351 NLRB 817
Wurtland Nursing & Rehabilitation Center
WURTLAND NURSING & REHABILITATION CENTER
351 NLRB No. 50
817
Diversicare Leasing Corp. d/b/a Wurtland Nursing &
Rehabilitation Center and District 1199, The
Health Care and Social Service Union, SEIU.1
Case 9–CA–40471
September 29, 2007
DECISION AND ORDER
BY CHAIRMAN BATTISTA AND MEMBERS KIRSANOW
AND WALSH
On May 26, 2004, Administrative Law Judge Karl H.
Buschmann issued the attached decision. The Respon-
dent filed exceptions and a supporting brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and brief and has decided to
affirm the judge’s rulings, findings, and conclusions only
to the extent consistent with this Decision and Order.
This case involves an allegation that the Respondent
violated Section 8(a)(5) and (1) by unilaterally withdraw-
ing recognition from the Union as the employees’ bar-
gaining representative. The judge found that the Re-
spondent’s withdrawal of recognition was unlawful be-
cause the evidence on which the Respondent relied—a
petition signed by over 50 percent of employees seeking
“a vote to remove the Union”—failed to show the Un-
ion’s actual loss of majority status. We find merit to the
Respondent’s exception to that finding. Accordingly, we
shall reverse the judge’s decision and dismiss the com-
plaint.
I. BACKGROUND
This case was before the judge upon a joint motion
filed by the parties. The parties provided a stipulation of
facts and waived a hearing. The relevant stipulated facts
are as follows.
In October 1997, the Union became the exclusive bar-
gaining representative of the Respondent’s service and
maintenance employees. On July 1, 2003,2 after the par-
ties’ collective-bargaining agreement had expired, unit
employee Tammy Herrington filed a decertification (RD)
petition with the Board. Included with this petition was
an employee petition containing the signatures of more
than 50 percent of the employees in the unit. The caption
on the employee petition read, “We the employee’s [sic]
of Wurtland nursing and rehab wish for a vote to remove
the Union S.E.I.U. 1199.” Herrington presented a copy
of both petitions to the Respondent.
1 We have amended the caption to reflect the disaffiliation of the
Service Employees International Union from the AFL–CIO effective
July 25, 2005.
2 All dates are 2003, unless otherwise noted.
Upon receiving the petitions, the Respondent com-
pared the signatures on the employee petition with em-
ployee signatures on recent paycheck receipt lists, and
determined that the employee petition had been signed
by over 50 percent of the employees in the unit. By let-
ter dated August 12, the Respondent notified the Union
that it was withdrawing recognition because the Union
no longer enjoyed the support of the majority of unit em-
ployees.
The Union filed the instant unfair labor practice charge
alleging that the Respondent’s withdrawal of recognition
was unlawful.
II. DISCUSSION
In determining whether the Respondent acted unlaw-
fully in withdrawing recognition from the Union, we
apply the standard established in Levitz Furniture Co. of
the Pacific, 333 NLRB 717 (2001), under which “an em-
ployer may unilaterally withdraw recognition from an
incumbent union only where the union has actually lost
the support of the majority of the bargaining unit em-
ployees. . . .” Id. at 717. See also Port Printing Ad &
Specialties, 344 NLRB 354 (2005), enfd. 192 Fed.Appx.
290 (5th Cir. 2006). Thus, in order to rebut the continu-
ing presumption of majority status, the employer bears
the burden of showing, through objective evidence, an
actual loss of the union’s majority status at the time of
the withdrawal of recognition. Levitz, supra at 725. Ap-
plying the Levitz standard here, we find that the Respon-
dent lawfully withdrew recognition from the Union.3
The judge found that the petition language, “We the
employee’s [sic] of Wurtland nursing and rehab wish for
a vote to remove the Union S.E.I.U. 1199,” established
only that a majority of unit employees wanted a vote to
determine whether to remove the Union. According to
the judge, the word “vote” necessarily implied a choice,
and, therefore, the language in the employee petition did
not show that a majority of employees had already de-
cided against union representation.
Absent any extrinsic evidence about the petition solici-
tation process, we agree with the judge that the resolution
of this issue turns on the language in the petition. Con-
trary to the judge, however, we do not interpret this lan-
guage as a mere request for a decertification vote without
indicating the signatory employees’ position on contin-
ued representation. Although the judge’s view of the
petition language represents a possible interpretation, we
3 Chairman Battista and Member Kirsanow did not participate in
Levitz. Inasmuch as they find that the Respondent lawfully withdrew
recognition under the Levitz standard, they do not pass on the Respon-
dent’s argument in its exceptions that Levitz should be overruled, and
they express no view as to whether that case was correctly decided.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
818
find that the more reasonable reading of the petition is
that the signatory employees wished “to remove” the
Union as their representative. That language is not at all
neutral. It does not say, for example, that the employees
want a vote on the issue of union representation, or a
vote on the union’s status as representative; nor does it
echo the official ballot language of “do you wish to be
represented” by the union. Rather, the language speaks
of the removal of the Union as representative.
Contrary to the dissent, Levitz does not require that the
evidence proving loss of majority be “unambiguous.”
An employer must prove loss of majority by a prepon-
derance of the evidence. Under Concrete Pipe and
Products of California, Inc. v. Construction Laborers
Pension Trust of Southern California, 508 U.S. 602, 622
(1993), the preponderance-of-the-evidence standard
“simply requires the trier of fact to believe that the exis-
tence of a fact is more probable than its nonexistence.”
The extent to which specific evidence is ambiguous is
merely a factor to be considered in determining whether
the employer has met the preponderance standard.4
Here, the majority of the employees signed the petition,
and, as explained above, we conclude that the more rea-
sonable interpretation of the petition language is that the
signatory employees rejected union representation. Ac-
cordingly, it is more probable than not that the employ-
ees rejected union representation.
The petitions at issue in Pic Way Shoe Mart, 308
NLRB 84 (1992), and Laidlaw Waste Systems, 307
NLRB 1211 (1992), the pre-Levitz cases principally re-
lied upon by the judge, are distinguishable. In Pic Way,
the petition stated, “Our contract has just expired [and]
we would like to have a vote on whether to have a union
or not.” Pic Way, supra at 87. In Laidlaw, the petition
stated that its purpose was “to find out if the majority of
Laidlaw employees would like to take a vote on the un-
ion.” Laidlaw, supra at 1214. In each of those cases, a
majority of employees asked for a vote on union repre-
sentation without indicating how they would vote.5 Here,
4 The dissent’s claim that we have confused the weight of the evi-
dence with the type of evidence needed to meet Levitz’ preponderance
standard is incorrect. Levitz said nothing to restrict the type of evidence
that could meet this standard. Nor do we. Our colleague’s argument
that only clear or unambiguous evidence should suffice would elevate
the preponderance standard to the more demanding clear and convinc-
ing level.
5 The dissent also relies on Laidlaw Waste Systems, supra at 1212,
for the proposition that, under Levitz, an employer who withdraws
recognition must provide evidence showing “clear” rejection of the
union. In Laidlaw, the Board explained the use of the phrase “clear and
cogent” in certain cases involving evidence other than a written peti-
tion, such as expressions of disenchantment with the union to supervi-
sors or cessation of dues checkoff, as meaning only that these particular
indicia were not “convincing manifestations, taken as a whole, of a loss
to be sure, employees asked for a vote. But they also
gave a clear statement as to how they would vote: “to
remove the Union.” We agree with the Respondent that
this statement was objective proof of the employees’
withdrawal of support for the Union, and that employees
simply asked for a vote because they believed it was the
means to their desired outcome.
The dissent also relies on Highlands Regional Medical
Center, 347 NLRB 1404 (2006), where the employer
withdrew recognition based on a petition captioned
“Highlands Regional Medical Center Showing of Interest
for Decertification of SEIU Registered Nurses.”
The
Board found that the employer did not meet its Levitz
burden of proving that the union had actually lost major-
ity support.
The Highlands petition was denominated “a showing
of interest for decertification”—language suggested by a
Board’s Regional Office in response to an employee’s
inquiry about how to obtain an election—and was filed
for this precise purpose. Unlike the present petition, the
Highlands petition made no reference to the removal of
the union. Moreover, there was extrinsic evidence (in-
cluding the testimony of the employee who drafted the
petition and of employees who signed the petition) that
several signatory employees believed the purpose of the
petition was solely to obtain an election. There is no
such evidence in the instant case.6
Consequently, the
Respondent here may rely upon the more reasonable in-
terpretation of the petition’s express reference to removal
of the Union—that is, that a majority of the employees
had already rejected the Union. Under these circum-
stances, the Respondent met its burden of proof under
Levitz.7
Finally, our dissenting colleague suggests that the Re-
spondent should have let a Board election determine em-
ployees’ sentiments about continued representation by
of majority support.” Id. at 1211–1212. Although we do not necessar-
ily subscribe to the use of this terminology in assessing any evidence
under Levitz, the Respondent’s evidence in this case is a written petition
signed by a majority of employees, not isolated oral statements to su-
pervisors or an action like checkoff revocation. As stated, we find that
this written petition, absent any countervailing evidence, is sufficient
proof of a loss of majority support.
6 Highlands is also distinguishable from the instant case on the basis
that, in Highlands, at least one petition-signer reaffirmed her support
for the Union prior to the employer’s withdrawal of recognition and
that, without that employee’s signature, the petition was not supported
by a majority of the unit employees.
7 Contrary to the dissent’s claim, we do not shift the ultimate burden
of proof to the General Counsel or require that he produce extrinsic
evidence in every case where petition language is susceptible of more
than one possible interpretation. We merely hold that because the
petition’s language here is more reasonably read as expressing nonsup-
port of the Union than support for a decertification election, the Re-
spondent has met its burden. See Highlands, supra at 1407 fn. 15.
WURTLAND NURSING & REHABILITATION CENTER
819
the Union. Under Board law, however, the Union would
have remained the de jure representative until the elec-
tion results were certified, including any period required
for the resolution of challenges and objections.8 Even if
an election petition is pending, Levitz also gives the em-
ployer the option of immediately withdrawing recogni-
tion based on objective evidence showing the union’s
loss of majority status. 333 NLRB at 725. The Respon-
dent did so here.
For the reasons discussed above, we find that the Re-
spondent has met its burden of showing actual loss of
majority support at the time it withdrew recognition from
the Union. We therefore find that the Respondent’s
withdrawal of recognition was lawful, and we reverse the
judge’s finding that the Respondent violated Section
8(a)(5) and (1) of the Act.
ORDER
IT IS ORDERED that the complaint is dismissed.
MEMBER WALSH, dissenting.
Reversing the judge, my colleagues conclude that the
Respondent satisfied its burden under Levitz1 to show the
Union’s actual loss of majority status, based solely on an
employee petition seeking “a vote to remove” the Union.
The majority’s decision does not withstand scrutiny. As
the majority concedes, the employee petition at issue is
susceptible of more than one reasonable interpretation. In
light of that ambiguity, we cannot say with confidence
whether employees were merely petitioning for an elec-
tion, or whether they were expressing their outright re-
jection of the Union as their representative. Moreover,
the Respondent cannot point to any other documents or
testimony that might tip the scale in favor of its interpre-
tation of the petition language. Accordingly, on this re-
cord, the Respondent has failed to meet its burden to
show actual loss of majority status under Levitz. There-
fore, the Respondent violated Section 8(a)(5) and (1) of
the Act by withdrawing recognition from the Union.
I.
As my colleagues acknowledge, a union recognized as
the collective-bargaining representative of a unit of em-
ployees is entitled to a presumption that it enjoys the
support of a majority of the represented employees. Lev-
itz, 333 NLRB at 720. Under Levitz, an employer may
rebut the presumption of an incumbent union’s majority
status only by proving, by a preponderance of the evi-
dence, actual loss of majority support. Id. at 725.
Prior to Levitz, an employer “could lawfully withdraw
recognition pursuant to a good-faith doubt of the union’s
8 See Levitz, supra at 727.
1 Levitz Furniture of the Pacific, Inc., 333 NLRB 717 (2001).
majority status, even if the union actually enjoyed major-
ity support.”
Id. at 722. In Levitz, the Board rejected
that standard, reasoning that there is “no basis in either
the language or the policies of the Act to warrant with-
drawing recognition from a union that has not actually
lost majority support.” Id. at 724. Therefore, the Board
decided to adopt a “more stringent standard for with-
drawals of recognition,” one that would place the burden
on the employer “to prove by a preponderance of the
evidence that the union had, in fact, lost majority support
at the time the employer withdrew recognition.” Id. at
723, 725 (emphasis added).
The rigorous Levitz standard advances the fundamental
statutory goals of promoting the stability of existing bar-
gaining relationships and protecting the statutory right of
employees to designate their collective-bargaining repre-
sentatives. Id. at 723–724. To the extent that uncertainty
about employee sentiment exists, it is best resolved by
means of a Board election. An election, rather than al-
lowing an employer to choose on its employees’ behalf,
is “the preferred means of testing employees’ support.”2
Indeed, the Levitz Board warned that an employer who
withdraws recognition in reliance on an employee peti-
tion does so “at its peril.” Id. at 725. In sum, the central
teaching of Levitz is that an employer cannot lawfully
withdraw recognition from an incumbent union unless it
defeats the continuing presumption of majority status by
providing unambiguous evidence that the union no
longer enjoys the employees’ support.
Applying those principles here, the judge correctly de-
termined that the Respondent failed to satisfy its burden
under Levitz to show the Union’s actual loss of majority
support. The language of the employee petition relied on
by the Respondent can reasonably be interpreted in two
different ways. Consistent with my colleagues’ interpre-
tation, when the employees stated their “wish for a vote
to remove the Union,” they could have been expressing
their desire to remove the Union. As the judge pointed
out, however, the employees’ use of the term “vote” im-
plies a choice. The addition of the words “to remove”
could reasonably have been a description of what the
vote was about, rather than an expression of the employ-
ees’ sentiment one way or the other. Thus, the judge
properly found that the language of the petition is am-
2 Levitz, supra, 333 NLRB at 725–726. Indeed, as the Supreme
Court has held, the Board properly gives “a short leash” to an employer
who seeks to withdraw recognition as a means of vindicating its em-
ployees’ organizational freedom. Auciello Iron Works, Inc v. NLRB,
517 U.S. 781, 790 (1996). The Court observed that “the Board is enti-
tled to suspicion when faced with an employer’s benevolence as its
workers’ champion against their certified union, which is subject to a
decertification petition from the workers if they want to file one.” Id.,
citing Brooks v. NLRB, 348 U.S. 96, 103 (1954).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
820
biguous. Given that ambiguity, we cannot say with con-
fidence that the Union did, in fact, lose the support of a
majority of the employees in the bargaining unit.
Furthermore, the Respondent has not introduced any
extrinsic evidence to support its interpretation of the peti-
tion language. I disagree with my colleagues’ assertion
that, in the absence of such evidence, the Respondent
may successfully rely on the ambiguously worded peti-
tion alone. In effect, my colleagues place the burden of
proof on the General Counsel to clarify the ambiguity.
As stated above, however, under Levitz, the employer
“has the burden of establishing [its] defense.”
333
NLRB at 725. Where petition language is ambiguous
and no other evidence is introduced, the presumption of
continued majority status resolves that ambiguity against
the employer. Thus, in these circumstances, it was not
incumbent on the General Counsel to introduce evidence
that reinforces the presumption of majority status be-
cause that presumption remains controlling.
The Pic-Way3 and Laidlaw4 decisions, cited by the
judge and discussed by the majority, illustrate that am-
biguously worded petitions, standing alone, cannot estab-
lish an employer’s affirmative defense. In both of those
pre-Levitz cases, the petitions at issue arguably expressed
employees’ intent to remove the incumbent union, but in
neither instance did the petitions unequivocally repudiate
the union. Pic-Way, 308 NLRB at 89; Laidlaw, 307
NLRB at 1212. Thus, in both cases, the Board resolved
the ambiguity, as a legal matter, by determining that em-
ployees had expressed their desire to have an election.
Id. Moreover, both of those cases were decided under
the Board’s then-operative good-faith doubt standard,
which allowed employers to withdraw recognition on the
basis of a good-faith doubt that the union retained major-
ity status. Given that the Board found the petitions in
those cases insufficient to establish even the employer’s
good-faith doubt, it follows that the ambiguously worded
petition at issue in this case cannot satisfy Levitz’ “more
stringent” requirement that the Respondent show actual
loss of majority status. Levitz, supra at 723.5
3 Pic Way Shoe Mart, 308 NLRB 84, 87 (1992).
4 Laidlaw Waste Systems, 307 NLRB 1211, 1214 (1992).
5 My colleagues emphasize that Levitz requires that an employer
show the union’s actual loss of majority status by a preponderance of
the evidence, not some higher standard. But the burden of proof should
not be confused with the type of evidence that will suffice to meet that
burden. Even under the Board’s former, more lenient good-faith stan-
dard, the Board held that it would not find that an employer had sup-
ported its defense by a preponderance of the evidence if the evidence
on which the employer relied did not amount to a “clear” rejection of
the union. Laidlaw, supra at 1211–1212. Thus, my colleagues are
mistaken when they contend that ambiguity in the Respondent’s evi-
dence is but one “factor to be considered in determining whether the
employer has met the preponderance standard.” Given that the Union
Subsequent to Levitz, the Board has reaffirmed the
principle that ambiguous evidence of employee senti-
ment cannot be relied on to rebut the presumption of ma-
jority status. In Highlands Regional Medical Center, 347
NLRB 1404 (2006), the employer withdrew recognition
from the union based on an employee petition describing
itself as “a showing of interest for decertification.” The
Board found that the petition could neither be construed
as a clear statement of employees’ rejection of union
representation nor as a request that the employer with-
draw recognition from the union. Id., slip op. at 3.
Rather, the Board concluded that employees intended the
document to serve as a showing of interest for an elec-
tion. Id. Significantly, the Board found that the employ-
ees’ intent was evidenced, “first and foremost,” by the
employees’ use of the document for that precise purpose
when the employees provided it to the Board as an at-
tachment to the decertification petition.6 Id. Similarly,
in this case, the employees’ intent to obtain an election as
opposed to an outright removal of the Union is evidenced
by employee Herrington’s submission of the employee
petition to the Board and not solely to the employer.7
Finally, although the employee petition at issue here
was not sufficient to support a withdrawal of recognition,
the petition would have supported the filing of an RM
election petition with the Board under the “good-faith
reasonable-uncertainty” standard announced in Levitz for
such petitions, and the Respondent would not have been
subject to 8(a)(2) liability for continuing to recognize the
Union while election proceedings were ongoing. See
HQM of Bayside, 348 NLRB 787, 789 (2006) (discussing
Levitz). In addition, had the Respondent not withdrawn
recognition, there would have been no basis for an
8(a)(5) blocking charge, and an election could have been
held pursuant to Herrington’s RD petition. In either
enjoys an ongoing presumption of majority status, and that Levitz re-
quires proof of actual loss of that status, the Respondent cannot carry
its burden by relying solely on evidence that could reasonably be inter-
preted as being consistent with, rather than defeating, the presumption
of majority support.
6 Contrary to the suggestion of my colleagues, the testimony of some
employees that they had signed the employee petition believing that its
purpose was solely to obtain an election was not critical to the Board’s
finding of a violation in Highlands. This extrinsic evidence merely
buttressed the Board’s conclusion that the employer had unlawfully
withdrawn recognition based on the petition language alone.
7 My colleagues’reference to fn. 15 of Highlands is misplaced. In
that footnote, the Board referred in dicta to a hypothetical dual-purpose
decertification petition, i.e., one indicating both nonsupport for a union
and support for a decertification election. The instant case, however,
does not involve a dual-purpose petition. Rather, the petition purports
to express a single purpose, but the petition language is susceptible to
more than one interpretation.
WURTLAND NURSING & REHABILITATION CENTER
821
event, we would have learned—through a secret-ballot
election—the employees’ true sentiments.
II.
In concluding that the Respondent has proven actual
loss of majority status solely on the basis of an ambigu-
ously worded employee petition, my colleagues have not
been faithful to Levitz or its animating policies. Accord-
ingly, I dissent.
Eric V. Oliver, Esq., for the General Counsel.
Timothy P. Reilly, Esq., of Cincinnati, Ohio, for the Respon-
dent.
DECISION
STATEMENT OF THE CASE
KARL H. BUSCHMANN, Administrative Law Judge. This case
is before me upon a joint motion filed by the parties pursuant to
Section 102.35(a)(9) of the Board’s Rules and Regulations,
providing for “stipulations of facts that waive a hearing and
provide for a decision by the administrative law judge.”
By
Order of February 23, 2004, I approved the stipulation of facts
and set a time for the filing of briefs. Counsel for the parties
submitted their briefs on April 5, 2004, dealing with the issue
raised in the complaint, dated October 31, 2003, that the Re-
spondent withdrew its recognition of the Union in violation of
Section 8(a)(1) and (5) of the National Labor Relations Act (the
Act). The Respondent’s answer, dated November 5, 2003,
admitted the jurisdictional allegations in the complaint and
denied the substantive allegation of a violation of the Act. On
the entire record, consisting of the complaint, the answer, and,
having waived a hearing before an administrative law judge,
the stipulation of facts (including Exhs. A–F as attachments),
and after consideration of the briefs filed by the General Coun-
sel and the Respondent, I make the following
FINDINGS OF FACTS
I. JURISDICTION
Diversicare Leasing Corp. d/b/a Wurtland Nursing & Reha-
bilitation Center (the Respondent) is engaged in the operation
of a nursing home at Wurtland, Kentucky. During the past 12
months, in conducting its operation described above, the Re-
spondent derived gross revenues in excess of $100,000 and
purchased and received at its Wurtland, Kentucky facility
goods valued in excess of $50,000 from suppliers located out-
side the Commonwealth of Kentucky. The Respondent is an
employer engaged in commerce within the meaning of Section
2(2), (6), and (7) of the Act.
District 1199, the Health Care and Social Service Union,
SEIU, AFL–CIO (the Union) is a labor organization within the
meaning of Section 2(5) of the Act.
II. FACTS
At all material times, Ralph Wright has held the position of
administrator and is a supervisor of the Respondent within the
meaning of Section 2(11) of the Act and an agent of the Re-
spondent within the meaning of Section 2(13) of the Act.
All full-time and regular part-time and PRN service and mainte-
nance employees employed by the Respondent at its 100 Wurtland
Avenue, Wurtland, Kentucky facility, as described in article I of
the collective-bargaining agreement effective June 30, 1998, be-
tween the Respondent and the Union (the unit) constitute a unit
appropriate for the purposes of collective bargaining within the
meaning of Section 9(b) of the Act.
At all material times since about October 10, 1997, the Un-
ion has been the designated exclusive collective-bargaining
representative of the unit. The Respondent’s recognition of the
Union as the unit employees’ representative has been embodied
in the collective-bargaining agreement described above.
On July 1, 2003, and following the expiration of the collec-
tive-bargaining
agreement
described
above,
Tammy
Herrington, a unit employee, filed a decertification petition
with Region 9 of the National Labor Relations Board, a copy of
which was given to Ralph Wright on such date. (A copy of the
petition in the matter of Case 9–RD–2038 is attached to the
stipulation as Exh. B.) Included with the decertification peti-
tion was an employee petition containing current signatures of
more than 50 percent of the unit employees. The caption on the
employee petition reads as follows: “We the employee’s of
Wurtland nursing and rehab wish for a vote to remove the Un-
ion S.E.I.U. 1199” [sic]. (A copy of the employee petition is
attached to the stipulation as Exh. C.) Following its receipt of
the foregoing information, the Respondent compared the
above-referenced signatures with employee signatures that
were inscribed on July 11 and August 8, 2003 employee pay-
check receipt lists and determined that the employees’ petition
was signed by over 50 percent of the employees in the unit.
By letter dated August 12, 2003, the Respondent advised the
Union that because it (the Union) no longer represented a ma-
jority of the unit employees, it (the Respondent) was withdraw-
ing recognition of the Union as the exclusive collective-
bargaining representative of the unit. (A copy of Wright’s Au-
gust 12, 2003 letter to the Union is attached to the stipulation as
Exh. D.)
The Respondent’s decision to cease recognizing the Union as
the exclusive collective-bargaining representative of the unit
was based solely on the information described above.
III. STATEMENT OF THE ISSUE PRESENTED
The parties agree that the sole issue in the instant case is
whether the Respondent lawfully withdrew recognition from
the Union based on its review of an employee petition signed
by a majority of bargaining unit employees stating: “We the
employee’s of Wurtland Nursing and rehab wish for a vote to
remove the Union S.E.I.U. 1199.”
Analysis
The issue is whether the Respondent, Diversicare Leasing
Corp., lawfully withdrew its recognition of the SEIU as the
bargaining agent of its employees when its employees submit-
ted a petition, “for a vote to remove the union,” is governed by
Levitz Furniture Co. of the Pacific, 333 NLRB 717 (2001).
Levitz holds that an employer must have objective evidence of a
lack of majority support for the union among the employees to
counter the rebuttable presumption in favor of continued major-
ity support. “[F]rom the earliest days of the Act, the Board has
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
822
sought to foster industrial peace and stability in collective-
bargaining relationships, as well as employee free choice, by
presuming that an incumbent union retains its majority status.”
Id. at 720. Without such objective evidence, an employer can-
not unilaterally withdraw its recognition of the union as the
bargaining representative of its employees.
The presumption in favor of continued majority support is
predicated upon two basic purposes of the Act, as explained in
Levitz, supra, continuity in the bargaining relationship which
fosters industrial peace and stability, and the employee’s right
to designate a collective-bargaining representative without the
employer’s interference with these rights. Only when an em-
ployer has objective evidence that the bargaining representative
no longer enjoys majority support can recognition be with-
drawn.
This objective standard in Levitz is more stringent and re-
placed the subjective “good faith” test in Celanese Corp., 95
NLRB 664 (1951). While the Supreme Court articulated a
similar subjective test in Allentown Mack Sales & Service v.
NLRB, 522 U.S. 359 (1998), the door was left open for the
Board to adopt a more stringent standard. Conceivably, an
employer, under the impression that the union lost majority
support, could withdraw recognition of the union under the old
standard, even though the union had not actually lost its support
among the employees. The subjective standard could under-
mine the democratic purposes of the Act and the fairness of
representation.
The Respondent contends that there is no need for the Board
to determine the intention of the employees who signed the
petition, because the employees had clearly indicated their in-
tent to oust the Union. To illustrate, the Respondent compares
the instant petition with that in Pic Way Shoe Mart, 308 NLRB
84, 87 (1992), where the employee petition stated, “OUR
CONTRACT HAS JUST EXPIRED & WE WOULD LIKE TO
HAVE A VOTE ON WHETHER TO HAVE A UNION OR
NOT.”
The Board found that the employees had expressed
their desire to have a vote, rather than a unilateral withdrawal
of recognition. In contrast, the employee sentiment is ex-
pressed far more unequivocally in the instant scenario, accord-
ing to the Respondent.
Nevertheless, it is conceivable that the employees signed this
petition, because they wanted a vote. The term “to remove”
may have been an indication to them of what the vote was all
about, rather than the signatories’ expression of their sentiment.
Given that uncertainty, the employer cannot unilaterally with-
draw recognition. “If employees’ exercise of the right to
choose union representation is to be meaningful, their choices
must be respected by employers. That means that employers
must not be allowed to refuse to recognize unions that are, in
fact, the choice of a majority of their employees . . . [and] an
employer with objective evidence that the union has lost major-
ity support—for example, a petition signed by a majority of the
employees in the bargaining unit—withdraws recognition at its
peril.” Levitz, supra at 723, 725.
The Respondent also distinguishes Laidlaw Waste Systems,
307 NLRB 1211 (1992), where the employee petition was, “to
find out if the majority of Laidlaw employees would like to
take a vote on the union.” As in Pic Way Shoe Mart, supra, the
Board found that a majority of employees had not demonstrated
a lack of majority support for the union without a vote. Signifi-
cantly, both Pic Way Shoe Mart and Laidlaw, share with the
present case similar petition language demanding a vote. How-
ever, in Easton Hospital, 335 NLRB 1091 (2001), also cited by
the Respondent, the Board found employee dissatisfaction with
union representation based upon the statement in the petition:
“We feel that we have been misrepresented and therefore would
like an immediate opportunity to revote to determine whether
we want the union to continue its representation.” Easton Hos-
pital was decided under the prior standard, the “good faith”
test. The precedential value of that decision is extremely lim-
ited, because the Board expressed its view that it would reach a
different result under the Levitz standard.
Respondent also cites Voca Corp., Case 9–CA–38812 (May
30, 2002), which involved a petition whose language justified a
legal refusal to recognize the bargaining representative. But the
petition’s language did not call for or even mention a request
for a vote. It stated, “We the undersigned, current employees of
. . . wish to decertify our affiliation and union representation
with [the union]” and,” We . . . wish to no longer recognize our
affiliation and representation by [the union].”
In the present case, however, the use of the term “vote” is
evidence that the petitioners wanted an election.
The Respondent finally argues “that the specific supersedes
the general,” and that consideration of all the words on the
petition leads to the conclusion that a majority of the employees
no longer wanted the Union.”
Yet it is clear that the word
“vote” necessarily implies a choice. The “wish for a vote to
remove” may be assumed by some signatories as an opportu-
nity to vote for or against removal. The petition would have
been clear and unambiguous if it had stated, “wish to remove.”
The General Counsel submits that an irrebuttable presump-
tion of majority support exists during the effectiveness of a
collective-bargaining agreement, and a rebuttable presumption
upon the expiration of the agreement. Lee Lumber & Building
Material Corp., 322 NLRB 175 (1996). In order to rebut the
presumption of majority status, the employer must prove that
there was an actual loss of majority support for the union. Lev-
itz, supra. The choice of words in the petition, according to the
General Counsel, was insufficient to show actual loss, it was a
showing of interest in having an election. A request for a vote
coupled with an expression of dissatisfaction with the incum-
bent union still connotes a choice to be made. Under these
facts, the employer’s reliance on a showing of interest does not
constitute proof of majority opposition to the union. The em-
ployer’s good-faith belief of majority opposition is irrelevant to
the determination of whether a refusal to bargain is established.
When an employer withdraws recognition of a certified bar-
gaining representative without an election or unequivocally
clear intention of the employees, an 8(a)(5) violation has been
committed. “Consequently, the result of an unremedied refusal
to bargain with a union, standing alone, is to discredit the or-
ganization in the eyes of the employees, to drive them to a sec-
ond choice, or to persuade them to abandon collective bargain-
ing altogether.” Karp Metal Products Co., 51 NLRB 621
(1943). I accordingly find that the Respondent violated Section
8(a)(5) and (1).
WURTLAND NURSING & REHABILITATION CENTER
823
CONCLUSIONS OF LAW
1. The Respondent, Diversicare Leasing Corp. d/b/a Wurt-
land Nursing & Rehabilitation Center, is an employer engaged
in commerce, within the meaning of Section 2(2), (6), and (7)
of the Act.
2. The Union, District 1199, the Health Care and Social Ser-
vice Union, SEIU, AFL–CIO, is a labor organization within the
meaning of Section 2(5) of the Act.
3. All full-time and regular part-time and PRN service and
maintenance employees employed by the Respondent at its 100
Wurtland Avenue, Wurtland, Kentucky facility, as described in
article I of the collective-bargaining agreement effective June
30, 1998, between the Respondent and the Union, constitute a
unit appropriate for the purpose of collective bargaining within
the meaning of Section 9(b) of the Act.
4. The Union has been the exclusive collective-bargaining
representative of the unit.
5. By withdrawing recognition of the Union as the exclusive
collective-bargaining representative of the unit, the Respondent
has been failing and refusing to bargain collectively and in
good faith, in violation of Section 8(a)(1) and (5) of the Act.
6. The aforesaid unfair labor practices affect commerce
within the meaning of Section 2(6) and (7) of the Act.
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended 1
REMEDY
The remedy for a failure to bargain is an order to bargain in
good faith with the Union, an order to cease and desist from all
such unfair labor practices, and to post notices to that effect.
[Recommended Order omitted from publication.]
1 If no exceptions are filed as provided by Sec. 102.46 of the Board’s
Rules and Regulations, the findings, conclusions, and recommended
Order shall, as provided in Sec. 102.48 of the Rules, be adopted by the
Board, and all objections to them shall be deemed waived for all pur-
poses.