351 NLRB 733
Earthgrains Co.
EARTHGRAINS CO.
351 NLRB No. 45
733
The Earthgrains Company and Bakery, Confection-
ery & Tobacco Workers International Union,
Local 343, AFL–CIO.
Cases 11–CA–18006–1,
11–CA–18202, 11–CA–18223, 11–CA–18230, and
11–CA–18376
September 29, 2007
DECISION AND ORDER
BY MEMBERS LIEBMAN, SCHAUMBER, AND KIRSANOW
On May 1, 2000, Administrative Law Judge Benjamin
Schlesinger issued the attached decision. The Respon-
dent filed exceptions and a supporting brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and brief1 and has decided to
affirm the judge’s rulings, findings,2 and conclusions as
modified below and to adopt the recommended Order as
modified and set forth in full below.3
1 The Respondent filed a 278-page exceptions document containing
1171 exceptions, many of which are identical to other exceptions or
otherwise redundant, and many of which are merely bare exceptions
unsupported by argument in the Respondent’s brief. As to the latter,
we find, in accordance with Sec. 102.46(b)(2) of the Board’s Rules and
Regulations, that the exceptions should be disregarded. See New Con-
cept Solutions, LLC, 349 NLRB 1136, 1136 fn. 2 (2007). Moreover, as
detailed below, the Respondent’s supporting brief makes representa-
tions that are, at best, misleading.
2 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
In addition, the Respondent asserts that the judge’s rulings, findings,
and conclusions demonstrate bias and prejudice. On careful examina-
tion of the judge’s decision and the entire record, we are satisfied that
the Respondent’s contentions are without merit.
The Respondent also contends that the charges were filed in the
wrong Regional Office. However, where a charge should be filed is
essentially a venue matter, and improper venue is not fatally defective.
Allied Products Corp., 220 NLRB 732, 733 (1975). The Respondent
was served with all charges and had a full opportunity to defend against
the charged allegations on the merits. Thus, we find no prejudice to the
Respondent. See id.
3 We shall modify the judge’s recommended Order to conform to the
violations found, in accordance with our decision in Ferguson Electric
Co., 335 NLRB 142 (2001), and to remove the limiting, location-
specific language from the cease-and-desist provisions in the recom-
mended Order. See, e.g., Beverly Health & Rehabilitation Services,
346 NLRB 1319 (2006) (wording cease-and-desist provisions generally
where corresponding violations occurred at various facilities). For the
reasons explained below in the section entitled “notices to employees,”
we find the judge’s recommended common notice inappropriate, and
we shall order the Respondent to post separate notices at its Johnson
City, Tennessee, and Bristol, Virginia facilities, and a shared notice at
its Jenkins, Kentucky, and Norton, Virginia facilities.
The judge found that the Respondent committed nu-
merous violations of Section 8(a)(1) of the Act. We af-
firm all but one of those findings.4 The Respondent does
not except to the legal or factual merits of any of the
judge’s 8(a)(1) findings. It argues for reversal of some
of them on due process, Section 10(b), or other proce-
dural grounds; we address those arguments below.5 The
judge also found that the Respondent violated Section
8(a)(3) and (1) of the Act by discharging employee
Tommy Duncan and transferring employee Barry Mul-
lins.6
For the reasons stated by the judge, as supple-
mented below, we affirm those findings.
I. RESPONDENT’S 10(b) DEFENSE CONCERNING
ALLEGATIONS OF THREATS MADE TO EMPLOYEE MULLINS
The Respondent contends that certain allegations of
threats made to Mullins are time barred.
A charge filed on July 8, 1998, alleged that, about June
29, 1998, the Respondent discriminated against garage
mechanic Barry Mullins, who worked at the Respon-
dent’s Jenkins, Kentucky garage, by transferring his job
(and therefore Mullins) to Johnson City, Tennessee, be-
cause of his union activities. An amended charge filed
In adopting the judge’s recommended Order, we adopt the provision
of the recommended Order that refers alleged misconduct by Respon-
dent’s attorney, Joan Canny, to the investigating officer pursuant to
Sec. 102.117(e) of the Board’s Rules and Regulations. We disavow,
however, the passage in the attorney misconduct section of the judge’s
decision in which he granted the General Counsel’s request to recom-
mend that the Board sanction Canny. Allegations of misconduct are
not to be submitted to the Board in the first instance. See McAllister
Towing & Transportation Co., 341 NLRB 394, 398 fn. 7 (2004) (al-
leged attorney misconduct), enfd. mem. 156 Fed.Appx. 386 (2d Cir.
2005); 675 West End Owners Corp., 345 NLRB 324, 325–326 (2005)
(alleged party misconduct). They are to be submitted to the investigat-
ing officer under Sec. 102.177(e), as reflected in the judge’s recom-
mended Order. We note, however, that, rather than making the submis-
sion a part of the Order, the better practice is to submit misconduct
allegations directly to the investigating officer. McAllister Towing,
supra (stating that the judge “should have filed her recommendation”
with the investigating officer).
4 We find merit in the Respondent’s exception to the judge’s finding
that the Respondent, by Route Supervisor Clayton Caudill, violated
Sec. 8(a)(1) by threatening stricter enforcement of the Respondent’s
rules and policies. This conduct was not alleged in the complaint, and
the General Counsel did not move to amend the complaint to add such
an allegation. Accordingly, we reverse the judge’s finding of this unal-
leged violation. We note, however, that the judge did not include any
provision in his recommended Order corresponding to this finding.
5 Accordingly, we need not address the Respondent’s contention that
the judge erred in omitting from his decision his reasons for rejecting
some of the Respondent’s procedural and due process arguments, or
that the judge’s omission in this regard requires either that the judge’s
decision be set aside or that we remand the proceeding to the judge.
6 The judge dismissed allegations that the Respondent discriminated
against employee Tim Harvey in violation of Sec. 8(a)(3) and (4).
Thus, we need not address the Respondent’s assertion that it lacked
sufficient information concerning those allegations to enable it to pre-
pare a defense.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
734
on December 28, 1998, alleged that the following inci-
dents occurred between June 23 and 26, 1998: Sales
Manager Heath Chandler threatened Mullins with un-
specified reprisals if he engaged in union activities; and
Johnson City Fleet Superintendent Dave Farmer threat-
ened Mullins with closure of the Jenkins work facility,
and with transfer or termination, in retaliation for his
having engaged in union activities. Thus, these incidents
were alleged to have occurred more than 6 months before
the date the amended charge was filed. The judge found,
however, that the 8(a)(1) allegations contained in the
amended charge were not time barred by Section 10(b)
because they were closely related to the timely-alleged
8(a)(3) allegation regarding Mullins’ transfer. We agree.
In determining whether an otherwise untimely allega-
tion is sufficiently related to a timely allegation to allow
it to be added to the complaint, the Board applies the
three-prong test set forth in Redd-I, Inc., 290 NLRB 1115
(1988). Under that test, the Board (1) considers whether
the timely and the untimely allegations involve the same
legal theory; (2) considers whether the otherwise un-
timely allegations arise from the same factual situation or
sequence of events as the allegations in the timely
charge; and (3) “may look” at whether a respondent
would raise the same or similar defenses to both the
timely and untimely allegations. Carney Hospital, 350
NLRB 627, 628 (2007); Nickles Bakery of Indiana, 296
NLRB 927, 928 (1989).7
The untimely allegations in
issue here meet the Redd-I test.
First, the timely and untimely allegations involve the
same legal theory. To prove the 8(a)(3) allegation in the
timely charge, that the transfer was retaliatory, the Gen-
eral Counsel had to show that Mullins’ union activity
was a motivating factor in his transfer. The untimely-
alleged 8(a)(1) threats directed at Mullins serve to estab-
lish an unlawful motive for Mullins’ transfer. Indeed,
the threats themselves portend a transfer as a reprisal for
engaging in union activities.
Second, the timely and untimely allegations plainly
arise from the same factual situation or sequence of
events. The untimely-alleged threats and the announce-
ment of the timely-alleged discriminatory decision to
close the Jenkins garage and transfer Mullins all occurred
within a few days. Moreover, the transfer made good on
Farmer’s preceding threat to transfer or discharge Mul-
lins.
7 The General Counsel does not here contend that the mere occur-
rence of the alleged violations during or in response to the same orga-
nizing campaign is sufficient to establish the close factual relationship
required by Sec. 10(b). Thus, this case does not present the issue the
Board recently addressed in Carney Hospital, supra.
Finally, the Respondent raised similar defenses to the
timely and untimely allegations, at least with respect to
the alleged threats by Farmer.8
Thus, Farmer testified
that he did not threaten Mullins but rather chastised him
for talking instead of working. In defending against the
timely 8(a)(3) allegation, the Respondent claimed that
the Jenkins garage was closed and Mullins transferred
because of Mullins’ poor work performance, as well as
for business reasons. Thus, as to both Farmer’s threats
and Mullins’ transfer, the Respondent’s defense was
based on Mullins’ purported performance. In sum, we
find that the untimely allegations of threats made to Mul-
lins in relation to his union activity are closely related to
the timely 8(a)(3) allegation that Mullins was transferred
due to his union activity and thus are not time barred
under Section 10(b).
II. ISSUES RELATED TO ALLEGATION THAT
RESPONDENT ENGAGED IN COERCION TO
IMPEDE A BOARD INVESTIGATION
At hearing, the judge allowed the General Counsel,
over the Respondent’s objections, to amend the com-
plaint to include an allegation that the Respondent “co-
erced its employees to sign false statements to impede a
Board investigation.”9 Excepting to the judge’s ruling,
the Respondent advances two principal arguments: that
it was denied due process, and that the allegation is time
barred. For the following reasons, we reject the Respon-
dent’s exceptions.
A. The Judge’s Decision
The judge found that on March 2, 1999,10 the route su-
pervisor for the Norton, Virginia facility, Clayton
Caudill, spoke to employee Donald (Eric) Rogers in
Caudill’s office. The judge credited Rogers’ testimony
about this conversation, including Rogers’ assertion that
the telephone in Caudill’s office was off the hook during
the conversation. After reminding Rogers of writeups he
had previously received, Caudill told Rogers that he had
done Rogers a favor by not firing him, and that Rogers
could do Caudill a favor by signing a paper saying that
anything that Caudill had said to Rogers about the Union
8 We find the untimely-alleged threat by Chandler closely related to
the timely-alleged 8(a)(3) Mullins transfer, even assuming the Respon-
dent would not raise similar defenses to those allegations. See Carney
Hospital, supra, slip op. at 2 fn. 8 (stating that the third prong of the
Redd-I test is nonmandatory).
9 At hearing the General Counsel gave two explanations for his delay
in so amending the complaint. First, he had not been aware that the
statements had been coerced until Thursday of the week before the
hearing. Second, once he became aware, he was then concerned that, if
the Respondent were to learn of the allegation, its employees could be
subject to further coercion.
10 All dates hereafter are 1999, unless otherwise stated.
EARTHGRAINS CO.
735
had been said in a joking or friendly manner. Caudill
then put Rogers on the telephone. According to Rogers,
the Respondent’s attorney, Joan Canny, was on the line.
After their telephone conversation, Canny faxed a state-
ment to Rogers, which Rogers signed and faxed back to
Canny. That statement, quoted verbatim in the judge’s
decision, essentially represented that anything Caudill
and Sales Manager Heath Chandler had said to Rogers
regarding the Union was “between friends” and not “in-
tended to be a bribe or a threat.”
The judge credited
Rogers’ testimony that he did not tell Canny what to
write in the statement and that the statement was inaccu-
rate.11
The judge found that Caudill’s statements to
Rogers constituted a threat to his employment if he did
not sign the statement and thus interfered with Rogers’
Section 7 rights.
The judge also found that the Respondent violated
Section 8(a)(1) by “coercing its employees to sign false
statements to impede a Board investigation.”
As more
fully discussed below, the Respondent used the statement
signed by Rogers in support of a Motion for Partial
Summary Judgment, in which it argued that employees
who were the targets of alleged unlawful statements
“have denied that such statements were made and have
further asserted that allegations of threats were the results
of a misunderstanding.” The judge noted that the Gen-
eral Counsel had amended the complaint at hearing to
allege this unfair labor practice, and he rejected the Re-
spondent’s arguments that the allegation was time barred
and that the Respondent had been deprived of due proc-
ess. The Respondent renews those arguments here.
11 As noted above, the judge ordered that allegations of misconduct
by Attorney Canny be referred to the investigating officer, and also
recommended that the Board sanction Canny for her conduct in prepar-
ing Rogers’ statement. The Respondent contends that the judge’s find-
ing that Canny engaged in misconduct was improper and interfered
with the Respondent’s right to counsel. We have disavowed the
judge’s finding in this regard, as that determination is to be made in the
first instance by the investigating officer. However, the judge was
required to make credibility rulings regarding Rogers’ and employee
Shane Jessee’s testimony that they had not told Canny what to write in
their statements. (Jessee signed a statement similar to Rogers’.) Thus,
Canny’s role in preparing those statements necessarily came into play.
However, we find it unnecessary to rely on the judge’s inference that
Canny overheard the conversation in which Caudill coerced Rogers.
The Respondent also claims that it was denied the right to make a
record by the “poor state of the transcript.” Although the Respondent
contends that the transcript was marred by numerous gaps and omis-
sions, it claims only one specific omission (i.e., that Canny’s assertion
to the judge that she had not overheard Caudill’s and Rogers’ discus-
sion on March 2 is missing from the transcript), and it does not claim
that it requested a correction of any error. In any event, the Respon-
dent’s contention is mooted by our finding it unnecessary to rely on the
judge’s inference that Canny overheard the Caudill/Rogers conversa-
tion.
B. The Respondent’s Contentions
1. Due process
The fundamental elements of procedural due process
are notice and an opportunity to be heard.12
The Re-
spondent contends that the judge denied it due process by
granting the amendment without affording it an opportu-
nity to prepare a defense.13
In Paramount Farms, 334 NLRB 810 (2001), the
Board found no merit in the respondent’s contention that
it had been denied due process. There, the judge, in al-
lowing a complaint amendment, gave the respondent an
opportunity to request time to prepare a defense to the
new allegation, and the respondent did not dispute the
judge’s observation that it did not avail itself of the addi-
tional time. Id. at 810 fn. 1.
Here, the Respondent claims that it made an off-the-
record request for a recess to prepare a defense, which
the judge denied. The Respondent additionally claims
that its off-the-record request was accompanied by an
objection to going off the record. Obviously, without a
record, it is difficult to review such claims. But even
assuming their truth, the Respondent’s due process de-
fense fails. The Respondent acknowledges that, although
denying the request for an immediate recess, the judge
stated that he would receive testimony relevant to the
complaint amendment subject to a motion to strike.
Moreover, on the record, the judge made clear that he
had not foreclosed the Respondent from renewing its
12 See Lamar Advertising of Hartford, 343 NLRB 261, 265 (2004).
“The precise procedural protections of due process vary, depending
upon the circumstances, because due process is a flexible concept unre-
stricted by any bright-line rules.” Steinert v. Winn Group, Inc., 440
F.3d 1214, 1222 (10th Cir. 2006).
13 The Respondent also contends that the Regional Office was biased
against it because it had complained about conduct of Regional Office
employees, and because of this bias the Region did not investigate
statements such as Rogers’ (which the Respondent attached to its posi-
tion statement to the Region as well as to its Motion for Partial Sum-
mary Judgment).
There is no support for the Respondent’s claim that the Region
failed to investigate the employees’ statements. In a letter to Canny
dated March 3, Field Examiner Norman Reese confirmed that the Re-
gional Office had received the Respondent’s position statement and
attachments. In a letter dated March 8 to Union Agent William Boyd,
Reese stated that he had had difficulty contacting the Union’s witnesses
and that he had conflicting information from some of them. Reese then
requested to meet with specified employees, including those who had
provided statements to the Respondent, “this Wednesday.” Shortly
thereafter, in a letter to the regional director and the regional attorney
dated March 16, the Respondent asserted that the Union and Reese
were harassing employees by attempting to contact them at work and
home. Clearly, this alleged “harassment” was precisely the Region’s
effort to contact employees for the purpose of investigating their state-
ments. We therefore find no merit in the Respondent’s contention that
the Regional Office did not investigate the statements due to bias
against the Respondent.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
736
request for time to prepare a defense. In denying the
Respondent’s additional motions to strike the amendment
and for a recess to enable the Respondent to take a spe-
cial appeal, the judge stated: “You will see whether you
need additional time with Mr. Caudill to . . . prepare your
defense[.]” Thereafter, the Respondent never renewed its
request for a recess to prepare a defense. In other words,
the judge merely denied the Respondent’s request for an
immediate recess, without prejudice to its right to renew
that request should that prove necessary and to move to
strike testimony relevant to the amendment if it uncov-
ered a basis for doing so. Such a ruling is not a denial of
due process. It is simply a routine exercise of a judge’s
prerogative to avoid unnecessary hearing delays. Thus,
we find no merit to the Respondent’s assertion that it was
denied time to prepare a defense to the new allegation,
and therefore find no merit to its contention that the addi-
tion of the new complaint allegation at hearing was a
denial of due process.14
14 Although, as stated above, the judge denied the Respondent’s mo-
tion for a recess to take a special appeal, the judge delayed the start of
the hearing the next day to give the Respondent time to prepare and file
a special appeal. When the hearing opened the next day, Canny stated
that the Respondent was in the process of filing the appeal, but she had
not been allowed sufficient time to prepare it. On brief, the Respondent
contends that at that point, the judge refused to allow it to make offers
of proof that (1) the judge had not provided it with a sufficient recess to
prepare a special appeal; and (2) off the record, the judge had denied its
request for a recess to prepare a defense. The Respondent also con-
tends that during this exchange, Canny stated that “there is prejudice to
me and I need an opportunity to—prepare a defense.” The hearing
transcript demonstrates otherwise. According to the transcript, Canny
stated, “There is prejudice to me and I need an opportunity to”—at
which point the judge interjected. Given the context, the likely unspo-
ken conclusion of Canny’s statement would have referred to the special
appeal.
In any event, Canny’s request to take the special appeal and the
judge’s response were already in the record, making an “offer of proof”
on that issue unnecessary; and the Respondent did not establish that it
was denied the opportunity to make such an offer regarding any previ-
ous request for time to prepare a defense to the new allegation. More-
over, as to the latter, we have accepted the Respondent’s assertions
concerning its off-the-record request and found on the merits that the
denial of that request for an immediate recess did not deprive the Re-
spondent of due process. We therefore find no merit in these conten-
tions.
However, in explaining why he did not grant the Respondent’s mo-
tion for an immediate recess to file a special appeal, the judge included
statements suggesting that the Respondent’s attorney had misrepre-
sented the availability of an employee to testify. As any conversation
regarding the employee’s availability occurred off the record, we place
no reliance on the judge’s remarks in this regard.
During the above exchange, the judge stated that he did not want to
hear reargument. Canny continued to speak, and the judge responded
that Canny could make her point to the Board. Canny still continued to
speak, and the judge responded by paraphrasing Sec. 102.35(a)(6) of
the Board’s Rules and Regulations, which states in relevant part that the
administrative law judge shall have authority “[t]o regulate the course
of the hearing and, if appropriate or necessary, to exclude persons or
2. Section 10(b)
The Respondent contends that the judge erred in grant-
ing, at hearing, the General Counsel’s motion to amend
the complaint on the additional ground that the amend-
ment was time barred and did not meet the Redd-I
“closely related” test. For the reasons discussed below,
we disagree.
At hearing, Rogers testified in support of the timely-
alleged complaint allegations that the Respondent had
violated Section 8(a)(1) by (1) interrogating employees
regarding their and their coworkers’ union activities; (2)
promising that employees would receive a pay increase if
they voted against the Union; (3) threatening the inevita-
bility of strikes; and (4) telling employees that a wage
increase was being frozen because of the Union.15 In its
Motion for Partial Summary Judgment, the Respondent
noted that the complaint alleged that Caudill and Chan-
dler interrogated and threatened employees and made
other statements in violation of Section 8(a)(1).16
The
Respondent also stated that Region 11 had averred that
those allegations pertained to employees Shane Jessee,
Eric Rogers, Mark Mullins, and Charlie Baker. The
signed statements of those four employees, including the
statement of Rogers that is in issue, were attached to the
motion.17 In the motion, the Respondent argued that
[a]s the employees that are the target of the purported
unlawful statements have denied that such statements
were made and have further asserted that allegations of
threats were the results of a misunderstanding, there is
no competent evidence of these allegations and they are
otherwise unsupportable.
Applying the Redd-I factors, we find that the amend-
ment alleging that the Respondent coerced employees to
sign false statements to impede a Board investigation
was closely related to the timely allegations in support of
counsel from the hearing for contemptuous conduct[.]” The judge then
stated that Canny had an automatic exception to any of his rulings, but
that he would “not tolerate continued discussion on matters that I have
ruled upon and a continuation of your conduct,” warning her that he
would “have [her] colleague take over this case if [she] ma[d]e that
necessary.” The Respondent contends that the judge’s threat to exclude
the Respondent’s counsel from the hearing had a chilling effect on
counsel’s effective representation of the Respondent. We find no merit
in the contention.
15 Rogers’ testimony pertained to pars. 7(d), (p), (q), and (s) of the
second consolidated complaint.
16 The motion specifically references complaint par. 7(a) as it per-
tains to the Norton facility, and pars. 7(d)–(l), (o)–(t), and (v). At the
time the motion was made, the complaint in issue was the consolidated
complaint. However, the relevant complaint paragraphs in both the
consolidated complaint and the second consolidated complaint are
identical.
17 In his decision, the judge inadvertently stated that Jessee’s state-
ment was signed February 2. The correct date was February 27.
EARTHGRAINS CO.
737
which Rogers later testified. First, the timely claims al-
leged specific instances of interference with employees’
Section 7 rights; the amendment alleged coercive efforts
to obtain false statements to support a motion to dismiss
those claims. Second, the amendment and the timely
allegations arise from the same factual scenario or se-
quence of events, in that the alleged coerced statement
concerned the very conduct that gave rise to the timely
8(a)(1) allegations that the Respondent attempted to have
dismissed by using the statement. Finally, even assum-
ing that the Respondent would raise dissimilar defenses
to the timely allegations (i.e., that there was “no compe-
tent evidence” to support them) and the untimely
amendment (i.e., that it was time barred and that Re-
spondent’s due process rights were impaired), we find
the foregoing sufficient to satisfy the Redd-I “closely
related” test.18
To find otherwise would be to endorse
the unlikely proposition that an attempted cover-up of
unlawful conduct is not closely related to the unlawful
conduct sought to be covered up. Thus, the untimely
allegation is not barred by Section 10(b).
III. OTHER 8(A)(1) ALLEGATIONS
A. Maintenance of No-Union-Talk Rule
The judge granted the General Counsel’s request, in
his posthearing brief, to amend the complaint to allege
that the Respondent violated Section 8(a)(1) by maintain-
ing a rule prohibiting employees from speaking about the
Union on company property. The Respondent excepts.
In the course of questioning Chandler concerning his
alleged threat to Mullins of an unspecified reprisal, the
Respondent elicited testimony that Chandler had told
Mullins that Mullins could not talk about the Union on
company time. Chandler then amplified the point, testi-
fying that he did not know what Mullins was allowed to
talk about, but he knew that Mullins could not talk about
the Union on company property. On cross-examination,
Chandler testified that he and other supervisors were told
that the employees could not talk about the Union on
company property, and that he communicated this rule to
Mullins when Mullins was talking to other employees.
Based on Chandler’s testimony, the General Counsel
sought, in his posthearing brief, to amend the complaint
as stated above; and the judge allowed the amendment
and found the violation.
Section 102.17 of the Board’s Rules and Regulations
provides, in relevant part, that a complaint “may be
amended upon such terms as may be deemed just . . . at
the hearing and until the case has been transferred to the
Board.” By analogy to the standard for determining the
18 Again, the third prong of the Redd-I test is not mandatory. Carney
Hospital, 350 NLRB 627, 628 fn. 8 (2007).
adjudicability of unfair labor practice violations that have
not been alleged at all, we find the terms of this amend-
ment just. Under that standard, the Board may find an
unalleged violation “if the issue is closely connected to
the subject matter of the complaint and has been fully
litigated.” Pergament United Sales, 296 NLRB 333, 334
(1989), enfd. 920 F.2d 130 (2d Cir. 1990). We find both
prongs met here.
As to the “closely connected” prong, the Respondent
sought to squelch its employees’ union activities in mul-
tiple unlawful ways, including threats of unspecified re-
prisals, facility closure, transfer or termination, more
onerous work assignments, reduced commissions, and
loss of wages and benefits; promises of more favorable
treatment if employees reject the Union; coercive inter-
rogation; creating the impression of surveillance; and
statements to employees that it had gotten rid of a union
ringleader, that supporting the Union was futile, and that
a wage increase was being frozen because of the Union.
We find that maintaining a rule prohibiting employees
from speaking about the Union on company property was
closely connected to the subject matter of the complaint
because it was part and parcel of the Respondent’s broad
campaign of unlawful conduct aimed at interfering with,
restraining, and coercing its employees in the exercise of
their Section 7 rights. We also find that it was fully liti-
gated because it was based on the testimony of the Re-
spondent’s own witness and flowed from testimony elic-
ited by the Respondent itself. See Pergament United
Sales, supra (stating that closely connected/fully litigated
rule “has been applied with particular force where the
finding of a violation is established by the testimonial
admissions of the Respondent’s own witnesses”). Thus,
we find no merit in the Respondent’s exception and
adopt the judge’s finding of a violation.
B. Futility Threat
The judge found that Chandler made a statement in
September 1998 to employee Shane Jessee that, if the
employees obtained union representation, the Respon-
dent would not give the employees the “Golden 80” re-
tirement plan, which the Union had negotiated for the
Respondent’s employees at Johnson City. The judge
found that the statement supported the complaint allega-
tion that the Respondent, by Chandler, had violated Sec-
tion 8(a)(1) by telling employees that support for the
Union would be futile. The General Counsel, on brief,
requested to withdraw that allegation. The Respondent
contends that it lacked sufficient information about the
nature of the allegation of futility to prepare a defense,
and implies that its on-the-record request for clarification
of the allegation was denied by the judge. The Respon-
dent therefore argues that the General Counsel’s request
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
738
to withdraw the allegation should have been granted.
However, when the Respondent’s attorney asked for the
specific testimony that went to the futility allegation, the
judge directed her to testimony about threats of reducing
pay and no “golden [80],” and the General Counsel
agreed. We therefore find no merit in the Respondent’s
implied claim that it did not receive clarification about
what evidence pertained to the allegation, and we reject
its related claim that the judge erred by failing to grant
the request to withdraw it.19
C. Interrogation of William Harvey
The Respondent contends that the judge erred in find-
ing an 8(a)(1) violation by Chandler on November 13,
1998, because there is no complaint allegation pertaining
to that date. In support of the complaint allegation that
Chandler coercively interrogated employees on August
20, 1998, employee William Harvey testified on direct
examination that, on August 20, 1998, Chandler asked
him if he was the “ringleader” of the Union. However,
on cross-examination, Harvey was confronted with his
personal notes, which placed the date of the interrogation
as November 13, 1998. Harvey stated that the later date
was more likely to be accurate. In his posthearing brief,
the General Counsel acknowledged Harvey’s “confu-
sion” and asked that if the judge found that the incident
occurred on November 13, “the pleading be conformed
to the proof.”
The judge found that the conversation
occurred on November 13 and found the violation, thus
implicitly granting the General Counsel’s request. We
adopt the judge’s finding of a violation supported by an
appropriate complaint allegation.
D. The Respondent’s Contention that It Lacked
Sufficient Information Regarding the
8(a)(1) Allegations
The Respondent contends that it was denied sufficient
information to adequately prepare a defense regarding
the 8(a)(1) allegations. The allegations set forth in the
complaint comport with the Board’s Rules and Regula-
tions Section 102.15 and Casehandling Manual (Part
One) Unfair Labor Practice Proceedings,
Section
10264.2.20 We therefore find no merit in this exception.
19 It is well settled that after relevant evidence has been adduced, the
General Counsel no longer has absolute control over the complaint.
Rather, whether to grant a motion to dismiss any portion of the com-
plaint is within the judge’s discretionary authority. See Sheet Metal
Workers Local 28 (American Elgen), 306 NLRB 981, 982 (1992), and
cases cited therein.
20 Moreover, letters from the Regional Office to the Respondent, sent
to the Respondent before issuance of the complaint, provided additional
details about various allegations in the charges. We also note the Re-
spondent’s Motion for Partial Summary Judgment, discussed above, in
which the Respondent specified certain paragraphs of the complaint
IV. THE 8(a)(3) ALLEGATIONS
A. Discharge of Tommy Duncan
As stated above, we affirm, for the reasons stated by
the judge, the judge’s finding that the Respondent vio-
lated Section 8(a)(3) in discharging employee Duncan.
In so finding, the judge relied in part on evidence that the
Respondent told another employee that Duncan was a
union “ringleader.”
There was no direct evidence that
Duncan engaged in union activity, and the Respondent
contends that this is fatal to the General Counsel’s case.
Section 8(a)(3) is violated, however, where an employer
discriminates against an employee because it believes
that the employee has engaged in union activity, even if
the employee has not done so. Krystal Enterprises, 345
NLRB 227, 230 fn. 15 (2005). Thus, we reject the Re-
spondent’s contention.21
B. Transfer of Barry Mullins
Also as stated above, we affirm, for the reasons stated
by the judge, the judge’s finding that the Respondent
violated Section 8(a)(3) in transferring employee Mul-
lins. In so finding, the judge discredited the testimony of
Johnson City Fleet Superintendent Dave Farmer that he
transferred Mullins because of poor performance, relying
in part on a lack of documentation to support that claim.
The Respondent contends that the judge erred in drawing
an “adverse inference” based on the Respondent’s failure
to produce documentation supporting Farmer’s testi-
mony.
Preliminarily, the judge did not say that he was draw-
ing an adverse inference; rather, absent documentation
corroborating Farmer’s testimony, he credited Mullins’
contrary testimony. As stated above, we find no basis for
reversing the judge’s credibility determinations. Assum-
ing, however, that he did draw an adverse inference, we
also find that such an inference was warranted. When a
party has relevant evidence within its control that is not
produced, that failure may support an inference that the
evidence would be unfavorable to the party. See, e.g.,
Wal-Mart Stores, 350 NLRB 879, 893 (2007). There
was evidence here that the Respondent possessed rele-
vant, unproduced evidence. Farmer testified that one of
the ways that he kept track of how a mechanic (such as
Mullins) was doing his job was by examining the me-
chanic’s “preventive maintenance reports,” which the
mechanic turned in to the Respondent. No such reports
were produced. Farmer also testified that the Respon-
dent had a progressive discipline policy (a “three writeup
and acknowledged that the Region had named specific employees to
which those allegations pertained.
21 In adopting the finding that Duncan’s discharge was unlawful, we
find it unnecessary to rely on the testimony of employee Donald Hoss.
EARTHGRAINS CO.
739
deal”), and that he sometimes made a note of even verbal
warnings. Farmer’s testimony establishes the likelihood
that, if Mullins’ work performance was as poor as
Farmer portrayed it to be, the Respondent would have
had documentation of that fact. Thus, the absence of
such documentation supports the judge’s finding that
“there was nothing wrong with [Mullins’] work.” More-
over, in contrast to the lack of documentation concerning
Mullins’ alleged poor performance, the Respondent pos-
sessed ample documentation of Duncan’s purported per-
formance deficiencies: (1) a counseling form; (2) a
“Conference With Employee Record”; (3) a first written
warning; (4) a verbal warning and a written warning
dated April 6, 1995; and (5) a “disciplinary layoff” dated
April 28, 1997.
V. CONDUCT OF REGION 11 EMPLOYEES AND THE
JUDGE’S RULING CONCERNING SUBPOENAS
TO REGIONAL EMPLOYEES
Claiming that communications from its employees
gave it reason to believe that Regional Office employees
had improperly solicited charges, the Respondent re-
quested, by letter dated November 23, the consent of the
General Counsel for the production of documents re-
sponsive to the Respondent’s November 23 subpoenas
duces tecum and subpoenas ad testificandum to specific
Regional Office employees. The General Counsel de-
nied the Respondent’s request.22 The Respondent raised
the issue again at hearing and now contends that the
judge erred in refusing to order production, by the
agency, of witnesses and documents to demonstrate that
the Region had improperly solicited charges. We dis-
agree.
22 Sec. 102.118(a)(1) of the Board’s Rules and Regulations provides,
in pertinent part, as follows:
No present or former . . . employee of the Agency shall produce or
present any files, documents, reports, memoranda, or records of the
Board or of the General Counsel, whether in response to a subpoena
duces tecum or otherwise, without the written consent of the . . . Gen-
eral Counsel if the document is in a Regional Office of the Agency or
is in Washington, D.C., and in the control of the General Counsel.
Nor shall any such person testify in behalf of any party to any cause
pending in any court or before the Board . . . with respect to any in-
formation, facts, or other matter coming to that person’s knowledge in
his or her official capacity or with respect to the contents of any files,
documents, reports, memoranda, or records of the Board or of the
General Counsel, whether in answer to a subpoena or otherwise, with-
out the written consent of the . . . General Counsel if the person is in a
Regional Office of the Agency or is in Washington, D.C., and subject
to the supervision or control of the General Counsel. . . . A request
that such consent be granted shall be in writing and shall identify the
documents to be produced, or the person whose testimony is desired,
the nature of the pending proceeding, and the purpose to be served by
the production of the document or the testimony of the official.
In Sunol Valley Golf Co.,23 the Board refused to allow
a Board agent to testify, as his testimony was sought by a
party based on “mere speculation” regarding the Board
agent’s conduct. Sunol Valley Golf is on point here. The
Respondent did not present any evidence that Regional
Office employees had solicited charges.24 Rather, there
is nothing but “mere speculation” that the Region’s em-
ployees did anything other than fulfill their duties to take
proper measures to prosecute unfair labor practices re-
vealed by an investigation.25 Therefore, the judge appro-
priately refused to order the Board to produce either the
witnesses or documents sought by the Respondent.
We therefore find no merit in the Respondent’s con-
tentions that Regional Office employees engaged in mis-
conduct, and that the judge erred by refusing to order
production of witnesses and documents.26
VI. NOTICES TO EMPLOYEES
The judge recommended that a common notice be
posted by the Respondent at each of the facilities in-
volved in this case: Johnson City, Tennessee; Norton
and Bristol, Virginia, and Jenkins, Kentucky. For the
reasons discussed below, we find a common notice for
each facility to be inappropriate, and that separate notices
are to be posted at the Respondent’s Johnson City, Ten-
nessee, and Bristol, Virginia facilities. However, we find
that a common notice is warranted at the Jenkins, Ken-
tucky, and Norton, Virginia facilities.27
23 305 NLRB 493, 494 (1991).
24 Contrary to the Respondent’s contention in its brief, the judge al-
lowed the Respondent limited questioning of Union Agent Boyd re-
garding the circumstances under which he signed certain charges.
Boyd testified that normally, a field examiner would call him before
faxing proposed amended charges, would state that facts had been
discovered during the investigation, and would ask Boyd to review the
amended charges. If Boyd agreed with them, he would sign and return
the charges. With reference to the charge pertaining to Tim Harvey,
Boyd stated that he did not remember whether he had talked to anybody
at “the Board” before the charge was faxed to him.
25 See Petersen Construction Corp., 128 NLRB 969 (1960). In Pe-
tersen, the Board found that a Board agent acted properly, after investi-
gation of the initial charge uncovered conduct that could constitute
additional violations, in furnishing the charging party with appropri-
ately drawn charges and instructions to sign them if he wished to do so.
See also NLRB Casehandling Manual (Part One) Unfair Labor Practice
Proceedings, Sec. 10062.5, which provides that, where the investigation
of a charge reveals evidence of unfair labor practices not specified in
the charge, and the charge does not support complaint allegations cov-
ering those newly revealed potential unfair labor practices, “the charg-
ing party or its representative should be apprised of the potential defi-
ciency . . . and given the opportunity to file an amended charge.”
26 We also find, contrary to the Respondent’s contention, that the
judge’s failure to address these issues in his decision does not demon-
strate bias.
27 There were no exceptions to the judge’s notice posting recom-
mendations. It is well established, however, that the Board may exer-
cise its broad discretionary authority under Sec. 10(c) to fashion appro-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
740
Where a respondent has committed different unfair la-
bor practices at various locations within the same geo-
graphic area, “the Board orders a common notice when it
finds ‘considerable similarity in the nature of the unfair
labor practices’ committed at the different locations.”
Wal-Mart Stores, 350 NLRB 879, 885 (2007) (quoting
Albertson’s, Inc., 307 NLRB 787, 788 (1992), enf. de-
nied mem. 8 F.3d 20 (5th Cir. 1993)). In determining
that a common notice is warranted, the Board may also
consider other factors that, taken together, create “rea-
sonable cause for concern that the employees of one [lo-
cation] would become aware of the [r]espondent’s simi-
lar conduct at the other[s].” Albertson’s, supra at 789.
Where, however, there is only one unfair labor practice
common across different locations, the Board orders
separate notices. Wal-Mart Stores, supra (citing F. W.
Woolworth Co., 173 NLRB 1146, 1146–1147 (1968)).
Here, we find that a common notice across all four fa-
cilities is unwarranted. At most, only one unfair labor
practice—maintenance of a rule prohibiting union talk on
company property—was committed at all four loca-
tions.28 Only one additional violation—a statement that
selecting the Union would be futile—was found to have
occurred at the Bristol facility. And no other violations
were found to have been committed at the Johnson City
location.29 Thus, we will order that separate notices be
posted at Bristol and Johnson City.
The Jenkins, Kentucky, and Norton, Virginia facilities
present a different situation. First, the Respondent made
multiple 8(a)(1) threats to employees at both locations.
Second, the Jenkins and Norton facilities were both in-
volved in a contemporaneous organizing campaign by
the Union. Third, Chandler was the area sales manager
for the geographic area that included both facilities, and
priate remedies even in the absence of exceptions. See, e.g., Indian
Hills Care Center, 321 NLRB 144, 144 fn. 3 (1996).
28 We cannot even be certain that the unlawful rule was maintained
at each location, as the events giving rise to this 8(a)(1) violation find-
ing transpired at the Jenkins facility. However, Area Sales Manager
Chandler testified that he and “other supervisors” were informed that
employees could not talk about the Union on company property, and
Chandler did not specify that by “other supervisors,” he meant only
other supervisors at Jenkins. Moreover, Chandler, himself, exercised
authority over employees at more than one facility. Thus, we will
include a provision pertinent to this violation in each separate notice.
29 As set forth above, however, we have found that the Respondent
unlawfully threatened and transferred employee Mullins, and Mullins
was transferred to Johnson City. Moreover, some of the threats were
made by Johnson City Fleet Superintendent Dave Farmer, and Mullins
began working at Johnson City within a few weeks of the unlawful
threats. Under these circumstances, we find reasonable cause for con-
cern that employees at Johnson City would have become aware of
Respondent’s unlawful conduct toward Mullins at Jenkins. Accord-
ingly, we will include provisions pertinent to the Respondent’s threats
toward and transfer of Mullins in the Johnson City notice.
Chandler directly participated in unfair labor practices at
both locations. Moreover, Chandler informed Shane
Jessee, an employee at the Norton facility, that the Re-
spondent had gotten rid of the union “ringleader,”
Tommy Duncan, at the Jenkins facility. Also, Mullins
testified that he attended a union meeting at Norton while
working at Jenkins. Under all of these circumstances, we
find a common notice for the Jenkins and Norton facili-
ties to be appropriate. See Albertson’s, supra at 788–789
(ordering common notice where stores were in same cor-
porate district, employees in both stores were involved in
a contemporaneous union organizing drive, and respon-
dent committed substantially similar violations at each
store).
ORDER
The National Labor Relations Board orders that the
Respondent, The Earthgrains Company, Johnson City,
Tennessee, Norton and Bristol, Virginia, and Jenkins,
Kentucky, its officers, agents, successors, and assigns,
shall
1. Cease and desist from
(a) Threatening its employees with unspecified repri-
sals for engaging in activities on behalf of Bakery, Con-
fectionery & Tobacco Workers International Union, Lo-
cal 343, AFL–CIO (the Union).
(b) Threatening its employees with closure of their
work facility if they engage in activities on behalf of the
Union.
(c) Threatening its employees with transfer or termina-
tion in retaliation for their having engaged in activities
on behalf of the Union.
(d) Interrogating its employees concerning their and
their coworkers’ union activities, support, and sympa-
thies or their protected concerted activities.
(e) Giving its employees the impression that their or
their coworkers’ union activities were under surveillance.
(f) Making disparaging remarks about its employees
who supported the Union.
(g) Threatening its employees with more onerous work
assignments in order to discourage union activity.
(h) Threatening its employees that it would reduce the
commission paid to its employees if the Union were
voted in as their collective-bargaining representative.
(i) Threatening its employees that it would replace
them if they went on strike.
(j) Informing its employees that it had gotten rid of the
union ringleader.
(k) Informing its employees that support for and selec-
tion of the Union would be futile.
(l) Informing its employees that they would receive
more favorable treatment if they opposed the Union in
the upcoming election.
EARTHGRAINS CO.
741
(m) Threatening its employees with the inevitability of
strikes.
(n) Informing its employees that a wage increase was
being frozen because of the Union.
(o) Threatening its employees with loss of wages and
benefits if the Union was selected as their collective-
bargaining representative.
(p) Maintaining a rule prohibiting its employees from
speaking about the Union on company property.
(q) Coercing its employees to sign false statements to
impede a Board investigation.
(r) Discharging, transferring, or otherwise discriminat-
ing against any employee for supporting the Union, or
any other union.
(s) In any like or related manner interfering with, re-
straining, or coercing its employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Within 14 days from the date of this Order, offer
Tommy Duncan full reinstatement to his former job or, if
that job no longer exists, to a substantially equivalent
position, without prejudice to his seniority or any other
rights or privileges previously enjoyed.
(b) Make Tommy Duncan whole for any loss of earn-
ings and other benefits suffered as a result of the dis-
crimination against him, and Tommy Duncan and Barry
Mullins whole for any expenses suffered as a result of
the discrimination against them, in the manner set forth
in the remedy section of the judge’s decision.
(c) Within 14 days from the date of this Order, remove
from its files any reference to the unlawful discharge of
Tommy Duncan and the unlawful transfer of Barry Mul-
lins, and within 3 days thereafter, notify Tommy Duncan
and Barry Mullins in writing that this has been done and
that the discharge and transfer, respectively, will not be
used against them in any way.
(d) Preserve and, within 14 days of a request, or such
additional time as the Regional Director may allow for
good cause shown, provide at a reasonable place desig-
nated by the Board or its agents, all payroll records, so-
cial security payment records, timecards, personnel re-
cords and reports, and all other records, including an
electronic copy of such records if stored in electronic
form, necessary to analyze the amount of backpay due
under the terms of this Order.
(e) Within 14 days after service by the Region, post at
its facilities in Johnson City, Tennessee, Norton and
Bristol, Virginia, and Jenkins, Kentucky, copies of the
attached notices: the notice marked “Appendix A” at the
Norton, Virginia, and Jenkins, Kentucky facilities; the
notice marked “Appendix B” at the Johnson City, Ten-
nessee facility; and the notice marked “Appendix C” at
the Bristol, Virginia facility.30 Copies of the notices, on
forms provided by the Regional Director for Region 11,
after being signed by the Respondent’s authorized repre-
sentative, shall be posted by Respondent and maintained
for 60 consecutive days in conspicuous places, including
all places where notices to employees are customarily
posted. Reasonable steps shall be taken by the Respon-
dent to ensure that the notices are not altered, defaced, or
covered by any other material. In the event that, during
the pendency of these proceedings, the Respondent has
gone out of business or closed any of the facilities in-
volved in these proceedings, the Respondent shall dupli-
cate and mail, at its own expense, a copy of the notices to
all current employees and former employees employed
by Respondent at the closed facility or facilities at any
time since June 23, 1998.
(f) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps that the Respondent has taken to
comply.
IT IS FURTHER ORDERED that the alleged misconduct by
Respondent’s counsel, Joan M. Canny, as set forth in the
credibility and attorney misconduct sections of the
judge’s decision, is referred to the investigating officer,
the Associate General Counsel, Division of Operations-
Management, pursuant to Section 102.117(e) of the
Board’s Rules and Regulations.
IT IS FURTHER ORDERED that the remaining allegations
of the complaint, not withdrawn by the General Counsel
at the hearing or in his brief, are dismissed insofar as
they allege violations of the Act not specifically found.
APPENDIX A
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated Federal labor law and has ordered us to post and obey
this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
30 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
742
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT threaten our employees with unspecified
reprisals for engaging in activities on behalf of Bakery,
Confectionery & Tobacco Workers International Union,
Local 343, AFL–CIO (the Union).
WE WILL NOT threaten our employees with closure of
their work facility if they engage in activities on behalf
of the Union.
WE WILL NOT threaten our employees with transfer or
termination in retaliation for their having engaged in ac-
tivities on behalf of the Union.
WE WILL NOT interrogate our employees concerning
their and their coworkers’ union activities, support, and
sympathies or their protected concerted activities.
WE WILL NOT give our employees the impression that
their or their coworkers’ union activities were under sur-
veillance.
WE WILL NOT make disparaging remarks about our
employees who supported the Union.
WE WILL NOT threaten our employees with more oner-
ous work assignments in order to discourage union activ-
ity.
WE WILL NOT threaten our employees that we would
reduce the commission paid to our employees if the Un-
ion were voted in as their collective-bargaining represen-
tative.
WE WILL NOT threaten our employees that we would
replace them if they went on strike.
WE WILL NOT inform our employees that we had got-
ten rid of the union ringleader.
WE WILL NOT inform our employees that support for
and selection of the Union would be futile.
WE WILL NOT inform our employees that they would
receive more favorable treatment if they opposed the
Union in the upcoming election.
WE WILL NOT threaten our employees with the inevita-
bility of strikes.
WE WILL NOT inform our employees that a wage in-
crease is being frozen because of the Union.
WE WILL NOT threaten our employees with loss of
wages and benefits if the Union is selected as their col-
lective-bargaining representative.
WE WILL NOT maintain a rule prohibiting our employ-
ees from speaking about the Union on company property.
WE WILL NOT coerce our employees to sign false
statements to impede a Board investigation.
WE WILL NOT discharge, transfer, or otherwise dis-
criminate against any employee for supporting the Un-
ion, or any other union.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce our employees in the exercise of
the rights set forth above, which are guaranteed them by
Section 7 of the Act.
WE WILL, within 14 days from the date of the Board’s
Order, offer Tommy Duncan full reinstatement to his
former job or, if that job no longer exists, to a substan-
tially equivalent position, without prejudice to his senior-
ity or any other rights or privileges previously enjoyed.
WE WILL make Tommy Duncan whole for any loss of
earnings and other benefits suffered as a result of the
discrimination against him, and make Tommy Duncan
and Barry Mullins whole for any expenses suffered as a
result of the discrimination against them, with interest.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any reference to the unlaw-
ful discharge of Tommy Duncan and the unlawful trans-
fer of Barry Mullins, and WE WILL, within 3 days thereaf-
ter, notify Tommy Duncan and Barry Mullins in writing
that this has been done and that the discharge and trans-
fer, respectively, will not be used against them in any
way.
THE EARTHGRAINS COMPANY
APPENDIX B
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated Federal labor law and has ordered us to post and obey
this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT threaten our employees with unspecified
reprisals for engaging in activities on behalf of Bakery,
Confectionery & Tobacco Workers International Union,
Local 343, AFL–CIO (the Union).
WE WILL NOT threaten our employees with closure of
their work facility if they engage in activities on behalf
of the Union.
WE WILL NOT threaten our employees with transfer or
termination in retaliation for their having engaged in ac-
tivities on behalf of the Union.
EARTHGRAINS CO.
743
WE WILL NOT maintain a rule prohibiting our employ-
ees from speaking about the Union on company property.
WE WILL NOT transfer or otherwise discriminate
against any employee for supporting the Union, or any
other union.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce our employees in the exercise of
the rights set forth above, which are guaranteed them by
Section 7 of the Act.
WE WILL make Barry Mullins whole for any expenses
suffered as a result of the discrimination against him,
with interest.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any reference to the unlaw-
ful transfer of Barry Mullins, and WE WILL, within 3 days
thereafter, notify Barry Mullins in writing that this has
been done and that the transfer will not be used against
him in any way.
THE EARTHGRAINS COMPANY
APPENDIX C
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated Federal labor law and has ordered us to post and obey
this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT inform our employees that support for
and selection of the Union would be futile.
WE WILL NOT maintain a rule prohibiting our employ-
ees from speaking about the Union on company property.
THE EARTHGRAINS COMPANY
Don Gattalaro, Esq., for the General Counsel.
Joan M. Canny, Esq., Michael L. Fantaci, Esq., and E. Freder-
ick Preis Jr. (McGlinchey Stafford), of New Orleans, Lousi-
ana, for the Respondent.
William Boyd, Business Agent, of Jonesborough, Tennessee, for
the Union.
DECISION
FINDINGS OF FACT AND CONCLUSIONS OF LAW
BENJAMIN SCHLESINGER, Administrative Law Judge. The
complaint1 alleges that Respondent, The Earthgrains Company,
committed numerous unfair labor practices—a discharge, a
transfer, imposition of more onerous working conditions, inter-
rogations, threats, among others—in an attempt to thwart the
organizing efforts of the Charging Party, Bakery, Confectionery
& Tobacco Workers International Union, Local 343, AFL–CIO
(the Union). Respondent denies that it violated the National
Labor Relations Act (the Act), in any way.
I. JURISDICTION
Respondent is a Delaware corporation, with its principal of-
fices in St. Louis, Missouri, and other facilities nationwide,
including those involved in this proceeding in Johnson City,
Tennessee; Norton and Bristol, Virginia; and Jenkins, Ken-
tucky, where it engages in the production, distribution, and
nonretail sale of bakery products to grocery stores, restaurants,
convenience stores, and schools. During the year ending Au-
gust 11, 1999, a representative period, Respondent sold and
shipped from each of these facilities products valued in excess
of $50,000 directly to points outside Virginia, Tennessee, and
Kentucky. I conclude, as Respondent admits, that it is an em-
ployer within the meaning of Section 2(2), (6), and (7) of the
Act. I also conclude that the Union, which has a collective-
bargaining agreement with Respondent for employees at the
Johnson City facility, is a labor organization within the mean-
ing of Section 2(5) of the Act.
II. CREDIBILITY
On March 2, 1999, Clayton Caudill, Respondent’s Norton
sales supervisor, called truck loader Donald Rogers into his
office. The telephone was lying on his desk, off the hook.
Caudill mentioned the writeups that Rogers had been given and
said that he could have already been out of a job and that
Caudill had done Rogers a favor by not firing him. Now,
Rogers could do Caudill a favor, by signing a paper that any-
thing that he had said to Rogers was in a joking or friendly
manner. Rogers agreed to talk to Caudill’s lawyer, Joan Canny,
1 The relevant docket entries are as follows: The charge in Case 11–
CA–18006–1 was filed on July 8, 1998, and amended on December 28,
1998. The charge in Case 11–CA–18202 was filed on December 18,
1998, and amended on February 3 and April 26, 1999. The charge in
Case 11–CA–18223 was filed on January 12 and amended on February
3 and April 26, 1999. The charge in Case 11–CA–18230 was filed on
January 20 and amended on February 3, March 18, and April 26, 1999.
The charge in Case 11–CA–18376 was filed on June 16, 1999. The
second consolidated complaint, at issue herein, was issued on August
11, 1999. The hearing was held in Bristol, Tennessee, on December 6–
9, 1999.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
744
and she was already on the telephone. She explained what he
was being asked to sign, and she said that (despite what Caudill
had told him) Rogers was under no pressure to sign and that it
was his decision to sign. She explained that he did not have to
speak with her if he did not want to; that he would not be asked
any questions about how he felt about the Union, or how other
people felt about the Union; that, if he did not want to speak to
her, nobody was out to do anything to him; that he would be
faxed a statement and that he should read it over and make any
corrections; and that he should not sign it if he did not think it
was true. Rogers read and signed the following document that
was then faxed by Canny:
STATEMENT OF ERIC ROGERS
MARCH 2, 1999
NORTON, VIRGINIA
THE FOLLOWING STATEMENT IS TRUE TO THE
BEST OF MY ABILITY, AND IS BASED ON MY
PERSONAL KNOWLEDGE.
1. ANYTHING THAT HEATH AND I TALKED
ABOUT THAT HAD TO DO WITH THE UNION WAS
BETWEEN
FRIENDS
AND
I
DON’T
THINK
ANYTHING WAS INTENDED TO BE A BRIBE OR A
THREAT. IF IT WAS UNDERSTOOD THAT WAY I
THINK IT WAS A MISUNDERSTANDING.
2. ANYTHING THAT CLAYTON CAUDILL AND I
TALKED ABOUT THAT HAD TO DO WITH THE
UNION WAS BETWEEN FRIENDS AND I DON’T
THINK ANYTHING WAS INTENDED TO BE A
BRIBE OR A THREAT. IF IT WAS UNDERSTOOD
THAT WAY I THINK IT WAS A MISUNDER-
STANDING.
THESE STATEMENTS ARE TRUE AND CORRECT TO
THE BEST OF MY ABILITY.
Caudill could not recall this incident, but remembered how
three other similar statements were prepared, about which more
below. Canny never testified. Thus, Respondent presented no
testimony that what Rogers related did not take place, and I
find that it did. I conclude that it violated Section 8(a)(1) of the
Act, constituting a threat to Rogers’ employment if he did not
sign a statement relating to Respondent’s attempt to interfere
with his and other employees’ concerted activities, protected by
Section 7 of the Act. If the threat coerces him from testifying or
stating truthfully what transpired, by necessity his Section 7
rights are being interfered with. By the threat, Respondent has
attempted to interfere with Rogers’ right to engage in concerted
and protected activities. I further conclude that it is a threat to
obtain a false statement to prevent an employee from giving
truthful testimony under the Act and interfere with the Region’s
processing of the pending unfair labor practice charges.2
In finding a violation, I note that this allegation resulted from
an amendment made at the hearing. Respondent contends that
2 Respondent’s brief states: “[T]he statement at issue was known to
and had been provided to the Board in March of 1999 as part of Re-
spondent’s submission of evidence and further as an attachment to
Respondent’s motion for summary judgment.”
my “failure . . . to grant a recess to permit [Respondent] an
opportunity to prepare a defense violated Respondent’s due
process [rights].” In its request for special permission to appeal
my grant of the amendment to the Board, dated December 7,
1999, Respondent stated that it appealed “the ALJ’s denial of
Respondent’s Motion for Recess of the hearing to permit an
opportunity to prepare for and defend the allegations which the
Counsel for the General Counsel intentionally and without any
justification under the Board’s rules interposed so as [to] sur-
prise Respondent and deny an opportunity for preparation con-
sistent with Due Process.” Respondent omits and misstates a
material fact not only in its brief to me but also in its request to
the Board. At no time did Respondent request a recess in order
to prepare a defense to any of the amendments, particularly the
amendment concerning Caudill’s coercion of Rogers in order
that he would sign a statement exonerating Respondent. The
only request that Canny made was for time to prepare its re-
quest for special permission to appeal, which I denied because
there was too much to do that day. Canny had earlier insisted
that four of Respondent’s drivers, who were subpoenaed by the
counsel for the General Counsel, could not all appear on the
same day, and could not appear earlier than mid- or late after-
noon. In a lengthy telephone conference preceding the hearing,
the parties had a difficult problem of scheduling, including
Canny’s insistence on the names of the witnesses, and the
counsel for the General Counsel’s refusal to reveal those
names. The issue was finally reconciled, only after Canny con-
ceded that one of the four people she was talking about was not
a driver and had no time restrictions at all, contrary to what she
had said earlier. Be that as it may, the counsel for the General
Counsel needed to call his own witnesses that afternoon, as
well as the driver who was coming in late as a result of the
ultimate agreement between the counsel for the General Coun-
sel and Canny. The record shows that the hearing adjourned the
first day at 7 p.m. The record also shows that I began the hear-
ing late the following morning at 10:30 a.m., to permit counsel
to work on her request for special permission and that the re-
quest was filed that day. In sum, there is no basis for Respon-
dent’s contention.
In light of my findings and conclusions, Respondent’s addi-
tional objection that the amendment was offered by the counsel
for the General Counsel in bad faith is baseless and unsup-
ported.3 Regarding the timing of the amendment, this happened
when the second witness was called. Even though I had asked
for amendments earlier on the first day of the hearing, the fact
that the amendment was offered within an hour or two, when
Rogers was called as the General Counsel’s second witness,
was not prejudicial to Respondent. Respondent contends, as it
did at the hearing, that the allegation is not supported by a
timely filed charge. But the allegation relates to the disclosure
of certain of the unfair labor practices that are alleged in the
3 Equally unsupported is Respondent’s charge that the General
Counsel has “personal animosity” and is “vindictive” toward Respon-
dent, that the Regional Director “has improperly and with malice tar-
geted Respondent [as] punishment” for Respondent’s complaints
against the Region, and that “agency bias” has violated Respondent’s
“due process rights.” I deny Respondent’s motion in its reply brief to
dismiss the complaint on these grounds.
EARTHGRAINS CO.
745
complaint and are not attacked by Respondent as untimely. The
fact that Respondent felt it necessary to submit Rogers’ state-
ment in support of its motion for summary judgment is ample
proof that Respondent believed that the statement was related to
the charges under investigation and the allegations of the com-
plaint.4
This unfair labor practice has a direct bearing on the credibil-
ity of Caudill and Heath Chandler, Respondent’s sales manager
in charge of the four facilities involved in this proceeding. They
undoubtedly had something to hide. They had made some
statements that they (and Canny) understood could be inter-
preted as bribes or threats, and they were attempting to find
some means to escape from what they did. Caudill was used in
this instance to coerce Rogers to sign a statement, despite the
fact that Rogers had nothing to say about Caudill’s other unfair
labor practices. Rather, the gist of Rogers’ testimony was aimed
at Chandler, whom Caudill never even mentioned when he
“asked” for Rogers’ statement. It was Canny, knowing the
charges against Respondent, who wrote this statement covering
both Chandler and Caudill on behalf of her client, presumably
with the client’s advice and consent.
There were more documents prepared, similar or identical to
the one prepared for Rogers. On February 2, 1999, employee
Shane Jessee, about to quit his job with Respondent in order to
take a position with the State prison, signed, in Caudill’s pres-
ence, a statement, prepared by Canny, as follows:
THE FOLLOWING STATEMENT IS TRUE TO THE
BEST OF MY ABILITY, AND IS BASED ON MY
PERSONAL KNOWLEDGE:
1.
I HAVE TALKED TO THE COMPANY’S
LAWYER ABOUT THE UNION CHARGES AGAINST
HEATH CHANDLER AT NORTON, VIRGINIA. I
UNDERSTAND I DID NOT HAVE TO TALK TO HER
OR GIVE THIS STATEMENT. I AM GIVING THIS
STATEMENT VOLUNTARILY
2. HEATH CALLED ME A “BENEDICT ARNOLD”
ONE DAY BUT IT WAS ABOUT SOME STUFFING
AND HE WAS JOKING ABOUT IT.
3. HEATH NEVER TOLD ME THAT WE WOULD
NOT GET THE GOLDEN 80 AND WOULD NOT GET
BENEFITS LIKE JOHNSON CITY, HE JUST SAID
EVERYTHING HAD TO BE NEGOTIATED.
4. ANYTHING THAT HEATH AND I TALKED
ABOUT THAT HAD TO DO WITH THE UNION WAS
4 Although Respondent submitted the Rogers statement (as well as
similar statements of three other employees) in support of its motion for
summary judgment, the purpose of which is to demonstrate that there
are no material facts involved, Respondent contends in its brief that the
statement is meaningless, as follows:
As the Board is aware, an employee’s subjective perception of how
communications were intended is irrelevant to the analysis of whether
the conduct violated section 8(a)(1). Therefore, the statement is not
evidence one way or the other as to whether any violation of section
8(a)(1) occurred, because it contains no facts whatsoever but only
Rogers’ subjective perception as to what the intention of unspecified
statements was, and how Rogers understood those unspecified state-
ments.
BETWEEN
FRIENDS
AND
I
DON’T
THINK
ANYTHING WAS INTENDED TO BE A THREAT
AGAINST ME. IF IT WAS UNDERSTOOD THAT
WAY I THINK IT WAS A MISUNDERSTANDING.
Jessee did not tell Canny what to write in his statement, just
as Rogers did not tell her what to write. Jessee signed this
statement, which noted that the above statements were true and
correct, and then added, in his own hand, complying with a
request from Caudill to add it because Canny did not write
anything exonerating Caudill, a repetition of paragraph 4, sub-
stituting “Clayton Caudill” for “Heath.” Jessee explained his
actions:
I told Clayton Caudill that I would be glad to write out
some sort of statement to release him and Heath from my
charges if I could because I was changing jobs. I didn’t
have no hard feelings toward them, we just got on differ-
ent sides of the fence and all I wanted to do was [for it to]
be over with. I didn’t want to drag nobody in on nothing
that’s going to cost them their job because I was afraid I
was going to cost them their job.
. . . .
So Clayton told me that he would get hold of the law-
yer, which now I know is you [Canny]. Later, I think it
was the same day, he told me, he said—I’ve got her on the
phone and if I recall our conversation correctly you
[Canny] asked me. You said, “I heard you were willing to
sign a statement for Heath, releasing him from the
charges.” I said, “Yes ma’am.” I said it would according to
what you write on the statement I guess. You said, “I’ll
write anything you want to.” I said, “Well, I really don’t
know what to write, why don’t you just write something
out.” So you typed that out and you faxed it to me and I
signed whatever you wrote out. All I wanted to do was get
rid of the problem.
At another point of his testimony, Jessee stated: “I did not want
anything hanging over those guys heads or the other route
men’s heads because of me. I was leaving. That’s all I wanted
to do is get on with the job I’ve got now. I don’t even want to
be here today.”
On November 23, 1999, another witness in this proceeding,
William Harvey, petitioned to revoke a subpoena served on
him. His grounds were the same as related in the Rogers’
statement, often in haec verba, that he knew nothing about the
complaint and that anything that Chandler or Caudill and he
talked about during the time that the union organizing was go-
ing on “was between friends and I don’t think anything was
intended to be a bribe or a threat. If it was understood that way
I think it was a misunderstanding.” To the contrary, Harvey, as
did Rogers and Jessee, presented material evidence which, if
credited, constituted unfair labor practices. The circumstances
of the preparation of his petition were not explored, but he said
that he wanted to avoid appearing as a witness. It is obvious
that Canny’s law firm, who represented Respondent, aided in
that effort. The moving papers were faxed from her firm, ap-
parently to Respondent, and then faxed from Respondent to me.
Yet another document, identical to the Rogers’ statement, was
used to support a petition to revoke filed by Mark Mullins, who
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
746
did not testify. It was also prepared by Canny’s law firm. Re-
garding both motions, Canny, although acting as if she had
nothing to do with and was not the attorney for either of these
employees, criticized me at the hearing for deciding the merits
of the petitions only after reading the petitions and the General
Counsel’s opposition and not affording Harvey and Mullins the
opportunity to be heard in a telephone conference. Canny also
represented that she provided Jessee’s statement to the Region
during the investigation. The statements of Jessee, Rogers,
Mullins, and Charlie Barker, which was the same as the Rogers
statement, were attached to Respondent’s motion to the Board
for partial summary judgment, dated May 27, 1999.
I credit the testimony of Rogers, Jessee, and Harvey, none of
whom had anything to gain by their testimony or any reason to
fabricate. Jessee, in particular, had voluntarily left his job and
had no interest in whether any of the charges were found true or
not. I also conclude from these machinations that the statements
that they signed may be reasonably considered admissions of
wrongdoing by both Chandler and Caudill, requested by
Caudill on behalf of himself and Chandler, and Canny, on be-
half of the two supervisors and Respondent, who were trying to
either conceal their activities or misrepresent the purpose of
those activities. Both Chandler and Caudill, I conclude, partici-
pated in events they wished to conceal; and, because Caudill
and Canny went to such extremes to conceal what Chandler and
Caudill did, the events in which they participated must have
been serious. Because Caudill participated in this venture, with
the knowledge, I infer,5 of Chandler, my view of their credibil-
ity is such that I find that they would do and say anything to
avoid responsibility. And so I do not believe them at all, except
when they testified against the interests of Respondent or when
their testimony was corroborated by unimpeachable sources or
when the employee testifying against them related alleged facts
that were inherently improbable. Accordingly, I find many of
the violations against them, discrediting their denials.
In doing so, I found the employees called by the General
Counsel sincere, truthful, and generally reliable. Various inci-
dents occurred, and, although sometimes I had difficulty find-
ing that the General Counsel’s witnesses accurately perceived
those events, and although sometimes their testimony was not
wholly consistent, I also find that they did not make the events
up from nothing. So, I have more often credited them than not,
wholly independent from, but certainly consistent with, Board
law, which recognizes that the testimony of current employees
that contradicts statements of their supervisors is likely to be
particularly reliable. Flexsteel Industries, 316 NLRB 745
(1995), enfd. mem. 83 F.3d 419 (5th Cir. 1996). The testimony
of current employees that is adverse to their employer is “. . .
given at considerable risk of economic reprisal, including loss
of employment . . . and for this reason not likely to be false.”
Shop-Rite Supermarket, 231 NLRB 500, 505 fn. 22 (1977). For
example, Harvey, who petitioned to revoke the subpoena that
the General Counsel served on him, was very concerned about
his testimony. In preparing for his testimony, he asked the
5 Chandler was in charge of sales at the four facilities; Caudill was in
charge of sales at the Norton facility. Chandler was Caudill’s superior.
The activities of the two of them, related below, appear coordinated.
counsel for the General Counsel, “[I]f I could be fired or any-
thing because of these hearings you know because I’m looking
out for my welfare you know also.”
In making these and other credibility findings, I have fully
reviewed the entire record and carefully observed the demeanor
of all the witnesses. I have also taken into consideration the
apparent interests of the witnesses; the inherent probabilities in
light of other events; corroboration or the lack of it; and the
consistencies or inconsistencies within the testimony of each
witness and between the testimony of each and that of other
witnesses with similar apparent interests. Testimony inconsis-
tent with or in contradiction to that upon which my factual find-
ings are based has been carefully considered but discredited.
See, generally, NLRB v. Walton Mfg. Co., 369 U.S. 404, 408
(1962). Where necessary, however, I have set forth the precise
reasons for my credibility resolutions, bearing in mind the oft-
quoted advice: “It is no reason for refusing to accept everything
that a witness says, because you do not believe all of it; nothing
is more common in all kinds of judicial decisions than to be-
lieve some and not all.” NLRB v. Universal Camera Corp., 179
F.2d 749, 754 (2d Cir. 1950).
III. THE ALLEGED UNFAIR LABOR PRACTICES
In late August 1998, Caudill, who was the supervisor of Tim
Harvey (Tim), asked him if he had attended a union meeting.
Tim denied knowing anything about it. Caudill then asked if
Rogers had gone. Tim repeated that he did not know anything
about it. About the same time, Chandler talked to both William
Harvey (William) and Rogers. Chandler asked William to iden-
tify who was going to vote for and against the Union. William
denied knowing, noting that he was “a new man” and “no one
trusted him.” Chandler asked Rogers, who said that he did not
know, either. Chandler asked both if they had attended a union
meeting at the Holiday Inn, which had been held earlier that
week. Rogers told him that he did; but William denied knowing
anything about it, because, he said, he was not invited. Chan-
dler, naming each of the other employees at the warehouse—he
said that he knew that Jessee was there, because Jessee was
“really, really involved with the Union”—asked Rogers who
had attended the meeting. Finally, Chandler said that the Un-
ion’s success would not guarantee the employees the same
conditions that prevailed at Johnson City. Respondent might
pay 5 percent rather than 10-percent commissions, and Respon-
dent would not provide them with the same medical and retire-
ment benefits. Everything would change.
Chandler told Jessee about the same thing in September
1998: if the employees got a Union, they would get less than
what they had then. They would take a cut in pay, with as little
as a 5-percent commission and a base salary of $100; and Re-
spondent would not give the employees the “Golden 80” re-
tirement plan, which is an early retirement plan negotiated
through the Union at Johnson City establishing early retirement
eligibility for an employee whose years of employment and age
totaled 80.6 Chandler’s expressions to William, Rogers, and
Jessee were threats that, if the employees elected the Union,
their terms and conditions of employment would change for the
6 The Golden 80 plan also maintains retirees’ health care coverage.
EARTHGRAINS CO.
747
worse, in violation of Section 8(a)(1) of the Act. Although, in
his brief, the General Counsel withdrew the complaint’s allega-
tion that the statement regarding the Golden 80 plan constitute
a threat that support for and the election of the Union would be
futile and urges me to find a violation of Section 8(a)(1) based
solely on the threat of adverse consequences of negotiations if
the Union won the election, I find that that statement sustains
the allegation of threatening futility. Chandler was threatening
that the election of the Union would never result in the more
favorable plan that prevailed at Johnson City and was not, by
this comment alone, threatening that anything would be taken
away.7 On November 13, Chandler telephoned William and
asked if he was the “ringleader” of the union campaign, claim-
ing that he had heard that William was the “mastermind” of the
campaign. William denied that he was. In early December,
Chandler asked Jessee several times who was involved with the
Union and who he thought was trying to organize the employ-
ees. I conclude that each of the incidents, involving the em-
ployees’ immediate or overall supervisors grilling of employees
to find out who was promoting and in favor of the Union, giv-
ing the impression that action might be taken against employees
for engaging in union activities, constituted illegal interrogation
under Section 8(a)(1) of the Act. Westwood Health Care Cen-
ter, 330 NLRB 935, 939–940 (2000); Rossmore House, 269
NLRB 1176 (1984), enfd. sub nom. Hotel & Restaurant Em-
ployees Local 11 v. NLRB, 760 F.2d 1006 (9th Cir. 1985).
Sometime in December Caudill got up on Jessee’s truck and
told him that he was “the Union leader at Big Stone Gap.”
Caudill had been told that, he said, by another employee, and
Caudill added that Chandler was referring to Jessee as a “Bene-
dict Arnold” and that had become Jessee’s new nickname. That
reference to Jessee was Respondent’s attempt to disparage him
for his support of the Union, in violation of Section 8(a)(1) of
the Act. Chandler’s reference to William on November 13 as
the “ringleader” or “mastermind” of the union organizing at-
tempt, referred to above, clearly demonstrates that Chandler
believed that William was a union supporter and leader and
gave the impression that William’s union activities were under
surveillance, in violation of Section 8(a)(1) of the Act. But that
violation was not alleged, and those words do not rise to an
accusation of disloyalty to Respondent. Westwood Health Care
Center, supra at 939–940 fn. 21. I conclude that neither “ring-
leader” nor “mastermind” constituted unlawful disparaging
remarks and dismiss that allegation; but I find Caudill’s refer-
ence to Jessee as “the Union leader” gave the impression that
Jessee’s union activities were under surveillance, in violation of
Section 8(a)(1) of the Act.
In the same conversation in which Caudill told Jessee that he
was the union leader, Caudill threatened Jessee “with a lot of
extra stops.” That threatened Jessee with more onerous work
assignments in order to discourage his union activities, in viola-
tion of Section 8(a)(1) of the Act. On another occasion in De-
cember, Chandler and Caudill told Jessee that, if the employees
went on strike, “it was guaranteed that if we come back that we
would get no benefits, that we’d take a pay cut and that we’d be
7 The General Counsel’s withdrawal of the futility allegation is ac-
cordingly denied.
replaced by other drivers.” The Board has “made it clear that
employers cannot tell employees without explanation that they
would lose their jobs as a consequence of a strike or permanent
replacement.” An employer must convey to employees that
they would have recall rights in the event of a strike. Baddour,
Inc., 303 NLRB 275 (1991). Caudill further threatened “if we
were Union that we would probably done been fired because if
we were Union life was going to get a whole lot harder and
he’d be by the book, he wasn’t going to be like he was then.”
This constituted an impermissible threat of stricter enforcement
of Respondent’s rules and policies and violated Section 8(a)(1)
of the Act. On yet another occasion in December or January,
Caudill told Jessee “that Dick Wedding [Respondent’s sales
director who was Chandler’s superior] said that if we went on
strike, when we went to negotiate that we would get no more
than five percent on name brand, which we were getting ten
then.” This threat to reduce the commissions paid to employees
if the Union were voted in violated Section 8(a)(1) of the Act.
On January 10, 1999, Chandler told Rogers and William
that, if the Union was voted in, the employees would strike and
they would “be out of a job,” the same kind of unlawful threat
that he and Caudill had made to Jessee the month before. But,
Chandler continued, in any event, if the Union won, William
“would be the first one to be gone” because the Norton facility
did not have enough routes to support more than one loader,
and seniority would rule. Another consequence of voting in the
Union would be that the employees would keep their current
pay rate of $8.20 per hour; but, if the Union did not win, they
would receive a pay increase to $11.08 per hour. Yet a final
consequence of a union victory would be that Respondent
would not pay the drivers the same commissions earned by
employees in Johnson City: it would pay them 5 percent rather
than 10-percent commissions. These statements violated Sec-
tion 8(a)(1) of the Act by promising a wage increase in the
event that the employees rejected unionization and threatening
the inevitability of strikes.8
On January 14, Rogers again spoke with Chandler, who ad-
vised that the election had been postponed. Rogers asked
whether the employees would still be getting the promised
wage increase, and Chandler replied that they would. But that
was not to be. A week later, on January 21, Chandler told
Rogers and William that they would not receive the raise “be-
cause the Union had put it on freeze” or “had put a freeze on
everything.” Regarding the January 14 conversation, the com-
plaint alleges that Respondent violated Section 8(a)(1) by
promising a wage increase as a result of the postponement of
the election, but that is not so. The increase had been promised
before and was going to be granted despite the postponement
on the election, not because of it. I find no violation, but I do
conclude that Chandler violated Section 8(a)(1) a week later by
blaming the Union for the failure to grant the increase. Atlantic
Forest Products, 282 NLRB 855, 858 (1987).
On March 9, 1999, William Boyd and Union International
Representative Dale Nichols visited Respondent’s Norton facil-
8 The complaint did not allege that, by threatening a reduction of the
commissions paid to the employees, this also constituted a violation of
Sec. 8(a)(1) of the Act, as found above.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
748
ity and first spoke to Tim. Caudill, seeing them, asked Boyd
what he was doing there; and Boyd replied that he had a letter
from an agent of the Region (Field Examiner Norman Reese),
which he showed to Caudill, and he was telling “the guys”9 that
they needed to come to the motel and give an affidavit. Caudill
told Boyd and Nichols to leave, which they did. About 5 min-
utes later, Caudill asked Tim what they wanted, and Tim an-
swered that they wanted him to meet with Reese at the Holiday
Inn. Caudill asked whether he was going, and Tim thought that
he had to “since it’s a government letter.” Caudill told Tim that
he did not believe that Tim had to meet with Reese and said
that he would find out. About 5 or 10 minutes later, Caudill
called Tim into his office and said that there was someone on
the telephone who wanted to talk to him. It was Canny, who
asked if what he received was a subpoena. Determining from
Tim’s responses that it was not, she advised that he did not
have to go, and that, if he did go, “you go on your own free
will. Nobody can do nothing to you for going.” Tim went back
to his truck and proceeded to do his work. I conclude that
Caudill interrogated Tim in violation of Section 8(a)(1) of the
Act.10
On January 12, 1999, Cindy Jackson, plant office manager at
Johnson City, asked Hoss, a 31-year route salesman, who re-
fused to serve as Respondent’s observer at the election, whether
his refusal indicated that he was mad at anybody, and particu-
larly at Respondent, and whether his anger was directed to the
question of the Golden 80. She said, raising her right hand,
“Don, I swear to you that if the Union goes in you will not re-
ceive this Golden 80, or you cannot get this Golden 80.” On
Respondent’s case, Jackson explained: “The reason I told him
why, you know, that if the Union is voted in there’ll be a new
contract, start with a blank piece of paper, and any and all terms
of the contract would be negotiated on between the Company
and the Union. And that I did not feel personally that the
Golden 80s would be part of that contract.” She testified that
she explained to Hoss the basis of her opinion.11 She admitted
that she told several employees that bargaining would “start
from scratch” and told Hoss that there would be “a new con-
tract, start with a blank piece of paper, and any and all terms of
the contract would be negotiated on between the Company and
the Union.” When asked if she told employees that they would
lose anything in negotiations, she responded: “I couldn’t tell
them whether they would or wouldn’t [lose any benefits that
they had now]. I did share with them that their commission rate
9 Reese asked in his letter to see Tim, Jessee, Mullins, Rogers,
Charles Barker, Donald Hoss, and Jimmy King.
10 Caudill denied recollection of any of this incident, but recalled that
the union representatives came to Respondent’s facility in the fall of
1998, and that he told them to leave. On March 16, 1999, Canny com-
plained to Region 11 that the Region was treating Respondent unfairly,
noting that the Union in the previous week had come to Respondent’s
facility “armed with a letter from the NLRB” (emphasis in original),
attempting to speak to the same employees who had already given
interviews to the Region and had provided statements “to the NLRB via
the Company.”
11 She never explained that basis, because a proper question was
never asked of her.
was higher than any other commission rate in the Company.
That would also be negotiable.”
I find that Hoss accurately recalled what Jackson told him. I
was particularly impressed by his recall of her raising her hand,
and she would not have done so if she were only stating her
opinion. I find, as she testified, that she “emphatically” told him
that there was not going to be a Golden 80 plan, but her addi-
tion of the words “in my opinion,” which was not required in
answer to one question, appeared to be the result of coaching
and not truthful. I conclude that she was threatening, as Chan-
dler did earlier, that the election of the Union would be futile
and would not lead to the result that Hoss wanted, the Golden
80 plan, and that it was futile to support the Union based on
that hope, in violation of Section 8(a)(1) of the Act.12 The Gen-
eral Counsel also moves in his brief to amend his complaint to
add an allegation that Jackson “violated Section 8(a)(1) of the
Act through admitted supervisor Cindy Jackson by informing
employees that if they selected the union to represent them, all
negotiation[s] would start from scratch or from a blank sheet of
paper.” Clearly, this allegation flows from the same conversa-
tion that the complaint alleges is illegal because Jackson abso-
lutely eliminated the Golden 80 plan as a possible result of
bargaining. As a result, the allegation is closely related to the
subject matter of the complaint, but the question remains as to
whether it was fully and fairly litigated. Pergament United
Sales, 296 NLRB 333, 334 (1989), enfd. 920 F.2d 130 (2d Cir.
1990). The Board stated in Taylor-Dunn Mfg. Co., 252 NLRB
799, 800 (1980), enfd. mem. 679 F.2d 900 (9th Cir. 1982):
It is well established that “bargaining from ground
zero” or “bargaining from scratch” statements by em-
ployer representatives violate Section 8(a)(1) of the Act if,
in context, they reasonably could be understood by em-
ployees as a threat of loss of existing benefits and leave
employees with the impression that what they may ulti-
mately receive depends upon what the union can induce
the employer to restore. On the other hand, such state-
ments are not violative of the Act when other communica-
tions make it clear that any reduction in wages or benefits
will occur only as a result of the normal give and take of
negotiations.
By not moving to amend the complaint until the filing of
briefs, the counsel for the General Counsel deprived Respon-
dent of fully developing the record to place her comments in
context. The unanswered question, noted in footnote 10, would
have become important, as well as a full exploration of all other
communications which related to this issue. As a result, I find
that the allegation was not fully litigated and decline to amend
the complaint.
There are three 8(a)(3) cases alleged in the complaint. The
first involves Tommy Duncan, who was a salesman and whose
duties included not only selling and delivering Respondent’s
baked products to its customers but also ensuring that whatever
12 The complaint alleges as a separate violation that Jackson threat-
ened that its employees would not receive the Golden 80 pension plan
if the Union won the election. That is the same as the threat of futility,
and I do not find a separate and distinct violation.
EARTHGRAINS CO.
749
he delivered remained fresh and was not stale.13 Sometime
during December 1998, Chandler told Jessee that Duncan was
the union ringleader at the Jenkins facility. A month or so later,
on January 5, 1999, Chandler and Campbell, the sales supervi-
sor of the Jenkins and Norton facilities,14 found, they claimed,
that Duncan had left out-of-date products in six of his stops,
some products being as old as pumpkin candies for Halloween,
that should have been removed long before they found them.
They terminated Duncan that day. Duncan testified that he had
left no out-of-date products in the shops of customers, except
that there may have been some left as a result of the fact that
there was an intervening New Year’s holiday and one shop had
been closed for a funeral, thus causing some goods to be left at
shops that he had not yet visited that day. On January 7, Chan-
dler told Jessee that Respondent had rid itself of the union ring-
leader, who was Duncan. A few week later, Jessee asked
Caudill why Respondent had discharged Duncan but not Bill
Clogston, who was reputed to have the worst record as a sales-
man and whom Jesse represented as having a work record
much poorer than Duncan. (Jessee testified that Clogston “had
hundreds of pieces of out-of-code product. He was just unreal.”
Jessee knew that because he had seen supervisors return with
the stale products.) Caudill answered that Respondent had not
discharged Clogston because he was a “no vote.” About the
same time, Chandler told Jessee that Clogston had put price
labels over the dates on some buns and left them at the cus-
tomer’s until they molded; and Jessee asked why Chandler did
not do something about him, especially because he had fired
Duncan for the same thing. Chandler explained that “Dick
[Wedding] might need that no vote.”
Thus, the General Counsel presented a prima facie case: that
Duncan had been identified as a union ringleader, that he had
done nothing wrong, that Respondent rid itself of the union
ringleader, and that the reason for discharging him was his
feelings in favor of the Union, whereas another employee with
a worse record remained because he opposed the Union. The
General Counsel contends that Caudill’s statement that Clog-
ston had not been fired because he was a “no” vote violated
Section 8(a)(1) of the Act because employees would receive
more favorable treatment if they opposed the Union. I agree.
He also contends in his brief that Chandler’s statement that
Respondent had rid itself of the union ringleader independently
13 On the first day of the hearing, the counsel for the General Coun-
sel moved to amend the complaint by adding two earlier warnings
given to Duncan as 8(a)(3) and (1) violations, allegations that the Union
had specifically deleted from its earlier unfair labor practice charge.
After argument, including the request of Canny for an adjournment if
the amendment were granted, the counsel for the General Counsel
withdrew his request to amend the complaint. In his brief, he renews
the motion, claiming that the allegations were fully litigated. In light of
his specific withdrawal of his original, and perhaps untimely, motion to
amend, and Respondent’s waiver of her right to prepare to defend
against those allegations, which may have led Respondent to defend
against them differently, I deny this new motion. I reject the General
Counsel’s contention that Respondent waived its initial objection by
presenting testimony regarding the two earlier warnings. That evidence
was elicited as background, to explain Respondent’s discipline of Dun-
can in January 1999.
14 In March 1999, Campbell assumed Chandler’s position.
violated Section 8(a)(1) of the Act, despite the fact that the
counsel for the General Counsel withdrew the allegation upon a
motion to dismiss made by Respondent at the end of the Gen-
eral Counsel’s case-in-chief. Clearly, the statement supports the
proof of Respondent’s motive for the discharge and proves
Respondent’s knowledge of Duncan’s union activities. It also
constituted unlawful interference under Section 8(a)(1) because
of its likely chilling effect on Jessee’s exercise of his Section 7
rights. Mediplex of Danbury, 314 NLRB 470, 472 (1994). De-
spite the withdrawal of the allegation, the matter was fully and
fairly litigated, because, in part, the finding of knowledge and
motive depended on it; and I conclude that Respondent violated
the Act. Respondent contends that Chandler did not play a sig-
nificant role in the discharge of Duncan and his knowledge
therefore cannot be imputed to Respondent. However, Respon-
dent’s counseling form used in its discharge of Duncan, is
signed by Campbell as “company representative” and Chandler
as “other person attending conference” and states: “We feel in
the best interest of the company that due to previous infractions
we must terminate this employee.” (Emphasis added.) Thus, it
is clear that Chandler participated fully in the decision. In addi-
tion, even without this evidence, because Chandler was Camp-
bell’s supervisor and engaged in so many of the violations
found herein, including the interrogations, I find that he was
intimately involved in all decisions that touched on the Union’s
organizing campaign and was particularly involved in ridding
Respondent of the person he believed to be the Union’s princi-
pal organizer.
The finding of a prima facie 8(a)(3) case does not end mat-
ters. Board law holds that, even if Respondent discharged Dun-
can for reasons that violate the Act, if Respondent showed that
it would have taken the same action even in the absence of
Duncan’s perceived union activities, it would escape liability.
Wright Line, 251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st
Cir. 1981), cert. denied 455 U.S. 989 (1982); approved in
NLRB v. Transportation Management Corp., 462 U.S. 393
(1983); Naomi Knitting Plant, 328 NLRB 1279, 1281 (1999);
Manno Electric, 321 NLRB 278, 280 fn. 12 (1996). Here, even
if Duncan left stale goods in the shops of his customers, Re-
spondent would nonetheless not have disciplined him if he were
a “no vote.” Thus, its discipline was disparate and would not
have been taken in the absence of Duncan’s adherence to the
Union.15 Furthermore, I discredit Respondent’s defense because
Chandler, as I have found, is generally untrustworthy and un-
worthy of belief. I thus find that he and Campbell concocted a
story to set up Duncan, and I believe neither of them. In addi-
tion, I note that their testimony was contradictory. On cross-
examination, Chandler, in great detail, testified to the fact that,
as he and Campbell traveled from shop to shop on January 5,
Campbell took notes of what transpired—not only the notes of
Duncan’s stale items but also notes concerning the placement
of displays and how better to demonstrate the worth of and to
market Respondent’s products—and kept the separate pieces of
paper in a folder. That was all a tissue of lies. When Campbell
15 Hoss testified that leaving stale items was common and that one of
Respondent’s supervisors had admitted that he could write up any
salesman he wanted to, any day he wanted to.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
750
was examined on cross-examination, he testified that he took
no other notes other than those supporting Duncan’s discharge.
One of them was, or both of them were making up facts as they
went along in order to fire Duncan. I find that their story was
fabricated16 and discredit both of them. I conclude that Respon-
dent discharged Duncan in violation of Section 8(a)(3) and (1)
of the Act.
The second 8(a)(3) case concerns Barry Mullins, a garage
mechanic in Jenkins. In May 1998, he learned that the Union
was attempting to organize the employees at Norton, Jenkins,
and Pikeville, Kentucky; he attended a union meeting in Nor-
ton, he talked to his fellow employees, and he passed along to
the Union signed cards that had been given to him. Chandler
got wind of his activities and interrogated him about them on
June 23: Chandler said that he had heard that Mullins had been
talking to the guys about the Union and Dave Farmer, who
worked at Johnson City and was his immediate supervisor, and
Jackson said that he had better stop it. Mullins denied that he
had been talking to the employees about a union. I find this a
threat of unspecified reprisals17 should Mullins continue with
his union activities.
On Respondent’s case, Chandler admitted that he told Mul-
lins, as he has told other employees, that employees were not
allowed to talk about the Union on company property. He ex-
plained at the hearing that that rule was absolute and that it did
not matter if the employee was on break or working or on
lunch. This was not a valid no-solicitation rule because he
barred employees from talking about the Union while on break
or at lunch. The Act protects the right of employees to solicit in
nonworking areas or during nonworking times. Because Chan-
dler’s rule prohibited all solicitation, including that which the
Act protects, it is overly broad and violates Section 8(a)(1) of
the Act. Republic Aviation Corp. v. NLRB, 324 U.S. 793
(1945); Our Way, Inc., 268 NLRB 394 (1983); Essex Interna-
tional, 211 NLRB 749 (1974); Stoddard-Quirk Mfg. Co., 138
NLRB 615 (1962). Furthermore, an employer that maintains a
valid no-solicitation rule must uniformly enforce the rule.
Chandler may not enforce it sporadically only in response to
union activities, and it may not single out union activities for
enforcement of its rule. Willamette Industries, 306 NLRB 1010
16 Respondent’s exhibit states that Duncan was guilty of having left
stale products in six places, yet the supporting document lists items left
at only five shops.
17 Respondent contends that this allegation is time barred by Sec.
10(b) of the Act. Under Redd–I, Inc., 290 NLRB 1115, 1118 (1988),
the Board looks at: (1) whether the untimely allegation involves the
same legal theory as the timely charge; (2) whether the untimely allega-
tion arises from the same factual circumstances or sequence of events
as the timely charge; and (3) whether the respondent would raise the
same or similar defenses to both allegations. The untimely allegation
need not involve the same section of the Act as the other alleged viola-
tions. Nickles Bakery of Indiana, 296 NLRB 927, 928 fn. 5 (1989).
Here, the charge was filed on July 8, 1998, and alleged that Mullins
was discriminatorily transferred under Sec. 8(a)(3) and (1) because of
his union activities. The fact that he was “talking to the guys about the
Union” was the subject of the threat, which involves the same legal
theory, arises out of the same facts, and as to which Respondent raised
the same defense, to wit, it never happened. I thus reject Respondent’s
10(b) defense.
fn. 2 (1992). I find a violation of Section 8(a)(1) of the Act and
grant the General Counsel’s motion, opposed by Respondent, to
amend the complaint in this respect.18
Two days later, on June 25, Farmer told Mullins that he had
heard from a reliable source that Mullins had been sitting on his
“ass not doing nothing” and that he had been “campaigning for
the Union and got a Petition signed” and that he had better stop
it. Mullins denied that he had been campaigning for the Union.
Farmer added that his boss did not like “out of Depot mechan-
ics” and that “we would probably end up closing the mechanic
shops outside the area and bring those mechanics in to Johnson
City.” By threatening to close the Jenkins garage and transfer
Mullins to Johnson City because he campaigned for the Union,
Farmer violated Section 8(a)(1) of the Act.19
That threat was carried out. Farmer telephoned on June 26
and informed Mullins that his supervisor had ordered him to
close the mechanic shop at the Jenkins depot, effective July 3,
1998. He offered Mullins either a layoff or a transfer to John-
son City, which is what he accepted;20 and he transferred to
Johnson City on July 21, 1998, after he had had some surgery.
The day before, he requested that Farmer allow him to use the
service truck, which had been assigned to him for his use at the
Jenkins depot, to commute to Johnson City. Farmer refused,
telling Mullins that he would have to use his personal vehicle.
He did not lose any hours, pay, or benefits; and, after about 5
weeks, Farmer, having allegedly decided that he could not ade-
quately perform maintenance on Respondent’s equipment in the
Jenkins area from Johnson City, decided to reopen the garage at
Jenkins and reassigned Mullins there on August 28. The Gen-
eral Counsel has proved a prima facie case. Mullins was en-
gaged in union activities, Chandler found out about them and
warned Mullins about engaging in them; and, within 3 days
Farmer directed that Mullins stop campaigning for the Union,
threatened the closure of the Jenkins facility and transfer of
Mullins to Johnson City, and then offered Mullins the choice of
a layoff or a transfer.21
Respondent, however, contends that there were independent
reasons for his transfer that would have occurred even in the
absence of Mullins’ union activities. The first is that Mullins
was not working as well as Farmer had hoped when he hired
Mullins, who had been a mechanic for Kern’s Bakeries, a part
of CooperSmith, which Respondent bought in early 1998.
Farmer asked Mullins to install handrails on all trucks that did
18 See fn. 17. To the extent that the amendment concerns a new alle-
gation, it was fully and fairly litigated. Pergament United Sales, 296
NLRB 333, 334 (1989).
19 See fn. 17.
20 The General Counsel makes much of the fact that Mullins was
asked to accept the transfer in writing, but I find that not meaningful.
21 That Mullins, by accepting the transfer, incurred transportation
costs that he otherwise would not have, had he remained in Jenkins, and
that Farmer allowed another mechanic, Sam Bentley, to use his service
truck to commute to Johnson City, and did not permit Mullins to use his
truck, do not support the General Counsel’s prima facie case. Bentley
worked at a satellite facility in Richlands, Virginia, and was required to
service Respondent’s trucks in Richlands, Wytheville, and Dublin,
Virginia, so he needed his service truck to perform his job, whereas
Mullins punched a timeclock and worked steadily at Johnson City and
had no need of a truck.
EARTHGRAINS CO.
751
not have them and to extend and make all the buddy seat brack-
ets so Respondent’s buddy seats would fit.22 Mullins, Farmer
complained at the hearing, was not putting buddy seat brackets
on the trucks, was not painting the wheels or bumpers on the
trucks, and was not servicing his trucks properly or, at least,
was not performing preventative maintenance as fast as other
mechanics did and as fast as Farmer expected. On the other
hand, Mullins testified that Farmer had several times comple-
mented him on his work. There was nothing in Respondent’s
file that showed that anyone was dissatisfied with Mullins’
work. Farmer testified that he counseled Mullins, but even a
counseling may result in a warning that is written, yet there was
nothing there. Respondent produced no forms demonstrating
Mullins’ inefficient or slow preventative maintenance work,
forms that Farmer relied on in assessing how fast Mullins was
working. One would think that there was one piece of paper
that would support Farmer, yet none was produced. In light of
the fact that Farmer’s claim was utterly unsupported, I credit
Mullins and find that there was nothing wrong with his work.
In addition, Farmer testified that, as a result of the further re-
organizations and consolidations in operations, the Johnson
City terminal was picking up extra business from two other
depots that had previously been serviced in Knoxville, Tennes-
see, and Farmer needed an additional mechanic, whom he
wanted to supervise, to do some major overhaul of former
Kern’s trucks that had previously been operated in Kern’s busi-
ness. Why he would trust Mullins to do that job, with his bad
experience in the past few months, Farmer was not asked. But it
appears, according to Farmer, over the next 5 weeks, Mullins
became a model citizen and improved enormously. Further,
there were two additional developments. First, the former
Kern’s trucks, that Farmer thought would be in such bad shape
that they needed a major overhaul, did not need that kind of
attention after all. Second, Farmer was beginning to have prob-
lems servicing the Norton, Jenkins, and Pikeville area trucks as
the depots were located hours away from Johnson City. When
Farmer discovered this was left unsaid; but what is clear is that
two of the reasons for transferring Mullins to Johnson City
were no longer valid, and the third reason, Mullins’ incompe-
tence, I have found, never existed. So Mullins was sent back to
Jenkins 5 weeks after he was transferred, and about 3 weeks
after the unfair labor practice charge had been filed protesting
his original transfer.
Respondent is required to show by a preponderance of the
evidence that it would have done precisely the same as it did in
the absence of its unlawful activity. This record does not supply
a preponderance. On the basis of my credibility findings, Mul-
lins was doing a good job in Jenkins. On the basis of what
Farmer said he learned, albeit too late, there was no urgent need
to fix additional trucks and what had been covered out of the
Jenkins facility could not be adequately covered from Johnson
City. I do not believe Farmer’s testimony. Rather, I find that,
having ascertained that Mullins was engaged in union activities,
Chandler wanted him out of Jenkins; so Mullins was sent to
Johnson City, which was organized anyway, where he could do
22 A buddy seat permits a person to ride on the passenger side of the
truck.
no harm. Respondent’s justification for the transfer fails. Ac-
cordingly, I conclude that Respondent violated Section 8(a)(3)
and (1) of the Act by transferring Mullins to Johnson City.
The third and final 8(a)(3) allegation concerns Tim Harvey,23
who became aware of the union campaign during August 1998
but, according to this record, was on vacation at that time and
never engaged in any union activities. At some point in time,
Harvey had informed Caudill that he would be interested if a
truck loading position became available. On March 8, 1999,
Caudill informed Harvey that a truck loading position might
soon be opening. Harvey told him that he was still interested in
the position. The next day, Boyd and Nichols visited Respon-
dent’s facility, recited above, and they began talking with Har-
vey. After the two union representatives had left, and after
Caudill and Canny had advised Harvey that he did not have to
give a statement to NLRB Field Examiner Reese, Harvey asked
Caudill about the truck loading position, and Caudill replied
that he would see what he could do for him. Harvey met with
Reese the next afternoon. Two days later, on March 12, Harvey
again asked Caudill about the truck loading position. Caudill
said that he would check with Campbell and, shortly after,
Caudill informed him that he would begin working as a truck
loader on Sunday, March 14. Harvey inquired into how much
Respondent would pay him in his new position. Caudill re-
sponded that the job paid a flat rate based on $11.08 an hour for
40 hours. Caudill said that some weeks he would work more
than 40 hours and some weeks less, but the hours would bal-
ance out to what he was then working.
The duties of Respondent’s two truck loaders (Rogers was
the other one) included loading trucks at night, general cleaning
duties in and around the warehouse, washing trucks, and servic-
ing two “pull-up” routes, the Kentucky route (it ran through
Harlan, Kentucky) and the Virginia route (it ran through Coe-
burn, Virginia) on Wednesdays and Sundays. The work in the
warehouse often did not involve a full 8 hours of work. On the
pull-up routes, the loaders would travel to the customers’ stores
to restock and straighten their shelves, including “pulling the
bread out of the back room.” Because the Kentucky route was
longer and required 1 or 2 hours more time to service, accord-
ing to Harvey (4 hours, according to Rogers), Rogers and Har-
vey agreed to share the duties equally: Rogers worked the Ken-
tucky route on Sundays and Harvey worked it on Wednesdays.
On April 29, 6 weeks after Harvey started, Campbell advised
Rogers and Harvey that Respondent would no longer pay them
for the full week based on the $11.08 hourly rate, but would
pay them that rate for 28 hours (25 for loading and 3 for wash-
ing trucks and picking up garbage)24 and $65 for the days they
worked pull up, based on an hourly rate of $6.50 for 10 hours
(even if they did not work 10 hours), which was the way that
other loaders were paid by Respondent at all its facilities other
than Norton-Jenkins-Pikeville area. Campbell computed the 28
hours in order to ensure that the total received by the loaders
23 All references to “Harvey” from this point shall be to Tim Harvey.
24 Previously the loaders were paid 3 hours overtime pay for washing
trucks. Under the new rates, they would be paid 2 hours of regular time
for washing Respondent’s 12 trucks. Respondent agreed to pay another
hour’s pay to pick up garbage around the building.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
752
would be within about $3 of what they had earned before. On
the same day, the first consolidated complaint in Cases 11–CA–
18006–1, 11–CA–18202, 11–CA–18223, and 11–CA–18230
issued. Although Respondent did not receive it until May 4, the
normal practice of the Regional Offices is to give advanced
notice to potential respondents of the fact that they have deter-
mined to issue complaints and to give them an opportunity to
settle them. Thus, it is probable that, even before April 29,
when the pay was recomputed, Respondent knew that the com-
plaint would issue. Then, 2 days later, on May 1, Caudill as-
signed Rogers to service the Virginia route and Harvey, the
Kentucky route. That reassignment is alleged in the complaint
as unlawful, the imposition of more onerous working condi-
tions, because Respondent paid both Rogers and Harvey the
same wage, despite the fact that Harvey was working more
hours (albeit less than the 10 hours that the employees were
being paid for) on the Kentucky route.
In addition, Harvey complained that shortly thereafter, and
until July or August 1999, he began to experience an increasing
number of “call-backs,” where the customer on the pull-up
route needed more bread products for that day, so he was re-
quired to obtain more bread from the warehouse or bakery and
return to the customers to deliver those products. His workday
increased by approximately 5 hours per day. His claim that he
worked 18 to 20 hours per week more than Rogers was unsup-
ported, assuming that Rogers had perhaps one call-back a
month, as Harvey testified. If Harvey’s call-backs took 5 hours
and his route was 1 or 2 hours longer, at most he would be
working 7 hours more per day, or 14 for the 2 pull-up days, not
18 to 20. Harvey also claimed that he requested overtime pay
for the excess hours that he worked on approximately 20 occa-
sions, but Respondent paid him for only 5 of those requests.
Campbell, however, testified that he paid Harvey for overtime
work on two or three occasions, which were the only times that
Harvey submitted requests. Harvey countered this by saying
that Caudill refused to pay him overtime, claiming that Camp-
bell would not authorize it.
The basis of the General Counsel’s claim is that Respondent
discriminated against Harvey because of his union activities
and because he cooperated with the Region in the investigation
of the charges against Respondent. Although there is ample
evidence that Caudill is unworthy of belief, that does not mean
that the General Counsel’s theory must be automatically ac-
cepted. Harvey, not even proved to be a union supporter, asked
for a favor of being switched from his present job to a loader so
that he could reduce his working hours to have more time to
study to become an electrician and to spend with his family.
Caudill granted his request within days after Boyd visited Re-
spondent’s facility armed with Reese’s letter looking for Har-
vey, among others, to give a statement that would support the
Union. If Respondent intended to discriminate against Harvey
for his support of the Union or for his cooperation with the
Region, that was surely a curious way to show it. Indeed, Har-
vey never told Caudill that he met with Reese; and there is no
evidence that he told anyone else, either, or that Respondent
had any knowledge at all.
The fact that Respondent changed the conditions of the job
does little to support the General Counsel’s claim. As Respon-
dent showed, it was paying top rate to its loaders for traveling
to customers’ stores to rearrange its products and for washing
trucks and picking up garbage. In addition, it was paying a
guarantee of 40 hours of employment, despite the fact that nei-
ther of the loaders appeared to work that amount of time. Fi-
nally, when the pay arrangement was changed, it was done to
ensure that the difference between the old rate and the new one
was only a few dollars, surely a unique way to discriminate
against an employee who represented such a threat to Respon-
dent’s existence. It must also be noted that, at least up to this
point, Respondent treated Harvey and Rogers the same, that is,
it changed both of their pay rates. To the extent that the General
Counsel’s brief contends that Harvey was discriminated against
rather than Rogers because Respondent knew that Rogers had
cooperated in the investigation by signing his statement exon-
erating Chandler and Caudill, Harvey was treated no differently
from Rogers.
The real harm done to Harvey resulted from giving him the
Kentucky route. Respondent’s witnesses were none too consis-
tent about that reason, but it appears that having one employee
service one route all the time, rather than Harvey and Rogers
alternating, led to a better relationship with the customers, and
that Rogers was having some difficulties on the Kentucky
route, although his problems did not rise to the level of having
to discipline him for them. The difficulty with the Kentucky
route was not that the distances were greater and the route took
a little longer time than the other. Rather, the problem was the
number of call-backs, a problem that arose after Caudill as-
signed Harvey to the route. How difficult it had become is dif-
ficult to gauge. Neither the General Counsel nor Respondent
had any documents that supported their respective positions.25
Harvey’s testimony was inflated regarding his computation of
his hours worked. I find similarly inflated his recollection of
how many weeks he had to work the route with these long
hours. He admitted that he was paid overtime. Why Campbell
would pay him overtime on some occasions, but not pay him all
the time, was not adequately or believably explained. Campbell
advised both loaders to write out and submit their time records
in writing for every day they did pull ups. I believe Campbell,
that he paid overtime each time that Harvey claimed it. And if
Harvey claimed it only a few weeks, it follows that those were
the only weeks for which overtime was due.
I thus believe Campbell to the effect that once he found out
that Harvey was complaining about the nature of the route,
being overwhelmed by call-backs, Campbell quickly arranged
to resolve the problem, and did so. The General Counsel’s
claim that Caudill “manipulated orders to cause shortages re-
quiring call-backs on the Kentucky route” is sheer speculation,
and based on nothing other than the inflated testimony of Har-
vey. The fact that the change of the pay scale occurred on the
same day as the first consolidated complaint issued proves
nothing. It was, at best, a coincidence. I dismiss this allegation.
I recognize that I have stated that I do not trust Caudill, but I
would agree that his testimony makes more sense than Har-
25 William Harvey was named as one of the salesmen who caused
the call-backs by not supplying sufficient product to the customer. The
General Counsel never asked him about these incidents.
EARTHGRAINS CO.
753
vey’s. If Harvey complained that he was constantly running
back and forth to deliver bread products, it would not only be
difficult for him but costly to Respondent, in increased wear on
the trucks and costs for fuel and loss of confidence by the cus-
tomers, who would have constantly complained that they were
never given enough product. And so I believe Caudill’s testi-
mony that no store ran out of product more than 2 pull-up days
in a row (Harvey testified that one store ran out 9 weeks in a
row) and that he quickly fixed Harvey’s complaint that his run
was longer than Rogers’ by shifting four accounts from Harvey
to Rogers, testimony that neither Harvey nor Rogers ever rebut-
ted. I also believe Campbell, that he promptly attempted to
solve Harvey’s complaints and did so.
Accordingly, I find that there was no discrimination here.
Harvey’s route had some problems, but upon his complaints, he
was paid overtime when he requested it, and the route was
changed to lessen his work and equalize the amount of time that
it took to service both routes. Further, Respondent talked with
the salesmen to rid itself of the call-back problem. I dismiss this
allegation.
IV. ATTORNEY MISCONDUCT
The General Counsel requests in his brief that I recommend
that “the Board appropriately sanction Canny for her conduct”
in preparing the Rogers’ statement, as set forth in the section of
this decision captioned “Credibility.” I will do so. The docu-
ment was false. Canny prepared it without even asking what
Rogers knew, but with the knowledge that he would sign any-
thing that she prepared, because he was coerced into doing so.
She then, knowing that the statement had been coerced, submit-
ted it to the Region and the Board, to support Respondent’s
defense. I also recommend a review of the record of this hear-
ing, in which Canny’s conduct was disruptive and abrasive,
bordering on contemptuous, so that I had to caution her not to
continue with her behavior.
V. REMEDY
Having found that Respondent has engaged in certain unfair
labor practices, I find that it must be ordered to cease and desist
and to take certain affirmative action designed to effectuate the
policies of the Act. Specifically, Respondent having discrimina-
torily discharged Tommy Duncan, it must offer him reinstate-
ment and make him whole for any loss of earnings and other
benefits, computed on a quarterly basis from date of discharge
to date of proper offer of reinstatement, less any net interim
earnings, as prescribed in F. W. Woolworth Co., 90 NLRB 289
(1950), plus interest as computed in New Horizons for the Re-
tarded, 283 NLRB 1173 (1987). I shall also order that Respon-
dent make whole Barry Mullins for any expenses he incurred as
a result of Respondent’s unlawful transfer of him, plus interest
as computed above.
[Recommended Order omitted from publication.]