350 NLRB 1256
Disneyland Park
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
350 NLRB No. 88
1256
Disneyland Park and Disney’s California Adventure,
Divisions of Walt Disney World Co. and Inter-
national Association of Bridge, Structural and
Ornamental Iron Workers, Local 433, AFL–
CIO. Case 21–CA–35222
September 13, 2007
DECISION AND ORDER
BY CHAIRMAN BATTISTA AND MEMBERS LIEBMAN AND
SCHAUMBER
On May 15, 2003, Administrative Law Judge Lana H.
Parke issued the attached decision. The Respondent filed
exceptions and a supporting brief and a reply brief. The
General Counsel filed exceptions and a supporting brief
and an answering brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The issue before the National Labor Relations Board is
whether Disneyland Park,1 violated Section 8(a)(5) and
(1) of the Act by failing to provide the Union with re-
quested information. Having considered the decision and
record in light of the exceptions and briefs, we adopt, for
the reasons given by the judge, her dismissal of the alle-
gation that the Respondent unlawfully refused to permit
the Union to view subcontracts and files relating to the
bidding and performance of the subcontracts. We re-
verse the judge’s finding that the Respondent violated
Section 8(a)(5) and (1) by refusing to provide the Union
with the dates of each subcontract, nature of the work,
the dates upon which the work was performed, and the
name of the subcontractors performing unit work. Ac-
cordingly, we dismiss the complaint in its entirety.
Background
The Respondent is engaged in the business of operat-
ing a retail hotel and two entertainment facilities: Dis-
neyland Park and Disney’s California Adventure. The
Respondent and Union have been parties to successive
collective-bargaining agreements covering job classifica-
tions involving primarily facility maintenance, repair,
and rehabilitation. The latest collective-bargaining
agreement initially concerned only Disneyland Park and
was effective from March 1, 1998 to February 28, 2003.
In 2000, as part of a deal to include the newly created
theme park, Disney’s California Adventure, the parties
extended the existing collective-bargaining agreement to
February 28, 2005. Section 23 of the contract, applicable
only to Disneyland Park, provides, in pertinent part, that:
1 As discussed herein, although the complaint lists as Respondents
both Disneyland Park and Disney’s California Adventure, two divisions
of Walt Disney World Co., the contract provision at issue in conjunc-
tion with the alleged violation applies only to Disneyland Park.
During the terms of the Agreement, the Employer
agrees that it will not subcontract work for the purpose
of evading its obligations under this Agreement. How-
ever, it is understood that the Employer shall have the
right to subcontract . . . , where the subcontracting of
work will not result in the termination or layoff, or the
failure to recall from layoff, any permanent employee
qualified and classified to do the work.
In a February 11, 2001 letter, the Union’s attorney,
David Rosenfeld, requested, in pertinent part, that the
Respondent provide the Union with information concern-
ing the Respondent’s subcontracts that were arguably
within the Union’s jurisdiction. In requesting the infor-
mation Rosenfeld wrote that “The Union has observed
that there have been a number of subcontracts within
Disneyland for work covered by the agreement within
Local 433’s jurisdiction. The Union is concerned that
such subcontracting may not comply with the terms of
the agreement.”
In a March 11, 2001 letter, Jennifer Larson, Respon-
dent’s labor/cast relations manager, answered that “Sec-
tion 23 of the Collective Bargaining Agreement specifi-
cally allows for subcontracting of any work . . . when it
will not result in the termination or layoff, or failure to
recall from layoff, any permanent employee qualified
and classified to do the work. [I]n light of the explicit
language of the contract, [the information request is]
apparently unnecessary . . . We would be happy to give
your request further consideration if you could explain
with some level of detail the relevance of this request
. . . .”
On March 22, 2001, Rosenfeld responded by stating
that the Union believed there had been an increase in
subcontracts.
On April 3, 2001, Larson responded, stating that there
had been no layoffs of Local 433 employees, and thus
the Respondent did not believe that a contractual issue
existed at that time. Larson offered to further consider
the request if the Union would explain the relevance of
the information to its role as the employees’ collective-
bargaining representative.
On April 9, 2001, Rosenfeld replied: “At least one iron
worker has retired and has not been replaced. Addition-
ally, no new steward has been hired at the new theme
park. It is plain that Disneyland is reducing its work
force and subcontracting additional work. It is for these
reasons the information is requested.”2
2 As noted above, this case concerns only Disneyland Park and sec.
23 of the collective-bargaining agreement. Thus, the Respondent’s
failure to hire a union steward for Disney’s California Adventure is not
relevant.
DISNEYLAND PARK
1257
On May 10, 2001, Larson informed the Union: “you
have failed to provide any reason which would lead to a
viable claim under our Collective Bargaining Agreement.
The Company has the explicit right to determine the
number of employees and how they are utilized to run
the business.” Larson informed Rosenfeld that the Re-
spondent did not believe it was obligated to furnish the
requested information.
On June 17, 2001, Rosenfeld responded: “Your letter
takes the position Disney will not provide any of the sub-
contracts. I want to make it plain we seek only subcon-
tracts that involve work arguably or possibly performed
by Iron Workers.”
The Judge’s Decision
The judge found that the Respondent violated Section
8(a)(5) and (1) of the Act by refusing to furnish the Un-
ion with a list of all subcontractors performing work
within the Union’s jurisdiction from January 1, 1999 to
present, the date of each subcontract, the nature of the
work, the name of the subcontractors, and the dates the
work was performed. The judge deemed this informa-
tion relevant to the Union’s efforts in determining
whether evidence exists of an attempt by the Respondent
to evade its contract obligations through the erosion of
unit work.
However, the judge found that the Respondent did not
violate Section 8(a)(5) and (1) of the Act by refusing to
allow the Union to review the subcontracts or any files
Respondent maintains regarding the bidding and per-
formance of the contracts. The judge found that this in-
formation did not appear to be of probable or potential
relevance to the question of whether the Respondent was
evading its bargaining obligation, and that neither the
Union’s counsel nor the General Counsel explained how
obtaining such information would assist the Union in
determining whether the Respondent violated the agree-
ment. The judge found that the Union’s generalized,
conclusory explanations of how the information would
assist the Union in evaluating whether the Respondent
violated the Act did not trigger an obligation on the Re-
spondent’s part to provide the information.
The Respondent’s Exceptions
The Respondent contends that the judge erred in find-
ing that it violated Section 8(a)(5) and (1) by refusing to
furnish the Union with a list of all subcontractors per-
forming work within the Union’s jurisdiction from Janu-
ary 1, 1999 to present, the date of each subcontract, the
nature of the work, the name of the subcontractors, and
the dates the work was performed. The Respondent ar-
gues that the information requested by the Union is ir-
relevant under the terms of the collective-bargaining
agreement, because the Respondent had the unfettered
right to subcontract so long as the subcontracting did not
result in the layoff or failure to recall from layoff a bar-
gaining unit member. The Respondent noted that no
member of the bargaining unit was laid off or denied
recall. Further, the Respondent asserts that it cannot be
found to have evaded the agreement because the agree-
ment does not contain any provision requiring the Re-
spondent to maintain its work force at a particular level,
require them to refrain from reducing the work force, or
otherwise protect the work force from reduction.
The Charging Party’s Exceptions
The Charging Party argues the judge erred in finding
that the Respondent did not violate Section 8(a)(5) and
(1) by failing to provide information concerning the bid-
ding process to the Union. The Charging Party contends
that the judge cannot reasonably find, on one hand, that
information relating to subcontracting is relevant, but on
the other hand, find that information relating to the bid-
ding process and performance of the contracts is irrele-
vant. The Charging Party further asserts that information
relating to the bidding and performance of the contract is
relevant because it could help the Union convince the
Respondent to limit or reduce subcontracting. Thus, the
Respondent was obligated to provide the information.
Applicable Law
An employer has the statutory obligation to provide,
on request, relevant information that the union needs for
the proper performance of its duties as collective-
bargaining representative. NLRB v. Truitt Mfg. Co., 351
U.S. 149, 152 (1956); NLRB v. Acme Industrial Co., 385
U.S. 432, 435–436 (1967); Detroit Edison Co. v. NLRB,
440 U.S. 301 (1979). This includes the decision to file or
process grievances. Beth Abraham Health Services, 332
NLRB 1234 (2000). Where the union’s request is for
information pertaining to employees in the bargaining
unit, that information is presumptively relevant and the
Respondent must provide the information. However,
where the information requested by the union is not pre-
sumptively relevant to the union’s performance as bar-
gaining representative, the burden is on the union to
demonstrate the relevance. Richmond Health Care, 332
NLRB 1304 (2000); Associated Ready Mixed Concrete,
Inc., 318 NLRB 318 (1995), enfd. 108 F. 3d 1182 (9th
Cir. 1997); Pfizer, Inc., 268 NLRB 916 (1984), enfd. 736
F.2d 887 (7th Cir. 1985).3 A union has satisfied its bur-
3 Our dissenting colleague takes issue with our reliance on Richmond
Health Care supra, and Associated Ready Mixed Concrete, Inc., supra,
noting that those cases, unlike the instant case, were summary judgment
cases involving newly certified unions. However, we cited those cases
solely for the principle, which our dissenting colleague recognizes as
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1258
den when it demonstrates a reasonable belief, supported
by objective evidence, that the requested information is
relevant. Knappton Maritime Corp., 292 NLRB 236,
238–239 (1988).4
Information about subcontracting agreements, even
those relating to bargaining unit employees’ terms and
conditions of employment, is not presumptively relevant.
Therefore, a union seeking such information must dem-
onstrate its relevance. Richmond Health Care, 332
NLRB 1304, 1305 fn. 1 (2000).
The Board uses a broad, discovery-type standard in de-
termining the relevance of requested information. Poten-
tial or probable relevance is sufficient to give rise to an
employer’s obligation to provide information. Id.
To
demonstrate relevance, the General Counsel must present
evidence either (1) that the union demonstrated relevance
of the nonunit information,5 or (2) that the relevance of
the information should have been apparent to the Re-
spondent under the circumstances. See Allison Co., 330
NLRB 1363, 1367 fn. 23 (2000); Brazos Electric Power
Cooperative, Inc., 241 NLRB 1016, 1018–1019 (1979),
enfd. in relevant part 6l5 F.2d 1100 (8th Cir. 1980). Ab-
sent such a showing, the employer is not obligated to
provide the requested information.
Discussion
We find that the Respondent was not obligated to pro-
vide the Union with the requested information about sub-
contracting. Insofar as the judge found no merit to the
allegations, we agree with her for the reason she cited
and those set forth below. However, contrary to the
judge’s conclusions on those allegations that she upheld,
current law, that a union must demonstrate the relevance of information
requests concerning nonunit information, such as information concern-
ing subcontracting.
4 Our dissenting colleague contends that Knappton Maritime Corp.
is inapplicable to the instant case because there, the information request
concerned the existence of an alter ego relationship. She contends that
the Board applies a different standard to information requests concern-
ing subcontracting than it does alter ego relationships. However, her
reliance on Southern California Gas Co., 344 NLRB 231 (2005), is to
no avail. In that case, while the judge did discuss the need for an in-
formation request to have a “logical foundation” and “factual basis[,]”
he also found that there was “[a]mple objective evidence” to support
the union’s information request. Id., slip op. at 6. In making this find-
ing, the judge referenced, inter alia, Shoppers Food Warehouse, 315
NLRB 258 (1994), a case, like Knappton, which concerned an alleged
alter ego relationship. In sum, the Board applies a uniform standard for
evaluating the relevance of information requests involving matters
outside the bargaining unit, although it has sometimes articulated this
standard using slightly different language.
5 The union’s explanation of relevance must be made with some pre-
cision; and a generalized, conclusory explanation is insufficient to
trigger an obligation to supply information. Island Creek Coal, 292
NLRB 480, 490 fn. 19 (1989). See also Schrock Cabinet Co., 339
NLRB 182 fn. 6 (2003).
we find that the Union failed to adequately support the
relevance of the information. As previously shown, the
requested information was not presumptively relevant
because it concerned subcontracts. Richmond Health
Care, supra. Further, the information’s relevance was
not apparent from the surrounding circumstances. Pur-
suant to section 23 of the collective-bargaining agree-
ment, the Respondent could subcontract, provided that
the subcontracting did not result in a termination, layoff
or a failure to recall unit employees from layoff. How-
ever, the Union made no such claim. The Union ex-
plained only that it “observed that there [have] been a
number of subcontracts within Disneyland for work cov-
ered by the agreement”; that it believed there had been an
increase in subcontracts; and that “at least one iron
worker has retired and not been replaced [and] no new
steward has been hired at the theme park [thus] [i]t is
plain that Disneyland is reducing its workforce and sub-
contracting additional work.”
We find these explana-
tions insufficient, under the circumstances, to explain the
relevance of the requested subcontract information.
There was no claim that any employee had been termi-
nated or laid off, and no claim that any employee, previ-
ously laid off, had not been recalled. Further, there was
no claim that any such action was caused by subcontract-
ing. Given that the unit appears to be sizeable,6 the Re-
spondent’s failure to hire a replacement for one retiring
employee does not, by itself, reasonably suggest that the
Respondent was not honoring the collective-bargaining
agreement. In order to show the relevance of an informa-
tion request, a union must do more than cite a provision
of the collective-bargaining agreement. It must demon-
strate that the contract provision is related to the matter
about which information is sought, and that the matter is
within the union’s responsibilities as the collective-
bargaining representative. Here, it has not been shown
that the Union had a reasonable belief supported by ob-
jective evidence that the information sought was rele-
vant. Therefore, we find that the Union failed to meet its
burden. Compare Schrock Cabinet Co., supra (relevance
demonstrated).
Pratt & Lambert, 319 NLRB 529, (1995) cited by the
dissent, actually supports our view. In that case, the un-
ion showed that three employees had lost their jobs, and
no loss was due to retirement. By contrast, the Union
here showed one loss, and that was due to retirement. It
was not due to any of the events which would trigger an
obligation to furnish information, i.e., termination or
layoff or failure to recall.
6 Although the exact size of the unit is not clear, the fact that the unit
is comprised of at least 53 job classifications suggests that this is a
large unit.
DISNEYLAND PARK
1259
We recognize that article 23 begins with a general sen-
tence prohibiting the Respondent from subcontracting
“for the purpose of evading its obligations under this
Agreement.”
However, even assuming arguendo that
this sentence is to be read independently from the re-
mainder of the article, the Union never made the claim
that any subcontracting had that evasive purpose. Nor
were the surrounding circumstances such that the Re-
spondent should have been aware that this was the Un-
ion’s concern, and was its basis for requesting the infor-
mation.
Finally, the judge relied on Union Business Agent Mi-
chael Couch’s testimony, at the hearing, in finding that
the Union’s concern was that the Respondent was possi-
bly evading its agreement obligations, and that the Union
thereby demonstrated the relevance of the requested in-
formation. Michael Couch testified that he “noticed our
guys, our bargaining unit employees in the shop, were
sitting in the shop while non-union people were out there
doing the work they normally do, which, to me, is a vio-
lation of the agreement.”
That testimony suggests, at
most, that work was being subcontracted to nonunionized
employers. It does not suggest, or even claim, that sub-
contracting caused terminations, layoffs, or nonrecalls.
Nor does the testimony show that any subcontracting had
an evasive purpose. Couch’s testimony cannot serve to
establish that the Union provided to the Respondent a
sufficient factual basis to establish relevance at the time
the information request was made.7
Furthermore, rele-
vance was not shown for the first time at the hearing. As
mentioned above, Couch’s testimony did not explain
how the requested information would be relevant to sup-
port an arguable violation of the contract.
We do not suggest that the union, in order to acquire
the information must prove a breach of contract. We
simply conclude that the union must claim that a specific
provision of the contract is being breached and must set
forth at least some facts to support that claim. For exam-
ple, if the Union here had clarified that employees had
been laid off, and if it had backed up that claim with
facts showing the layoffs, a different result may well
have been obtained.8
ORDER
The complaint is dismissed.
7 Allison Co., supra at 1367 fn. 23 (2000); Brazos, 241 NLRB at
1018–1019. We do not pass on whether such a belated request, if sup-
ported, would trigger an obligation to supply the information.
8 Because the Union failed to back up its claim, we disagree with our
dissenting colleague’s statement that “the Union’s factual assertions
regarding the apparent erosion of the bargaining unit, coupled with its
reference to the contract terms concerning subcontracting,” satisfied its
burden.
MEMBER LIEBMAN, dissenting.
In finding that the Union was not entitled to the sub-
contracting information it requested, the majority reaches
a result that is at odds with well-settled principles. Here,
the parties’ collective-bargaining agreement includes a
provision on subcontracting, and the Union invoked that
provision in seeking information, citing facts that
prompted its concern that the agreement was being vio-
lated. No more was required to trigger the Respondent’s
duty to disclose the requested information. The major-
ity’s approach here would effectively require proof that
the Union had a meritorious grievance. But that is not
the law.
I.
A liberal, “discovery-type standard” governs informa-
tion-request cases under Section 8(a)(5) of the Act.
NLRB v. Acme Industrial Co., 385 U.S. 432, 437 (1967).
As the majority acknowledges, this standard applies even
in subcontracting cases, where the relevance of the in-
formation must be established, not presumed.1 All that is
required is a showing of a “probability that the desired
information was relevant, and that it would be of use to
the union in carrying out its statutory duties and respon-
sibilities.” Id. Thus, the “union’s burden is not an ex-
ceptionally heavy one.” SBC Midwest, 346 NLRB 62, 64
(2005) (finding an 8(a)(5) violation involving request for
subcontracting information).
The asserted need to police compliance with a contract
provision on subcontracting can establish the relevance
of subcontracting-related information, apart from any
showing that an actual grievance has or would have
merit. See, e.g., Schrock Cabinet Co., at 182 fn. 6 supra
(union established relevance by advising employer that it
requested information “for the purpose of assessing po-
tential grievances pursuant to the parties’ existing collec-
tive-bargaining agreement”).2
Only where a union has
“no basis for even suspecting that the [employer] might
be in breach” of a contractual subcontracting provision
1 Contrary to the Board’s current approach, there are good reasons to
treat subcontracting information as presumptively relevant, particularly
where the information is sought in connection with a potential or pend-
ing contractual grievance. Subcontracting is a mandatory subject of
bargaining under the Act. Fibreboard Paper Products Corp. v. NLRB,
379 U.S. 203, 213–214 (1964). And when a collective-bargaining
agreement specifically addresses subcontracting, the union’s efforts to
police the agreement obviously implicate its representational function.
2 Indeed, in Meeker Cooperative Light & Power Assn., 341 NLRB
616, 618 (2004), the Board found an 8(a)(5) violation even where the
collective-bargaining agreement had no specific provision related to
subcontracting. See also W-L Molding Co., 272 NLRB 1239, 1240–
1241 (1984) (finding violation despite contractual provision reciting
that “nothing in this Agreement shall be construed or interpreted to
restrict the right of the Company to subcontract production,” based on
asserted attempt by employer to evade striker-recall agreement).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1260
will the Board reject a claim for subcontracting informa-
tion. Detroit Edison Co., 314 NLRB 1273, 1275 (1994).3
II.
The facts here are straightforward. Over the course of
more than 4 months, the Union requested, and the Re-
spondent declined to provide, information relating to the
Respondent’s subcontracting practices.
With respect to Disneyland Park, article 23 of the
agreement provides that the Respondent “will not sub-
contract work for the purpose of evading its obligations
under this Agreement,” but permits contracting under
specified circumstances. Those circumstances include
where subcontracting will not result in the termination,
layoff, or failure to recall employees. With respect to
Disney’s California Adventure, the agreement granted
the Respondent the “unrestricted right to subcontract or
outsource work,” except where the subcontracting is
permanent and results in layoffs.
Beginning with a letter dated February 11, 2001, the
Union stated that it had observed “a number of subcon-
tracts within Disneyland for work covered by the agree-
ment within Local 433’s jurisdiction” and expressed its
“concern that such subcontracting may not comply with
the terms of the agreement.” The Union asked the Re-
spondent to provide a list of all subcontractors that per-
formed work within its jurisdiction since January 1,
1999, the date of the subcontract, the nature of the work,
the dates on which it was performed, and the name of the
subcontractor. The Union also sought to review the sub-
contracts and associated files regarding the bidding and
performance of those contracts.
Describing the task of gathering more than 3 years of
data as “onerous” and “oppressive,” the Respondent
asked the Union for a more detailed explanation of rele-
vance, as well as whether the Union was claiming that
subcontracting had resulted in the loss of work for per-
manent employees.
The Union modified its request, asking only for the
past year’s subcontracts and stating it had observed that
the number of subcontracts had increased. The Respon-
dent replied that the contract allowed for subcontracting
absent a layoff, and repeated its request for a more de-
tailed explanation of relevance. The Union asserted that
the Respondent was reducing its work force and pointed
to the Respondent’s failure to replace retired iron worker
Richard Halashak, and to the fact that no steward had
3 As one leading treatise observes, “a union is entitled to information
regarding the subcontracting of work even though the employer insists
it is complying with the contract requirements.” 1 American Bar Asso-
ciation, Section of Labor & Employment Law, The Developing Labor
Law 936 (5th ed. John E. Higgins Jr., ed. 2006) (footnote collecting
cases omitted).
been hired for the California Adventure theme park. The
Respondent countered that not replacing one employee is
not a contract violation and characterized the request for
the past year’s subcontracting history as unreasonable.
The Union answered that it was asking only for subcon-
tracts affecting work within its jurisdiction. The Re-
spondent did not reply.
At the hearing in this case, the Union reiterated the ba-
sis for the information requests. Business Agent Couch
testified that “our guys, our bargaining unit employees in
the shop, were sitting in the shop while non-union people
were out there doing the work they normally do, which,
to me, is a violation of the agreement.”
III.
The majority holds that the “Union failed to ade-
quately explain the relevance of the requested informa-
tion.” In the majority’s words:
In order to show the relevance of an information re-
quest, a union must do more than cite a provision of the
collective-bargaining agreement. It must demonstrate
that the contract provision is related to the matter about
which the information is sought, and that the matter is
within the union’s responsibilities as the collective-
bargaining representative.
But this test, as the majority articulates it, was met. In
seeking information about subcontracting, the Union
cited a contract provision that governed subcontracting;
the provision obviously was “related to the matter about
which the information [was] sought.” Policing the con-
tract, in turn, obviously was part of the Union’s represen-
tative responsibilities.4 This is not a case, then, like Is-
land Creek Coal, supra at fn. 4, where the union merely
offers a “generalized, conclusionary explanation,” such
as the need “to intelligently and effectively represent the
bargaining unit employees,” with no mention of a possi-
ble contract violation at all. 292 NLRB at 490 fn. 19.
The real crux of the majority’s position is its view that
the Union failed to point to facts that “reasonably suggest
that the Respondent was not honoring the collective-
bargaining agreement” and that the Union did not dem-
onstrate “a reasonable belief supported by objective evi-
dence that the information sought was relevant.”
The
majority interprets the agreement to prohibit subcontract-
ing only where it results in a layoff or a failure to recall
employees from layoff, and observes that the Union cited
4 “Without question, information concerning subcontracting of unit
work is relevant to a union’s performance of its representational func-
tions.” Island Creek Coal Co., 292 NLRB 480, 490 fn. 18 (1989), enfd.
899 F.2d 1222 (6th Cir. 1990). See, e.g., AK Steel Corp., 324 NLRB
173, 184 (1997); Ohio Power Co., 216 NLRB 987, 992 (1975), enfd.
531 F.2d 1381 (6th Cir. 1976).
DISNEYLAND PARK
1261
no actual layoff or failure to recall. As for the agree-
ment’s prohibition against subcontracting by the Re-
spondent “for the purpose of evading its obligations un-
der this Agreement,” the majority asserts that the Union
neither claimed that subcontracting had that purpose,
“nor were the surrounding circumstances such that the
Respondent should have been aware that this was the
Union’s concern.”
In apparently demanding reliable, objective evidence
that an actual violation of the contract has occurred be-
fore information must be provided, the majority sets the
bar for the Union higher than our precedent supports.5
See, e.g., W-L Molding Co., supra, 272 NLRB at 1240
(actual instances of contract violations not required, nor
must information that triggered information request be
“accurate, nonhearsay, or even ultimately reliable”). See
also Public Service Electric & Gas Co., 323 NLRB 1182,
1186–1188 (1997), enfd. 157 F.3d 222 (3d Cir. 1998).
Here, the Union pointed not only to a relevant contrac-
tual provision, but also to facts prompting its concern
that the contract might have been violated: an apparent
increase in the volume of subcontracts and a possible
decrease of two bargaining-unit positions (the Respon-
dent’s failure to replace a retired employee and its failure
to hire a steward), coupled with the union business
agent’s observation that unit employees seemed to be
idle while subcontractors were busy with bargaining-unit
work.6
Given the contract’s broad prohibition against
subcontracting “for the purpose of evading . . . obliga-
tions” under the agreement, this factual basis was suffi-
cient to support the Union’s information request, even
without an actual layoff.7
In the circumstances of this
5 To begin, the majority errs in apparently relying on Knappton
Maritime Corp., 292 NLRB 236 (1988), to assert that a union must
demonstrate a “reasonable belief supported by objective evidence for
requesting . . . information” that is not presumptively relevant.
Knappton involved not subcontracting information, sought in connec-
tion with the possible violation of a contractual provision, but rather
information related to the existence of an alter ego operation.
The
majority cites no Board decision to support its suggestion that this
standard applies in cases involving information requests concerning
subcontracting, where a union in good faith invokes a contractual pro-
vision on that subject. Compare Southern California Gas Co., 344
NLRB 231, 236–237 (2005) where the Board adopted a judge’s deci-
sion invoking a differently articulated standard (holding that informa-
tion request concerning subcontractors, based on safety concerns, must
be supported by “logical foundation” and “factual basis”).
6 The majority “assum[es] arguendo that relevance can be explained
for the first time at the hearing.” Board precedent, however, has long
established this point. See, e.g., Brazos Electric Power Cooperative,
241 NLRB 1016, 1019 (1979), enfd. in relevant part 615 F.2d 1100 (5th
Cir. 1980).
See also Contract Flooring Systems, 344 NLRB 925
(2005).
7 That provision sharply distinguishes this case from Connecticut
Yankee Atomic Power Co., 317 NLRB 1266 (1995), where the contract
prohibited only subcontracting that resulted in “loss of continuity of
case, the Union’s factual assertions regarding the appar-
ent erosion of the bargaining unit, coupled with its refer-
ence to the contract terms concerning subcontracting,
fully satisfied the discovery-type standard that governs
here.
The Board’s precedent is instructive on this point. In
Pratt & Lambert, Inc., 319 NLRB 529 (1995), the union
sought subcontracting information to police compliance
with a contract provision that permitted subcontracting of
maintenance work, provided it did not “result in the dis-
placement” or “lead[] to layoff” of any maintenance em-
ployees. The Board rejected the employer’s contention
that the information sought was irrelevant because there
had been no displacement or layoff of employees, citing
the union’s demonstration that the maintenance depart-
ment “had lost approximately three employees over the
course of a year and that those employees have not been
replaced.” 319 NLRB at 529 fn. 1. The Board observed
that the evidence did not establish that the lost employees
had retired, and that the interpretation of the contract
provision was “not an issue that is properly before the
Board. Id. The Union’s showing here is comparable.
While it may not suffice to demonstrate a violation of the
parties’ agreement, it is enough to trigger the Respon-
dent’s duty to disclose the requested information.
Tellingly, the majority relies on no case law that genu-
inely supports its position. In passing, the majority cites
clearly inapposite summary judgment decisions.8
The
majority also cites Schrock Cabinet Co., supra, but there
the Board found a violation of Section 8(a)(5), relying on
the union’s assertion that it sought subcontracting infor-
mation to consider potential grievances pursuant to the
collective-bargaining agreement. 339 NLRB at 182 fn.
6. The Board reiterated that the “potential merits of any
particular grievances” are immaterial. Id.
employment or opportunities for permanent promotions” for unit em-
ployees and the number of unit positions during the relevant period had
substantially increased.
8 The majority’s reliance on Richmond Health Care, 332 NLRB
1304 (2000), in which the Board granted in part and denied in part the
General Counsel’s motion for summary judgment, is misplaced. In that
case, the Board found that before bargaining for an initial contract, an
employer unlawfully failed to provide a newly-certified union with a
variety of information regarding the unit employees, but remanded for
hearing the issue of whether information concerning subcontracting
was unlawfully withheld. Most significantly, there was no contract in
existence between the parties. Associated Ready Mixed Concrete, 318
NLRB 318 (1995), enfd. 108 F.3d 1182 (9th Cir. 1997), also cited by
the majority, involved the same situation. In this case by contrast, the
Respondent and the Union were parties to a collective-bargaining
agreement and the Union’s information request related directly to the
Respondent’s compliance with a subcontracting provision.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1262
IV.
A union surely is not required to wait for the substan-
tial erosion of bargaining unit work before it may prop-
erly seek information necessary to police compliance
with a collective-bargaining agreement’s subcontracting
provision. Vigilant monitoring—what the Union sought
to practice here—is consistent with the duty of fair repre-
sentation.
Contrary to the majority, I would order the Respondent
to provide the Union with the subcontracting information
that it requested: a list of subcontractors performing
work, the date of each subcontract, when the work was
performed, and the name of the subcontractor. The judge
correctly ordered production of this information. I would
go further, however, in ordering the Respondent to per-
mit the Union to review the subcontracts themselves and
the Respondent’s files regarding the bidding of subcon-
tracts and their performance. That remedy is necessary
to enable the Union to grasp the scope, scale, and nature
of the Respondent’s subcontracting practices, and their
congruity with the collective-bargaining agreement.9
Alan L. Wu, Esq., for the General Counsel.
Jeffrey K. Brown, of Los Angeles, California, for the Respon-
dent.
Tom B. Fox, Director, Labor Relations, Disneyland Resort, of
Anaheim, California, for the Respondent.
David A. Rosenfeld, Esq., of Oakland, California, for the
Charging Party.
DECISION
STATEMENT OF THE CASE
LANA H. PARKE, Administrative Law Judge. This case was
tried in Los Angeles, California, on March 31, 2003. Pursuant
to charges filed by International Association of Bridge, Struc-
tural and Ornamental Iron Workers, Local 433, AFL–CIO (the
Union), the Regional Director for Region 21 of the National
Labor Relations Board (the Board) issued a complaint and no-
tice of hearing (the complaint) on October 9, 2002.1 The com-
plaint alleges that Disneyland Park and Disney’s California
Adventure, Divisions of Walt Disney World Co. (Respondent)
violated Section 8(a)(5) and (1) of the National Labor Relations
Act (the Act) by failing and refusing to furnish the Union with
information necessary for, and relevant to, the Union’s collec-
tive-bargaining representation obligations.
On the entire record and after considering the briefs filed by
the General Counsel and Respondent and the oral argument of
the Charging Party, I make the following
FINDINGS OF FACT
I. JURISDICTION
Respondent, a Delaware corporation, with its primary offices
and amusement park located in Anaheim, California, is en-
9 See, e.g., SBC Midwest, supra, 346 NLRB 62, 65 (2005).
1 All dates are in 2002, unless otherwise indicated.
gaged in the business of operating retail hotel and entertainment
facilities. During the representative 12-month period preceding
the complaint, Respondent derived gross revenues in excess of
$500,000 and purchased and received at its amusement park
goods valued in excess of $50,000 directly from points outside
the State of California. Respondent admits and I find that it is
an employer engaged in commerce within the meaning of Sec-
tion 2(2), (6), and (7) of the Act and that the Union is a labor
organization within the meaning of Section 2(5) of the Act.2
II. ALLEGED UNFAIR LABOR PRACTICES
A. The Collective-Bargaining Relationship
Respondent and the Union have been parties to successive
collective-bargaining agreements, the latest of which is effec-
tive by its terms from March 1, 1998, to February 28, 2005 (the
agreement). The agreement covers at least 53 separate work
classifications associated, primarily, with facility maintenance,
repair, and rehabilitation work.3
The agreement was initially
negotiated to run until February 28, 2003. In 2000, the parties
agreed that the terms of the agreement would cover, as modi-
fied, a newly constructed and conjoining amusement park, Dis-
ney’s California Adventure. The agreement was extended by 2
years; the modifications are reflected in the addendum to the
agreement and apply only to Disney’s California Adventure.
The provisions relating to subcontracting are as follows:
SECTION 23
SUBCONTRACTING
During the terms of the Agreement, the Employer
agrees that it will not subcontract work for the purpose of
evading its obligations under this Agreement. However, it
is understood and agreed that the Employer shall have the
right to subcontract when: (a) where such work is required
to be sublet to maintain a legitimate manufacturers’ war-
ranty; or (b) where the subcontracting of work will not re-
sult in the termination or layoff, or the failure to recall
from layoff, any permanent employee qualified and classi-
fied to do the work; or (c) where the employees of the
Employer lack the skills or qualifications or the Employer
does not possess the requisite equipment for carrying out
the work; or (d) where because of size, complexity or time
of completion it is impractical or uneconomical to do the
work with Employer equipment and personnel.4
Modifications applicable to Disney’s California Adventure
read:
Section 23. Subcontracting
The 1998 Maintenance Agreement at Disneyland is
hereby modified to reflect that the prohibitions pertaining
to subcontracting set forth in Section 23 shall have no
force or effect and shall be replaced as follows:
2 Where not otherwise noted, the findings herein are based on the
pleadings, the stipulations of counsel, and/or unchallenged credible
evidence.
3 The classifications are listed in schedule A, subsection V of the
agreement.
4 This subcontracting provision applies only to the amusement park
Disneyland.
DISNEYLAND PARK
1263
A. With respect to any operation as set forth in Section
2 (Recognitions), B.1 and/or B.2., of this Agreement, the
Employer shall have the unrestricted right to subcontract
or outsource this work or operation even if at some date
subsequent to the effective date of this Agreement the
Employer chooses to operate any of said facilities or op-
erations under the terms of this Agreement.
B. 1.a. With respect to any operation initially operated
by the Employer under the terms of this Agreement, the
Employer shall have the unrestricted right to subcontract
or outsource this work/operation, but will discuss with the
union the impact of such a decision prior to engaging in
such subcontracting or outsourcing of work. Within thirty
(30) days of the final selection of a vendor, the Company
will provide the union with a description of the work to be
performed by the vendor and the reasons that the Com-
pany is planning on subcontracting or outsourcing work.
The union may then propose alternative or additional ven-
dors for consideration by the Company prior to the final
vendor selection being made. However, the final selection
of the vendor shall be at the discretion of the Company.
b. Where the decision of the Company to outsource
and/or subcontract work on a permanent basis, as outlined
in paragraph B. 1 above, results in the layoff of Regular
employees, the Company agrees to subcontract or out-
source exclusively to “union contractors . . . [.]
. . . .
2. The process described . . . above shall apply only to
work that is being permanently subcontracted or out-
sourced and not to any work that is being subcontracted or
outsourced on a temporary or seasonal basis, as well as for
special events or one time events. . . [.] For this type of
work or operation, the Company shall have the unre-
stricted right to subcontract or outsource to the vendor of
its choice.5
B. The Union’s Request for Information
In late 2001, at a meeting between Respondent and the Craft
Maintenance Council, Couch expressed the Union’s concern
with Respondent’s subcontracting of bargaining-unit work. In
early 2002, while present at the amusement park, Couch saw
employees of two companies, Welding Unlimited and Parrot
Construction, performing work he believed to be within the
bargaining-unit parameters. Couch could not find the compa-
nies’ names on a list of employers signatory to collective-
bargaining agreements with the Union. He believed the two
companies to be “nonunion” based on that and on union stew-
ard reports.6
At that time, and at all relevant times, no em-
5 These provisions are modifications of the agreement made in 2000
and apply only to Disney’s California Adventure.
6 Union steward, Thomas G. Martin, confirmed he had told Couch
that employees of Welding Unlimited and a Parrot Construction sub-
contractor had performed work that fell within the agreement unit de-
scription and that the employees had said they were not members of the
Union.
ployee covered by the agreement’s unit description was on
layoff.7
By letter dated February 11, the Union’s attorney, David A.
Rosenfeld (Rosenfeld), wrote to Respondent in pertinent part as
follows:
. . . The Union has observed that there [have] been a number
of subcontracts within Disneyland for work covered by the
agreement within Local 433’s jurisdiction. The Union is con-
cerned that such subcontracting may not comply with the
terms of the agreement.
Please provide a list of all subcontractors which have
performed work within Local 433’s jurisdiction for the pe-
riod of January 1, 1999 to present. For each such subcon-
tract, provide the date of the subcontract, the nature of the
work, the dates upon which it was performed and the name
of the subcontractor.
Please allow us an opportunity to review the subcon-
tracts and any files which Disneyland maintains regarding
the bidding of that contract and the performance of the
contract.
By letter dated March 11, Jennifer L. Larson (Larson) la-
bor/cast relations manager for Respondent answered, in perti-
nent part, as follows:
As you know, Section 23 of the Collective Bargaining
Agreement specifically allows for subcontracting of any work
under the circumstances listed. In fact, one of the terms of
that section provides that subcontracting is allowed when “it
will not result in the termination or layoff, or the failure to re-
call from layoff, any permanent employee qualified and clas-
sified to do the work.” Is the Union claiming that this condi-
tion exists? Attempting to gather information regarding sub-
contracts over a three plus year period would be quite oner-
ous, oppressive and, in light of the explicit language of the
contract, apparently unnecessary. In any event, we would be
happy to give your request further consideration if you could
explain with some level of detail the relevance of this request.
Additionally, if you could explain why you want us to go
back for more than three years, especially since any conceiv-
able grievance must be filed within 15 days of the occurrence
or it is waived, it would be greatly appreciated.
The following exchange of letters, in pertinent part, then fol-
lowed:
Letter dated March 22, Mr. Rosenfeld to Ms. Larson:
This will acknowledge receipt of your letter of March 11.
Why [don’t] you begin by giving this information for the last
7 As necessary, Respondent hires temporary employees to supple-
ment the work force as in a recent renovation of the Matterhorn ride.
At the conclusion of the work, Respondent issues such employees a
notice that states “end of assignment.” The agreement provides, at
Section 21 C.4, that such temporary employees “shall not be utilized
longer than 180 consecutive calendar days as a Casual-Temporary
employee” without being converted to regular employee status. No
party contends that such temporary employees are “laid off” when their
work assignments end.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1264
year. The reason for this is that the Union believes that there
has been an increase in subcontracts.
Letter dated April 3, Larson to Rosenfeld:
As I explained in my previous letter, Section 23 of the Collec-
tive Bargaining Agreement specifically allows for subcon-
tracting of any work under the circumstances listed. As there
have been no layoffs of employees represented by the Iron
Workers Local 433, we do not believe that this is an issue at
this time. As I also explained in my previous letter, we would
be happy to give your request further consideration if you
could explain with some level of detail the relevance of this
request, especially since any conceivable grievance must be
filed within 15 days of the occurrence or it is waived.
Letter dated April 9, Rosenfeld to Larson:
At least one iron worker has retired and has not been replaced.
That ironworker is Richard Halashack. Additionally, no new
steward has been hired at the new theme park. It is plain that
Disneyland is reducing its work force and subcontracting ad-
ditional work. It is for these reasons that the information is
requested.
Letter dated May 10, Rosenfeld to Larson:
Enclosed is my letter of April 9, to which I have not had a re-
sponse. Please respond.
Letter dated April 10, Larson to Rosenfeld:
Despite requesting some level of detail in your request,
which is broad, burdensome to gather, and apparently un-
necessary, you have failed to provide any reason which
would lead to a viable claim under our Collective Bargain-
ing Agreement. The Company has the explicit right to de-
termine the number of employees and how they are util-
ized to run the business. You mention only one employee,
who retired, and was not replaced. Such a determination
is clearly within our rights under Section 6 of our Collec-
tive Bargaining Agreement, Management’s Rights and is
not a violation of Section 23, Subcontracting.
The Company sees no reasonable claim that would ne-
cessitate providing a list of all subcontractors, the date of
the subcontract, the nature of the work, the dates upon
which it was performed and the name of the subcontractor,
as requested.
Letter dated June 17, Rosenfeld to Larson:
Your letter of May 10 takes the position that Disneyland will
not provide any of the subcontracts. I want to make it plain
that we are seeking only subcontracts that involve work ar-
guably or possibly performed by Iron Workers.
At the hearing, Michael Couch (Couch), union business
agent, testified that he noticed that “our guys, our bargaining
unit employees in the shop, were sitting in the shop while non-
union people were out there doing the work they normally do,
which, to me, is a violation of the agreement.”
C. Positions of the Parties
The General Counsel contends the Union needs the re-
quested subcontracting information to perform its contract ad-
ministration duties. The request, which relates to bargaining
unit employees, meets the Board’s broad discovery-type rele-
vance standard. Since the information sought concerns subcon-
tractors who employ nonbargaining unit employees, Board law
requires a special showing of relevance, which burden the Gen-
eral Counsel argues the Union has satisfied by showing a rea-
sonable belief supported by objective evidence that a violation
of the agreement may have occurred and that the requested
information would be useful in determining whether grounds
exist for filing a grievance or unfair labor practice charges.
The Union argues that Respondent has not shown the request
for information is burdensome8 that the Union has never
waived its right to such information, and that the information is
relevant to the following appropriate concerns: (1) as a basis to
approach Respondent with reasons why they should not sub-
contract, (2) to determine whether the subcontracts comply with
the subcontracting provisions of the agreement, (3) to deter-
mine whether the contract has been complied with, and (4) to
explore potential grievances in such contractual areas as the
parties’ intent to promote harmony between employer and em-
ployees, the restriction of subcontracting for the purpose of
evading the agreement, and the application of the new construc-
tion provisions of Section 31.9 The Union also argues that it is
entitled to the information as it has never “waived [its] rights to
bargain over subcontracting, either the decision or the effects,
during the life of the agreement.”
Respondent’s position is that where, as here, requested in-
formation is not presumptively relevant, a requesting union
must make a “precise” showing of relevance. According to
Respondent, the only acceptable showing of relevance must
relate to the subcontracting’s direct effect on unit employment.
Relying on Detroit Edison Co., 314 NLRB 1273 (1994), Re-
spondent argues that unless the Union can show or colorably
claim that Respondent’s subcontracting resulted in the contrac-
tually prohibited “termination or layoff, or failure to recall from
layoff” of a bargaining-unit member, it has not established the
necessary threshold relevance to justify its request for informa-
tion.
D. Discussion
Under Section 8(a)(5) and 8(d) of the Act, an employer must
furnish a union with requested relevant information to enable it
to represent employees effectively in administering and polic-
ing an existing collective-bargaining agreement. NLRB v. Acme
Industrial Co., 385 U.S. 432, 435–436 (1967), A-Plus Roofing,
Inc., 295 NLRB 967, 970 (1989) enfd. NLRB v. A-Plus Roof-
ing, Inc., 39 F. 3d 1410 (9th Cir. 1994). Information that re-
8 Although Respondent’s reply letters to the Union speak of the bur-
densome nature of the request, the evidence did not establish onerous-
ness, and Respondent does not defend its refusal to give the information
on that basis.
9 Sec. 31 provides for new construction pay to unit employees in-
volved in the “building or erecting of totally new rides or new build-
ings. . . [.]”
DISNEYLAND PARK
1265
lates directly to the terms and conditions of employment of the
employees represented by a union is presumptively relevant as
is information necessary for processing grievances under a
collective-bargaining agreement, including that necessary to
decide whether to proceed with a grievance or arbitration.
As the General Counsel concedes, information about subcon-
tracting agreements, even those relating to bargaining unit em-
ployees’ terms and conditions of employment, does not consti-
tute presumptively relevant information. Excel Rehabilitations
& Health Center, 336 NLRB No. 10 fn. 1 (2001) (not reported
in Board volumes); Richmond Health Care, 332 NLRB 1304
(2000); Detroit Auto Auction, Inc., 324 NLRB No. 143 (1997);
(not reported in Board volumes); Associated Ready Mixed Con-
crete, 318 NLRB 318 (1995). Therefore, “a union seeking such
information must demonstrate its relevance.” Excel Rehabilita-
tions & Health Center, supra at fn. 1, and cases cited therein.
This requirement is not unduly restrictive. A union need only
meet a liberal “discovery-type standard,” that is, a “probability
that the desired information is relevant, and that it would be of
use to the union in carrying out its statutory duties and respon-
sibilities.” NLRB v. Acme Industries Co., supra at 437; Pittston
Coal Group, Inc., 334 NLRB 690, at slip op. 3 (2001), and
cases cited therein. If the standard is met, the information must
be produced. Super Valu Stores, 279 NLRB 22 (1986). In de-
termining relevance, the Board recognizes that “a union’s rep-
resentation responsibilities . . . encompass, among other things,
administration of the current contract and continual monitoring
of any threatened incursions on the work being performed by
bargaining unit members.” Detroit Edison Co., supra at 1275.
A union must explicate the relevance of requested information
with some precision,10 and a generalized conclusionary expla-
nation of relevance is “insufficient to trigger an obligation to
supply information that is on its face not presumptively rele-
vant.” Island Creek Coal Co., 292 NLRB 480, 490 fn. 19
(1989), enfd. 899 F.2d 1222 (6th Cir. 1990), citations omitted.
However, a union need not demonstrate accuracy or reliability
of facts relied on to support its request and must only show that
it has a reasonable basis to suspect a breach of the collective-
bargaining agreement. See Crowley Marine Services, 329
NLRB 1054, 1060 (1999).
Respondent points out that the agreement’s subcontracting
provisions give Respondent a nearly unfettered right to subcon-
tract work that could be performed by unit employees except
where the subcontracting would result in the termination or
layoff, or the failure to recall from layoff, any qualified unit
employee.11 Respondent is correct that the agreement clearly
establishes the conditions under which it may subcontract.
Despite the Union’s argument that it has not waived its right to
bargain over subcontracting during the life of the agreement,
there is no midterm reopener provision in the agreement; there-
fore, the agreement forecloses renegotiation of subcontracting
issues during its term. Further, there is no evidence that any of
10 Westinghouse Electric Corp., 239 NLRB 106, 107 (1978).
11 As to Disney’s California Adventure, Respondent may subcontract
even if doing so results in the layoff of unit employees. Certain notifi-
cation and permanent subcontracting provisions, as set forth in the
agreement addendum, are not at issue herein.
the subcontracting conditions were unmet.
However, those
facts do not dispose of the issue herein. Information requested
to enable a union to assess whether an employer’s subcontract-
ing has violated a collective-bargaining agreement and to assist
a union in deciding whether to pursue a grievance is relevant to
a union's representative responsibilities. AK Steel Corp., 324
NLRB 173, 184 (1997); Island Creek Coal Co., supra. Here,
the Union specified the relevance of the requested information
in its April 9 letter to Respondent by expressing its concern that
Respondent’s subcontracting might be an impermissible at-
tempt to reduce the unit work force.
In section 23 of the agreement, Respondent “agrees it will
not subcontract work for the purpose of evading its obligations
under this Agreement.” While the Union did not note that spe-
cific provision in its demands for information, the Union stated
in its original, February 11 request that it was “concerned that
[Respondent’s] subcontracting may not comply with the terms
of the agreement.” The Union thereafter noted in its April 9
letter that one unit member had retired and had not been re-
placed and that no new steward had been hired at Disney’s
California Adventure. Essentially, the Union charged Respon-
dent with reducing the unit work force through attrition or re-
fusal to hire and supplanting unit employees with subcontract
workers. The Union could reasonably view such conduct as an
attempt by Respondent to erode unit work and, thereby, to
evade its obligations under the agreement.12 Whether the Un-
ion’s view is accurate or persuasive is unimportant. Crowley
Marine Services, supra at 1062. Respondent’s failure to replace
a retired unit employee, to hire a new steward, or to utilize unit
employees, while not proving or even red flagging any contract
infraction, are factors that elevate the Union’s concern above
frivolous suspicion or a mere fishing expedition.13 Therefore,
the Union is entitled to explore more fully the question of
whether Respondent seeks to evade its agreement obligations.
Respondent’s argument that the information request can only
be relevant if unit employee layoff or recall denial exists ig-
nores the Union’s legitimate concern that Respondent may be
attempting to evade the agreement by reducing the work force.
In light of the Board’s liberal discovery-type standard for
evaluating information relevancy, the Union has asserted an
arguably valid reason for seeking, in the first part of its infor-
mation request, the following information: a list of all subcon-
tractors performing work within the Union’s jurisdiction for the
period of January 1, 1999, to present, the date of each subcon-
tract, the nature of the work, when the work was performed,
and the name of the subcontractor. Detroit Edison, supra, re-
lied on by Respondent does not dictate a different result. The
12 Although not communicated to Respondent, Couch believed that
Respondent inexplicably underutilized unit employees while subcon-
tractors performed customary unit work and that the subcontractors
were “nonunion.” The Union apparently relied on Couch’s percep-
tions in formulating the information request, and his perceptions sup-
port the Union’s position that it was concerned about Respondent’s
possible evasion of agreement obligations.
13 Thus, cases such as Detroit Edison Co., supra (reasons not logi-
cally or rationally related to the information requested), or Uniontown
County Market, 326 NLRB 1069 (1998) (failure to meet burden of
showing a reasonable objective basis for request), do not apply.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1266
union in that case sought subcontracting cost data, which had
no apparent connection to contractual provisions, and the union
conceded that the data would not support any claim of a con-
tract breach. While the reasoning of Detroit Edison applies to
the second half of the Union’s request, as set forth below, it
does not apply to the first half. Information regarding subcon-
tractors performing work within the Union’s jurisdiction, along
with subcontract dates, the nature of the work, when the work
was performed, and the name of the subcontractor may rea-
sonably be reviewed and analyzed to determine whether evi-
dence exists of an attempt to evade contract obligations through
erosion of unit work.14 The Union need not show that the re-
quested information will be dispositive of the unit work-erosion
question but only that it is relevant. I conclude that the Union
has demonstrated the requisite relevance and is entitled to the
above information.
The latter part of the Union’s information request, i.e., the
request to review Respondent’s subcontracts and files regarding
the bidding and the performance of the subcontract, requires
further analysis. This latter information does not appear to be
of “probable or potential relevance”15 to the question of
whether Respondent was evading its agreement obligations or
to any of the other possible contract violations suggested by the
Union. In its correspondence with Respondent, the Union ex-
plained, variously, that it needed the information because the
subcontracting might not comply with the terms of the agree-
ment, that the Union believed there had been an increase in
subcontracts, and, as discussed above, that the Union suspected
Respondent was reducing its work force. In his oral argument,
Respondent’s counsel specified potential contract violations the
Union wished to consider such as the provision relating to the
parties’ intent to promote harmony between employer and em-
ployees and the application of the new-construction provisions
of Section 31 of the agreement. Neither the Union’s counsel
nor counsel for the General Counsel explained how obtaining
information concerning subcontract bidding and performance
would assist the Union in determining if any agreement viola-
tion had occurred or in formulating a grievance. The Union’s
generalized and conclusionary explanations of its bases do not
trigger an obligation to provide this information. Island Creek
Coal Co., supra.16 In the circumstances, I conclude the Union
14 The instant situation is different from that in Connecticut Yankee
Atomic Power Co., 317 NLRB 1266, 1268 (1995), where the Board
rejected a union’s argument it had a reasonable belief in and concern
about “potential erosion of unit work,” noting such a belief was unsup-
ported by the evidence, which showed bargaining unit positions had
substantially increased. Here, no evidence has been produced to refute
the Union’s asserted belief.
15 Detroit Edison Co., supra at 1274.
16 The Union’s argument that it has never waived its right to seek
subcontracting information begs the question. Irrespective of waiver,
the Union must demonstrate relevance.
has not demonstrated any logical foundation or factual basis for
requesting information regarding subcontract bidding or per-
formance.
Accordingly, I find the General Counsel met his burden of
proving that Respondent violated Section 8(a)(5) and (1) of the
Act by failing to furnish the following information to the Un-
ion: a list of all subcontractors performing work within the
Union’s jurisdiction for the period of January 1, 1999, to pre-
sent, the date of each subcontract, the nature of the work, when
the work was performed, and the name of the subcontractor. I
further find that the General Counsel failed to meet his burden
of proving that Respondent violated Sections 8(a)(5) and (1) of
the Act by failing to furnish the following information to the
Union: review of subcontracts and any files which Respondent
maintains regarding the bidding of said subcontracts and their
performance. Therefore, I recommend the complaint be dis-
missed as to this latter request for information.
CONCLUSIONS OF LAW
1. Respondent is an employer engaged in commerce within
the meaning of Section 2(2), (6), and (7) of the Act.
2. The Union is a labor organization within the meaning of
Section 2(5) of the Act.
3. Employees employed in the classifications listed in
schedule A, subsection V of the agreement between Respon-
dent and the Union constitute an appropriate unit for the pur-
poses of collective bargaining within the meaning of Section
9(b) of the Act.
4. At all times material, the Union has been, and is now, the
exclusive collective-bargaining representative of Respondent’s
employees in the above unit within the meaning of Section 9(b)
of the Act.
5. By refusing to provide the following information to the
Union on and after February 11, 2002, Respondent has engaged
in unfair labor practice conduct within the meaning of Section
8(a)(5) and (1) of the Act: a list of all subcontractors perform-
ing work within the Union’s jurisdiction for the period of Janu-
ary 1, 1999, to present, the date of each subcontract, the nature
of the work, when the work was performed, and the name of
the subcontractor.
6. The aforesaid unfair labor practices affect commerce
within the meaning of Section 2(6) and (7) of the Act.
7. Respondent has not otherwise violated the Act.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I find that it must be ordered to cease and
desist and to take certain affirmative action designed to effectu-
ate the policies of the Act.
[Recommended Order omitted from publication.]