348 NLRB 836
Amcast Automotive of Indiana, Inc.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
348 NLRB No. 47
836
Amcast Automotive of Indiana, Inc. and John Rowe.
Case 25–CA–29199
September 29, 2006
DECISION AND ORDER
BY CHAIRMAN BATTISTA AND MEMBERS SCHAUMBER
AND WALSH
On June 16, 2005, Administrative Law Judge Ira San-
dron issued the attached decision. The Respondent filed
exceptions and a supporting brief, the General Counsel
filed an answering brief, and the Respondent filed a reply
brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,1 and conclusions2
only to the extent consistent with this Decision and Or-
der.
The judge found that the Respondent violated Section
8(a)(1) and (3) of the National Labor Relations Act by
discharging employee John Rowe and Section 8(a)(1) by
interrogating John Rowe, and by, in separate instances,
telling Rowe and other employees that Rowe’s union
activity played a role in his discharge. For the reasons
discussed below, we reverse the judge’s findings that the
Respondent unlawfully interrogated and discharged
Rowe. However, for the reasons given by the judge, we
adopt his finding that the Respondent violated Section
8(a)(1) by telling Rowe that union activity played a role
in his discharge.3
I. FACTS
A. Background
The Respondent operates a manufacturing facility in
Gas City, Indiana, where it manufactures aluminum
wheels for the automotive industry. It employs over 200
employees at the facility. John Rowe was employed at
the Gas City facility for approximately 12 years as a
1 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
2 There are no exceptions to the judge’s finding that the Respondent
did not create the impression that employees’ union activities were
under surveillance.
3 We find it unnecessary to pass on the judge’s finding that the Re-
spondent violated Sec. 8(a)(1) when it told other employees that union
activity played a role in Rowe’s discharge because any finding of a
violation would be cumulative and would not materially affect the
remedy.
bench worker and a machinist. As part of his job, Rowe
was assigned a computer, with access to the Internet,
which he used to order new tooling from one of the Re-
spondent’s suppliers. At all material times, Rowe’s im-
mediate supervisor was John Stambaugh.
In 1999 and in 2002, Rowe was actively involved in
two unsuccessful attempts by the United Auto Workers
of America (UAW or the Union) to organize the employ-
ees at the facility. The Respondent was well aware of
Rowe’s union activity at the time. However, there is no
claim or evidence that the Respondent interfered with
Rowe’s prounion activity. Similarly, after Rowe re-
ceived a final written warning in September 2003 for
leaving the facility without clocking out, neither he nor
the UAW filed a charge alleging that the discipline was
linked in any way to Rowe’s union activity. Finally,
there is no evidence that Rowe engaged in any further
union activity after 2002, other than occasionally wear-
ing a UAW T-shirt to work.
B. The Events Leading to Rowe’s Discharge in 2004
On about May 11, 2004,4 Rowe heard a rumor that a
company called KPS was purchasing the Respondent’s
Gas City facility. Prompted by the rumor, Rowe
searched the Internet for information about KPS on three
separate occasions during working hours. At times, em-
ployee Gene Sage Jr. joined Rowe at his computer to
view KPS-related websites. Also, on one of these occa-
sions, Rowe printed documents related to KPS on a
printer located in Stambaugh’s office, gave the docu-
ments to Stambaugh to read, and then placed them on a
table in the tool room for other employees to read.
On May 25, Rowe discussed the potential sale to KPS
with Stambaugh and Manufacturing Manager Wilbur
Kline in Stambaugh’s office. Rowe asked Kline what he
would suggest doing with company stock if the sale to
KPS went through. After answering Rowe’s question,
Kline asked Rowe if there was any truth to “the rumors.”
Rowe asked if Kline meant union rumors, and Kline re-
plied yes. Rowe said no and told Kline that no union
organizing drive was taking place. The following day,
the UAW distributed handbills outside the Gas City facil-
ity. Rowe was not involved.
Previously, Human Resources Manager Larry Henn
was told that Rowe was accessing the Internet to get in-
formation on KPS, although the Respondent and KPS
were engaged in due diligence negotiations that were
intended to be confidential. The exact date that Henn
learned this was not established. Concerned, Henn re-
quested, on the morning of May 26, a report of every
computer at the facility that had accessed the
4 All dates are 2004, unless otherwise indicated.
AMCAST AUTOMOTIVE OF INDIANA, INC.
837
KPSfund.com website during the period from May 7–14.
He learned that three computers had accessed the KPS
site; two were assigned to managers and the third was
used by Rowe. Henn then requested a report of all the
websites that had been accessed on Rowe’s computer. 5
The report revealed that Rowe had spent a total of ap-
proximately 29 minutes accessing nonwork-related web-
sites during working hours between May 11 and 14.
The Respondent concluded that Rowe’s Internet usage
violated employee work rules against loitering on the
job, misuse of company equipment, and wasting time.
As a result, Henn, Kline, and Human Resources Repre-
sentative Mark Barker decided that Rowe (who had re-
ceived a final warning 8 months earlier) should be dis-
charged. The decision was confirmed with Plant Man-
ager Duane LaShamb. Stambaugh was informed of the
decision. On May 27, Henn, Barker, and Stambaugh met
with Rowe and told him he would be terminated.
Stambaugh did not take part in the decision to dis-
charge Rowe. The day after Rowe was discharged,
Stambaugh told an employee that Rowe’s Internet use
was “part of the reason” he was fired. Rowe’s discharge
also came up in a conversation Stambaugh had with em-
ployees that day. He said that Rowe’s union activity
“probably didn’t help his cause any.” During the second
week of June, upon receiving a phone call from Rowe,
Stambaugh told Rowe, “[I]f it hadn’t been for the ‘U’
word,” Rowe would probably still be employed. Stam-
baugh was not called to testify; he was never asked what
bases he had for making these statements.6
II. ANALYSIS
A. The Alleged Unlawful Interrogation
As indicated, the judge found that the Respondent
unlawfully interrogated Rowe about union activity when
Kline asked Rowe whether there was any truth to “the
rumors,” referring to a possible union organizing drive.
Contrary to the judge and our dissenting colleague, we
find that Kline’s single question to Rowe did not violate
the Act.
5 The dissent states that, prior to Henn’s May 26 request, the Re-
spondent had never previously asked its computer consultant to prepare
such a report. However, the record shows that, prior to April, only
about six of the Respondent’s employees had access to the Internet.
Soon thereafter, the Respondent made Internet access available on all
of the approximately 40 computers at its facility. Thus, there is little, if
any, significance to the fact that the Respondent had never asked for
such a report before May 26.
6 Although the judge drew an adverse inference based on Stam-
baugh’s failure to testify, the judge did not explicitly rely upon it in
concluding that the discharge of Rowe was unlawful. Contrary to the
judge, Member Schaumber would not draw an adverse inference
against the Respondent for the failure to call Stambaugh.
The Act does not make it illegal per se for employers
to question employees about union activity. To establish
a violation, the General Counsel must prove that, under
all the circumstances, the questioning reasonably tended
to restrain, coerce, or interfere with employees in the
exercise of their Section 7 rights. See Rossmore House,
269 NLRB 1176 (1984), affd. sub nom. Hotel Employees
Local 11 v. NLRB, 760 F.2d 1006 (9th Cir. 1985). Rele-
vant factors include the background of the relationship,
the nature of the information sought, the identity of the
questioner, and the place and method of interrogation.
Id.; see also Temp Masters, Inc., 344 NLRB 1188, 1188
(2005), affd. 160 F.3d 684 (6th Cir. 2006) (unpublished).
Considering these factors, we find that the General
Counsel failed to carry his burden. As described, there is
no history of the Respondent interfering with Rowe, or
other employees, because of union activity. In particular,
there is no evidence that Kline (the questioner) and Rowe
had a troubled relationship. To the contrary, Rowe ap-
parently felt comfortable talking with Kline about per-
sonal matters, as evidenced by Rowe’s inquiry about his
company stock.7
Further, there was no evidence that
Kline’s general question about “the rumors” was de-
signed, or reasonably perceived, as an effort to uncover
the union activities or sympathies of any employee.
Last, although the questioning occurred in Supervisor
Stambaugh’s office, we find that this factor warrants less
weight in the present case. Rowe’s actions, such as
printing KPS-related documents and discussing the po-
tential sale to KPS in Stambaugh’s office, indicate that
Rowe would not have regarded the office as an unfamil-
iar or threatening place.
We recognize that the Respondent committed an unfair
labor practice 3 weeks after the alleged interrogation. On
that occasion, Stambaugh remarked to Rowe that union
activity likely played a role in his discharge. However,
as in Temp Masters, supra, the later violation bore little,
if any, relationship to the earlier interrogation. See id. at
1188 (citing John W. Hancock Jr., Inc., 337 NLRB 1223,
1225 fn. 5 (2002) (where an unfair labor practice occurs
subsequent to an interrogation, the Board looks at the
relationship between the two events). The comments
were made by different supervisors, at different times,
and in different contexts. Further, Stambaugh’s unlawful
remark was obviously not tied to the question Kline
posed to Rowe because Stambaugh played no part in
Rowe’s discharge.
7 On this point, our dissenting colleague points out that Kline
“abruptly” raised the subject of unionization. In an informal conversa-
tion centering around the Respondent’s then-current state of operations
and whether Rowe should hold or sell his stock, we do not view Kline’s
lone question about “the rumors” as an abrupt change.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
838
For these reasons, we find that the General Counsel
failed to establish that Kline’s question about “the ru-
mors” reasonably tended to restrain, coerce, or interfere
with Rowe’s exercise of his Section 7 rights. Accord-
ingly, we shall dismiss this allegation.
B. The Alleged Unlawful Discharge of John Rowe
We also find that the General Counsel failed to estab-
lish that the Respondent unlawfully discharged Rowe.
As the judge recognized, we apply the Board’s Wright
Line test8 to determine if the Respondent’s discharge of
Rowe was unlawful. Under this test, the General Coun-
sel bears the burden of proving by a preponderance of the
evidence that the employee’s protected conduct was a
motivating factor in the adverse employment action. If
the General Counsel makes a showing of discriminatory
motivation by proving protected activity, the employer’s
knowledge of that activity, and animus against protected
conduct,9 then the burden of persuasion shifts to the em-
ployer to prove that it would have taken the same action
even in the absence of the protected conduct. See
Donaldson Bros. Ready Mix, 341 NLRB 958, 961
(2004).
Contrary to the judge, we find that the General Coun-
sel failed to carry his burden here. The judge found that
two of Rowe’s activities were protected: (1) his activity
of surfing the Internet for information on KPS; and (2)
his union activity in 1999 and 2002. In our view, neither
of these is sufficient to support the General Counsel’s
case.
First, although Rowe’s Internet activity may have been
concerted, we disagree with the judge’s finding that it
was protected. For an employee’s activities to be pro-
tected under Section 7 of the Act, the activity must bear
some relation to “employees’ interests as employees.”
Eastex, Inc. v. NLRB, 437 U.S. 556, 567 (1978). Implicit
in this requirement is the corollary that “some concerted
activity bears a less immediate relationship to employ-
ees’ interests as employees than other such activity,” and
“at some point the relationship becomes so attenuated
that an activity cannot fairly be deemed to come within
the ‘mutual aid or protection’ clause.” Id. at 567–568.
8 251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cir. 1981), cert.
denied 455 U.S. 989 (1982).
9 Regarding the Wright Line analysis, Member Schaumber notes that
the Board and the circuit courts of appeals have variously described the
evidentiary elements of the General Counsel’s initial burden of proof
under Wright Line, sometimes adding as an independent fourth element
the necessity for there to be a causal nexus between the union animus
and the adverse employment action. See, e.g., American Gardens
Management Co., 338 NLRB 644, 645 (2002). As stated in Shearer’s
Foods, 340 NLRB 1093, 1094 fn. 4 (2003), since Wright Line is a
causation analysis, Member Schaumber agrees with this addition to the
formula.
The Board has recognized that, absent some “direct im-
pact” on employees’ terms and conditions of employ-
ment, Section 7 typically does not extend to employees’
activities regarding the ownership or control of an em-
ployer. See, e.g., Co-Op City, 341 NLRB 255, 257–258
(2004) (recognizing that employees do not have a pro-
tected right to influence the identity of the managerial
hierarchy) and cases cited therein. Here, we find insuffi-
cient evidence of a link between Rowe’s Internet activity
and the employees’ working conditions.
The judge observed that a change in ownership of the
Respondent could affect the employees’ terms and condi-
tions of employment. Although Rowe claimed this was
his concern, there is no evidence that Rowe gathered
information on how a possible acquisition by KPS would
affect employees’ terms and conditions of employment.
Rather, it appears that Rowe only gathered general in-
formation on KPS, as evidenced by the fact that he
shared the information he gathered with his supervisor
and coworkers alike. Although Rowe expressed concern
about the possible sale, the concern had to do with
whether he would continue to hold the stock that he
earned in the company 401(k) plan.
In any event, whatever concern Rowe may have had
over the effect that a possible sale of the Company could
have on the employees’ interests as employees, we find,
contrary to our dissenting colleague, that the mere possi-
bility of a future sale was too speculative and remote for
his Internet activity to be protected under Section 7. Cer-
tainly, there is no evidence that KPS, at the time, had any
control over the Respondent’s employees’ terms and
conditions of employment. The most that can be said is
that Rowe was acting on a rumor that a future sale to
KPS might occur, and that if and when it actually oc-
curred, it might ultimately affect the value of Rowe’s
stock and also could affect the employees’ terms and
conditions employment.10 We find that these possibili-
ties were simply too attenuated to bring Rowe’s Internet
activity within the scope of Section 7.
Second, although Rowe engaged in union activity at
times during his employment with the Respondent, we
find that the General Counsel failed to establish that un-
ion activity was a motivating factor in Rowe’s discharge.
In particular, we find that the gap in time between
Rowe’s prounion activity in 2002 and his discharge in
2004 is too great to support such a connection.11 Further,
10 Our dissenting colleague’s intimation that this theoretical sale
might result in a layoff of employees has no basis in the record and
merely further stretches his chain of speculation.
11 Geo. V. Hamilton, Inc., 289 NLRB 1335, 1340–1341 (1988) (em-
ployee’s participation on union negotiating team found “too remote in
time to be linked to” his layoff 11 months later); Thom Brown Shoes,
AMCAST AUTOMOTIVE OF INDIANA, INC.
839
there is little evidence that Rowe engaged in union activ-
ity after 2002. At most, the record shows that Rowe oc-
casionally wore a union T-shirt to work in 2003 and
2004. And, as the judge found, Rowe did not participate
in the UAW handbilling in May 2004.
Given Rowe’s minimal prounion activity after 2002,
we further disagree with the judge’s assessment that the
Respondent acted on a mistaken belief that Rowe was
still involved in union activity in 2004. Even Kline’s
brief inquiry of Rowe about whether he was aware of
“the rumors” does not establish that the Respondent be-
lieved Rowe was involved in any union activity. As far
as the record shows, moreover, the Respondent accepted
Rowe’s apparently truthful response that he had no
knowledge of any such activity. The General Counsel
has the burden of proving that Rowe was engaged in pro-
tected activity, and that the Respondent was aware of the
same. The General Counsel’s case must rest on some-
thing more than speculation and conjecture.
Moreover, contrary to our dissenting colleague, we do
not find that the timing of Rowe’s discharge—occurring
the day after the union handbilling—supports an infer-
ence that the Respondent discharged Rowe because it
believed he was still involved in prounion activity. Most
importantly, Rowe did not take part in that handbilling.
Additionally, as noted above, Rowe, other than wearing a
union T-shirt, had not engaged in any prounion activity
since his involvement in an organizing campaign 2 years
previously. Further, as discussed below with respect to
animus, the timing of Rowe’s discharge is explained by
the tip that the Respondent received about unauthorized
Internet use.
Separately, we find, in agreement with the Respon-
dent, that the judge erred in finding that the General
Counsel established antiunion animus. Initially, we
agree with the Respondent that the judge erroneously
found that the postdischarge conjecture of Stambaugh
constitutes direct evidence of animus. The judge found
that Stambaugh was “basically left out of the loop en-
tirely” in regard to the Respondent’s decision to dis-
charge Rowe. Given Stambaugh’s noninvolvement in
the decision to discharge Rowe, we are hard pressed to
see how Stambaugh’s subsequent statements about
Rowe’s discharge constitute evidence, much less “direct
evidence,” of the Respondent’s animus. See, e.g., John
J. Hudson, Inc., 275 NLRB 874, 874–875 (1985) (find-
Inc., 257 NLRB 264, 268 (1981) (insufficient showing of antiunion
motivation where protected conduct occurred almost 6 months prior to
discharge); Rockland Bamberg Print Works, Inc., 231 NLRB 305, 306
(1977), enfd. mem. 566 F.2d 1173 (4th Cir. 1977) (employee’s dis-
charge was too remote in time from his support of union in election 5
months earlier).
ing that supervisor’s statement, “I think you guys are
killing yourself [sic] over what you’re trying to pull,” did
not establish animus by a preponderance of the evidence
in employer’s decision to layoff employees where the
supervisor played no part in the decision).
Further, contrary to the judge and our dissenting col-
league, we do not find sufficient circumstantial evidence
to warrant an inference of animus. The judge found that
such animus could be inferred from the timing of the
Respondent’s investigation and discharge of Rowe,
pointing to the fact that Rowe’s Internet usage occurred
between May 11 and 14 but that the Respondent did not
take any action against Rowe until the UAW handbilling
on May 26. However, the judge’s finding incorrectly
assumes that Henn learned of Rowe’s Internet usage im-
mediately or shortly after May 14. The General Counsel
did not establish when Henn received the tip about
Rowe’s Internet usage. Therefore, we cannot conclude
that the Respondent had this information but chose not to
act on it until the handbilling took place.
Finally, contrary to our dissenting colleague, we do not
find that animus can be inferred solely from the Respon-
dent’s assertedly insufficient thoroughness in investigat-
ing Rowe’s misconduct, including not consulting Stam-
baugh prior to the decision to discharge Rowe. See
Chartwells, Compass Group, USA, Inc., 342 NLRB
1155, 1158 (2004) (unlawful motivation cannot be estab-
lished by showing that an employer “does not pursue an
investigation in some preferred manner”).12
Our colleague says that the immediate supervisor is
ordinarily involved in the decision to discipline. Con-
cededly, if the misconduct involves an alleged deficiency
in the performance of work, the record demonstrates that
the immediate supervisor would ordinarily be involved in
the decision. However, the fact of Rowe’s Internet usage
was apparent to the Respondent based on the report gen-
erated on May 26.13 Under these circumstances, we do
not infer animus because the Respondent did not involve
Stambaugh.
Relatedly, the dissent says that if the Respondent con-
sulted with Stambaugh prior to the decision, it would
12 In Sociedad Espanola de Auxilio Mutuo y Beneficencia de P.R.,
342 NLRB 458 (2004), enfd. 414 F.3d 158 (1st Cir. 2005), cited by the
dissent, the employer’s failure to conduct a full investigation was
shown to be a departure from its own rule. Id. at 459 fn. 9. Unlike that
case, however, in the present case there is no showing that the Respon-
dent conducted a less thorough investigation that its own rules required.
13 The report generated from Rowe’s computer revealed that he ac-
cessed Internet sites related to KPS during working hours. Our dissent-
ing colleague speculates that this “may have taken place during Rowe’s
breaks,” but the General Counsel failed to establish by a preponderance
of the evidence that Rowe was on a break for each instance detailed in
the report.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
840
have discovered that Stambaugh condoned Rowe’s Inter-
net usage. Assuming, arguendo, that this is so, the fact is
that the Respondent did not consult with Stambaugh, and
it thus concluded that Rowe had used the Internet with-
out permission. As discussed above, the failure to con-
sult with Stambaugh was not unusual in the circum-
stances.
For these reasons, we find that the General Counsel
did not satisfy his Wright Line burden of establishing that
Rowe’s discharge was motivated by protected activity.
Accordingly, we dismiss the complaint allegation that the
Respondent’s discharge of Rowe violated Section 8(a)(3)
and (1) of the Act.14 Consequently, it is not necessary to
pass on the Respondent’s affirmative defense that it
would have discharged Rowe in any event.15
ORDER
The Respondent, Amcast Automotive of Indiana, Inc.,
Gas City, Indiana, its officers, agents, successors, and
assigns, shall
1. Cease and desist from
(a) Telling employees that an employee was dis-
charged for engaging in union activity.
(b) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Within 14 days after service by the Region, post at
its facility in Gas City, Indiana, copies of the attached
notice marked “Appendix.”16
Copies of the notice, on
forms provided by the Regional Director for Region 25,
after being signed by the Respondent’s authorized repre-
sentative, shall be posted by the Respondent and main-
tained for 60 consecutive days in conspicuous places
including all places where notices to employees are cus-
tomarily posted. Reasonable steps shall be taken by the
Respondent to ensure that the notices are not altered,
defaced, or covered by any other material. In the event
that, during the pendency of these proceedings, the Re-
spondent has gone out of business or closed the facility
14 Member Schaumber would also dismiss the 8(a)(3) allegation on
the additional basis that Rowe’s conduct violated the Respondent’s
policy regarding employees’ use of computers—a policy which is not
alleged to be unlawful or discriminatorily applied.
15 Inasmuch as we are dismissing the complaint allegation that Rowe
was unlawfully discharged, we need not address the Respondent’s
contention that the usual remedy of reinstatement with backpay is not
appropriate in light of after-acquired evidence.
16 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
involved in these proceedings, the Respondent shall du-
plicate and mail, at its own expense, a copy of the notice
to all current employees and former employees employed
by the Respondent at any time since June 14, 2004.
(b) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps that the Respondent has taken to
comply.
IT IS FURTHER ORDERED that the complaint is dismissed
insofar as it alleges unfair labor practices not specifically
found.
MEMBER WALSH, dissenting in part.
Upon hearing rumors of a union organizing campaign
among its employees, the Respondent interrogated em-
ployee and known union sympathizer John Rowe about
the rumors. The next day, the rumors were confirmed by
union handbilling at the facility, and, acting on a “tip”
from an unnamed employee, the Respondent investigated
Rowe’s Internet activity at work. The Respondent de-
cided the same day to discharge Rowe, without even
bothering to speak to him, allegedly because Rowe, act-
ing in concert with a fellow employee, had spent a total
of about 29 minutes viewing websites related to a com-
pany that was considering purchasing the Respondent’s
facility.
Reversing the judge, the majority concludes that the
interrogation was not coercive, that Rowe’s union activ-
ity played no role in the discharge decision, and that the
Act afforded no protection to Rowe in his effort to obtain
public information about the potential purchaser. Con-
trary to the majority, I would affirm the judge’s findings
that the Respondent’s interrogation and discharge of
Rowe violated the Act.1
I. BACKGROUND
The Respondent manufactures and sells aluminum
wheels for the automotive industry at its Gas City, Indi-
ana facility. The Gas City facility is nonunion, and the
Respondent has made it clear that it intends to keep it
that way. The Respondent maintains a “Union-Free Pol-
icy” in its employee handbook, and it has defeated three
organizing campaigns at the facility since about 1999.
Rowe was employed at the Gas City facility for ap-
proximately 12 years. Most recently, he occupied a ma-
1 I join the majority in affirming the judge’s finding that the Re-
spondent violated Sec. 8(a)(1) of the Act when, following Rowe’s
discharge, Supervisor Stambaugh told him that he would probably still
be employed “if it hadn’t been for the ‘U’ word.”
For reasons dis-
cussed herein, I would affirm the judge’s additional finding that the
Respondent violated Sec. 8(a)(1) when Stambaugh told other employ-
ees that Rowe’s union activity “didn’t help his cause any.” The major-
ity mistakenly finds it unnecessary to pass on the latter finding.
AMCAST AUTOMOTIVE OF INDIANA, INC.
841
chinist position that required him to use a computer and
to use the Internet to order new tooling. His immediate
supervisor was Reed Stambaugh. Rowe was actively
involved in two of the union organizing campaigns at the
facility, one in about 1999 or 2000 and a second in 2002.
His past and present union sympathies were well known
to management. Two former managers, John Lilly and
Jerry Rowland, testified that Rowe had been identified as
prounion because of his consistent union support during
the organizing drives, and Manufacturing Manager
Wilbur Kline observed Rowe wearing union T-shirts to
work in 2003 and 2004.
On about May 11, 2004,2 Manager Dwayne Gotshall
informed Rowe, employee Gene Sage Jr., and another
employee that the Gas City facility was going to be sold
to a company called KPS. Thereafter, on May 11, 13,
and 14, Rowe, frequently accompanied by Sage, used the
computer at his workstation to search the Internet for
information about KPS. There is no dispute that Rowe
sought information about KPS because he was concerned
about the employees’ futures.
There is also no dispute that Supervisor Stambaugh
was aware of Rowe’s Internet activity. Rowe printed
KPS-related documents in Stambaugh’s office and gave
them to Stambaugh to read, which he did. Yet Stam-
baugh never told Rowe that he had violated any company
rule or policy, or that he had engaged in any misconduct.
Stambaugh never even suggested to Rowe that he should
stop using his computer to learn about KPS. The Re-
spondent’s employee handbook expressly permits em-
ployees to use the Internet “to further gain knowledge of
the Company’s business and industry.”
On May 25, Rowe, Supervisor Stambaugh, and Manu-
facturing Manager Kline had a conversation in Stam-
baugh’s office during which the sale of the Company
was discussed. Rowe asked Kline what employees
should do with their company stock if the Company was
sold. Kline advised Rowe that the stock could be rolled
over into the acquiring company’s 401(k) plan. Kline
then asked Rowe if there was any truth to “the rumors.”
Rowe asked if Kline was referring to union rumors, and
Kline said that he was. Rowe gave Kline his word that
there was no union organizing drive taking place. In
fact, there was, though it is unclear whether Rowe was
aware of it.
The next morning, union organizers distributed hand-
bills outside the Gas City facility. That same morning,
Human Resources Manager Larry Henn asked Nathaniel
Spencer, the Respondent’s computer consultant, to gen-
erate a report of every computer that had requested a
2 All subsequent dates are in 2004, unless otherwise indicated.
particular KPS-related website during the week of May
7–14. When Henn learned that Rowe’s computer had
accessed the website, Henn asked for a detailed report of
Rowe’s individual Internet usage. Spencer had never
before been asked to provide such a report.
The report showed that Rowe had accessed KPS-
related websites for an average of less than 10 minutes
on 3 separate days, some of which may have taken place
during Rowe’s breaks. Based on this report, Henn,
Kline, and Human Resources Representative Mark
Barker decided to fire Rowe for “loitering,” “misuse of
company equipment,” and “wasting time.”
Rowe was
formally discharged during a termination interview the
morning following the union handbilling. During the
termination interview, Rowe attempted to discuss the
union and the circumstances surrounding his Internet use,
but Henn refused to listen. Henn told Rowe that the de-
cision had already been made.
The next day, Supervisor Stambaugh told Sage that
Rowe’s Internet usage was only “part of the reason why
[he] got [sic] fired.”
Although Stambaugh did not ex-
plicitly say what the other reason was, he admitted to a
group of employees that same day that Rowe’s union
activity “probably didn’t help his cause any.”
When
Rowe called Stambaugh for a reference a couple of
weeks later, Stambaugh told Rowe that “if it hadn’t been
for the ‘U’ word,” Rowe would probably still be em-
ployed.
II. THE RESPONDENT UNLAWFULLY INTERROGATED ROWE
The judge correctly found that the Respondent violated
Section 8(a)(1) of the Act when Manufacturing Manager
Kline, accompanied by Supervisor Stambaugh, ques-
tioned Rowe about rumors of union activity at the Gas
City facility. Contrary to the majority, I would find the
question coercive, considering the totality of circum-
stances as required by Rossmore House, 269 NLRB 1176
(1984), enfd. sub nom. NLRB v. Hotel Employees Local
11, 760 F.2d 1006 (9th Cir. 1985). Rowe found himself
alone in his immediate supervisor’s office, being directly
asked by Kline, a high-ranking manager, to reveal
whether union activity was taking place at the facility.
Whether Rowe actually felt coerced by the question is
beside the point, as the Board’s test is an objective one.
See Trinity Memorial Hospital, 238 NLRB 809, 811
(1978).
The majority’s reasons for reversing the judge’s find-
ing are not persuasive. Rowe’s apparently unremarkable
history with Manufacturing Manager Kline does not alter
the fact that Kline held substantial authority over Rowe’s
terms and conditions of employment. Even if one as-
sumes that Kline and Rowe were friendly, the Board has
recognized that a friendly relationship between a supervi-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
842
sor and an employee does not necessarily diminish the
coerciveness of an interrogation. Acme Bus Corp., 320
NLRB 458 (1995), enfd. mem. 198 F.3d 233 (2d Cir.
1999). The majority also erroneously cites Rowe’s fa-
miliarity with Stambaugh’s office as a factor diminishing
the coerciveness of Kline’s question. The relevant fact is
that Kline and Stambaugh confronted Rowe in the boss’s
office, where Rowe was cut off from other employees
and understandably would not have felt free to simply
walk away. Further, this is not a situation in which the
employee raised the subject of unionization, or where the
subject was a natural outgrowth of the conversation.
Kline abruptly raised the issue without any indication
from Rowe that he wished to discuss his or his cowork-
ers’ union activity.
Finally, the coercive nature of Kline’s interrogation of
Rowe is confirmed by the events that immediately fol-
lowed. The Board has recognized that “a question that
might seem innocuous in its immediate context may, in
the light of later events, acquire a more ominous tone.”
Medcare Associates, Inc., 330 NLRB 935, 940 (2000).
Such is the case here. When union handbilling began at
the Respondent’s facility the morning after Rowe was
questioned, Rowe was immediately investigated and dis-
charged. The next day, Supervisor Stambaugh made
unlawful statements tying Rowe’s discharge to his union
activity. These events clearly gave Kline’s inquiry “a
more ominous tone.”
Considering these circumstances, I would affirm the
judge’s finding that Kline’s interrogation of Rowe vio-
lated Section 8(a)(1) of the Act.
III. THE RESPONDENT UNLAWFULLY DISCHARGED ROWE
The judge also correctly found that the Respondent
unlawfully discharged Rowe because of his actual or
suspected union and other protected activity. The Gen-
eral Counsel established that Rowe engaged in union and
other protected activity, that the Respondent knew of the
activity and suspected that Rowe was still engaged in
such activity, and that Rowe’s protected activity was a
motivating factor in the Respondent’s decision to dis-
charge him. Further, the judge correctly found that the
Respondent failed to establish that it actually would have
discharged Rowe even in the absence of such activity.
A. The Respondent Knew or Suspected that Rowe was
Engaged in Union and Other Protected Activity
1. Union activity
There is no dispute that Rowe was actively involved in
two union organizing campaigns at the Respondent’s
facility in 1999 and 2002. During these campaigns Rowe
talked to employees about the union, attended union
meetings, and distributed prounion T-shirts to employ-
ees. Rowe also served as a union observer in the 2002
election.
Rowe made no secret of these activities, and, in fact,
the Respondent was well aware of his prounion sympa-
thies. Former Managers Lilly and Rowland both admit-
ted that Rowe had been identified as a prounion em-
ployee because of his consistent union support during the
prior organizing drives at the facility. Further, Manager
Kline acknowledged that he had observed Rowe wearing
union T-shirts as late as 2004.
The Respondent claims that it believed that Rowe had
disavowed his union sympathies by the time it dis-
charged him in May 2004. This claim is substantially
undermined by the Respondent’s otherwise unexplained
assumption, demonstrated by Kline’s questioning, that
Rowe would know whether there was any budding union
activity at the facility. See Southern Household Prod-
ucts, 180 NLRB 369, 380 (1969), enfd. 449 F.2d 749
(5th Cir. 1971). The Respondent’s claim is further un-
dercut by the timing of Rowe’s discharge, coming im-
mediately after the union began handbilling at the facil-
ity. See Kajima Engineering & Construction, 331 NLRB
1604 (2000) (the timing of a discharge in relation to pro-
tected activity may support an inference of knowledge).
These circumstances fully support the judge’s finding
that the Respondent believed that Rowe was still in-
volved in union activity.3
2. Other protected activity
The record also fully supports the judge’s finding that
Rowe was engaged in other protected activity when he
searched the Internet for information about KPS.4 As the
judge explained, the Board has consistently taken the
view that “[e]mployees’ activities are protected by Sec-
tion 7 if they might reasonably be expected to affect
terms and conditions of employment.” Georgia Farm
Bureau Mutual Insurance Cos., 333 NLRB 850 (2001)
(quoting Brown & Root, Inc. v. NLRB, 634 F.2d 816, 818
(5th Cir. 1981)). There is no dispute that Rowe and Sage
were searching for information about KPS because they
were concerned about how a sale of the Gas City facility
might impact their employment. As Rowe put it, he
wanted to determine “what the rest of our future would
be.” Rowe’s concern for the employees’ futures was
further demonstrated by his question to Kline about what
to do with his company stock, evidently held in the Re-
3 It makes no difference whether the Respondent’s suspicion was ac-
curate. Even if the Respondent discharged Rowe on the mistaken belief
that he was still involved in union activity, the discharge would be
unlawful. See Handicabs, Inc., 318 NLRB 890, 897 (1995), enfd. 95
F.3d 681 (8th Cir. 1996), cert. denied 521 U.S. 1118 (1997).
4 The majority does not disturb the judge’s finding that Rowe’s con-
duct was concerted in nature.
AMCAST AUTOMOTIVE OF INDIANA, INC.
843
spondent’s 401(k) plan,5 if the sale was consummated.
In these circumstances, the judge properly found that
Rowe and Sage were acting together to address a situa-
tion that might reasonably be expected to affect terms
and conditions of employment, meriting Section 7 pro-
tection.6
The majority’s conclusion that the employees’ con-
cerns over the potential sale was too attenuated from
their interests as employees is not convincing. As a fac-
tual matter, the Respondent’s sale to KPS was more than
a remote possibility—the parties were engaged in due
diligence negotiations.
More broadly, the majority’s conclusion is at odds
with the Board’s “responsibility to adapt the Act to
changing patterns of industrial life.” NLRB v. J. Wein-
garten, Inc., 420 U.S. 251, 266 (1975). Corporate acqui-
sitions, mergers, and takeovers have increased dramati-
cally in recent years, and “layoffs are a routine fact of
[these] activit[ies].” See MV Transportation, 337 NLRB
770, 776–777 (2002) (dissenting opinion) (collecting
authorities). Obviously, “[l]aying off workers works a
dramatic change in their working conditions (to say the
least) . . . .” NLRB v. Advertisers Mfg. Co. 823 F.2d
1086, 1090 (7th Cir. 1987). Especially given the wave of
corporate reshuffling that is sweeping through our econ-
omy, the National Labor Relations Act clearly protects
concerted efforts by employees to obtain publicly avail-
able information about a potential new employer so that
they may begin to prepare for the “dramatic change in
their working conditions” that likely lies ahead. Denying
employees this right serves only to exacerbate feelings of
economic insecurity and hardly furthers the Act’s over-
riding policy of “industrial peace.” Fall River Dyeing &
Finishing v. NLRB, 482 U.S. 27, 38 (1987) (quoting
Brooks v. NLRB, 348 U.S. 96, 103 (1954)).
B. The Respondent’s Unlawful Motivation
The General Counsel also established that Rowe’s pro-
tected activity was a motivating factor in his discharge.
The timing of an employer’s action in relation to pro-
tected activity can provide reliable evidence of unlawful
motivation. Davey Roofing, Inc., 341 NLRB 222, 223
(2004). Two aspects of the timing of Rowe’s discharge
are particularly significant. First, the Respondent inves-
5 Kline suggested that the employees would be able to “rollover” the
stock, an apparent reference to the procedure by which an individual
may avoid immediate Federal taxation of distributions from 401(k) plan
when changing employers.
6 In this regard, Co-Op City, 341 NLRB 255 (2004), relied on by the
majority, is inapposite. There is no evidence that Rowe and Sage were
trying to influence management in its decision regarding a change of
ownership or to interfere with the potential sale of the Company in any
way.
tigated and discharged Rowe immediately after union
handbilling had started at its facility. Second, the dis-
charge occurred “closely on the heels” of Kline’s inter-
rogation of Rowe, illustrating the Respondent’s “desire
to cut any budding union activity.” La Gloria Oil & Gas
Co., 337 NLRB 1120, 1124 (2002), enfd. mem. 71 Fed.
Appx. 441 (5th Cir. 2003).
Along with the timing of Rowe’s discharge, the Re-
spondent’s failure to adequately investigate Rowe’s al-
leged misconduct also evinces its unlawful motivation.
See Sociedad Espanola de Auxilio Muto y Beneficencia
de P.R., 342 NLRB 458, 459–460 (2004), enfd. 414 F.3d
158 (1st Cir. 2005); see also Embassy Vacation Resorts,
340 NLRB 846 (2003). The Respondent decided to ter-
minate Rowe without seeking any information regarding
Rowe’s alleged misconduct from Rowe or Stambaugh.
Had the Respondent conducted a full and fair investiga-
tion, it would have discovered that Rowe’s Internet usage
was effectively condoned by Stambaugh. And when
Rowe attempted to discuss the circumstances surround-
ing his discharge with the Respondent, he was told the
decision had already been made. This apparent lack of
interest in Rowe’s version of the events further suggests
that the Respondent’s real concern was not in uncovering
the truth, but in penalizing Rowe for his protected activ-
ity.
The Respondent’s failure to consult with Stambaugh is
important for another reason. Henn, Barker, and Kline
all testified that ordinarily, the immediate supervisor is
integrally involved in the disciplinary process. Kline
testified that the supervisor’s recommendation is ac-
corded the greatest weight. The Respondent’s unex-
plained departure from this established practice further
supports an inference of animus. See Sociedad Espanola
de Auxilio Mutuo y Benefcenica de P.R., supra at 459 fn.
9.
In addition to the strong circumstantial evidence of
unlawful motivation, I would find, contrary to the major-
ity, that Stambaugh’s unlawful statement to employees
that Rowe’s union activity “didn’t help his cause any” as
well as Stambaugh’s unlawful statement to Rowe that he
would probably still be employed “if it hadn’t been for
the ‘U’ word” further reveal the Respondent’s unlawful
motivation.7 The Respondent may have excluded Stam-
baugh from its decisionmaking process, but Barker ad-
7 The majority finds it unnecessary to pass on the judge’s finding
that Stambaugh’s statement to other employees violated Sec. 8(a)(1) of
the Act. Finding the violation is necessary. Stambaugh’s statement to
the employees did not merely echo his statement to Rowe that he had
been punished for engaging in union activity. It served as a not-too-
subtle warning to the remaining employees that union activity would
not help their “cause any” either. I would find the violation.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
844
mitted that the decision was discussed with Stambaugh
prior to Rowe’s discharge. In these circumstances, it was
not unreasonable for the judge to find that Stambaugh’s
statements provided more insight into the Respondent’s
true motivation than either the Respondent or the major-
ity is willing to admit.
Taking everything together, including the timing of
Rowe’s discharge, the Respondent’s failure to conduct a
full investigation, the Respondent’s departure from past
practice, and Stambaugh’s unlawful statements to Rowe
and the remaining employees, I would affirm the judge’s
finding that Rowe’s union and other protected activity
was at least a motivating factor in his discharge.
C. The Respondent’s Rebuttal
Finally, I agree with the judge that the Respondent
failed to establish that it would have discharged Rowe in
the absence of his protected activities. The Respondent’s
burden was not merely to prove that it could have dis-
charged Rowe for some nondiscriminatory reason but,
rather, to establish that it actually would have done so.
Yellow Ambulance Service, 342 NLRB 804, 805 (2004).
The Respondent failed to carry this burden.
The Respondent’s claim that Rowe engaged in mis-
conduct warranting his discharge is seriously undermined
by the fact that Stambaugh effectively condoned Rowe’s
conduct. As described, Stambaugh was aware of Rowe’s
Internet activity, yet he never told Rowe that he had vio-
lated any company rule, that he had engaged in any mis-
conduct, or that should stop using his computer to learn
about KPS. Instead, Stambaugh read the documents that
Rowe gave him and then returned the documents to
Rowe to share with other employees.
The Respondent has not shown, moreover, that a sin-
gle employee other than Rowe has ever been investi-
gated, much less disciplined, for Internet usage. Further,
there is no evidence that the Respondent disciplined Sage
for “loitering,” “misuse of company equipment,” and
“wasting time,” even though he actively participated in
Rowe’s search for information about KPS. And finally,
Rowe’s Internet usage appears to be consistent with the
Respondent’s policy on computer usage, which explicitly
permits employee use of the Internet “to further gain
knowledge of the Company’s business and industry.”
In these circumstances, I fully concur with the judge’s
finding that the Respondent failed to establish that it ac-
tually would have discharged Rowe for spending less
than one-half hour looking for information about a likely
purchaser of the Gas City facility.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated Federal labor law and has ordered us to post and obey
this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT tell you that an employee has been dis-
charged for engaging in union activity.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
guaranteed you by Section 7 of the Act.
AMCAST AUTOMOTIVE OF INDIANA, INC.
Frederic Roberson and Raifael Williams, Esqs., for the General
Counsel.
Mark Stubley and Brandon Shelton, Esqs. (Olgetree, Deakins,
Nash, Smoak & Stewart, P.C.), of Greenville, South Caro-
lina, for the Respondent.
DECISION
IRA SANDRON, Administrative Law Judge. The complaint al-
leges that Amcast Automotive of Indiana, Inc. (the Respondent
or the Company) violated Section 8(a)(3) and (1) of the Na-
tional Labor Relations Act (the Act) by essentially forcing em-
ployee John Rowe to resign on May 27, 2004,1 and committed
three independent 8(a)(1) violations in connection therewith.
Although the Respondent has labeled “voluntary” Rowe’s ac-
ceptance of resignation in lieu of termination, I deem it invol-
untary and to have constituted an effective discharge.
Pursuant to notice, I conducted a trial in Marion, Indiana, on
November 15 and 16, and in Fort Wayne, Indiana, on January
25 and 26, 2005, at which the parties were afforded full oppor-
tunity to be heard, to examine and cross-examine witnesses,
and to introduce evidence. The General Counsel and the Re-
spondent filed helpful posthearing briefs that I have duly con-
sidered.
Issues
The primary issue is whether the Respondent had good cause
to discharge Rowe because he violated company policy by
“surfing” the Internet on worktime, in looking at websites per-
taining to KPS, a prospective buyer of the Respondent’s busi-
ness; or whether the Respondent discriminated against him
because of his union activities in years past, his suspected union
1 All dates occurred in 2004, unless otherwise specified.
AMCAST AUTOMOTIVE OF INDIANA, INC.
845
activity in May, and/or his protected concerted activity in seek-
ing information about KPS.
I note at this point that the Respondent’s issuance of a “final
written warning” to Rowe in September 2003, for leaving the
building without clocking out,2 was not alleged as an unfair
labor practice, and its legitimacy is not before me. Accordingly,
I will not address its particulars. Its relevance relates to the
Respondent’s assertion that the Company’s progressive disci-
pline policy mandates discharge of an employee who receives
any kind of disciplinary action within 12 months of having
received a final written warning.
The independent 8(a)(1) allegations are:
(1) Wilbur Kline, manufacturing manager/maintenance
and tool room manager, interrogated Rowe on about May
25 concerning his and other employees’ union member-
ships, activities, and sympathies, and created an impres-
sion that the Respondent was surveilling employees’ union
activities.
(2) Rowe’s immediate supervisor, Reed Stambaugh,
tool room cell 7 department manager (supervisor), in-
formed employees on about May 28 that Rowe had been
discharged because he engaged in union and other pro-
tected concerted activity (as testified to by Gene Sage Jr.);
and told Rowe on about June 15 that he had been dis-
charged for engaging in union and other protected con-
certed activity.
The Respondent did not call Stambaugh, whom it still
employs, and I draw an adverse inference against the Re-
spondent on any factual matters in the case about which
Stambaugh likely would have knowledge. See Daikichi
Sushi, 335 NLRB 622 (2001); International Automated
Machines, 285 NLRB 1122, 1123 (1987), enfd. mem. 861
F.2d 720 (6th Cir. 1988); Martin Luther King Sr. Nursing
Center, 231 NLRB 15 fn. 1 (1977).
Based on the entire record, including the pleadings, testi-
mony of witnesses and my observations of their demeanor,
documents, and stipulations of the parties, I make the following
FINDINGS OF FACT
The Respondent, a nationwide company, headquartered in
Dayton, Ohio, operates a plant in Gas City, Indiana (the facil-
ity), where it is engaged in the manufacture and nonretail sale
of aluminum wheels for the automotive industry. The facility
has over 200 employees. Organizationally, the top position is
plant manager.3 Larry Henn has been the manager of the human
resources department (HR) since November 2002. He and Mark
Barker, HR representative since December 2001, are involved
in the full gamut of personnel and labor relations functions.
As far as disciplinary steps, verbal counselings, or oral warn-
ings are not considered discipline per se. The steps of discipline
are written warning, final written warning, and termination.
New hires are provided a copy of the employee handbook4
(handbook) at their times of hire, and Rowe signed an acknowl-
edgment of receipt of such. The handbook states, at page 28:
2 GC Exh. 5.
3 See R. Exh. 25, organizational chart.
4 GC Exh. 6.
In some circumstances, a written warning may be is-
sued after a rule is violated. If another offense occurs
within 12 months, a final written warning may be issued.
On the third violation in 12 months of a Company rule, the
Associate will be terminated. If a rule violation is consid-
ered serious enough the violation may result in suspension
or termination. [Emphasis added.]
According to the Respondent’s witnesses, the policy is that
employees who receive a final written warning will be termi-
nated if they receive another warning of any kind within the
next 12 months. This has been followed in many cases. How-
ever, despite Henn’s initial testimony that he knew of no excep-
tions to this policy, the Respondent’s records reflect several
instances in 2002, 2003, and 2004 in which an employee’s final
written warning was followed within the next 12 months by
another final written warning or lesser form of discipline.5
Henn and Barker attributed these instances to mistakes by su-
pervisors, who failed to check with HR to review the employ-
ees’ personnel files.
The handbook also sets out, at pages 24–29, various stan-
dards for behavior and prohibits, inter alia, loitering, wasting
time, or misusing company equipment. About 40 employees
use personal computers at the facility. No one other than Rowe
has ever been disciplined for using the Internet for nonbusiness-
related purposes.
United Autoworkers (UAW or the Union) Activities
Rowe was actively involved in two unsuccessful UAW or-
ganizing campaigns at the facility, the first in 1999 or 2000, and
the second in 2002.6 In 1999, he talked to other employees in
favor of the Union, attended almost all union meetings, and
passed out approximately six T-shirts with union insignia. In
2002, he engaged in the same activities but distributed several
dozen T-shirts, as well as other union paraphernalia. In addi-
tion, prior to the NLRB election on October 3, 2002, Rowe
went to a representation case hearing, where the issue was the
supervisory status of group leaders, and he served as the Un-
ion’s observer on the day of the election. On May 26, the day
before Rowe was terminated, the UAW engaged in handbilling
outside the facility during shift changes for all three shifts.
Rowe had no actual involvement in this.
Rowe’s union sympathies and activities were well known to
management. Thus, John Lilly, who was employed in manage-
rial positions for about 14 years until October 2003, testified
that during the 2002 organizing drive Rowe was one of the
employees identified at management meetings as being proun-
ion because he had demonstrated consistent union support dur-
ing both organizing drives. Jerry Rowland, a manager or super-
visor for almost 4 years until July 17, 2003, also testified that
Rowe was identified as prounion. Finally, Wilbur Kline, a
manager from August 1999 until November 15, observed Rowe
wearing union T-shirts at work in 2002 and, after Kline re-
turned from active military service, again in 2003 and 2004.
5 See GC Exhs. 8–13.
6 There was also a similarly unsuccessful organizing campaign by
the Glass, Molders, Pottery, Plastics, & Allied Workers (GMP) Union
in approximately 2001.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
846
Current and former managers testified about two kinds of
management meetings, the first being “consistency” meetings
that Henn instituted shortly after he became HR director in
November 2002. These biweekly meetings were the result of
what he saw as the need to have consistency in the application
of the Respondent’s practices in disciplining employees and to
ensure conformity with the Respondent’s policies. The second
type consisted of management meetings held regarding union
organizing efforts. From the testimony of various witnesses,
neither the demarcation between the two kinds of meetings nor
their exact dates are entirely clear.
Lilly testified that during both the 1999 or 2000 UAW and
GMP organizing campaigns, the Company provided training to
managers and supervisors, He had a general recollection that
they discussed which employees were prounion and which
were procompany. As noted, Lilly recalled that Rowe was one
of those identified as prounion. Plant Manager Duane LaShamb
stated that supervisors should apply or enforce all company
policies and rules.
Lilly also testified about separate regular weekly consistency
meetings held starting after the 2002 union drive. He recalled
that LaShamb in June 2003 told supervisors that if they did not
“weed the garden,” their replacements would. LaShamb did not
say anything about prounion employees, and Lilly’s testimony
reflects that LaShamb’s comments related to employees who
were not performing. Lilly equivocated on whether LaShamb
stated that they needed to monitor Rowe’s performance and, if
necessary, build a case against him.
Rowland put the consistency meetings as starting earlier,
since he stated that Henn in May 2002 required supervisors to
talk to employees about the Union and report back to him.
Rowland testified that when he reported that employee Craig
Piper evinced unequivocal union support, LaShamb stood up
and stated that Rowland needed to find a way to get rid of
Piper; that Rowland “needed to weed the garden.” Rowland
replied that Piper was a long-tenured and good employee, to
which LaShamb responded that Rowland should find a way to
build a case against him, or his replacement would. As opposed
to Lilly, Rowland testified that when LaShamb and Henn used
the expression, “weed the garden,” and talked about building a
case against employees, they were referring both to poor per-
formers and to union supporters. Further, the consistency meet-
ings were originally that but, as the union campaign progressed,
the tenor changed to that of targeting union employees.
Rowe’s Employment
Rowe was employed for about 12 years. He started as a
bench worker and, for about 9 years prior to his termination,
held the dual jobs of bench worker and CNC machinist in the
tool room (cell 7). For about 8 years, he had a computer in con-
nection with his duties as CNC machinist, and he used the
Internet to order new tooling (from mcmaster.com). During the
last year or year-and-a-half, Stambaugh was his immediate
supervisor.
At all times material, Rowe worked the first shift, 7 a.m. to 3
p.m. He had three breaks during the workday; one 20 minutes
for lunch, and two for 10 minutes each. They were not at fixed
times. Depending on work needs, he normally took the first
break at 8:30 a.m., lunch at 11 a.m., and the third break at 1
p.m. He was not required to notify anyone when he went on
break.
Events of May 2004
On about May 11, at a weekly technical support meeting,
Dwayne Gotshall, support manager for the Respondent’s Free-
mont, Indiana plant, told Rowe, Gene Sage Jr., and another
employee that it had been announced at Fremont that KPS was
purchasing both the Company’s Freemont and Gas City facili-
ties. He further stated that the announcement would not be
made at Gas City for another 3 weeks.
Thereafter, on May 11, 13, and 14, Rowe, with Sage present
on many occasions, accessed various websites pertaining to
KPS, in an effort to learn more about that company.7
Rowe
started by looking at the Amcast.com company web page and
next went to links connected with KPS. Often before accessing
sites, he discussed with Sage what to search for. All of the sites
he visited related to checking Amcast stock or to KPS. Rowe
conceded that some of this activity may have been on his work-
time and, as detailed below, he apparently engaged in the activ-
ity both on breaks and on worktime.
On one of those dates, Rowe printed several pages from a
website to the printer located in Stambaugh’s office.8
Stam-
baugh and several other employees were there at the time.
Rowe gave the documents to Sage and Stambaugh to read.
Stambaugh looked at them for about 5 minutes and then re-
turned them to Rowe. Stambaugh did not say anything. After
this, Rowe placed them out in the tool room, on the table where
paperwork was kept. This is apparently what generated the
“tip” from an employee that Rowe was surfing the Internet.
Rowe testified that on May 25 he had a conversation with
Stambaugh and Kline in the former’s office. Rowe asked Kline
what he would suggest doing with company stock if the Com-
pany was sold, to which Kline responded that he would hold on
to it because if KPS purchased the Company, the stock could be
rolled over. Kline then asked if there were any truth to “the
rumors.” Rowe asked if he meant union rumors, and Kline
replied, “yes.” Rowe said no and gave his word that no union
drive was going on. As described above, handbilling in fact
took place the following day.
Kline did recall such a conversation in the spring but was
vague about what was said. He testified he could not remember
the context but only that Rowe basically said he did not think
there needed to be a union. Stambaugh did not testify at all. I
credit Rowe’s testimony on the conversation, which was pre-
cise, as opposed to Kline’s vague account.
Henn testified that Rowe’s “surfing” of the Internet for KPS
came to his attention through an employee’s tip, reported to
him by the employee’s supervisor at a meeting. Henn quizzed
7 Consistent with this testimony, Rowe stated at the unemployment
hearing on October 22 that Sage was “present almost every time” and
that they wanted to determine how their employment might change. R.
Exh. 19 at 27. Sage testified, not inconsistently, that he “glanced” at the
KPS information Rowe had on his personal computer. Sage, who is still
employed, appeared reticent to testify, and I believe he downplayed his
involvement.
8 Similar to the printouts contained in GC Exh. 19.
AMCAST AUTOMOTIVE OF INDIANA, INC.
847
the supervisor for more information because, he first testified,
his primary concern was that KPS was not a public situation
inasmuch as the Respondent and KPS were engaged in due
diligence negotiations. Barker testified to the same effect.
Later, however, Henn unequivocally testified that it was the
length of time Rowe spent surfing the Internet, and not the fact
that he was accessing sites related to KPS, that resulted in the
decision to terminate him. Thus, he would have been dis-
charged regardless of the subject matter of the nonbusiness-
related sites he accessed.
On the morning of May 26, Henn asked Nathaniel Spencer,
the Company’s computer consultant, to generate a record of
every personal computer at the facility that had requested
KPSfund.com. for the period from May 7–14. This was the first
time Spencer had ever been asked to retrieve anyone’s Internet
usage.
Spencer produced such a report. It showed that three com-
puters had accessed the above website. One of them was later
traced to Rowe. Henn had Spencer prepare a printout of Rowe’s
Internet use.9 Henn determined that Rowe had spent 20 or 25
minutes being on the Internet on nonwork-related sites on three
separate dates (May 11, 13, and 14), including a time when he
was being paid overtime.
The report reflects that on May 11, after being on the
mcmaster.com website, Rowe accessed sites for KPS informa-
tion from 9:35–9:48 a.m. At 10:04 a.m., he again accessed
mcmaster.com, but there is nothing showing how long he re-
mained at his computer between 9:48 and 10:04 a.m. This
could have been on his morning break. On May 13, Rowe ac-
cessed sites for KPS from 6:25–6:32 p.m., before accessing
mcmaster.com at 6:42 p.m. Again, there is nothing showing
that he spent the time between 6:32 and 6:42 at his computer.
He then returned to KPS-related sites between 6:42–6:43 p.m.
This presumably would have been when he was on overtime,
since he normally stopped work at 3 p.m., but it is possible that
he was entitled to an additional break on overtime status. On
May 14, at 6:59 a.m. and between 7:22–7:29 a.m., he again
accessed such sites. He accessed mcmaster.com at 7:54 a.m.
Again, nothing in the document shows how long he remained at
his computer between 6:59 and 7:22 a.m. or between 7:29 and
7:54 a.m. Since his shift started at 7 a.m., this activity (save the
first minute) would have occurred on his worktime, unless he
took an early break. In sum, the report on its face establishes
with certainty only that he accessed KPS sites for 13 minutes
on May 11, 8 minutes on May 13, and 8 minutes on May 14,
for a total of 29 minutes over 3 days.
Henn, Barker, and Kline all testified that a decision to disci-
pline an employee is normally a collaborative or consensus
effort between the employee’s first-line supervisor (and, at
times, department manager) and HR. According to Henn and
Barker, HR’s primary function is to ensure consistency in the
imposition of discipline and conformity with the Respondent’s
progressive discipline system. Kline testified that the supervi-
sor’s recommendation carries the greatest weight. However,
Steve Robinson, maintenance superintendent from September
9 GC Exh. 7. It shows only the times when particular sites were ac-
cessed but not logging off times.
2003 until August, testified that his recommended disciplines
were frequently reduced by Henn or Kline.
According to Henn, after reviewing Spencer’s report about
Rowe’s Internet usage, he, Barker, and Kline decided that since
Rowe was on a final written warning, termination was the ap-
propriate action for his offense. They confirmed this decision
with Plant Manager LaShamb.
Kline’s account differed from Henn’s in an important re-
spect. Thus, Kline testified that Henn or Barker brought to his
attention that Rowe had been on the Internet in the tool room
“numerous times,” a few of which were excessive and on over-
time, and recommended that he be terminated. Nothing in his
employment record was brought up as a reason for the recom-
mendation. Therefore, according to Kline’s testimony, the pre-
vious final written warning was not raised as a consideration.
Kline was consistent with Henn and Barker with regard to
Stambaugh’s very limited, if any, role in the investigation or
the decision to terminate Rowe. Stambaugh was essentially
presented with Rowe’s discharge only after the decision had
already been made, and Barker testified that Stambaugh was
only “briefly” involved in management’s discussions.
The termination interview took place in Barker’s office on
May 27. Barker, Henn, Stambaugh, and Rowe were present.
Barker did most of the speaking for management. He confronted
Rowe with being on the Internet at times he should have been
working and presented him with the documents showing the
amount of time he had spent on the Internet. Barker stated that he
had violated three company rules: loitering on the job, misuse of
company equipment, and wasting time. Rowe at first denied
having been on worktime but then did not. Barker offered him
“voluntary” resignation in lieu of discharge, explaining its bene-
fits, and Rowe accepted that alternative. At one point, Rowe
brought up his union activity, but Henn basically replied it had
nothing to do with the termination.
At no time prior to this meeting did Henn or anyone else in-
terview Rowe. Barker recalled that during the meeting, when
Stambaugh had stepped out of the room, Rowe attempted to
talk about his use of the Internet. However, Henn told him they
should not have any such discussion because the decision had
already been made to terminate him.
The following morning the subject of Rowe’s termination
came up in a conversation in the tool room office (Stambaugh’s
office). Stambaugh, Sage, and most people on the first shift
were there. Sage testified that someone commented to the effect
that Rowe was probably fired for his union activity. Stambaugh
replied, “Well, it probably didn’t help his cause any.”10 Some-
time that day, maybe at the meeting, Stambaugh told Sage that
“part of the reason why [Rowe] got [sic] fired” was his use of
the Internet.11
Statements Sage made in his NLRB affidavit differed in
wording with his testimony but were not necessarily inconsis-
tent. Thus, Sage attested in the former that Stambaugh said, “It
sure didn’t help John’s cause that the Union showed up here the
day before. . . . The official reason John was fired was because
10 Tr. 170, 174.
11 Tr. 171–172.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
848
of improper Internet access.”12
As I previously stated, Sage
appeared reticent, and he seemed to say as little as possible
when answering questions. Because of this, and because the
affidavit was closer in time to the actual events, I am inclined to
credit what he said in the affidavit. However, to avoid any evi-
dentiary issues, and realizing that testimony is subject to cross-
examination at the time it is given, as opposed to statements
made in affidavits, I will find what he said in testimony to be
the facts.
During the second week of June, Rowe called Stambaugh
about getting a reference for another job. During their conver-
sation, Rowe asked why he had been terminated. Stambaugh
responded that someone had taken a paper up to Barker and
said Rowe was surfing the Internet. Stambaugh then said, “[I]f
it hadn’t been for the ‘U’ word,” Rowe probably still would
have been employed.13
CONCLUSIONS OF LAW
Section 8(a)(1)
1. Manager Kline asked Rowe on May 25 if there was any
truth to rumors of union activity. Questioning an employee
about his or her knowledge of a union’s organizing activities
may, depending on the circumstances, violate Section 8(a)(1) of
the Act. Michigan Roads Maintenance Co., 344 NLRB 617,
618 (2005); Donaldson Bros. Ready Mix, Inc., 341 NLRB 958,
959 (2004). Here, when Rowe was the lone employee in the
presence of a manager and his immediate supervisor, Kline,
suddenly asked him such a question. This was not a situation
where the question was casually asked during an informal dis-
cussion on the subject initiated by the employee. It matters not
that Kline did not use the word “union” when he asked Rowe
whether there was truth to the rumors, because he subsequently
confirmed that he was indeed referring to union rumors. In
these circumstances, I conclude that Kline’s question was coer-
cive and therefore violative of Section 8(a)(1).
Kline’s question did not amount to what the General Counsel
alleges was interrogation concerning Rowe’s and other em-
ployees’ union memberships, activities, and sympathies, or
create an impression that the Respondent was surveilling em-
ployees’ union activities. Rowe sua sponte volunteered that he
was not involved, and Kline’s comments about union rumors
did not state or imply that the source of that information had
anything to do with surveillance of employees.
2. Supervisor Stambaugh told Sage and other employees on
May 28 that Rowe’s union activity probably played a role in his
discharge.
By using the word “probably,” rather than “possibly” or
“may have,” Stambaugh went beyond saying that he was
merely speculating. Rather, he conveyed to employees the mes-
sage that Rowe was discharged in part for his union activity.
Stambaugh also stated to Sage, and possibly other employ-
ees, that part of the reason Rowe was discharged was his use of
the Internet. This was too ambiguous to be coercive; I do not
believe employees would have seen a connection between
Rowe’s discharge and his protected concerted activity. It did,
12 Tr. 204.
13 Tr. 245.
however, reinforce the message that Rowe was discharged in
part for other reasons, to wit, union activity.
Therefore, I conclude that Stambaugh violated Section
8(a)(1) by stating that Rowe was discharged in part for his un-
ion activity.
3. Stambaugh told Rowe on about June 15 that if it had not been
for the “U” word, he probably would not have been terminated.
For the above reasons, this also amounted to a statement that
Rowe was discharged in part for his union activity and consti-
tuted a violation of Section 8(a)(1).
Stambaugh’s statement that Rowe was terminated because
someone had taken to HR documents Rowe had printed from
the Internet was too ambiguous to find it a statement that Rowe
was terminated in part for his protected concerted activity.
Rowe’s Termination
The framework for analysis is Wright Line, 251 NLRB 1083
(1980), enfd. 662 F.2d 899 (1st Cir. 1981), cert. denied 455
U.S. 989 (1982). Under Wright Line, the General Counsel must
make a prima facie showing sufficient to support an inference
that the employee’s protected conduct motivated an employer’s
adverse action. The General Counsel must show, either by di-
rect or circumstantial evidence, that the employee engaged in
protected conduct, the employer knew or suspected the em-
ployee engaged in such conduct, the employer harbored ani-
mus, and the employer took action because of this animus.
Under Wright Line, if the General Counsel establishes a
prima facie case of discriminatory conduct, it meets its initial
burden to persuade, by a preponderance of the evidence, that
protected activity was a motivating factor in the employer’s
action. The burden of persuasion then shifts to the employer to
show that it would have taken the same adverse action even in
absence of the employee’s protected activity. NLRB v. Trans-
portation Corp., 462 U.S. 393, 399–403 (1983); Kamtech, Inc.
v. NLRB, 314 F.3d 800, 811 (6th Cir. 2002); Serrano Painting,
332 NLRB 1363, 1366 (2000); Best Plumbing Supply, 310
NLRB 143 (1993). To meet this burden, “an employer cannot
simply present a legitimate reason for its action but must per-
suade by a preponderance of the evidence that the same action
would have taken place even in the absence of the protected
conduct.” Serrano Painting, supra at 1366, citing Roure Ber-
trand Dupont, Inc., 271 NLRB 443 (1984).
Although the Board cannot substitute its judgment for that of
an employer and decide what would have constituted appropri-
ate discipline, the Board does have the role of deciding whether
the employer’s proffered reason for its action was the actual
one, rather than a pretext to disguise antiunion motivation. De-
troit Paneling Systems, 330 NLRB 1170 (2000); Uniroyal
Technology Corp. v. NLRB, 151 F.3d 666, 670 (7th Cir. 1998).
There are two facets to Rowe’s protected activities. First was
his earlier support of the UAW in 1999 or 2000 and in 2002.
The second was his engaging in protected concerted activity in
May 2004. That his union activities came under the protection
of the Act cannot be disputed.
The Respondent in its brief raises the contention that his ac-
tivity of surfing the Internet for information on KPS was not
protected concerted activity. I credit Rowe’s testimony that he
shared information with other employees and that Sage was
AMCAST AUTOMOTIVE OF INDIANA, INC.
849
with him during at least some of the times that he accessed KPS
sites, thereby making his conduct concerted in nature.
As to whether the activity itself was protected, an em-
ployee’s activities come under the penumbra of Section 7 if
they might reasonably be expected to affect terms or conditions
of employment. Georgia Farm Bureau Mutual Insurance Cos.,
333 NLRB 850 (2001), citing Brown & Root, Inc. v. NLRB, 634
F.2d 816, 818 (5th Cir. 1981). This follows from what the Sev-
enth Circuit Court of Appeals has recognized as the intent of
Congress that the protections of Section 7 be broadly construed.
See NLRB v. Parr Lance Ambulance Service, 723 F.2d 575,
577 (7th Cir. 1983), citing Eastex, Inc. v. NLRB, 437 U.S. 556,
567 fn. 17 (1978).
Here, Rowe was seeking information on what he reasonably
believed was the company that was purchasing his current em-
ployer. Such a change in ownership reasonably could have
affected the terms and conditions of employment of the Re-
spondent’s employees, as well as the value of their company
stock. I therefore conclude that Rowe’s activity was presump-
tively protected under Section 7 of the Act. I note Rowe’s un-
rebutted testimony that on May 25 he asked Kline what he
would suggest doing with company stock if the Company was
sold, to which Kline responded that he would hold on to it be-
cause if KPS purchased the Company, the stock could be rolled
over. I further note Rowe’s unrebutted testimony that he shared
with Stambaugh at least some of the information he obtained
about KPS on the Internet. Management, by its actions, implic-
itly supported the conclusion that Rowe was engaged in pro-
tected activity.
As to knowledge, there is no issue that the Respondent knew
of Rowe’s surfing the Internet for information on KPS; indeed,
that was the activity that precipitated his termination. Regard-
ing Rowe’s activities on behalf of the UAW in previous years,
this was clearly known to management, as reflected by the tes-
timony of former Managers Kline, Lilly, and Rowland. More-
over, Kline questioned Rowe on May 25 regarding rumors of
another union organizing campaign, leading to the conclusion
that management considered him to be involved in any type of
planning for such. When UAW handbilling did take place the
next day, it takes no great leap of imagination to conclude that
management believed Rowe was involved, even if he were not.
A respondent violates the Act if it terminates an employee in
the mistaken belief that he or she was involved in union activ-
ity. NLRB v. Link-Belt Co., 311 U.S. 584, 589–590 (1941);
Dayton Hudson Department Store Co., 324 NLRB 33, 35
(1997); Salisbury Hotel, 283 NLRB 685 (1987).
The last element necessary to establish a prima facie case of
unlawful termination is animus. Going back to the consistency
or other management meetings in years past, I do not find the
evidence presented about statements made by LaShamb or
Henn sufficient to establish direct animus. Only one former
manager, Rowland, testified that LaShamb made statements
targeting Rowe for his union activity, but he then equivocated
on whether LaShamb specifically named Rowe.
However, Sage testified without controversion that the day
after Rowe’s discharge, Stambaugh told employees that Rowe’s
union activities “probably” played a role in his termination and
that his use of the Internet was either a pretext or only one of
the reasons he was discharged. The clear message was that
Rowe was terminated in part for his union or suspected union
activities, particularly when he was a known UAW supporter
and the termination occurred just 1 day after the UAW hand-
billed outside the facility. Further, Sage told Rowe on about
June 15 that if not for the “U” word, he probably would not
have been discharged. There is thus direct evidence of animus.
Animus also can be inferred from the timing of the investiga-
tion and the termination. Although Rowe’s Internet activity
took place between May 11 and 14, and the employee who
tipped off management on the basis of the printout presumably
saw it during that time period, Henn did not ask Spencer to
generate any kind of report until May 26, the date of the UAW
handbilling, and Rowe was terminated the following day. See
Howard’s Sheet Metal, Inc., 333 NLRB 361 (2001); Signature
Flight Support, 333 NLRB 1250 (2001); Masland Industries,
311 NLRB 184 (1993).
Related to what strikes me as the Respondent’s haste to ter-
minate Rowe, and also raising another inference of animus, was
the Respondent’s failure to conduct a fair and complete investi-
gation. No one from management spoke to Rowe prior to his
termination interview, and Stambaugh, Rowe’s immediate su-
pervisor, was basically left out of the loop entirely. See Pub-
lishers Printing Co., 317 NLRB 933, 938 (1995); Burger King
Corp., 279 NLRB 227, 239 (1986); and Syncro Corp., 234
NLRB 550, 551 (1978). Indeed, when Rowe, at his termination
interview, tried to discuss the underlying events, Henn cut him
off and stated the decision to terminate him had already been
made.
In light of direct animus expressed by Stambaugh and in-
ferred animus as reflected by the preceding, I find that the ele-
ment of animus has been established and that the General
Counsel has made out a prima facie case of unlawful discharge.
The Respondent’s Defenses
The Respondent’s position has two facets—first, that Rowe’s
surfing of the Internet on May 11, 13, and 14 violated company
policies and warranted disciplinary action; second, that because
he had received a final written warning within the prior 12
months, company policy mandated discharge.
The primary issue is whether he was properly subjected to
discipline for his Internet activities. If not, then he would not
have been terminated regardless of the earlier final written
warning.
It is noteworthy that approximately 40 people have personal
computers at the facility, yet no one other than Rowe has ever
had his or her Internet access reviewed or been disciplined for
using the Internet for nonbusiness reasons. I also note that
Rowe was an employee with approximately 12 years of tenure.
Considerably weakening the Respondent’s position is the way it
conducted its investigation. Rowe was never interviewed at any
time prior to his termination interview, at which Henn refused to let
him speak about the circumstances surrounding his Internet activ-
ity. Even though the report management received from Spencer
established with certainly only that Rowe spent 29 minutes over 3
days on KPS-related sites, management came to the conclusion that
he spent over an hour thereon and never questioned Rowe whether
he was on worktime or on breaks.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
850
Moreover, crediting management’s witnesses, Stambaugh,
the first-line supervisor, had little or no participation in the
discussions leading to Rowe’s termination and no input in the
decision. Yet, Henn, Barker, and Kline all testified that the
practice is that the first-line supervisor is integrally involved in
the disciplinary process. Kline even testified that the first-line
supervisor’s recommendation is usually accorded the greatest
weight.
I must conclude that management either heard from Stam-
baugh but chose to ignore what he said, because it exculpated
Rowe (see below), or simply did not want to hear what he had
to say about Rowe’s activities. Either way, management acted
contrary to normal and reasonable practice, shedding doubt on
its motives.
This failure of the Respondent to conduct a fair and complete
investigation leads to the conclusion that it was not genuinely
interested in knowing the underlying facts and circumstances of
the events but, rather, was looking for a pretext to discharge
Rowe. See Publishers Printing Co., supra; Burger King Corp.,
supra; Syncro Corp., supra.
The Respondent emphasizes that Rowe was surfing the
Internet on worktime. However, on at least 1 of the 3 days he
spent on KPS-related sites (representing 13 of the 29 minutes
clearly shown in GC Exh. 7), he apparently was on breaktime,
and he may have been on break at other times he accessed such
sites.
Regardless of whether he was on worktime or breaks,
Rowe’s unrebutted and credited testimony was that Stambaugh,
his immediate supervisor, was aware he was accessing KPS
information on-line and sharing the information with other
employees. More than that, Stambaugh was present when Rowe
printed information from the Internet, read it himself, and gave
it back to Rowe to show to other employees. At no point did
Stambaugh direct Rowe to cease engaging in his Internet search
of KPS. Clearly, Stambaugh tacitly approved Rowe’s conduct
and therefore effectively condoned it.
In a myriad of cases, usually in strike or walkout situations,
the Board has held that an employer cannot take action against
an employee whose conduct has gone beyond the bounds of
protected activity if the employer has, either affirmatively or by
nonaction, condoned such conduct. See, e.g., Asbestos Re-
moval, 293 NLRB 352 (1989); General Electric Co., 292
NLRB 843 (1989). Thus, even if it were to be concluded that
Rowe’s conduct in surfing the Internet for KPS information on
worktime otherwise would properly have subjected him to dis-
cipline, Stambaugh’s conduct effectively estopped the Respon-
dent from imposing such. To hold otherwise would fly in the
face of fundamental fairness.
Based on the above factors, I conclude that the Respondent
has failed to meet its burden of showing that but for Rowe’s
union activities (actual and suspected) and his engagement in
protected concerted activity, he would have been discharged on
May 27.
In light of this conclusion, it is not necessary to go into great
detail regarding the Respondent’s purported policy of terminat-
ing an individual who receives discipline within 12 months of a
previous final written warning. Suffice to say, the record re-
flects there were a number of instances in 2002, 2003, and 2004
in which this was not the case, whether the result of supervi-
sors’ errors or otherwise. Further, the policy as stated in the
handbook refers to termination when there is a third discipline
in 12 months, not two. Finally, Former Manager Robinson
testified that HR had the authority to lessen proposed discipline
and, in fact, exercised such authority when it saw fit. I cannot
conclude in light of this evidence that management was bound
by policy to terminate Rowe, even if it is assumed that his con-
duct in May warranted discipline. The Respondent’s reliance on
this purported policy is undermined, in any event, by contradic-
tory testimony between Henn and Kline as to whether the final
written warning was raised as a reason for termination.
As I said at the outset, no matter how phrased by the Re-
spondent, Rowe’s separation was effectively a discharge, and I
conclude that the Respondent violated Section 8(a)(3) and (1)
of the Act by discharging Rowe on May 27, 2004.
CONCLUSIONS OF LAW
1. The Respondent is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act.
2. By the following conduct, the Respondent has engaged in
unfair labor practices affecting commerce within the meaning
of Section 2(6) and (7) of the Act and violated Section 8(a)(1)
of the Act.
(a) Interrogated employees about union organizational efforts.
(b) Told employees an employee was discharged for his un-
ion activity.
3. By discharging employee John Rowe, the Respondent en-
gaged in an unfair labor practice affecting commerce within the
meaning of Section 2(6) and (7) of the Act and violated Section
8(a) (3) and (1) of the Act.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I find that it must be ordered to cease and
desist and to take certain affirmative action designed to effectu-
ate the policies of the Act.
The Respondent, having discriminatorily discharged John
Rowe, must offer him reinstatement and make him whole for any
loss of earnings and other benefits, computed on a quarterly basis
from date of discharge to date of proper offer of reinstatement,
less any net interim earnings, as prescribed in F. W. Woolworth
Co., 90 NLRB 289 (1950), plus interest as computed in New
Horizons for the Retarded, 283 NLRB 1173 (1987).
The Respondent should remove from its records any refer-
ences to Rowe’s discharge, no matter how it is termed.
[Recommended Order omitted from publication.]