350 NLRB 32
Goodwill Industries of North Georgia
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
350 NLRB No. 5
32
Goodwill Industries of North Georgia, Inc. and Inter-
national Union of Operating Engineers, Local
926, AFL–CIO. Case 10–RC–15312
June 21, 2007
DECISION ON REVIEW AND ORDER
BY MEMBERS LIEBMAN, SCHAUMBER, AND KIRSANOW
The sole issue in this case is whether disabled janitor-
ial workers employed by Goodwill Industries of North
Georgia, Inc. (the Employer) at the Chamblee, Georgia
campus of the Centers for Disease Control (CDC Cham-
blee) have a primarily rehabilitative, rather than a typi-
cally industrial, relationship with the Employer and
therefore are not “employees” within the meaning of
Section 2(3) of the Act.
In his Decision and Direction of Election, the Acting
Regional Director included the disabled workers in the
unit, finding that the Employer had failed to show that its
relationship with those workers is primarily rehabilita-
tive. In accordance with Section 102.67 of the Board’s
Rules and Regulations, the Employer filed a timely re-
quest for review of the Acting Regional Director’s deci-
sion, and the Petitioner filed a brief in opposition. On
November 8, 2002, the Board granted the Employer’s
request for review. Thereafter, the Employer and Peti-
tioner filed briefs on review.
After the Acting Regional Director issued his decision
in this case, the Board issued its decision in Brevard
Achievement Center, 342 NLRB 982 (2004). In that
case, the Board reexamined and reaffirmed the “typically
industrial/primarily rehabilitative” standard, applied by
the Acting Regional Director here, in assessing the statu-
tory employee status of disabled individuals working in
rehabilitative vocational settings.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
Having reviewed the record and the parties’ briefs, and
for the reasons set forth below, we conclude, in accord
with the Acting Regional Director, that the disabled indi-
viduals performing janitorial services for the Employer at
CDC Chamblee are “employees” within the meaning of
Section 2(3) of the Act.1
1 We disagree, however, with certain aspects of the Acting Regional
Director’s application of the “typically industrial/primarily rehabilita-
tive” standard to the facts of this case. See infra fns. 26, 33.
Member Liebman dissented in Brevard, supra, both from the
Board’s reaffirmation of the “typically industrial/primarily rehabilita-
tive” standard and from the result reached applying that standard to the
facts of the case. 342 NLRB at 989 (dissent of Member Liebman and
Member Walsh). Acknowledging Brevard as controlling precedent,
she joins in this opinion. She would also find the disabled workers
involved here to be statutory employees applying the plain-language
test advocated by the Brevard dissent.
I. FACTS
The Employer is a nonprofit corporation engaged in
the business of rehabilitating and providing employment
assistance and experience to persons with barriers to em-
ployment. The Employer’s operations consist of three
revenue-generating departments—donor services, career
services, and contract services—and two support de-
partments—human resources and finance. The donor
services department collects and processes donations.
The career services department provides evaluation,
training, and preparation for competitive employment to
persons with barriers to employment, including individu-
als with drug or alcohol problems, individuals with men-
tal retardation or cerebral palsy, individuals participating
in welfare-to-work programs, and dislocated workers.
The contract services department procures and maintains
contracts for the provision of services to various Federal
agencies pursuant to the Javits Wagner O’Day (JWOD)
Act.2
Among the several JWOD contracts maintained by the
Employer is the one involved here for the provision of
janitorial services at CDC Chamblee. In connection with
this contract, the Employer employs 26 nonsupervisory
workers, who perform general cleaning and floor-care
duties for 20 buildings on the CDC campus.3 Of the 26
workers, 20 have been classified by the Employer as dis-
abled, and 6 as nondisabled.4
There is little record evidence regarding the nature or
extent of the disabilities of the workers at issue in this
case. The Employer’s vice president of human re-
sources, John Mayfield, testified that the individuals
2 The JWOD Act provides a framework through which qualified or-
ganizations—those in which, inter alia, at least 75 percent of the “work-
hours of direct labor” are performed by individuals who are incapable
of independently obtaining and keeping a job in a competitive work
environment—may compete for and obtain Federal contracts for the
provision of services. See 41 U.S.C. §§ 46–48.
3 In addition to the nonsupervisory workers, the Employer employs a
project manager, who oversees the Employer’s contract with the CDC
at three different sites, including CDC Chamblee; a site manager, who
oversees daily activities at CDC Chamblee; and one supervisor, who
ensures that the workers complete their duties in a satisfactory manner.
No party seeks to include these individuals in the unit.
4 To maintain a contract under the JWOD Act, a qualified nonprofit
organization is required to employ blind or severely disabled individu-
als for at least 75 percent of the “work hours of direct labor” necessary
to furnish goods and services. 41 C.F.R. § 51–1.3. A person with a
severe disability is defined as “a person other than a blind person who
has a severe physical or mental impairment . . . which so limits the
person’s functional capabilities . . . that the individual is unable to
engage in normal competitive employment over an extended period of
time.” Id. Each participating employer is required to maintain in each
disabled worker’s file a “written report signed by a licensed physician,
psychiatrist, or qualified psychologist, reflecting the nature and extent
of the disability or disabilities that cause such person to qualify as a
person with a severe disability.” 41 C.F.R. § 51-4.3(c)(1).
GOODWILL INDUSTRIES OF NORTH GEORGIA
33
“might have” physical, visual, auditory, or cognitive im-
pairments. The Employer’s project manager, Willie
Merritt, testified that, unless a particular individual’s
disability is apparent, he does not know the nature of the
workers’ disabilities. The only pertinent documentary
evidence submitted by the Employer—a report prepared
by a psychiatrist retained by the Employer—merely con-
tains the names of the workers, followed by the conclu-
sory designation “yes” or “no” under the heading “dis-
abled.”5
As to specific examples of the workers’ dis-
abilities, the evidence is limited to references to hearing
impairment,6 diabetes, high blood pressure, and choles-
terol.7 Included among those classified as disabled are
the Employer’s supervisor and site manager, the highest-
ranking personnel working at the Chamblee campus.
Mayfield testified that, for purposes of evaluating dis-
ability status, the Employer uses the definition of “dis-
ability” set forth in the Americans with Disabilities Act
(ADA).
The Employer’s witnesses testified that the Employer
actively recruits individuals with disabilities. They also
acknowledged, however, that they often do not know the
nature of an individual’s disability, or even whether he or
she is disabled, at the time of hire.8 Both Mayfield and
Merritt testified that newly hired employees work at
CDC Chamblee for approximately 90 to 120 days before
they are evaluated for disability status by the Employer-
retained psychiatrist. Merritt also testified, however, that
he might be aware of an individual’s disability prior to
the psychiatrist’s evaluation, either through information
provided by the person in an application or interview, or
through observation.
5 Project Manager Merritt testified that any individuals appearing in
the “yes” column will be treated as disabled for the duration of their
tenure with the Employer.
6 Project Manager Merritt testified that he considered the hearing-
impaired individual incapable of maintaining a job in a competitive
work environment because “without some[one] around him who recog-
nizes his form of sign language, it would be very difficult for [the indi-
vidual] to work and be functional in an environment outside of this
particular environment.”
7 The individual with high blood pressure and cholesterol, Elsie Inez
Hines, was formerly a supervisor for the Employer and, at the time of
the hearing, was employed as a general cleaner. Hines testified that she
was unaware that the Employer considered her to be a “disabled”
worker.
8 Mayfield testified that individuals may obtain employment with the
Employer by responding to ads placed by the Employer in local news-
papers, by “walk[ing] in from the street,” through referral from “outside
funding sources,” such as other nonprofit organizations that work with
disabled people, and through referral from the Employer’s career ser-
vices division.
With respect to the 20 disabled workers at issue in this case, the re-
cord shows that 6 were referred through the Employer’s career services
division, 6 were referred from an outside funding source, and eight
were hired “off the street.”
The workers whom the Employer classifies as disabled
work the same hours, receive the same wages and fringe
benefits, and are subject to the same supervision and
work rules9 as the nondisabled workers. In addition, all
of the workers, disabled and nondisabled, perform gen-
eral cleaning tasks.10
Project Manager Merritt testified
that the Employer assigns disabled workers to areas that
are “easier” to clean, e.g., smaller buildings or the less-
trafficked upper floors of buildings. Two former super-
visors, on the other hand, testified that, as supervisors,
they were never made aware of the workers’ disabilities,
nor were they provided any guidance as to the types of
assignments disabled workers should receive. Accord-
ingly, they simply exercised their discretion in meting
out assignments. Elsie Inez Hines, one of the former
supervisors, further testified that the Employer specifi-
cally told her not to make any accommodations for the
disabled workers, and that doing so would be tantamount
to “feeling sorry for them.” In addition, Hines and an-
other witness, nondisabled worker Jaclyn White, both
testified that there are no differences in the work per-
formed by the various individuals on their respective
shifts.11
All of the Employer’s workers are expected to com-
plete their assigned duties by the end of their 8-hour
shifts. However, Merritt testified that, if a disabled
worker were unable to complete his assigned duties, the
Employer would accommodate that individual by modi-
fying his job duties.12
By contrast, if a nondisabled
worker were unable to perform his assigned duties, the
Employer would not modify his job duties but, rather,
would apply its progressive disciplinary procedures.
9 Project Manager Merritt testified that although the disabled work-
ers are subject to the same employee handbook and work rules as the
nondisabled workers, Employer treats the two groups differently with
respect to enforcement of the work rules.
10 In general, both the disabled and nondisabled workers come to the
Employer already knowing how to perform the requisite cleaning tasks;
thus, it is often unnecessary for the Employer to provide training to new
workers. However, Merritt testified that the Employer trains its work-
ers to perform the cleaning tasks in the specific manner preferred by the
Employer.
11 White acknowledged that various workers occupying her job clas-
sification, floor technician, perform varying tasks relating to floor care,
some of which are more difficult than others. However, White, a non-
disabled worker, does not perform any of the floor-care tasks identified
as “more difficult” (e.g., stripping and refinishing floors, shampooing
carpets). In addition, Project Manager Merritt testified that some dis-
abled workers perform those more difficult tasks.
12 As an example, Merritt described the experience of a new disabled
worker who was unable to perform one of the requisite tasks of her
cleaning assignment (tying trash can liners in conjunction with waste
removal). Merritt testified that the Employer “created” a position for
the individual by eliminating the waste-removal duty and assigning her
to dusting and vacuuming only.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
34
In a similar vein, Merritt testified that the Employer
disciplines its disabled workers more leniently than its
nondisabled workers. As an example, Merritt contrasted
a disabled worker who, prior to termination, was coun-
seled13 six times for failing to perform his assigned work
duties with a nondisabled worker who was counseled
only three times for inadequate job performance prior to
discharge. In addition, Merritt compared the 1-day sus-
pension of a disabled worker for refusing to perform an
assigned task (because the worker wanted first to com-
plete a different task that he believed to be a higher prior-
ity) to the suspension and discharge of a nondisabled
worker for instigating an altercation and subsequently
failing to heed a supervisor’s instructions.
The Employer makes available to its disabled workers
various services and opportunities that are not available
to the nondisabled workers. In particular, the Employer
emphasizes the availability of counseling services. Dis-
abled workers referred to the Employer through its career
services division are assigned to case managers14 and job
coaches,15 to whom they can turn for assistance with job-
related or personal matters. According to the Employer,
its rehabilitation services are available to all of its dis-
abled workers, regardless of how they are placed with the
Employer.16 In addition, disabled workers referred to the
Employer by another rehabilitation provider are as-
signed, by the referring provider, a counselor/case man-
ager. However, the Employer’s contracts division—the
division that actually employs the disabled workers—
does not provide any counseling services. There is no
counselor on site at CDC Chamblee.
The evidence concerning the counseling and rehabili-
tation services provided by the Employer suggests that
13 In describing the counseling provided to the disabled worker, Mer-
ritt testified that he spoke to the individual to ascertain what was pre-
venting him from completing his duties; and when the worker said that
he “didn’t feel like” performing the tasks, Merritt told him that it was
important for him to complete his assigned duties and that the Em-
ployer expected him to do so.
14 The case manager serves as a “community resource broker,” as-
sisting with securing such services as child care, substance abuse treat-
ment, and transportation.
15 The job coach is available on an as-needed basis to assist disabled
workers with job-related difficulties. For example, the job coach might
provide an orientation to a worker on his first day on the job, or instruc-
tion or other assistance to a worker who is having difficulty learning or
performing a particular task.
16 In this regard, Merritt described a disabled worker who had been
referred to the Employer from an outside funding source, and who was
having difficulty completing all of her assigned tasks. Merritt testified
that “he worked with that employee over a course of about three
months, just to get her to complete her tasks and complete [them] satis-
factorily.” When this worker’s problems resurfaced several months
later, Merritt contacted career services to “counsel” the individual. The
record contains no evidence regarding the nature or duration of this
“counseling.”
such services are rather limited in scope. For example,
vice president of career services, Sheryl Cornett, testified
that case managers provide “guidance [rather] than true
counseling.”17 There is no record evidence illuminating
the extent or duration of the disabled workers’ contacts
with their assigned case managers or job coaches. Pro-
ject Manager Merritt testified that a disabled worker will
be given a break to meet with his or her case manager or
job coach during the workday, but there is no evidence of
how frequently that happens. Merritt acknowledged that
he is not “aware of everything that goes on with [the dis-
abled workers] who come[] from an outside source.”
Former supervisor (and current employee) Hines, classi-
fied as disabled, testified that she had been working for
the Employer for approximately 6 years, that she had
been unaware of the existence of the career services divi-
sion until the previous year, and that she had never been
assigned to a counselor or received any counseling dur-
ing her tenure with the Employer.
Merritt testified generally that the Employer provides
breaks to allow disabled workers to take medication.
However, former Supervisor Hines described a specific
situation in which a diabetic individual, classified as dis-
abled, was denied his regular lunchbreak and became
weak due to his inability to eat lunch or take his medica-
tion.
Finally, with respect to helping disabled workers se-
cure employment in the competitive labor market, Mer-
ritt described a hearing-impaired worker who, with the
assistance of the Employer’s career services division,
obtained outside employment. On cross-examination,
however, Merritt testified that only one disabled worker
was referred for outside employment in the 2 years pre-
ceding the hearing, and that only four or five disabled
workers had been referred for outside employment in the
prior 5 years. The Employer does not employ a job-
placement coordinator.
II. THE ACTING REGIONAL DIRECTOR’S DECISION
Citing Goodwill Industries of Tidewater, 304 NLRB
767 (1991), and Goodwill Industries of Denver, 304
NLRB 764 (1991), the Acting Regional Director (ARD)
applied the “typically industrial/primarily rehabilitative”
standard (discussed more fully below) and found that the
relationship between the disabled workers and the Em-
17 Cornett testified that if a case manager were unable to meet the
needs of a particular disabled worker the Employer nevertheless could
refer the worker to a mental health counselor or other appropriate pro-
vider. Cornett’s testimony on this point suggested that the Employer’s
role in such a context would be limited to connecting the worker with
the appropriate resource. (Cornett indicated, for example, that the
disabled worker’s “funding source,” rather than the Employer, would
pay for the requisite services.)
GOODWILL INDUSTRIES OF NORTH GEORGIA
35
ployer is not primarily rehabilitative.18 Accordingly, the
ARD concluded that the Employer’s disabled workers at
CDC Chamblee are statutory employees.
First, the ARD found that, although the Employer’s
witnesses testified generally that the Employer makes
available various support services, training, and rehabili-
tative assistance to all of its disabled workers, the evi-
dence did not establish that the Employer actually pro-
vides such services or assistance. The ARD found that
there was no evidence that the disabled workers who
were hired “off the street” or were referred from an out-
side funding source took advantage of any such services
or were even aware of their existence. With respect to
disabled workers referred from the Employer’s career
services division, there was no specific evidence that the
Employer provided any counseling or rehabilitative ser-
vices to the workers on a regular basis and, if it did, what
the nature of those services was.
Second, the ARD found that, although the Employer is
more flexible in matters of discipline with its disabled
workers than with its nondisabled workers, the fact that
the disabled workers are subject to severe disciplinary
sanctions (albeit following additional counseling) sug-
gests the progressive disciplinary procedures typical of
private-sector workplaces.
Third, the ARD found “insufficient evidence to estab-
lish any significant track record geared toward outside
placement of the disabled individuals.” In so finding, the
ARD noted that there is no significant difference be-
tween the disabled and nondisabled workers in terms of
their duration of employment with the Employer; very
few disabled workers (only one within the 2 years prior
to the hearing) actually leave the Employer’s employ;
and the Employer does not employ a job-placement co-
ordinator.
Finally, with respect to working conditions and terms
of employment, the ARD observed that the disabled and
nondisabled workers work the same hours under the
same supervision, and they receive the same wages and
benefits. The ARD found the absence of any wage dif-
ferential based on merit or productivity probative of a
lack of rehabilitative purpose. The ARD further found
that the evidence relating to job assignments and produc-
tivity standards revealed “a mixed bag.”
Specifically,
although the Employer may afford greater leniency to the
disabled workers with respect to job assignments and
completion, the Employer has not implemented any
minimum productivity standards or other means of as-
18 In so finding, the ARD placed the burden to prove the rehabilita-
tive nature of the relationship on the Employer.
sessing the disabled workers’ progression toward com-
petitive employment in the private marketplace.
III. ANALYSIS
A. Burden of Proof
As noted above, the ARD placed on the Employer the
burden to demonstrate the primarily rehabilitative nature
of its relationship with its disabled workers.19 In addi-
tion, the Petitioner, in its brief on review, contends that
the Employer bears the burden of proof on this issue.
Neither the Board nor the Federal courts have ever ex-
plicitly addressed the burden of proof in cases applying
the “primarily rehabilitative” standard. The majority
opinion in Brevard Achievement Center, supra, similarly
was silent on this issue.20
We agree with the ARD’s placement of the burden. In
analogous contexts, the party seeking, as the Employer
does here, to exclude otherwise eligible employees from
the coverage of the Act has been held to bear the burden
of proof in that regard. See, e.g., NLRB v. Kentucky
River Community Care, 532 U.S. 706, 711–712 (2001)
(upholding Board rule that party seeking to exclude per-
sons as supervisors bears the burden of proof); BKN,
Inc., 333 NLRB 143, 144 (2001) (party asserting inde-
pendent contractor status bears burden of proof); Allstate
Insurance Co., 332 NLRB 759 (2000) (party asserting
supervisory or managerial status bears burden of proof);
AgriGeneral L.P., 325 NLRB 972 (1998) (party claiming
exemption of agricultural employees bears burden of
proof). Accordingly, we hold that the burden to prove
that an employer’s relationship with its disabled workers
is primarily rehabilitative, thus excluding those workers
from statutory employee status, rests with the party as-
serting that exclusion.
B. Application of the Typically Industrial/Primarily
Rehabilitative Standard
In Brevard Achievement Center, supra, the Board reaf-
firmed the “typically industrial/primarily rehabilitative”
standard for determining the statutory employee status of
disabled individuals working in rehabilitative vocational
programs. Under this standard, the Board examines the
nature of the relationship between the disabled workers
and their employer:
If the relationship is guided primarily by business con-
siderations, such that it can be characterized as “typi-
19 The ARD did not explicitly state that the burden of proof rests
with the Employer, but such is implicit in his statement that “the Em-
ployer has failed to show that its relationship with the 20 disputed
workers is primarily rehabilitative.”
20 The dissenting opinion in Brevard, however, squarely placed the
burden of proof on the party asserting that disabled workers are not
statutory employees. 342 NLRB at 995.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
36
cally industrial,” the individuals will be found to be
statutory employees; alternatively, if the relationship is
“primarily rehabilitative” in nature, the individuals will
not be found to be employees.
In conducting this
analysis, the Board examines numerous factors includ-
ing, inter alia, the existence of employer-provided
counseling, training, or rehabilitation services; the exis-
tence of any production standards; the existence and
nature of disciplinary procedures; the applicable terms
and conditions of employment (particularly in compari-
son to those of nondisabled individuals employed at the
same facility); and the average tenure of employment,
including the existence/absence of a job-placement
program.
Brevard, at 984.
Applying that standard to the facts of the case, and re-
lying on its prior decisions in Goodwill Industries of
Tidewater, supra at 767, and Goodwill Industries of Den-
ver, supra at 764, the Board in Brevard concluded that
the employer’s relationship with its disabled workers was
primarily rehabilitative and, accordingly, that the dis-
abled workers were not statutory employees. In so con-
cluding, the Board emphasized the training and counsel-
ing services provided by the employer, its application of
different disciplinary standards to its disabled workers
(who were not subject to production standards), and its
success in transitioning those workers into private em-
ployment.
In Brevard, a trainer, present at the worksite 3 days per
week, trained both new disabled workers and those
whose performance had regressed. A mental health
counselor, who worked half days at the worksite, pro-
vided counseling, problem
resolution, and crisis-
intervention services to the disabled workers on an as-
needed basis. The employer also provided disabled
workers assistance with daily-living activities such as
check writing, shopping, and preparing meals and, addi-
tionally, provided financial assistance for outpatient
mental-health services. Finally, the employer did not
subject its disabled workers to production standards or
the progressive discipline procedures it applied to its
nondisabled workers, but rather applied a counseling-
oriented model of discipline, and the evidence estab-
lished that the disabled workers “routinely” transitioned
to private employment.
The facts of the instant case resemble those in Brevard
to a certain extent.21
On closer examination, however,
21 As in Brevard, the Employer provides general cleaning services to
a Federal Government agency pursuant to a contract obtained under the
JWOD Act. The Employer maintains a work force comprised largely
(77 percent) of individuals classified as disabled. Further, several
the record in this case reveals important differences from
the record in Brevard. As explained below, we find that,
unlike the employer in Brevard, the Employer here has
not met its burden to establish that its relationship with
its disabled workers is primarily rehabilitative. Accord-
ingly, we conclude that the workers at issue here are
statutory employees.
Preliminarily, in contrast to the evidence in Brevard
that 80 to 85 percent of that employer’s disabled workers
were either mentally impaired or had severely disabling
mental illness, 342 NLRB at 982, the evidence here pre-
sents a far different picture. Although Human Resources
Vice President Mayfield testified that the disabled work-
ers “might have” physical, visual, auditory, or cognitive
impairments, examples of specific disabilities of the Em-
ployer’s workers are limited to hearing impairment, dia-
betes, high blood pressure, and cholesterol. Included
among those the Employer classifies as disabled are the
highest-ranking personnel working at CDC Chamblee,
the site manager and supervisor.
Revealingly, Mayfield testified that, for purposes of
evaluating disability status, the Employer uses the defini-
tion of “disability” set forth in the ADA. The ADA de-
fines “disability,” in relevant part, as “a physical or men-
tal impairment that substantially limits one or more . . .
major life activities.” 42 U.S.C. § 12102(2)(A). The
ADA prohibits discrimination against any “qualified in-
dividual with a disability,” id. § 12112(a), and defines
“qualified individual with a disability,” in relevant part,
as “an individual with a disability who, with or without
reasonable accommodation, can perform the essential
functions of the employment position that such individ-
ual holds or desires,” id. § 12111(8). Thus, the ADA
contemplates that a “disability” as defined therein would
not necessarily exclude a disabled individual from nor-
mal competitive employment. Under the JWOD Act, by
contrast, a severely disabled person is one whose physi-
cal or mental impairment “so limits the person’s func-
tional capabilities . . . that the individual is unable to en-
gage in normal competitive employment over an ex-
tended period of time.” 41 C.F.R. § 51–1.3. It seems
likely that a person could have a disability for ADA pur-
poses without being severely disabled under the JWOD
Employer witnesses testified generally that “counseling” (or at least
“guidance”) is available to the disabled workers through case managers
and job coaches—assigned to some of the disabled workers—or, alter-
natively, through the Employer’s career services division; that although
the disabled workers generally perform the same cleaning tasks, work
the same hours, and are subject to the same supervision as the nondis-
abled workers, the Employer affords greater latitude to the disabled
workers in terms of their performance or completion of job duties; and
that the Employer disciplines its disabled workers more leniently than
its nondisabled workers.
GOODWILL INDUSTRIES OF NORTH GEORGIA
37
Act. Indeed, the ADA’s definition of “qualified individ-
ual with a disability” assumes what the JWOD Act ex-
cludes: the ability “to engage in normal competitive em-
ployment.”
Although it is not the Board’s province to police an
employer’s compliance with the requirements of the
JWOD Act, the nature of the disabilities of workers the
Employer classifies as disabled, and the standard the
Employer applies in making those classifications, are
relevant to our determination of those workers’ statutory
employee status. To exclude those workers from Section
2(3) status, the Employer has the burden of showing that
its relationship with its disabled workers is primarily
rehabilitative. As discussed below, an examination of
the Brevard factors demonstrates that, on this record, the
Employer has failed to carry that burden.
1. Counseling and rehabilitative services
As the Employer emphasizes in its brief on review,
counseling and rehabilitative services need not be man-
datory for the Board to find a primarily rehabilitative
relationship. See Brevard, 342 NLRB at 986; see also
Baltimore Goodwill Industries v. NLRB, 134 F.3d 227,
231 (4th Cir. 1998). In Brevard, the Board found such a
relationship where counseling and rehabilitative services
were simply made available to disabled workers. Here,
however, we have some doubt whether the Employer has
sufficiently established that substantive counseling and
rehabilitative services are genuinely available to all of its
disabled workers. But assuming the availability of such
services, their nature and scope is more limited here than
in Brevard.
As stated above, in Brevard, the employer employed a
trainer who worked onsite 3 days a week providing job
training to disabled workers. The employer also em-
ployed a mental health counselor who worked onsite
every day providing counseling, problem resolution, and
crisis-intervention services. The disabled workers in
Brevard received assistance with daily-living activities,
such as shopping, paying bills, and preparing meals. The
employer in Brevard also referred its disabled workers to
a mental-health agency for medication checks and coun-
seling; when necessary, it also provided financial assis-
tance for outpatient mental health services. 342 NLRB at
983.
Here, the counseling and rehabilitative services pro-
vided by the Employer are considerably less extensive
than those in Brevard. The Employer does not employ
either an onsite trainer or an onsite counselor. Indeed, it
employs no one at CDC Chamblee in a counseling or
rehabilitative capacity. It does not furnish financial as-
sistance to disabled workers who may require the ser-
vices of outside providers, such as outpatient mental-
health services. The six individuals referred to the Em-
ployer through its career services division have been as-
signed to job coaches and case managers, to whom they
can turn for assistance with job-related or personal mat-
ters, respectively. However, there is no evidence regard-
ing the nature or extent of these workers’ contacts with
their case managers or job coaches.22 Disabled workers
referred through outside funding sources may be as-
signed to a counselor or case manager, not by the Em-
ployer, but by the outside funding source. Thus, any
counseling or rehabilitative services provided by such
individuals—and there is no specific evidence concern-
ing such services—do not evidence a rehabilitative rela-
tionship between disabled workers and the Employer.23
Although the Employer’s witnesses testified that the
Employer’s own rehabilitation services, through its ca-
reer services division, are available to all of its disabled
workers, not just to those referred through career ser-
vices, the record is undeveloped in this regard.24 In addi-
tion, Elsie Inez Hines, who previously had served as a
supervisor for the Employer, testified that although she
had worked for the Employer for 6 years as of the date of
the hearing she had been unaware of the existence of
career services until the previous year.25
2. Terms and conditions of employment and
production standards
In Brevard, the Board stated that one of the factors in
the “primarily rehabilitative” analysis is “the applicable
terms and conditions of employment (particularly in
comparison to those of nondisabled individuals em-
ployed at the same facility).” Id. at 984. As indicated
22 We recognize that, in Brevard, the Board found a primarily reha-
bilitative relationship notwithstanding that, as here, counseling services
were merely made available. However, those services were more read-
ily available in Brevard by virtue of the onsite presence of a trainer and
counselor; and, as explained herein, other factors supporting a “primar-
ily rehabilitative” finding in Brevard are absent here. Moreover, Bre-
vard did not hold that the extent to which disabled workers actually use
available counseling services could never be probative of the nature of
the relationship.
23 The Employer’s project manager testified that, if a disabled
worker referred from an outside funding source experiences some sort
of problem or difficulty, the Employer generally will contact the indi-
vidual’s outside funding source for assistance. There is no evidence
that the Employer grants disabled workers paid time off or otherwise
compensates them for time spent meeting with counselors or case man-
agers.
24 The project manager proffered one example of a disabled worker
referred from an outside funding source who was sent to career services
for “counseling” because she was experiencing difficulty in completing
her assigned job tasks. However, he described neither the worker’s
job-related difficulties nor the nature of the counseling provided.
25 In our view, Hines’s unawareness of career services is significant,
as the evidence suggests that, along with the site manager, the supervi-
sor would be the person most likely to identify a disability-related
problem needing assistance.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
38
above, the Employer’s disabled workers at issue here
work the same hours, receive the same wages and bene-
fits, and are subject to the same supervision and work
rules as its nondisabled workers.
The Employer expects its disabled and nondisabled
workers alike to complete their assigned cleaning tasks
by the end of their 8-hour shifts. The maintenance of
productivity standards to which disabled workers are
required to adhere weighs against a finding of a primarily
rehabilitative relationship.26
Some evidence in the record indicates that when nec-
essary the Employer will modify job duties or work
schedules or otherwise accommodate the disabled work-
ers to enable them to successfully perform their jobs.
For example, the Employer’s project manager testified
that disabled workers are provided breaks when neces-
sary to allow them to take medication. Again, the project
manager testified that the Employer assigns disabled
workers to areas that are easier to clean and, additionally,
modifies disabled workers’ job tasks as necessary.27
However, the record also contains evidence that casts
doubt on the foregoing testimony.28 For example, former
Supervisor Hines described a specific situation in which
a diabetic individual, classified as disabled, was denied
the opportunity to take his regular lunchbreak and, con-
sequently, was rendered weak due to his inability to eat
lunch or take his medication.29 More tellingly, two for-
mer supervisors testified that, as supervisors, they were
never made aware of any of the workers’ disabilities, nor
were they provided any guidance as to the types of as-
26 See, e.g., Baltimore Goodwill Industries v. NLRB, supra, 134 F.3d
at 230; Goodwill Industries of Tidewater, supra, 304 NLRB at 768;
Goodwill Industries of Denver, supra, 304 NLRB at 765. To the extent
that the ARD’s decision suggests the contrary, i.e., that the absence of
minimum productivity standards signals a lack of rehabilitative pur-
pose, we disavow it.
Similarly, to the extent that the ARD’s decision suggests that the ab-
sence of a wage differential based on merit or productivity evidences a
lack of a rehabilitative purpose, it is inconsistent with extant Board law.
See, e.g., Lighthouse for the Blind of Houston, 244 NLRB 1144, 1147
(1979); Cincinnati Assn. for the Blind, 235 NLRB 1448, 1448–1449
(1978).
27 See also fn. 12, supra, in which Project Manager Merritt described
an occasion on which the Employer accommodated a disabled worker
by eliminating one of her assigned job duties.
28 Contrast Brevard, in which there was no evidence that countered
the employer witnesses’ testimony reflecting the employer’s more
lenient and flexible approach toward the disabled workers with respect
to performance and productivity, including testimony that they were not
subject to production standards.
29 Specifically, Hines testified that the disabled worker’s supervisor
assigned him to a task that would have taken him beyond his regular
lunchbreak, that the supervisor was informed that the disabled worker
could not take his medication if he did not eat, and that the supervisor’s
response was that the individual could eat and take his medication after
he completed the assigned task.
signments they should make; accordingly, they simply
exercised their discretion in meting out assignments.
Moreover, one of the former supervisors, Hines, testified
that the Employer specifically told her not to make any
accommodations for the disabled workers, and that doing
so would be tantamount to “feeling sorry for them.”
Both Hines and another witness, nondisabled worker
Jaclyn White, testified that there are no differences in the
work performed by the various individuals on their re-
spective shifts. Finally, White does not perform certain
floor-care tasks identified as more difficult, while some
disabled workers do perform those tasks.
Considering the above evidence as a whole, we are not
persuaded that the Employer has shown that the disabled
workers at issue here are subject to different terms and
conditions of employment from those applied to the non-
disabled workers, or that the Employer consistently
draws any significant distinctions between the disabled
and nondisabled workers in terms of its performance-
related expectations and its assignment of tasks.
3. Disciplinary procedures
The Employer presented general testimony that it
treats its disabled workers more leniently than its nondis-
abled workers. Project Manager Merritt, for example,
testified that, whereas the Employer will enforce pro-
gressive disciplinary procedures against nondisabled
workers who do not properly perform or complete their
assigned tasks, with disabled workers it will discuss per-
formance-related problems, attempt to ascertain the
source of the difficulty, provide additional training or
counseling as necessary, and, possibly, refer the disabled
workers to the career services division for assistance.
The Employer also presented evidence of a specific in-
stance illustrating its comparative leniency toward dis-
abled workers: Merritt contrasted a disabled worker
who, prior to termination, was counseled30 six times for
failing to perform his assigned work duties, with a non-
disabled worker who was counseled only three times for
inadequate job performance prior to discharge.31
30 The “counselings” did not involve a referral to career services or
to a case manager furnished through an outside funding source. Rather,
it consisted of asking the worker whether anything was preventing him
from completing his work, and telling him that it was important that he
do so and the Employer expected him to do so. Thus, while evidencing
greater leniency toward disabled workers, these “counselings” do not
furnish support under the “counseling and rehabilitative services” factor
analyzed above.
31 Merritt also sought to contrast the 1-day suspension handed out to
a disabled worker for refusing to perform a task assigned by his super-
visor (because he needed to clean the director’s area, a task that he
believed to be a higher priority), with the suspension and ultimate dis-
charge of a nondisabled worker for instigating an altercation and con-
comitantly failing to heed his supervisor’s instructions. In our view,
this testimony is not probative of the issue before us, as the conduct of
GOODWILL INDUSTRIES OF NORTH GEORGIA
39
As with the previous Brevard factor, there is other re-
cord evidence that is arguably at odds with the foregoing
evidence. Thus, contrary to the testimony of the Em-
ployer’s vice president of human resources that it is im-
portant for the supervisors to be aware of disability status
so that “they know how to interact with” those individu-
als,32 two former supervisors testified that they were
never made aware of any of the workers’ disabilities or
provided any guidance as to how they should treat the
disabled workers. Although the supervisors’ testimony
gives us pause, it does not directly contradict the evi-
dence that the Employer applies a more flexible, counsel-
ing-oriented model of discipline to its disabled workers,
which weighs in favor of finding a rehabilitative relation-
ship.33
4. Tenure of employment
Finally, we consider the evidence in this case relating
to the disabled workers’ “average tenure of employment,
including the existence/absence of a job-placement pro-
gram.” Brevard, supra at 984. As set forth above in Sec-
tion I, the Employer here does not employ anyone in the
position of job-placement coordinator, nor does the Em-
ployer maintain a formal job-placement program.34 Fur-
ther, unlike in Brevard, there is no evidence indicating
the disabled worker was not comparable to that of the nondisabled
worker.
32 More specifically, he testified that “[the supervisors] know, based
on the handbook, that progressive discipline should be administered,
how it should be administered, and if, in fact, we have an individual in
the workplace that has a disability and they need to be referred back to
the Career Services group for more training, versus severing that em-
ployee’s employment.”
33 We disavow the Acting Regional Director’s statement that the fact
that the disabled workers ultimately are subject to severe disciplinary
sanctions evidences a typical private-sector employment relationship.
To the contrary, the Board has held that an employer’s imposition of
discipline (including discharge) in extreme cases is not inconsistent
with a primarily rehabilitative relationship. See, e.g., Goodwill Indus-
tries of Denver, supra at 765.
34 The Employer’s project manager described a situation in which a
disabled worker expressed an interest in obtaining employment in a
different field, and the Employer’s career services division assisted her
in making that transition. However, placement efforts that are infor-
mal, ad hoc, and “not all too successful” weigh against a primarily
rehabilitative finding. NLRB v. Lighthouse for the Blind of Houston,
696 F.2d 399, 405 (5th Cir. 1983), enfg. 248 NLRB 1366 (1980).
that disabled workers regularly transition to private com-
petitive employment. Cf. id. at 987 (noting uncontra-
dicted testimony that disabled workers “routinely” transi-
tion to private employment). Indeed, the uncontradicted
testimony of Project Manager Merritt indicates that only
one disabled worker was referred for outside employ-
ment in the 2 years preceding the hearing, and that only
approximately four to five employees were referred for
outside employment in the prior 5 years. This factor
weighs against finding the Employer’s relationship with
its disabled workers to be primarily rehabilitative.35
C. Conclusion
We find that the Employer has not met its burden of
showing that its relationship with its disabled workers is
primarily rehabilitative. As explained above, the Em-
ployer offers limited counseling and rehabilitative ser-
vices (perhaps because the workers the Employer classi-
fies as disabled have comparatively little need for such
services); it does not make any significant distinctions
between its disabled and nondisabled workers with re-
gard to terms and conditions of employment and produc-
tion standards; and it has not shown that it seeks to and
does transition its disabled workers to private competi-
tive employment. Although the factor of disciplinary
standards cuts the other way, it is insufficient by itself to
dictate a different outcome. Accordingly, we find that
the disabled workers at issue here are statutory employ-
ees, and that the Acting Regional Director properly di-
rected an election in a unit consisting of the Employer’s
disabled and nondisabled janitorial workers at CDC
Chamblee.
ORDER
This proceeding is remanded to the Regional Director
for further appropriate action consistent with this deci-
sion.
35 There is no evidence to support the Employer’s contention that the
rate of transition to private competitive employment is so low because
the disabled workers want to remain with the Employer because of
favorable wages and other conditions of employment.