004, and to a different
work area on May 20, 2004; Sec. 8(a)(3), (5), and (1) by requesting that
certain employees return their keys to the Respondent’s facility and
changing the employees’ work schedule on February 12, 2004; and Sec.
8(a)(5) and (1) by continuing to award or deny discretionary bonuses
and vacation pay after the Union’s certification.
In addition, the Respondent stated generally that it took exception
“to each and every adverse finding, reference, and conclusion of the
[judge]’s decision.” In accord with precedent and the Board’s Rules
and Regulations, we will not treat that statement as expanding upon the
specific exceptions stated in the foregoing paragraph, but will deem the
Respondent to have waived any other exceptions. Sec. 102.46(b)(2) of
the Board’s Rules and Regulations (“Any exception . . . not specifically
urged shall be deemed to have been waived.”); ACS, LLC, 345 NLRB
1080, 1080 fn. 3 (2005).
2 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
In addition, some of the Respondent’s exceptions imply that the
judge’s rulings, findings, and conclusions demonstrate bias and preju-
dice. On careful examination of the judge’s decision and the entire
record, we are satisfied that those contentions are without merit.
3 We shall modify the judge’s recommended Order to conform to the
Board’s standard remedial language. We shall also conform the notice
to the Order. The Order and notice recite the unit description as alleged
in the complaint and admitted in the Respondent’s answer.
tion 8(a)(3), (4), and (1) by reassigning Tanksley to dif-
ferent and more difficult work on April 19, 2004, and to
a different work location on May 20, 2004; and Section
8(a)(5) and (1) by continuing to award or deny discre-
tionary bonuses and vacation pay after the Union’s certi-
fication.4 We also adopt the judge’s finding that the Re-
spondent violated Section 8(a)(3) and (1) by discharging
Tanksley for a second time on April 26, 2005.5
AMENDED REMEDY
The judge recommended a narrow cease-and-desist or-
der, enjoining the Respondent from in “any like or re-
lated manner” interfering with, restraining, or coercing
4 We agree with the judge that, once the Union was certified as the
employees’ bargaining representative, the Respondent could no longer
exercise its sole discretion in awarding or denying bonuses and vaca-
tion pay to unit employees. In adopting the judge’s finding, we addi-
tionally rely on Goya Foods of Florida, 347 NLRB 1118, 1120 (2006).
There, in defending an 8(a)(5) unilateral change allegation, the em-
ployer argued that it had no obligation to bargain with the union con-
cerning changes to drivers’ routes after the union’s certification be-
cause it was maintaining its past practice. The Board rejected that
argument, finding that the employer failed to establish a past practice
that would justify making the changes without bargaining. Instead, the
employer there, like the Respondent here, relied upon a historic right to
act unilaterally, as distinct from an established past practice of doing
so. That right to exercise sole discretion, however, “changed once the
[u]nion became the certified representative.” Id.
5 The judge found that the General Counsel satisfied his initial
Wright Line burden to show that Tanksley’s union activity was a sub-
stantial or motivating factor in the Respondent’s decision to discharge
him on April 26, 2005. The judge also found, primarily on the basis of
his credibility determinations, that the Respondent failed to show that it
would have discharged Tanksley even in the absence of his union ac-
tivities. We affirm those findings, and agree with the judge that the
reasons proffered by the Respondent for Tanksley’s discharge were
pretextual, thus leaving intact the inference of wrongful motive estab-
lished by the General Counsel’s initial showing. North Hills Office
Services, 346 NLRB No. 96, slip op. at 4 fn. 18 (2006). In doing so,
however, we do not pass on any implication in the judge’s decision that
Tanksley was engaged in conduct protected by the Act when he told
another employee to shut up. Specifically, we find it unnecessary to
pass on the judge’s statement that “Tanksley telling [Nicole] Newberry
to shut up, under the circumstances existing here, was not so egregious
that he lost the protection of the Act.”
In addition to the evidence of pretext found by the judge, the record
also showed that employee Wurtz was only orally warned for saying
the “‘f’ word” to his immediate supervisor on February 6, 2004. While
the Respondent’s position was that Tanksley was discharged for telling
an office worker to “shut up,” we find, after comparing the two inci-
dents, that the Respondent treated Tanksley more harshly than another
employee who engaged in more serious misconduct. Coupling this
with the circumstances of Tanksley’s discharge, particularly the nu-
merous unexcepted-to and contemporaneous unfair labor practices
directly targeted at Tanksley, we find that the Respondent’s discharge
of Tanksley for saying “shut up” to another employee was pretextual.
Cf. Robert Orr/Sysco Food Services, 343 NLRB 1183, 1183–1184
(2004) (finding that employer did not satisfy its rebuttal burden to show
that discharge was justified where it treated discharged employees more
severely than other employees who engaged in more serious miscon-
duct).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1302
employees in the exercise of the rights guaranteed them
by Section 7 of the Act. In Hickmott Foods, 242 NLRB
1357, 1357 (1979), the Board stated that a broad cease-
and-desist order, enjoining a respondent from violating
the Section 7 rights of employees “in any other manner,”
is warranted “when a respondent is shown to have a pro-
clivity to violate the Act or has engaged in such egre-
gious or widespread misconduct as to demonstrate a gen-
eral disregard for the employees’ fundamental statutory
rights.” In either situation, the Board reviews the totality
of circumstances to ascertain whether the respondent’s
specific unlawful conduct manifests “an attitude of oppo-
sition to the purposes of the Act to protect the rights of
employees generally,” which would provide an objective
basis for enjoining a reasonably anticipated future threat
to any of those Section 7 rights. Postal Service, 345
NLRB 409, 410 (2005).
When the Respondent was initially informed of its
employees’ efforts in the Union’s organizing campaign,
Jim Woodward, the Respondent’s president, predicted
that the employees were “finding themselves a way out
of there.”6 Faced with the Union’s successful organizing
campaign, the Respondent engaged in a wide variety of
egregious unfair labor practices, most of which were
committed by Woodward. He followed through on his
earlier prediction by discriminatorily discharging union
supporter Tanksley on the day of the election, within
minutes of the close of balloting. The morning after the
election, the Respondent changed the locks on its facility,
which denied employees the early morning access that
they had enjoyed for many years prior to the election,
and Woodward demanded that employees return their
keys to the building and unilaterally changed employees’
work schedules and breaktimes, all without bargaining
with the Union and in retaliation for the employees’ se-
lection of the Union as their bargaining representative.
During the course of the morning after the election,
Woodward also made statements to employees implying
that the Union’s election victory had caused the Respon-
dent to confiscate their keys and that rejection of the Un-
ion would improve working conditions. Following the
Union’s certification, Woodward continued awarding
and denying employees discretionary bonuses and vaca-
tion pay without bargaining with the Union.
Although the Respondent later reinstated Tanksley to
his former position, albeit without backpay, the Respon-
dent did so only after he filed a charge of discrimination
6 We recite this statement merely to provide context for the Respon-
dent’s subsequent misconduct. It was neither alleged nor found to be a
violation of Sec. 8(a)(1). The judge, however, did find that it was evi-
dence of the Respondent’s animus toward its employees’ Sec. 7 activi-
ties, and there are no exceptions to that finding.
with the Board. Upon Tanksley’s reinstatement, Wood-
ward discriminatorily reassigned him to more onerous
work and to a different work location, both in retaliation
for his prior union activity and because he filed a charge
with the Board. The Respondent also began recording
any infraction by Tanksley, however minor, in order to
find some reason to discharge him. The Respondent then
began discriminatorily toying with Tanksley when he
attempted to pick up his paychecks, which precipitated
his telling another employee to “shut up,” which in turn
led to Tanksley’s second discriminatory discharge.
The Respondent’s unlawful conduct continued when it
unilaterally implemented new disciplinary procedures,
which were used for the first time in Tanksley’s second
discharge. During the course of this discipline, Wood-
ward denied Tanksley his Weingarten rights by refusing
to permit a union representative to participate in
Tanksley’s disciplinary hearing, refused to bargain with
the Union concerning procedures used to discipline unit
employees, and withdrew recognition from the Union.7
Given the serious and wide-ranging nature of the Re-
spondent’s violations, we find that the Respondent’s
misconduct demonstrates a general disregard for its em-
ployees’ Section 7 rights, justifying imposition of a
broad cease-and-desist order. Hickmott Foods, supra.
Accordingly, we will order the Respondent to cease and
desist from “in any other manner” interfering with, re-
straining, or coercing its employees in the exercise of the
rights guaranteed them by Section 7 of the Act. See, e.g.,
Flamingo Hilton-Laughlin, 324 NLRB 72 fn. 3 (1997)
(sua sponte issuing broad order instead of recommended
narrow order in light of the respondent’s repeated and
egregious violations of the Act), enfd. in pertinent part
review granted in part 148 F.3d 1166 (D.C. Cir. 1998);
Western Plant Services, 322 NLRB 183 fn. 1 (1996)
(egregious and widespread misconduct justified broad
order).
Although the Respondent does not have a prior history
of violations of the Act, we find that a broad order is
nevertheless appropriate. Our remedial focus here is not
the Respondent’s proclivity to violate the Act, but rather
the egregious and widespread nature of its misconduct.
The mere fact that the Respondent has no prior history of
violations does not, in and of itself, undermine the neces-
sity for a broad order. Trailmobile Trailer, LLC, 343
NLRB 95 fn. 2 (2004); NLRB v. Blake Construction Co.,
663 F.2d 272, 285–286 (D.C. Cir. 1981) (“[T]hat the
Company has no prior record of NLRB violations does
not, in itself, dissipate the egregiousness of the conduct
7 The Respondent did not specifically except to many of these unfair
labor practice findings.
FIVE STAR MFG.
1303
involved in this proceeding.”), enfg. in pertinent part 245
NLRB 630 (1979).8
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge as
modified and set forth in full below and orders that the
Respondent, Five Star Manufacturing, Inc., Crane, Mis-
souri, its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Restraining and coercing employees by making
statements that implied the selection of the Teamsters
Local Union No. 245, affiliated with International Broth-
erhood of Teamsters, as the bargaining representative of
unit employees caused Respondent to confiscate employ-
ees’ keys to the facility and that rejection of the Union by
unit employees would improve working conditions.
(b) Demanding that a union representative leave the
facility and telling employees that the Union could not
represent them in disciplinary matters.
(c) Telling employees that the Union was not their col-
lective-bargaining representative and that the Respondent
was a nonunion employer.
(d) Discharging or suspending employees, moving
them to different and more difficult job positions, mov-
ing them to different work locations, refusing to allow
them to complete their regular work shifts, changing
their work schedules and breaktimes, confiscating their
keys to the facility, changing rules and procedures re-
garding their receipt of paychecks, changing rules and
procedures regarding their discipline and discharge, or
otherwise discriminating against any employee for sup-
porting the Union or any other labor organization, for
engaging in other protected concerted activities, or for
filing a charge with the Board.
(e) Changing the work schedule and breaktimes of unit
employees and confiscating their keys to the facility
without providing the Union notice and an opportunity to
bargain.
(f) Awarding or denying discretionary bonuses and va-
cation pay to unit employees without providing the Un-
ion notice and an opportunity to bargain.
(g) Changing its rules, requirements, and procedures
regarding the receipt of unit employees’ paychecks with-
8 In joining his colleagues in issuing a broad order, Member
Schaumber agrees, as discussed above, that the Respondent has en-
gaged in a widespread and persistent pattern of attempts, by varying
methods, to interfere with legislatively protected rights. Additionally,
he agrees that this pattern of misconduct demonstrates a general disre-
gard for fundamental statutory rights and raises the threat of continuing
and varying efforts to frustrate those rights in the future. Cf. Postal
Service, supra at 412–415 (Member Schaumber dissenting).
out providing the Union notice and an opportunity to
bargain.
(h) Changing its rules, requirements, and procedures
regarding the discipline and discharge of unit employees
without providing the Union notice and an opportunity to
bargain.
(i) Refusing the Union’s request to bargain collectively
regarding the discipline and discharge of unit employees.
(j) Withdrawing recognition from the Union as the ex-
clusive collective-bargaining representative of the em-
ployees in the following appropriate unit:
All full-time and regular part-time production employ-
ees, including Welders, Fabricators, Shipping and
Wash employees, employed by the Respondent at its
facility located at 104 Industrial Drive, Crane, Mis-
souri, but EXCLUDING office clerical employees,
guards, managerial and supervisors as defined by the
Act, and all other employees.
(k) In any other manner interfering with, restraining, or
coercing employees in the exercise of the rights guaran-
teed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Restore the terms and conditions of employment
which were in effect and applicable to employees in the
above-described unit before the Respondent unilaterally
began changing those terms and conditions of employ-
ment on February 12, 2004, in the manner set forth in the
remedy section of the judge’s decision.
(b) Make whole all unit employees for losses suffered
as a result of those changes, and as a result of the denial
of bonuses and vacation pay after October 25, 2004, in
the manner set forth in the remedy section of the judge’s
decision.
(c) Within 14 days from the date of this Order, offer
David Tanksley full reinstatement to his former job or, if
that job no longer exists, to a substantially equivalent
position, without prejudice to his seniority or any other
rights or privileges previously enjoyed.
(d) Make David Tanksley whole for any loss of earn-
ings and other benefits suffered as a result of the dis-
crimination against him, in the manner set forth in the
remedy section of the judge’s decision.
(e) Within 14 days from the date of this Order, remove
from its files any reference to the unlawful discharges
and suspension of David Tanksley, and within 3 days
thereafter, notify him in writing that this has been done
and that the discharges and suspension will not be used
against him in any way.
(f) Recognize and, on request, bargain with the Union
as the exclusive representative of employees in the unit
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1304
described above concerning terms and conditions of em-
ployment and, if an understanding is reached, embody
the understanding in a signed agreement.
(g) Preserve and, within 14 days of a request, or such
additional time as the Regional Director may allow for
good cause shown, provide at a reasonable place desig-
nated by the Board or its agents, all payroll records, so-
cial security payment records, timecards, personnel re-
cords and reports, and all other records, including an
electronic copy of such records if stored in electronic
form, necessary to analyze the amount of backpay due
under the terms of this Order.
(h) Within 14 days after service by the Region, post at
its Crane, Missouri facility copies of the attached notice
marked “Appendix.”9 Copies of the notice, on forms pro-
vided by the Regional Director for Region 17, after being
signed by the Respondent’s authorized representative,
shall be posted by the Respondent and maintained for 60
consecutive days in conspicuous places, including all
places where notices to employees are customarily
posted. Reasonable steps shall be taken by the Respon-
dent to ensure that the notices are not altered, defaced, or
covered by any other material. In the event that, during
the pendency of these proceedings, the Respondent has
gone out of business or closed the facility involved in
these proceedings, the Respondent shall duplicate and
mail, at its own expense, a copy of the notice to all cur-
rent employees and former employees employed by the
Respondent at any time since February 11, 2004.
(i) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps that the Respondent has taken to
comply.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
National Labor Relations Board
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated Federal labor law and has ordered us to post and obey
this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
9 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT restrain and coerce you by making state-
ments that imply that the selection of the Teamsters Lo-
cal Union No. 245, affiliated with International Brother-
hood of Teamsters, as your bargaining representative
caused us to confiscate your keys to the facility and that
your rejection of the Union would improve your working
conditions.
WE WILL NOT demand that a representative of the Un-
ion leave the facility, or tell you that the Union cannot
represent you in disciplinary matters.
WE WILL NOT tell you that the Union is not your col-
lective-bargaining representative and that we are a non-
union employer.
WE WILL NOT discharge you, suspend you, move you
to a different and more difficult job position, move you
to a different work location, refuse to allow you to com-
plete regular work shifts, change your work schedule or
breaktimes, confiscate your keys to the facility, change
the rules and procedures regarding receipt of your pay-
checks, change the rules and procedures regarding your
discipline and discharge, or otherwise discriminate
against any of you for supporting the Union or any other
labor organization, for engaging in other protected con-
certed activities, or for filing a charge with the Board.
WE WILL NOT change your work schedule and break-
times or confiscate your keys to the facility without noti-
fying and bargaining with the Union.
WE WILL NOT award or deny discretionary bonuses and
vacation pay to you without notifying and bargaining
with the Union.
WE WILL NOT change the rules, requirements, and pro-
cedures regarding the receipt of your paychecks without
notifying and bargaining with the Union.
WE WILL NOT change the rules, requirements, and pro-
cedures regarding the discipline and discharge of em-
ployees without notifying and bargaining with the Union.
WE WILL NOT refuse the Union’s request to bargain
collectively regarding the discipline and discharge of
employees.
WE WILL NOT withdraw recognition from the Union as
the exclusive collective-bargaining representative of the
employees in the following appropriate unit:
All full-time and regular part-time production employ-
ees, including Welders, Fabricators, Shipping and
Wash employees, employed at our facility located at
104
Industrial
Drive,
Crane,
Missouri,
but
EXCLUDING office clerical employees, guards,
FIVE STAR MFG.
1305
managerial and supervisors as defined by the Act, and
all other employees.
WE WILL NOT in any other manner interfere with, re-
strain, or coerce you in the exercise of the rights set forth
above.
WE WILL restore the terms and conditions of employ-
ment which were in effect and applicable to employees in
the bargaining unit before we unilaterally changed the
terms and conditions of employment beginning on Feb-
ruary 12, 2004.
WE WILL make whole, with interest, all unit employees
for losses suffered as a result of those unilateral changes.
WE WILL, within 14 days from the date of the Board’s
Order, offer David Tanksley full reinstatement to his
former job, or if that job no longer exists, to a substan-
tially equivalent position, without prejudice to his senior-
ity or any other rights and privileges previously enjoyed.
WE WILL make David Tanksley whole for any loss of
earnings and other benefits suffered as a result of the
discrimination against him, less any net interim earnings,
plus interest.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any reference to the unlaw-
ful discharges and suspension of David Tanksley, and
WE WILL, within 3 days thereafter, notify him in writing
that this has been done and that the discharges and sus-
pension will not be used against him in any way.
WE WILL recognize and, on request, bargain with the
Union and put in writing and sign any agreement reached
on terms and conditions of employment for our employ-
ees in the bargaining unit.
FIVE STAR MANUFACTURING, INC.
Lyn R. Buckley, Esq. for the General Counsel.
Jason N. Shaffer, Esq., of Springfield, Montana, for Respon-
dent.
DECISION
STATEMENT OF THE CASE
JOHN H. WEST, Administrative Law Judge. This case was
tried in Springfield, Missouri, on November 29 and 30, and
December 1, 2005.1 The charge in Case 17–CA–22626 was
filed by Teamsters Local Union No. 245, affiliated with Inter-
national Brotherhood of Teamsters (the Union) against Five
Star Manufacturing, Inc. (Respondent or Five Star) on February
23, 2004, and amended on April 1, 2004. A complaint issued on
April 21, 2004. The charge in Case 17–CA–22757 was filed by
the Union against Five Star on June 7, 2004, and a consolidated
complaint issued on July 23, 2004. The charge in Case 17–CA–
23037 was filed by the Union against Five Star on February 14,
and amended on April 25. A second consolidated complaint
1 All dates are 2005, unless otherwise indicated.
issued on April 29. The charge in Case 17–CA–23129 was filed
on May 20, and a third consolidated complaint (hereinafter
referred to as the complaint) issued on July 27.
The complaint alleges that Respondent violated Section
8(a)(1) of the National Labor Relations Act (the Act) by (a)
restraining and coercing employees by making statements that
implied the selection of the Union as the bargaining representa-
tive of the unit employees2 caused Respondent to confiscate
employees’ keys to the facility, and that rejection of the Union
by unit employees would improve the working conditions of
unit employees, (b) demanding that a union representative leave
the facility and telling employees that the Union could not rep-
resent employees in disciplinary matters, (c) telling employees
by letter that the Union was not their collective-bargaining
representative and the Respondent was a nonunion employer,
(d) discharging its employee David Tanksley on February 11,
2004, (e) moving Tanksley to a different and more difficult job
on April 19, 2004, after reinstating him, (f) refusing to permit
Tanksley to complete his regular work shift on May 19, 2004,
(g) moving Tanksley to a different work location on May 20,
2004, (h) issuing disparate rules, requirements, and procedures
regarding receipt of Tanksley’s paycheck in mid-March 2005
and on various dates thereafter, (i) issuing disparate rules, re-
quirements, and procedures regarding disciplinary actions is-
sued to Tanksley’s on April 7, 13, and 18, (j) suspending
Tanksley on April 7, and issuing a notice of possible discharge
to Tanksley, (k) issuing a further notice of suspension and pos-
sible discharge to Tanksley on April 13, (l) issuing a prelimi-
nary notice of suspension and possible discharge to Tanksley
on April 18, (m) discharging Tanksley on April 26, (n) on Feb-
ruary 12, 2004, changing the work schedules and break time of
its employees, and confiscating the keys to the facility that had
been in the possession of employees Noel Henry, Kerry Stultz,
and Jamie Holt, (o) without prior notice to the Union and with-
out affording the Union the Union an opportunity to bargain, on
February 12, 2004 changing the work schedule and break times
for employees in the unit, and confiscating keys to the facility
that had been in the possession of certain Unit employees, de-
nying annual bonuses and vacation payments to unit employees
since mid-October 2004 and on various dates thereafter, chang-
ing its rules, requirements, and procedures regarding the receipt
of employees’ paychecks since mid-March, and on April 7, 13,
and 26, changing its rules, requirements, and procedures re-
garding the discipline and discharge of employees, (p) since
April 13, failing and refusing to bargain collectively as re-
quested by the Union regarding the discipline and discharge of
2 The complaint alleges that on February 11, 2004, a representation
election was held and on April 19, 2004, the Union was certified as the
exclusive collective-bargaining representative of the unit since Febru-
ary 11, 2004; and that the following employees of the Respondent
constitute a unit appropriate for the purposes of collective bargaining
within the meaning of Sec. 9(b) of the Act:
All full-time and regular part-time production employees, includ-
ing Welders, Fabricators, Shipping and Wash employees, em-
ployed by Respondent at its facility located at 104 Industrial
Drive, Crane, Missouri, but EXCLUDING office clerical employ-
ees, guards, managerial and supervisors as defined by the Act, and
all other employees.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1306
unit employees, and (q) on April 18 withdrawing recognition
from the Union as the exclusive collective-bargaining represen-
tative of the employees in the unit.
The complaint also alleges that Respondent violated Section
8(a)(1) and (3) of the Act by the conduct described in (d) - (n)
in the next preceding paragraph. Additionally, the complaint
alleges that Respondent violated Section 8(a)(1) and (4) of the
Act by the conduct described in (e) through (m) in the next
preceding paragraph because Tanksley was named in charges
filed with the National Labor Relations Board (Board) and he
gave testimony to the Board in the form of an affidavit. And
finally, the complaint also alleges that Respondent violated
Section 8(a)(1) and (5) of the Act by the conduct described in
(o) through (q) in the next preceding paragraph.
The Respondent denies violating the Act as alleged.
On the entire record, including my observation of the de-
meanor of the witnesses, and after considering the briefs filed
by counsel for General Counsel and the Respondent, I make the
following
FINDINGS OF FACT
I. JURISDICTION
The Respondent, a corporation, manufactures aluminum
ramps3 at its facility in Crane, Missouri, where it annually pur-
chases and receives goods valued in excess of $50,000 directly
from points outside the State of Missouri. The Respondent
admits and I find that it is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act and
that the Union is a labor organization within the meaning of
Section 2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
Jim Woodward, who has been part owner of Respondent
since it was formed in 1984 and has been president of Respon-
dent since 1993, testified that he took charge of the company
from his father, Doyle Woodward, in 1993; that his mother,
Lorene Woodward, has been part owner and a manager of Re-
spondent since 1984; that his wife Nancy Woodward has su-
pervised some of Respondent’s employees since about 1995;
that Respondent has four supervisors, namely Charles R. (Rick)
Looney Sr., who is the floor supervisor, Brenda Smith, who
was a shipping supervisor, and Dustin Woodward, who (a) is
his son, (b) became part owner of the Respondent sometime
after February 11, 2004, and (c) is the washroom and ware-
house supervisor; that his wife and mother have authority to
hire, fire, discipline and reward employees, but he has final say;
and that his daughter, Nicole Newberry, who became part
owner of Respondent after February 11, 2004, works in Re-
spondent’s main office along with his mother and wife.
Noel Henry started working as a welder for Respondent in
1991. He retired on January 10. Henry testified that he worked
with Tanksley, who was working at the Respondent when
Henry started. According to Henry’s testimony, Tanksley did
“a neat job of welding” (Tr. p. 20); he did good work, and
3 The ramps are used to load motorcycles, riding mowers, and
ATVs, etc. onto pickup trucks or other vehicles.
while the welds on some of the welders’ arched ramps would
break when they were rolled, Tanksley’s never did break.
Tanksley testified that he began working for Five Star on
March 5, 1992; that at that time Doyle Woodward, ran the op-
eration; that the first year at Five Star Doyle Woodward asked
him to work 10 hours a day sometimes 6 days a week; that a
Government agency became involved with respect to the over-
time; that subsequently Five Star’s operation moved to a new
facility and Jim Woodward became his boss; that he asked Jim
Woodward if the welders should have received overtime and
Jim Woodward told him that they should; that approximately 1
year later he asked Jim Woodward about his overtime pay and
Jim Woodward told him that he had not earned any; that, after
the overtime problem, Jim Woodward told the welders that they
could work all the hours they wanted but they could not show
more than 40 hours on their timecard; that when Jim Wood-
ward switched him back to piece rate he was doing twice the
amount of welding for one-and-a-half of the amount of money
he previously received; and that he also had a verbal exchange
with Jim Woodward over a medical insurance check that he
received and Jim Woodward wanted.
Ben Lawson, who owns OSHA MO, Incorporated, testified
that Five Star is one of his approximately 165 clients; that he
advises his clients that his primary goal is to keep their employ-
ees safe and his secondary goal is to keep the client within Fed-
eral and State regulations; that he began representing Five Star
in late 2001; that for Five Star he provided safety and health
programs, the appropriate manual, advice on audits of the
building and the equipment, and services for personnel training,
and personnel problems regarding safety and health issues; and
that his company performed routine or random inspections of
the plant, speaking with the employees.
On cross-examination Lawson testified that he believed that
he discussed personnel policies or a personnel handbook with
Jim Woodward in 2001; that he probably discussed a handbook
with Jim Woodward in 2002 but he was not sure whether they
did or not; and that he believed that he supplied a generic hand-
book to Jim Woodward but he could not recall if he did this in
2001.
Henry testified that welders were allowed to work all the
hours that they wanted but they had to keep it at 40 hours or
under on their timecard; that Jim Woodward, who managed the
facility, told the welders to do it that way; that the welders were
not paid an hourly rate but rather they were paid $1.80 a piece;
that when Respondent’s welders did not work on a holiday
some of them did not work on the following Saturday; that
welders were required to clean the welding rooms but they
were not paid for the time they spent cleaning; that on occasion
welders were required to work on equipment but they were not
paid for the time they spent working on equipment; that on
occasion welders had to wait for parts and they were not paid
for this time; that occasionally welders had to go get parts and
they were not paid for that time; and that welders had to pur-
chase their own welding leads which cost somewhere in the
neighborhood of $150.
Dale Leuschen, who welded the cross members (rods) and
the fingers on the end of the arch ramps, testified that he was a
finisher; that Tanksley welded the frames first on the arch
FIVE STAR MFG.
1307
ramps; that after Tanksley welded the frames they were rolled
and then he, Leuschen, received them for the finishing welds;
that sometimes he, Ron Atkinson, and Andy Anders did the
finishing welds on the arch ramps; that Tanksley was the only
welder who did the framing unless someone on the night shift
did that work; and that for a long time it was just primarily
Tanksley doing the frame welding. On redirect Leuschen testi-
fied that he could tell if Tanksley welded the frame because
Tanksley had more experience and Tanksley’s welds were bet-
ter, they looked better, and everything was level; and that on
the non-Tanksley welded frames he might observe missed
welds and when he did he welded in the holes.
In April 2003 Tanksley had a heart attack. Tanksley testified
that before the heart attack he worked from about 5:15 a.m.
until 3 or 3:30 p.m.; that Jim Woodward told him that he
needed 200 frames welded per day and the aforementioned
hours are what it took for him to do this; and that after the heart
attack he reduced his hours to eight a day (5:30 a.m. to 2 p.m.
without an afternoon break) and this resulted in reduced pro-
duction. On cross-examination Tanksley testified that other
welders could out produce him but there was a difference in
their welds and Jim Woodward stated that he did good work;
that Jim Woodward said that he wanted 200 frames a day; and
that he met this goal by working 8.5 to 9 hours a day, but after
his heart attack his production dropped to approximately 175 a
day.
Jim Woodward testified that he might have had a night crew
before Tanksley’s heart attack.
Aaron Busby, who has worked as a welder for Five Star for
different periods beginning in 2000 and was an employee of the
Respondent at the time of the trial herein, testified on cross-
examination that he was asked to come off night shift and to
take Tanksley’s place welding frames when Tanksley had a
heart attack; that he has been asked at Five Star to do different
types of welds; and that he was supposed to go back to the
night shift when Tanksley returned to work but he quit instead.
The General Counsel’s Exhibit 2 reads as follows:
NOTICE
AS OF TODAY OCT. 15, 2003
FOR EACH UNEXCUSED 2 DAYS ABSENCE
—YOU LOSE 1 VACATION DAY—
AFTER 12 ABSENCES
— YOU LOOSE ALL VACATION
AND YEARLY BONUS
* Unexcused absence—no doctor’s note, no phone call (Jim
[Woodward] will decide if excused or not), no prearrange-
ment with JIM, etc
*Jim Woodward has final say whether excused or unexcused.
[Emphasis in original]
Henry testified that he saw this notice posted on the bulletin
board by the timecards at Respondent’s facility sometime after
October 1, 2003. On cross-examination Henry testified that he
saw this notice posted before the union election; that he saw the
notice the first day it was posted; that after he saw this notice he
realized that the company had an attendance policy; and that
before this posting he did not believe that the company had an
attendance policy with respect to welders, who worked on a
piece basis.
Tanksley testified that welders led the union organizing drive
in that they held a couple of meetings, they passed out union
authorization cards to be signed, and they discussed the Union
amongst themselves and with other employees; that he became
aware of the union activity in November 2003, he attended two
union meetings in welder Leuschen’s home and the following
were present at the first union meeting he attended: Randy
Looney, Rick Looney Sr., Rick Looney Jr., Brenda Smith, Ja-
mie Holt, Jamie’s brother, David Hilton, and Helen Hilton; that
it was determined that Smith, Rick Looney Sr., and Randy
Looney were supervisors and they did not vote in the election;
that at the second union meeting he attended Truman Zinn
showed up about 5 to 10 minutes into the meeting; that Zinn
appeared to be pretty agitated; and that apparently no one had
consulted with Zinn about the Union because it appeared that
Zinn and Jim Woodward were good buddies and “we weren’t
wanting this to get back to Jim before we decided what we
were going to do” (Tr. p. 212). On cross-examination Tanksley
testified that at the time of the union organizing there were nine
welders; that he believed that seven or eight welders were in-
volved but he only had personal knowledge that Leuschen
hosted the two meetings he attended and Leuschen passed out
union authorizing cards; that he did not pass out union authori-
zation cards, or host union meetings, or wear a union pin, or tell
Jim Woodward that he supported the Union; that he did speak
at the two union meetings in favor of the Union; that he wanted
his involvement with the Union to be kept confidential; and that
he did not tell Truman Zinn, who attended a union meeting, that
he was going to vote for the Union.
Harvey Ritter, a union organizer and assistant business rep-
resentative, testified that he attended two of the organizing
meetings at Leuschen’s house; that Richard Wurtz asked him to
come to the meetings; that he thought the union authorization
cards were passed out by Wurtz, Leuschen, and Ron Atkinson;
and that Tanksley expressed interest in the Union at one of the
organizing meetings he, Ritter, attended, and Tanksley asked
questions.
Leuschen, who worked as a welder for Respondent from
1995 to January 2005, testified that he had a couple of union
organizing meetings at his house; that the welders were primar-
ily responsible for bringing in the Union; and that Randy
Looney, Rick Looney, and Brenda Smith attended a union
meeting at his house.
On December 4, 2003, Ritter, who was in his office, received
a telephone call from Jim Woodward. Ritter testified that Jim
Woodward asked him what the paperwork, which had his name
on it and he received in the mail, was about; that he told Jim
Woodward that it reflects that Five Star employees had ex-
pressed interest in joining the Teamsters Union and organizing;
that Jim Woodward then said that “he didn’t want any Team-
sters in his plant and all his employees were doing was finding
themselves a way out of there by doing that” (Tr. p. 349); that
Jim Woodward then said that he was going to call his attorney;
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1308
and that this telephone conversation occurred right after the
Union had filed a petition for an election.
Jim Woodward testified that Tanksley did not work the Sat-
urday after the New Years Day, January 1, 2004, he did not call
in, and he never explained why he did not come in. Tanksley
conceded that it was posted that the employees were to work on
Saturday January 3, 2004, he did not work that Saturday, he
had been asked to work Saturdays before and refused, he was
not disciplined in the past, and no one told him that they had a
problem with his absence on Saturday January 3, 2004. Jim
Woodward sponsored Respondent’s Exhibit 10 which reads as
follows: “JANUARY 3, 2004, David Tanksley did not show up
for work. No phone call or any type of notice. Today was a
mandatory Saturday.” The document is signed by Jim Wood-
ward, his mother and his wife. Jim Woodward testified that he
considered this conduct insubordination and Respondent’s Ex-
hibit 10 was included in Tanksley’s personnel file. On cross-
examination Jim Woodward testified that according to General
Counsel’s Exhibit 13, in 2004 Aaron Busby missed 28 days of
work and the heading on the sheet is unexcused absences; that
he had no idea if anything like Respondent’s Exhibit 10 was
placed in Busby’s file for any one of the 28 absences;4 and that
the 28 absences were not insubordination, “[n]ot that I know
of” (Tr. p. 524). On redirect Jim Woodward testified that post-
ings were put up throughout the building for a mandatory work
Saturday on January 3, 2004; that this is not done for every
work day; that this is an unusual event taken by management;
that to his knowledge no other welder failed to appear for work
on January 3, 2004; and that Busby’s production was a lot bet-
ter than Tanksley’s.
On January 15, 2004, Tanksley arrived at work at about 5:15
a.m. Tanksley testified that there were no parts available and
the floor crew did not come to work until 7 a.m.; that it would
take them at least 1 hour to get the parts ready for him to work
on; that he was not paid for the waiting time when there were
no parts available; that he went home for the day; and that no
supervisor or manager told him that leaving that day was a
problem.
On January 26, 2004, Henry overheard Jim Woodward and
Tanksley talking about Tanksley cleaning the welding room he
worked in. Henry testified that Tanksley cleaned the room; that
someone had spit chewing tobacco “it looked like” (Tr. p. 37)
around the jig (an apparatus used for setting up parts to be
welded); that Tanksley did not chew chewing tobacco; that
what he observed on the floor was not a byproduct of welding;
that he did not observe or hear anything unusual about
Tanksley’s radio that morning; that employees have radios at
work and they listen to them during the day; and that he has
never been asked to clean up anything like what he observed on
the floor in Tanksley’s room that day. On cross-examination
Henry testified that he cleaned up his work area; and that if
Woodward asked him to clean up tobacco stains he would do it
but he would not have liked doing it.
4 Jim Woodward answered “[y]es, pretty close to the same, yeah”
when asked if making a Saturday a mandatory workday elevated the
Saturday to the equivalent of a Monday through Friday workday. (Tr. p.
526.)
When called by counsel for General Counsel, Jim Woodward
testified that he told Tanksley to clean his room because the
night crew welder had cleaned it up the week before and it was
Tanksley’s turn; that he had to ask Tanksley two or three times
to clean the room; that Tanksley turned his radio louder; that he
told Tanksley to either clean the room or go home; and that
Tanksley made a few smart remarks about it, slammed the
door, slammed things around and “halfway . . . [cleaned] it up.”
(Tr. p. 82)
Tanksley testified that on Friday, January 23, 2004, about
five minutes before he was about to leave work, he had a con-
versation with Jim Woodward regarding cleaning the area; that
Jim Woodward told him to sweep the room; that he had cleaned
the room last and it was the practice that he would clean the
room one week and the night crew would clean the room the
next week; that he told Jim Woodward that he needed to get the
night crew to take its turn to clean the room; that Jim Wood-
ward told him that the night crew cleaned the room last and it
was his turn; that he was carpooling at the time and he had to
pick someone up so he only had five minutes to clean the room;
that he picked up the big stuff but he did not totally sweep the
floor; that on the following Monday Jim Woodward met him at
the door to his welding room at 5:15 a.m. and told him to sweep
the room before he started to work; that he probably discussed
the need for the night crew to do their part; that it was unusual
for Jim Woodward to be at work at 5:15 a.m.; that it is possible
that he told Jim Woodward that “this is bullshit” (Tr. p. 222);
that he took 30 minutes to clean the room thoroughly; and that
his radio was on that day but he did touch the volume button
during or after his conversation with Jim Woodward.
Richard Wurtz, who was employed as a welder by the Re-
spondent, testified that one day he asked Jim Woodward about
other shift employees restocking parts and leaving his work-
room messy; and that Jim Woodward told him that he himself
needed to settle it with the other shift employees.
When called by Respondent, Jim Woodward testified that af-
ter he unsuccessfully asked Tanksley to clean his room once, he
told Tanksley to either clean the room or go home; that
Tanksley said that it was the night shift’s turn; that he told
Tanksley that it was his turn; that Tanksley slammed the door,
turned the radio loud, and slammed things around and swept;
that the night shift welder at the time was Derrick Tudor; and
that at his request Tudor submitted a handwritten statement
regarding the incident.5 The typed statements of Jim and Dustin
Woodward regarding this incident were sponsored by Jim
Woodward and were received as Respondent’s Exhibits 1 and
3, respectively.6 Jim Woodward also sponsored Respondent’s
Exhibit 6. He testified that the undated handwritten statement is
signed by Truman Zinn, who is a welder who worked on the
night shift at some point; that Zinn oversaw the night shift for
5 Jim Woodward sponsored the handwritten statement which was re-
ceived as R. Exh. 5. As here pertinent, it indicates that Tanksley did not
clean the room every other week. According to Jim Woodward’s testi-
mony, the undated statement was placed in Tanksley’s file.
6 A follow-up memorandum titled “FEW DAYS AFTER THE
INCIDENT ON JANUARY 26, 2004” was received as R. Exh. 2. Ac-
cording to Jim Woodward’s testimony, these three memorandums were
placed in Tanksley’s personnel file.
FIVE STAR MFG.
1309
him; and that Zinn told him about the cleaning problem and he
asked Zinn to put it in writing. The undated statement refers to
the fact that, as here pertinent, the night shift had to clean the
room three weeks in a row in late December through January.
On cross-examination Jim Woodward testified that he did not
show Respondent’s Exhibits 1 and 3 to Tanksley; that he wrote
this statement the day of the incident or the next day; that he
did not recall exactly when he asked Tudor to write the state-
ment; and that he asked Zinn to submit a statement about one
week after the incidents.
Henry testified that he thought that the welders began the
Union campaign; that before the Board election on February
11, 2004, three union meetings were held in welder Leuschen’s
house; and that Leuschen was the union observer at the Board
election. On cross-examination Henry testified that Tanksley
did not hold any union meetings but he attended them.
Busby testified that he returned to work at Five Star before
the Board election in February 2004; that he was approached
regarding organizing by Wurtz, who gave him a union authori-
zation card to sign; and that Wurtz convinced him to sign the
card.
Lawson testified that sometime before February 11, 2004,
Jim Woodward told him that Tanksley and Leuschen were not
meeting certain production requirements; that at that time, be-
fore February 11, 2004, he was aware that several employees
had keys and access to the building, and he told Jim Woodward
that “keys to numerous employees was not permissible, in my
opinion” (Tr. p. 586); that before February 11, 2004, Jim
Woodward told him some of the things that Tanksley was al-
legedly doing at the plant and he recommended to Jim Wood-
ward that Tanksley be either suspended or terminated; that Jim
Woodward told him that Tanksley’s alleged behavior had been
going on from before he, Lawson, became involved with Five
Star in late 2001; that Five Star is liable for the actions and
conduct of employees who are off property during business
hours; that it was his belief that Five Stars hours prior to Febru-
ary 11, 2004, were always 7 a.m. to 3:30 p.m.; that either in late
2001 or in 2002 he learned that some of the employees were
not adhering to those hours, and he told Jim Woodward that
this was not a good idea in that there has to be consistency in
policy that management runs the employees; that he recom-
mended to Jim Woodward that Five Star have a consistent start-
ing and quitting times unless overtime was required, and super-
vision should be supplied for overtime; that this had all been
discussed prior to any union activity or union talk; that he ob-
served that Tanksley’s attitude was very poor; and that he ob-
served Tanksley laying down in an area used by forklifts where
people are coming and going, which was an unsafe condition.
On cross-examination Lawson testified that the focus of his
business is OSHA and EPA (Environmental Protection
Agency); that records of what his company did at Five Star are
not kept so that they cannot be subpoenaed by OSHA; that in
2004 his company visited Five Star’s plant once a month or
more if the need arose; that OSHA conducted air tests at Five
Star, and then OSHA requested to come back to Five Star’s
facility; that OSHA would not accept his air tests of Five Star
and he refused OSHA permission to take an additional air test;
that he was not aware that Five Star had a night shift in 2004 or
2005, and if there was a night shift without supervision present
that would have been a concern to him; that it was his under-
standing that when there was overtime, management was there
at the time; that he did not recall any discussion regarding a
flexible schedule; that he did not recall what recommendation
he made regarding Tanksley in 2003 if he made one; that he did
not recall the first time in 2004 that he discussed Tanksley with
Jim Woodward; that he saw Tanksley laying down in the plant
on three or four occasions but he could not recall when this
occurred; that in 2002 or 2003 would be the first time he saw
Tanksley laying in the hall; and that he never discussed in a
safety meeting the fact that Tanksley was laying down on the
floor. On redirect Lawson testified that Nancy Woodward does
maintain an OSHA 300 log, which is a Federal document in
which all accidents and injuries, lost workdays, and restricted
duty are noted, which is audited by OSHA, and which goes to
the Bureau of Labor Statistics at the University of Tennessee.
Subsequently Lawson testified that he probably first spoke
with Jim Woodward in 2002 about employees having keys to
Five Star’s facility and about work schedules.
At the trial herein Respondent stipulated that on February 11,
2004, a representation election was conducted among the em-
ployees in the above-described unit; that the election was con-
ducted from 2:30 to 3:30 p.m.; that a pre-election conference
was held before the election on the day of the election; that the
ballots were counted and the results announced following the
election; and that the count was on the day of the election, im-
mediately after the election or soon after the election.
Henry testified that he finished work at 2 p.m. on the day of
the Board election, February 11, 2004; that while he sat in his
car in Respondent’s parking lot waiting for election time, he
saw Union organizer Ritter coming out of Respondent’s build-
ing, with Jim Woodward walking just behind him; that Ritter
spoke with Tanksley in the parking lot for about 15 seconds,
and then Ritter got into his car and drove away; that Woodward
was standing on the porch of Respondent’s building at the time;
that before he went into the election he saw Tanksley get out of
his car and walk up to Jim Woodward and speak with him and
Monroe Freeman briefly; that Tanksley then got back into his
car; and that Woodward and Freeman were standing on the
porch of Respondent’s building, which is right in front of the
parking lot. On cross-examination Henry testified that Freeman
is one of the owners of Five Star.
When called by counsel for General Counsel, Jim Woodward
testified that on February 11, 2004, Monroe Freeman, who is a
part owner of Respondent but is not a regular employee at the
company, was at Respondent’s facility because it was the day
of the Board election; that Tanksley was discharged on Febru-
ary 11, 2004; that at about 3 p.m. on February 11, 2004, he, his
mother, his wife, and Freeman, in consultation with Respon-
dent’s attorney, made the decision to terminate Tanksley; that
the discharge of Tanksley had been discussed two or three dif-
ferent times before February 11, 2004, he had spoken with
Respondent’s attorney about it, and he believed that he was told
by the attorney not to do anything until the election; that the
first time the discharge of Tanksley was discussed was some-
time in 2004 but he did not know when and the discussion was
not documented; that he did not remember if Tanksley received
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1310
any written warnings before February 11, 2004; and that he
never gave Tanksley a written warning, and he had not dis-
charged Tanksley before February 11, 2004.
In response to questions of Respondent’s attorney, Jim
Woodward testified that before the Board election on February
11, 2004, he did not have any policy regarding paperwork, and
all disciplining was done verbally; that after the 2004 election
he moved away from the low paperwork policy at the advice of
Donald Jones, who was Respondent’s attorney at that time,
OSHA consultant Ben Lawson, and insurance representative
Emil Deluca; that after the election Jones provided some per-
sonnel policies to govern employee relations, Jones submitted
them to the Union sometime before the 2005 discharge of
Tanksley, and the Union objected to them, but the Union did
not submit counterproposals; that prior to the Board election
Respondent did not have an attendance policy in place but
nonetheless welders would be considered absent or late if he
did not show up for work by 7 a.m.; that the policy of the com-
pany was that the workday was from 7 a.m. to 3:20 p.m. but
“some of the welders just took advantage of being there earlier”
(Tr. p. 157); that prior to the Board election he did not have
very much control over the welders regarding who was present
at the facility and it was starting to hurt production; that before
February 11, 2004, he discussed the possible discharge of
Tanksley “[n]umerous times” with his wife (Tr. p. 186) ; that he
did not fire Tanksley before the day of the election because
Jones advised him not to; that “as soon as I had a chance after
he voted [on February 11, 2004], before the polls … closed, I
fired him . . . .” (Tr. p. 186); that the first discharge had noth-
ing to do with Tanksley’s union activities, he was not sure
where Tanksley stood as far as the union was concerned, no
one told him about any alleged Tanksley union involvement,
and he did not know whether Tanksley attended any Union
meetings; and that there was no paperwork for Tanksley’s first
discharge.
When called by Respondent, Jim Woodward testified that he
had to stay outside the building at the time of the election; that
either his wife or his mother came out and told him that there
was a problem; that his wife explained the problem to him; that
prior to February 11, 2004, he had discussed Tanksley’s work
ethic and work history with his wife, his mother, his daughter,
and Freeman; that his daughter told him that Tanksley was
“taking up more space than he was doing us good” (Tr. p. 466);
that his daughter recommended that Tanksley be fired because
of his attitude, rudeness, and lack of productivity; that when his
wife told him that they needed to let Tanksley go, he told her
that Respondent’s counsel said that they could not discharge
him; that his mother told him about a conversation she had with
Tanksley after his heart attack where he told her (a) his job was
affecting his blood pressure and he needed to find a different
job, (b) he could not find one that paid as good and had the
benefits he had, and (c) he could not get along with her son Jim
and he figured one day there would be a confrontation and he
might just hurt Jim Woodward7; that his son Dustin complained
to him that Tanksley was rude to him and sometimes would not
7 Subsequently Jim Woodward testified that he is 49 years old, is 6
feet 4 inches tall, and weighs around 220 pounds.
answer when Dustin asked him how many ramps he had done;
that after his heart attack Tanksley produced around 150 to 165
ramps a day; that before February 11, 2004, he spoke to
Tanksley about his production; that he considered Tanksley’s
failure to come to work on Saturday, January 3, 2004, insubor-
dination; that one morning Tanksley did not have any parts to
work on, he told Tanksley that they would get him some parts
“in just a little bit” (Tr. p. 475), he himself prepared enough
712 rails to keep Tanksley busy for one hour, but Tanksley had
left without letting him know he was leaving; that Freeman had
told him that there was no need to put up with that kind of atti-
tude in a place of business and he should get rid of him; that he
discussed Tanksley with Respondent’s OSHA consultant, Law-
son, and he said that Five Star should be able to fire him; that
he told Lawson “well, I’m in the process of wanting to get that
done, but counsel won’t let me right now” (Tr. p. 482); that he
did not fire Tanksley before the day of the election because
Five Star’s attorney, Jones told him that he should not; that
with the Tanksley incident with his daughter in the middle of
the voting he could no longer tolerate any more; that he tele-
phoned Jones who told him what to do; that he discharged
Tanksley on February 11, 2004; that the incidents described in
Respondent’s Exhibits 1 through 6 occurred prior to February
11, 2004, and they were considered by him as part of the basis
for the discharge of Tanksley; that he was “sure” (Tr. p. 493)
that before Tanksley’s first discharge he and his wife asked
Nicole Newberry to determine whether Tanksley was suffering
low production; and that
I told Nicole, or Nancy one, to either one of them to do it, to
pull up his records and get the history of what he was doing
long before he had problems and after he had problems to - -
have a comparison on what he has done for production now.
[Tr. p. 492.]
Jim Woodward sponsored Respondent’s Exhibit 7, which is a
typed one page statement which reads as follows:
I
HAVE
REVIEWED
BRIEFLY
DAVE
TANKSLEY’S
EMPLOYEE FILE. I LOOKED AT TIME CARD BEFORE HIS HEART
ATTACK. THEN HE WAS WORKING 8 HOURS A DAY USUALLY
AND MAKING ANY WHERE FROM 200-250 RAMPS A DAY.
ONCE HE HAD HIS HEART ATTACK HE WAS OFF FROM WORK
FOR A WHILE. WHEN HE CAME BACK HE ASKED JIM IF HE
COULD EASE BACK INTO IT. JIM SAID THAT WOULD BE OKAY.
SO HE CAME IN ON 6-05-03 ON A FRIDAY AND WORKED 8
HOURS MADE 152 RAMPS. SATURDAY HE WORKED 8 HOURS
MADE 167 RAMPS. SUNDAY HE WORKED 8 HOURS AND MADE
175 RAMPS. TO THE BEST OF MY RESEARCH THE HIGHEST
AMOUNT OF RAMPS HE HAS PUT OUT SINCE IS 170 RAMPS IN 8
HOURS.
AFTER 8 MONTHS OF BEING BACK TO WORK HERE A[T]
FIVE STAR MFG INC HE HAS NOT BEEN ABLE TO PROCUCE [SIC]
WHAT HE USED TO BEFORE HE HAD HIS HEART ATTACK. NOT
ONLY HAS HE NOT BEEN ABLE TO DO THE SAME PRODUCTION,
HE HAS NOT IMPROVED AT ALL. HE HAS STAYED THE SAME
OR EVEN HAS LOWERED HIS PRODUCTION AROUND THE SAME
TIME ALL THE UNION AND LABOR ISSUES. SOME DAYS HE ONLY
PUTS OUT 90 RAMPS IN 8 HOURS. [“PAY PERIOD OF 7-23-03”
FIVE STAR MFG.
1311
APPEARS IN THE MARGIN] HE IS WASTING HIS TIME AND FIVE
STAR’S WELDING ROOM.
FIVE STAR HIRED A NIGHT WELDER AND HE STARTED OUT
MAKING WELL OVER WHAT DAVE EVER PUT OUT. WE COULD
PUT SOMEONE ELSE IN THERE DURING THE DAYS PUTTING
OUT OVER 200 AND THAT WOULD HAVE GREAT BENEFITS FOR
FIVE STAR MFG INC. NOT ONLY WOULD WE GET THE
PRODUCTION OF RAMPS, BUT ALSO WE WOULD NOT HAVE TO
PUT UP WITH THE ATTITUDE AND ABUSE THAT DAVE
TANKSLEY SO FREELY GIVES US.
TERMINATING DAVE TANKSLEY WAS ONE OF THE BEST
MOVES FIVE STAR HAS BEEN ABLE TO MAKE IN SEVERAL
MONTHS. THE WORK ENVIRONMENT IS A LITTLE MORE
STABLE FEELING.
THANK YOU FOR YOUR TIME,
APRIL NICOLE NEWBERRY [Emphasis added.]
The document is signed. Jim Woodward testified that the lack
of productivity was one of the reasons for Dave Tanksley’s
discharge; and that Respondent’s Exhibit 7 was included in
Tanksley’s personnel file. On cross-examination Jim Wood-
ward testified that Respondent’s Exhibit 7 is not dated.
Newberry testified that she created Respondent’s Exhibit 7
in response to a request made by management; that the infor-
mation contained in this document was true and accurate; and
that she looked at several months before Tanksley’s heart attack
and several months afterwards.
Jim Woodward sponsored Respondent’s Exhibit 8, which is
an undated typed statement of Nancy Woodward. Jim Wood-
ward testified that he did know for sure that the representations
made in this statement were provided to him by his wife prior
to Tanksley’s discharge on February 11, 2004. The statement
reads as follows:
DAVE TANKSLEY HAS SHOWN ANGER TOWARD ME EVER
SINCE WE TOLD HIM WE COULD NO LONGER MAIL HIS MAIL
FOR HIM. EVERYTIME I MEET HIM IN THE HALLWAY HE
GLARES AT ME RUDELY & HATEFULLY. WHEN HE COMES IN
FOR HIS CHECK ON WEDNESDAY HE STANDS THERE &
BREATHES HEAVILY ALMOST SNORTING TIL WE GIVE HIM OUR
ATTENTION. WHEN WE HAND HIM HIS CHECK HE’LL GRAB IT
RUDELY & ALMOST BUT NOT QUITE SLAMS THE OFFICE DOOR
ON HIS WAY OUT. THEN ONCE IS [SIC] OPENS THE OUTSIDE
DOOR HE DEFINETLY SLAMS IT HARD.
HE IS TRYING TO BE INTIMIDATING. I TALKED THIS OVER
WITH LORENE ON FEB. 4. DURING OUR CONVERSATION SHE
REMINDED ME ABOUT A STATEMENT THAT DAVE ONCE MADE
A COUPLE OF YEARS AGO. HE STATED THAT HE WAS AFRAID
ONE DAY HE WOULD HURT JIM.
I HAVE THOUGHT HE SHOULD BE FIRED FOR SOMETIME
NOW. HIS ATTITUDE HAS GOTTEN WORSE LATELY. BUT WITH
ALL THE UNION CONFLICT WE DIDN’T.
THE WEEKEND OF FEB 7 & 8 WE HAD A SHOW IN KANSAS
CITY MO & I DISCUSSED THIS WITH ANOTHER OWNER OF FIVE
STAR MFG INC[.] HE SAID GET RID of him. We don’t need
that kind of attitude & threats.
THE
WAY
DAVE
HAS
BEEN
ACTING
TOWARD
MANAGEMENT OF FIVE STAR MFG INC I FELT UNSAFE. ON FEB
4, 2004 WHEN HE CAME INTO THE OFFICE FOR HIS CHECK HE
LOOKED AT ME LIKE A CRAZY PERSON HE LOOKED AWFUL.
THAT IS WHEN I TALKED WITH LORENE, ABOUT DAVE ACTING
MEAN. I FELT THAT HE COULD GO OVER THE EDGE AT
ANYTIME.
I TOLD JIM HOW I FELT & HE DISCUSSED IT WITH ME. I
TOLD HIM I THOUGHT WE NEEDED TO FIRE HIM. JIM DIDN’T
WANT TO BECAUSE OF ALL THE UNION AND LABOR ISSUES.
BUT WHEN I WALKED INTO THE OFFICE ON FEB 11, 2004 &
SAW MY DAUGHTER IN TEARS AFTER DAVE TANKSLEY LEFT
THAT WAS THE LAST STRAW. I HAD A CONVERSATION WITH
JIM AND MONROE FREEMAN (ANOTHER OWNER) AND WE
DECIDED TO LET HIM VOTE SO IT WOULD BE FAIR & THEN WE
WOULD FIRE HIM. THAT IS WHAT HAPPENED THAT DAY OF
FEB 11, 2004.
NANCY WOODWARD [Emphasis added.]
The document is signed. Jim Woodward testified that it was
included in Tanksley’s personnel file.
Newberry testified that when she saw Tanksley at Five Star
he would stare at her with a grin on his face trying to get her to
break eye contact, he would make noises like he was gagging,
and he would hold his ground and not give way when they were
walking in the opposite direction; that Tanksley acted this way
almost any time she saw him; that when he came to work in the
morning he would say “[a]nother day in paradise” (Tr. p. 628);
that Tanksley “would puff his chest up and pull his shoulders
back and just walk around like he was going to intimidate who-
ever was in his way” (Tr. p. 629); that Tanksley started acting
this way between late 2003 and February 11, 2004; that she told
her parents before and after February 11, 2004 that she did not
believe that Tanksley should keep his job; that on February 11,
2004 she was in the main office on the telephone when
Tanksley and Wurtz came into the office; that Tanksley began
breathing heavily; that when she got off the telephone Tanksley
just said “[c]heck” (Tr. p. 634); that she gave Wurtz his check
first because she came to it before she came to Tanksley’s; that
Wurtz said “[c]heated” (Id.); that they walked out, shut the
door, she heard a loud stomp and some very loud laughing, and
then they went out the main door to the parking lot and
slammed it; that she was upset because Tanksley had been rude
to her and she broke into tears; and that previously Tanksley
slammed doors.
On cross-examination Newberry testified that management
held meetings with employees before the election and Five Star
took the position that a union was not necessary; that she be-
lieved that Tanksley laughed after Wurtz made the snide re-
mark “[c]heated” [Tr. p. 670]; that this did not make her cry;
that the snorting and the huffing and puffing and pacing and
rustling around made her uncomfortable and made her cry; that
she did not recall an incident where she cried before at work
but she could not swear that she did not cry at work before; that
it was the breathing loud and the rustling around that made her
cry; that what Wurtz did did not upset her; that Wurtz was the
only one she could remember speaking during the incident; that
Tanksley’s conduct on February 11, 2004, was “just the straw
that broke the camel’s back for . . . [her]” (Tr. p. 672); that
while all of the welders are men, some of the production work-
ers are women; that there was a chance that some of the em-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1312
ployees occasionally swore out on the floor and she might have
heard it; that she did not pay any attention to it unless it was
loud or directed toward her; and that her father might have told
her to go back to work and leave the welders alone but she did
not remember that.
Nancy Woodward testified that prior to February 11, 2004, if
Tanksley was pulling a pallet jack in the hall and she was walk-
ing in the opposite direction, Tanksley would kind of veer over
into her “way of walking” (Tr. p. 719); that she believed that
Tanksley tried to impede her path of walking; that other times
when he saw her he would smirk or grin; that he would either
stare at her with a “hateful stare” (Tr. p. 721) or “he was being
very sexual look to it, like looking up and down. . . .” (Id.); that
she and Nicole were out in the hallway, she heard a gagging
noise, and it was Tanksley; that later she went to Tanksley’s
room and told him that he needed to stop making rude noises
and “if he had something to say be man enough to come out
and state his problem with whoever he was having a problem
with” (Tr. p. 722); that Tanksley would cross his arms and puff
out his chest; that Five Star is a small plant and she knows
where employees are supposed to be and when; that the prob-
lems with Tanksley started when he came back from his heart
attack and she believed that Tanksley underwent a personality
change; that her mother-in-law told her that one day Tanksley
told her that he was afraid that he was going to hurt Jim
Woodward one of these days; that the weekend before February
11, 2004, she told another owner, Dale Adams, how Tanksley
was acting and what she and her mother-in-law discussed and
Adams said that Tanksley should be fired in that there was no
point in putting up with that kind of attitude and threats, and it
was unsafe; and that prior to February 11, 2004, a decision had
not been reached by management as to Tanksley.
On cross-examination Nancy Woodward testified that it was
the first or second week in February 2004 when Lorene Wood-
ward made her statement about Tanksley commenting two
years before that one of these days he was afraid that he would
hurt Jim Woodward; that the following weekend she told one of
the owners about this at a show in Kansas City; and that she did
not memorialize in a document Tanksley looking at her from
head to toe.
Jim Wooten sponsored Respondent’s Exhibit 9, which is a
typed statement of April Nicole Newberry dated February 11,
2004. He testified that the document was not available to him
before Tanksley’s discharge on February 11, 2004, but he was
aware of what happened at that time because he spoke with his
daughter before Tanksley was terminated. The statement reads
as follows:
DAVID TANKSLEY GOES BY DAVE AROUND FIVE STAR.
THAT IS WHO I WILL BE REFERRING TO AS DAVE.
TODAY DAVE CAME INTO THE OFFICE WHILE I WAS ON
THE PHONE. I ENDED MY CONVERSATION AND BY THEN
RICHARD WURTZ WAS IN HERE TOO. I ASKED CAN I HELP YOU.
DAVE SAID ‘MY CHECK’. RICHARD SAID ‘CHECK’. I HANDED
RICHARD HIS FIRST BECAUSE I CAME TO IT FIRST FROM THE
BACK. I GAVE DAVE HIS. RICHARD SAID RIP OFF CHEATED.
DAVE SMIRKED WITH A LAUGH AND RICHARD LAUGHED.
RICHARD ASKED FOR A COPY OF HIS TIME CARD. I TOLD HIM
HE WOULD HAVE TO WAIT UNTIL NANCY GOT IN HERE. THEY
WALKED OUT OF THE OFFICE AND STOMPED THEIR FEET AS TO
A [SIC] GESTURE WHAT THEY WOULD LIKE TO DO TO ME OR
THAT THEY WERE MAD. BOTH CACKLED, WENT OUT OF THE
OUTSIDE DOOR WITH A LOUD SLAM.
DAVE TANKSLEY WAS VERY RUDE THE WHOLE TIME HE
WAS IN HERE. WHEN I WAS ON THE PHONE WITH A CUSTOMER
HE WAS STANDING THERE GETTING VERY ANNOYED THAT I
WAS ON THE PHONE. HE WAS HUFFING AND PUFFING LOUDLY
BECAUSE HE WAS JUST DISGUSTED I WAS NOT WAITING ON
HIM RIGHT THEN AND THERE.
AFTER THEY LEFT I STARTED TO CRY. A PERSON SHOULD
NOT HAVE TO TOLERATE SUCH RUDENESS AT THEIR JOB. BUT
DAVE HAS BEEN VERY RUDE TOWARDS ME LATELY.
ACTUALLY HE HAS BEEN RUDE AND HATEFUL TO ANYONE
WHO IS FAMILY OR WHO IS IN A MANAGEMENT POSITION. ALL
I WAS DOING WAS MY JOB. MY CONVERSATION I KNEW WAS
ABOUT TO END SO I DIDN’T PUT THEM ON HOLD. THERE WAS
NOT [SIC] EXCUSE FOR DAVE OR RICHARD TO ACT LIKE THAT.
MONROE FREEMAN AND DUSTIN WOODWARD WALKED IN
SHORTLY AFTER DAVE AND RICHARD LEFT THE OFFICE. SO
DID KERRY STULTZ A WELDER HERE. ALL OF THEM
WITNESSED ME CRYING.
DAVE TANKSLEY HAS BEEN VERY RUDE AND TRIES TO
PULL A POWER STUNT EVERY [SIC] SINCE THE FIRST OF
DECEMBER. NOT 1 DAY HAS WENT BY THAT HE DOES NOT
SLAM THE FRONT DOOR WHEN HE LEAVES.
HE HAS SHOWN INSUBORDINATION ON NUMEROUS OC-
CASIONS.
APRIL NICOLE NEWBERRY [EMPHASIS ADDED.]
The document is signed.
Newberry testified that Respondent’s Exhibit 9 are her notes;
that they accurately reflect what occurred on February 11,
2004; that she believed that she included all relevant informa-
tion; that she told her mother what happened and then shortly
after that she told her father why she was crying; that before
February 11, 2004 no one discussed with her whether
Tanksley was involved in the Union or not; and that Five Star
is a small company, and she kind of knows what everybody
does.
Subsequently Newberry testified that she believed that when
Wurtz said “rip off, cheated” he had looked at his check al-
ready; that it was her understanding that he was referring to his
check when he made that statement; that it was a negative
statement as far as the Company is concerned in that what he
was saying is that he felt that he was cheated with respect to his
pay; that according to what she wrote in Respondent’s Exhibit
9 both Wurtz and Tanksley then laughed; that she was not look-
ing and she did not know whether Tanksley or Wurtz was the
last one, between the two of them, to leave the main office; that
she included both Wurtz and Tanksley in her reference to
stomping their feet; that she did not know who stomped their
feet; that she could hear both Wurtz and Tanksley laughing
loud (cackling according to her entry) in the hall; that she did
not see and has no personal knowledge as to who slammed the
outside door; and that she did not believe that Wurtz was disci-
FIVE STAR MFG.
1313
plined for his conduct on February 11, 2004. When asked
“Why not,” Newberry gave the following answer:
He [Wurtz] hadn’t ever had run-ins with me like that before.
He—I was upset because of Dave [Tanksley]. Richard
[Wurtz]—like I—you can look, I took a lot from Dave. The
grins, the puffing up, just being hateful. I can take quite a bit
and then everyone has got a breaking point. Richard [Wurtz]
hadn’t been rude like that in the hallways. [Tr. pp. 689 and
690.]
Tanksley testified that he never received any discipline at
Five Star prior to February 11, 2004; that on February 11, 2004
when he finished work at 2 p.m. he went, along with other em-
ployees, to Five Star’s main office to get his paycheck; that he
did not speak with Jim Woodward’s daughter when he was in
the office, he was not rude or disrespectful, he did not stomp
out of the office, he did not slam the door, he did not do any-
thing to upset Jim Woodward’s daughter, and she was not cry-
ing while he was in the office; that while he was sitting in his
car in Five Star’s parking lot waiting to vote in the 2:30 p.m.
Board election, Ritter came out of the Five Star facility; that he
waved to Ritter who told him that they were not supposed to be
communicating until after the election; that he said to Ritter
“well, I think we got it made”; that Ritter got into his car, which
was parked next to Tanksley’s, and drove to the end of the
property; that he saw Jim Woodward and Monroe Freeman in
front of Five Star’s building and Jim Woodward was looking
toward him and Ritter; that Jim Woodward “was enraged pretty
much is what the look I seen on his face” (Tr. p. 215); that
while he sat in his car he finished calculating what he was owed
for his piece rate work and he determined that there was a dis-
crepancy between his records of what work he did and his pay-
check; that he walked over to Jim Woodward and Freeman and
asked Jim Woodward who he needed to see about getting his
paycheck corrected; that Jim Woodward told him that they
were not supposed to be communicating until after the election
and for him to get back in my car; that at 2:30 p.m. he voted
and then he went into the main office to see about getting his
check corrected; that Jim Woodward, his mother, his wife, his
daughter, and Freeman were in the main office; that he asked
Jim Woodward if he could get his paycheck corrected, and Jim
told him to get his personal effects and bring his timecard back
to the office; that Jim’s wife then told him that his services
were no longer required; that he did as instructed; that when he
returned to the main office with his timecard he asked Jim
Woodward why he being fired and Jim Woodward said “no
reason” (Tr. p. 217); that Jim Woodward’s wife corrected the
paycheck, apparently adding $40, he got in his car and drove to
the end of the parking lot where Ritter was sitting, and he told
Ritter what had happened; that the Union won the election; that
before February 11, 2004, during the 12 years he worked for
Five Star, he had never received a write up for any reason and
he was never told he had an attendance problem; and that a
charge was filed over his February 11, 2004 discharge and he
gave an affidavit or affidavits to a Board agent during the in-
vestigation of the Board charge.
Wurtz, who was a welder with Five Star from April 2000 un-
til he voluntarily quit on March 7, testified that on February 11,
2004, he picked up his paycheck in Respondent’s main office;
that Tanksley was standing behind him; that Nicole Newberry
handed him his paycheck and then she handed Tanksley his
paycheck; that he heard Nicole say something but he did not
recall what it was; that he and Tanksley exited the room and
Tanksley walked back into the plant; that neither his nor
Tanksley’s behavior to Nicole was rude or disrespectful; that he
and Tanksley did not (a) stomp out of the office, (b) slam the
door, or (c) do anything to upset Nicole; that no one was visibly
upset while he was in the office; and that Nicole was not crying
when he was in the office.
Nancy Woodward testified that she was not in the main of-
fice on February 11, 2004, when Tanksley picked up his pay-
check; and that when she later entered the main office
Nicole was crying and I said, well, what is the problem. And
she said, well, Dave [Tanksley] was in here doing his usual
stuff, giving me a hard time, he said something about she
cheated him on his check and went out and stomped his feet
and slammed the door, again. [Tr. 730] [Emphasis added.]
Nancy Woodward testified further that she went out and found
her husband and Monroe Freeman, told them what happened,
and told them that she thought they needed to let Tanksley go.
Ritter testified that after the pre-election conference on Feb-
ruary 11, 2004 he was leaving Five Star’s premises for the 1
hour window before the vote; that his vehicle was parked next
to Tanksley’s vehicle and the two vehicles were facing in the
opposite direction so that the driver’s side of his vehicle was
facing the driver’s side of Tanksley’s vehicle; that Tanksley
was sitting in his vehicle and he asked him how it was going,
how he was doing, or “something like that” (Tr. p. 350); that he
told Tanksley that he really could not talk at that time and
“[w]e’ll know in about an hour” (Id.); that as he backed out of
the parking space he saw Jim Woodward standing at the en-
trance to the plant observing him leave; and that Jim Wood-
ward had followed him out of the plant.
Leuschen testified that he was the observer for the Union at
the Board election and Gibson was the observer for the Com-
pany at the February 11, 2004 election; and that the Union won
the election, and the votes were counted in front of the employ-
ees immediately after the voting took place. On cross-
examination Leuschen testified that after the election his job
remained the same and he was not moved from the area he
where he worked; and that no manager threatened him.
On February 12, 2004, when Henry arrived at work at 5 a.m.
he saw a note on the door which indicated that all employees
would start at 7 a.m., they would take a break at 10 a.m. they
would take lunch at 12 noon and there would be no exceptions.
Henry testified that he went home and returned to work at 7
a.m.; that Jim Woodward had him come into his office; that Jim
Woodward said that he was collecting all keys and he gave the
key he had used every morning for some time to open Respon-
dent’s facility at 5 a.m. back to Jim Woodward; that he told Jim
Woodward that he hated to give up the key and Jim Woodward
said “maybe things will get better” (Tr. p. 28); that he thought
that welder Randy Looney and maybe welder Kerry Stultz also
had a key to Respondent’s facility; that before February 12,
2004, welders just wrote down their time on the card and they
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1314
were not required to come to work at a certain time; that before
February 12, 2004, he seldom took a morning break and he
would only take 5 or 10 minutes for lunch; that before February
12, 2004, he usually left work at 1:45 p.m.; that before Febru-
ary 12, 2004, the other welders who came in before 7 a.m. in-
cluded Leuschen, Ron Atkinson, Andy Anders, Tanksley, and
Looney; that before February 12, 2004, welders would leave
work when they finished the number of ramps that they wanted
to get done; that in the past he arrived at work as early as 3 a.m.
to avoid working during the hottest part of the day in the sum-
mer since the welding rooms were not air conditioned; that
after February 12, 2004, (a) if he did not quit work at 10 a.m.
for a break, Jim Woodward would get him and tell him that it is
breaktime, (b) he was not allowed to work through lunch, (c) he
was not allowed to leave work until 3:30 p.m., (d) welders were
still paid by the piece and not by the hour, and (e) whereas in
the past the welder wrote the number of pieces he completed on
his time card, after the election there was an employee in the
washroom (where the ramps were washed in a solution) as-
signed to counting the number of ramps that each welder com-
pleted; that Respondent’s production workers were paid by the
hour; and that it was the practice of welders to go get a snack,
pop, coffee, or water or go to the restroom other than at break
time, and Jim Woodward was aware of this.
On cross-examination Henry testified that at one point At-
kinson had a key and then prior to the election he did not have
the key anymore but he did not know why Atkinson lost his
key; that before the Board election when he and other welders
worked at about 5 a.m. sometimes neither Jim Woodward nor
any other representative of management was present; and that
when the hours were flexible for welders, they could come and
go as they saw fit, and management could not be sure which
welders would be there at a given time. On redirect Henry testi-
fied that welders had flexible schedules from 1991 until the
Board election. And on recross Henry testified that when he
was first hired by Five Star he was working by the hour and he
worked from 5 p.m. to 2 a.m. On further redirect Henry testi-
fied that he worked for Jim Woodward’s father Doyle when he
first started with Five Star; that he worked by the hour; that he
quit; that subsequently Jim Woodward telephoned him and
asked him if he wanted to do some welding; that when he re-
turned to Five Star he worked for Jim Woodward in the old
building; and that Jim Woodward told him when he returned
that he would be working on a piecework basis.
Jim Woodward testified that on or about February 12, 2004,
he took keys for Respondent’s facility back from Henry, Stultz,
and Holt, none of whom are supervisors, and he posted a notice
informing welders that without exception their hours would be
7 a.m. to 3:30 p.m., with set break times in the morning, at
lunch, and in the afternoon; that he did not notify the Union that
he was getting the keys back from the three employees; and that
he did not notify the Union that he was making the above-
described changes. In response to questions of Respondent’s
attorney, Woodward testified that he took the key to Respon-
dent’s facility away from Atkinson sometime before the Board
election because he did “a few things that wasn’t right” (Tr. p.
153); that in the past he had taken keys away from other em-
ployees; that he took back the keys after the Board election in
February 2004 because he was having a problem with the in-
volved door lock, he had a locksmith redo the whole key sys-
tem, and he gave the old keys to the locksmith; that the keys he
took back from the employees on February 12, 2004, would not
have worked in the new door lock; that in essence the locks had
been changed; that the employees did not receive keys to the
new lock because it was decided that nobody but the owners or
Five Star should have a key; that before the Board election
certain employees had keys so that they could come into work
early and work on Saturdays when he was not there; that he
posted the notice setting forth the hours, breaks and lunch time
on February 12, 2004, because he needed to get the situation
regarding welders under control so that they would be at work
at the same time and leave at the same time; that this change
was occasioned in part by the recommendations of Respon-
dent’s OSHA consultant and Respondent’s insurance agent
regarding liability; that he was told in November or December
2003 that he needed to put a stop to allowing employees to
work in the facility without a management representative being
present, but that he could not do anything about the situation
until at least election day; that one of the concerns was that
there was no one around to take an employee to a doctor if he
got hurt; that another concern was that welders who left early
and were off Respondent’s property could expose Respondent
to liability; that the new policy requires employees to clock out
before leaving the property; that Respondent did not have a
time clock before the Board election in February 2004; and that
even after the welders had to punch a time clock they continued
to be paid on a piecework basis. In response to questions of
counsel for General Counsel, Jim Woodward testified that he
did not notify the Union before he installed the time clock, but
he told Respondent’s counsel and Jones may have notified the
Union; and that Zinn was his night supervisor but he did not
hold the title, he did vote in the election, and Respondent did
not take the position that he was a supervisor at the time of the
election.
Ritter testified that Five Star neither notified the Union be-
fore February 12, 2004, of Respondent’s intent to (a) change
the welders’ start and quit time, and break and lunch policy,
and (b) take keys from welders which affected their hours and
working conditions, nor did Five Star afford the Union a mean-
ingful opportunity to bargain before taking these actions.
Wurtz testified on cross-examination by Respondent’s attor-
ney that he worked on the night shift when he was first hired in
2000; that no employee on the night shift was designated as a
supervisor or as the company representative; that before the
Union election in February 2004 he was working on the day
shift; that Jim Woodward told him to come to work at either
6:30 or 7 a.m. before the election; and that while Jim Wood-
ward was flexible with respect to the welders’ hours before the
election, after the Union election in February 2004 Jim Wood-
ward was more firm about hours and breaks.
Leuschen testified that he arrived at work on February 12,
2004, at 5:30 a.m.; that usually welders Henry, Atkinson, Andy
Anders, and Tanksley are at work before 7 a.m.; that none of
the welders were there that morning when he first arrived; that
he saw the note on the door indicating “[o]ur hours are 7:00 to
3:20. Break at, mandatory breaks at 10:00 to 10:10 and 12:23
FIVE STAR MFG.
1315
[sic]. No exceptions” (Tr. p. 378); that he returned to work at 7
a.m.; that before this he usually worked from 5:30 or 6 a.m. to
1:30 or 2 p.m.; that before February 12, 2004, he usually took
just one 30 minute break, at 10:30 a.m., during the workday;
that he did not have a set schedule before February 12, 2004,
and therefore, he was able to do farm work and side jobs such
as logging after he finished for the day at Five Star; that with
the change, in the summer he would have to work in a welding
room that was not air conditioned during the hottest part of the
day; that the change worked a hardship on him; and that he was
not given a reason for the change by any supervisor or man-
ager.
Jim Woodward testified that after Tanksley’s discharge on
February 11, 2004, a charge was filed by the Union with the
Board and he received a copy of the charge; that Respondent’s
attorney recommended that Tanksley be reinstated and he was
in early April 2004; that when Tanksley was discharged in
February 2004 he was welding frames for the arch ramps; and
that Tanksley had worked in the same welding room from the
time Respondent started using its new building. In response to
questions of Respondent’s attorney, Jim Woodward testified
that no one told him prior to the election of 2004 that Tanksley
was in any way involved with the Union or the attempted un-
ionization of Five Star; that the problem with Tanksley started
in 1993 when some of Respondent’s employees filed an action
against Five Star under a wage and hour claim and Five Star
had to pay some penalties for hours worked over 40 hours; that
some of the employees received back pay; and that when
Tanksley did not he expressed his displeasure to him.
Jim Woodward sponsored Respondent’s Exhibit 4 which is
dated “2-16-04” and reads as follows:
DAVID TANKSLEY’S ATTITUDE IN THE LAST 3 MONTHS
HAS COMPLETELY CHANGED FOR THE WORST. IT WAS TIME I
FELT LIKE DAVE NEEDED TO BE DISMISSED FROM FIVE STAR
MFG, INC.
ALSO I CANNOT GIVE A SPECIFIC DATE, BUT I REMEMBER
SOME TIME AGO WHEN DAVE CAME INTO THE OFFICE AND
SAID ‘HE WAS AFRAID HE WOULD HURT JIM WOODWARD’.
EVER SINCE THEN I HAVE BEEN UNSURE ABOUT DAVE’S
ATTITUDE AND STABLENESS.
LORENE WOODWARD
The document is signed. Jim Woodward testified that it was
placed in the employee’s file.
Tanksley testified that since 1996 he had been welding
frames for the arch ramps; that when he was reinstated in April
2004 he was told by Jim Woodward to come to work at 7 a.m.;
that Jim Woodward met him at the door to his welding room
and told him that the starting time was 7 a.m., there were man-
datory breaks at 10 a.m., noon (30 minutes for lunch), and 2
p.m., and he could not leave the premises until 3:30 p.m.; and
that this was a change with respect to starting time, quitting
time, and when he took breaks, including lunch.
Lawson testified that he did not agree with the decision to re-
instate Tanksley.
Nancy Woodward testified that she did not support the rein-
statement of Tanksley; and that Tanksley’s conduct in the hall-
ways of the plant after he was reinstated “[p]robably wors-
ened.” (Tr. p. 737)
Newberry testified that Tanksley’s alleged conduct, which is
described above, got worse in that Tanksley would not use his
time wisely, he went to the vending machines when it was not a
scheduled break, and he just did as he pleased; that Tanksley’s
production was low; that one of the big companies that Five
Star has is Wal-Mart and it is not uncommon to receive an or-
der from Wal-Mart that needs to be completed in a short time;
that very rarely did she see an employee other than Tanksley
outside of a scheduled break going to the vending machines;
and that she told her parents after he was reinstated that she did
not believe that Tanksley should keep his job.
Rod Gibson, who was hired as an hourly production em-
ployee by Respondent in May 2003, testified that he believed
that immediately before the Board election on February 11,
2004, he was moved from production to the washroom to count
ramps that welders brought to the washroom to be further proc-
essed; that before this the welders counted their own ramps;
that his supervisor in the washroom is Dustin Woodward, who,
as indicated above, is the son of Jim Woodward; that he was
not aware of any occasion where Tanksley did not respond to
questions posed by Dustin Woodward; that there were instances
(not more than five) where Tanksley did not respond to his
questions, namely how many ramps he had after he, Gibson,
had counted them; that this was information he needed to con-
firm his count; that possibly Tanksley did not hear him; that
Tanksley was the only welder who did not answer him; that it is
possible that he might have said something to Dustin Wood-
ward about this but he did not recall; that he never saw
Tanksley handle his ramps on a pallet jack in a manner that was
inconsistent with other welders; that when he greeted Tanksley,
he usually was unresponsive; that there was never an occur-
rence where Tanksley would be coming down a hallway, the
same hallway he, Gibson, would be coming face to face, walk-
ing toward each other, and Tanksley would not move out of the
way; that Tanksley had the lowest production of the welders;
that it was his understanding that the quota for arch ramps was
80 and Tanksley was producing on average 40 to 50; that on
one occasion Tanksley stared at him in the break room; that
Tanksley never made faces at him or any type of odd noises;
that Tanksley did greet him “every morning” (Tr. p. 438) by
saying “[a]nother day in paradise” (Id.); that Tanksley was
disrespectful to Dustin Woodward in that when he, Gibson,
and Dustin Woodward counted the ramps and asked Tanksley if
that was how many ramps he had, Tanksley always had the
same answer, namely “yep or that’s what I got” in a loud tone
without a smile on his face.
On cross-examination Gibson testified that he was the ob-
server for the Respondent at the Board election on February 11,
2004; that he is a friend of Dustin Woodward, he takes him
trapping, he has hunted with him, he rides to lunch with him,
and he has gone over to his house; that he is an hourly em-
ployee; that under the old system the welders counted their own
ramps; and that he presumed the quota was 80 but he has no
personal knowledge as to the targets.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1316
Subsequently Gibson testified that he has walked down a hall
with Tanksley coming in the opposite direction and Tanksley
accommodated him.
James Dustin Woodward testified that usually both he and
Gibson counted the ramps to verify the welder’s production;
that prior to February 11, 2004, Tanksley had the lowest pro-
duction amongst the welders; that there were times in the wash-
room when Tanksley walked away if he asked him something
or he would just turn his back and walk away or would “rudely
reply back to him” (Tr. p. 799); that by “rudely reply back” he
meant that if he asked Tanksley if that is right, he “would say
yes real—just real hateful like. Or, that is what I got, kind of
hatefulish” [sic] (Id.); that on any given day he would say to
Tanksley this is the number I got and Tanksley “just would turn
his back and walk away. He wouldn’t say yes, no, nothing” (Tr.
p. 800); that he has approached Tanksley in Five Stars plant
when they were walking in the opposite direction and it seemed
like Tanksley would veer towards him and he would have to
change his course of walking to go around Tanksley; that two
or three times when he operated a forklift Tanksley would get
in the middle of the hallway and cause him to stop and wait
until Tanksley moved; that Tanksley stared at him until he
looked away; and that Tanksley grinned at him.
On cross-examination Dustin Woodward testified that
Tanksley’s smile was “not a normal … smile. It wasn’t a
friendly smile. It was a smug, I can’t stand you type smile” (Tr.
p. 812); and that his count of ramps, and not Tanksley’s, was
the official count.
Jones, Respondent’s original labor lawyer, testified that on
April 5, 2004, Five Star withdrew objections to the election;
and that he sent Respondent’s proposed collective bargaining
agreement, Respondent’s Exhibit 17, to Ritter about the same
time so the Union would have it for their first bargaining ses-
sion.
Jim Woodward sponsored Respondent’s Exhibit 12 which is
a handwritten statement dated April 13, 2004. It reads as fol-
lows:
At 3:10 pm I Dustin Woodward told David Tanksley to stop
shutting his welding room light off because the night crew
welds behind him. And David Tanksley delibritly [sic] turn
[sic] and walk away and would not even acknowledge what I
said to him.
The document is signed. Jim Woodward testified that this
document was included in Tanksley’s file. Dustin Woodward
testified that he drafted the memorandum; and that the involved
lights take 20 to 25 minutes to cool and turn back on, and the
night crew would have to stand around waiting for the light to
kick on instead of being able to work.
At the trial herein Respondent stipulated that on April 19,
2004, the Union was certified as the exclusive collective-
bargaining representative of the unit.
Jim Woodward testified that for the eight years before his
discharge in February 2004, Tanksley’s primary job was weld-
ing frames for arch ramps; that a week or two after he was rein-
stated in April 2004, Tanksley was assigned to a different job;
that he needed more production out of the room Tanksley was
in but he could not recall any unusual ramp orders at the time;
that he needed more production on the arched ramps so that
other welders, who apparently worked on the arched ramps
after they were rolled, would have work; that Tanksley was
placed in a room building item number 400 ramps because
Respondent was not in such a hurry for them; that it is possible
that he changed Tanksley’s job and then several weeks later he
changed Tanksley’s room; that up to this reassignment,
Tanksley had worked in the same room since Respondent
started using the new building; that Randy Looney was moved
into Tanksley’s room but he did not weld the arched ramp
frames; that Aaron Busby did the work that Tanksley previ-
ously did; that maybe he had Jamie Holt also welding the
frames for the arched ramps; and that sometimes he had three
employees welding the frames for the arched ramps.
Henry testified that sometime after his reinstatement
Tanksley was moved to a different welding room to weld dif-
ferent parts; and that up until that time Tanksley had worked in
the same room since the new building opened. On cross-
examination Henry testified that some of the welders were
asked to perform a variety of welds; that he did different welds;
that Tanksley at times was asked to do different welds; that in
May 2004 Tanksley was performing work similar in nature to
work that he, Henry, had performed; that on occasion Tanksley
would share his welding room with Aaron Busby; and that
nightshift welders would use his and Tanksley’s welding room.
Tanksley testified that on April 19, 2004, Jim Woodward
came into his welding room and told him to tear down what he
was using to build the frames for the arched ramps, and to set
up to start building for 400 folding ramps; that with the 400
folding ramps, unlike the frames for the arched ramps, he spent
one half the day bent over into a stoop for half of his welds;
that this tore up his back; that he had not done this work for a
long period in the last 8 years of his employment with Five
Star; that before he started welding the frames for arched ramps
he told Jim Woodward that working on the 400 folding ramps
tore up his back; that on April 19, 2004, he told Randy Looney,
who was in his room helping him transfer over to the 400 fold-
ing ramps, that Jim Woodward was doing this because he knew
that it would kill his back and Jim was trying to get him to quit;
and that welding supervisor Randy Looney replied “[w]ell, you
know how things are going around here” (Tr. p. 231). On cross-
examination, Tanksley testified that he never gave Five Star a
written notice from his doctor restricting what job duties he
could perform; and that he never filed a workers’ compensation
claim with respect to his back injuries because he did not sus-
tain the injury at work but it was aggravated by work.
Nancy Woodward testified that Tanksley never came to the
office and produced any doctor’s note restricting his work on
the 400s; that she and her husband would be aware if an em-
ployee has a medical restriction with respect to the parts he can
work on; that Tanksley never conveyed to her any type of doc-
tor’s note restricting the type of work he could do; that
Tanksley did not come to her or her husband and express any
concern about his back or the pain to his back after he started to
work on the 400s; and that Tanksley did not miss any time off
work because of his back injury after he was put on the 400s. In
response to certain of Respondent’s attorney’s questions Nancy
Woodward gave the following testimony:
FIVE STAR MFG.
1317
Q. Were you even aware that he [Tanksley] had some
type of back injury?
A.
No. Well I knew he occasionally had problems
with it but—because he—
Q When he was reassigned to the 400s did he reassert
his back injury or—
A. No.
Q. —back issues?
A. No. [Tr. pp. 696 and 697]
Nancy Woodward also testified that Tanksley never filed a
request for a workers’ compensation injury, and he never had
an injury which had to be recorded on the OSHA 300 log.
Jim Woodward testified that when Tanksley was reinstated
Respondent protested paying his unemployment; that Respon-
dent informed the Division of Employment Security that
Tanksley was terminated for insubordination; that no other
reason was given for the termination; that there was an em-
ployment hearing which Tanksley was present for; that
Tanksley reported to Respondent late that morning for work
after the unemployment hearing; that he sent Tanksley home
because he did not know how long Tanksley was going to be
gone and he had someone else doing the work in Tanksley’s
room; that he had no place to put Tanksley; that he could not
say who was working in Tanksley’s room that day, he did not
know where the individual came from, it may have been a
“night guy” (Tr. p. 90) but he did not remember who came in;
that he could have called a night shift person to work the day
shift but he did not remember who was in Tanksley’s room;
that he needed Tanksley’s production that day but he did not
have any place to put Tanksley; that Respondent has ten weld-
ing rooms and some are occupied by more than one welder; that
Tanksley did not tell him that he would be in for work that day
and he did not expect Tanksley to return to work after the un-
employment hearing; and that when Tanksley did return to
work he did not have “work available for him to do” (Tr. p.
184).
By letter dated May 18, 2004, Respondent’s Exhibit 14,
Jones advised Ritter as follows:
Thank you for your letter of May 12, 2004. My client
has requested that you send any communication to me and
not send him copies, and that will hopefully help avoid
confusion.
We will defer putting the work rules and personnel
policies in effect except to the extent that they announce
policies that have been observed by the company in the
past, pending further discussion with you about any spe-
cific issues.
We are available to meet here at my office at 6:30 p.m.
on Thursday, May 27, 2004. . . .
Jones testified that prior to this Five Star did not have any writ-
ten work rules which were presented to him; and that he tried to
incorporate Respondent’s unwritten work policies into the writ-
ten personnel policies which were drafted.
Tanksley testified that on May 19, 2004, there was a hearing
on the unemployment compensation for the time he was off;
that the hearing began at 9 a.m.; that he attended the hearing
along with Jim Woodward’s wife and daughter; that the day
after he received the notice, he showed supervisor Randy
Looney the notice regarding the hearing, and Randy Looney
said that he would let Jim Woodward know about it; that he
also told Randy Looney at that time that he did not know for
sure if he would be coming to work afterwards because he did
not know what time everything would be settled; that subse-
quently he found out that the Union was going to be working
on a contract and on May 18, 2004, the day before the unem-
ployment hearing, he told supervisor Randy Looney that he
definitely would be back to work after the unemployment hear-
ing; that when he got to work on May 19, 2004, at 10:40 a.m.
Jim Woodward met him at the door; that he was trying to enter
into the building to go to work and Jim Woodward said that he
had something going on in my room and he told me to just go
home and come back tomorrow; that he started to leave, he
decided to use the restroom before he left but the employee
door to the building was locked, which was usually only done
when the business was not open; that he believed that he should
let someone know that he showed up for work that day so he
waited in the parking lot until noon and when Randy Looney
came out he told him that he had showed up for work at 10:40
a.m. and Jim Woodward told him to go home; and that he also
told Randy Looney about the door being locked. On cross-
examination Tanksley testified that at the unemployment hear-
ing he testified that Jim Woodward had been treating him like a
dog for 10 years.
According to his testimony, on May 20, 2004, Tanksley was
taken out of the welding room he had used for approximately
12 years. On cross-examination Tanksley testified that when he
moved to the other room Wurtz worked in the same room with
him; that he did not know Justin Kline; and that he did not work
within 5 feet of Kline.
By letter dated May 27, 2004, Respondent’s Exhibit 16,
Jones advised Ritter and the bargaining committee as follows:
At our first meeting on this date, as the chief spokes-
man for the company in this bargaining, I want to thank
you for meeting with us at this time and place.
We have an important responsibility to work together
to try to accomplish three things:
(1) First, we need to discuss the company’s personnel
policy booklet which has been prepared and distributed to
you and which we would like to implement as soon as
possible. We recognize that you have a right to comment
on this. After considering your comments, we will take
those into consideration in connection with the final rules
that we will post and publish for the information of all
employees.
This company has always had rules of conduct that
have been expected of its employees. However those rules
have not always been written down. The employees de-
serve to have these rules written down so they can see
what is expected of them and that is what we have at-
tempted to do.
The company has an inherent management right to
have rules of conduct, and this is not a matter that we have
to negotiate to a final agreement on like a collective bar-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1318
gaining agreement, as the company has a right to post
rules and to require them to be followed, pending negotia-
tion. Anything in a final collective bargaining agreement
that is reached, that is different from the rules will super-
sede the rules. But until we reach some other agreement,
the rules will be applicable to all employees.
(2) Second, we have litigation to settle. We have an
NLRB trial coming up July13. We had a settlement con-
ference with the Regional Office yesterday. . . .
(3) Finally, we have a duty to seek to reach a bargain-
ing agreement. In order to do this, the company has been
indicating that it would bargain with the union since April
5. At that time, we voluntarily withdrew the objections to
the conduct of the election or to conduct affecting the re-
sults of the election and asked the NLRB to certify the un-
ion as the representative so we could commence bargain-
ing. We will do our best to bargain with the union for a
one-year agreement of the type that we have proposed. We
will be glad to discuss any issues, but we would suggest
that we go through that proposal and agree on those sec-
tions that we can and see what issues remain.
. . . .
We will make tentative agreements as we proceed, and
it is understood that no tentative agreement is binding on
either party until the entire package has been agreed upon
for presentation to ratification. . . . . Our side has full au-
thority to reach tentative agreements subject to ratification
by the company’s board of directors. We assume the union
has a right to reach tentative agreement subject to the rati-
fication of the members or the bargaining unit. We assume
that the union will tell us otherwise if that is not accurate.
Jones testified that the first bargaining session was held in his
office in Springfield; that thereafter the Union wanted to meet
at a different location; that after the first meeting, he requested
a Federal mediator attend the meetings; that the Federal media-
tor scheduled the meetings, and they met in a building in
Aurora once or twice; that the Union did not submit to him a
written collective-bargaining agreement; that at the bargaining
sessions they reviewed Respondent’s proposal; that Respon-
dent’s Exhibit 16 is a letter that he handed Ritter at the first
bargaining session in his, Jones’, office; that scheduling was
hampered by the fact that his mother passed away in April
2004; and that he has bargained for various companies “over
the past 30 or 40 years that . . . [he has] been practicing labor
law here in . . . [Springfield].” Tr. p. 548) On cross-examination
Jones testified that he could not recall the specific discussion on
the management rights clause; that Respondent did not reach
agreement with the Union on the grievance and arbitration pro-
cedures Five Star proposed;8 that he told Ritter during the bar-
8 The Respondent’s proposal, R. Exh. 17, includes the following lan-
guage in art. 3, sec. 3.8:
The arbitrator’s power and authority and jurisdiction in con-
nection with the arbitration of a discharge-type grievance shall be
limited to deciding whether the Company violated any law or
abused its managerial discretion in making any discharge or in
announcing any decision at the conclusion of the investigation of
the grievance as aforesaid. The Union shall have the burden to
gaining session that if he was offering anything of substance he
should put it in writing; that the Union did present its own pro-
posal of the article one preamble; that the first bargaining ses-
sion, which was held in his office, started at 6:30 p.m.; that he
ended the first bargaining session after about two hours because
they were going through substantial portions of Five Star’s
proposed collective bargaining agreement and “it was like cross
examining me about what—each proposal was about. . . .
It
was a very long and tedious process. It was sort of a waste of
time” (Tr. p. 568); and that he did not know if the Union and
the employee bargaining committee wanted to understand what
he was proposing.
Greg Turner, who began working as a welder for Respondent
on May 31, 2004, testified that he did not have any interaction
with Tanksley and that was probably his, Tanksley’s, choosing;
that when he said good morning to Tanksley he did not reply;
that Tanksley could hear him; that Tanksley spoke to other
employees, and responded to other employees’ inquires; that he
did not complain to management regarding Tanksley’s conduct
toward him; that he made management aware of Tanksley’s
conduct towards him (“[y]es” in response to a leading question
of Respondent’s attorney, Tr. p. 407); that Respondent did not
ask him to meet certain production limits; that there was no
expectation of the employer for a certain amount of production
from his area; that “[e]very day we had to have quantity” (Tr. p.
408); that he looked at the number of units completed handwrit-
ten on other employees’ timecards; that based on his observa-
tion “during . . . most of the time after I got accustomed to it I
was doing more ramps than anyone else” (Tr. p. 409); that he
was asked by other welders not to do so many ramps (he an-
swered “[y]es” to a leading question asked by Respondent’s
attorney who called him as a witness (Tr. p. 409); that “[y]es”
(in response again to a leading question of Respondent’s attor-
ney (Tr. p. 412)) he did speak to a supervisor regarding the
conversation; and that if he was walking in the hall in the oppo-
site direction of Tanksley, he would make sure he was not in
Tanksley’s way.
On cross-examination Turner testified that the timecards are
in a rack and only the top two inches of the timecard is visible
when it is in the rack; that when the card is in the rack he could
see the name, the date and maybe one entry; that the one entry
that he maybe could see while the timecard was in the rack was
“[d]aily time, what that person put down on that day for quan-
tity of parts fabricated that day” (Tr. p. 415); that he did not
believe that he told employees that he was not fond of the Un-
ion; that he circulated a petition trying to get the Union out; that
he is 42 years old, a hunter and a fisherman; and that he has
“welded from 330 feet in the air swinging on the ball of a chain
in 30 mile an hour winds to 42 feet underground with the walls
caving in on me.” (Tr. p. 417.)
On redirect Turner testified that he found out about a decerti-
fication petition from an fellow employee who found the in-
formation on his computer; that he obtained the signatures of
his fellow employees on the decertification petition; that he
prove its claim by competent evidence (not based on hearsay) that
the discharge was unjust and an abuse of managerial discretion,
which burden of proof shall be by clear and convincing evidence.
FIVE STAR MFG.
1319
welds mostly bifold ramps; that he uses wood blocks under-
neath the bifold ramps to raise them up so that it is easier for
him to get at; that “[y]es” (Tr. p. 420) this is done “[t]o reduce
the strain on your back” (Id. with emphasis added); and that the
wood blocks are available to all welders.
Subsequently, Turner testified that he is “[s]ix three and
three quarters” (Tr. p. 421) tall and he weighs 225 pounds.
Nancy Woodward testified that all of the welders write the
number of ramps they do on their timecards; that she created a
summary, Respondent’s Exhibit 30, which compares the pro-
duction of Tanksley, Busby, and Henry between January 5,
2004 and June 16, 2004; that at the time Five Star had 12 weld-
ers; and that in February 2004 Tanksley was the least produc-
tive welder.
By letter dated June 17, 2004, Respondent’s Exhibit 18,
Jones advised Ritter, as here pertinent, as follows:
Attached is a letter I have drafted for my client to give to Mr.
Tanksley to assure him that his rights are not being violated
under the NLRA. As you will note in this letter, I have asked
my client to agree to arbitrate any claims that David Tanksley
has if the union is willing to do so under the arbitration
agreement we have proposed as a part of the collective bar-
gaining agreement. . . . [Emphasis added.]
By letter dated June 17, 2004, (The attached letter mentioned
above.) Respondent’s Exhibit 13, Jim Woodward advised
Tanksley as follows:
It has come to my attention that the union has claimed
that you have been discriminated against in connection
with your work assignments on April 19, May 19 and May
20. I understand there is a claim that you had a conversa-
tion with Randy Looney, as your supervisor, in which you
apparently stated or claimed to have said that I had reas-
signed you to a different work outside of welding frames
in order to tear up your back and force you to quit.
There was a claim made, as I understand, that Looney
responded ‘You know how it is going around here’ or
something to that effect.
Although I do not understand how you could construe
that conversation as being a threat of discrimination or
unlawful in any way, I wanted to give you this written as-
surance that nothing that was said by Randy Looney to
you was intended to be an indication of a threat or unlaw-
ful conduct on this company’s part in any way. Randy
Looney knows he is not to make any statements that
would be unlawful and he has assured me that he has not
made any such statements. If any such statements were
made that were wrong, he and the company both retract
any such statements, and give you this written assurance
that you will not be discriminated against because of any
Labor Board charges or any testimony that you give in
support of any such charges, or because of whether you
are for or against any union or participate in protected
concerted activities.
Furthermore, as you may know, the company has of-
fered to enter into a collective bargaining agreement with
the union, which would provide for binding arbitration of
any claims of the sort that we understand you are making.
I am sending a copy of this letter to your union or having
my attorney do so, to indicate that this company is willing
to agree to resolve any disputes or problems you have
through the grievance and arbitration procedure that we
have offered to the union, if the union is willing to do so,
and if you want to fill out a grievance form of the type that
we are furnishing you herewith, to enable us to have the
information necessary for us to process such grievance and
arbitration.
Concerning the fact that you did not appear for work
here on May 19, or whatever date it was that you had the
unemployment hearing, you did not make arrangements
with us in advance to be gone, and you did not make any
arrangements with us to work a part of that day. Since you
were gone, we did have someone else assigned to perform
the work that was needed that day and we did not have
anything to put you on at 10:40 or 11 a.m. on that date.
As you know, all of our welders are in one bargaining
unit, and their work is required to be interchangeable. We
do not have the need for two persons welding frames at
this time, and the person who is welding frames is keeping
up with the work in such a manner that it is more efficient
to use you in another capacity. However, again, if you and
the union want to use the grievance and arbitration proce-
dure that we have proposed to the union, you should get
the union to assist you in filling out the attached ADR
Form No. 3, and get it back to me within three to five
work days or have your union send it to our attorney
within that time. We will be glad to process your griev-
ance under the procedure, investigate the specifics or your
claim, and take any appropriate corrective action or if we
believe that claims are disputed, we will be glad to take
the matter to arbitration under the proposed grievance and
arbitration procedure that we have proposed to the union.
You are not required to sign the attached grievance
form and send it back to us. The union is not required to
do so. However, we want to make this offer to you and to
the union to show our good faith in this matter, and to
show that we are not taking any action against you or any
other person because of any protected activities in which
they have engaged. Five Star Manufacturing, Inc. pledges
to you and the union and to the NLRB that we have not
and will not coerce and intimidate employees to discrimi-
nate against them in violation of their federally protected
rights under the NLRA.
Jones testified that his office prepared this letter for Jim
Woodward; and that a grievance form was attached to the letter.
Respondent’s Exhibit 20 is a “NOTICE POSTED FOR
EMPLOYEES OF FIVE STAR MANUFACTURING, INC.” dated June
18, 2004. As here pertinent it reads as follows:
The attached Personnel Policies have been proposed
and discussed with the Union.
The Union has indicated that it has no objections to us
putting into effect the first paragraph under Section 1, and
the third and fourth paragraphs under that section. We are
still discussing the second paragraph of Section 1 and it
may be modified.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1320
The Company has indicated it intends to use Section 2
but the Union has requested that we hold that for further
consideration. [The notice goes on to indicate which sec-
tions of the personnel policies the Union allegedly has in-
dicated it has no objections to, and which sections are un-
der further consideration.]
. . . .
THIS IS THE NOTICE TO ALL EMPLOYEES NOT
COVERED BY THE TEAMSTERS COLLECTIVE
BARAINING UNIT, ARE SUBJECT TO THESE
PERSONNEL POLICIES EFFECTIVE AS OF JUNE 18,
2004.
The employees covered by the Teamsters Bargaining
are subject to those provisions of these rules which have
been agreed to by the Union as indicated above, and those
rules that are under further consideration are matters that
the Company will enforce as its policy as soon as the Un-
ion has had an adequate opportunity to consider these
items and if the Union does not provide some sufficient
reasons why those policies should not be placed into ef-
fect. We hope to clarify this matter as soon as possible
through the further negotiations with the Union for a Col-
lective Bargaining Agreement. Any terms of the Bargain-
ing Agreement that are reached with the Teamsters Union
which conflict with those policies in any way will super-
sede any inconsistent policy.
Jim Woodward, President
June 18, 2004
Respondent’s present attorney indicated that the purpose of
introducing this exhibit, sponsored by Jones, was to show what
Jones recalled regarding agreements reached between the Un-
ion and Five Star.
The Respondent’s personnel policies were received as Re-
spondent’s Exhibit 15. The document is 17 pages, with the last
page being a receipt the employee signs to indicate that he has
received a copy of the policies. Topic headings include (1)
Introduction and Welcome, (2) What we expect of you as an
employee, (3) Policies against unlawful discrimination, (4)
General work rules and disciplinary procedures,9 (5) Regular
employees and part-time employees, (6) Attendance, time re-
cords and pay dates,10 (7) Time off and other matters,11 (8)
9 This topic heading includes (A) 23 specified first level offenses,
(B) 10 specified second level offenses, (C) 13 specified third level
offenses, (D) management discretion to discharge for any level of of-
fense, (E) improper moonlighting and conflict of interest policy, (F)
rules concerning distribution, solicitations and access on company
property, (G) Company policy as to smoking, and (H) mandatory atten-
dance of meetings.
10 This topic heading includes (A) assignment of duties, (B) work
hours (Monday-Friday, 7 a.m. to 3:20 p.m. plus mandatory Saturdays)
lunch, breaks, restroom, housekeeping, (C) work time is for work, (D)
tardiness, (E) time records–work schedule, and (F) pay policies.
11 This topic heading includes vacations and bonuses. With respect
to the former, the policy includes the following:
Vacation pay, when otherwise available, is deemed to be in
the nature of a discretionary bonus on the part of the company for
employees who have the required years and time of service. Thus,
Miscellaneous policies, (9) Returning to work, (10) Employ-
ment status, (11) Grievance procedures, (12) Amendments and
management rights, (13) Other matters, (14) Interpretation and
construction, (15) Exclusive representation,12 and, as indicated
above, Receipt of personnel policies.
By letter dated June 23, 2004, General Counsel’s Exhibit 15,
Ritter advised Jones as follows:
I am in receipt of your letter of June 16, 2004. While
we would like to meet to negotiate as quickly as possible,
we understand your scheduling issues. Please let me know
a list of your available dates at your earliest convenience.
Additionally, we reaffirm our position that future collec-
tive bargaining meetings should be held near the plant.
The Union is prepared to present its language propos-
als at the next bargaining sessions. We would rather do
this in face-to-face negotiations so that we can explain said
proposals. I also believe that it is appropriate that the Un-
ion respond to the company’s proposals at the bargaining
table. The Union does not want to negotiate by letter.
With respect to your position on the personnel policies,
we demand that you do not implement any changes until
full agreement is reached. We believe that you are incor-
rect that your only obligation is to discuss these matters
with the Union. The employer’s obligation is to maintain
the status quo during the course of negotiations. Thus, it is
improper for you to demand a final position on all items in
the policy. These are matters that are subject to negotia-
tions. If you implement these items unilaterally, we will
take the appropriate action.
With respect to your notice as to the items that we
agreed upon, our position is that the employer cannot im-
plement these items piecemeal. These agreements were
made as part of negotiations and should be part of the col-
lective bargaining process. I further note that there are
several mistakes in your June 18 notice. With respect to
subsection A of Section 7, it is my recollection that the
phrase ‘whenever possible’ was agreed to be added after
the word ‘occurrence.’ With respect to Section 8, subsec-
tion E, it is my recollection that the parties agreed that
‘company owned’ tools would not be taken off premises.
Additionally, we think that your notice misstates the
applicable law. Your client’s obligation is to bargain con-
any employee who quits or is discharged prior to the vacation eli-
gibility date or prior to taking any accrued vacation benefits shall
be deemed to have forfeited any rights to vacation pay, unless
otherwise provided by law.
12 The language of this paragraph reads as follows:
For those employees who are covered by a certified NLRA
exclusive bargaining representative, under the National Labor Re-
lations Act, the employee may have the services of the union
which is his exclusive bargaining agent to represent the employee
in connection with any matters involved herein and these rules
will be interpreted as being subject to any collective bargaining
agreement that the employer and such exclusive bargaining agent
may enter into in writing. The grievance and arbitration procedure
herein applies to any matter that is not covered by the union
grievance and arbitration procedure in such collective bargaining
agreement if any should be signed by the company.
FIVE STAR MFG.
1321
cerning mandatory subjects of bargaining. It is not the Un-
ion’s burden to provide ‘sufficient reasons’ as to why cer-
tain policies should not be placed in effect. Thus posting
any such notice, in our opinion, constitutes bad faith bar-
gaining in violation of Section 8(a)(1) and (5) of the Act.
Please contact me with a list of your available dates to
negotiate. Please contact me if you have any questions
concerning this letter.
By letter also dated June 23, 2004, Respondent’s Exhibit 21,
Ritter advised Jones as follows:
I received your letter dated June 17, 2004. . . .
The
Union is not willing to submit to ‘arbitration’ the matters
concerning Mr. Tanksley. As you are aware, the parties
have not reached a collective bargaining agreement. The
parties have not negotiated concerning a grievance and ar-
bitration provision. The Union is not willing to accept the
grievance procedure that was part of the employer’s initial
proposal. We believe that your client has continued to
threaten, coerce, and discriminate against Mr. Tanksley.
We believe that the proper forum to address these issues is
before the National Labor Relations Board. Please contact
me if you have any questions.
By cover letter date August 23, 2004, Respondent’s Exhibit
19, Jones forwarded a copy of Respondent’s proposed collec-
tive bargaining agreement to the Federal Mediation & Concilia-
tion Service. One paragraph of the letter indicates “[b]y copy of
this letter, I am renewing my request to the Union that they
provide me . . . their complete proposal . . . .” The letter indi-
cates that the only “cc:” is Jim Woodward. Jones testified “this
letter apparently wasn’t sent to the union, it was just sent to the
mediator” (Tr. p. 549); that the letter was not sent certified,
return receipt requested; and that he did not have any proof that
the letter was received by the Federal Mediator other than the
fact that the letter was allegedly mailed from his office.
Respondent’s Exhibit 31 contains two memoranda
from Dustin Woodward. The first handwritten note reads
as follows:
Tuesday Oct 12, 2004
I Dustin Woodward was counting David Tanksley’s ramps
like I or Rod Gibson do everyday along with everyone else’s
ramps.
Dave was being very careless with his pallet of ramps
while dragging them back for us to count. While we were
counting he was very impatient and rude. After we fin-
ished counting he took off with his pallet he was again …
very careless with the pallet by ramming his pallet of
ramps into another and slamming it onto the floor.
The memorandum is signed by Dustin Woodruff and Rod Gib-
son.13 This same incident is also memorialized in Respondent’s
Exhibit 11, which is described below. Dustin Woodward testi-
fied that he made the entry in Five Star’s computer for the Oc-
13 The following appears under Gibson’s signature: “partial witness.”
As noted above, Gibson testified that he never saw Tanksley handle his
ramps on a pallet jack in a manner that was inconsistent with other
welders.
tober 12, 2004, above-described incident. That entry reads as
follows:
10-12-04
DAVE CAME INTO WASH ROOM AND TOLD ME TO COUNT
HIS RAMPS. I TOLD HIM HE WOULD HAVE TO DRAG THEM
BACK HERE FROM NOW ON. HE HUFFED AND PUFFED,
DRAGGED THE PALLET JACK AROUND RUNNING INTO THINGS.
HE
BROUGHT
HIS
RAMPS
BACK
AND
STOOD
THERE
BREATHING
HEAVILY,
HE
WAS
BEING
RUDE
AND
INSUBORDINATE. I COUNTED HIS RAMPS, HE THEN TOOK
THEM OUT IN THE OTHER PART WHERE HE SLAMMED THEM
DOWN LOUDLY AND QUICKLY BANGING INTO OTHER THINGS.
DUSTIN
When asked for the second time why he did not just type his
handwritten note into the computer, Dustin Woodward testified
the reason I wrote [actually typed] he huffed and puffed and
dragged his pallets around and I didn’t write that . . . . [in the
handwritten note] is I— just—I kind of remembered that is
what his actions was [sic].
. . . .
This one here [the handwritten note] was just a quick
reminder of what it was, of the incident. I wrote this out
quickly. [Tr. p. 816]
When he was first asked why he did not just type his handwrit-
ten notes into the computer, Dustin Woodward testified “I just
handed it—I don’t know. I just wrote it out by hand. (Id.) The
second handwritten memorandum of Respondent’s Exhibit 31
reads as follows:
Friday October 15, 2004
At approx 3:05 I was counting David Tanksley[‘s] ramps and
after I had finished counting I asked him a direct question and
he ignored my question and turned his back and walked off.
He was being very hateful and rude by purposely ignoring
me.
The memorandum is signed by Dustin Woodward. The corre-
sponding entry in Respondent’s Exhibit 11 reads “10-15-04,
DUSTIN HAS AN INCIDENT WITH DAVE SEE HIS FILE.”
When asked why he did not type the handwritten note dated
October 15, 2004, into the computer, Dustin Woodward testi-
fied that he is usually very busy, he did not “mess with the
computer much. . . . I am really never on the computer” (Tr. p.
817), and he believed that someone input that into the computer
because he had made a handwritten note about it; and that he
did not know who actually made the entry into the computer.
General Counsel’s Exhibit 3 reads as follows:
BENEFITS FOR EMPLOYEES FOR 2004 OR AS
LONG AS FIVE STAR MFG, INC. DECIDES TO KEEP
THEM, DUE TO THE RISING COST OF HEALTH
INSURANCE.
1. IRA SIMPLE PLAN AFTER 3 MONTHS OF EMPLOYMENT.
2.
INSURANCE WITH A WAITING PERIOD OF 60 DAYS.
PLEASE LET OFFICE KNOW AFTER 30 DAYS OF EMPLOYMENT
(FOR NECESSARY PAPERWORK)
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1322
3. AFTER 3 FULL YEARS OF EMPLOYMENT YOU QUALIFY
FOR A YEARLY BONUS. THE BONUS PAY SCALE IS AS
FOLLOWS. THE SCALE IS BASED ON FIVE STAR W-2 FORM
FROM THE PREVIOUS YEAR.
3 YEARS YOU GET 2%
5 YEARS YOU GET 3%
10 YEARS YOU GET 4%
4. X-MAS BONUSES ARE PAID $25.00 FOR EACH YEAR
YOU HAVE WORKED WITH A MAX. OF $150.00
5. I WEEK OF VACATION BASED UPON A 40 HOUR WORK
WEEK AFTER EMPLOYMENT OF 1 FULL YEAR. [Emphasis in
original.]
Jim Woodward testified that items 3 and 5 described above
were in effect in 2004 and 2005.
By letter dated November 17, 2004, General Counsel’s Ex-
hibit 16, Ritter advised Jones as follows:
I received your letter of November 10, 2004. It appears
to me that both the health insurance and production issues
mentioned in your letter are mandatory subjects of bar-
gaining. Your client’s obligation is not to ‘discuss’ these
matters. It is your client’s obligation to bargain in good
faith concerning them.
I have been trying to schedule negotiations with you
for a long time. If you would simply provide me with a list
of your available dates, we should set a negotiation session
as soon as possible. In the interim, the Union objects to
any unilateral changes in health insurance or production
requirements, or any other matter. While I am sure that
these issues are a vital concern to your client, they are also
a vital concern to the employees that we represent. I look
forward to hearing from you.
Regarding bonuses, Jim Woodward testified that Tanksley
did not receive a bonus in November 2004 because, while he
was eligible for a bonus, Tanksley missed two months of work
after his heart attack in 2003; that he decided who receives a
bonus based on his decision as to whether an absence was ex-
cused or unexcused; that he made the decision whether an em-
ployee should receive vacation pay using his discretion in this
area; and that before he used his discretion in these ways, he
did not notify the Union.
Busby testified that he did not receive a bonus in October or
November 2004 because he had taken some personal leave; and
that General Counsel’s Exhibit 13 reflects his absences in 2004
from Five Star on scheduled work days.14
Jim Woodward testified that collectively in 2004 and 2005
his mother, his wife, his daughter, employees Turner, Gibson,
Busby, and Jason Klein, and Supervisor Randy Looney com-
plained about Tanksley; that Respondent had about 25 employ-
ees in 2004; that as a part of its new policy regarding paper-
work, some of the complaints were recorded in a time line and
placed in Tanksley’s personnel file as instructed by Respon-
dent’s attorney Jones; that other employees received write ups
but he could not recall exactly who; that after he was reinstated
Tanksley would take naps in the material hall in open view
14 The parties stipulated, as here pertinent, that GC Exh. 13 is from
Busby’s personnel file.
during break time or lunch time; that Tanksley got drinks and
food either before or after breaks when he should have been
working; and that Tanksley’s production did not improve after
his reinstatement. In response to the questions of Counsel for
General Counsel, Woodward testified that after Tanksley was
reinstated, Respondent recorded when he got snacks or went to
the restroom other than at break time; that this continued
through January or February 2005; that Respondent did not
have reason to keep such records for anybody else; and that
while other employees went to the vending machines or the
restroom they did not do it on a regular basis, “[t]en minutes
before break and ten minutes after every day, three times a day,
or four.” (Tr. p. 192.)
Wurtz testified that in 2004 and 2005 nothing was said to
employees going to the vending machines or to the restroom at
times other than break time; that he saw employees, including
office personnel doing it; and that supervisors and managers
saw it and he saw them doing it.
On cross-examination Leuschen testified that he and
Tanksley would usually pick up their paychecks on Wednesday
at the same time; that “[a] lot of times Dave [Tanksley] [after
he was reinstated] would go in first and they seemed like they
was handing ‘em out in order ‘till Dave, and … usually they’d
do the people behind Dave and then they would give [him] his
check. . . .” (Tr. p. 396 )
Leuschen testified that when he left Five Star in January
2005 he expected that there would be five days of vacation pay
in his final paycheck; that he did not receive his vacation pay;
that Nancy Woodward told him that Jim Woodward said that
since he, Leuschen, had quit, he forfeited his vacation days; that
Supervisor Smith is his wife’s cousin; that Smith told him that
when she left Five Star she received her vacation pay; that there
were occasions during work time in 2005 when he would leave
his welding room, other than on breaks or at lunch, to go to the
restroom or to get a drink; that he would see other welders and
production workers going to the vending machines when they
were not on breaks; and that he saw Jim Woodward and super-
visor Randy Looney beside the vending machines when it was
not break time and other employees were there. On cross-
examination Leuschen testified that on January 17, he told Five
Star that he was quitting and he did not work for Respondent
beyond that day; and that Smith told him that she did not give
Five Star any advance notice that she was leaving.
Kline started working as a welder for Five Star on March 1,
2005. Kline testified that Tanksley shared a welding room with
him when he, Klein, started working at Five Star; that he tried
to start conversations with Tanksley but he just ignored him;
that he never asked Tanksley much because Tanksley never
paid any attention to him; that Tanksley would say “just an-
other day in paradise” everyday; that he did not pose a direct
question to Tanksley regarding how jobs were to be done; that
if he had any questions or needed assistance he would ask
Turner or welding supervisor Randy Looney; that he wanted
someone to talk to while he was doing his job but Tanksley was
unwilling to engage in conversation; that he told supervisor
Randy Looney about this; that there was never an occurrence
where he was walking toward Tanksley in the hall and
Tanksley would not move out of his way; and that during the
FIVE STAR MFG.
1323
three weeks he worked in the same room with Tanksley not
once did Tanksley offer to help him with his job. On cross-
examination Kline testified that he did not remember exactly
how he found out about the job at Five Star; that Jim Wood-
ward hired him; that he knew the Woodwards before he started
working at Five Star; and that he was a friend of the family and
he went to school with the youngest Woodward boy.
Jim Woodward sponsored Respondent’s Exhibit 11. It is ti-
tled “FILE ON DAVE T” and it has 17 pages of entries ending
with one for “4-7-05” and beginning with one for “4-7-04.” The
entries refer to alleged misconduct of Tanksley, including going
to the vending machines to get food while not on break, not
working, laying down on the floor during his break, staring,
walking directly in someone’s else’s path, going to the water
fountain (in July 2004) when it is not a break, going to the bath-
room, making a gagging sound, smiling, huffing and puffing
and breathing heavily when he operated a loaded pallet jack in
October 2004, and not coming to the office to take phone calls.
Five of the entries should be quoted in full. They read as fol-
lows:
3-2-05
NICOLE AND I WAS WORKING IN JIM AN MINE’S OFFICE
ON SOME PRIVATE ISSUES. WE HAD BEEN DISCUSSING THINGS
AND PUTTING DATA IN THE COMPUTOR WHEN I LOOKED
DOWN AND SAW ON THE COMPUTER SCREEN IT WAS 3:28 I
SAID OOPS I NEED TO GO HAND OUT PAYCHECKS, I GOT UP
AND SAW DAVE T STANDING BEHIND ME. I DON’T KNOW HOW
LONG HE HAD BEEN STANDING THERE LISTENING TO PRIVATE
INFORMATION. I TOLD HIM NEXT TIME TO EITHER KNOCK OR
LET ME KNOW HE IS IN THE OFFICE. THE DOOR HAD BEEN
AJAR JUST A LITTLE BIT I GUESS SINCE I DIDN’T HEAR HIM
COME IN. I ALSO TOLD HIM TO KNOCK NEXT TIME OR LET ME
KNOW HE WAS THERE. I ALSO TOLD HIM I WOULD HAND OUT
CHECKS IN THE HALLWAY OR THE MAIN OFFICE. USUALLY IF
I’M NOT IN THE MAIN OFFICE AT HAND OUT TIME SOMEONE
WILL COME GET ME TO DO THIS.
DAVE JUST SMIRKED AT ME WHEN I TOLD HIM THIS.
NANCY AND NICOLE
. . . .
???
RUTH CAME INTO THE OFFICE & WANTED TO TALK TO
DAVE, I PAGED HIM AND HE CAME RIGHT AWAY TO THE
OFFICE WHICH WAS UNUSUAL FOR HIM. RUTH THEN ASKED IF
DAVE COULD HAVE HIS CHECKS AND I SAID YES HE MAY
BEFORE I COULD GET THEM THE PHONE RANG SHE SAID DAVE
WOULD PICK THEM UP WHEN HE CAME BACK IN FROM
GETTING HER AN EXTRA SET OF KEYS (SHE HAD LOCKED HERS
IN HER VEHICLE OR SOMETHING.) DAVE NEVER CAME BACK
INTO THE OFFICE THAT DAY TO RECEIVE HIS CHECKS.
???
RUTH CALLED ME AROUND 6:00 PM ONE NIGHT AND
ASKED WHERE DAVE WAS SUPPOSED TO PICK
UP HIS
PAYCHECKS. I TOLD HER ‘DAVE WAS SUPPOSED TO COME TO
THE OFFICE LIKE EVERYONE ELSE DOES IF I’M NOT IN THE
HALLWAY HANDING THEM OUT. SHE SAID SINCE THERE
SEEMS TO BE A PERSONAL ISSUE WITH HIM & US, THAT I
SHOULD PUT HIS PAYCHECKS WITH HIS TIMECARD. I SAID HE
HAS ISSUES WITH ALL THE EMPLOYEES, THAT HE DOESN’T
GET ALONG WITH ANYONE. I ALSO TOLD HER DAVE NEEDS TO
DO HIS OWN ASKING AND STOP HIDING BEHIND HER. ALL
REQUESTS NEED TO MADE BY EMPLOYEES NOT THEIR
GIRLFRIENDS.
. . . .
4-6-05
IT WAS 3:25 OR SO DAVE CAME INTO THE OFFICE WHERE
MOM AND I WERE. FIRST WORDS OUT OF HIS MOUTH WERE
‘WHAT IS THE DEAL DO I STAND IN THE HALLWAY OR COME
IN THE OFFICE?’ MOM REPLIED ‘YOU DO WHAT EVERYONE
ELSE DOES DAVE IF I’M IN THE HALLWAY GET OUR CHECK
THERE IF NOT COME IN THIS OFFICE.’ HE REBUTELED BACK ‘I
WAS TOLD NOT TO COME INTO THE OFFICE’ MOM SAID ‘I TOLD
YOU TO LET ME KNOW THAT YOU WERE IN THE OFFICE’ HE
STATED ‘YOU CAN BLAME THAT ON NICKI SHE KNEW I WAS IN
THERE’ I INFORMED HIM THAT I WAS NOT HIS BABYSITTER.
PLUS I DIDN’T KNOW HE WAS THERE THAT DAY I WAS
WORKING ON PRIVATE INFORMATION WITH MOM ON THE
COMPUTER. IN THAT OFFICE IF YOU ARE ON THE COMPUTER
OF MOM’S YOUR BACK IS TURNED TO THE DOOR. YOU HAVE
NO IDEA SOMEONE IS IN THERE UNLESS THEY MAKE A NOISE
OR YOU TURN AROUND AT THE RIGHT TIME. ANY WAY HE
DEMANDED HIS 3 CHECKS MOM SAID ‘THANKS FOR ASKING I
WILL GET THEM FOR YOU’ SHE HANDED HIM THE TWO THAT
WERE ON HER DESK. HE SAID ‘ONE SHORT’ SHE SAID LET ME
GO FIND IT. I TOLD HER SHE WOULD HAVE TO ASK DAD. DAVE
IN RETURN SAID ‘SHUT YOUR MOUTH I WAS NOT TALKING TO
YOU’ I SAID YES YOU WERE HE SAID FIVE MINUTES AGO. HE
STARTED RAISING HIS VOICE SAYING SOMETHING AND I TOLD
HIM HE WAS A LOSER. AT THIS POINT BOTH OF US WERE
HOLLERING. MOM HEARD US AND TOLD DAVE TO GO WAIT IN
THE HALL WHILE SHE FOUND HIS OTHER CHECK. SHE LEFT
THE DOOR TO THE OFFICE OPEN. I COULD SEE DAVE OUT
THERE LEANING UP AGAINST THE DOOR FRAME TO DAD’S
OFFICE HE LOOKED AT ME A SMIRKED THE BIGGEST GRIN HE
COULD. I SAID POLITELY ‘DAVE YOU SURE LOOK CUTE WHEN
YOU SMILE’ HE HUFFED UP EVEN BIGGER. BY THIS TIME MOM
HAD FOUND HIS CHECK AND GAVE IT TO HIM. HE WALKED
INTO THE BUILDING A LITTLE FURTHER TO WAIT UNTIL IT
WAS TIME TO CLOCK OUT. THE WHOLE TIME HE WAS WAITING
HE HAD A SMIRK ON HIS FACE (AS USUAL). HE ALWAYS PUTS
ON A SMARTASS GRIN WHEN HE SEES ONE OF US OR IF HE
WANTS TO TRY TO SHOW HIS ASS. WHEN HE TOLD ME TO
SHUT MY MOUTH I WAS MAD. FIRST OF ALL I WAS NOT
SPEAKING TO HIM I WAS TELLING MOM SHE’D HAVE TO ASK
DAD WHERE HIS CHECK WAS. SECONDLY HE HAS NO RIGHT
TO TELL ME TO SHUT MY MOUTH EVEN IF I WAS SPEAKING TO
HIM. THIRDLY HE CAME IN THE OFFICE RIGHT OFF WITH AN
ATTITUDE THAT HE WAS THE MANAGEMENT AND THE ONE
THAT CALLS THE SHOTS AROUND HERE. BARKING AT MY
MOM. HE IS THE RUDEST HUMAN BEING I HAVE EVER HAD
THE DISPLEASURE OF WORKING WITH. PEOPLE DO NOT NEED
THAT KIND OF ATTITUDE AT A WORK PLACE. MY FATHER,
MOTHER AND GRANDMOTHER ARE NOT ALLOWED TO TREAT
PEOPLE WITH DISCRIMINATION AT THE WORK PLACE, SO IN
RETURN DAVE TANKSLEY SHOULD NOT BE ALLOWED EITHER.
HE SHOULD HAVE TO HAVE RESPECT AND CONTROL HIS
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1324
BEHAVIOR. HE DOESN’T MAKE THE RULES AROUND HERE
AND HAS NO STOCK IN THE COMPANY. THIS IS THE SECOND
TIME I HAVE HAD TO PUT UP WITH SUCH BEHAVIOR IN THE
OFFICE, LET ALONE OUT IN THE HALLWAYS.
NICOLE
. . . .
4-7-05
DAVE SOMEHOW GOT BEHIND ME ON THE WAY HOME
LAST NIGHT. HE FOLLOWED ME A WHILE, AND THEN HE GOT
CLOSER AND CLOSER TO MY VEHICLE. HE WAS TRYING TO
INTIMIDATE ME. HE GOT SO CLOSE THAT I COULD NOT SEE HIS
HEADLIGHTS AT ONE POINT. WHEN I TURNED OFF AT THE
TURN OFF HE GOT AS CLOSE TO MY VEHICLE AS POSSIBLE
WITHOUT HITTING ME WHEN HE WENT AROUND ME.
THIS WAS AROUND 3:54 PM YESTERDAY.
NICOLE [THE PUNCTUATION OR LACK THEREOF, THE
GRAMMAR, AND THE SPELLING IN THE MATERIAL QUOTED
ABOVE IS AS IT APPEARS IN THE ORIGINAL. NO ATTEMPT IS
MADE TO CORRECT OR DISCLAIM ([SIC]) THE ERRORS.]
According to Jim Woodward’s testimony, with Respondent’s
11 Five Star wanted to show poor use of time and poor produc-
tion.
Newberry testified that Respondent’s Exhibit 11 is a docu-
mentation of some of the things they saw Tanksley do; that her
negative interactions with Tanksley were too numerous to list
them all; that Jones and Lawson recommended that they keep
track of Tanksley; and that her entries accurately reflect what
she observed and what others told her had occurred. On cross-
examination Newberry testified that when she was in the main
office if she heard the vending machines being used she would
look to see who was using the machines and 98 percent of the
time it was Tanksley; that Jones and Lawson advised Five Star
to record Tanksley’s conduct but she did not know the purpose
of keeping such a record; that she was told that if she had any
run-ins with Tanksley she should record them; that she consid-
ered her entries in Respondent’s Exhibit 11 to be run-ins; that
she made the entry ‘11/4/04 time is 9:51. Dave had gone to the
bathroom instead of waiting ‘til break. Nicole’ (Tr. p. 681)
because in nine minutes it would have been the 10:00 o’clock
break and “[a] grown man can’t wait nine minutes to use the
restroom” (Tr. p. 682); and that she thought that this entry was
important to write down.
Subsequently, Newberry testified that in writing “ WHEN
HE SEES ONE OF US OR IF HE WANTS TO TRY TO
SHOW HIS ASS” she did not mean that literally Tanksley tried
to show a part of his anatomy.
Nancy Woodward testified that Respondent’s Exhibit 11
“was just chance incidents that we would be out in the hall and
we started documentation on him [Tanksley]” (Tr. p. 741); and
that Respondent’s Exhibit 11 does not contain all of the infrac-
tions that were observed “because I just got tired of writing
every little incident down” (Id.). On cross-examination Nancy
Woodward testified that the first entry in Respondent’s Exhibit
11 was made shortly after Tanksley was reinstated, and after
the Board charge was filed on Tanksley’s behalf; that there is
nothing like Respondent’s Exhibit 11 in any other personnel
file; that Respondent started this list at the advice of legal coun-
sel to start documenting everything that was going on whether
it involved Tanksley or any other employee; and that nothing
like Respondent’s Exhibit 11 was written for any other em-
ployee because Five Star did not have cause to do it for any
other employee. On cross-examination Nancy Woodward testi-
fied that everyone uses vending machines but most of them
used them during their break time; that “[o]ccasionally. Very
seldom” (Tr. p. 774) some of the employees used the vending
machines at times other than at break time; that she has seen
other employees use the vending machines at other than break
time; and that since Tanksley was paid on a piece basis, he was
not being paid when he was in the hallway at the vending ma-
chines.
Jim Woodward testified that in March and April 2005
Tanksley failed to pick up three consecutive weekly paychecks;
that on the day that Tanksley finally insisted on his pay being
brought up to date he decided to fire Tanksley again; that he
had the authority to make that decision; that Tanksley worked
every day during this three-week period; that he, his mother,
and his wife, in consultation with Respondent’s attorney de-
cided to discharge Tanksley again; that the decision was made
on the day Tanksley was given the three paychecks; that on that
day his wife came to his office and asked where one of
Tanksley’s paychecks was; that he heard yelling in the main
office, his wife told him the Tanksley was screaming at their
daughter in the main office, and he gave Tanksley’s paycheck
to his wife; that it was his understanding that Tanksley came
into the main office asking for his paychecks, his wife gave
Tanksley the paychecks, Tanksley said that there was one more
paycheck owed him, his wife said that she would get it, his
daughter said that the other paycheck was in her father’s office,
and Tanksley told his daughter to shut her mouth because he
was not talking to her; that there were several reasons for this
discharge and the incident in the main office was the “camel
that broke the straw” [sic] (Tr. p. 105); that the 2005 discharge
of Tanksley was discussed before the day he told his daughter
to shut her mouth; that he could not remember the dates of
these discussions but they had to do with Tanksley’s misuse of
time, and it was the same situation it had been for over a year
and it kept getting worse; that several times Tanksley had been
told to take his breaks at break time instead of during work
hours; that Tanksley was fired in 2005 for mostly attitude, low
productivity, and rudeness to other people; that a new em-
ployee, Kline, asked to be moved because Tanksley would not
talk to him; and that when Tanksley walked down the hall, he
would not move out of the way. Jim Woodward further testified
that while employees can go into the main office, they are not
allowed to enter his private office without permission; that
Tanksley did not come and get the involved paychecks; that
Tanksley not getting his paycheck “went on for about three or
four weeks. And it was getting to be a joke that he wouldn’t
come and get his check[s]” (Tr. p. 178); that Tanksley never
asked him for his paychecks; that Tanksley attempted to have
his wife or girlfriend get his paychecks even though he was
coming to work every day; that Respondent did not give the
paychecks to the girlfriend because it is not company policy to
give a paycheck to someone’s spouse unless the employee has
telephoned Respondent in advance and asked it to do this; that
FIVE STAR MFG.
1325
while he was in his office on the day Tanksley asked for his
paychecks he heard yelling in the main office; and that there
had been a previous history between Tanksley and his daugh-
ter, Newberry.
In response to questions of counsel for General Counsel, Jim
Woodward testified that he, his mother, his wife, and his
daughter thought it was getting to be a joke that Tanksley
would not come and get his paychecks, “[i]t wasn’t a laughing
joke. It was just kind of one of them deals like, what is the mat-
ter with him. Can’t he come in and get his own check or does
he got [sic] to have somebody hold his hand” (Tr. p. 199).
Tanksley testified that the normal practice with respect to
picking up paychecks was to go to the main office and get it;
that problems developed with regard to him getting his pay-
check in or about early March 2005; that on a payday he was
standing in the hallway between the main office and Jim
Woodward’s office; that both office doors were closed; that he
saw Ron Atkinson enter Jim Woodward’s office and exit with
his paycheck in hand and he assumed that was where the pay-
checks were; that he went into Jim Woodward’s office to col-
lect his paycheck; that Jim Woodward’s wife and daughter
were sitting facing a computer with their backs to him; that Jim
Woodward’s daughter turned and saw him as he entered the
room; that he stood there quietly waiting for two to three min-
utes to get his paycheck; that Jim Woodward’s wife stood up
and told him that she did not like him standing behind her and
that from now on he “needed to wait out in the hallway to get
. . . [his] check” (Tr. p. 236); that at that point in time he re-
ceived that paycheck; that the following week Nancy Wood-
ward was passing out the paychecks while standing in her
doorway; that he was about third in line, Nancy Woodward
passed out paychecks to the two employees in front of him and
when it was his turn Nancy Woodward turned and went back
into her office; that he did not follow her into the office because
he had been told to stay out of the office and wait in the hall;
that “I just went ahead and left because we was [sic] already
having problems” (Tr. p. 237); that the following week Dustin
Woodward was standing in the hallway handing out paychecks;
that when Dustin Woodward handed him his paycheck he told
Dustin Woodward that there should be another one; that while
Dustin Woodward told him that he needed to talk to the office
about that, he did not go into the office because he had been
told to stay out of the office; that at one point his roommate,
Ruth Feltz, drove to the Five Star facility to get a key to one of
his vehicles; that he was called over the intercom to come to the
office; that he found Feltz standing in the office doorway; that
after Feltz told him what she was there for, Feltz asked Nancy
Woodward if Tanksley could get his paycheck; that Nancy
Woodward just ignored Feltz; that as he took his keys off his
key ring to give to Feltz, Feltz asked Nancy Woodward “What
does Dave need to do to get his check” (Tr. p. 238); that Nancy
Woodward again ignored Feltz; that he told Feltz not to worry
about it and just go on home; that he went back to work; that
the following week there was no one standing in the hallway to
pass out paychecks but he did not go into the office because he
had been told to stay out of there; that the following Wednes-
day he was trying to get three paychecks; that he was hurting
financially so he went into the office and he asked Nancy
Woodward what he needed to do to get his paychecks; that he
told Nancy Woodward that she told him not to come into the
office, wait out in the hallway; that Nancy Woodward said that
she told him that she did not want him standing behind her; that
he told Nancy Woodward that her daughter saw him walk into
the office; that Nicole Newberry said “I am not your baby sitter
David” (Tr. pp. 239 and 240); that Nancy Woodward then said
“[t]hat is right, David. We are not your baby sitters” (Tr. p.
240); that Nancy Woodward gave him two paychecks and he
asked her where the third paycheck was; that Nancy Woodward
said that she would have to go and find it; that as Nancy
Woodward was leaving the office “Nicole started smarting off
some kind of remarks and I just told her ‘Nicky, nobody is
talking to you. Why don’t you just shut up.’“ (Id.); that Nancy
Woodward came back into the office and told him that he
needed to go back out in the hallway and wait; that as he was
standing in the hallway Nicole yelled out “Loser” (Id.); that a
few minutes later Nancy showed up and apologized to him for
having to wait for his paycheck; that he did not raise his voice;
and that the next day, April 7, he received a notice of suspen-
sion and possible discharge from Jim Woodward as he entered
Respondent’s facility to go to work.
On cross-examination Tanksley testified that during his con-
versation with Nancy Woodward in Jim Woodward’s office she
told him “that from now on I needed to wait in the hallway . . .
[t]o get my check” (Tr. p. 267); and that he has been in Jim
Woodward’s office in that the welding tips and welding gloves
are kept in a closet in Jim Woodward’s office, he would enter
the office and ask Jim for the item or, if Jim was not it the of-
fice, he would go into the main office and tell Nancy Wood-
ward what he needed.
Wurtz testified that in 2005 he went to the main office to
pick up his paycheck and Tanksley was standing in the office;
and that Nancy Woodward handed him his paycheck and
walked out and Tanksley still did not have his check. On cross-
examination Wurtz testified that Tanksley was already in the
office when he went into the main office; that he believed that
Tanksley eventually did receive his paycheck that day; and that
he did not know if there was any reason for Tanksley not re-
ceiving his paycheck first.
When called by the Respondent Jim Woodward testified that
it was not conveyed to him that Tanksley was complaining
because he wasn’t getting his paychecks; and that if Tanksley
had asked him, he would have given the paychecks to him.
Gibson testified that on the day Tanksley was discharged the
second time he, Gibson, went to the main office; that he walked
into the office after the yelling between Tanksley and Newberry
began; that he did not hear the yelling out in the hall; that he
first heard the yelling when he opened the door to the main
office; that when he walked into the main office Tanksley was
yelling at Newberry; that he could not remember what was
said; that Newberry raised her voice back to Tanksley; that he
left the main office as soon as the yelling started; and that in the
hallway between the offices he could still hear the yelling. On
cross-examination Gibson testified that he did not recall what
Newberry said in her verbal exchange with Tanksley; that
Nancy Woodward was in the office when he was there and
Lorene Woodward might have been there but he was not in a
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1326
position to see her; and that he did not see anyone else in the
room other than Tanksley, Newberry, and Nancy Woodward.
Newberry testified that on April 6, 2005, she was working in
the main office; that Tanksley entered the main office; that Five
Star had maybe three of Tanksley’s paychecks waiting for him;
that she was not aware of any reason why Tanksley was not
able to come into the main office and ask for the paychecks
before April 6, 2005; that in response to Tanksley’s question
about the checks, her mother handed him one or two; that
Tanksley said something about missing one and her mother was
looking on her desk for the other check; that she told her
mother ‘[y]ou will have to ask Dad’ (Tr. p. 652); that Tanksley
yelled at her to shut her mouth, he was not talking to her; that
she believed that the check was in her father’s office; that she
probably hollered something back at Tanksley but she did not
remember what it was; and that she was not sure if someone
came into the office after her mother left. On cross-examination
Newberry testified that her father might have told her to shut
her mouth, it would not be out of the ordinary, but she did not
recall such an occasion.
Nancy Woodward testified that Tanksley “even quit coming
to the office to get his welding supplies. . . . he [Tanksley] just
basically quit coming to the office for anything.” (Tr. p. 738);
that on April 6 Tanksley came into the main office to get his
paychecks; that she believed that Five Star had three of
Tanksley’s paychecks at that time; that in the beginning of
March 2005 she and Nicole were in Jim Woodward’s office
working on confidential reports on the computer, with the door
behind them, and she realized that Tanksley was in the office;
that she told Tanksley the next time he came into the office to
knock or make a noise; that she told Tanksley that he could get
his paycheck in the hallway if she was out there or in the main
office; that the next payday she was standing in the hallway and
he went right past her; that she gave Tanksley’s paycheck to her
husband; that the following payday she was in the hallway
handing out paychecks and Tanksley walked by again; that the
following pay Dustin Woodward handed out the paychecks;
that she believed that there was another pay period prior to
April 6 because she remembered that Tanksley’s girlfriend,
Ruth, came to the office to get car keys from Tanksley, Ruth
asked her if Tanksley could get the paychecks he had not re-
ceived, she told Ruth “yes,” she answered the telephone, Ruth
said Tanksley would get the checks later, and Tanksley did not
get the checks later that day; that a couple of days later she
received a telephone call from Ruth at her residence, Ruth
asked her where Tanksley was supposed to pick up his checks,
she told Ruth in the main office or in the hallway when she is
out there, Ruth asked her if she could put Tanksley’s paychecks
with his timecard, she refused, and she told Ruth “Dave needs
to be doing this phone call not you. He is the employee, not you
and I hung up” (Tr. p. 762); that the following payday, April 6,
Tanksley came into the main office and said “[m]y check” (Id.);
that she then said “Well, thank you for asking. Here they are”
(Tr. p. 763); that Tanksley said “I have another one coming”
(Id.); that she remembered that Jim Woodward had the other
Tanksley paycheck in his office so she proceeded to go out of
the main office to get it; that Nicole said “Mom you will have
to ask Dad where it is” (Id.); that Tanksley then shouted “[y]ou
shut your mouth. I’m not talking to you” (Id.); that she re-
trieved the paycheck from her husband’s office and Tanksley
and Nicole were still yelling so, after she gave him the pay-
check, she told Tanksley to wait out in the hallway; that she
told her husband what happened; that she believed that her
husband telephoned Jones; that the next day Tanksley was sus-
pended; and that the April 6 incident was probably the main
reason the Tanksley was discharged and other reasons were
provided to Tanksley for his discharge, namely insubordination,
work slowdown, not getting his production up, total rudeness to
all the office personnel, and not getting along with other em-
ployees.
On cross-examination Nancy Woodward testified that her
complaint about Tanksley is as follows: “it was just his attitude.
Being insubordinate; not really so much insubordinate. I can
deal with that; just trying to antagonize us by his whole attitude
of like he owned the Company maybe, or I couldn’t really de-
scribe what his thought was. (Tr. p. 776)
Dustin Woodward testified that there was an occasion when
Tanksley asked for checks beyond the single paycheck he had
to hand out and he told Tanksley to go into the office and ask
his mother.
On cross-examination Ritter testified that sometime before
the second discharge of Tanksley in April 2005, Respondent’s
then attorney, Jones, submitted a packet to the Union including
a proposed collective bargaining agreement and personnel poli-
cies; that the personnel policies described procedures relating to
discharge, suspension, and investigation; that the Union submit-
ted written objections to the Jones’ personnel policy proposals;
that most of Jones’ personnel policy proposals were mandatory
subjects of bargaining and the Union wanted to bargain over
these; and that he believed that before Tanksley’s second dis-
charge he contacted Jim Woodward asking him to meet in pri-
vate because they were making no progress in negotiations and
he thought if he could take Jones out of the equation there
might be some dialogue because the Union was not able to have
a dialogue with Jones. On redirect Ritter testified that when
Jones submitted to the Union what he called a complete copy of
the contract, he told Jones that they should look the Union’s
preamble also and try to put something together; and that
I started to write some notes and suggest to him
[Jones] and he said I’m not writing anything down. I can’t
write, I can’t read my own writing, I have Parkinson’s dis-
ease. And I said can somebody else here take notes? And
he said no, they can’t. When you have something typed
that you want to submit, resubmit it to me. But I’m not
taking any notes.
He insisted that he, what he proposed to me was, was
the only, he wasn’t gonna move. [Tr. p. 374.]
On recross Ritter testified that this occurred at the second meet-
ing he had with Jones; that the parties had a mediator at this
meeting and at a subsequent meeting; and that there were a total
of three meetings, and a mediator was involved in the last two
meetings.
Leuschen testified that he attended two of the bargaining ses-
sions.
FIVE STAR MFG.
1327
The General Counsel’s Exhibit 4 is a notice of suspension
and possible discharge which Jim Woodward gave to Tanksley
on April 7, just before he sent Tanksley home. As here perti-
nent it reads as follows:
YOU ARE HEREBY SUSPENDED WITHOUT PAY FOR
OFFENSES WHICH ARE DESCRIBED BELOW . . . .
THE OFFENSES WHICH ARE ALLEGED . . . .
1. Insubordination to office personnel & yelling at of-
fice staff. General attitude of hostility to office staff.
2.
Inadequate production. Lowest producing em-
ployee, not using time wisely.
3. Show of rudeness to other employees.
4. Not using allotted break time to get your snacks or
drink but taking time you should be working to get a drink
or snack everyday, 2 or 3 times daily.
IF YOU DENY THAT YOU ARE GUILTY OF THE ABOVE
ALLEGED OFFENSES, YOU SHOULD GIVE YOUR WRITTEN
STATEMENT OF THE FACT TO JIM WOODWARD. PLEASE
INCLUDE WITH YOUR WRITTEN STATEMENT OF THE FACTS A
LIST OF PERSONS WHO COULD VERIFY YOUR ACCOUNT OF THE
FACTS, AND BE SURE TO INCLUDE ALL FACTS YOU BELIEVE
WOULD BE IMPORTANT TO YOUR DEFENSE TO THE ABOVE
ALLEGATIONS AGAINST YOU.
YOU ARE HEREBY NOTIFIED THAT MANAGEMENT WILL
DESIRE TO QUESTION YOU AT AN INFORMAL HEARING ON THE
ABOVE ALLEGATIONS, AND CONCERNING YOUR DEFENSES.
THE COMPANY MAY HAVE AN ATTORNEY PRESENT AT SUCH
INFORMAL HEARING, AND YOU ARE INVITED TO HAVE AN
ATTORNEY PRESENT WITH YOU AS WELL.
YOU ARE
REQUESTED TO APPEAR WITH YOUR ATTORNEY AND WITH
ANY WITNESSES IN YOUR BEHALF AT FIVE STAR ON THE 13
DAY OF APRIL 2005, PREPARED TO ANSWER ANY QUESTIONS
WE
MAY
HAVE
CONCERNING
THE
ABOVE-MENTIONED
MATTERS. SUCH HEARING WILL BEGIN PROMPTLY AT 2:00
P.M. AT WHICH TIME YOU SHOULD BE PRESENT.
IF YOU SHOULD FAIL TO PRESENT YOUR WRITTEN
ACCOUNT OF THE FACTS AS REQUESTED ABOVE, OR TO
APPEAR FOR THE INFORMAL HEARING, YOU WILL PROBABLY
BE TERMINATED BY DISCHARGE FOR THE ABOVE OFFENSES,
AND FOR YOUR REFUSAL TO FULLY COOPERATE WITH OUR
INVESTIGATION. HOWEVER, IF YOU PRESENT YOUR WRITTEN
DEFENSES AND ATTEND THE HEARING IN A TIMELY MANNER,
WE WILL ATTEMPT TO GIVE YOU A DECISION AT THE END OF
THE HEARING. [Emphasis in original.]
. . . .
The form is signed by Jim and Nancy Woodward.15
15 The latter testified that Tanksley was not the only Five Star em-
ployee who has received a written write up. She sponsored a number of
exhibits, R. Exhs. 23 (dated August 4, 2004 regarding Wurtz), 25
(dated October 26, 2005 regarding employee Angie McKnight), 26
(dated April 19, apparently in 2004, regarding employees Dave and
Helen Hilton), 27 (dated February 6, 2004 regarding Wurtz), and 29
(dated April 16, 2004 regarding Wurtz, Randy Looney, Kerry Stultz,
Jamie Holt, and Brian Holt). With respect to R. Exh. 27, Nancy Wood-
ward testified that when she is not at work her daughter Nicole New-
Tanksley testified that he left Respondent’s facility when he
received the notice; that prior to the notice no one had told him
that he needed to pick up production on the 400s he was weld-
ing; that he did not and does not know what rudeness to other
employees refers to; and that for as long as there were vending
machines employees could use them anytime they wanted to
purchase a soda or snack. On cross-examination Tanksley testi-
fied that he used the coke machine or the candy machine other
than at breaktimes, on average twice a day.
Nancy Woodward testified that Tanksley was the least pro-
ductive welder at the time of his discharge.
Newberry testified that on April 7, 2005, she saw Tanksley
while she was driving home; that they both take Route 413; that
she turns left to go to Marionville and he continues straight to
Billings; that he was behind her and she could not see his head-
lights when she went into the yield lane to make the left turn;
and that Tanksley was following too close.16
On April 13 Tanksley and Ritter showed up at Respondent’s
facility for the meeting. There was no meeting at that time.
Instead, Jim Woodward handed Tanksley what was received in
evidence as the General Counsel’s Exhibit 5. It reads as fol-
lows:
FURTHER NOTICE CONCERNING SUSPENSION
AND POSSIBLE DISCHARGE
To:
Dave Tanksley
Date:
April 13, 2005
From:
Jim Woodward
In the notice of suspension and possible discharge re-
cently given to you, you were requested to provide Jim
Woodward a written statement in regard to whether or not
you admit having engaged in the conduct alleged in that
notice, and you were asked to include a statement of the
facts regarding those matters and a list of persons who can
verify your account of the facts.
We intended to have you provide that by Monday
April 11, 2005, so we would have your statement by noon
on that date and have time to review it prior to the hearing
scheduled for 2:00 PM April 13, 2005. However, in pre-
paring the document, it is noted that we failed to give you
berry documents discipline and that the following writing on R. Exh. 27
is Newberry’s handwriting:
Richard [Wurtz] smarted off at Dustin at 10:10. Called lawyer
said we could send home w/o pay. Jim 10:30 told Richard no
more smart ass attitude or foul language. Richard lied said he
didn’t, told Jim to ask K.J. Jim asked K.J. & Richard smarted off
& said “f” a couple of times. Jim said not sending home today
next time fired on the spot.
Counsel for General Counsel and the Respondent stipulated that
there are warning notes from Jim Woodward and from Dustin Wood-
ward, all dated August 4, 2004, regarding Leuschen and Atkinson
which were put in their personnel files.
16 Newberry testified that in a later incident while she was pregnant
she was driving slow in the rain and Tanksley passed her and then
applied his breaks “trying to make me rear end him. . . .” (Tr. p. 658);
and that she reciprocated, locking her brakes up trying to get him off
her “butt” (Tr. p. 660).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1328
a time when the written statement was due at our office
and in my hands.
Therefore, we are giving you this additional notice
(which will be handed to you on April 13 if you do appear
at 2:00 PM that day, and will be mailed to you that day if
you do not appear for the hearing at 2:00 PM on April 13
as required).
Please be sure to get to Jim Woodward your written
statement of what the facts are from your viewpoint in re-
gard to the offenses alleged in the suspension notice. Also
list the witnesses you plan to have available to give testi-
mony or evidence that would be of assistance to your posi-
tion.
As soon as we get that written statement, we will let
you know if there is any need for a further hearing of the
type we had mentioned in your provisional suspension no-
tice. If so, you will be given the time and place of that
hearing.
If you have not provided a written statement by April
13 at 2:00 PM, then you must do so no later than forty-
eight (48) hours after you receive this further notification
(or no later than 72 hours after this notice is mailed).
Your failure to cooperate in presenting this statement
will be considered an admission of the allegations against
you and will probably result in your discharge. If you do
provide a written statement in a timely manner from the
date of this letter, then fail to show up at any hearing that
your are notified to attend thereafter, you will also proba-
bly be discharged for lack of cooperation.
We will have our attorney involved in this investiga-
tion in order to ensure that we are given proper guidelines
and follow all legal requirements in regard to this matter,
and that no unlawful of improper facts will be considered
by us in making the final decision on this matter.
The notice is signed by Jim Woodward. He testified that he
gave this notice to Tanksley on April 13; that Ritter was with
Tanksley on April 13; and that there was no meeting on April
13.
Jones testified that he advised and assisted Respondent in
handling Tanksley’s second discharge; and that he did not re-
call whether it was discussed that he would be present at Five
Star on April 13, but he was not scheduled to be there.
Tanksley testified that he and Ritter went to Five Star on
April 13; that he knocked on Jim Woodward’s office door and
Nancy Woodward opened the door; that he told her that he and
Ritter were there for the meeting that Jim Woodward had set
up; that Nancy Woodward said “just a second, please” (Tr. p.
242) and she closed the door; that Jim Woodward left his of-
fice, walked into Nancy Woodward’s office, walked back to his
office, and handed him a further notice concerning suspension
and possible discharge, General Counsel’s Exhibit 5, and his
final paycheck; that he and Ritter asked if they could hold the
meeting then since they had driven 60 miles to be there; that
Nancy Woodward asked Ritter if he was Tanksley’s attorney
and he told her that he was not; and that Jim Woodward told
them to leave the premises, and they left.
Ritter testified that he went with Tanksley to Five Star on
April 13, to participate in a meeting about Tanksley’s suspen-
sion and possible discharge; that they arrived a couple of min-
utes before 2 p.m.; that Jim Woodward said that there was not
going to be a meeting and Nancy Woodward said that the only
person that Tanksley could bring was an attorney; that both Jim
and Nancy screamed for him and Tanksley to get off their
property; that he explained that as a certified representative of
the employees he had a right to be there; and that he and
Tanksley left the Respondent’s property. On cross-examination
Ritter testified that he attended the April 13 meeting with
Tanksley because he wanted to try to get him returned to work;
that Tanksley asked him to come on April 13; and that he did
not contact the Company or Jones to tell them that he would be
attending the meeting.
When called by Respondent, Jim Woodward testified that he
was not expecting Ritter to show up with Tanksley on April 13;
that he was not inclined to allow Ritter to sit in on the hearing;
that he might have raised his voice to let Ritter and Tanksley
know that they “did need to leave, that they wasn’t [sic] wel-
come there because he was not supposed to be there without my
counsel being there” (Tr. p. 511); that when Ritter appeared, he
contacted his attorney, Jones, while Ritter and Tanksley were
there but Jones was not available to come to Crane; and that
Jones told him to ask Ritter and Tanksley to leave Respon-
dent’s premises. On cross-examination Jim Woodward testified
that Respondent’s attorney, Jones, set up the April 13, 2005
meeting.
The General Counsel’s Exhibit 6 is a letter dated April 14,
from Ritter which reads, as here pertinent, as follows:
Dear Mr. Woodward:
Employee David Tanksley appeared at the meeting on
April 13 and 2:00p.m. as requested by you. He was ac-
companied by me as his Union Representative. The meet-
ing never took place as you ordered Mr. Tanksley and my-
self [sic] to leave. Mr. Tanksley was handed a copy of
your April 13 letter and his ‘final check.’ Your lack of
courtesy in this regard is evident. Both Mr. Tanksley and
myself [sic] made a useless trip to our facility.
We attended the meeting in good faith so that Mr.
Tanksley could present his evidence. Your harassment and
coercion of Mr. Tanksley, as evidenced by the NLRB
Complaint outstanding against your company, appears to
be continuing.
Mr. Tanksley denies that he was insubordinate to any
office personnel. He did not yell at any office staff. The
general attitude of hostility appears to come from you and
your management staff directed at Mr. Tanksley. Mr.
Tanksley is a long-term employee. He had no work related
problems until he engaged in his federally protected right
to seek selection of a collective bargaining representative.
Mr. Tanksley has a right to Union representation at any
hearing that you conduct. It is clear that this is a discipli-
nary hearing. Please accept this letter as Mr. Tanksley’s
written statement. If you wish to conduct a further investi-
gatory interview, please contact Mr. Tanksley and me to
schedule a meeting. I suggest that since you wasted Mr.
FIVE STAR MFG.
1329
Tanksley’s time at the last meeting that you agree in ad-
vance to pay for his time in any future meetings. I look
forward to your response.
Jim Woodward testified that he received Ritter’s letter on or
about April 14.
General Counsel’s Exhibit 7 is a 6-page document titled
“NOTICE OF PRELIMINARY DECISION WITH OPPORTUNITY FOR YOU
TO APPEAL,” dated April 18, from Jim Woodward to Tanksley.
The topic headings of the document are (1) alleged offenses, (2)
your response, (3) Mr. Ritter does not represent you, (4) pre-
liminary decision calls for your discharge, (5) your final oppor-
tunity for reconsideration, and conclusion. The conclusion
reads as follows:
I am sorry that we have had to come to the above con-
clusion to preliminarily terminate your employment, but I
hope you recognize that I am giving you one last opportu-
nity to show me that you can change your attitude to one
that will be one of cooperation rather than one of insubor-
dination and work slowdowns.
The final opportunity reads, in part, as follows:
Despite all of the above, I want to give you one final
opportunity to ask for reconsideration of this decision. If
you will write me a letter which states an apology for your
disrespect and your insubordination in the past, and which
states that you will try to do better and you will meet the
production requirements or expectations that we reasona-
bly have for the work you have been doing, we will give
consideration to reinstating you to your former position.
Your letter should state that you are willing to undergo
counseling if we suggest a counselor that you should meet
with, and if we will pay for that counseling. . . . .
. . . .
Please understand that the letter must come from you.
You can have anyone you want to help you write the let-
ter, but the letter must be signed by you and it will be you
and me and possibly my attorney that will be involved in
any meeting that we hold to consider whether your letter is
a sufficient demonstration of your change of attitude to
consider you for further employment with our company.
We do not recognize Harvey Ritter as your representative
at this time in connection with these matters because as the
NLRB has ruled in the cases we have cited above, absent a
collective bargaining agreement, our company still has a
fundamental management rights to deal with you on an in-
dividual basis and not as part of a group or as a person rep-
resented by any persons or organization such as Harvey
Ritter or his organization. Furthermore, we believe that
any representational rights that Harvey Ritter or his or-
ganization had have now elapsed and that the employees
have demonstrated that they no longer desire to have rep-
resentation by Teamsters Local 245 as has been demon-
strated by the recent decertification petition filed by the
employees and by information that I have which indicates
that a vast majority of our employees do not desire to be
represented by that organization.
Jim Woodward testified that he sent this document to Tanksley
on or about April 18; and that “I probably didn’t go over it [GC
Exh. 7] totally. I had my counsel take care of it. It wasn’t in my
hands.” (Tr. p. 129) In response to questions of Respondent’s
attorney, Jim Woodward testified that he is not a lawyer and he
does not have a college degree. At least one page of this docu-
ment deals with Respondent’s argument that it does not recog-
nize the Union as the representative of its employees.
General Counsel’s Exhibit 8 is a letter from Tanksley to Jim
Woodward, dated April 22, which reads as follows:
Dear Mr. Woodward:
I received your letter of April 18, 2005, on April 21.
My response is as follows:
As I have previously informed you, I do not believe
that I have ever been insubordinate to office personnel. I
do not believe that I have been hostile to anyone at Five
Star Manufacturing. While you and I have had disagree-
ments in the past, I believe that we always were able to
work them out. This, however, all changed when the em-
ployees decided that we wanted a union. I believe that you
have been hostile toward me since that time and have been
looking for a reason to terminate me.
I believe that I am a hardworking employee. My pro-
duction has been steady during my years of employment.
Again, you never questioned my production prior to the
union helping us to organize.
I do not believe that I have been rude to other employ-
ees. To the contrary, I always try to get along with my co-
workers. I must state, however, that you and Mrs. Wood-
ward have been extremely rude to me.
I request that you immediately reinstate me and pay
me my lost wages. I believe that the conditions set forth in
your April 18 letter requesting an apology, agreeing to un-
dergo counseling, and the other requirements are retalia-
tion against me. I would be happy to meet with you to dis-
cuss this matter. However, I request a union representative
to be with me at any such meeting. I request that Harvey
Ritter, Business Representative of Teamsters Local 245
accompany me to this meeting.
I look forward to your reply.
The General Counsel’s Exhibit 9 is a “Notice of Final Deci-
sion” from Jim Woodward to Tanksley, dated April 26, which
reads as follows:
This is to give you the final decision on your status
concerning your suspension and the preliminary discharge
notice sent to you April 18, 2005.
The notice of April 18 spelled out in detail the prob-
lems we have had with you as an employee. None of those
problems, to our knowledge, relates in any way to any un-
ion or unionization activities of anyone. I have not been
aware and no one else in our management has been aware
of any particular union activities that you engaged in.
We gave you one last opportunity to indicate there
would be some way that we could expect you to improve
your job performance and your attitude of respect that we
are entitled to have from all employees.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1330
While your letter of April 22, 2005, states disagree-
ment with our conclusions that were expressed in our letter
of April 18, your letter does not dispute the facts we set
forth in our letter of April 18. Those facts speak for them-
selves and show that your denials of our conclusions are
not well founded. Your letter fails to recognize that you
have been guilty of any insubordination or refusal to work
diligently and efficiently and improve your slow produc-
tion (slower than any other employee we have ever had).
Because your letter gives us no basis to believe that
your performance would improve, or that your attitude
would change, your letter does not meet the requirements
we set forth in our letter of April 18, 2005. Therefore, we
have concluded that there is no choice but to give you this
notice that you have been discharged for the reasons pre-
viously stated.
We are sorry that you have such a hostile attitude to-
wards us that you are apparently blinded to any opportu-
nity we might provide you to improve your performance. I
hope you will find employment that will be better suited to
your abilities and to your happiness.
Jim Woodward testified that he had never sent letters like Gen-
eral Counsel’s Exhibits 4 through 9 to any employee before;
and that he did not give any notice to the Union prior to putting
these procedures in place.
Tanksley testified that he received General Counsel’s Exhibit
9 on or about April 28; that he was not aware of any conflicts
he had with Randy Looney while he was employed at Five Star;
that he had friends at Five Star and there were employees he
got along with; that he did lie down in the hall on breaks be-
cause his back was being torn up working on the 400s and the
cold concrete would help ease the pain somewhat; that he was
not sleeping but he did pull his hat down over his head; and that
he would get up and go back to work when he heard the other
employees start to go back to work. Subsequently Tanksley
testified that he is 50 years old, is 5 feet 8 inches tall, and
weighs approximately 185 pounds.
Respondent stipulated that Tanksley’s absences were not the
reason for the discharge or disciplining of Tanksley. (Tr. p.
323.)
Newberry quit working for Five Star in May 2005. Subse-
quently she became part owner of Five Star.
The General Counsel’s Exhibit 10 is a letter from Ritter to
Jim Woodward dated May 5. It reads as follows:
It is my understanding that your Company has recently
suspended and then terminated David Tanksley, your em-
ployee. The purpose of this letter is to request negotiations
concerning these disciplinary actions. Please contact me
immediately so that we can schedule a negotiating session
concerning the suspension and discharge of Mr. Tanksley.
Ritter testified that the Union did not receive a reply to this
letter; that Five Star did not notify the Union of what it in-
tended to do with respect to Tanksley’s suspension and dis-
charge; and that Respondent did not afford the Union an oppor-
tunity to bargain over the procedures that it followed in the
above-described suspension and discharge letters to Tanksley
and it did not afford the Union an opportunity to bargain over
the above-described April 7 through April 26 letters.
Busby testified that the General Counsel’s Exhibit 14 shows
his absences from Five Star on work days in 2005. The parties
stipulated that the General Counsel’s Exhibit 14 is from
Busby’s personnel file. Busby testified that he believed that
bonuses had been paid for 2005 before the time of the trial
herein; and that he did not get a bonus. Busby also testified that
he produced more than Tanksley in that when he was doing the
framing work that Tanksley was doing he, Busby, could pro-
duce 200 to 250 frames a day.
Jim Woodward testified that to his knowledge nothing like
the Respondent’s Exhibit 10 was created for the numerous
“UNEXCUSED” 2005 absences of Busby, the General Coun-
sel’s Exhibit 14; and that Busby was not terminated for having
three unexcused absences in a row without a call in because
Respondent does not have such a policy.
Ritter testified that up to the time of the trial herein from
mid-October 2004, Five Star, on the one hand, had been giving
bonuses and vacation, and, on the other hand, it had refused to
give bonuses and vacation based upon employees’ unexcused
absences and other discretion exercised by Jim Woodward; that
Five Star neither notified the Union before these actions were
implemented nor did Respondent afford the Union an opportu-
nity to bargain before doing these things; and that Five Star
neither notified the Union of its decisions with regard to
whether or not employees are eligible for bonuses or vacation
pay nor notified the Union before they actually paid or withheld
bonuses or vacation pay.
Turner testified that he missed about 20 days of work, he re-
ceived part of his vacation pay, and he did not receive a bonus
in 2005.
On rebuttal Tanksley testified that there were no instances
where he purposely moved a pallet jack towards any member of
management or supervision; that, more specifically, he never
walked toward Nancy Woodward with a pallet jack, and she
never said anything to him about his steering of pallet jacks;
that he did not intentionally get in Dustin Woodward’s way
when Dustin was operating a forklift; that when Dustin Wood-
ward asked him to leave the lights on he did; that for a year or
two before the union organizing campaign, he left his personal
mail, which had stamps on it, with Five Star’s outgoing mail
because he did not have a mailbox at home; that one day,
shortly after Five Star found out that the Union was trying to
get into the shop, he found six or seven pieces of mail in his
welding room, which mail he had left in the main office about
six days before; that he asked Nancy Woodward about it and
she told him “that now with the Union coming in that they
could not be showing any preferences to any employees” (Tr. p.
822); that Nancy Woodward did speak to him about making
some kind of rude noise to Nicole out in the hallway; that he
had no idea what she was referring to and he asked Rick
Looney Jr., who had been standing within 10 feet of the both of
them, if he made any inappropriate noise, and Looney Jr. said
no; that he did not knowingly make faces at or try to intimidate
Nancy, Nicole, or Dustin Woodward; and that he was not aware
that any of his facial features or body postures were offensive
FIVE STAR MFG.
1331
to others, and he did not know that he made gagging sounds at
anyone.
On rebuttal Ritter testified that the first bargaining session
was held in Jones’ office, and Jones told him that his client did
not want to pay him to drive to Crane to meet; that the Union
wanted to have the meeting closer to the Respondent’s facility
since Leuschen was on the bargaining committee and he had to
go to work early the next morning; that the first session started
at 6:30 p.m. and Jones ended the session by announcing that his
clients were hungry; that at the first session Respondent wanted
to discuss their work rules or policies; that the second bargain-
ing session was held at the Aurora Chamber of Commerce; that
at the second session he submitted a handwritten preamble, the
General Counsel’s Exhibit 17, and Jones rejected it, indicating
that he wanted his own language; that he started to make some
changes in his language in an attempt to reach some middle
ground and he noticed that Jones was not taking any notes; that
he asked Jones if he was going to take notes and Jones said that
he did not take notes, he had Parkinson’s disease; that he asked
Jones if one of his clients could take some notes and Jones said
no that when the Union had something typed the Union could
then give it to him; that he, Jim and Nancy Woodward, Monroe
Freeman, Jones, and a mediator were present at the third bar-
gaining session on November 22, 2004; that this meeting ended
when Freeman got mad, said we are not making any headway,
this meeting is over, and we are going to lunch; that at the third
meeting they discussed health and welfare, and the productivity
standards Five Star wanted to impose; and that he told the com-
pany representatives that he did not have a problem discussing
productivity but availability of parts, equipment breakdowns,
and things beyond the employee’s control had to be considered.
On cross-examination Ritter testified that the General Coun-
sel’s Exhibit 17 is the only written proposal that the Union
provided to Five Star at the bargaining table.
Analysis
Counsel for the General Counsel called Jim Woodward as a
Federal Rule of Evidence 611(c) witness, four former employ-
ees of Respondent, namely Henry, Tanksley, Wurtz, and
Leuschen, one present employee of the Respondent, Busby, and
the involved Union organizer. Tanksley and Henry are named
in the complaint, and if it is ultimately determined that the for-
mer was unlawfully discharged, he would be entitled to back
pay. Leuschen was the observer for the Union at the Board
election and he was on the Union bargaining committee.
Respondent called nine witnesses. Four of them are members
of the Woodward family which operates the Respondent. Each
one of the family members who testified is a part owner of the
Respondent, and each one of these family members would un-
doubtedly suffer financially if the Respondent loses this case.
Of the remaining witnesses, one is the attorney who orches-
trated conduct which is alleged to be unlawful, one is an OSHA
consultant who eventually admitted that what Jim Woodward
did with respect to the keys and workers’ schedule the day after
Respondent lost the election was something the consultant rec-
ommended 2 years before the election, two are employees hired
after the election (one of them circulated a decertification peti-
tion), and one is an employee who was the company observer at
the Board election, and is a friend of and socializes with Dustin
Woodward. Add to this the fact that much of the testimony
elicited from Respondent’s witnesses was in response to lead-
ing questions asked by Respondent’s present attorney.
Paragraph 5(a) of the complaint alleges that on February 12,
2004 James Woodward restrained and coerced employees by
making statements that implied the selection of the Union as
the bargaining representative of unit employees caused Re-
spondent to confiscate employees’ keys to the facility and that
rejection of the Union by unit employees would improve the
working conditions of unit employees. Henry testified that on
February 12, 2004, he told Jim Woodward that he hated to give
up the key and Jim Woodward said “maybe things will get
better.” (Tr. p. 28) Henry impressed me as being a credible
witness. His testimony is credited. At the time he testified at the
trial herein he was retired. Consequently he had nothing to gain
over this issue. Jim Woodward did not specifically deny mak-
ing this statement. However, Jim Woodward testified that the
reason he took back the keys on February 12, 2004, was that he
was having a problem with the involved door lock and he had a
locksmith redo the whole key system. But this is not what Jim
Woodward told Henry on February 12, 2004. Jim Woodward
was not a credible witness. If it was merely a lock problem, he
could have exchanged the keys to the new lock with the in-
volved employees. Jim Woodward told Henry “maybe things
will get better.” (Id.) As alleged, in making this statement while
he was confiscating keys from employees the day after Five
Star lost the Board election, Jim Woodward was implying to
employees that the confiscation was caused by the Union win-
ning the election and the situation would change back if things
got better. In the circumstances existing here, employees would
reasonably understand this to mean if the Union was not there.
Jim Woodward restrained and coerced employees by making
this statement. Respondent violated Section 8(a)(1) of the Act
as alleged in paragraph 5(a) of the complaint.
Paragraph 5(b) of the complaint alleges that on April 13,
2005 James and Nancy Woodward demanded that a union rep-
resentative leave the facility and told employees that the Union
could not represent employees in disciplinary matters. As
pointed out by the Board in ITT Lighting Fixtures, 261 NLRB
229 (1982), as here pertinent, enfd. in part 719 F.2d 851 (6th
Cir. 1983),17 an employee’s request for representation where
there is a newly elected but not yet certified union must be
honored by the employer under Weingarten, supra. In the in-
stant case the involved Union had been certified at the time.
Additionally, the Board held in Glomac Plastics, Inc., 234
NLRB 1309 (1978), enfd. 600 F.2d 3 (2d Cir. 1979), that an
employer’s unlawful refusal to recognize or bargain with a
majority union cannot defeat the Weingarten, supra, right of an
employee.18 More specifically, at 1310 and 1311 in Glomac
Plastics, supra, the Board concluded as follows:
17 Enforcement was granted with respect to that portion of the deci-
sion involved herein, namely an employee, Terry Williams’, NLRB v.
Weingarten, 420 U.S. 251 (1975), right to have a representative at an
investigatory meeting. The court did not uphold and enforce another,
not here pertinent, part of the Board’s decision.
18 While Glomac Plastics, supra is referred to by Board member
Schaumber in footnote 11 of his concurring opinion in IBM Corp., 341
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1332
We do not draw a distinction between union-represented
employees and employees who have chosen union representa-
tion but have been deprived of the benefits of that representa-
tion as a result of the employer’s refusal to bargain in good
faith with their designated representative. We agree with the
Administrative Law Judge that “Respondent, while appearing
to bargain openly and in good faith, was actually progressively
determined not to reach agreement . . . .” [Footnote omitted] In
refusing to bargain in good faith with the Union, Respondent
effectively foreclosed its employees from enjoying any of the
benefits of collective bargaining and in particular deprived
them of the ‘aid or protection’ of union representation.
The Union was certified . . . bargaining ensued but . . .
Respondent deliberately engaged in bargaining tactics
which the Administrative Law Judge found were ‘calcu-
lated to prevent final agreement,’ apparently in the hope
that a successful decertification petition would be filed.
. . . .
The national labor policy of encouraging good faith
collective bargaining would be undermined if an employer
were to be allowed to defeat its employees’ right to have a
representative present by engaging in unlawful bad-faith
bargaining which the employer could then rely on to assert
that no recognized union representative exists. To permit
the Respondent’s own misconduct thus to reduce or elimi-
nate the employee’s right to have a union representative
present is to allow the Respondent’s unlawful action to de-
termine the reach and applicability of Section 7 rights. We
cannot reward the wrongdoer for conduct which violated
Section 8(a)(5) of the Act.
In other words, there are situations where it is not necessary to
have a signed collective bargaining agreement before an em-
ployee can rightfully assert his or her Weingarten, supra, right.
Here (1) the April 13, 2004 meeting, as originally scheduled,
was investigatory, (2) Tanksley reasonably expected that the
meeting would result in disciplinary action, and (3) Tanksley,
by his conduct, requested representation by Union representa-
tive Ritter.
Here, as found below, Respondent committed a number of
unfair labor practices, including making a number of unlawful
unilateral changes in the wages, hours, and terms and condi-
tions of employment of unit employees, refusing to bargain
collectively regarding the disciplining and discharge of unit
employees and unlawfully withdrawing recognition on April
18, 2005 through June 7, 2005, from the Union as the exclusive
bargaining representative of the employees in the unit.
While the April 13, 2005 meeting was delayed, Respondent
did not indicate to Ritter that he was welcome to attend the later
scheduled meeting with Tanksley. In fact Respondent did just
the opposite. Respondent violated the Act as alleged in para-
graph 5(b) of the complaint in that it interfered with, restrained,
NLRB 1288 (2004), neither Glomac Plastic, supra nor ITT, supra, were
overruled by IBM Corp., supra, to the extent that they stand for the
proposition that an employee has the right to have a union representa-
tive present in the situations described in these two cases.
and coerced employees in the exercise of rights guaranteed in
Section 7 of the Act in violation of Section 8(a)(1) of the Act.
Paragraph 5(c) of the complaint alleges that by letter dated
April 18 to an employee, Jim Woodward told employees that
the Union was not their collective-bargaining representative
and that Respondent was a nonunion employer. Respondent’s
April 18 letter, the General Counsel’s Exhibit 7, is described
above. The letter speaks for itself. For the reasons set forth
above, contrary to the assertions contained in the letter, the
Union was and is the employees’ collective-bargaining repre-
sentative, and the Respondent is not a non-union employer.
Respondent violated the Act as alleged in paragraph 5(c) of the
complaint in that it interfered with, restrained, and coerced
employees in the exercise of rights guaranteed in Section 7 of
the Act in violation of Section 8(a)(1) of the Act.
Paragraph 6(a) of the complaint alleges that on or about Feb-
ruary 11, 2004, Respondent unlawfully discharged its employee
David Tanksley. Under Wright Line, 251 NLRB 1083 (1980),
enfd. 662 F.2d 899 (1st Cir. 1981), cert denied 455 U.S. 989
(1982), the General Counsel has the burden of proving by a
preponderance of the evidence that animus against union activ-
ity or protected conduct was a motivating factor in the adverse
employment action. Once the General Counsel proves dis-
criminatory motivation by showing union or protected activity,
employer knowledge of the activity and animus, the burden of
persuasion shifts to the employer to prove that it would have
taken the same action even in the absence of the union or pro-
tected activity.
Here Tanksley attended two union meetings and he spoke at
the two union meetings in favor of the Union. It is not disputed
that named supervisors attended one of these two meetings and
Zinn, who is described—without challenge—as a “good
buddy” of Jim Woodward, attended the other meeting. Neither
Zinn nor the named supervisors who attended the union meet-
ing testified at the trial herein. Nancy Woodward testified that
Five Star is a small plant and she knows where employees are
supposed to be and when. Her daughter, Newberry, testified
that Five Star is a small company and she kind of knows what
everybody does. While both of these statements appear to refer
to what goes on in Five Star’s facility, the observations drive
home a point, namely this is a small work force. The charges
indicate that Respondent has about 25 employees. Also, Jim
Woodward testified that Respondent had about 25 employees in
2004. It was not shown that Tanksley engaged in any union
activity on or near Respondent’s premises before February 11,
2004, and employees did, with respect to Zinn, unsuccessfully
take some pains to keep him from learning something to tell
Jim Woodward about what was happening. Nonetheless, I be-
lieve that the evidence is sufficient to establish that Respondent
knew that Tanksley attended union meetings and he spoke in
support of the Union. Additionally, on the day of the election,
just before the vote, Tanksley spoke with Ritter in the parking
lot. This meeting was witnesses by Jim Woodward. It is ques-
tionable whether Jim Woodward heard Tanksley say, “well, I
think we got it made” to Ritter. But Jim Woodward did not
specifically deny Tanksley’s testimony that after he, Jim
Woodward, saw Tanksley speak to Ritter, Jim Woodward “was
FIVE STAR MFG.
1333
enraged pretty much is what the look I seen [sic] on his face.”
(Tr. p. 215)19
Antiunion animus is established by Jim Woodward’s De-
cember 2004 statement to Ritter that he, Jim Woodward,
“didn’t want any Teamsters in his plant and all his employees
were doing was finding themselves a way out of there by doing
that.” (Tr. p. 349.)
Respondent has not shown that it would have terminated
Tanksley on February 11, 2004 even in the absence of his union
and protected activity. Respondent had lived with Tanksley’s
alleged shortcomings up until February 11, 2004.20 What hap-
pened on February 11, 2004, that changed this? Nothing which
would cause him to lose the protection of the Act happened
when Tanksley picked up his paycheck. Nicole (Woodward)
Newberry’s direct testimony about what happened in the main
office on February 11, 2004, when Tanksley and Wurtz picked
up their paychecks is not credited. Her version of what hap-
pened on February 11, 2004, in the main office and outside the
main office is a fabrication, and a pretext. Jim and Nancy
Woodward’s participation in this fabrication undermines their
credibility. Just five days before February 11, 2004 Newberry
wrote the following discipline, Respondent’s Exhibit 27:
19 Ritter and Henry testified that Jim Woodward followed Ritter out
of the plant. While Nancy Woodward testified that she went out and
spoke to her husband, no one testified that Nancy Woodward spoke to
her husband between the time Ritter left the plant just before the voting,
walked to his car, had a brief conversation with Tanksley, and drove
off. Strictly from a timing standpoint, Nancy Woodward would not
have yet had a chance to speak with Jim Woodward outside the plant.
Jim Woodward had just walked out of the plant after Ritter and the
Ritter/Tanksley conversation took only seconds. That being the case,
and notwithstanding Respondent’s attorney’s leading question at Tr. p.
638, it was not shown that Jim Woodward would have been enraged at
that point in time by anything other than what he witnessed in the park-
ing lot between Tanksley and Ritter. Moreover, I do not credit the
testimony of Nancy Woodward, her daughter, and her husband with
respect to their allegations regarding what occurred on February 11,
2004, in the main office with Newberry, Wurtz, and Tanksley.
20 Since Lorene Woodward is a part owner and manager of Respon-
dent, this would include what Tanksley allegedly said to her about her
son, Jim Woodward, apparently a couple of years before February 4,
2004. It is noted that while Tanksley did not specifically deny the al-
leged statement, Lorene Woodward did not testify at the trial herein to
indicate under oath that the alleged statement was made by Tanksley.
Absent her testimony, one has to question whether it was even neces-
sary for Tanksley to deny this allegation. While Counsel for General
Counsel did not object to the receipt of R. Exh. 4 and it was admitted, it
is hearsay in that it is an out-of-court statement (typed) allegedly signed
by Lorene Woodward offered to prove the truth of the matter asserted,
namely that Tanksley made a verbal statement to her. Respondent’s
Exhibit 4 is not a business record as described in Federal Rule of Evi-
dence 803(6). It does not fall within any of the exceptions to hearsay. It
is an out-of-court statement offered to prove the truth of the matter
alleged, namely that someone allegedly heard someone else say some-
thing. The person who allegedly heard the statement did not testify and
she did not sponsor R. Exh. 4. Since neither Jim nor Nancy Woodward
personally heard Tanksley make the alleged statement, their testimony
and that portion of Nancy Woodward’s typed statement referring to this
matter, R. Exh. 8, are also hearsay. While R. Exh. 4 was admitted, I do
not give it any weight.
Richard [Wurtz] smarted off at Dustin at 10:10. Called lawyer
said we could send home w/o pay. Jim 10:30 told Richard no
more smart ass attitude or foul language. Richard lied said he
didn’t, told Jim to ask K.J. Jim asked K.J. & Richard smarted
off & said “f” a couple of times. Jim said not sending home
today next time fired on the spot.
When asked why, if Wurtz was the one who said “rip off
cheated,” Wurtz was not disciplined Newberry answered:
He [Wurtz] hadn’t ever had run-ins with me like that before.
He—I was upset because of Dave [Tanksley]. Richard
[Wurtz]—like I—you can look, I took a lot from Dave. The
grins, the puffing up, just being hateful. I can take quite a bit
and then everyone has got a breaking point. Richard [Wurtz]
hadn’t been rude like that in the hallways. [Tr. pp. 689 and
690.]
Newberry eventually admitted that she was not looking and she
did not know whether Tanksley or Wurtz was the last one, be-
tween the two of them, to leave the main office; that while she
included both Wurtz and Tanksley in her reference to stomping
their feet, she did not know who stomped their feet; that she did
not see and has no personal knowledge as to who slammed the
outside door; and that she did not believe that Wurtz was disci-
plined for his conduct on February 11, 2004. Newberry is the
one who subsequently told Tanksley that she was not his baby-
sitter. Newberry is the one who subsequently yelled at Tanksley
that he was a “looser.” Newberry, who is a part owner of the
Respondent, demonstrated more than once that she is not a
credible witness.
The fact that Nancy Woodward subsequently testified that
Newberry told her that Tanksley said something about she
cheated him on his paycheck ends up being little more than
Newberry’s own mother unwittingly undermining Newberry’s
fabrication.
Jim Woodward testified that he spoke to Newberry before
Tanksley was terminated. Since Wurtz was not disciplined,
should one conclude that Jim Woodward also did not take into
consideration the discipline he gave to Wurtz just five days
before? And if so, why not?
Nothing out of the ordinary happened in the main office on
February 11, 2004, when Tanksley and Wurtz picked up their
paychecks. It has not been shown that Respondent’s alleged
business justification, alone or in conjunction with other alleged
shortcomings of Tanksley, justified Tanksley’s termination on
February 11, 2004. Respondent has not shown that it would
have terminated Tanksley on February 11, 2004, in the absence
of his union and protected activity.
Four things should be noted. First, when Tanksley asked why
he was fired on February 11, 2004, Jim Woodward said “no
reason.” This response was given because there was no reason
other than an unlawful reason which Jim Woodward did not
want to specify. Second, apparently Respondent’s own attorney
at the time, Jones, who is a labor lawyer with 30 to 40 years of
experience and who was consulted on February 11, 2004, be-
fore Tanksley was fired, believed that Respondent could not
justify the February 11, 2004 termination. Jones had Respon-
dent reinstate Tanksley after the first termination. Nothing
changed in the interim between February 11, 2004, and the trial
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1334
herein other than Respondent fabricating evidence in an attempt
to justify the February 11, 2004, Tanksley termination. Third, at
one point Jim Woodward testified that there was no paperwork
for Tanksley’s termination on February 11, 2004; and that after
the 2004 Board election, Jones advised him to have paperwork.
As noted above, now there is paperwork. Fourth, as pointed out
by the Board in Fluor Daniel, Inc., 304 NLRB 970, at 970
(1991), “[i]t is . . . well settled . . . that when a respondent’s
stated motives for its actions are found to be false, the circum-
stances may warrant an inference that the true motive is an
unlawful one that respondent desires to conceal.” (footnote
omitted) Here the Respondent’s stated motive, what allegedly
occurred on February 11, 2004, in the main office when
Tanksley picked up his paycheck, is false. It is a fabrication
participated in by three of the members of the Woodward fam-
ily. An inference is warranted that the true motive for
Tanksley’s February 11, 2004 termination is an unlawful one
that Five Star desires to conceal. Respondent violated Section
8(a)(1) and (3) of the Act as alleged in paragraph 6(a) and (k)
of the complaint.
Paragraphs 6(b), (k), and (l) of the complaint collectively al-
lege that on or about April 19, 2004 (after having reinstated
David Tanksley on or about April 5, 2004), Respondent moved
David Tanksley to a different and more difficult job position
because he (a) formed, joined, and assisted the Union and en-
gaged in concerted activities, and to discourage employees
from engaging in these activities, and (b) he was named in the
charge in Case 17–CA–22626, and an amended charge and
gave testimony to the Board in the form of an affidavit. As
noted above, on February 11, 2004 the Board election was held.
On the same day Tanksley was terminated for the first time. On
April 19, 2004 the Union was certified as the exclusive collec-
tive bargaining representative of the unit. On April 19, 2004
Tanksley’s job was changed in that, after working on the #712
arched ramp frames for years, he was assigned to weld #400
folding ramps. Jim Woodward conceded that it is possible that
he changed Tanksley’s job and several weeks later he changed
Tanksley’s room. Tanksley had a back problem and Jim
Woodward did not deny that he knew this. Indeed Tanksley had
told Jim Woodward in the past that working on #400 folding
ramps tore up his back. This was caused by the fact that when
he welded the # 400 folding ramps he spent one half of the day
bent over in a stoop for half of his welds. On April 19, 2004
Tanksley told his supervisor, Randy Looney, who helped him
set up for the #400 folding ramps that Jim Woodward was do-
ing this to him because he knew it would kill his back and Jim
Woodward was trying to get him to quit. Supervisor Randy
Looney did not testify at the trial herein so Supervisor Randy
Looney did not deny Tanksley’s testimony that Supervisor
Randy Looney said “[w]ell, you know how things are going
around here.” (Tr. p. 231) Tanksley’s testimony is credited.21
Respondent called Turner who testified that he uses a wood
block to raise the ramps up so that it is easier for him to get at
the ramps to weld; and that this is done to reduce the strain on
his back. Turner welds mostly bifold ramps. It does not appear
21 Jim Woodward’s subsequent letter to Tanksley does not change
the situation.
that he specifically testified that he welded the #400 folding
ramps. It is noted that Turner, who is 6 feet 3 inches tall, did
not testify that he had a history of back problems or that using a
wood block eliminated the strain on his back. Rather Turner
testified that his approach reduced the strain on his back.
Tanksley, who is 5 feet 8 inches tall, has a back problem
which is exacerbated by working on the #400 folding ramps.
Jim Woodward knew this. Tanksley assessed the situation cor-
rectly. This changed job assignment was meant to literally
cause Tanksley pain and make him consider quitting. Respon-
dent was punishing Tanksley, who at the time had been named
in a Board charge and an amended Board charge, and the pun-
ishment was meted out on the day the Union was certified.
Under Wright Line, supra, Counsel for General Counsel has
shown that Tanksley engaged in union and protected activity, at
this time Tanksley was named in a Board charge and an
amended Board charge, Jim Woodward received the Board
filings, and Jim Woodward demonstrated his animus. Respon-
dent has not demonstrated that it would have taken this action
absent Tanksley’s protected conduct. Respondent did not say
anything to Tanksley about his production after he returned
from having his heart attack. Respondent accepted Tanksley’s
production numbers up until Respondent lost the Board election
and the Union was certified. There was no business justification
for the action. Jim Woodward could not credibly explain what
changed. It was not shown by Respondent that it was necessary
to take Tanksley off welding the frames for the arched ramps.
As Tanksley explained well before Nancy Woodward testified,
he did not file a workers’ compensation claim with respect to
his back because he did not sustain the injury at work, but it
was aggravated by working on the #400 folding ramps. For
Respondent’s attorney to later ask Nancy Woodward a leading
question about Tanksley not filing a workers’ compensation
claim is disingenuous at best. Respondent violated Section
8(a)(1), (3), and (4) of the Act as alleged in paragraphs 6(b),
(k), and (l) of the complaint.
Paragraphs 6(c) (k), and (l) of the complaint collectively al-
lege that on or about May 19, 2004, Respondent unlawfully
refused to permit Tanksley to complete his regular work shift
because he (a) formed, joined, and assisted the Union and en-
gaged in concerted activities, and to discourage employees
from engaging in these activities, and (b) he was named in the
charge in Case 17–CA–22626, and an amended charge and
gave testimony to the Board in the form of an affidavit. As
noted above, on February 11, 2004, the Board election was
held. On the same day Tanksley was terminated for the first
time. On April 19, 2004, the Union was certified as the exclu-
sive collective bargaining representative of the unit. On April
19, 2004, Tanksley’s job was changed in that, after working on
the No. 712 arched ramp frames for years, he was assigned to
weld No. 400 folding ramps. On May 19, 2004, Tanksley at-
tended his unemployment compensation hearing with respect to
the time he was off from work after his first termination. On
May 19, 2004, Jim Woodward would not let Tanksley go to
work after he returned from the unemployment hearing. Under
Wright Line, supra, counsel for General Counsel has shown that
Tanksley engaged in union and protected activity, at this time
Tanksley was named in a Board charge and an amended Board
FIVE STAR MFG.
1335
charge, Jim Woodward received the Board filings, and Jim
Woodward demonstrated his animus. Respondent has not dem-
onstrated that it would have taken this action absent Tanksley’s
protected conduct. It was not shown that there was any business
justification for the action. It was not shown by Respondent that
it was necessary to refuse Tanksley the opportunity to work for
the remainder of the day on May 19, 2004. Supervisor Randy
Looney did not testify at the trial herein. Tanksley’s testified
that he showed supervisor Randy Looney the notice regarding
the unemployment compensation proceeding, that supervisor
Randy Looney said that he would let Jim Woodward know
about it, and that he spoke to supervisor Randy Looney twice,
telling him during the second conversation that he, Tanksley,
would definitely come to work after the unemployment hearing.
Since supervisor Randy Looney did not testify at the trial
herein, this testimony of Tanksley is unchallenged. Tanksley’s
testimony is credited.22 Respondent knew that Tanksley was
coming to work on May 19, 2004 after the unemployment hear-
ing. Indeed, Jim Woodward did not tell Tanksley on May 19,
2004, that he could not work because he had not advised Re-
spondent that he was going to come back to work after the un-
employment hearing. Tanksley testified that Jim Woodward
told him that he had something going on in Tanksley’s welding
room and Tanksley should go home and come back tomorrow.
Tanksley is a credible witness. Jim Woodward is not a credible
witness. Tanksley’s testimony is credited. Jim Woodward could
not specify who was working in Tanksley’s room that day. Jim
Woodward testified that he did not have any place to put
Tanksley, who allegedly did not tell him that he would be in for
work that day, and he did not have “work available for him to
do.” (Tr. p. 184). So if one were to believe Jim Woodward,
which I do not, he did not know Tanksley would come to work,
he did not have any room for him, and he did not have any
work for him. Henry testified that on occasion Tanksley shared
his welding room with Busby. Consequently, Tanksley could
have worked in his welding room with another person who Jim
Woodward could not identify. There was no other person. I do
not believe Jim Woodward. He is not a credible witness. He
lied about not knowing that Tanksley would return to work
after the unemployment hearing. Jim Woodward lied about
there being no room for Tanksley. And Jim Woodward lied
about not having any work for Tanksley to do. Indeed at one
point Jim Woodward testified that he needed Tanksley’s pro-
duction that day but he did not have any place to put Tanksley.
Jim Woodward punished Tanksley for his protected activity,
including being named in a Board charge and an amended
charge. Respondent violated Section 8(a)(1), (3), and (4) of the
Act as alleged in paragraphs 6(c), (k) and (l) of the complaint.
Paragraphs 6(d), (k) and (l) of the complaint collectively al-
lege that on or about May 20, 2004, Respondent unlawfully
22 Jim Woodward’s June 17, 2004 letter, R. Exh. 13, to Tanksley (1)
is no substitute for testimony from supervisor Randy Looney, subject to
cross-examination, (2) is signed by someone who has no credibility,
and (3) was drafted by Jones’ office for Jim Woodward’s signature in
an unsuccessful attempt to attempt to convince Tanksley (and others),
as here pertinent, that what happened did not really happen regarding
telling supervisor Randy Looney that he would work after the unem-
ployment hearing on May 19, 2004.
moved Tanksley to a different work location because he (a)
formed, joined, and assisted the Union and engaged in con-
certed activities, and to discourage employees from engaging in
these activities, and (b) he was named in the charge in Case
17–CA–22626, and an amended charge and gave testimony to
the Board in the form of an affidavit. The day after Jim Wood-
ward unlawfully refused to let Tanksley work after the unem-
ployment hearing, Jim Woodward moved Tanksley from the
room he had worked in for 12 years. Under Wright Line, supra,
Counsel for General Counsel has shown that Tanksley engaged
in union and protected activity, at this time Tanksley was
named in a Board charge and an amended Board charge, Jim
Woodward received the Board filings, and Jim Woodward
demonstrated his animus. Respondent has not demonstrated
that it would have taken this action absent Tanksley’s protected
conduct. It was not shown that there was any business justifica-
tion for the action. It was not shown by Respondent that it was
necessary to move Tanksley to another welding room which he
shared with another welder. Jim Woodward’s action was taken
to further punish Tanksley. Jim Woodward’s stated justification
was that he needed more production out of the room Tanksley
was in and that he needed more production on the arched ramps
so that other welders who welded the ramps after they were
rolled would have work. But Randy Looney was moved into
the room Tanksley’s had welded in for 12 years. Randy Looney
did not weld the frames for the arched ramps when he was
moved into Tanksley’s room. Jim Woodward is not a credible
witness. His explanation for the room change is not credible.
Tanksley was moved from what in effect was a private room
(only on occasion would Busby share this room) to a semi-
private room. The only credible explanation for the change is
that it was further punishment for Tanksley’s protected activi-
ties. Respondent has not shown that there was a business justi-
fication for the action. Respondent violated Section 8(a)(1), (3),
and (4) of the Act as alleged in paragraphs 6(d), (k), and (l) of
the complaint.
Paragraphs 6(e), (k) and (l) of the complaint collectively al-
lege that on or about mid-March 2005 and on various dates
thereafter Respondent issued disparate rules, requirements, and
procedures regarding receipt of Tanksley’s paychecks because
he (a) formed, joined, and assisted the Union and engaged in
concerted activities, and to discourage employees from engag-
ing in these activities, and (b) he was named in Board charges
and gave testimony to the Board in the form of an affidavit.
After Tanksley entered Jim Woodward’s office to get his pay-
check, Nancy Woodward told him from then on he “needed to
wait out in the hallway to get . . . [his] check.” [Tr. p. 236]
Tanksley’s testimony regarding what Nancy Woodward told
him is credited. Nancy Woodward did not treat Tanksley the
same as other employees with respect to getting his paycheck.
Nancy Woodward did not specifically deny Tanksley’s testi-
mony, with respect to the first paycheck she withheld, that he
stood in line, she gave paychecks to the two employees in front
of him, and when it was his turn to receive his paycheck she
walked away from him. Also, Nancy Woodward did not spe-
cifically deny Tanksley’s testimony regarding the second pay-
check that he did not receive, namely that there was no one in
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1336
the hallway to pass out paychecks on that payday.23 Since
Tanksley was told that he needed to stay out of the office and
wait out in the hall to get his paycheck, Tanksley stopped going
into the main office. Nancy Woodward testified that she real-
ized that Tanksley stopped coming into the main office. Re-
spondent knew that Tanksley wanted the two paychecks he did
not receive. On more than one occasion, Tanksley’s roommate,
Feltz, asked Nancy Woodward about the paychecks. Tanksley
asked Dustin Woodward about the first paycheck he did not
receive. As Jim Woodward testified, he, his mother, his wife,
and his daughter thought it was getting to be a joke that
Tanksley would not come and get his paychecks, “[i]t wasn’t a
laughing joke. It was just kind of one of them deals like, what is
the matter with him. Can’t he come in and get his own check or
does he got [sic] to have somebody hold his hand.” (Tr. p. 199.)
Under Wright Line, supra, counsel for General Counsel has
shown that Tanksley engaged in union and protected activity, at
this time Tanksley was named in Board charges, Jim Wood-
ward received the Board filings, and Jim Woodward demon-
strated his animus. Respondent has not demonstrated that it
would have taken this action absent Tanksley’s protected con-
duct. It was not shown that there was any business justification
for the action. Respondent was further punishing Tanksley.
Respondent did not show that other employees were required to
wait in the hallway to receive their paycheck. Other employees
were not subject to the same rule, requirement, and/or proce-
dure to receive a paycheck. Respondent changed its rule, re-
quirement, and/or procedure in mid-March 2005 for Tanksley
to receive a paycheck. Respondent treated Tanksley disparately
regarding his paycheck. And Woodward family members, ex-
cept Dustin Woodward, viewed what was happening regarding
Tanksley’s paychecks as joke. Respondent violated Sections
8(a)(1), (3), and (4) of the Act as alleged in paragraphs 6(e),
(k), and (l) of the complaint.
Paragraphs 6(f), (k), and (l) of the complaint collectively al-
lege that on or about April 7, 13, and 18, 2005, Respondent
issued disparate rules, requirements, and procedures regarding
disciplinary actions issued to Tanksley because he (a) formed,
joined, and assisted the Union and engaged in concerted activi-
ties, and to discourage employees from engaging in these ac-
tivities, and (b) he was named in Board charges and gave tes-
timony to the Board in the form of an affidavit. Counsel for
General Counsel contends on brief that none of the procedures
specified in Respondent’s April 7 Notice, General Counsel’s
Exhibit 4, were in place prior to April 7, the Respondent did not
notify the Union before putting these procedures in place, and
this was another unilateral change in violation of Section
8(a)(1) and (5) of the Act. Respondent did not use the rules,
requirements, and procedures set forth in its April 7, 13, and 18
23 Nancy Woodward’s testimony that more than once she was out in
the hallway handing out checks and Tanksley just walked on by and did
not attempt to get his paycheck is not a specific denial of Tanksley’s
testimony. Moreover, Nancy Woodward is not a credible witness.
Tanksley’s testimony regarding what happened when he did not receive
his paychecks is credited. I do not credit any of Nancy Woodward’s
testimony unless it is corroborated by a reliable witness or a reliable
document, and this certainly would not include a document she au-
thored.
Notices to Tanksley for any other employee. And the Respon-
dent did not give the Union prior notice and the opportunity to
bargain regarding these unilaterally implemented rules, re-
quirements, and procedures. Under Wright Line, supra, Counsel
for General Counsel has shown that Tanksley engaged in union
and protected activity, at this time Tanksley was named in
Board charges, Jim Woodward received the Board filings, and
Jim Woodward demonstrated his animus. Respondent has not
demonstrated that it would have treated Tanksley disparately
absent Tanksley’s protected conduct. It was not shown that
there was any lawful business justification for this disparate
treatment. As here pertinent, Respondent violated Sections
8(a)(1), (3), and (4) of the Act as alleged in paragraphs 6(f), (k),
and (l) of the complaint.
Paragraphs 6(g), (h), (i), (j), (k), and (l) of the complaint col-
lectively allege that Respondent on April 7,
suspended
Tanksley and issued a notice of possible discharge to Tanksley,
on April 13, issued a further notice of suspension and possible
discharge to Tanksley, on April 18 issued a preliminary notice
of suspension and possible discharge to Tanksley, and on April
26 discharged Tanksley all because he (a) formed, joined, and
assisted the Union and engaged in concerted activities, and to
discourage employees from engaging in these activities, and (b)
he was named in Board charges and gave testimony to the
Board in the form of an affidavit.
On brief General Counsel contends that Respondent decided
to fire Tanksley on the day he insisted on getting the three pay-
checks Respondent owed him; that Jim Woodward testified that
the reasons for Tanksley’s second discharge included Tanksley
yelling at Newberry when he asked for his three paychecks,
misuse of time, low production, going to the vending machines
when not on break, attitude, and rudeness to other people; that
Tanksley’s production was basically the same since he suffered
his heart attack in 2003 and Tanksley was never warned about
his production; that Tanksley was working with a dual disabil-
ity in that his heart problem precluded long hours and he had a
back problem when he worked on the #400 folding ramps; that
the alleged rudeness to members of the Woodward family in-
volved non-verbal conduct and Jim Woodward testified that
Tanksley’s disrespect probably started in 1993; that the union
activity and the charge filing activity are the main reasons for
the actions against Tanksley; that after he was reinstated,
Nancy Woodward and her daughter, Newberry, were deter-
mined that Tanksley should be fired again; that it “appears that
this was not motivated by the actions of Tanksley but by their
own blind anger and union animus” (counsel for the GC Br. p.
25); that while Jim Woodward claims that Newberry’s
“[t]erminating Dave Tanksley was one of the best moves Five
Star has been able to make in several months” memorandum,
Respondent’s Exhibit 7, was written before Tanksley’s first
discharge, clearly the memorandum was written after
Tanksley’s first discharge; that apparently management was
playing games with Tanksley’s paychecks and the games were
noted by other employees; that playing games which result in
an employee not getting his paycheck is certainly extreme
provocation; that Tanksley’s conduct on April 6 does not ap-
pear to be out of line; that while Respondent may argue that it
feared violence from Tanksley, the Woodwards have known
FIVE STAR MFG.
1337
Tanksley since 1989 or 1990 and there had been no violence
and few cross words; that nothing like violence was listed in the
extensive log, Respondent’s Exhibit 11, and none of the April
2005 correspondences to Tanksley mentions a concern about
violence; that Respondent did not provide documentation of
other instances of discharges; and that all but one of the warn-
ings provided post date Tanksley’s first discharge.
Respondent, on brief, argues that Tanksley deserved to be
fired on February 11, 2004; that Respondent reinstated him and
gave him a second chance, his conduct worsened and, there-
fore, he deserved to be fired in April 2005; that Tanksley ad-
mitted that his production was low;24 that Tanksley admitted
that he did not get along with Jim Woodward since 1993; that
Tanksley admitted that he told Newberry to shut up;25 and that
Tanksley was discharged for low production, insubordination
and poor attitude, and not for his alleged union activities.
Under Wright Line, supra, counsel for the General Counsel
has shown that Tanksley engaged in union and protected activ-
ity, at this time Tanksley was named in Board charges, Jim
Woodward received the Board filings, and Jim Woodward
demonstrated his animus in telling Ritter that he, Jim Wood-
ward, “didn’t want any Teamsters in his plant and all his em-
ployees were doing was finding themselves a way out of there
by doing that.” Respondent has not demonstrated that it would
have terminated Tanksley absent Tanksley’s protected conduct.
It was not shown that there was any lawful business justifica-
tion for Tanksley’s second termination. Since Respondent did
not take the adverse employment action against Tanksley until
after April 6, it apparently follows that up to that point in time
Respondent did not believe that it was justified in terminating
Tanksley. When an employer plays games with an employee’s
paychecks so that the employee is denied timely remuneration
for work done, then the employer, who has instigated the situa-
tion, must reasonably expect some reaction from the employee.
Tanksley telling Newberry to shut up, under the circumstances
existing here, was not so egregious that he lost the protection of
the Act. At the time of her verbal exchange with Tanksley, the
daughter of Jim and Nancy Woodward was neither a supervisor
nor part owner of Five Star. When the verbal exchange oc-
curred Newberry was performing secretarial tasks. While testi-
fying Newberry attempted to leave the impression that
Tanksley telling her to shut up came out of the blue when she
told her mother that she would have to ask her father about the
check. Actually, as Tanksley testified and as demonstrated by
24 Respondent goes on to argue on brief that Tanksley “admitted
management had discussed his low production with him. (Tr. pp. 276–
277).” See R. Br., p. 62. Contrary to this assertion of Respondent on
brief, Tr. pps. 276 and 277 do not demonstrate that Tanksley admitted
that management had discussed his low production with him. What
these two pages of the transcript demonstrate is that Jim Woodward
stressed that he needed 200 frames a day when he first put Tanksley on
building frames, and this occurred long before Tanksley suffered a
heart attack.
25 Respondent also argues that Tanksley admitted he tailgated New-
berry’s car. Since this occurred after Tanksley was suspended on April
7 and it is not mentioned in any of the notices to Tanksley, it does not
appear that this was an expressed consideration in the suspension and
discharge of Tanksley.
Newberry’s “4-6-05” entry in Respondent’s Exhibit 11, the
verbal exchange between Newberry and Tanksley started ear-
lier in the conversation on April 6, with Newberry saying “I am
not your babysitter David” (Tr. pp. 239 and 240) when
Tanksley was explaining to Nancy Woodward that she told him
not to come into the office and he told Nancy Woodward that
Newberry had seen him enter Jim Woodward’s office on the
earlier payday. Later in this exchange Newberry told Tanksley
that he was a loser. The members of the Woodward family,
except Dustin Woodward, who operate Five Star viewed, as
indicated above, what was happening with respect to
Tanksley’s paychecks as a joke. Nancy Woodward could have
given Tanksley his paycheck when he came to the main office
door to give Feltz his car keys. Feltz, in Tanksley’s presence,
asked Nancy Woodward what Dave had to do to get his pay-
check. Nancy Woodward ignored Feltz and Tanksley. Nancy
Woodward testified that she told Feltz “yes” Tanksley could get
the paychecks he had not received, she, Woodward, answered
the telephone, and Feltz said that Tanksley would get the
checks later. Nancy Woodward’s testimony is not credible. She
is not a credible witness. She could have given the paychecks to
Tanksley at that time. But that would have meant putting an
end to the game. And at the time the only one who was suffer-
ing the consequences of the game was Tanksley. The triggering
event, Tanksley telling Newberry to shut up, is not itself a valid
business justification demonstrating that Respondent would
have taken the same action even in the absence of union and
protected activity. And without the triggering event, Respon-
dent loses its reason for taking action on April 7. It had not
taken action against Tanksley up to that point in time. None of
the documentation offered as justifying Tanksley’s termination
was given to him before April 7, while he was an employee of
the Respondent.26 Consequently, with a few exceptions, one has
to rely on the Woodward family members who testified with
respect to when and why the involved conduct was memorial-
ized.27
As noted above, Dustin was asked why, if he took the time to
write out an incident memorandum, he did not just type what he
had already written into the computer. Dustin Woodward
started responding that he “just handed it. . . .” (Tr. p. 816)
Later, after explaining why he made additions which were not
in the handwritten note and after he was asked about another
entry, Dustin Woodward testified that he does not “mess with
the computer much. . . . I am really never on the computer.”
26 As noted above, Tanksley did receive the notices of his suspension
and discharge beginning April 7, when he was suspended.
27 Respondent’s Exhibits 5, 6, and 31 are purportedly signed by
someone who is not a Woodward family member. The first two of these
exhibits are undated and refer to the room cleaning incident which
occurred before Tanksley was terminated the first time. Neither was
sponsored by their alleged author. Rather, Jim Woodward sponsored
both. Neither of these statements was given to Tanksley before he was
terminated the first time. And as indicated above, Tanksley was not told
that this was a reason for his termination when he asked why he was
being terminated on February 11, 2004. Gibson was never specifically
asked about Respondent’s Exhibit 31. He was never asked to explain
the “partial witness” entry under his signature. Respondent’s Exhibit 31
was sponsored by Dustin Woodward, who also signed the document.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1338
(Tr. p. 817) It appears that Dustin Woodward handed in his
handwritten note dated October 12, 2004, and either Nancy
Woodward or Newberry input the information into the com-
puter, adding the “HE HUFFED AND PUFFED” and “STOOD
THERE BREATHING HEAVILY” in the “10-12-14” entry in
Respondent’s Exhibit 11, which language does not appear in
the handwritten version. Dustin Woodward tried to make some-
thing out of nothing regarding Tanksley leaving the lights on in
his welding room for the night crew but not verbally acknowl-
edging Dustin Woodward’s directive. Tanksley did what he
was told to do. Prior to that Tanksley turned the lights off at the
end of his workday because up to the point in time it was his
understanding that was what he was supposed to do. Also, Dus-
tin Woodward testified that usually both he and Gibson counted
the ramps; that there were times in the washroom when
Tanksley walked away if he asked him something or he would
just turn his back and walk away or would “rudely reply back”
(Tr. p. 799); that by “rudely reply back” he meant that if he
asked Tanksley if that is right, he would say yes real—just real
hateful like. Or, that is what I got, kind of hatefulish” (Id.); and
that on any given day he would say to Tanksley this is the
number I got and Tanksley would “just turn his back and walk
away. He wouldn’t say yes, no, nothing” (Tr. p. 800). Gibson,
who according to Dustin Woodward’s own testimony usually
counted the ramps with him, testified that he was not aware of
any occasion when Tanksley did not respond to questions
poised by Dustin Woodward. Additionally, Gibson testified that
while fewer than five times Tanksley did not respond to his
questions regarding his count, Tanksley might not have heard
him. As noted above, Gibson, who was called by the Respon-
dent, was the company observer at the Board election and is a
friend Dustin Woodward. Dustin Woodward’s and Gibson’s
count is the official count. Henry testified that up until the
Board election Respondent accepted the employees’ ramp
count which the employees wrote on their time cards but after
the Board election Five Star conducted its own count in the
washroom.28
After he was reinstated, Tanksley was caught in a no-win
situation. If he went to the restroom 9 minutes before a break, it
was a problem. If he did not socialize, it was a problem. If he
smiled at a member of the Woodward family, Respondent
viewed it as a problem. If he breathed heavily, which is some-
thing someone might expect from a person who suffered a heart
attack in 2003 and was subsequently exerting himself, it is a
problem. I did not find any of the members of the Woodward
family who testified at the trial herein to be credible. As owners
of Five Star, they all have a monetary stake in the outcome of
this proceeding. Much of their testimony, which was not credi-
ble to begin with, was elicited by Respondent’s attorney asking
leading questions. Respondent violated Sections 8(a)(1), (3),
and (4) of the Act as collectively alleged in paragraphs 6(g),
(h), (i), (j), (k), and (l) of the complaint.
Paragraphs 7(a), (b), and (c) collectively allege that on or
about February 12, 2004, Respondent changed the work sched-
28 Gibson testified that he believed that the change in procedure oc-
curred immediately before the Board election. Henry was not equivo-
cal. Henry’s testimony is credited.
ules and break times of its employees, and Respondent confis-
cated the keys to the facility that had been in the possession of
Henry, Stultz, and Jamie Holt because the employees formed,
joined, and assisted the Union and engaged in concerted activi-
ties, and to discourage employees from engaging in these ac-
tivities.
On brief General Counsel contends that by taking away the
keys and changing the welders’ hours the day after the Board
election and by his accompanying statement, Jim Woodward
was showing Henry and the other welders that the changes
were because of the Union activity in violation of Section
8(a)(1) of the Act; that by these same actions, Respondent dis-
criminated against the welders in violation of Section 8(a)(3) of
the Act; that taking the keys away and by making the changes
on February 12, 2004 Respondent engaged in acts of retribution
striking an immediate and clean blow against the union activity
by making these unilateral changes without bargaining with the
Union in violation of Section 8(a)(1) and (5) of the Act; that
Waldoroth Label Corp., 91 NLRB 673 (1950), is distinguish-
able because in that case changes in the company’s method of
operation deprived the privilege of holding keys of any practi-
cal significance and the Board, therefore, did not order the keys
returned; that here restoring the status quo ante is a key part of
the remedy for a unilateral change and not ordering the keys
restored would preclude employees from keeping the hours
they did before the change, Schwickert’s of Rochester, Inc., 343
NLRB 1044 (2004); and that in order to remedy the discrimina-
tion and to put the parties in positions they should have been
bargaining from, the Respondent must be ordered to return the
working conditions for welding employees to what they were
before the unlawful February 12, 2004, taking away the keys
and changes in hours.
Respondent, on brief, argues that it is allowed to reaffirm its
prior work schedule as stated in Eagle Transport Corp., 338
NLRB 489 (2002), and Hostar Marine Transport Systems, 298
NLRB188 (1990); that some of the welders, who were aware of
the start and end times, came in early and Five Star failed to
take corrective action; that, as allowed by law, Five Star posted
a notice clarifying the work schedule; that there were justifiable
reasons for reinforcement or clarification of schedules, no evi-
dence was submitted at trial that the employees suffered any
hardship in the clarification of work schedule, and the employ-
ees did not suffer loss of wages; that the taking of keys is a
moot issue because there was no evidence any keys were taken
from any current employee of Five Star; that the door lock had
been changed so that the keys were no longer operable, there
was no need for the involved employees to have keys, and the
lack of keys has not affected wages, hours or terms or condi-
tions of employment, Litton Systems, 300 NLRB 324 (1990);
that it would not be proper for the Board to order new keys to
be made and provided to employees or that old keys be returned
which no longer work, Waldoroth, supra; that the motivation
for the return of the keys was not a desire to interfere with un-
ion activities, Santa Rosa Blueprint Service, 288 NLRB 762
(1988); and that Jim Woodward testified that he asked for the
keys based on the advice of outside consultants.
Jim Woodward testified that this change was occasioned in
part by the recommendations of Respondent’s OSHA consult-
FIVE STAR MFG.
1339
ant, Lawson, and Respondent’s insurance agent; and that he
was told in November or December 2003 that he needed to put
a stop to allowing employees to work in the facility without a
management representative being present, but that he could not
do anything about the situation until at least election day. The
only outside consultant that Respondent called as a witness was
Lawson. As noted above, Lawson testified that he probably first
spoke with Jim Woodward in 2002, about two years before the
Board election, about employees having keys to Five Star’s
facility and about work schedules. Jim Woodward is not a
credible witness. He lied at the trial herein about a number of
things. This is one of them. He also lied about there being a
problem with the lock. Henry, who is retired and who I find to
be a highly credible witness, testified that before February 12,
2004 welders just wrote down their time on the card and they
were not required to come to work at a certain time; that before
February 12, 2004, he seldom took a morning break and he
would only take 5 or 10 minutes for lunch; that before February
12, 2004, he usually left work at 1:45 p.m.; that before Febru-
ary 12, 2004, the other welders who came in before 7 a.m. in-
cluded Leuschen, Ron Atkinson, Andy Anders, Tanksley, and
Looney; that before February 12, 2004 welders would leave
work when they finished the number of ramps that they wanted
to get done; that in the past he arrived at work as early as 3 a.m.
to avoid working during the hottest part of the day in the sum-
mer since the welding rooms were not air conditioned; that
after February 12, 2004, (a) if he did not quit work at 10 a.m.
for a break, Jim Woodward would get him and tell him that it is
break time, (b) he was not allowed to work through lunch, and
(c) he was not allowed to leave work until 3:30 p.m.; and that
welders had flexible schedules from 1991 until the Board elec-
tion.29 As noted above, Leuschen testified that before February
12, 2004, he usually worked from 5:30 or 6 a.m. to 1:30 or 2
p.m.; that before February 12, 2004, he usually took just one 30
minute break, at 10:30 a.m., during the workday; that he did not
have a set schedule before February 12, 2004 and, therefore, he
was able to do farm work and side jobs such as logging after he
finished for the day at Five Star; that with the change, in the
summer he would have to work in a welding room that was not
air conditioned during the hottest part of the day; that the
change worked a hardship on him; and that he was not given a
reason for the change by any supervisor or manager. Respon-
dent has not shown with a reliable document or a reliable wit-
ness that it had a non-flexible work schedule for its welders,
including specified breaktimes, which was in effect before Feb-
ruary 12, 2004. Respondent’s posting and enforcing of its Feb-
ruary 12, 2004 notice is a violation of the Act. On February 12,
2004, Respondent unilaterally altered the welder’s work sched-
ules without first notifying and bargaining with the Union. This
was (a) retribution and (b) a part of Respondent’s attempt to
undermine the Union’s relevance with respect to employees’
29 Lawson’s equivocal testimony that it was his belief that Five
Star’s hours prior to February 11, 2004, were always 7 a.m. to 3:30
p.m. is not credited to the extent it refers to welders as opposed to pro-
duction workers. Lawson did not become involved with Five Star until
2001. Henry worked at Five Star for a decade before Lawson started
making his visits to Five Star. Henry is a credible witness. His testi-
mony is credited.
terms and conditions of employment. It was meant to and it did
damage the bargaining relationship between Respondent and
the Union. And, as demonstrated by the employees’ credible
testimony, they suffered hardships with this change. As here
pertinent, Respondent violated Sections 8(a)(1) and (3) of the
Act as alleged in paragraphs 7(a), (b), and (c) of the com-
plaint.30 Regarding returning to the status quo ante, Respondent
will be given a choice. It can have someone at the facility be-
ginning at 3 a.m. so that any welder who wants to work early,
especially to avoid working in an non-air-conditioned room in
the hottest part of the day in the summer, can come in at 3
a.m.31 If Respondent’s management and/or supervisors want to
sleep in until later in the morning, then Respondent can give the
welders keys so that they can let themselves in. As counsel for
General Counsel points out, Respondent must return the work-
ing conditions for welding employees to what they were before
the unlawful February 12, 2004 confiscation of keys and the
changing of work schedules and breaks. This means that the
change regarding scheduled hours will be rescinded, the change
with respect to scheduled breaks and lunch will be rescinded,
and welding employees will have the prerogative of working
flexible hours beginning at 3 a.m., whether this involves giving
them keys or having someone there to let them into Respon-
dent’s facility. If Respondent wants to change this situation, it
can—after returning to the status quo ante, give the Union no-
tice of a proposed change and bargain with the Union.
Paragraphs 9(a) through 9(g) of the complaint collectively
allege that the following subjects relate to wages, hours, and
other terms and conditions of employment of the unit, and are
mandatory subjects for the purpose of collective bargaining;
and that without prior notice to the Union and without affording
the Union an opportunity to bargain with Respondent with re-
spect to this conduct and its effects on terms and conditions of
employment of unit employees, Respondent (a) on or about
February 12, 2004, changed the work schedule and break times
for employees in the unit, (b) on February 12, 2004, confiscated
keys to the facility that had been in the possession of certain
unit employees, (c) since in or about mid-October 2004 and on
various dates thereafter, denied annual bonuses and vacation
payments to unit employees, (d) since on or about mid-March
2005 changed its rules, requirements, and procedures regarding
the receipt of employees’ paychecks, and (e) on about April
7,13, and 26, 2005 changed its rules, requirements, and proce-
dures regarding the discipline and discharge of employees. The
conduct described in (a) through (e) in this paragraph coincides
with the conduct described in paragraphs 9(a) through 9(e) in
the complaint.
The conduct described in paragraphs 9(a), (b), (d), and (e)
has been found to be unlawful above. Additionally, as alleged
in paragraph 9(f), this conduct relates to wages, hours, and
other terms and conditions of employment of the unit, and are
mandatory subjects for the purpose of collective bargaining.
And as alleged in paragraph 9(g) Respondent made these
changes without prior notice to the Union and without affording
the Union an opportunity to bargain with Respondent with re-
30 The 8(a)(5) violation will be treated below.
31 Obviously the remedy applies year round.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1340
spect to this conduct and its effects on the terms and conditions
of employment of unit employees. Since Respondent engaged
in the unlawful conduct described in paragraphs 9(a), (b), (d),
(e), (f), and (g), it violated Section 8(a)(1) and (5) of the Act.
There remains for consideration paragraph 9(c).
On brief the General Counsel, as here pertinent, contends
that throughout the 10(b) period [from October 25, 2004 on—
the 6 months prior to the April 25, 2005 filing date of the
charge in Case 17–CA–23037, General Counsel’s Exhibit 1(v)]
bonus and vacation pay were given and withheld based solely
on the discretion exercised by Jim Woodward and the written
policy did not set parameters; that during the 10(b) period Jim
Woodward exercised his discretion to deny vacation and bonus
pay to some employees while giving vacation and bonus pay to
other employees; that Jim Woodward exercised discretion to
grant or deny vacation and bonus pay and did so without notify-
ing the Union thereby violating Section 8(a)(1) and (5) of the
Act; that Board law is clear that an employer is obligated to
bargain regarding a policy in place which reserves to itself
unlimited discretion; that where there is no reasonable certainty
as to timing and criteria, the employer must bargain before it
makes changes, Eugene Iovine, Inc., 328 NLRB 294 (1999);
that the Board and the courts have consistently held that such
discretionary acts are precisely the type of action over which an
employer must bargain with a newly certified union; that the
certification of a bargaining representative ends the right of an
employer to unilaterally exercise its discretion regarding wages,
hours, and working conditions, Adair Standish Corp., 292
NLRB 890 (1989); that an employer must bargain with the
union before utilizing considerable and undefined discretion;
that there is no established term or condition of employment
unless there is reasonable certainty at to timing and criteria,
MEMC Electronic Material, Inc., 342 NLRB 1172 (2004); that
where the decisions regarding timing and criteria are made
during the time of union representation, the employer must
bargain before making changes; that Five Star had set no crite-
ria for when bonuses and vacation pay would be granted to
employees other than the unlimited discretion of Jim Wood-
ward; that once a union represented the unit employees Re-
spondent could no longer give bonuses or vacation pay based
upon its unlimited discretion, but rather had an obligation to
bargain; and that here, Respondent did not notify the union nor
did it bargain before granting vacation pay and bonuses, in
violation of Section 8(a)(1) and (5) of the Act.
Respondent, on brief, argues that employees other than
Tanksley did not receive a bonus; that employees who received
bonuses met their production quotas or returned to work after
separation of employment; that the bonus system was in place
before the union election and was continued in the same man-
ner after the election; and that Tanksley’s poor conduct, poor
attendance, low production, and poor attitude does not justify a
bonus for a job well done.
With respect to annual bonuses and vacation payments to
unit employees, the contentions of Counsel for General Counsel
are correct. As noted above, General Counsel’s Exhibit 2 reads
as follows:
NOTICE
AS OF TODAY OCT. 15, 2003
FOR EACH UNEXCUSED 2 DAYS ABSENCE
—YOU LOSE 1 VACATION DAY—
AFTER 12 ABSENCES
—YOU LOOSE ALL VACATION
AND YEARLY BONUS—
* Unexcused absence---no doctor’s note, no phone call (Jim
[Woodward] will decide if excused or not), no prearrange-
ment with JIM, etc
*Jim Woodward has final say whether excused
or unexcused. [Emphasis in original.]
As demonstrated by a number of examples on the record, and
as contended by counsel for General Counsel, Jim Woodward
exercised unfettered discretion with respect to the payment of
bonuses and vacation days. Bonuses and vacation days relate to
wages, hours, and other terms and conditions of employment of
the unit, and are mandatory subjects for the purpose of collec-
tive bargain. After the Union won the Board election on Febru-
ary 11, 2004, and was certified as the collective bargaining
representative of the employees in the unit, Five Star was obli-
gated to bargain with the Union over these subjects. Jim
Woodward could no longer exercise his discretion with respect
to bonuses and vacation days. See the cases cited by counsel for
the General Counsel on brief, as set forth above. As indicated
by counsel for the General Counsel on brief, the 6-month pe-
riod before the filing of the involved charge means here that
any unilateral action that Jim Woodward took with respect to
the denying or granting of bonuses or vacation pay from Octo-
ber 25, 2004, on violated Section 8(a)(1) and (5) of the Act.
Respondent violated the Act as alleged in paragraph 9(c) of the
complaint.
Paragraphs 10(a), (b), and (c) of the complaint collectively
allege that since on or about April 13, 2005, the Union has
requested that Respondent bargain collectively regarding the
discipline and discharge of Unit employees, the Respondent has
failed and refused to bargain collectively regarding this, and
these subjects relate to wages, hours, and terms and conditions
of employment of the unit and are mandatory subjects for the
purpose of collective bargaining.
As noted above, on May 5, Ritter sent a letter to Jim Wood-
ward, General Counsel’s Exhibit 10, requesting negotiations
concerning the suspension and discharge of Tanksley. Respon-
dent did not challenge Ritter’s testimony that Five Star did not
reply to this letter; that Respondent did not notify the Union of
what Five Star intended to do with respect to negotiations re-
garding Tanksley’s suspension and termination; and that Re-
spondent did not afford the Union an opportunity to bargain
over the procedures that it followed in the above-described
suspension and discharge letters to Tanksley, and it did not
afford the Union an opportunity to bargain over the above-
described April 7 through April 26 letters. Ritter’s testimony is
credited. Respondent violated Sections 8(a)(1) and (5) of the
Act as alleged in paragraphs 10(a), (b), and (c) of the com-
plaint, except that the correct date is May 5. By engaging in the
unfair labor practices described above, Respondent extended
FIVE STAR MFG.
1341
the certification period. Mar-Jac Poultry Co., 136 NLRB 785
(1962).
Paragraph 10(d) of the complaint alleges that on or about
April 18, 2005 through June 7, 2005, Respondent withdrew
recognition from the Union as the exclusive collective-
bargaining representative of the employees in the unit.
On brief the counsel for General Counsel contends that Five
Star ended the negotiation sessions which were held; that Five
Star refused to fully discuss the Union’s proposals at bargaining
sessions that were held, insisting that proposals be submitted in
writing; that on the day of the election Respondent unlawfully
terminated Tanksley; that on the day after the election Respon-
dent unlawfully changed the hours of the welders; that Respon-
dent then proceeded to grant paid vacation time and bonuses to
whoever it wanted; that bargaining in good faith was not possi-
ble from this point; that Respondent demonstrated to employees
that it could and would do whatever it wanted, whenever it
wanted, without notice to the Union and without consulting
with the Union; and that Respondent’s unfair labor practices
had an adverse effect on negotiations and contributed to the
parties inability to reach agreement by moving the baseline for
negotiations, and under such circumstances, unremedied unfair
labor practices hamper the parties’ ability to reach a negotiated
contract, Duane Reade, Inc., 342 NLRB No. 104, (2004) and
Lafayette Grinding Corp, 337 NLRB 832, 833 (2002).
Respondent did not make any specific arguments on brief re-
garding the allegations in paragraph 10(d) of the complaint.
In its 6-page document titled “NOTICE OF PRELIMINARY
DECISION WITH OPPORTUNITY FOR YOU TO APPEAL,”
dated April 18 from Jim Woodward to Tanksley, General
Counsel’s Exhibit 7, Respondent, as noted above, advised as
follows:
we believe that any representational rights that Harvey Ritter
or his organization had have now elapsed and that the em-
ployees have demonstrated that they no longer desire to have
representation by Teamsters Local 245 as has been demon-
strated by the recent decertification petition filed by the em-
ployees and by information that I have which indicates that a
vast majority of our employees do not desire to be represented
by that organization.
The Board in Levitz Furniture Co. of the Pacific, 333 NLRB
717, 725 (2001), indicates:
After careful consideration, we have concluded that
there are compelling legal and policy reasons why em-
ployers should not be allowed to withdraw recognition
merely because they harbor uncertainty or even disbelief
concerning unions’ majority status. We therefore hold that
an employer may unilaterally withdraw recognition from
an incumbent union only where the union has actually lost
the support of the majority of the bargaining unit employ-
ees, and we overrule Celanese [Corp., 95 NLRB 664
(1951)] and its progeny insofar as they permit withdrawal
on the basis of good faith doubt. Under our new standard,
an employer can defeat a post-withdrawal refusal to bar-
gain allegation if it shows, as a defense, the union’s actual
loss of majority status.
. . . .
We emphasize that an employer with objective evi-
dence that the union has lost majority support—for exam-
ple, a petition signed by a majority of the employees in the
bargaining unit—withdraws recognition at its peril. If the
union contests the withdrawal of recognition in an unfair
labor practice proceeding, the employer will have to prove
by a preponderance of the evidence that the union had, in
fact, lost majority support at the time the employer with-
drew recognition. If it fails to do so, it will not have rebut-
ted the presumption of majority status, and the withdrawal
of recognition will violate Section 8(a)(5). 49 [Emphasis
added]
_____________________
49 An employer who presents evidence that, at the time
it withdrew recognition, the union had lost majority sup-
port should ordinarily prevail in an 8(a)(5) case if the
General Counsel does not come forward with evidence re-
butting the employer’s evidence. If the General Counsel
does present such evidence, then the burden remains on
the employer to establish loss of majority support by a
preponderance of all the evidence.
Five Star did not prove by a preponderance of the evidence
that the Union had, in fact, lost majority support at the time
Five Star withdrew recognition. Since Five Star did not make
this showing, it did not rebut the presumption of majority status
which, with Respondent’s unfair labor practices, is extended
beyond the original certification year.32 As pointed out by the
Court in NLRB v. Katz, 369 U.S. 736 (1962), unilateral changes
by an employer during the course of a collective-bargaining
relationship with respect to matters which are mandatory sub-
jects of bargaining must of necessity obstruct bargaining, con-
trary to the congressional policy. By unilaterally changing, on
the day after it lost the Board election, the hours that welders
could work, Respondent was punishing the welders. In taking
this action, Respondent violated the employees Section 7 rights,
it discriminated against the welders, and since the action related
to a mandatory subject of bargaining and it was done without
affording the Union an opportunity to bargain, it undermined
the Union before negotiations even began. As pointed out by
counsel for the General Counsel on brief, Respondent, with its
numerous above-described unfair labor practices, demonstrated
to its employees that it could and would do whatever it wanted.
Also as pointed out by counsel for the General Counsel, Re-
spondent’s unfair labor practices changed the status quo and
moved the baseline for negotiations, making it harder for the
parties to come to an agreement. Respondent unlawfully with-
drew recognition from the Union in violation of Section 8(a)(1)
and (5) as alleged in paragraph 1(d) of the complaint.
CONCLUSIONS OF LAW
1. The Respondent is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act.
32 As noted above, the Respondent stipulated at the trial herein that
on April 19, 2004, the Union was certified as the exclusive collective-
bargaining representative of the unit.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1342
2. The Union is a labor organization within the meaning of
Section 2(5) of the Act.
3. The following employees of the Respondent constitute a
unit appropriate for the purposes of collective bargaining within
the meaning of Section 9(b) of the Act:
All full-time and regular part-time production employees, in-
cluding Welders, Fabricators, Shipping and Wash employees,
employed by Respondent at its facility located at 104 Indus-
trial Drive, Crane, Missouri, but EXCLUDING office clerical
employees, guards, managerial and supervisors as defined by
the Act, and all other employees.
4. Since February 11, 2004, and at all material times thereaf-
ter, the Charging Party has been the exclusive collective-
bargaining representative of the unit described in paragraph 3
above, based on Section 9(a) of the Act.
5. By engaging in the following conduct, Respondent com-
mitted unfair labor practices contrary to the provisions of Sec-
tion 8(a)(1) of the Act.
(a) On February 12, 2004, James Woodward restrained and
coerced employees by making statements that implied the se-
lection of the Union as the bargaining representative of unit
employees caused Respondent to confiscate employees’ keys to
the facility and that rejection of the Union by unit employees
would improve the working conditions of unit employees.
(b) On April 13, 2005, James and Nancy Woodward de-
manded that a union representative leave the facility and told
employees that the Union could not represent employees in
disciplinary matters.
(c) By letter dated April 18, 2005, to an employee, Jim
Woodward told employees that the Union was not their collec-
tive-bargaining representative and that Respondent was a non-
union employer.
(d) On or about February 11, 2004, Respondent unlawfully
discharged its employee David Tanksley.
(e) On or about April 19, 2004 (after having reinstated David
Tanksley on or about April 5, 2004), Respondent moved David
Tanksley to a different and more difficult job position.
(f) On or about May 19, 2004, Respondent unlawfully re-
fused to permit Tanksley to complete his regular work shift.
(g) On or about May 20, 2004, Respondent unlawfully
moved Tanksley to a different work location.
(h) On or about mid-March 2005 and on various dates there-
after Respondent issued disparate rules, requirements, and pro-
cedures regarding receipt of Tanksley’s paychecks.
(i) On or about April 7, 13, and 18, 2005, Respondent issued
disparate rules, requirements, and procedures regarding disci-
plinary actions issued to Tanksley.
(j) On April 7, 2005, Respondent suspended Tanksley and is-
sued a notice of possible discharge to Tanksley, on April 13,
2005, it issued a further notice of suspension and possible dis-
charge to Tanksley, on April 18, 2005, it issued a preliminary
notice of suspension and possible discharge to Tanksley, and on
April 26, 2005, it discharged Tanksley.
(k) On or about February 12, 2004, Respondent changed the
work schedules and break times of its employees, and Respon-
dent confiscated the keys to the facility that had been in the
possession of Henry, Stultz, and Holt.
(l) Since about mid-October 2004, Respondent denied annual
bonuses and vacation payments to unit employees.
(m) Since mid-March 2005 Respondent changed its rules,
requirements, and procedures regarding the receipt of employ-
ees’ paychecks.
(n) Since on or about April 7, 13, and 26, 2005, Respondent
changed its rules, requirements, and procedures regarding the
discipline and discharge of employees.
(o) On or about April 13, 2005, the Union has requested that
Respondent bargain collectively regarding the discipline and
discharge of Unit employees, the Respondent has failed and
refused to bargain collectively regarding this, and these subjects
relate to wages, hours, and terms and conditions of employment
of the unit and are mandatory subjects for the purpose of collec-
tive-bargaining.
(p) On or about April 18 through June 7, 2005, Respondent
withdrew recognition from the Union as the exclusive collec-
tive-bargaining representative of the employees in the unit.
6. By engaging in the following conduct, Respondent com-
mitted unfair labor practices contrary to the provisions of Sec-
tion 8(a)(1) and (3) of the Act.
(a) On or about February 11, 2004, Respondent unlawfully
discharged its employee David Tanksley.
(b) On or about April 19, 2004 (after having reinstated David
Tanksley on or about April 5, 2004), Respondent moved David
Tanksley to a different and more difficult job position.
(c) On or about May 19, 2004, Respondent unlawfully re-
fused to permit Tanksley to complete his regular work shift.
(d) On or about May 20, 2004, Respondent unlawfully
moved Tanksley to a different work location.
(e) On or about mid-March 2005 and on various dates there-
after Respondent issued disparate rules, requirements, and pro-
cedures regarding receipt of Tanksley’s paychecks.
(f) On or about April 7, 13, and 18, 2005, Respondent issued
disparate rules, requirements, and procedures regarding disci-
plinary actions issued to Tanksley.
(g) On April 7, 2005, Respondent suspended Tanksley and
issued a notice of possible discharge to Tanksley, on April 13,
2005, it issued a further notice of suspension and possible dis-
charge to Tanksley, on April 18, 2005, it issued a preliminary
notice of suspension and possible discharge to Tanksley, and on
April 26, 2005, it discharged Tanksley.
(h) On or about February 12, 2004, Respondent changed the
work schedules and break times of its employees, and Respon-
dent confiscated the keys to the facility that had been in the
possession of Henry, Stultz, and Holt.
7. By engaging in the following conduct, Respondent com-
mitted unfair labor practices contrary to the provisions of Sec-
tion 8(a)(1) and (4) of the Act.
(a) On or about April 19, 2004 (after having reinstated David
Tanksley on or about April 5, 2004), Respondent moved David
Tanksley to a different and more difficult job position.
(b) On or about May 19, 2004, Respondent unlawfully re-
fused to permit Tanksley to complete his regular work shift.
(c) On or about May 20, 2004, Respondent unlawfully
moved Tanksley to a different work location.
FIVE STAR MFG.
1343
(d) On or about mid-March 2005 and on various dates there-
after Respondent issued disparate rules, requirements, and pro-
cedures regarding receipt of Tanksley’s paychecks.
(e) On or about April 7, 13, and 18, 2005, Respondent issued
disparate rules, requirements, and procedures regarding disci-
plinary actions issued to Tanksley.
(f) On April 7, 2005, Respondent suspended Tanksley and
issued a notice of possible discharge to Tanksley, on April 13,
2005, it issued a further notice of suspension and possible dis-
charge to Tanksley, on April 18, 2005, it issued a preliminary
notice of suspension and possible discharge to Tanksley, and on
April 26, 2005 it discharged Tanksley.
8. By engaging in the following conduct, Respondent com-
mitted unfair labor practices contrary to the provisions of Sec-
tion 8(a)(1) and (5) of the Act.
(a) On February 12, 2004, Respondent changed the work
schedule and breaktimes for employees in the unit and confis-
cated keys to the facility that had been in the possession of
certain unit employees.
(b) Since October 25, 2004, Respondent denied annual bo-
nuses and vacation payments to unit employees.
(c) Since mid-March 2005 Respondent changed its rules, re-
quirements, and procedures regarding the receipt of employees’
paychecks.
(d) Since on or about April 7, 13, and 26, 2005, Respondent
changed its rules, requirements, and procedures regarding the
discipline and discharge of employees.
(e) On or about April 13, 2005, the Union has requested that
Respondent bargain collectively regarding the discipline and
discharge of unit employees, the Respondent has failed and
refused to bargain collectively regarding this, and these subjects
relate to wages, hours, and terms and conditions of employment
of the unit and are mandatory subjects for the purpose of collec-
tive-bargaining.
(f) On or about April 18 through June 7, 2005, Respondent
withdrew recognition from the Union as the exclusive collec-
tive-bargaining representative of the employees in the unit.
9. The unfair labor practices described above affected com-
merce within the meaning of Section 2(2), (6), and (7) of the
Act.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I find that it must be ordered to cease and
desist and to take certain affirmative action designed to effectu-
ate the policies of the Act.
Having found that Respondent unlawfully made unilateral
changes in violation of Section 8(a)(1) and (5) of the Act, I
recommend that Respondent restore the terms and conditions of
employment which were in effect, and applicable to employees
in the bargaining unit, before Respondent unilaterally changed
those terms and conditions beginning on February 12, 2004,
and make whole all unit employees for losses suffered as a
result of the changes, as calculated in accordance with Ogle
Protection Service, 183 NLRB 682, 683 (1970), with interest
computed in the manner prescribed in New Horizons for the
Retarded, 283 NLRB 1173 (1987).33
The Respondent having discriminatorily discharged the same
employee, David Tanksley, twice, it must offer him reinstate-
ment with respect to the second discharge and make him whole
for any loss of earnings and other benefits with respect to both
discharges and his suspension, computed on a quarterly basis
from date of discharges to date of proper offer of reinstatement,
less any net interim earnings, as prescribed in F. W. Woolworth
Co., 90 NLRB 289 (1950), plus interest as computed in New
Horizons for the Retarded, 283 NLRB 1173 (1987).
The Respondent will be required to expunge from its records
any reference to the unlawful discharges and suspension of
David Tanksley.
Having found that Respondent unlawfully withdrew recogni-
tion from the Union, It shall be recommended that Respondent
recognize and bargain collectively with the Union upon request,
and embody any understanding reached into a signed agree-
ment.
[Recommended Order omitted from publication.]
33 As noted above, I do not believe that it is necessary to order Five
Star to give keys to those welders who need them to come to work as
early as 3 a.m. Five Star can make the decision as to whether it wants to
give the employees keys or provide someone to open the facility at 3
a.m. so that welders can come in at that time if they so desire. To return
to the status quo ante, welders need only be given the ability to enter
the facility to work in the early morning hours. The remedy with re-
spect to bonuses and vacations will commence on October 25, 2004.