350 NLRB 857
SKC Electric, Inc.
SKC ELECTRIC, INC.
350 NLRB No. 70
857
SKC Electric, Inc. and International Brotherhood of
Electrical Workers, Local Union No. 124 and In-
ternational Brotherhood of Electrical Workers,
Local Union No. 257. Cases 17–CA–19438, 17–
CA–19613, 17–CA–19935, 17–CA–19544, and
17–CA–19934
August 17, 2007
DECISION AND ORDER
BY MEMBERS SCHAUMBER, KIRSANOW, AND WALSH
On November 16, 1999, Administrative Law Judge
Albert A. Metz issued the attached decision. The Re-
spondent filed exceptions, a supporting brief, and a reply
brief, and the General Counsel and Charging Party filed
answering briefs.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs1 and has decided to
affirm the judge’s rulings, findings, and conclusions only
to the extent consistent with this Decision and Order.
The unfair labor practice issues in this case arise from
separate campaigns by IBEW Local 124 and IBEW Lo-
cal 257 to organize, respectively, Respondent’s employ-
ees working out of facilities in Lenexa, Kansas, and Co-
lumbia, Missouri. For the reasons stated by the judge,
we adopt his findings that the Respondent violated Sec-
tion 8(a)(1) of the Act by threatening employees with
stricter supervision and working conditions, by discrimi-
natorily restricting employees from discussing the Union,
by telling employees it will try to keep them segregated
so as to prevent union organizational efforts, by coer-
cively interrogating employee Kevin O’Brian,2 by telling
employees that the Respondent will avoid hiring union
sympathizers, by discriminatorily refusing to permit
striking employees to attend company meetings, and by
telling employees they were transferred because they
engaged in protected activities.3
We also adopt the
judge’s findings that the Respondent violated Section
1 The Respondent has requested oral argument. The request is de-
nied as the record, exceptions, and briefs adequately present the issues
and the positions of the parties.
2 We agree with the judge that this allegation is not barred by Sec.
10(b) of the Act, but we do so for the reasons set forth below.
3 Member Schaumber adopts, for institutional reasons, the judge’s
finding that the Respondent violated Sec. 8(a)(1) by telling Eric Yat-
sook that he was transferred because he was organizing in the parking
lot. Although he would find that the statement under scrutiny was part
of the res gestae of the unlawful transfer of Yatsook and is subsumed
by that violation, Member Schaumber recognizes that current Board
precedent requires the finding of a violation. See TKC, a Joint Venture,
340 NLRB 923 fn. 2 (2003), enfd. 123 Fed.Appx. 554 (4th Cir. 2005),
citing Benesight, Inc., 337 NLRB 282, 283–284 (2001).
8(a)(3) and (1) by discharging Robert Terhune,4 by deny-
ing training to Kevin O’Brian, by transferring Eric Yat-
sook, and by imposing more onerous working conditions
on Rick Brockman.
However, for the reasons set forth below, we reverse
the judge’s findings that the Respondent violated Section
8(a)(3) and (1) by refusing to hire Jim Beem, Roger
Lake, Matt Mapes, Chris Heegn, and Gary Fisher be-
cause of their union membership or sympathies.5
We
also reverse the judge’s finding that Section 10(b) of the
Act does not bar the complaint allegations that the Re-
spondent violated Section 8(a)(1) by threatening employ-
ees with job loss and by telling employees that the Re-
spondent would never sign a contract. Accordingly, as
discussed below, we dismiss those complaint allegations.
Finally, we agree with the judge that the Respondent
violated Section 8(a)(5) and (1) by withdrawing recogni-
tion from the Union as the collective-bargaining repre-
sentative of the Respondent’s Columbia, Missouri em-
ployees. Our reasons for so finding are set forth below.
I. THE SECTION 10(B) ISSUE
A. Background
In April 1997, International Brotherhood of Electrical
Workers, Local Union No. 257 (Local 257) began an
organizing effort at the Respondent’s Columbia, Mis-
souri facility. On September 26, 1997, Local 257 won a
Board election, and, on October 6, 1997, was certified as
the representative of the Respondent’s Columbia electri-
cians, helpers, and apprentices.
On February 5, 1998, Local 257 filed the original un-
fair labor practice charge in Case 17–CA–19544. This
charge alleged the following violations of Section 8(a)(1)
and (3): (1) within the past 6 months, the Respondent
refused to hire or consider for hire Gary Fischer, Greg
Schrock, and Peter Rector because of their union or pro-
tected concerted activities; (2) within the past 6 months,
the Respondent denied employees training because of
their union or protected concerted activities; and (3)
about November 3, 1997, the Respondent laid off Peter
Rector and Kevin O’Brian (and refused to recall Rector)
because of their union or protected concerted activities.
4 In adopting the judge’s finding that the Respondent violated Sec.
8(a)(1) by discharging Terhune, Member Schaumber finds it unneces-
sary to pass on whether the discharge also violated Sec. 8(a)(3).
5 We note that the judge’s decision preceded issuance of FES, 331
NLRB 9 (2000), enfd. 301 F.3d 83 (3d Cir. 2002), in which the Board
modified its analysis of allegations of unlawfully motivated discrimina-
tory refusals to hire. Our analysis of the refusal to hire allegations in
this case is unaffected by the FES modification. As explained below,
we find that the General Counsel has failed to prove that there were any
discriminatory actions taken against the five union applicants.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
858
On April 22, 1998, Local 257 filed an amended charge
in Case 17–CA–19544, and for the first time alleged that
certain conduct in September 1997 violated Section
8(a)(1). Of course, this amended charge was filed more
than 6 months after the alleged September 1997 unfair
labor practices occurred. Specifically, the amended
charge repeated the original charge allegations concern-
ing the denial of training and the refusal to hire Fisher
and Schrock (Rector was omitted). The amended charge
also deleted the allegations concerning the layoffs of
Rector and O’Brian and the refusal to recall Rector, and
added the following Section 8(a)(1) unfair labor practice
allegations: (1) on September 12, 1997, the Respondent
threatened employees with job loss if they engaged in a
strike or other protected concerted activities; (2) about
September 24, 1997, the Respondent informed employ-
ees that it would be futile to select the Union as their
collective-bargaining representative; and (3) in late Sep-
tember, the Respondent interrogated employees about
their union activities and sympathies. These three
8(a)(1) allegations were incorporated into the consoli-
dated complaint that the Regional Director issued on
April 23, 1998.6
The Respondent argued to the judge that the three
8(a)(1) allegations of the complaint were barred by Sec-
tion 10(b) because they were not asserted until the filing
of the amended charge on April 22, 1998, more than 6
months after the alleged 8(a)(1) conduct occurred. The
judge rejected this argument. Applying the “closely re-
lated” test set forth in Redd-I, 290 NLRB 1115 (1988),7
he concluded that the three disputed 8(a)(1) allegations
of the complaint were “closely related” to the allegations
of the timely-filed original charge. In this connection,
the judge emphasized that both sets of allegations in-
volved the same legal theory in that they alleged conduct
designed to defeat the Union’s organizational campaign.
He also found that the allegations arose from “the same
factual sequence of events wherein it is alleged the Re-
spondent sought to suppress union support at its opera-
tions.” The judge further found that the Respondent as-
serted the same defenses to the allegations, i.e., that it
6 The complaint also included the charge allegations concerning the
refusal to hire Fischer and Schrock, and the denial of training. (The
complaint identified the employee denied training as Kevin O’Brian.)
However, the complaint did not include the original charge allegations
concerning the refusal to hire Rector, the layoffs of Rector and
O’Brian, or the refusal to recall Rector.
7 There are three parts to the “closely related” test. First, the Board
examines whether the untimely allegations involve the same legal the-
ory as the timely allegations. Second, the Board considers whether the
timely and untimely allegations arise from the same factual circum-
stances or sequence of events. Finally, the Board may consider
whether the respondent would raise the same or similar defenses to
both allegations. Redd-I, supra, 290 NLRB at 1118.
bears no animus towards the Union and that it did not
engage in conduct designed to unlawfully discourage its
employees from supporting the Union. Therefore, the
judge found that the litigation of the three 8(a)(1) com-
plaint allegations was proper. On the merits, he con-
cluded that the Respondent violated the Act as alleged.
The Respondent excepts to the judge’s “closely re-
lated” finding and argues that Section 10(b) bars litiga-
tion of the three 8(a)(1) complaint allegations.
B. Analysis
In Carney Hospital, 350 NLRB 627 (2007), the Board
recently overruled Ross Stores, Inc., 329 NLRB 573
(1999), enf. denied 235 F.3d 669 (D.C. Cir. 2001), to the
extent that it held that “the requisite factual relationship
under the ‘closely related’ test may be based on acts that
arise out of the same antiunion campaign.” 329 NLRB at
574. As stated in Carney, the Board “will not find that
the second prong [of Redd-I] is satisfied merely because
timely and untimely allegations pertain to events that
occurred during or in response to the same union cam-
paign. But where the two sets of allegations demonstrate
similar conduct, usually during the same time period
with a similar object, or there is a causal nexus between
the allegations and they are part of a chain or progression
of events, or they are part of an overall plan to undermine
union activity, we will find that the second prong of the
Redd-I test has been satisfied.” Carney, supra, 350
NLRB 627, 630 (footnote and internal quotations de-
leted).
Applying Carney to the facts of the instant case, we
conclude, for the following reasons, that the untimely
allegation concerning the interrogation of O’Brian is
closely related to the timely filed allegations, but that the
untimely job loss threat and futility statement allegations
are not.
We find that the untimely O’Brian interrogation alle-
gation is factually related to the timely charge allegation
that O’Brian was denied training because of his union
activities. The record shows that O’Brian was an open
union supporter and served as the Union’s observer at the
September 26, 1997 election. Shortly after the election,
O’Brian was the only employee to volunteer for certain
training that the Respondent was planning known as the
“TEGG training,” and the Respondent told him that it
would “get the wheels rolling” regarding the training.
According to the credited testimony, however, about a
week later, Estimator/Project Manager Doug Iles had a
conversation with O’Brian about the TEGG training.8
8 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
SKC ELECTRIC, INC.
859
Iles told O’Brian that the Respondent did not want any-
one to receive the TEGG training who was going to be
leaving in September or going on strike.9
Iles asked
O’Brian what he would do if the Union called him out on
strike. O’Brian told Iles that he would honor the strike.
Iles replied, “Bill [Love, the Respondent’s owner] would
want to know that.” Thereafter, the Respondent selected
another employee, who had not volunteered, for the
TEGG training. The judge found, and we agree, that
O’Brian was unlawfully denied selection for the TEGG
training because of his union sympathies.
These facts establish a close factual link between the
denial-of-TEGG-training allegation of the charge and the
interrogation allegation of the complaint. Both sets of
allegations targeted the same employee and occurred
very close in time. The Respondent questioned O’Brian
to determine if he would participate in a strike because
the Respondent did not want to offer the TEGG training
to anyone who might do so. There is therefore a “causal
nexus” between the allegations, in that the interrogation
provided the information that directly led to the denial of
training. Thus, the allegations are part of a “chain or
progression of events.” In Carney, the Board stated that
such a factual relationship would be sufficient to satisfy
the second prong of the Redd-I test. Carney, supra, 350
NLRB 627, 630. We therefore find that the two allega-
tions arose from “the same factual situation or sequence
of events” within the meaning of Redd-I. 290 NLRB at
1118.10
Unlike the interrogation allegation, however, we find
that the job loss threat and the statement of futility al-
leged in the untimely amended charge and the complaint
lack a close factual relationship to the discriminatory
conduct alleged in the timely charge. The two sets of
allegations do not involve similar conduct during the
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
9 The judge found, and we agree, that Iles was an agent of the Re-
spondent.
10 We further find that the first prong of Redd-I (common legal the-
ory) has been satisfied concerning the O’Brian interrogation. Although
they involve different sections of the Act, both the timely denial of
training allegation and the untimely interrogation allegation turn on the
theory of interference with O’Brian’s protected right to strike. See
Peerless Pump Co., 345 NLRB 371, at 377–378, fn. 22 (2005).
In addition, although we stated in Carney (fn. 8) that prong three
(common defenses) is not a mandatory aspect of the Redd-I test, we
observe that the O’Brian complaint and charge allegations share com-
mon defenses that O’Brian was not a credible witness, that the alleged
interrogation never occurred or cannot be attributed to the Respondent,
and that there was no causal relationship between the denial of training
and O’Brian’s union sympathies. Thus, we find that prong three of
Redd-I has been satisfied.
same time period with a similar object, nor is there a
causal nexus between the allegations. There is no show-
ing that the alleged September 12, 1997 threat of job loss
or the alleged September 24, 1997 statement to employ-
ees that it would be futile to select the Union as their
collective-bargaining representative were part of a chain
or progression of events related to the refusals to hire,
denial of training, layoffs or refusal to recall asserted in
the timely filed charge. The alleged job loss threat was
not directed specifically at any of the employees men-
tioned in that charge, but rather appeared in a letter sent
to all unit employees concerning what could happen in
the event of a strike. There is no showing that the al-
leged job loss threat led to any of the discriminatory con-
duct alleged in the timely filed charge. Similarly, al-
though the alleged futility statement was made to Rector,
who was named as a discriminatee in the timely filed
charge, there is no showing that the futility statement led
up to or caused any of the alleged discriminatory acts
against him. Nor has it been shown that these discrete
unfair labor practice allegations were part of an overall
organized employer plan to undermine the Union. The
8(a)(1) allegations in the amended charge and complaint
and the 8(a)(3) allegations in the initial charge have not
been shown to be any more than separate actions carried
out independently by several different Respondent offi-
cials. Although the events occurred during the same or-
ganizational campaign and the same general time period,
“a chronological relationship without more is insufficient
to support a finding of factual relatedness.” Carney, su-
pra, 350 NLRB 627, 631.
Having determined that the second prong of the Redd-I
test has not been established with respect to these two
allegations, the final inquiry is whether the untimely
8(a)(1) allegations can nonetheless survive a 10(b) time-
bar defense even if, as found by the judge, the first
prong, i.e., the common legal theory prong, of Redd-I has
been met. As in Carney, we find that they cannot. Thus,
even assuming that the allegations are related by legal
theory, we cannot find them closely related in the ab-
sence of sufficient factual relatedness.11
In sum, we find that the statement of futility and the
threat of job loss allegations are not closely related to the
timely filed charge under Redd-I. Therefore, we find that
these two 8(a)(1) complaint allegations are time-barred
11 In the absence of a factual nexus between the timely and untimely
allegations, we also cannot find here that the Respondent would have
raised similar defenses to the allegations. The defense to the timely
filed charge allegations would primarily be that there was a lawful
motive for the employment decisions, while the defense to the untimely
complaint allegations would be either that the conduct did not occur
(alleged statement of futility) or that the conduct did not reasonably
tend to interfere with Section 7 rights (alleged threat of job loss).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
860
by Section 10(b), and they shall be dismissed. However,
with respect to the third untimely complaint allegation
(the interrogation of O’Brian), we find that the Redd-I
factors have been satisfied. On this basis, we conclude
that this complaint allegation is not barred by Section
10(b).
II. REMAINING ISSUES RAISED BY THE RESPONDENT’S
EXCEPTIONS
A. The Failure to Hire Four Union Applicants
The judge found that the Respondent violated Section
8(a)(3) and (1) by failing to hire union applicants Jim
Beem, Roger Lake, Matt Mapes, and Chris Heegn. Spe-
cifically, the judge found that the Respondent applied
stricter hiring criteria to the union applicants than it did
to the other employees it hired for the jobs in question.
The Respondent excepts to this finding on the ground
that the four union applicants did not meet the Respon-
dent’s legitimate hiring criteria, and that it did not “hire”
the temporary workers it obtained through an employ-
ment service to fill the positions at issue. We find merit
in the Respondent’s exceptions.
In 1994, International Brotherhood of Electrical Work-
ers, Local Union No. 124 (Local 124) initiated an orga-
nizing effort at the Respondent’s Lenexa, Kansas, facil-
ity. During the course of this campaign, Local 124 filed
several unfair labor practice charges. On July 17, 1997,
Local 124 and the Respondent entered into a non-Board
settlement, which required, inter alia, that the Respon-
dent use Local 124 as its primary source of journeymen
electricians at its Lenexa facility for a period of 2 years.
Employees referred by Local 124 had to meet certain
qualifications outlined in the settlement agreement, in-
cluding passing the Respondent’s “Sheig” preemploy-
ment test.
On July 30, 1997, pursuant to the settlement agree-
ment, the Respondent notified Local 124 that it needed
15 journeymen electricians for approximately 3 weeks.
Local 124 representative Jim Beem informed the Re-
spondent that it would be difficult to find applicants who
would be willing to work for only 3 weeks. Nonetheless,
on August 1 and 4, 1997, four union members applied for
work at the Respondent’s office. Pursuant to the settle-
ment agreement, the Respondent gave the applicants its
“Sheig” test, which they failed. The Respondent then
contracted with a third-party employment agency to pro-
vide workers to fill the temporary positions. The Re-
spondent did not require the contract workers to take the
Sheig test or otherwise satisfy the hiring criteria set forth
in the settlement agreement.
The judge found that the Respondent discriminatorily
applied the terms of the settlement agreement to the un-
ion applicants. We disagree. Although the settlement
agreement applied by its terms to all applicants for hire,
we agree with the Respondent that the temporary con-
tract workers were not “hired” by the Respondent, and
thus the hiring criteria contained in the settlement agree-
ment were inapplicable to those workers.12 The record
shows that the Respondent has obtained the services of
contract workers in the past for emergency, short-term
situations, or has “borrowed” idle employees from other
electrical contractors on an as-needed basis. These tem-
porary workers were not offered permanent employment
and were paid benefits and wages directly from the third-
party employer. Because the Respondent did not hire
these workers, they were not required to pass the Sheig
test or otherwise meet the Respondent’s hiring criteria.13
Consequently, the Respondent’s use of such workers
provides no basis for finding that the union applicants
were treated in a disparate manner with respect to the
Respondent’s legitimate hiring criteria. Accordingly, we
reverse the judge’s finding that the Respondent discrimi-
natorily refused to hire the four union applicants who
failed the Respondent’s preemployment test, and we
shall dismiss this complaint allegation.
B. The Failure to Hire Gary Fisher
The judge found that the Respondent violated Section
8(a)(3) and (1) by failing to hire union applicant Gary
Fisher. Specifically, the judge found that the Respondent
discriminatorily applied its hiring criteria to Fisher when
it refused to hire him because he did not have the requi-
site electrical experience to be considered for a position.
The judge found disparate treatment based on the Re-
spondent’s decision to hire another applicant, Peter Rec-
tor, even though Rector did not pass his preemployment
drug test. Unlike Fisher, who revealed his union affilia-
tion to the Respondent, Rector concealed his union
membership. The Respondent excepts to the judge’s
findings on the ground that Fisher and Rector’s situations
are not comparable. We find merit in the Respondent’s
exceptions.
The Respondent’s hiring policy requires all electrician
applicants to meet the following conditions: (1) submit
an application in person; (2) be “current in trade,” mean-
ing that they have worked at least 12 out of the last 24
months as an electrician; (3) not have had in excess of
12 The General Counsel has not alleged that the subcontracting ar-
rangement itself was unlawful. Nor do we find evidence in the record
to suggest that the Respondent used the subcontracting arrangement as
a subterfuge to conceal an intent not to hire union applicants. To the
contrary, the Respondent has shown that it would have hired the union
applicants if they had passed the Sheig preemployment test.
13 There is no showing of a failure to apply the “Sheig” requirement
to applicants for employment by the Respondent.
SKC ELECTRIC, INC.
861
two employers in the past 3 years; (4) be eligible for re-
hire with their last employer; (5) score 49 or higher on
the Sheig test; (6) successfully complete an interview;
and (7) pass a drug and alcohol test.
The record shows that Fisher was not hired because he
did not meet condition (3) above, i.e., he had more than
two employers in the last 3 years. The record also shows
that the Respondent has refused to hire a number of ap-
plicants who failed to satisfy this condition.
The essential facts with regard to Rector’s application
are not in dispute. On June 1, 1997, Rector applied for
work with the Respondent. Rector met every condition
for hire except that he failed the drug test. The Respon-
dent’s policy requires applicants who fail the drug test to
wait 6 months before retaking it. Nonetheless, the Re-
spondent’s owner, Bill Love, waived the 6-month re-
quirement for Rector if he would agree to pay for the
second drug test and sign a waiver consenting to random
drug tests during his first 3 months of employment. Rec-
tor took and passed the second drug test and began work-
ing for the Respondent in August 1997.
We disagree with the judge’s finding that the Respon-
dent’s treatment of Fisher and Rector shows a disparate
application of hiring policies between union and nonun-
ion applicants. Rector satisfied every other preemploy-
ment condition, including the experience-related condi-
tion that he not have had more than two employers in the
last 3 years. Fisher, who had more than two employers
in the last 3 years, could never have satisfied this experi-
ence-related condition. As to the drug test, however, the
Respondent’s policy permitted Rector to retake this test 6
months after his first test and, if he passed, he would be
eligible for employment. In Rector’s case, Love waived
the 6-month waiting period in exchange for Rector’s
agreement to meet certain additional conditions during
his first 3 months of employment—pay for the second
test and be subjected to random testing. Nothing in the
Respondent’s hiring policy prevents the Respondent
from making such an agreement with an applicant that
places additional constraints on his employment.
In sum, Fisher and Rector failed to meet different hir-
ing criteria, and the Respondent had legitimate reasons,
unrelated to union activity, for treating their situations
differently. “An essential ingredient of a disparate treat-
ment finding is that other employees in similar circum-
stances were treated more leniently than the alleged dis-
criminatee was treated.” Thorgen Tool & Molding, 312
NLRB 628 fn. 4 (1993) (emphasis added). Here, as ex-
plained above, the circumstances of the two employees
were not “similar.” Accordingly, we reverse the judge’s
finding that Fisher was treated disparately, and we shall
dismiss the complaint allegation that the Respondent
unlawfully failed to hire him.
C. The Withdrawal of Recognition From Local 257
The judge found that the Respondent violated Section
8(a)(5) and (1) by withdrawing recognition from Local
257 on the basis of a decertification petition that was
tainted because it was circulated by the Respondent’s
supervisor and agent, Paul Stovall.14
For the reasons
stated below, we adopt the judge’s unfair labor practice
finding, but not his entire rationale.
As stated above, on September 26, 1997, Local 257
won a Board-conducted election at the Respondent’s
Columbia facility and, on October 6, 1997, was certified
as the collective-bargaining representative of the Colum-
bia electricians. Paul Stovall voted in the election and,
for purposes of our analysis, we shall assume that, at all
relevant times, he remained a member of the bargaining
unit.
From May to early September 1998, Stovall was the
project manager on the Respondent’s Westminster pro-
ject. When that project ended, Stovall was assigned to
oversee the Respondent’s various projects in the Colum-
bia area, which required that he drive a company truck
from project to project.
On about September 1, 1998, Stovall and Columbia
Branch Manager Jim Miller discussed ways to decertify
the Union. Miller told Stovall to “get a piece of paper,
get a title on it and get signatures.” Stovall drafted such
a document and, on September 1 and 2, 1998, while vis-
iting the various jobsites during working hours, obtained
the signatures of approximately 75 to 80 percent of the
Columbia employees.
Stovall immediately attempted to file the petition with
the Board’s office in Kansas City, but was told that the
petition was untimely. Stovall reported this information
to Miller, who told him that he would be sent back to
Kansas City at the appropriate time to file the petition.
On October 7, 1998, Stovall drove his company truck
during working hours to Kansas City and filed the decer-
14 After the judge issued his decision, the Board issued Levitz, 333
NLRB 717 (2001), in which it overruled Celanese Corp., 95 NLRB 664
(1951), and its progeny insofar as they permitted an employer to with-
draw recognition from an incumbent union on the basis of a good-faith
doubt of the union’s continued majority status. The Levitz Board held
that “an employer may unilaterally withdraw recognition from an in-
cumbent union only where the union has actually lost the support of the
majority of the bargaining unit employees.” 333 NLRB at 717. Levitz,
however, has no bearing on our decision today. Levitz did not change
the settled principle applied by the judge that an employer may not
withdraw recognition “based on a decertification petition which it cir-
culated or was responsible for circulating.” Tyson Foods, 311 NLRB
552, 556 (1993). In addition, the Board held in Levitz that its analysis
and conclusions in that case would only be applied prospectively. 333
NLRB at 729.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
862
tification petition. On October 19, 1998, based on the
filing of this petition, the Respondent withdrew recogni-
tion from Local 257 as the bargaining representative of
its employees.
The judge found that Stovall was both a 2(11) supervi-
sor and a 2(13) agent at the time he circulated and filed
the representation petition. In its exceptions, the Re-
spondent argues that Stovall was not a supervisor or an
agent. In addition, the Respondent contends that even if
Stovall was a supervisor, he was included in the bargain-
ing unit and, therefore, his conduct cannot be attributed
to the Respondent.
We agree with the judge that Stovall was an agent of
the Respondent. We find it unnecessary to resolve
whether Stovall was a statutory supervisor. In any event,
his decertification efforts are attributable to the Respon-
dent.
The Board has held that the conduct of statutory su-
pervisors who are also bargaining unit members will not
be imputed to the employer “in the absence of evidence
that the employer encouraged, authorized, or ratified”
such conduct or that the employer “acted in such [a]
manner as to lead employees reasonably to believe that
the supervisor was acting for and on behalf of manage-
ment.” Montgomery Ward & Co., 115 NLRB 645, 647
(1956), enfd. 242 F.2d 497 (2d Cir. 1957), cert. denied
355 U.S. 829 (1957).
Assuming that Stovall was a statutory supervisor who
was also a member of the bargaining unit, we conclude,
applying the Montgomery Ward test, that Stovall’s con-
duct can be attributed to the Respondent. In response to
Stovall’s question about how to decertify the Union,
Branch Manager Jim Miller instructed him to “get a
piece of paper, get a title on it and get signatures,” which
Stovall did. Stovall circulated the decertification petition
during working hours, while driving a company truck
from jobsite to jobsite, all with the authorization of
Miller. When Stovall advised Miller in September 1998
that the Kansas City Regional Office rejected the petition
as untimely, Miller directed Stovall to return to Kansas
City at a later time. Stovall again followed these instruc-
tions and drove a company truck during working hours to
successfully file the petition the following month. Under
these circumstances, we find that the Respondent en-
couraged, authorized, and ratified Stovall’s decertifica-
tion activities. Thus, assuming that Stovall was a bar-
gaining unit member and a statutory supervisor, we find
that, under the Montgomery Ward test, his antiunion
conduct is attributable to the Respondent.
Even if Stovall was not a statutory supervisor, his con-
duct would nonetheless be attributable to the Respondent
if he was acting as the agent of the Respondent. In de-
termining whether an individual is an agent of the em-
ployer, the Board applies the common law principles of
agency as set forth in the Restatement 2d of Agency. See
Dentech Corp., 294 NLRB 924 (1989); Service Employ-
ees Local 87 (West Bay Maintenance), 291 NLRB 82
(1988). Agency status may be established, inter alia,
under the doctrine of apparent authority, when the prin-
cipal’s manifestations to a third party supply a reasonable
basis for the third party to believe that the principal has
authorized the alleged agent to do the acts in question.
West Bay Maintenance, 291 NLRB at 82–83. “[E]ither
the principal must intend to cause the third person to be-
lieve that the agent is authorized to act for him, or the
principal should realize that this conduct [the manifesta-
tion] is likely to create such belief.” Id. at 83; Allegany
Aggregates, Inc., 311 NLRB 1165 (1993).
Here, as discussed above, Stovall collected the signa-
tures during working hours at a time when he was en-
gaged in overseeing the Respondent’s various projects in
the Columbia area. Stovall drove a company truck from
project to project and collected the signatures while visit-
ing the various jobsites. Under these circumstances, em-
ployees would reasonably believe that Stovall was au-
thorized by the Respondent to circulate the petition and
that he spoke and acted on behalf of the Respondent
when he did so. Accordingly, we agree with the judge
that Stovall was acting as an agent of the Respondent
when he circulated the petition.
Therefore, whether or not Stovall was a statutory su-
pervisor at the time he collected the employees’ signa-
tures, we agree with the judge that the decertification
petition was tainted by Stovall’s involvement with it and
by the assistance the Respondent provided him in creat-
ing, circulating, and filing the petition. Consequently,
the Respondent was not privileged to rely on the tainted
petition, and the Respondent’s withdrawal of recognition
from Local 257 violated Section 8(a)(5) and (1) of the
Act.15
15 There are no exceptions to the judge’s grant of an affirmative bar-
gaining order to remedy the Respondent’s unlawful withdrawal of
recognition. Therefore, we find it unnecessary to pass on whether a
specific justification for that remedy is warranted. Heritage Container,
334 NLRB 455 fn. 4 (2001). See Scepter v. NLRB, 280 F.3d 1053,
1057 (D.C. Cir. 2002) (in the absence of particular exceptions, the
Board may issue an affirmative bargaining order without specifically
stating the basis for such).
We shall modify the judge’s recommended Order in accordance with
Ferguson Electric Co., Inc., 335 NLRB 142 (2001). In addition, we
shall substitute a new notice in accordance with Ishikawa Gasket Amer-
ica, Inc., 337 NLRB 175 (2001), enfd. 354 F.3d 534 (6th Cir. 2004).
SKC ELECTRIC, INC.
863
ORDER
The National Labor Relations Board orders that the
Respondent, SKC Electric, Inc., Lenexa, Kansas, its offi-
cers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Threatening employees with stricter supervision
and working conditions because they engage in union
activities.
(b) Discriminatorily restricting employees from dis-
cussing union matters while working.
(c) Telling union supporters that the Respondent will
try to keep them segregated so as to prevent union organ-
izational efforts.
(d) Coercively interrogating employees about their in-
tentions to engage in a strike.
(e) Telling employees that the Respondent will avoid
hiring union sympathizers.
(f) Discriminatorily refusing to permit striking em-
ployees to attend employee meetings.
(g) Imposing more onerous working conditions on em-
ployees because they engage in union activities.
(h) Denying training to employees because of their un-
ion membership or sympathies.
(i) Transferring employees, and telling them they were
transferred, because they engaged in protected concerted
activity.
(j) Discharging or otherwise discriminating against any
employee for supporting the International Brotherhood of
Electrical Workers, or any other labor organization, or
engaging in protected concerted activity.
(k) Unlawfully withdrawing recognition of the Interna-
tional Brotherhood of Electrical Workers, Local Union
No. 257 (the Union), as the collective-bargaining repre-
sentative of the Columbia, Missouri, employees.
(l) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Within 14 days from the date of this Order, offer
Robert Terhune full reinstatement to his former job or, if
that job no longer exists, to a substantially equivalent
position, without prejudice to his seniority or any other
rights or privileges previously enjoyed.
(b) Make Robert Terhune whole for any loss of earn-
ings and other benefits suffered as a result of the dis-
crimination against him. Backpay shall be computed in
accordance with F.W. Woolworth Co., 90 NLRB 289
(1950), with interest as prescribed in New Horizons for
the Retarded, 283 NLRB 1173 (1987).
(c) Within 14 days from the date of this Order, remove
from its files any reference to the unlawful discharge of
Robert Terhune and, within 3 days thereafter, notify the
employee in writing that this has been done and that the
discharge will not be used against him in any way.
(d) On request, bargain with the Union as the exclusive
representative of the employees in the following appro-
priate unit concerning terms and conditions of employ-
ment and, if an understanding is reached, embody the
understanding in a signed agreement:
All helper, apprentice, and journeymen electricians
employed by the Respondent at its Columbia, Missouri
facility but excluding office clerical employees, profes-
sional employees, guards and supervisors as defined in
the Act, and all other employees.
(e) Preserve and, within 14 days of a request, or such
additional time as the Regional Director may allow for
good cause shown, provide at a reasonable place desig-
nated by the Board or its agents, all payroll records, so-
cial security payment records, timecards, personnel re-
cords and reports, and all other records, including an
electronic copy of such records if stored in electronic
form, necessary to analyze the amount of backpay due
under the terms of this Order.
(f) Within 14 days after service by the Region, post at
its Lenexa, Kansas, and Columbia, Missouri, facilities
copies of the attached notice marked “Appendix.”16
Copies of the notice, on forms provided by the Regional
Director for Region 17, after being signed by the Re-
spondent’s authorized representative, shall be posted by
the Respondent and maintained for 60 consecutive days
in conspicuous places including all places where notices
to employees are customarily posted. Reasonable steps
shall be taken by the Respondent to ensure that the no-
tices are not altered, defaced, or covered by any other
material. In the event that, during the pendency of these
proceedings, the Respondent has gone out of business or
closed the facility involved in these proceedings, the Re-
spondent shall duplicate and mail, at its own expense, a
copy of the notice to all current employees and former
employees employed by the Respondent at any time
since July 15, 1997.
(g) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps that the Respondent has taken to
comply.
16 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
864
IT IS FURTHER ORDERED that the complaint is dismissed
insofar as it alleges violations not found.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated Federal labor law and has ordered us to post and obey
this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT threaten you with stricter supervision and
working conditions because you engage in union activi-
ties.
WE WILL NOT discriminatorily restrict you from dis-
cussing union matters while working.
WE WILL NOT tell union supporters that we will try to
keep them segregated so as to prevent union organiza-
tional efforts.
WE WILL NOT coercively interrogate you about your in-
tentions to engage in a strike.
WE WILL NOT tell you that we will avoid hiring union
sympathizers.
WE WILL NOT discriminatorily refuse to permit striking
employees to attend employee meetings.
WE WILL NOT impose more onerous working conditions
on you because you engage in union activities.
WE WILL NOT deny you training because of your union
membership or sympathies.
WE WILL NOT transfer you, and tell you that you are be-
ing transferred, because you engaged in protected con-
certed activity.
WE WILL NOT discharge or otherwise discriminate
against any of you for supporting International Brother-
hood of Electrical Workers, or any other labor organiza-
tion, or engaging in protected concerted activity.
WE WILL NOT unlawfully withdraw recognition of the
International Brotherhood of Electrical Workers, Local
Union No. 257, as the collective-bargaining representa-
tive of our Columbia, Missouri, employees.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
guaranteed you by Section 7 of the Act.
WE WILL, within 14 days from the date of the Board’s
Order, offer Robert Terhune full reinstatement to his
former job or, if that job no longer exists, to a substan-
tially equivalent position, without prejudice to his senior-
ity or any other rights or privileges previously enjoyed.
WE WILL make Robert Terhune whole for any loss of
earnings and other benefits suffered as a result of the
discrimination against him, less any net interim earnings,
plus interest.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any reference to the unlaw-
ful discharge of Robert Terhune, and WE WILL, within 3
days thereafter, notify him in writing that this has been
done and that the discharge will not be used against him
in any way.
WE WILL, on request, bargain with the Union and put in
writing and sign any agreement reached on terms and
conditions of employment for our employees in the bar-
gaining unit:
All helper, apprentice, and journeymen electricians
employed by us at our Columbia, Missouri facility but
excluding office clerical employees, professional em-
ployees, guards and supervisors as defined in the Act,
and all other employees.
SKC ELECTRIC, INC.
Mary Taves and Susan A. Wade-Wilhoit, Esqs., for the General
Counsel.
James R. Holland II and Elizabeth P. West, Esqs., for the Re-
spondent.
Michael T. Manley and Anita C. O’Neil, Esqs., (on the brief)
for the Charging Party Unions.
DECISION1
ALBERT A. METZ, Administrative Law Judge. This case in-
volves issues of whether the Respondent has violated Section
8(a)(1), (3) and (5) of the National Labor Relations Act (Act).2
On the entire record, including my observation of the demeanor
of the witnesses, and after consideration of the parties’ briefs, I
make the following findings of fact.
1. Jurisdiction and Labor Organization
The Respondent admits that it is an employer engaged in
commerce within the meaning of Section 2(2), (6), and (7) of
the Act and that the Charging Parties (referred to jointly as the
Union or individually as Local 124 and Local 257) are labor
organizations within the meaning of Section 2(5) of the Act.
1 This case was heard at Overland Park, Kansas on March 23–26,
1999.
2 29 U.S.C. § 158 (a)(1), (3) and (5).
SKC ELECTRIC, INC.
865
2. Background
The Respondent is an electrical contractor that is headquar-
tered in Lenexa, Kansas and has a branch office in Columbia,
Missouri. Until recently the Respondent was owned by Bill
Love. In March 1998 the Respondent and several other nonun-
ion contractors consolidated their operations and offered their
stock to the public. At the time of the hearing, Larry Malach
was the Respondent’s President.
A. The Lenexa Settlement Agreement
In 1994 Local 124 initiated an organizing effort at Respon-
dent’s Lenexa facility. During the course of this union cam-
paign Local 124 filed several unfair labor practice charges
against the Respondent. On January 6, 1997, an unfair labor
practice trial commenced concerning charges against the Re-
spondent. During that trial Local 124 and the Respondent had
settlement discussions, and on June 17, 1997, they signed a
non-Board settlement agreement.
The settlement contained two agreements particularly rele-
vant to the present proceeding. First, it provided for the rein-
statement of discharged electrician Rick Brockman. Second, the
parties agreed that the Respondent would use Local 124 as its
primary source of hiring journeymen electricians at its Lenexa
facility for a period of 2 years. Employees referred by Local
124 had to meet certain qualifications outlined in the settlement
agreement.
B. The Columbia Facility
On October 6, 1997, Local 257 was certified as the collec-
tive-bargaining representative for a unit of electrician employ-
ees at the Respondent’s Columbia, Missouri, place of business.3
The parties thereafter entered into collective-bargaining nego-
tiations but no agreement was ever reached.
The Government’s complaint alleges numerous violations of
the Act ranging over a period of nearly 1 and 1/2 years. The
allegations concern both the Lenexa and Columbia offices.
They commence with the reinstatement of Rick Brockman and
conclude with the Respondent’s withdrawal of recognition of
Local 257 as the representative of the Columbia employees.
3. July 15, 1997–Closer Supervision of Rick Brockman
Pursuant to the above-discussed settlement agreement, the
Respondent offered reinstatement to Rick Brockman in July
1997. During the settlement discussions that preceded rein-
statement, Brockman had been offered money to waive his
right to be rehired. Brockman rejected this offer and returned to
work without monetary compensation. A union organizing
committee distributed a newsletter to the Respondent’s em-
ployees at the time Brockman returned to work. The newsletter
made a point of informing the employees that Brockman had
given up monetary compensation in order to return to work and
organize the Respondent’s employees.
On July 15, 1997, Respondent’s employee Tim Coder, a
nonsupervisory lead-person, reported for work at the Respon-
3 The unit is: All helper, apprentice, and journeymen electricians
employed by the Respondent at its Columbia, Missouri facility but
excluding office clerical employees, professional employees, guards
and supervisors as defined in the Act, and all other employees.
dent’s Harrah’s Casino project in Mayetta, Kansas. Also work-
ing on the job were Bobby Cunningham, an apprentice and the
stepson of supervisor, Richard Oberlechner. Coder met with
Cunnigham and Oberlechner in a trailer where Cunningham
was examining a copy of the Union’s newsletter that mentioned
Brockman’s reinstatement. The men briefly discussed the
newsletter.
Brockman was also working at the Mayetta jobsite on this
day. He was assigned to work alone in the electrical room area.
Coder and some other employees were elsewhere on the project
waiting on a backhoe to dig a trench. Since the men were idle,
Coder directed some of them to assist Brockman. Shortly there-
after, Coder went to the job trailer where supervisor Ober-
lechner was working. According to Coder’s testimony, Ober-
lechner asked why he had assigned employees to help
Brockman. Coder explained they were nonproductive while
they waited for the trench to be dug. Oberlechner angrily told
Coder that when he assigned somebody a job he did not want
Coder to interfere. Oberlechner continued by saying that he was
timing Brockman to see how long it took him to do his work.
Coder left the trailer and went to Brockman. He told
Brockman he had better “watch his ass,” because “they’re” out
to get him. Brockman testified that he was told by Coder that
Oberlechner was timing his work. Coder testified that he had
never been given a time target for the completion of tasks when
assigning employees on the Mayetta project, nor had he been
questioned about any employee assignments prior to this occa-
sion. Oberlechner denied that he had told Coder he was timing
Brockman’s work.
Coder was a credible witness whose demeanor was impres-
sive. It was clear from his testimony that Oberlechner’s anger at
him for assigning help for Brockman had surprised Coder and
made a strong impression on him. Coder’s testimony that
Brockman was being timed likewise was persuasive. Brockman
corroborated Coder’s version of events by testifying that he had
been warned about Oberlechner’s remarks shortly after the
conversation.4 In contrast Oberlechner’s demeanor was not
convincing in his denials of the conversation. In sum, I credit
Coder’s version of events. In light of the close proximity be-
tween Brockman’s return to work, the Union’s publicity that he
was going to organize Respondent’s employees, the angry
statement by Oberlechner that he did not want Brockman get-
ting assistance, and his statement he was timing Brockman’s
work, I infer that the reason for Oberlechner’s coercive state-
ments was because Brockman was a known union advocate.
The test of whether an employer’s remarks or actions violate
the Act’s prohibition against interference, restraint or coercion
is not whether it succeeds or fails but rather the objective stan-
dard of whether it tends to interfere with the free exercise of
employee rights under the Act. Fieldcrest Cannon, Inc., 318
NLRB 470, 490 (1995). Oberlechner’s statements to Coder that
he did not want employees assigned to help Brockman and that
he was timing Brockman’s work convey the message that em-
ployees who engage in activities on behalf of the Union will be
subjected to stricter supervision and working conditions. Such
4 I permitted this testimony as an exception to the hearsay rule.
Fed.R.Evid. 803 (1).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
866
statements are inherently coercive, and destructive of employee
rights. I, therefore, find that Oberlechner’s statements to Coder
are a violation of Section 8(a)(1) of the Act.
I find that the Government has proven that Oberlechner en-
gaged in timing Brockman because he engaged in union activ-
ity, that the employer knew of the activity, and that the em-
ployer took action adverse to the employee motivated by ani-
mus for that activity. The timing of Brockman’s work is a dis-
criminatory imposition of more onerous working conditions.
Based on the credited testimony, I find that the Respondent has
failed to overturn the Government’s showing of proof in this
regard. Wright Line, 251 NLRB 1083 (1980). I find that the
Respondent’s timing of Brockman’s work is violation of Sec-
tion 8(a)(1) and (3) of the Act.
4. July 23, 1997–Prohibition Against Discussing the Union
On approximately July 21, 1997, Brockman was reassigned
to work at the Respondent’s Great Plains Mall project in
Olathe, Kansas. Respondent’s senior project manager at that
job was supervisor Bud Bishop. Shortly after Brockman’s arri-
val on the job, supervisor, Jeff Foster, reported to Bishop that
Brockman had been bothering other employees during working
hours about joining the Union. The Respondent has a no-
solicitation policy that prohibits solicitations during working
time, and in light of the complaints, Bishop decided to talk to
Brockman about the matter. On approximately July 23 Bishop
held a safety meeting with Respondent’s employees. After the
meeting concluded he called Brockman into a nearby mechani-
cal room. Bishop told Brockman that some employees had
complained about his bothering them concerning joining the
union. Bishop testified he told Brockman that, “I did not want
him discussing the Union or his policies during working hours.
I didn’t care if he did it over the noon hour or after work but I
did not want him doing it during working hours because we
were in . . . the last four weeks of the Great Plains Mall.”
The Respondent argues that it had the right to prohibit
Brockman’s soliciting for the Union during working hours.
Republic Aviation Corp. v. NLRB, 324 U.S. 793, 803–804
(1945) (employer may prohibit solicitation on working time).
The Respondent concedes that its employees are permitted to
talk about a variety of subjects during working hours without
restriction, but asserts this privilege is conditioned upon their
working while conversing. It defends the restriction placed
upon Brockman because he reportedly was in an area remote
from his normal assignment and was not working when dis-
cussing the union with fellow employees. Adco Electric Incor-
porated, 307 NLRB 1113, 1118 (1992), enfd. 6 F.3d 1110 (5th
Cir. 1993) (no violation of the Act when the employer prohib-
ited an employee from leaving his work area to discuss the
union with other employees.)
I find that the Respondent’s defense is misplaced. Bishop’s
statements to Brockman were not directed at his being away
from his work area. Rather Bishop admittedly told Brockman
that he could not talk about the Union during work hours. This
is a discriminatory application of Respondent’s policy that
admittedly was not applied to other types of work conversa-
tions. I find that the Respondent violated Section 8(a)(1) of the
Act by Bishop’s discriminatory restriction of Brockman’s non-
work related union conversations. Willamette Industries, 306
NLRB 1010 fn. 2 (1992).5
5. August 1997–Jim Beem, R. Lake, Matt Mapes &
Chris Heegn not Hired
As noted above, on June 17, 1997, the Respondent and Local
124 signed an agreement settling certain unfair labor practice
charges. The agreement contained provisions that when the
Respondent had openings for journeymen electricians, it agreed
to contact the Union for workers. The Union then had 3 work-
ing days to provide the Respondent with qualified applicants.
The term “qualified applicant” was defined by Paragraph 6(b)
of the settlement agreement as i) a journeyman electrician with
at least 6 months of electrical experience in the last 12 months;
ii) an appropriate license if the position sought requires such;
iii) successfully passing the preemployment “Sheig” test with a
score of 49 or higher;6 iv) successfully passing a drug test, and,
v) the applicant must be a BAT journeyman or have passed the
Union’s journeyman certification exam. (G.C. Exh. 13) If the
Union failed to provide a qualified applicant within the 3 day
time frame, the Respondent could hire from other sources using
the same criteria used to screen the Union’s applicants.
On July 30, 1997, Respondent’s President, Larry Malach,
telephoned the Union’s Director of Organizing, Jim Beem, and
requested 15 journeymen electricians. Beem agreed to locate
the applicants and have them apply at the Respondent’s office.
Later the same morning, Malach sent a fax which stated:
Our notice to you this a.m. requesting (15) journeyman elec-
tricians. Please send these people to our office to fill out ap-
plications. All applicants will be processed pursuant to para-
graph 6 of the agreement. (GC 14)
On the afternoon of July 30 Malach telephoned Beem and
told him that the 15 positions were for temporary jobs that
could last up to 3 weeks. Beem said he did not know if he
would be successful in filling temporary positions, but he
would try. Malach said he was not sure if the applicants would
need to take the Sheig test, but he would talk to his attorney and
find out. Shortly thereafter Malach telephoned Beem and said
that the applicants would have to take the Sheig test.
5 In a posthearing motion the Respondent sought to reopen the hear-
ing in order to receive additional evidence on the subject of whether
witness Robert Fansler was present at work on July 22. The Respon-
dent’s purpose in advancing the motion is to dispute Fansler’s denial
that he worked that day or overheard the conversation between Bishop
and Brockman. The Respondent wishes to offer company records to
show that Fansler attended the safety meeting. The Government and
Charging Party oppose the motion. The evidence that is sought to be
presented was not shown to be newly discovered nor unavailable at the
time of the hearing. Likewise I do not find that the evidence is of such
significance that it necessarily should have been presented at the hear-
ing. I base my findings as to the instant allegation solely on supervisor
Bishop’s testimony of his admitted statement to Brockman. I deny the
Respondent’s motion to reopen the record and receive additional evi-
dence. Board’s Rules and Regulations, Sec. 102.48 (d)(1).
6 The preemployment test utilized by Respondent for journeymen
electricians was developed by Sheig & Associates and is designed to
provide the Respondent with a way to assure that only the top electri-
cians will be considered further for employment.
SKC ELECTRIC, INC.
867
On August 1, 1997, Beem went to the Respondent’s office,
applied for employment and took the Sheig test. On August 4
union organizers, Roger Lake, Matt Mapes, and Chris Heegn
also applied for work with the Respondent and took the Sheig
test. None of these men were hired by the Respondent in con-
nection with their August applications. The Respondent asserts
that because Jim Beem, Roger Lake, Matt Mapes, and Chris
Heegn did not achieve a score of 49 or higher on the pre-
employment Sheig test they were not hired.
On August 4 Malach telephoned Beem to confirm that the
time for Local 124 to supply applicants had expired. During
that conversation, Beem mentioned that he had seen a newspa-
per advertisement placed by the Respondent seeking electri-
cians. The ad had stated that the Respondent had “steady work”
available for electricians. Malach told Beem that the jobs men-
tioned in the ad were the same ones for which the Respondent
had requested union referrals.
The Respondent did hire the needed electricians using a tem-
porary employment agency, CTS. The parties stipulated that the
Respondent did not require any of the CTS employees to meet
the hiring criteria outlined in paragraph 6 of the settlement
agreement, including making application or taking the preem-
ployment Sheig test. Malach testified that Respondent did not
require the CTS employees to meet the hiring criteria because
they were contract workers and therefore Respondent was not
“hiring” them. The hiring criteria described in paragraph 6 of
the settlement agreement were to be used to evaluate appli-
cants. It makes no mention of contract employees.
Respondent asserts two arguments regarding its alleged dis-
criminatory application of the settlement hiring policy. First, it
maintains that temporary employees are excluded from that
policy, and second, that the Respondent made an offer to the
union not to follow the hiring policy if it would act as a contract
labor company. I find that nothing in the settlement agreement
allowed the Respondent to treat union applicants for employ-
ment different than any other person seeking to work for the
company. Likewise, the fact that the Respondent proposed at
one point that the Union act as an employment agency, main-
taining the electricians on the Union’s payroll, does not excuse
the Respondent’s requiring union applicants to meet hiring
criteria not required of the contract employees.
The elements of a discriminatory refusal-to-hire case are the
employment application . . . the refusal to hire . . . a showing
that [the applicant] was or might be expected to be a union
supporter or sympathizer, and further showings that the em-
ployer knew or suspected such sympathy or support, main-
tained an animus against it, and refused to hire the applicant
because of such animus. Big E’s Foodland, Inc., 242 NLRB
963, 968 (1979).
The Government has made a prima facie showing that the
failure to hire the four union applicants was discriminatory.
There is no dispute. The Respondent knew of their union af-
filiation because they were referred for employment by the
Union. As found in this decision, the Respondent’s other viola-
tions of the Act demonstrate its animus towards the Union. The
Respondent did not apply the hiring criteria when hiring con-
tract employees. Thus, the union applicants were disfavored
and discriminated against because of their referral through the
Union. The Respondent has failed to rebut General Counsel’s
prima facie case of discrimination.
In Fluor Daniel, Inc., 311 NLRB 498 (1993), the Board ar-
ticulated the following standard in discriminatory hiring situa-
tions:
In Wright Line, 251, NLRB 1083 (1980) (and approved in
NLRB v. Transportation Management Corp., 462 U.S. 393
(1983)), the Board set forth its causation test for cases alleging
violation of the Act turning on employer motivation. First the
General Counsel must make a prima facie showing sufficient
to support the inference that protected conduct was a “moti-
vating factor” in the employer’s decision. Once accomplished,
the burden shifts to the employer to demonstrate that the same
action would have taken place notwithstanding the protected
conduct. It is also well settled, however, that when a respon-
dent’s stated motives for its actions are found to be false, the
circumstances may warrant an inference that the true motive
is an unlawful one that the respondent desires to conceal. The
motive may be inferred from the total circumstances proved.
I find that the Respondent’s discriminatory application of
stricter hiring standards applied to union applicants and the
resulting failure to hire Beem, Lake, Mapes, and Heegn is a
violation of Section 8(a)(1) and (3) of the Act. Ultrasystems
Western Constructors, 310 NLRB 545, 555 (1993); Monfort of
Colorado, 298 NLRB 73, 79–83 (1990), enf. in relevant part,
remanded as to remedy, 965 F.2d 1538 (10th Cir. 1992), on
remand, 309 NLRB 288 (1992).
6. August 12, 1997–Termination of Robert Terhune
Robert Terhune was employed by the Respondent from 1993
to August 12, 1997. Terhune became a member of Local 124 in
June 1997 but did not disclose his membership to the Respon-
dent at that time. In August 1997 Terhune was working for the
Respondent at the Wilcox project in Overland Park, Kansas. A
union pipefitting contractor, U.S. Mechanical, was also work-
ing at that jobsite. On approximately August 11, 1997, Terhune
asked some of U. S. Mechanical union employees to assist him
in promoting the benefits of unionization among the Respon-
dent’s employees. When Terhune came to work on August 12
he observed that U.S. Mechanical’s gang boxes (large tool
boxes) and other items on the job had International Brother-
hood of Electrical Worker stickers on them. Terhune testified
that he decided he wanted to support the union effort more
overtly and thus wrote some comments on his drill box. Ter-
hune then put his drill box on top of the Respondent’s gang box
for other of Respondent’s employees to read. Terhune’s written
comments stated:
4 YEARS EMPLOYMENT FOR SKC INC
4 YEARS 97% OR BETTER IN SCHOOL
4 YEARS BELOW POVERTY LEVEL WAGES
4 YEARS OF WELFARE AND MEDICAID FOR MY
FAMILY
4 YEARS OF RECORD BREAKING PROFIT FOR BILL
(Respondent’s president at the time.)
ATTITUDE PROBLEM—NAW
R. TERHUNE
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
868
Terhune testified that he wrote the comments for other em-
ployees to see because he wanted to get their attention so, “we
could vote and get Respondent organized and get some better
wage packages out there, and get some insurance and some
benefits.”
Shortly before lunch another employee turned the drill box
over so the written comments were obscured. During lunch
Terhune again prominently placed his drill box so his written
comments could be read by fellow employees. Several employ-
ees discussed the sign with Terhune. Some of the discussion
centered upon the employees’ opinions that he was going to get
in trouble over the sign. Other conversations involved “various
comments of yes or no on it.”
Eventually Respondent’s Project Manager, Dennis Schulz
telephoned Vice-President Larry Malach about Terhune’s sign.
Malach said, “I guess one has the right to express their own
opinion, but if you want I could come out and review it with
you.” Malach then went to the job to investigate the matter.
Malach and Terhune discussed the written remarks and Malach
told Terhune he thought the comments were untrue. Malach
said that Terhune was an A6 apprentice and thus making good
wages. Terhune said that he had taken the Union’s skills tests
and the Union had classified him as a journeyman electrician.
Terhune testified that he noticed a change in Malach’s de-
meanor at that point and that Malach became mad. Malach
stated that the Respondent had been liberal with Terhune re-
garding his poor absenteeism and disciplinary record. Terhune
acknowledged this treatment and thanked Malach for that con-
sideration. Malach testified that “during that discussion I just
made up my mind that enough is enough, this is the straw that
broke the camel’s back.” Malach said that Terhune’s attitude
was disruptive and it disrupted the other employees on the job.
Malach then told Terhune to get his tools and leave the job.
Terhune’s termination report reads:
Robert has had excessive absenteeism as well as problems on
jobsites such as smoking in public buildings when instructed
not to, other employees complaining about his attitude and
lack of working in harmony, and engaging in behavior de-
signed to create discord. (G.C. Exh. 22)
Malach prepared some paper work regarding Terhune’s dis-
charge. In one memo he describes the sign as “one of several
issues with Robert.” (G.C. Exh. 24(a)). Malach cites Terhune’s
absenteeism and an incident in which Terhune was removed
from a school project for violating policy by smoking in the
building. The memo also mentions complaints from other em-
ployees regarding Terhune’s attitude, lack of working in har-
mony and “engaging in behavior designed to create discord.”
Notes, which Malach prepared about the incident state that
Terhune, had “mounted the case on top of the drill box for other
worker’s [sic] to see.” (G. C. Exh. 23).
The General Counsel has the initial burden of establishing
that union or other protected activity was a motivating factor in
Respondent’s action alleged to constitute discrimination in
violation of Section 8(a)(3). The elements commonly required
to support such a showing of discriminatory motivation are
union activity, employer knowledge, timing, and employer
animus. Once such unlawful motivation is shown, the burden of
persuasion shifts to the Respondent to prove its affirmative
defense that the alleged discriminatory conduct would have
taken place even in the absence of the protected activity. Wright
Line, 251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cir.
1981), cert. denied 455 U.S. 989 (1982); approved in NLRB v.
Transportation Management Corp., 462 U.S. 393 (1983); Elec-
tromedics, Inc., 299 NLRB. 928, 937 (1990), enfd., 947 F.2d
953 (10th Cir. 1991); Presbyterian/St. Luke’s Medical Center,
723 F.2d 1468, 1478–1479 (10th Cir. 1983). The test applies
regardless of whether the case involves pretextual reasons or
dual motivation. Frank Black Mechanical Services, 271 NLRB
1302, fn. 2 (1984). “A finding of pretext necessarily means that
the reasons advanced by the employer either did not exist or
were not in fact relied upon, thereby leaving intact the inference
of wrongful motive established by the General Counsel.” Lime-
stone Apparel Corp., 255 NLRB 722 (1981), enfd. sub nom.
705 F.2d 799 (6th Cir. 1982).
Terhune had job problems in the past yet the Respondent had
tolerated his conduct. Terhune was candid when testifying
about these problems and impressed me as a truthful witness.
Malach’s demeanor and testimony were not persuasive. He
admittedly did not intend to do anything about Terhune’s sign
when he went to the jobsite. Yet after discussing the matter
with Terhune, Malach fired him on the spot. There is a dispute
as to whether Terhune mentioned he had taken the Union’s test
and that the Union classified him as a journeyman electrician,
thus informing Malach of his union sympathies. Malach denied
Terhune mentioned the union during their conversation. Schulz
testified that he was present during the entire conversation and
that Terhune did not tell Malach that he was a “member of the
union.” Terhune’s testimony contradicts Schulz on this point.
Terhune testified that Schulz stepped away during part of the
conversation. Assessing the witnesses’ demeanor on this point I
find that Terhune is the more accurate and persuasive and that
he did tell Malach he had taken the Union’s test and been clas-
sified by the Union as a journeyman. As to the element of ani-
mus this decision finds several violations of the Act that dem-
onstrate the Respondent harbored animus towards the Union
and its supporters. I find that the Respondent has failed to over-
come the Government’s prima facie case that Terhune was
immediately discharged when Malach learned of his union
sympathies. I find that Terhune’s termination was, at least in
part, motivated by his union activities and that such discharge is
a violation of Section 8(a)(1) and (3) of the Act. Wright Line,
supra.
Terhune undoubtedly made the sign in an effort to express
his opinion on Respondent’s working conditions. He also
prominently displayed the sign in an effort to draw fellow em-
ployees into supporting his position. Terhune discussed the sign
with his fellow employees. Malach noted Terhune’s purpose
when he wrote that he had “mounted the case on top of the drill
box for other worker’s (sic) to see.” Terhune also discussed
organizing with U.S. Mechanical employees who worked on
the same jobsite and asked them to assist him in organizing the
Respondent. Upon seeing their visible support being displayed
on the job, Terhune decided to join in the effort and publicize
his feelings by creating his sign. In sum, I find that Terhune
was engaged in concerted activity when he displayed his sign
SKC ELECTRIC, INC.
869
on the jobsite and the Respondent had knowledge of his con-
certed activities. Cincinnati Suburban Press, 289 NLRB 966
(1988); Eastex, Inc. v. NLRB, 437 U.S. 556, 565 (1978).
The Respondent argues that it discharged Terhune based on
his absenteeism, failure to follow company rules and general
poor attitude. Malach’s testimony does not clearly define what
the Respondent meant about his attitude problem. Specific evi-
dence of what “discord” Terhune was creating on the jobsite
was likewise not forthcoming from the Respondent. Malach
admitted that Terhune’s sign was the “straw that broke the
camel’s back” when he made the discharge decision. I find that
at least part of the reason Terhune was discharged was his dis-
playing the sign for fellow employees to see. This was an ex-
tension of his discussing organizing the Respondent with the U.
S. Mechanical employees and resulted in his having discussions
with other of Respondent’s employees about their views on
what was stated in the sign. I conclude that in basing the dis-
charge, in part, on this concerted protected activity that the
Respondent independently violated Section 8(a)(1) of the Act.
Manimark Corp., 307 NLRB 1059 (1992);
7. August 20, 1997–Statement of Segregating Union Advocate
In August 1997 Rick Brockman was working for the Re-
spondent at the Sunflower Ammunition Plant, in Desoto, Kan-
sas. Another of Respondent’s employees on the job was Robert
Gibson. Their supervisor was Service Manager, Craig Petty. On
August 20, 1997, Gibson arrived at work and noticed for the
first time that Brockman was working on the jobsite. Gibson
asked Petty if it was Rick Brockman he had seen that morning.
Petty said that it was, “and I’ll try and keep him away from you
so he doesn’t try and get you to go over to the Union.”
Shortly after that conversation Gibson went to Brockman.
Gibson testified he told Brockman that Petty had told him he
would keep him away from Brockman. Brockman testified that
Gibson said to him that Petty had told him to stay away from
Brockman, as he was a bad influence on people.
Petty testified that on the Friday before August 20 that
Brockman was being assigned to the job the following week.
Petty testified that it was his practice to inform other men on
the job of new arrivals so he could learn of any concerns. Petty
recalled that Gibson had said he would rather not “be ap-
proached” by Brockman. Gibson was then off for a few days
and when he returned Petty testified he told Gibson he would
see what he could do to satisfy his request to keep Brockman
away from him.
Gibson denied ever making a request of Petty that Brockman
be kept away from him and that he had not been aware that
Brockman was to be working on the job until he saw him on
August 20. Gibson, who has worked with Petty on several other
jobs, testified that he has never been told by Petty about new
employees coming on the job or asked if he had any conflicts
with them.
I found Petty’s uncorroborated testimony of his practice in
asking men about conflicts with new arrivals to be unpersua-
sive. Petty’s demeanor and explanation as to why he told Gib-
son that he try to keep Brockman at length from him is not
credited. Gibson was a convincing witness whose demeanor
was impressive. Gibson’s version of events is credited. I find
that Petty’s telling an employee that he would keep Brockman
away from him was an effort by the Respondent to restrict un-
ion supporter Brockman from talking about the Union with
fellow employees. I find this conduct is a violation of Section
8(a)(1) of the Act.
8. September 12, 1997–Threat of Job Loss
Local 257 initiated its organizational campaign at Respon-
dent’s Columbia facility in April 1997. On September 12, 1997,
Respondent’s president, Bill Love, sent a letter to the Columbia
employees expressing the Respondent’s positions on certain
matters concerning the Union’s campaign. The letter, in perti-
nent part, made the following statements:
Here are the legal facts about what could happen if you were
called out on strike over Union contract demands: . . .
4)
YOU
COULD
LOSE
YOUR
JOB
TO
A
REPLACEMENT: This is the most important of all. Under
the law, the Company can continue operating by hiring new
employees to take the place of striking employees. The Com-
pany has the right to hire permanent replacements for eco-
nomic strikers. If you are replaced the Company does not
have to make room for you when the strike ends.
The Government alleges that the statement in the September
12 letter is a violation of the Act because it unlawfully threatens
employees with losing their jobs for engaging in a strike. The
Respondent defends against this allegation by asserting that the
claim is barred by Section 10(b) of the Act; and regardless of
that defense, the statement is an accurate recitation of the law
and is proper under existing Board precedent.
A. Respondent’s Section 10(b) Defenses
Section 10(b) of the Act states: “That no complaint shall is-
sue based upon any unfair labor practice occurring more than 6
months prior to the filing of the charge with the Board. . . .”
The Respondent argues that the allegation concerning Love’s
September 12 letter, as well as other allegations discussed be-
low were untimely.7 The charge in case number 17–CA–19544
was filed by Local 257 on February 5, 1998. That charge al-
leged several unfair labor practices: (1) refusals to hire or con-
sider for hire employees because of their union affiliation
and/or concerted protected activities; (2) a refusal to offer train-
ing to an employee; and (3) a discriminatory layoff.
An amended charge in Case 17–CA–19544 was filed on
April 22, 1998. The amended charge contained the following
pertinent allegations: (1) on or about September 12, 1997, Re-
spondent threatened employees with job loss if they engaged in
a strike or other concerted protected activities; (2) on or about
late September, Respondent interrogated employees about their
union activities and sympathies; and, (3) on or about September
24, 1997, Respondent informed employees that it would be
futile to select the Union as their collective-bargaining repre-
sentative. These three allegations were incorporated into the
Consolidated Complaint which was issued by the Region on
7 Paragraphs 5(e), (f), and (g) of the Consolidated Complaint. Com-
plaint paragraph 5(e) is discussed in this section of the Decision. Para-
graphs 5(f) and (g) are discussed in sections 10 and 9 respectively of
this Decision.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
870
April 23, 1998.
There is no dispute that the September 1997 8(a)(1) allega-
tions took place within 6 months of the filing of the original
charge on February 5, 1998. The Respondent argues, however,
that because the noted allegations were not asserted until after
the lapse of the 10(b) period they are untimely and should be
dismissed. The Government and Union argue that the amended
charge allegations are closely related to the underlying original
charge and are therefore properly litigated.
The Board assesses the timeliness of amended charges based
on a three part “closely related” test. Citywide Service Corp.,
317 NLRB 861, 862, (1995); Redd-I, Inc., 290 NLRB 1115,
1118 (1988). In applying this test, the Board considers the fol-
lowing factors: (1) whether the allegations involve the same
legal theory; (2) whether the allegations arise from the same
factual circumstances or sequence of events; and (3) whether
the respondent would raise similar defenses to both allegations.
The allegations here in dispute involve Section 8(a)(1) of the
Act. They all go to a central theme in the Union’s original
charge, i.e., the Respondent’s alleged animus towards the Un-
ion, and the repercussions that follow employee support for the
Union. Thus, the original charge went to the theory that the
Respondent had engaged in unlawful conduct against employ-
ees to discourage their membership in, and support for, the
Union. The September 8(a)(1) allegations are in the same class,
i.e. involve the same legal theory—unlawful conduct designed
to defeat the Union’s organizational campaign. The contested
allegations likewise arise for the same factual sequence of
events wherein it is alleged the Respondent sought to suppress
union support at its operations. Finally, the Respondent asserts
the same defenses, i.e., that it bears no animus towards the Un-
ion and that it did not engage in conduct designed to unlawfully
discourage its employees from supporting the Union. I find that
the noted allegations contained in the amended complaint are
sufficiently related to the underlying charge, and are properly
subject to litigation in this case. Pincus Elevator & Electric
Co., 308 NLRB 684, 690 (1992) (Section 8(a)(1) and 8(a)(3)
(violations held to be of the same class because the legal theory
that the respondent engaged in unlawful conduct as part of an
effort to prevent the organization of its employees was the
same); NLRB v. Braswell Motor Freight Lines, 486 F.2d 743,
746 (7th Cir. 1973) (amendments allowed that deal with acts
that are all “part of an overall plan to resist organization.”);
Recycle America, 308 NLRB 50 fn. 2 (1992) (amendment per-
mitted “whether or not the acts are of precisely the same kind
and whether or not the charge specifically alleges the existence
of an overall plan on the part of the employer); Outboard Ma-
rine Corp., 307 NLRB 1333, 1334 (1992) (threats of plant clo-
sure closely related to charge allegations where all allegations
center on respondent’s plan to defeat the union organizing cam-
paign.)
B. Analysis of the Letter’s Language
The statement in Love’s letter clearly tells employees that if
they go on strike, “you could lose your job to a replacement.”
There was no accompanying explanation to employees of what
the law allows in terms of preferential rehiring in the case of an
economic strike. The Board in assessing similar language has
found such a threat to be violative of the Act. In Larson Tool
and Stamping, 296 NLRB 895 (1989) the Board determined
that statements such as “you can lose your job to replacements”
are impermissible threats because it “leaves employees on their
own to divine that the ‘loss’ is somehow less than total because
it is conditioned by a right to return to work after the replace-
ment’s departure.” See also Baddour Inc., 303 NLRB 275
(1991) (employer cannot tell employees without explanation
that they will lose their jobs as a consequence of a strike or
permanent replacement.) I find, therefore, that Love’s job loss
statement in the letter is a violation of Section 8(a)(1) of the
Act.
9. September 24, 1997–Futility of Selecting Union
On September 24, 1997, a meeting of Respondent’s Colum-
bia, Missouri employees took place at its office in Lenexa,
Kansas. The Columbia employees traveled in a group to and
from this meeting. After the meeting concluded, employee
Peter Rector was driven back to his vehicle by Respondent’s
Project Superintendent, Dennis Albrecht. During that drive the
two men discussed the union organizing campaign that was
then in progress and the pending Board election. Rector testi-
fied that he stated that he could read between the lines, and he
did not believe that the Respondent’s owner, Bill Love, would
negotiate in good faith, or would ever reach an agreement with
the Union. According to Rector, Albrecht replied to this com-
ment, “I know the NLRB would like to hear me say this, but
Mr. Love feels the same way that I do and would never sign an
agreement.” Albrecht denied making such a statement to Rec-
tor.
Considering the relative demeanor of these two witnesses I
found Rector to be the more credible. He was detailed in his
testimony of the event and left the impression he was accu-
rately remembering what was said. Albrecht impressed me as
not being candid about the conversation, and I do not credit his
denial of having made the statement. Albrecht’s statement that
the Respondent would not sign a contract with the Union con-
veys to employees that it would be futile for them to select the
union as their collective-bargaining representative. The Board
has consistently held that such statements violate the Act. Feld-
kamp Enterprises, 323 NLRB 1193, 1200–1201 (1997) (super-
visor’s statement to employees that there was “no way” that
employer would sign a collective-bargaining agreement was
violative of the Act because it told employees it would be futile
to vote for union representation in a pending election). Out-
board Marine Corp., 307 NLRB 1333, 1335 (1992); Sivalls,
Inc., 307 NLRB 986, 1001 (1992). I find Albrecht’s remark is a
violation of Section 8(a)(1) of the Act.
10. September 30, 1997–Interrogation of O’Brian
On September 26, 1997, the Board conducted a representa-
tion election at the Respondent’s Columbia, Missouri, facility.
Employee Kevin O’Brian served as the Union’s observer for
the election. The Union won the election and was ultimately
certified as the collective-bargaining representative of the Co-
lumbia employees. O’Brian was a union member and an open
union supporter, which included wearing union insignia to
work.
Shortly after the election Jim Miller was appointed as the
SKC ELECTRIC, INC.
871
Respondent’s Columbia branch manager. At this time the Re-
spondent was initiating a new diagnostic service for customers
designated as the TEGG program. Miller conducted a meeting
with the Columbia employees and asked if anyone was inter-
ested in volunteering for training for the TEGG program.
O’Brian was the only employee who volunteered. According to
O’Brian, Miller told him he would “get the wheels rolling”
regarding the training.
About a week after the TEGG meeting, Estimator/Project
Manager, Doug Iles asked O’Brian to step out onto a balcony at
the Columbia office. Another employee, Jeff Armstaid, was
also standing on the balcony. According to O’Brian, Iles asked
him what he would do if the Union called him out on strike.
O’Brian told Iles that if the Union called him out, he would go.
According to O’Brian, Iles said, “Bill (Love, the company
owner) would want to know that.” Armstaid testified that he
recalled overhearing a conversation between Iles and O’Brian
regarding the TEGG training. He remembered that Iles told
O’Brian that the Respondent did not want anyone that was
going to be leaving in September or going on strike. Iles testi-
fied that he did not recall having a conversation in September
with O’Brian concerning TEGG training. He denied that he
ever questioned O’Brian about whether he would participate in
a strike. Iles admitted on cross-examination that in talking to
government counsel he “perhaps” would not deny having such
a conversation with O’Brian. I found Iles’ demeanor not con-
vincing when he testified about his recollection of what he may
have said to O’Brian. O’Brian by contrast impressed me as
truthfully recalling the event to the best of his recollection. His
testimony is corroborated by Armstaid who recalled overhear-
ing Iles saying something similar to what O’Brian remembered.
I credit O’Brian’s version of the conversation.
Respondent’s defends against this allegation on the basis that
Iles is not a supervisor within the meaning of the Act. Respon-
dent further argues that if Iles is found to be a supervisor, he
nonetheless never made the statement. The Government dis-
putes these arguments and asserts Iles is either a supervisor or
agent of Respondent and that his statements violate the Act.
A. Iles’ Supervisory Status
Iles was the owner of Merit Electric, an electrical contractor
located in Columbia, Missouri, which was purchased by Re-
spondent. After his company was bought, Iles was hired by the
Respondent as a Project Manager/Estimator. In this capacity
Iles did estimating, worked on blue prints, worked with suppli-
ers, and supervised branch operations when Branch Manager
John Welch was away. Iles did go to jobsites to discuss and
solve problems with employees. Iles usually did this in the
absence of Welch. One estimate of how frequently Welch was
gone from the office was as much as 60 percent of the time. Iles
never worked with his tools on jobsites. Iles would frequently
estimate job costs such as labor and materials and submit them
as bids for jobs. Iles’s job description does not assign him su-
pervisory authority. On one occasion when a problem arose at a
jobsite with employee Jeff Armstaid, Iles sent him home for the
day.
Employee Peter Rector testified that when he was first hired,
John Welch told him that when Welch was absent, Iles was the
one that employees were to go to and that Iles was the one in
charge. Rector testified that Welch introduced Iles to him as
second in command. When employee Jeff Armstaid was hired,
Welch introduced Iles as Columbia’s Project Manager. Arm-
staid testified that this led him to conclude that Iles was second
in command. During the Union’s organizing campaign, Iles’
signature appeared on the Respondent’s campaign propaganda,
along with the signatures of admitted supervisors Owner Bill
Love, Vice-President Larry Malach and Branch Manager John
Welch. Iles testified that he signed these letters at the request of
either John Welch or Bill Love. Iles further testified that he
signed these letters because “Respondent was new to the work-
ers and I knew the workers, some of the workers had worked
for me for many years and I felt I was a little bit closer to the
workers at the time.”
Section 2(11) of the Act defines the term “supervisor” as:
The term supervisor means any individual having authority, in
the interest of the employer, to hire, transfer, suspend, lay off,
recall, promote, discharge, assign, reward, or discipline other
employees, or responsibly to direct them, or to adjust their
grievances, or effectively to recommend such action, if in
connection with the foregoing the exercise of such authority is
not of a merely routine or clerical nature, but requires the use
of independent judgment.
The burden of proving supervisory status is on the party as-
serting that supervisory status exists. Ferguson-Williams, Inc.,
322 NLRB 695, 702, (1996). Supervisory status is not deter-
mined by title or job classification, but by the nature of the
individual’s functions and authority in the workplace. Mack’s
Super Markets, 288 NLRB 1082 (1988).
Iles was shown to be an important link with Respondent’s
acknowledged supervision. The extent of his supervisory au-
thority, however, was not conclusive. His frequent substitution
for Welch did not demonstrate that he exercised on an inde-
pendent basis the direction of work of employees. Instances of
his using authority were shown to be sporadic, e.g., on one
occasion sending an employee home. In sum, I find that the
Government has failed to carry its burden of establishing that
Iles was a supervisor within the meaning of the Act.
Section 2(13) of the Act provides:
In determining whether any person is acting as an “agent” of
another person so as to make such person responsible for his
acts, the question of whether the specific acts performed were
actually authorized or subsequently ratified shall not be con-
trolling.
The Board looks at the issue of agency in terms of the per-
son’s apparent authority to act for the employer. Southern Bag
Corp., 315 NLRB 725 (1994) (respondent placed the disputed
individuals in positions where employees could reasonably
believe that they spoke on behalf of management and thus
statements and conduct of the disputed individuals are imput-
able to the Respondent.); Dentech Corp., 294 NLRB 924, 925
(1989) (“Apparent authority is created through a manifestation
by the principal to a third party that that supplies a reasonable
basis for the latter to believe that the principal has authorized
the alleged agent to do the acts in question.”) Therefore, in
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
872
deciding the issue of Iles’ agency status, the relevant test is
whether under all the circumstances employees would reasona-
bly believe that Iles spoke for and acted on behalf of the com-
pany.
The evidence shows that the Respondent held Iles out to em-
ployees as a person of authority. That was conveyed to Rector
and O’Brian when they were hired. Welch, told employees Iles
was “second in command.” Iles was a person to whom the em-
ployees looked for guidance with work problems and they acted
according to his instructions. Iles was retained by the Respon-
dent as an Estimator/Project Manager. Respondent provided
Iles with a business card that reflected this title. He signed the
antiunion letter—a letter whose only other signatures were
those of Respondent’s admitted managers.
Based on the forgoing circumstances, it was reasonable for
employee O’Brian to conclude that Iles was acting and speak-
ing for Respondent when he was interrogated by Iles about
TEGG training and the possibility of his going out on strike.
This conclusion is especially warranted given the fact that Iles
said that he was going to report to Bill Love the response
O’Brian had given about supporting a strike. The record evi-
dence supports the conclusion that Iles was an agent of Re-
spondent within the meaning of the Act. Given all the circum-
stances in this case, it was reasonable for employees to believe
that Iles was reflecting company policy and speaking and acting
for management. I find that the Government has established
that Iles had apparent authority as an agent of the Respondent
when he spoke to O’Brian.
B. Analysis of Iles’ Interrogation of O’Brian
The Board assesses interrogations of known union adherents
on the basis of: “whether under all the circumstances, the inter-
rogation reasonably tends to restrain, coerce, or interfere with
rights guaranteed by the Act.” Rossmore House, 269 NLRB
1176, 1177 (1984); Sunnyvale Medical Clinic, 277 NLRB 1217
(1985). Iles’ interrogation of O’Brian about whether he would
go on strike was followed by the implicit threat that the Re-
spondent’s owner would want to know that O’Brian would
support the Union in such an event and the potential denial of
TEGG training. I find that such an interrogation is coercive and
a violation of Section 8(a)(1) of the Act.
11. September 30, 1997–O’Brian Denied Tegg Training
As discussed above, O’Brian was the only volunteer to take
the TEGG diagnostic service training. Miller told O’Brian that
he would “get the wheels rolling.” Shortly thereafter O’Brian
was interrogated by Iles about supporting a strike.
O’Brian never did receive the TEGG training. Employee,
Paul Stovall, was assigned to take the training instead. Stovall
testified that he did not volunteer for the training. At the time
that Stovall was awarded the training, he was performing work
as an apprentice. In contrast, O’Brian was a block certified
journeyman electrician. Since Stovall received TEGG training,
no other employees at the Columbia facility have been sent for
TEGG training. The Respondent argues that Stovall had been
employed with Respondent longer than O’Brian when the Re-
spondent decided to send him for training. The reason that only
one employee received TEGG training is that the program did
not succeed as anticipated and there was no need to send any-
one else to receive the training.
An employer violates Section 8(a)(1) and (3) of the Act if it
denies a training opportunity to an employee because that em-
ployee engaged in union and/or protected concerted activities.
Scott-New Madrid-Mississippi Electric Cooperative, 323
NLRB. 421, 423 (1997). The elements of proof of discrimina-
tion are the well-known union sympathy of the discriminatee,
knowledge of such activity by the employer, timing of the dis-
crimination in relation to the union activity and union animus
on the part of the employer. Wright Line, 251 NLRB 1083
(1980), enfd. 662 F.2d 899 (1st Cir. 1981), cert. denied 455
U.S. 989 (1982).
O’Brian was the Union’s election observer and openly wore
union insignia at work. The Respondent does not contend it had
no knowledge of his union sympathies. Iles interrogated
O’Brian regarding what he would do in the case of a strike and
received an answer supporting the Union. The timing of the
denial of training to O’Brian was shortly after the election and
the interrogation. The Respondent’s animus towards the Union
is demonstrated by the various violations of the Act set forth in
this decision.
Kevin O’Brian was the only employee who expressed an in-
terest in receiving the TEGG training. Despite this fact, the
Respondent selected another employee, Paul Stovall, to receive
the training. Stovall had not expressed any interest in receiving
the training. In addition, Stovall was only an apprentice electri-
cian, while O’Brian was a journeyman. These circumstantial
factors—in combination with the Respondent’s union animus
and knowledge of O’Brian’s union affiliation—are sufficient to
establish a prima facie case that Respondent denied O’Brian
TEGG training because of his union affiliation.
The Respondent presented scant explanation as to why
O’Brian was not selected for the training. The reason stated is
that Stovall had slightly more seniority and that the TEGG
project was not economically successful so only Stovall was
trained. O’Brian had 1 month less seniority than Stovall and
was a journeyman electrician—Stovall was an apprentice.
(Employees Jeff Wells, Jim Frazee, and Mike Aldridge were
also more senior than Stovall, but the Respondent offered no
explanation why they were not selected to receive the training.)
The decision as to which employee would receive training in
the TEGG service system was made by Branch Manager, Jim
Miller, and, Senior Vice President, David Conner. Neither of
these individuals testified at the hearing. Under the adverse
inference rule when a party has relevant evidence within its
control which is not produced, that failure gives rise to an in-
ference that the evidence would be unfavorable to the party.
Auto Workers v. NLRB, 459 F.2d 1329 (D.C. Cir. 1972). Such
an adverse inference is appropriate in this case. I find that had
Miller or Conner testified their testimony would have been
contrary to the Respondent’s defense that it did not unlawfully
discriminate against assigning O’Brian the TEGG training be-
cause of his protected concerted activities. International Auto-
mated Machines, 285 NLRB 1122–1123 (1987).
I find that the Respondent has failed to rebut the Govern-
ment’s prima facie case of discrimination against O’Brian. I
conclude that O’Brian was denied selection for the TEGG train-
ing because of his union sympathies, and find such a denial is a
SKC ELECTRIC, INC.
873
violation of Section 8(a)(1) and (3) of the Act. Wright Line,
supra.
12. October 9, 1997–Avoidance of Hiring Union Applicants
In October 1997 Respondent’s employee Darrel Shackleford
was working on the Johnson County Detention Center jobsite in
Gardner, Kansas. Dan Laubner was the Respondent’s Project
Manager on this job. Shackleford testified that on about Octo-
ber 9 he asked Laubner when they might be getting some addi-
tional help on the project. Laubner replied that they were not
getting any more help at that time. Shackleford then inquired if
they could get some help from the Union pursuant to the set-
tlement agreement. Laubner told Shackleford that the Respon-
dent would not be hiring any Union help, that they had other
plans to get some people on the job. Shackleford asked about
getting a truck to transfer materials around the jobsite. Laubner
told Shackleford that the truck they thought they were getting
went to CraMar, a subsidiary of Respondent. Shackleford then
asked what the deal was with CraMar. Shackleford testified that
Laubner responded that Bill Love was pretty smart and was
going to get around the settlement agreement by hiring people
through CraMar and bringing them to work for Respondent.
Shackleford asked Laubner if that violated the settlement
agreement. Laubner replied, “Well, Bill lays awake at night
thinking of ways to get around the agreement.” Shackleford
asked Laubner where he had heard about using CraMar to get
around the settlement agreement. Laubner told Shackleford that
it had been discussed at the last project managers’ meeting.
Laubner testified that he and Shackleford had daily conver-
sations about project staffing. Laubner recalled that during one
such conversation Shackleford asked if the Respondent had
gone to the union to get additional workers pursuant to the
terms of the settlement agreement. Laubner testified he replied
that Respondent had requested applicants from the union, but
he did not know how many the union had sent. Shackleford
asked if any of the CraMar employees could be utilized to fill
in the shortages at the project. Laubner said all he could do was
request employees from the shop and hope that he got them.
Laubner denied that he told Shackleford that Bill Love had laid
awake at night thinking about how to get around a settlement
agreement or that Bill Love had ever said he was going to util-
ize CraMar to avoid the terms of the settlement agreement.
Shackleford’s demeanor was that of a witness who was accu-
rately remembering the conversation. He left the favorable
impression of a witness who was not embellishing the truth. I
found Laubner’s demeanor to be suspect and his testimony less
credible. I credit Shackleford’s testimony of what was said in
the conversation.
An employer violates the Act by telling employees that it
will not hire persons who are affiliated with the union. J. L.
Phillips Enterprises, 310 NLRB 11, 13 (1993); Pioneer Hotel,
276 NLRB 694, 700 (1985). I find that Laubner’s comments to
Shackleford concerning the Respondent’s plans to avoid hiring
union sympathizers is a violation of Section 8(a)(1) of the Act.
13. Failure to Hire Gary Fisher and Greg Schrock
Gary Fisher, a member of the Union, applied for employ-
ment with the Respondent at its Columbia, Missouri office on
December 2, 1997. On January 26, 1998, another union mem-
ber, Greg Schrock, also applied for work at the Columbia loca-
tion. Fischer and Schrock listed on their applications the union
employers where they had previously worked. Each also was
wearing items of clothing with union logos when they made
application and took Respondent’s preemployment test. Neither
man was hired by the Respondent.
A. Gary Fisher
Fisher also applied for work with the Respondent on several
subsequent occasions. His December 1997 application is the
only situation litigated in this case. The Respondent states that
it did not hire Fischer because he did not meet one of its hiring
criteria. The Respondent has a number of guidelines it uses for
hiring electricians. Under this policy applicants must (1) submit
an application in person at either Respondent’s main office in
Lenexa, Kansas or one of its branch offices; (2) be “current in
the trad,” meaning that they have worked at least 12 out of the
last 24 months as an electrician; (3) not have had in excess of
two employers in the past 3 years; (4) must be eligible for re-
hire with the last employer; (5) score 49 or higher on the Scheig
test; (6) successfully complete an interview; and, (7) pass a
drug and alcohol test.
In order to determine if an applicant meets the criteria of
electrical experience and two jobs in the last 3 years, the Re-
spondent calculates an “employment score.” The applicant
receives two points for every year of electrical work he has had
with his two most recent employers. If the applicant has an
employment score of six or more, this indicates he has had two
or fewer jobs in the last 3 years and has at least 3 years of elec-
trical experience with his two most recent employers. The ap-
plicant must have an employment score of at least six points to
be considered any further for employment.
According to the Respondent, Fisher was not hired because
his application showed that he had more than two jobs in the
last 3 years and that he did not have 3 years of electrical experi-
ence with his two most recent employers. Fisher’s failure to
satisfy these two criteria resulted in him having an employment
score of less than six points under Respondent’s hiring policy.
Respondent has refused to hire a number of applicants that
failed to satisfy the same requirements as Fisher.
Employee Peter Rector was a union member who concealed
his union membership when he applied for work with the Re-
spondent on June 1, 1997. Rector took the drug test and failed
to pass. Welch informed Rector of the test results and said he
wished Rector had said something and the test could have been
postponed. Welch said it was the Respondent’s policy that by
failing the drug test Rector would be ineligible for employment
for 6 months. Welch, however, told Rector he would see if
there was any way around this policy. Welch subsequently
contracted Rector and said he had discussed the situation with
the Respondent’s Director of Human Resources who informed
him that there was nothing that could be done.
Welch then contacted the Respondent’s owner, Bill Love.
Love told Welch that he would waive the 6 month reapplication
requirement if Rector would agree to pay for the second drug
test and sign a waiver consenting to random drug tests during
his first 3 months of employment. Love told Welch that Rector
could re-take the drug test at such a time as he felt he could
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
874
pass. Welch also suggested to Rector that he take a drug test
locally before taking the second drug test given by the Respon-
dent in order to insure that he passed the company’s test. Rector
took and passed the second drug test during the first week in
March. Rector began working for the Respondent in August
1997. He never paid for the second drug test and was never
randomly drug tested during his employment with the Respon-
dent.
The disparate application of hiring policies between union
and nonunion applicants is unlawful under the Act. Fluor
Daniel, Inc., 311 NLRB 498 (1993), enfd. in pertinent part 102
F.3d 818 (6th Cir. 1996). Fisher and Rector each failed to meet
one of the conditions of the Respondent’s hiring policy. Fisher
revealed his union affiliation, while Rector concealed his asso-
ciation with the Union. The Respondent does not satisfactorily
explain why it went to such lengths to ignore its policy in order
to hire Rector while strictly applying the criteria to Fisher. The
Board has inferred a discriminatory motive from the disparate
application of hiring policies between union and nonunion ap-
plicants. Little Rock Electrical Contractors, Inc., 327 NLRB
932, 941 (1999); Starcon, Inc., 323 NLRB 977, 982 (1997);
Monfort of Colorado, 298 NLRB 73, 79–83 (1990), enf. in
relevant part, remanded as to remedy, 965 F.2d 1538 (10th Cir.
1992), on remand, 309 NLRB 288 (1992). I find that the Re-
spondent did discriminatorily apply its hiring criteria in refus-
ing to hire Fisher for employment and that this was a violation
of Section 8(a)(1) and (3) of the Act.
B. Greg Schrock
Schrock filled out an application seeking work with the Re-
spondent on January 26, 1998. He was interviewed on February
6, 1998, by supervisor Jim Miller. Schrock wore a union T-shirt
and jacket during the interview. Miller asked Schrock whether
his Columbia and Jefferson City, Missouri, electrical licenses
were current. Schrock told Miller he was certain they were and
he would confirm this fact and notify Miller. Shortly thereafter
Schrock telephoned the Respondent and confirmed that his
licenses were current. The Respondent did not hire Schrock.
The parties stipulated that the Respondent has a policy of
keeping applications active for 30 days. The Respondent does
not contest the fact that Schrock met all of its hiring criteria, but
states that he was not hired because it was not hiring at the time
Schrock applied and when it did start to seek electricians his
application had expired.
Brenndan Riddles was the electrician hired just before
Schrock sought work. Riddles had applied for employment on
January 20, 1998, 6 days prior to Schrock’s application. The
Respondent did not hire any journeymen electricians after Rid-
dles for approximately 3 months. On March 5, 1998, the Co-
lumbia Daily Tribune newspaper sent a fax receipt to the Re-
spondent confirming its order to run an advertisement for elec-
tricians. The ad was to run March 8–14, 1998. The Respondent
did not contact Schrock about these job openings. The Respon-
dent subsequently hired Troy Hudson, who had applied for
employment on March 23, 1998. Troy Hudson began working
for Respondent on April 13, 1998. He was the first journeyman
electrician hired by Respondent in Columbia following Riddles.
The Government has proven that Schrock made application
for employment, he was not hired, the Respondent had knowl-
edge of his union sympathies, and that the Respondent had
animus towards the Union. As to the refusal to hire Schrock
because of his union support, the record shows that his applica-
tion expired 30 days after he applied on January 26, 1998, i.e.,
February 25. The Respondent did not seek applications for
employment until it advertised in the newspaper starting on
March 8. There is no evidence that anyone was hired as an
electrician at Columbia until April 13. There is no evidence that
there were openings for the employment of electricians at the
Respondent’s Columbia facility during the Schrock’s 30-day
application period. A Respondent may refuse to hire an appli-
cant when there are no positions available for that applicant.
Norris Elec. Corp., 324 NLRB 1178 (1997). I find that the
Government has failed to sustain its burden of proof establish-
ing that Schrock was refused employment because of his union
sympathies. There has been no showing that the Respondent
had concrete plans to hire at the time Schrock’s application was
active and, thus, I additionally find that the Government has not
established that he was refused consideration for employment
because of his union sympathies. I find that the Respondent has
not violated Section 8(a)(1) and (3) of the Act by refusing to
hire, or refusing to consider for hire, Greg Schrock. Big E’s
Foodland, Inc., 242 NLRB. 963, 968 (1979).
14. March 12, 1998–Brockman Denied Access to Company
Meeting
On August 29, 1997, employee Rick Brockman decided that
he would commence an unfair labor practice strike against the
Respondent. In a letter dated September 3, 1997, the Respon-
dent informed Brockman that it was prepared to return him to
work upon his unconditional request for reinstatement.
Brockman continued on strike in March 1998 when the Re-
spondent sent a letter to its employees announcing a March 12
meeting at the Holiday Inn in Lenexa, Kansas. The purpose of
the meeting was to discuss with the employees how the Re-
spondent’s ESOP plan would be effected by the merger of the
Respondent with five other companies. A copy of the letter was
not sent to Brockman but he did learn of the meeting.
On March 12 Brockman went to the Holiday Inn where he
met fellow employee Bob Fansler. Before the meeting started
these two employees handed out literature about the types of
questions that employees should consider asking during the
meeting. They were observed by several company officials
distributing the handouts. Brockman and Fansler then went into
the motel meeting room and sat down. Shortly thereafter Re-
spondent’s Senior Vice-President, Larry Malach, approached
the two men and asked to speak with Brockman in the hall.
Fansler joined them and the three men went to the hallway.
Malach told Brockman that the meeting was for current em-
ployees and asked him to leave. Brockman asked Malach why
he could not participate in the meeting. Malach replied that
Brockman was not an employee of the Respondent and that
Brockman was not an ESOP member. Brockman asked if Ma-
lach was sure that Brockman was not an employee or a member
of the ESOP. Malach said that he did not consider Brockman to
be a current employee because he was not actively working and
SKC ELECTRIC, INC.
875
that he did not see Brockman’s name on the list of ESOP par-
ticipants. Brockman then left the meeting. Malach testified that
he did not tell Brockman that he was not an employee, but only
that he was not an “active” employee.
The Respondent now concedes that at the time of the meet-
ing Brockman was its employee and an ESOP participant. Re-
spondent claims, however, that because Brockman was not an
“active” employee he was thus denied access to the March 12
meeting.
The only reason that Brockman was not considered “active”
was because he was engaged in an unfair labor practice strike.
The notice of the meeting did not restrict attendance to active
employees. Moreover, the Respondent offered no explanation
why a person on strike could not attend even though they were
an employee and an ESOP participant.
The Board has held that an employer may not discriminate
against strikers absent some compelling legitimate reason. In
Duncan Foundry and Machine Works, Inc., 176 NLRB 263,
264 (1969) the Respondent was found to have violated Section
8(a)(1) and (3) of the Act by refusing to pay benefits to striking
employees solely because they were not working on a certain
date. The Board stated:
Accordingly, we hold that the act of paying accrued vacation
benefits to one group of employees while withholding the
benefits from another group of employees who are distin-
guishable only by participation in protected concerted activity,
absent a legitimate or substantial business justification, was
discrimination in its simplest form, and was destructive of
important employee rights, and the Respondent thereby vio-
lated Section 8(a)(1) and (3) of the Act.
I find that the Respondent excluded Brockman from the
meeting because he was on strike. The Respondent has offered
no legitimate or substantial business justification for the exclu-
sion of Brockman. I find that the Respondent’s refusal to permit
Brockman to attend the meeting with other employees is a vio-
lation of Section 8(a)(1) of the Act
15. October 15, 1998–Prohibiting Union Solicitation
Employee Eric Yatsook was assigned to work on the Re-
spondent’s Johnson County Detention Center project in January
1998. Yatsook was an open union supporter who regularly
discussed the union with fellow employees in an effort to get
them to join that labor organization. One of the Respondent’s
supervisors assigned to the Detention Center job was project
manager Dennis Schultz.
Yatsook was transferred from the Detention Center project in
the fall of 1998. Yatsook testified that, the day before his trans-
fer, he had a conversation with Schulz. Schulz told Yatsook
that other employees had complained about Yatsook’s organiz-
ing activities holding up production and about Yatsook using a
cell phone on the job. Yatsook testified that Schulz told him he
“could organize before work, at lunch, after work, but not on
the job site.” Schulz recalled similar remarks but did not say
that Yatsook could not organize on the “job site.” Yatsook con-
ceded that no agent of the Respondent ever tried to prohibit him
from talking about the Union or soliciting union membership
during working time.
I found Schulz to be the more precise witness and credit his
testimony as to what he told Yatsook. The Respondent has a
no-solicitation rule, which the Government does not contend is
invalid. I find that Schulz did not tell Yatsook he could not talk
about the Union while working, but rather reiterated the Re-
spondent’s no-solicitation policy. I find that the Respondent did
not violate Section 8(a)(1) when Schulz so advised Yatsook.
16. October 16, 1998–Transfer of Eric Yatsook
As noted above Eric Yatsook was employed by the Respon-
dent at its Johnson County Detention Center project in October
1998. There is no dispute that Yatsook was an open union sup-
porter and the Respondent had knowledge of his union sympa-
thies. Shortly after Schulz cautioned Yatsook about soliciting
on the job, Yatsook was transferred to Respondent’s Waterside
III project. Yatsook was the only rank and file employee as-
signed to that jobsite.
The week after the transfer, Yatsook was eating lunch with
his supervisor, Project Manager, Todd Harlow. Yatsook testi-
fied he asked Harlow why he had been transferred. Harlow
replied that Dennis Schulz had told him that Yatsook was orga-
nizing in the parking lot after work. Harlow testified that it was
Yatsook who speculated that he was run off the Johnson
County jobsite because he had been organizing during working
hours. Based on the demeanor of the witnesses I credit Yat-
sook’s version of the conversation that it was Harlow who
broached the subject and stated that he was transferred because
of his union organizing activities in the parking lot. I find that
the Respondent violated Section 8(a)(1) and (3) of the Act by
transferring, Yatsook, and telling him he was transferred, be-
cause he engaged in protected concerted activity under the Act.
17. October 19, 1998–Withdrawal of Recognition of Local 257
On September 26, 1997, the Board conducted a representa-
tion election at the Respondent’s Columbia facility. On October
6, 1997, Local 257 was certified as the collective-bargaining
representative for a unit of the Columbia electricians. Paul
Stovall was one of the employees who participated in the Sep-
tember 26, 1997, representation election. Shortly after the elec-
tion Jim Miller became Branch Manager of the Columbia of-
fice.
On September 1–2, 1998, Paul Stovall circulated a petition
among the unit employees seeking an election to decertify the
Union as their representative. Stovall ultimately filed that peti-
tion with the Board on October 7, 1998. On October 19, based
on the petition, the Respondent withdrew recognition of Local
257 as the Columbia employees’ collective-bargaining repre-
sentative. The Government alleges Stovall was a supervisor or
Respondent’s agent at the time he circulated the petition. The
Government also alleges that the Respondent’s withdrawal of
recognition of the Union was unlawful. The Respondent denies
Stovall was its supervisor or agent and asserts it lawfully re-
fused to deal with the Union because the Union had lost its
majority support.
A. Stovall’s Work Duties
In January 1997 Paul Stovall was hired by the Respondent as
an apprentice. Stovall later began doing service work. In May
1998 Branch Manager Miller designated Stovall to be the Pro-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
876
ject Manager on the Westminster College project in Fulton,
Missouri. Stovall was assigned a company pickup truck at that
time. The only other persons assigned a truck were Branch
Manager, Jim Miller and Project Manager, Kim Wischmeyer.
About 30 to 35 employees were working out of the Colum-
bia office at the time of the Westminster project. Approxi-
mately 10 to 20 would work on the Westminster project on a
given day. Stovall was the Respondent’s highest-ranking offi-
cial who regularly worked on this project. The Westminster
project lasted through September 1, 1998. On September 1,
1998, Stovall started circulating the decertification petition.
Stovall worked with his tools about 10 percent of his time on
the Westminster project. Stovall’s project manager job duties
included attending meetings with the project’s general contrac-
tor along with Miller and Doug Iles. Stovall independently
selected Kevin O’Brian and Jeff Armstaid to work as foremen
under his direction. Stovall regularly assigned work to employ-
ees, either directly or by funneling the assignments through
O’Brian or Armstaid. Stovall independently assigned overtime
to employees. He had the authority to grant time off for periods
of less than a week. On one occasion when Armstaid com-
plained about the poor work being performed by an employee,
Stovall sent the employee to the office. Stovall regularly com-
pleted the daily log for the Westminster project as part of the
Respondent’s documentation of the progress of work. If he was
unable to do this task he assigned it to one of his foremen.
Stovall’s duties at the Westminster project included dealing
with the general contractor regarding changes and modifica-
tions and estimating the time and material necessary to perform
the work. Iles was responsible for printing copies of a change
agreement for the general contractor to sign authorizing the
work. Stovall was the person who would instruct Iles as to what
the agreement should contain. If the change required no addi-
tional material, but only additional labor hours, Stovall would
personally do the necessary paperwork and would not consult
with any one else before writing up a change order.
If problems arose regarding the work to be performed, em-
ployees would go to Stovall to rectify those problems. Stovall
had the authority to independently assign employees to work
overtime. If employees needed time off for periods of less than
a week, they sought approval from Stovall.
At the time Stovall was working on the Westminster project
he had an office in the jobsite trailer. Stovall also had a cubicle
in the Respondent’s Columbia office. Project Manager Kim
Wischmeyer, Project Manager/Estimator Doug Iles and Branch
Manager Jim Miller were the only other persons possessing
office space at the Columbia facility. Stovall was one of the
few persons who had a key to the Columbia office. When bo-
nuses were being calculated by the Respondent for the West-
minster project the company paperwork identified Stovall as
the project manager of that job.
The Westminster job ended in early September 1998 and
Stovall was then assigned to check work at all of the Respon-
dent’s jobs in the Columbia area. He looked for problems on
the jobs and insured that the jobs had sufficient materials.
When inspecting a job Stovall would commonly make his
rounds with the foreman and they would discuss any problems.
Stovall would suggest ways to solve whatever problems there
were and the foreman would typically follow Stovall’s sugges-
tions. During this period, Stovall estimated that he spent ap-
proximately 25 percent of his time working with his tools.
In December 1998 Jim Miller left the Respondent’s em-
ployment. The week before Christmas a meeting was held at
Columbia to announce the appointment of Kenny Brand as the
new Branch Manager. Stovall was told by Malach that he
should “stick around” because Brand might need his help “until
his feet get wet.”
B. The Decertification Petition
In early September 1998, during the time Stovall was as-
signed to oversee the Respondent’s Columbia projects, he had
discussions with some employees about how to decertify the
Union. Stovall also discussed the matter with Miller who told
him to, “get a piece of paper, get a title on it and get signa-
tures.” Stovall did draft such a document and solicited employ-
ees to sign the petition. He sought the employees’ signatures
during working hours, while he went from project to project.
The petition was signed by employees on September 1–2.
Stovall testified that he considered himself to be a supervisor at
the time he was collecting the signatures. Approximately 75
percent to 80 percent of the Columbia employees signed the
decertification petition.
Stovall immediately attempted to file the petition with the
Board’s Kansas City Regional office, but was told the petition
was untimely as 1 year had not yet elapsed from the time of the
September 26, 1997, election. Stovall reported this turn of
events to Miller. Stovall was told by Miller that he would be
sent back to Kansas City at the appropriate time to file the peti-
tion and that Miller would arrange for him to pick up some
supplies at the Respondent’s suburban Kansas City office in
Lenexa, Kansas, at the same time.
Stovall drove his company truck to Kansas City on October
7, 1998, during working hours to file the decertification peti-
tion. After filing the petition, Stovall drove to the Respondent’s
Lenexa office. Stovall told Malach about filing the decertifica-
tion petition and Malach made a copy of the document. Stovall
then went to lunch and when he returned to the Lenexa office
he was told by Malach to get some supplies from the parts de-
partment lady. This employee gave Stovall two small boxes—
one containing paperclips and another containing sticky pads.
Stovall then drove back to Columbia. On October 19, 1998,
based on the filing of the decertification petition, the Respon-
dent withdrew recognition from Local 257.
Immediately after the September 1 conclusion of the West-
minster job, Stovall was assigned to check on all of Respon-
dent’s projects in the Columbia area. This included assisting
foremen. At this same time Stovall was circulating the decerti-
fication petition among the employees on these projects. In
October 1998, Stovall was assigned to work on the Radiology
project in Columbia, Missouri. Stovall’s duties on this project
were the same as his work at the Westminster jobsite.
By October 7, the day that Stovall filed the petition, he had
been assigned to a project at the Radiology Department, Uni-
versity Hospital, Columbia, Missouri. Stovall’s duties at the
hospital were similar to the project manager duties he per-
formed at the Westminster jobsite. One difference was that
SKC ELECTRIC, INC.
877
Stovall had the authority to assign overtime, however, he had to
first obtain approval of the hospital.
During December Stovall worked in the office, insuring jobs
had sufficient materials and dealing with whatever problems
arose. Stovall would assign employees to projects and direct
them as to what work to perform. Stovall eventually asked to be
assigned to fieldwork and in January he was sent to work on the
Dollar General Store project.
By letter dated January 11, Local 257’s Organizer, Jim
Winemiller, notified the Respondent that the Union now repre-
sented Stovall and he was organizing on behalf of the Union.
Shortly after this letter was sent, Stovall withdrew the decertifi-
cation petition. At about the same time, Stovall learned that the
Respondent had started classifying him as a “J-2” journeymen 2
electrician. Stovall questioned Brand and Connor about the
classification, arguing that he had been performing work as a
Project Manager. Connor and Brand told Stovall that he could
not be classified above a “J-2” level unless he had a Block li-
cense. During this meeting, Connor told Stovall that, because
he was only classified as a J-2, he would have to return the
truck which Miller had assigned him a year earlier.
C. Analysis
1. Stovall’s supervisory status
It is well settled that the possession of any one of the indicia
of supervisory authority specified in Section 2(11) of the Act is
sufficient to confer supervisory status on an employee, pro-
vided such authority is exercised with independent judgment on
behalf of management. California Beverage Co., 283 NLRB
328 (1987). The burden of proving that an individual is a su-
pervisor is on the party alleging that supervisory status exists.
Health Care Corp., 306 NLRB 63 fn. 1 (1992). Thus, in this
instance, the burden is on the Government to prove that Stovall
is a supervisor or agent of the Respondent.
The test for determining whether a person is an agent of an
employer when the individual is not a supervisor, hinges on the
person’s apparent authority, i.e., whether under all the circum-
stances, the employees could reasonably believe that the person
in question was reflecting company policy and speaking and
acting for management. Dentech Corp, 294 NLRB 924, 925–
926 (1989)
Stovall exercised extensive authority over the Respondent’s
employees working on the Westminster project, including:
assigning and directing work, granting time off promoting em-
ployees to foreman status, disciplined an employee by sending
him back to the main office. Stovall was referred to as the pro-
ject manager and was the highest-ranking official of the Re-
spondent who was commonly on the project. Stovall was as-
signed a company truck and a cubicle at the Columbia office.
As the project manager of the Westminster job and as the
traveling overseer of the Respondent’s projects at least through
the time he circulated the petition, Stovall had the authority to
assign and direct employees and resolve any problems on be-
half of the Respondent. Additionally, on the Westminster job he
could grant time off, assign overtime, promote employees to the
position of foremen, to discipline employees by sending them
back to the shop. Stovall was frequently referred to by Respon-
dent’s management as a project manager, a position which
Respondent admits is supervisory. At the time that Stovall cir-
culated and filed the decertification petition, he considered
himself to be a supervisor, as did the employees whose names
he solicited. Thus, I find that the Government has sustained its
burden of showing that Stovall was a statutory supervisor at the
time he solicited employees to sign the decertification petition.
Even if Stovall were found not to be a statutory supervisor at
the time he circulated the petition, I find that the record sup-
ports the conclusion that he was at a minimum an agent of the
Respondent pursuant to Section 2(13) of the Act, and that em-
ployees viewed him as such at that time. Under all the circum-
stances, it is found that employees would reasonably believe
that Stovall spoke and acted on behalf of Respondent. Dentech,
supra. Kidd Electric, Inc., 313 NLRB 1178, 1180 (1994)
(leadman found to acting as agent for employer where admitted
supervisor used leadman to transmit instructions to other em-
ployees).
2. Respondent’s Withdrawal of Recognition
The Board determines whether an Employer’s withdrawal of
recognition is lawful under the following test set forth in Tyson
Foods, Inc., 311 NLRB 552, 555 (1993):
An employer, before it may lawfully withdraw recognition
from an incumbent union, must have actual proof that the un-
ion in fact no longer enjoys majority support, or it must pos-
sess a good faith doubt, founded on a sufficient objective ba-
sis, as to the union’s continuing majority status.
An employer may not rely upon a decertification petition
where it has given assistance to the decertification drive. Tyson,
supra at 556. Such unlawful assistance may come about when a
statutory supervisor employed by the employer encourages or
circulates a decertification petition. Cypress Lawn Cemetery
Assn., 300 NLRB 609, 617–626, 627–628 (1990). Similarly,
circulation of a decertification petition by an agent of the em-
ployer will also taint the petition so that it may not be relied
upon to withdraw recognition. Tyson, supra at 561–566.
Stovall has been found to be the Respondent’s supervisor
and agent at the time he circulated the decertification petition.
The Respondent also assisted him in filing that petition by tell-
ing him how to create the petition and allowing him to drive to
Kansas City in a company truck and on company time, to file
the petition. I find that the petition was tainted by being circu-
lated by Respondent’s supervisor and agent, Stovall. I deter-
mine that because of this fact, as well as the assistance provided
Stovall by the Respondent in creating and filing the petition,
that the petition does not provide objective evidence upon
which to base a good faith doubt as to Local 257’s majority
status. Accordingly, I find that the Respondent’s withdrawal of
recognition from Local 257 violates Section 8(a)(1) and (5) of
the Act.
18. Settlement Agreement in the Prior Case
In its brief, the Union restates its argument that the non-
Board settlement between the parties in the earlier case should
be set aside. The Union notes that the General Counsel has the
authority to reinstate previously withdrawn charges, which
have been the subject of a non-Board settlement, where a re-
spondent either fails to comply with the terms of the settlement
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
878
agreement or if post-settlement unfair labor practices are com-
mitted. Norris Concrete Materials, 282 NLRB 289, 291 (1986);
Jordan Graphics, Inc., 295 NLRB 1085, 1092 (1989); Kime
Plus, Inc., 295 NLRB 127, 146–147 (1989); Hospital San
Rafael, 308 NLRB 605, 606, fn. 3 (1992); Sterling Nursing
Homes, 316 NLRB 413, 416 (1995); Outboard Marine Corp.,
307 NLRB 1333 (1992); Golden Age Chairmobile, Inc., 243
NLRB 160 fn. 1 (1979).
In the present case the Government did not choose to revoke
the earlier settlement and seek to litigate the allegations of
those charges in this proceeding. I did not permit the Union to
litigate the earlier matters in this trial as the pleadings did not
contain those allegations. I reiterate my trial ruling and decline
to set aside the parties’ non-Board settlement agreement.
CONCLUSIONS OF LAW
1. SKC Electric, Inc., is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act.
2. The International Brotherhood of Electrical Workers, Lo-
cal Unions Nos. 124 and 257, are labor organizations within the
meaning of Section 2(5) of the Act.
3. Respondent has violated Section 8(a)(1), (3), and (5) of
the Act.
4. The foregoing unfair labor practices constitute unfair labor
practices affecting commerce within the meaning of Section
2(6) and (7) of the Act.
5. Respondent has not violated the Act except as herein
specified.
[Recommended Order omitted from publication.]