350 NLRB 117
Madison Square Garden, CT., LLC
MADISON SQUARE GARDEN CT., LLC
350 NLRB No. 8
117
Madison Square Garden CT, LLC and Council 4,
AFSCME, AFL–CIO, Petitioner. Case 34–RC–
1812
June 28, 2007
BY CHAIRMAN BATTISTA AND MEMBERS SCHAUMBER
AND LIEBMAN
SUPPLEMENTAL DECISION ON REVIEW AND
DIRECTION OF SECOND ELECTION
On July 14, 2005, the Regional Direction for Region
34 issued a Second Supplemental Decision on Remand,
in which he overruled objections raised by the Employer
to the conduct of a May 31, 2000 election that the Peti-
tioner won by a vote of 27 to 22.1 The Regional Director
found that the supervisors’ prounion conduct, including
their solicitation of union authorization cards, did not
constitute objectionable conduct under Harborside
Health Care, Inc., 343 NLRB 906 (2004). The Regional
Director also concluded that, assuming the supervisory
prounion conduct was objectionable, the conduct did not
materially affect the election outcome.
Therefore, the
Regional Director recommended overruling the Em-
ployer’s objections and certifying the Petitioner as the
bargaining representative of the Employer’s event staff
employees.
Thereafter, pursuant to Section 102.67 of the National
Labor Relations Board’s Rules and Regulations, the Em-
ployer filed a timely request for review of the Regional
Director’s Second Supplemental Decision on Remand.
The Employer argued, inter alia, that the supervisory
solicitation of authorization cards was inherently coer-
cive under Harborside, supra, and Chinese Daily News,
344 NLRB 1071 (2005), there were no mitigating cir-
1 The procedural history of this case dates back several years. On
March 15, 2001, the Board denied the Employer’s request for review of
the Regional Director’s decision finding that 12 individuals whose
status was in question were not statutory supervisors but were statutory
guards. Madison Square Garden, 333 NLRB 643 (2001). Subse-
quently, following the Regional Director’s issuance of a complaint
alleging that the Employer refused to bargain with the Petitioner, the
Board issued an unpublished order on April 12, 2002, remanding the
case to the Regional Director for an examination of supervisory status
pursuant to NLRB v. Kentucky River, 532 U.S. 706 (2001), and NLRB v.
Quinnipiac College, 256 F.3d 68 (2d Cir. 2001), and to consider the
Employer’s objections in light of ITT Lighting Fixtures v. NLRB, 658
F.2d 934 (2d Cir. 1981), and Nathan Katz Realty v. NLRB, 251 F.3d
981 (D.C. Cir. 2001). In a supplemental decision on Remand, the Re-
gional Director found that the 12 disputed individuals were statutory
supervisors based solely on their authority to discipline employees, but
concluded that the supervisors did not engage in objectionable prounion
conduct. The Employer requested review of the Regional Director’s
findings. The Board issued an order remanding the matter in light of its
decisions in Harborside Healthcare, Inc., 343 NLRB 906 (2004), and
SNE Enterprises, 344 NLRB 673 (2005). The Regional Director sub-
sequently issued a Second Supplemental Decision on Remand, which is
presently before us.
cumstances, the supervisors’ prounion conduct reasona-
bly tended to interfere with employees’ free choice in the
election, and the supervisors’ behavior materially af-
fected the election’s outcome.2 On September 27, 2005,
the Board3 granted the Employer’s request for review.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
Having carefully considered the entire record, we find
that the supervisors’ prounion behavior was objection-
able conduct warranting a second election. See, e.g.,
SNE Enterprises, 348 NLRB 1041 (2006). We therefore
set aside the results of the election and order the Re-
gional Director to conduct a second election.4
Facts
Overview of the Employer’s Civic Center Operations
The Employer is a management company that brings
live entertainment to the Civic Center in Hartford, Con-
necticut. Jeff LaRue is responsible for the Civic Center’s
overall operations and supervision. Diane Uccello, man-
ager of security and guest relations, reports directly to
LaRue. Front House Supervisor Juan Ortiz reports to
Uccello. The 12 supervisors5—Ron Brown, Mickey Co-
lon, Rosa Dinoto, Diane Dowdell, Robert Glass, Juliet
Little, Jim Martinelli, Sharon Shea, Elaine Thibault,
Robin Tofil, Al Victor, and Skip Ward—report to Ortiz.
Bargaining unit event staff employees, in turn, are subor-
dinate to the supervisors. Event staff employees are re-
sponsible for such tasks as collecting patrons’ tickets,
maintaining clear aisles during events, and helping pa-
trons find their seats. Supervisors oversee the work per-
formed by event staff employees.
Ortiz assigns the supervisors to designated areas in the
Civic Center on an event-by-event basis. Prior to the
start of an event, supervisors and event staff employees
attend a meeting in “section 101” of the arena. At this
meeting, Ortiz assigns each event staff employee to work
in a particular supervisor’s section for the given event.
2 The Employer further contended that the Regional Director erred in
failing to find that the supervisors “assign” and “responsibly direct”
employees within the meaning of Sec. 2(11). In light of our decision,
we find it unnecessary to pass on this issue.
3 Chairman Battista and Member Schaumber; Member Liebman dis-
senting.
4 We find no merit in the Employer’s argument that the Board
should require a new showing of interest on the part of the Petitioner.
The Employer points to no case law in support of its contention that a
new showing of interest is justified; rather, the Employer cites Harbor-
side, supra, and Chinese Daily, supra, cases where the Board directed a
second election and did not demand a new showing of interest. See
also River City Elevator Co., 339 NLRB 616, 617 (2003) (refusing to
require a new showing of interest following a finding of objectionable
union conduct).
5 There is no request for review of the Regional Director’s finding
that the individuals are statutory supervisors.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
118
Supervisors have authority to complete “Event Em-
ployee Counseling/Disciplinary Notice” forms when
event staff employees commit disciplinary infractions.
The top of the form contains four boxes indicating the
type of discipline involved—verbal reprimand, written
reprimand, suspension, or investigative layoff—and su-
pervisors choose the appropriate box based on the infrac-
tion. Supervisors need not obtain prior authorization
before issuing these forms. After filling out and signing
a form, the supervisor gives the form either to Uccello or
to Ortiz. Uccello or Ortiz then reviews the form and, if
necessary, investigates the incident further. Next, Uc-
cello or Ortiz signs the form and forwards it to the Em-
ployer’s human resources department for placement in
the employee’s file. The issuance of a certain number of
disciplinary notices within a 6-month period may impact
an event staff employee’s employment status.
Supervisory Solicitation of Union Authorization Cards
In late March 2000,6 four supervisors—Colon, Dinoto,
Little, and Victor—and seven event staff employees
signed a flyer stating that they were committed to form-
ing a union and would be coming around during the fol-
lowing week to discuss the Petitioner. The flyer was
addressed to event staff employees, and a union authori-
zation card (with the Petitioner’s address and pre-paid
postage) was attached to the flyer. The flyer articulated
what the signatories hoped to accomplish through un-
ionization, encouraged employees to speak to the signa-
tories
if employees needed more information before
signing an authorization card, and stated that signed
cards could be mailed to the Petitioner or handed to the
signatories. On March 23, Brown handed the flyer to
event staff employee Carmen Vega.
Additionally, during the course of the Petitioner’s or-
ganizing campaign, Brown handed out an authorization
card to an event staff employee on three other occasions
in “section 101” after event staffers complained to
Brown about working conditions. Brown told the em-
ployees to sign the cards if they wanted to alter the work-
ing conditions about which they complained. Also,
Dinoto handed a union authorization card to an event
staff employee in the presence of another employee dur-
ing the Petitioner’s organizing campaign. Later that
same day, Colon asked the employee Dinoto had solic-
ited if that employee had already received an authoriza-
tion card. The employee replied that he had, and Colon
said nothing further.
6 All dates hereafter refer to 2000, unless otherwise noted.
Supervisory solicitation of authorization cards ended
when the petition was filed on April 5, 2000, 8 weeks
prior to the election date.7
Other Prounion Supervisory Conduct
On more than one occasion during the 2- to 3-week pe-
riod prior to the election, Brown told event staff employ-
ees in the break room that they could obtain better bene-
fits if they joined the Petitioner. On one such instance,
Brown informed employees that he had spoken with un-
ionized ticket takers at Madison Square Garden in New
York City who told him that they enjoyed a higher rate
of pay and were allowed to leave after all event tickets
had been collected. Brown stated that if the employees
voted for the Petitioner, they too might enjoy similar
benefits.
During the same time period, Dinoto, Victor, and Co-
lon also spoke with employees in the employee break
room about the benefits of joining a union. In addition,
Little spoke with employees throughout the organizing
campaign about the better working conditions that she
believed would come by way of the Petitioner forcing
management to negotiate.
An event staff employee observed Victor, on one occa-
sion during the organizing campaign, tear down a poster
that had been put on the wall in the Civic Center by the
Employer and that described the Employer’s position on
the limits of a union’s ability to make changes in the
workplace. The event staff employee testified that, after
ripping the poster off the wall, Victor said, “we don’t
need . . . piece of shit off this wall.” [sic]
Little, along with groups of event staff employees, met
with a representative of the Petitioner at a restaurant lo-
cated in the Civic Center on at least one occasion prior to
the election. The Petitioner’s representative sometimes
bought drinks for the group, and Little and others recip-
rocated. There is no evidence as to whether Little said
anything in any meeting with the Petitioner’s representa-
tive.
A week prior to the election, the Petitioner held a
meeting in a conference room at a hotel across the street
from the Civic Center. About 40 to 45 of the Employer’s
employees, including supervisors Brown, Colon, Dinoto,
and Little, attended this meeting; Little had encouraged
employees to attend the meeting. Two representatives of
the Petitioner sat at a table facing the audience. All four
7 The Employer maintains that the supervisors solicited cards in the
postpetition period. However, there is little evidence regarding post-
petition supervisory solicitations. A single employee testified that she
saw Brown “with some cards” on an unspecified date “about the same
week as the election,” but did not state that she saw Brown hand the
cards to event staff employees or distribute the cards in any other man-
ner.
MADISON SQUARE GARDEN CT., LLC
119
supervisors sat with event staff employees in the audi-
ence. The meeting focused on the benefits that employ-
ees could get from joining the Petitioner.
At some point during the meeting, Colon and Little,
who were seated near the front of the audience, stood up
and spoke to the employees about the benefits that em-
ployees could receive by joining the Petitioner. Colon
and Little pointed out particular benefits that the employ-
ees were not receiving from the Employer, and stated
that such benefits could be gained only through collec-
tive-bargaining negotiations between the Petitioner and
the Employer. Colon and Little urged employees to vote
for the Petitioner as a means of obtaining those benefits.
Little specifically emphasized that voting for the Peti-
tioner was the only way the employees could obtain
benefits that they did not then enjoy. One employee tes-
tified that the meeting was “very heated” and that she felt
it was “just like bullying.”
The Employer’s Response to the Organizing Campaign
The Employer stipulated that it openly opposed the Pe-
titioner’s efforts to organize its employees. Specifically,
General Manager Brooks met with event staff employees
to talk about the Petitioner’s campaign “a number” of
times before the start of an event in the weeks prior to the
election to discuss the Employer’s opposition to the Peti-
tioner. Two or three of these meetings occurred in the
weeks leading up to the election, and one such meeting
took place the night before the election. During each
meeting, Brooks told employees that the Employer did
not think the employees needed a union, that he was
available to talk to them if they had any problems, that he
saw many advantages in not having a union, and that in
his opinion it was beneficial for the employees to deal
directly with the Employer. It is not clear how many
event staff employees attended these meetings, or how
long the meetings lasted.
On May 10, 3 weeks before the scheduled May 31
election, Brooks held a meeting with the supervisors.
Brooks advised the group that the Employer considered
them to be statutory supervisors and thereby manage-
ment representatives, and that the Employer accordingly
expected them to support the Employer’s opposition to
the Petitioner or at least remain neutral. Brooks then
stated that supervisors who agreed to support the Em-
ployer’s position or to remain neutral could leave the
meeting. Five supervisors—Brown, Colon, Dinoto, Lit-
tle, and Victor—did not leave the meeting in response to
Brook’s invitation. Little told Brooks that she could not
support the Employer’s position regarding the Peti-
tioner’s campaign, and the others nodded their heads in
agreement with Little. The meeting then ended.
Sometime prior to the election but after the May 10
meeting, Brown, Colon, Dinoto, Little, and Victor signed
and distributed to employees a flyer entitled “Just Ask
Us.” The flyer was addressed to “All Event Staff” and
stated:
We, the undersigned Event Staff supervisors, take of-
fense at the recent assertions by Mr. Brooks about our
thoughts on the subject of unionization. We are all
adults, and are fully capable of speaking for ourselves.
Regardless of whether we support the Union organiz-
ing campaign, we think it is wrong for Mr. Brooks to
speak for us. If you want to know what we think,
JUST ASK US!
Analysis
Background
It is well settled that “[r]epresentation elections are not
lightly set aside.” NLRB v. Hood Furniture Mfg. Co., 941
F.2d 325, 328 (5th Cir. 1991) (internal citation omitted),
rehearing denied 946 F.2d 893 (5th Cir. 1991) (table). In
assessing whether to set aside an election, the Board
looks to all of the facts and circumstances to determine
whether the atmosphere was so tainted as to warrant such
action. See, e.g., General Shoe Corp., 77 NLRB 124
(1948), enfd. 192 F.2d 504 (6th Cir. 1951), cert. denied
343 U.S. 904 (1952). In making that determination on
the basis of a party’s conduct, the root question is
whether the conduct had a reasonable tendency to inter-
fere with employees’ free choice to such an extent that it
materially affected the results of the election. See, e.g.,
Wright Memorial Hospital v. NLRB, 771 F.2d 400, 404
(8th Cir. 1985).
When the conduct at issue is partisan supervisory ac-
tivity during a union organizational effort, the root ques-
tion remains the same. Id. The Board has long recog-
nized, when a supervisor engages in prounion activity,
that the “continuing relationship” between the supervisor
and an employee creates a possibility that an employee
could be “coerce[d] into supporting the union out of fear
of future retaliation by a union-oriented supervisor.”
Sheraton Motor Inn, 194 NLRB 733, 734 (1971).
Historically, the Board has evaluated this possibility
by examining the level of the supervisor’s authority and
the degree of the supervisor’s prounion activity, regard-
less of whether the supervisor overtly indicated that he
would use his supervisory authority to punish employees
who did not support the union or reward those who did.
See id. at 734; Turner’s Express, Inc., 189 NLRB 106,
106–107 (1971).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
120
The Board’s Harborside Decision
In Harborside, the Board reaffirmed this longstanding
precedent holding that, in order to set aside an election
on the basis of objectionable prounion supervisory con-
duct, it is not necessary to find that a supervisor made
explicit threats or promises. In doing so, the Board dis-
avowed language used in some relatively recent Board
cases that suggested that an explicit threat or promise
was required to establish objectionable prounion supervi-
sory conduct; language which resulted in the case’s re-
mand to the Board from the Sixth Circuit. See Harbor-
side Healthcare, Inc. v. NLRB, 230 F.3d 206, 214 (6th
Cir. 2000). The Board also pointed out, however, that it
was “by no means suggesting that supervisory prounion
speech, without more, is objectionable.” See Harborside,
343 NLRB at 911.
The Harborside Board took the opportunity of the re-
mand to rearticulate Board law and formulated a two step
inquiry to apply in cases involving objections to an elec-
tion based on prounion supervisory conduct:
1) Whether the supervisor’s prounion conduct reasona-
bly tended to coerce or interfere with the employees’
exercise of free choice in the election.
This inquiry includes: a) consideration of the nature
and degree of supervisory authority possessed by those
who engage in the prounion conduct and b) an exami-
nation of the nature, extent, and context of the conduct
in question.
2) Whether the conduct interfered with freedom of
choice to the extent that it materially affected the out-
come of the election, based on factors such as (a) the
margin of victory in the election; (b) whether the con-
duct at issue was widespread or isolated; (c) the timing
of the conduct; (d) the extent to which the conduct be-
came known; and (e) the lingering effect of the conduct
Id. at 909.
While largely reaffirming established Board precedent,
in examining the nature, extent, and context of the super-
visors’ conduct under the first prong of the Harborside
standard, the Board held with respect to the supervisory
solicitation of authorization cards that “absent mitigating
circumstances” such solicitations have “an inherent ten-
dency to interfere with the employee’s freedom to choose
to sign a card or not” and thus “may be objectionable.”
Id. at 911. In so holding, the Board reversed its prior law
concerning supervisory solicitations of authorization
cards.8
8 Millsboro Nursing & Rehabilitation Center, 327 NLRB 879, 880
(1999) (the Board held that “solicitation of authorization cards by su-
pervisors is not objectionable where ‘nothing in the words, deeds, or
The Board reasoned that a supervisory solicitation of
an authorization card may be objectionable because it
gives the supervisor the opportunity to determine those
employees who support the union and, “by the process of
eliminating nonsigners, who likely [do] not.” Id.9 The
Board continued, “[w]hen a supervisor asks that a card
be signed, the employee will reasonably be concerned
that the ‘right’ response will be viewed with favor, and a
‘wrong’ response with disfavor.” Id. The Board analo-
gized the prounion supervisory solicitation of authoriza-
tion cards to a supervisor’s solicitation of a signature on
an antiunion petition, conduct which also may be objec-
tionable. Id.10 The Board pointed to the similar false
portrait of union support that supervisor-obtained cards
may provide and the potential for employees to reasona-
bly sense an obligation to support the union after signing
a card. Id. at 912; see also Chinese Daily News, 344
NLRB 1071, 1072 (applying Harborside to find a super-
visor’s solicitation of authorization cards inherently co-
ercive where the supervisor distributed cards to eight
subordinates and personally watched while seven of the
subordinates signed the cards).
Consistent with its longstanding exception to the Ideal
Electric rule,11 the Board concluded that the effects of
the coercion from the solicitation may linger during the
critical period between the filing of the petition and the
election, even if the solicitation occurred prior to the
commencement of the critical period. Harborside, supra
at 912 (citations omitted).
In SNE Enterprises, 348 NLRB 1041,12 the Board, ap-
plying Harborside, addressed whether certain mitigating
circumstances were sufficient to negate the inherently
atmosphere of a supervisor’s request for authorization cards contains
the seeds of potential reprisal, punishment or intimidation’”)(citation
omitted).
9 As its post-Harborside precedent has shown, the Board has found
various supervisory prounion speech—short of solicitations—to be
unobjectionable. See, e.g., SNE Enterprises, 348 NLRB 1041, 1041–
1042 (2006) (finding leads’ prounion comments to be unobjectionable
and setting aside election solely on the basis of leads’ solicitations);
Northeast Iowa Telephone Co., 346 NLRB 465, 466–467 (2006) (find-
ing that managers’ prounion conduct, coupled with their limited super-
visory authority, did not interfere with employee free choice).
10 Such solicitations require an employee to make an observable
choice, demonstrating support for or rejection of the union. In this
regard, they are akin to a supervisor soliciting an individual employee
to wear antiunion paraphernalia, which the Board has found to be ob-
jectionable. See, e.g., Circuit City Stores, Inc., 324 NLRB 147 (1997);
Barton Nelson, Inc., 318 NLRB 712 (1995). Similarly, a supervisor
unlawfully interrogating employees about their support for the union—
which also demands such an observable choice—has been held to war-
rant a second election. See, e.g., Pacific Beach Hotel, 342 NLRB 372,
373 (2004).
11 134 NLRB 1275 (1961).
12 Chairman Battista and Member Schaumber; Member Liebman dis-
senting.
MADISON SQUARE GARDEN CT., LLC
121
coercive effect of supervisory card solicitations on an
election that the union won by a very narrow margin. In
SNE, first-line supervisory leads solicited authorization
cards from subordinates whom they assigned work and
responsibly directed on a daily basis. The Board major-
ity found the mitigating circumstances were insufficient.
While it recognized that the supervisors may not have
had the authority to hire, fire, transfer, or promote, they
were first-line supervisors with the authority to assign
and direct work as well as to issue written warnings, au-
thority the Board considered to have a broad impact on
the employees’ daily work lives. The Board discounted
the fact that the supervisory solicitations ceased when the
election petition was filed, noting that solicitations out-
side the critical period may still impact an election.
Likewise, the Board disagreed that the coerciveness of
the solicitations was mitigated because the supervisors
did not explicitly or implicitly threaten reprisal or prom-
ise benefits, and they were allegedly “collegial” in their
solicitations.13 Id., slip op. at 4. It pointed out that “[a]
supervisor’s statements may be coercive regardless of his
friendship with an employee and regardless of whether
the remark was well intended.” SNE, supra, slip op. at 4,
quoting Washington Fruit & Produce Co., 343 NLRB
1215, 1216 fn. 9 (2004). The Board further determined
that although the employer distributed antiunion cam-
paign literature advising employees that they were not
obligated to vote for the union, such literature neither
amounted to a “disavowal” of the supervisors’ conduct
nor “lessened in any significant way the continuing pres-
sure an employee would reasonably feel to vote consis-
tent with an earlier stated intention.” Id., slip op. at 3–4.
The Decision of the Regional Director
In the case at bar, the Regional Director found that the
only potentially objectionable conduct engaged in by the
supervisors was their solicitations of employees. View-
ing the totality of the supervisors’ partisan activity, the
Regional Director determined that “[n]one of the pro-
union conduct engaged in by the five supervisors . . .
even remotely rises to the level engaged in by the super-
visor in Harborside,” outside the solicitations, the super-
visors “did nothing more than actively urge employees to
support the [Petitioner].” The Regional Director further
found that mitigating circumstances rendered the card
solicitations unobjectionable because: the supervisors’
2(11) authority was limited in nature and extent; the dis-
tribution and solicitation of authorization cards ceased 8
weeks prior to the election; and none of the prounion
13 The former is not the standard to be applied; the latter is vague and
can be given a variety of meanings that do not necessarily lessen the
coercive impact of the solicitations.
supervisory conduct was “harassing,” “pressuring,” or
“badgering” as was the behavior the Board found objec-
tionable in Harborside.
Application of the Law to the Facts of this Case
For the reasons more fully set forth below and consid-
ering, as we must, all the facts and circumstances pre-
sent, we find that the election must be set aside. Examin-
ing the first prong of the Harborside test, we hold that
the supervisors’ prounion conduct reasonably tended to
coerce and interfere with employee free choice.
Under the first prong, we first consider the nature and
degree of supervisory authority possessed by the supervi-
sors who engaged in the prounion conduct. Contrary to
the Regional Director’s conclusion, the supervisors hold
meaningful authority over event staff employees. The
supervisors are the event staff employees’ first line of
supervision. As discussed in Harborside, a first-line su-
pervisor has the most day-to-day contact with the em-
ployees and can broadly impact employees’ daily work-
ing lives.14
Harborside, supra, slip op. at 5. The super-
visors have the authority to discipline, without obtaining
prior authorization. If they observe an employee commit
a disciplinary infraction, they may issue them an Event
Employee Counseling/Disciplinary Notice, which be-
comes part of the employees’ personnel files and can
affect employees’ job status. As such, the supervisors
have substantial authority over an event staff employee’s
job status. See Wilshire at Lakewood, 345 NLRB 1050
(2005), reversed and remanded sub.nom. Jochims v.
NLRB, 480 F.3d 1161 (D.C. Cir. 2007). (finding Sec.
2(11) supervisory authority where the individual in ques-
tion had discretionary ability to write up employee in-
fractions and place such writeups in the employee’s dis-
ciplinary file, and the writeups constituted the first step
in the employer’s disciplinary process). Event staff em-
ployees could reasonably fear that responding negatively
to the supervisors’ prounion conduct, including the so-
licitations, would make them more vulnerable to a disci-
plinary write-up. See Harborside, supra at 911 (when a
supervisor asks an employee to sign an authorization
card, the employee may reasonably be concerned that a
“right” response will be viewed with favor and a
“wrong” response will be viewed with disfavor).
Our dissenting colleague seeks to minimize the author-
ity of the supervisors. However, the authority to disci-
pline is a powerful one. While the supervisors’ superi-
14 In its decision remanding Harborside to the Board the Sixth Cir-
cuit emphasized this point. It referred to its decision in Grancare Inc.
v. NLRB, 137 F.3d 372 (1998), and its observation that “while charge
nurses may be low level, they are the ‘ranking authority’ present for
much of the time.” Harborside Healthcare v. NLRB, 230 F.3d 206,
211.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
122
ors can review the supervisor’s action, the ability to initi-
ate the disciplinary process and ultimately impact an em-
ployee’s job status remains a significant one. Here, the
supervisors clearly possessed, at a minimum, supervisory
authority to effectively recommend discipline. An em-
ployee would reasonably be reluctant to act contrary to
the wishes of a supervisor who wielded that authority.
We next consider the nature, extent, and context of the
supervisors’ prounion conduct, which necessarily in-
cludes consideration of the manner in which the supervi-
sors engaged in partisan activity.
Beginning with the solicitations themselves, it is un-
disputed that supervisors solicited union authorization
cards from their direct subordinates, conduct deemed
inherently coercive absent mitigating circumstances.
Chinese Daily News, supra, slip op. at 2. While the evi-
dence does not establish that the supervisors actually
collected the signed authorization cards from the em-
ployees, as was the case in Chinese Daily News, the ini-
tial campaign flyer provided that signed cards could be
handed to one of the flyer’s signatories, four of whom
were supervisors. Furthermore, it is not unreasonable to
infer, given the extent and intensity of the supervisors’
prounion conduct, which is discussed below, that Brown
would have had access to the cards and would have
known which employees signed authorization cards and
which did not. At a minimum, employees had reason to
believe that whether they signed a card would become
known to their supervisor.
That the card solicitations, which began in March,
ceased at the time the petition was filed on April 5, does
not lessen the effect of the solicitations. As the Board
majority noted in SNE Enterprises, because the solicita-
tion primarily occurs before a petition is filed, it is typi-
cal for solicitations to end a month or more prior to an
election. SNE Enterprises, supra, slip op. at 3, citing
Harborside, 343 NLRB at 912 (supervisory solicitation
of authorization cards is inherently coercive, even if it
occurs outside the critical period). Notwithstanding our
dissenting colleague’s contentions, Board law is clear
that the passage of a mere 2 months between supervisory
card solicitations and an election does not render coerced
employees suddenly noncoerced. SNE Enterprises, su-
pra, slip op. at 3 (the lapse of 3 months between the card
solicitations and the election did not mitigate the inherent
coercion).
Moreover, the supervisory card solicitations were fol-
lowed by the supervisors’ continued campaigning for the
Petitioner right up until the May 31 election, thereby
ensuring that event staff employees were aware of the
continued partisan interest of their supervisors through-
out the course of the organizing campaign.
Finally, appeals that acknowledge and respect employ-
ees’ Section 7 rights are far less likely to have a tendency
to coerce or interfere with employee free choice than
insistent conduct engaged in with displays of hostility
toward a contrary message. The latter fairly describes the
supervisory conduct in the instant case.
When in Harborside, supra at 914, the Board said that
“an employer’s antiunion campaign may mitigate the
coercive effect of impermissible prounion supervisory
authority,” the Board was referring to situations where
“higher management . . . takes timely and effective steps
to disavow [the conduct]” such as to alleviate its coercive
impact. Here—as in SNE Enterprises—no such action
took place.
Brooks’ statements at the pre-event meetings on the
reasons why the Employer did not think a union was nec-
essary were unlikely to “lessen . . . the continuing pres-
sure an employee would reasonably feel to vote consis-
tent with their earlier stated intention.” SNE Enterprises,
supra, slip op. at 3–4. Indeed, the supervisors made it
clear in the “Just Ask Us” flyer that they disagreed with
management and intended to present their prounion
views to employees. In any event, it is unclear how
many event staff members attended the pre-event meet-
ings in question; whatever mitigating effect Brooks’
statements may have had is reduced by the distinct pos-
sibility that some employees may not have been present
for any of the meetings where Brooks discussed the or-
ganizing campaign. Testimony indicating that the Em-
ployer hung on a wall of the Civic Center a poster articu-
lating the Employer’s views on the limitations of unioni-
zation is similarly insufficient in establishing the requi-
site mitigation, as the content of the poster is unclear and
the record does not demonstrate how many employees
may have seen the poster.
Our dissenting colleague says that employees “likely
knew” that the Employer objected to the prounion con-
duct of some supervisors. We disagree. The employees
knew that the Employer disagreed with the prounion
views expressed by these supervisors. This is a far cry
from disavowing the supervisors’ prounion conduct, in-
cluding the card solicitations, so as to assure employees
that they would be protected by the Employer if they
exercised their Section 7 right to resist or act inconsis-
tently with the supervisors’ prounion appeals.
Having determined that the supervisors’ prounion con-
duct was coercive under the first prong of the Harborside
test, we now examine the second prong of the analysis
and find that the prounion supervisory activities involved
here materially impacted the election’s outcome. The
parties agree that the conduct at issue had the potential to
affect a critical number of employees, given that the Peti-
MADISON SQUARE GARDEN CT., LLC
123
tioner prevailed by only 5 votes, 27 to 22. There is no
dispute that at least five employees were solicited by
supervisors to sign authorization cards. Although the
card solicitation occurred 8 weeks prior to the election,
as noted above, supervisory prounion conduct continued
to take place right up to the election date in the form of
the “Just Ask Us” flyer,” supervisor participation at the
Petitioner’s meeting, conversations with employees, and
Victor tearing down the Employer’s antiunion poster.
The lingering effect of the solicitations therefore contin-
ued up to the election date. Because the supervisory card
solicitations alone were inherently coercive, contrary to
our dissenting colleague’s assertions there need not be
evidence of threats or promises in order to establish that
the effect of the conduct tended to linger.
Conclusion
We find that the supervisors’ solicitation of union au-
thorization cards constituted objectionable coercive con-
duct and materially affected the outcome of the election.
Accordingly, we reverse the Regional Director’s decision
to overrule the Employer’s objections, and we direct a
second election.
[Direction of Second Election omitted from publica-
tion.]
MEMBER LIEBMAN, dissenting.
In this case, the majority again shows that it will apply
its new rule on supervisory solicitation of union authori-
zation cards as a per se rule. I dissent here essentially for
the same reasons that I dissented in a similar, recent case
involving supervisors’ solicitation of union-authorization
cards, unaccompanied by threats or promises of any kind.
SNE Enterprises, 348 NLRB 1041, 1045 (2006) (dis-
sent). First, Harborside Healthcare, 343 NLRB 906
(2004), which held that such card solicitations were in-
herently coercive absent mitigating circumstances, was
wrongly decided. Second, Harborside should not be
applied retroactively to conduct that which was lawful at
the time it occurred. Finally, even applying the Harbor-
side standard, the card solicitations involved in this case
are not objectionable, because mitigating circumstances
tempered any possible impact of the solicitations. I limit
my observations here to the issue of mitigating circum-
stances.
I.
At issue is the union authorization card solicitation by
the Employer’s supervisors, whom the Regional Director
found to meet the Act’s supervisory definition based
solely on their authority to discipline event staff employ-
ees. No supervisor ever explicitly or implicitly threat-
ened or made promises to employees in relation to the
card solicitations or other prounion conduct, and supervi-
sors neither collected the cards nor specifically requested
the return of signed cards. Supervisory card solicitations
ceased on April 5, 2000, about 2 months before the elec-
tion.
The Employer openly opposed the Petitioner’s orga-
nizing campaign. General Manager Martin Brooks con-
ducted meetings with event staff employees on “a num-
ber” of occasions in the weeks leading up to the election.
He repeatedly expressed the Employer’s opposition to
event staff employee unionization, advised employees
that he did not feel there was a need for a union, stated
that there were advantages to not having a union, and
affirmed that employees were free to speak with him if
they had any problems.
Employees also likely knew that the Employer ob-
jected to the prounion conduct of certain supervisors.
Following a meeting between Brooks and the supervisors
where Brooks mandated that the supervisors either op-
pose the Petitioner’s campaign or remain neutral, several
supervisors signed a flyer addressed to employees and
entitled “Just Ask Us.” In this flyer, the supervisors
stated that they “[took] offense at the recent assertions by
Mr. Brooks about [their] thoughts on the subject of un-
ionization.” The same individuals who signed the “Just
Ask Us” flyer had previously signed a prounion flyer to
which an authorization card was attached.
II.
Even assuming—consistent with Harborside’s over-
ruling of well-established precedent—that supervisory
card solicitation is inherently coercive even where the
Employer openly opposes unionization, the evidence of
mitigating factors nevertheless merits upholding the elec-
tion in this case.
The first mitigating factor here is the limited authority
that the supervisors exert over event staff employees.
While supervisors can issue “Event Employee Counsel-
ing/Discipline” notices, either Manager of Security and
Guest Relations Diane Uccello or Front House Supervi-
sor Juan Ortiz reviews any such notice and can investi-
gate the relevant incident. Moreover, there is only scant
evidence about the impact of these notices on an em-
ployee’s job status. Uccello testified vaguely that the
issuance of an unspecified number of notices within a 6-
month period affects event staff employees’ jobs, but
provided no further information about this alleged pro-
gressive discipline system.
A second mitigating factor is the time lapse of about 8
weeks between the card solicitations and the election.
This approximately 2-month timespan afforded an ample
cooling-off period. The supervisory prounion conduct
that occurred once the solicitations had ceased consisted
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
124
mostly of conversations and meetings with employees
and was notably noncoercive.
A third mitigating factor is the general lack of harass-
ing incidents, as compared with the facts of Harborside.
The Harborside Board characterized the supervisory
conduct there as “badgering” and “harassing,” pointing
out that such behavior ultimately became the basis of an
employee grievance. 343 NLRB at 913. The record here
reveals no “badgering” or “harassing” conduct on the
part of the supervisors. Indeed, the fact that the supervi-
sors did not even collect signed cards or request their
return underscores the mild character of the solicitations.
Fourth, the Employer’s professed antiunion stance also
serves as a mitigating factor.
On several occasions,
Brooks explicitly informed employees that the Employer
opposed the organizing campaign and that employees
should approach him if they had any problems. Given
that the pre-event meetings took place on a number of
different dates, and included the event staff employees
who were scheduled to work the given day’s event, it is
probable that a large percentage of employees attended at
least one of these meetings. The majority asserts that
Brooks’ assertions at the pre-event meetings were
“unlikely” to lessen pressure on employees to support the
union, but offers no rationale to explain why the state-
ments of an upper-level management representative
would have no meaningful effect on employee senti-
ments. Employees were also made aware that the Em-
ployer objected to prounion supervisory conduct, by way
of the “Just Ask Us” flyer, described earlier. That inci-
dent surely demonstrates that the Employer and the
prounion supervisors were at odds over the issue of un-
ionization.
Finally, there is no sound basis for the majority’s insis-
tence that the card solicitations had a lingering effect on
employees. The initial solicitations were not accompa-
nied by threats or promises, and prounion supervisors
engaged in no subsequent objectionable conduct,
whether predicated on the card signing or not.
III.
As this case illustrates, the Harborside decision—
particularly in its rigid application by the majority—
continues to have harmful effects, resulting in the setting
aside of elections where there is little evidence that em-
ployees’ freedom of choice was genuinely impaired.
Accordingly, I dissent.