352 NLRB 609
Piner's Napa Ambulance Service
PINER’S NAPA AMBULANCE SERVICE
352 NLRB No. 74
609
Napa Ambulance Service, Inc., d/b/a Piner’s Napa
Ambulance Service and Rebecca Rosecrans.
Case 20–CA–32875
May 30, 2008
DECISION AND ORDER
BY CHAIRMAN AND MEMBER LIEBMAN
On December 20, 2006, Administrative Law Judge
James M. Kennedy issued the attached decision. The
General Counsel filed exceptions and a supporting brief,
the Respondent filed an answering brief, and the General
Counsel filed a reply brief.
The National Labor Relations Board1 has considered
the decision and the record in light of the exceptions and
briefs and has decided to affirm the judge’s rulings, find-
ings,2 and conclusions and to adopt the recommended
Order as modified.
1 Effective midnight December 28, 2007, Members Liebman,
Schaumber, Kirsanow, and Walsh delegated to Members Liebman,
Schaumber, and Kirsanow, as a three-member group, all of the Board’s
powers in anticipation of the expiration of the terms of Members Kir-
sanow and Walsh on December 31, 2007. Pursuant to this delegation,
Chairman Schaumber and Member Liebman constitute a quorum of the
three-member group. As a quorum, they have the authority to issue
decisions and orders in unfair labor practice and representation cases.
See Sec. 3(b) of the Act.
2 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
In the absence of exceptions, we adopt the judge’s findings that the
Respondent violated Sec. 8(a)(1) of the Act by issuing a written verbal
warning to employee Rebecca Rosecrans on August 22, 2005, because
of her union activities and because the Respondent equated union talk
with activities prohibited by other Federal laws.
In adopting the
judge’s findings, we find it unnecessary to reach the issue of whether
the Respondent’s conduct also violated Sec. 8(a)(3). Finding the
8(a)(3) violation would not materially affect the relief ordered as a
result of the 8(a)(1) violation. See, e.g., Industrial Hard Chrome, 352
NLRB No. 47, slip op. 1, fn. 2 (2008).
In adopting the judge’s finding that the Respondent did not violate
Sec. 8(a)(3) and (1) by issuing Rosecrans a warning on April 4, 2005,
for engaging in loud, nonwork-related conversations, we assume ar-
guendo that the General Counsel met his Wright Line burden. Wright
Line, 251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cir. 1981), cert.
denied 455 U.S. 989 (1982). Nevertheless, we find that the Respondent
would have disciplined Rosencrans in any event, because her loud
conversations interfered with the work of other employees.
In adopting the judge’s finding that the Respondent did not violate
Sec. 8(a)(3) and (1) of the Act by terminating Rosecrans, we do not rely
on his statement that “the first crack in [Rosecrans’] reputation” oc-
curred in 2004, when she wrongly accused Pruett of lying. That state-
ment is not supported by the record. Further, in finding that the termi-
nation of Rosecrans did not violate the Act, we do not rely on the
judge’s alternative finding that Rosecrans would have been fired even
without the Respondent’s rule on honesty.
The Respondent did not
present this argument before the judge, nor does it ask us to adopt his
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge, as
modified below and orders that the Respondent, Napa
Ambulance Service, Inc., d/b/a Piner’s Napa Ambulance
Service, Napa, California, its officers, agents, successors,
and assigns, shall take the action set forth in the Order as
modified.
1. Substitute the following for paragraph 2(a).
“(a) Within 14 days from the date of this Order, re-
scind and remove from its files any reference to Rebecca
Rosecrans’s August 22, 2005 unlawful warning, and
within 3 days thereafter, notify her in writing that this
has been done and that the warning will not be used
against her in any way.”
2. Substitute the attached notice for that of the admin-
istrative law judge.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
And Agency of the United States Government
The National Labor Relations Board had found that we vio-
lated Federal labor law and has ordered us to post and obey
this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
finding in this regard.
See, e.g., Allied Mechanical Services, 346
NLRB 326, 328 (2006); White Oak Coal Co., 295 NLRB 567, 569–570
(1989). Finally, in adopting the judge’s finding, we have considered
the General Counsel’s exception to the judge’s failure to address evi-
dence of disparate treatment. The General Counsel argues that the
testimony of Valerie Davis, who testified that she received a written
verbal warning for dishonesty in 2002, and of Hope Pruett, who testi-
fied that she received a written warning for dishonesty in 2004, estab-
lishes that Rosecrans’ termination was the result of disparate treatment.
We disagree. The record evidence establishes that the Respondent
concluded that Pruett had, in fact, not been dishonest. As to Davis, the
record evidence establishes that, although Davis may have dishonestly
called in sick in 2002, she, unlike Rosecrans, did not abandon her shift.
Further, the General Counsel did not establish that the Respondent’s
rule on dishonesty (pursuant to which Rosecrans was terminated) or
any comparable rule was in place in 2002. Accordingly, we find that
the General Counsel has failed to establish that Rosecrans was treated
disparately.
The judge inadvertently stated that the Respondent terminated Rose-
crans on September 30, 2005. The parties agree, and we find, that
Rosecrans was terminated on August 30, 2005.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
610
Choose not to engage in any of these protected
activities.
WE WILL NOT issue you warnings because of your ac-
tivities on behalf of the National Emergency Medical
Services Association or any other labor organization.
WE WILL NOT you that protected union activity is pro-
hibited by other laws.
WE WILL NOT in any like or related manner restrain or
coerce you in the exercise of the rights guaranteed you
by Section 7 of the Act.
WE WILL within 14 days, rescind and remove from our
files any reference to our August 22, 2005 unlawful
warning to Rebecca Rosecrans, and within 3 days there-
after, notify her in writing that this has been done and
advise her that the warning will not be used against her
in any way.
NAPA AMBULANCE SERVICE, INC.
D/B/A PINER’S NAPA AMBULANCE SERVICE
Christy J. Kwon and Cecily A. Vix, for the General Counsel.
Patrick W. Jordan (with Nanette Joslyn on brief), San Rafael,
California, for Respondent.
DECISION
STATEMENT OF THE CASE
JAMES M. KENNEDY, Administrative Law Judge. This case
was tried in San Francisco, California on August 14–18, 2006,
based upon a third consolidated complaint issued May 31,
2006, by the Regional Director for Region 20. The original
unfair labor practice charge was filed by Rebecca Rosecrans, an
individual, on February 2, 2006, and amended on February 22.
The case had been consolidated with Cases 20–CA–32497, 20–
CA–32693, and 20–CA–32965, all filed by the National Emer-
gency Medical Services Association (the Union). On August
18, 2006, the Union withdrew its charges and asked that the
corresponding portions of the complaint be dismissed as the
parties had signed a collective-bargaining contract. I granted
that motion. The remainder of the complaint, based on Rose-
crans’ charge, alleges that Napa Ambulance Service, Inc., d/b/a
Piner’s Napa Ambulance Service (Respondent) violated Sec-
tion 8(a)(1) and (3) of the National Labor Relations Act (the
Act).1
Respondent’s answer denies the pertinent allegations
remaining in the complaint.
Issues
The principal issues are whether Respondent disciplined and
subsequently discharged Rosecrans because she was a Union
activist. Warnings were issued to her on April 4, 2005,2 August
22 and 30. She was also discharged on August 30. Respon-
dent asserts that the warnings and the discharge were for good
1 The case has therefore been recaptioned. Nothing in the settlement
precludes me from utilizing evidence adduced in the course of the
hearing even if it was advanced in support or in defense of the other
cases, so long as it has relevance to the extant case.
2 All dates are 2005, unless otherwise indicated.
cause, i.e., that they were connected to Rosecrans’ behavior as
an employee and had nothing to do with the fact that she was a
known union activist.
The parties were given full opportunity to participate, to in-
troduce relevant evidence, to examine and cross-examine wit-
nesses, to orally argue and to file briefs. The General Counsel
and Respondent have both filed briefs which have been care-
fully considered. Based upon the entire record of the case, as
well as my observation of the witnesses and their demeanor, I
make the following
FINDINGS OF FACT
I. JURISDICTION
According to the pleadings, Respondent is a California cor-
poration having its headquarters in the city of Napa from which
it operates an emergency ambulance and paramedic service in
several Napa County communities. It admits that during the
calendar year 2004, in the course and conduct of its business, it
provided services valued in excess of $50,000 to the United
States Government, to the State of California, and to private
businesses, which in turn meet one of the Board’s standards for
the assertion of jurisdiction on a direct basis. During the same
time period its gross volume of business exceeded $500,000.
Accordingly, it admits it is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act. It
further admits the Union is a labor organization within the
meaning of Section 2(5) of the Act.
II. THE ALLEGED UNFAIR LABOR PRACTICES
Some Preliminary Matters
Given the withdrawal of the Union’s charges and the dis-
missal of its portion of the complaint, discussion of the Rose-
crans matter necessarily reaches back into the organizing drive
and shifts those events into background, even if not directly
connected to her.3 These include: Rosecrans’ participation in
the organizing; preelection warnings to other union activists; an
April warning to Rosecrans arising from complaints by co-
workers about her; a similar warning in August; some issues
arising from a July memo prohibiting Rosecrans and fellow
dispatchers from turning off the telephone tape recorders; as
well as the events of August 20 which all arose from Rose-
crans’ inability that day to come to work, the event which trig-
gered her discharge, and an additional issue concerning turning
off the tape recorders.
3 Respondent filed a motion to strike portions of the General Coun-
sel’s brief as they adverted to matters raised by the Union’s charges.
As I am considering those only for purposes of background, the motion
is denied. Nevertheless, I am not considering fact patterns previously
alleged to be 8(a)(5) violations, such as breaches of unilaterally im-
posed rules and subsequent discipline to be evidence of union animus
as might support an 8(a)(3) violation. While those changes may have
violated the Act had they been litigated, they are based on the breach of
a legally imposed duty (i.e., the 8(d) obligation to bargain in good
faith). The failure to meet such a requirement is not the same as the
deliberate interference with an individual employee’s Sec. 7 rights such
that it can be used as an element of Sec. 8(a)(3). In other words, it
cannot be used as the sort of animus which can support a discharge
independent of Sec. 8(a)(5).
PINER’S NAPA AMBULANCE SERVICE
611
Background; Preelection Matters
The Union, the National Emergency Medical Services Asso-
ciation (NEMSA), began its organizing in early 2005. It filed
its NLRB election petition on February 28. The election was
conducted on April 15; the Union won, and on May 2 was certi-
fied as the exclusive collective-bargaining representative of
Respondent’s ambulance drivers and dispatchers. Although the
administrative employees worked in close physical proximity to
the dispatchers in Respondent’s administrative/accounting of-
fice, the administrative employees were excluded from the
voting/bargaining unit and were not a part of the organizing.
The administrative office is located on the same grounds as
several other Piner’s businesses in Napa. These include a nurs-
ing home, a retirement residence, a health care supply center, a
welding shop, and a bicycle shop. The administrative office,
sometimes referred to as the accounting office, is a small struc-
ture, a closed-in carport, approximately 17’ x 17,’ adjacent to
the nursing home. That small space is further subdivided to
house the dispatch office. Dispatch is in a corner behind a two-
wall partition which does not extend to the ceiling; its door is
always open. The nondispatch portion of the floor is so small
that office staff schedules must be staggered so the desks can be
shared.
There were four full-time dispatchers. Each worked a 12-
hour shift. Day dispatchers worked from 7 a.m. to 7 p.m. The
night dispatchers worked from 7 p.m. to 7 a.m. Rosecrans, for
example, worked the daytime hours on 1 weekend day and
Mondays, Tuesdays, and alternate Wednesdays. The other day-
shift dispatcher was Donavan Balsley who worked Thursdays,
Fridays, 1 weekend day, and the other alternate Wednesdays.
The night dispatchers worked similar schedules; they were
Hope Pruett and Andrea Gurule. The weekends seemed to vary
a little more as relief dispatchers would often take one of those
four shifts. A 48-hour workweek was common.
Balsley had become lead dispatcher in 2004. As the lead dis-
patcher, he was responsible for putting the schedule together
for each month, in charge of their training and served as the
point man for questions, including equipment repair. There is a
small dispute, unnecessary to resolve, concerning whether he
was also the person the on-duty dispatcher should notify in the
event the arriving shift dispatcher called to advise he or she
couldn’t get to work for some reason. There was also a stand-
ing procedure whereby open shifts were to be offered to off-
duty dispatchers on a seniority basis.4
The office manager and company controller was, and is, Geri
Bise. She has worked for the Piner’s companies for almost 20
years. In that capacity she was Balsley’s (and the dispatchers’)
direct supervisor, though she did not carry out that responsibil-
4 Balsely is alleged in the complaint to be a supervisor within the
meaning of Sec. 2(11) of the Act. As will be seen, it is unnecessary to
making any finding about that. His duties, as described do not require a
finding that he is a supervisor. See Dean & Deluca New York, Inc., 338
NLRB 1046, 1048 fn. 15, (2003), citing Jordan Marsh Stores Corp.,
317 NLRB 460, 467 (1995) (individual who directed, assigned, and
made up the work schedules of employees was found not to be statutory
supervisor).
ity in a hands-on manner. In large part the dispatchers required
little oversight. They were a responsible group.
Bise came to work each day at 4 a.m. and worked till about 2
p.m. Others who worked in the accounting office were: Cheri
Blaylock, the bookkeeper; Ed Herrera, the bill collector;
Sherine Purdey, an administrative assistant; and Melanie Go-
mez, the ambulance billing clerk. Gomez came to work in the
afternoon and worked into the evening; she was, as Purdey
observed, a part-time worker. Herrera commonly served as a
relief dispatcher. In August, Balsley began training Gomez and
Meleah Mahoney to become relief dispatchers.5 Finally, the
general manager until midsummer was Chris Piper, a long-term
executive. He resigned abruptly and was replaced in July by
Jeremy Piner, the owner’s son. Previously the manager of the
bicycle shop, Jeremy became both Respondent’s acting general
manager and its operations manager. Bise and the other de-
partment heads began reporting to him at that point. He still
held both jobs when he testified. The corporate president is
Gary Piner.
Rebecca Rosecrans
Rebecca Rosecrans has been a dispatcher for Respondent
since 2001. There is no dispute that until April 2005 she had
been an excellent employee, even being named employee of the
year in 2002. Geri Bise held her in generally high esteem. In
2004, the first crack in that reputation occurred when Rosecrans
wrongly accused her friend Pruett of lying about the reason
Pruett had given for an absence (car repair issues v. home refi-
nance meeting). When Bise issued Pruett a warning about it,
she learned that someone had likely misspoken. She didn’t
revoke the warning to Pruett, but was nevertheless left to won-
der whether Rosecrans had provided accurate information.
Despite Rosecrans’ report, Pruett and Rosecrans maintained
their personal friendship.
In March, or at least “at all material times” according to a
stipulation of fact, Respondent became aware of Rosecrans’
organizing activities: “At all material times Respondent had
knowledge that Rebecca Rosecrans, Hope Pruett, and Craig
Pitcher6 were the leaders of the Union organizing campaign,
and Respondent also had knowledge that they were engaged in
union activities.”
In mid-March, according to Rosecrans, Bise and others who
worked in the office began giving her the silent treatment. Bise
denies it, saying that on one occasion Rosecrans seemed upset
about something and when she inquired, Rosecrans told her she
didn’t want to talk to anyone, “. . . [S]he hadn’t slept well.
Didn’t feel that good. Just didn’t want to talk. . . .[T]he very
next day I went back into the dispatch office with the same
comment. And she said she just didn’t want to talk and to leave
her alone.”
So from then on, Bise did so. Even assuming
Rosecrans should be credited over Bise, there is no evidence
5 Gina Peterson (from the ambulance side) and Gloria DeLuna
(whose regular job is not clear from the record) also served as relief
dispatchers. As with DeLuna, Mahoney’s regular job cannot be deter-
mined from the record. Purdey, too, said she had trained as a dis-
patcher.
6 Pitcher was an ambulance crewmember.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
612
that this silent treatment had anything to do with her union
activities.
April Warnings
In early April, General Manager Chris Piper observed em-
ployee Dustin McNabb talking on his cellular phone while
driving one of the ambulances in a nonemergency mode. Piper
instantly called the ambulance on his Nextel walkie-talkie cell
phone, spoke to McNabb’s partner Craig Pitcher and told them
to stop it. A few days later he had a conversation with Pitcher
to the effect that it was against the rules to have a personal cell
phone in the ambulance. Pitcher, who says Piper told him it
was a “coach counseling,” did not agree that there is such a
rule. The employee manual is subject to different interpreta-
tions. At pages. 55–56 it says: “Employees may not carry per-
sonal pagers or personal cell phones on their persons while on
duty, to prevent interference with patient care or other respon-
sibilities. Personal pagers or cellular phones. . . . may be kept
in quarters or onboard company vehicles. Cellular phones,
either personal or company, may never be used [w]hile driving
a company vehicle.”
The General Counsel cites this incident as evidence of union
animus. And it is true that Pitcher was a union activist. Yet,
there is good reason to doubt that this is evidence of animus.
First, there is no doubt that it is against the rule to drive an am-
bulance while talking on a cellular phone. That is what Piper
called about, for he had seen the driver doing it. There is no
evidence one way or another regarding whether he had recog-
nized the driver as McNabb; he undoubtedly knew he had spo-
ken to Pitcher. Second, there is no evidence in Pitcher’s per-
sonnel file of any discipline, assuming “coach counseling” is
the first step in the progressive disciplinary system.7 It seems
to me that if it were a warning of any type which required a
record be kept, one would have been. As I view it, this “coach
counseling” is nothing more than ordinary supervision—
nothing more than a supervisor explaining the proper manner in
which an employee is to conduct himself. It is not a warning at
all. And certainly some sort of reminder needed to be made,
even if Piper cited part of the rule incorrectly or spoke to the
wrong employee (and who is to say that McNabb didn’t receive
a similar lesson? No party inquired one way or the other). The
important thing was to remind ambulance personnel that talking
on a cell phone while driving was not allowed. Common sense,
even without the rule, dictates the same.
Finally, there is no connection whatsoever to Pitcher’s union
activities in Piper’s admonishment. It does not constitute evi-
dence of union animus and certainly has no bearing on what
happened to Rosecrans 6 months later. Not every chewing out,
even those which are in part erroneous, is discriminatory. Both
Pitcher and McNabb together comprised the ambulance crew.
McNabb clearly erred when he spoke on his cell phone while
driving. Piper was right to be concerned and to mention it to
7 It is not. The progressive discipline system is found on p. 44 of the
employee manual. It describes “verbal counseling” as the first step.
The forms used in the system do not include, as an option, “verbal
warning”’ The first choice is “warning,” followed by “suspension” and
then “dismissal.” Under the rules it would appear that a verbal warning
would be recorded and maintained in a file for future reference.
the more senior employee. His commentary amounted to noth-
ing insofar as the disciplinary system was concerned. Pitcher
may have thought the criticism unfair and perhaps it was, but it
did not interfere with anyone’s Section 7 rights. It therefore
does not qualify as animus which might inform us about what
happened later to Rosecrans.
On April 4, 10 days before the NLRB election, Bise issued a
“white slip” to Rosecrans. None of the “warning” boxes was
checked and it may be reasonably assumed that this was a ver-
bal warning, rather than a written one. It described Rosecrans’
“ongoing” behavior which had begun on March 18, was re-
peated on March 21, and occurred again in early April. Bise
cited as witnesses and complainants the three office employees,
Blaylock, Herrera, and Gomez. She said: “Complaints have
been stated by several employees, these complaints being
brought to my attention individually. The statements are of
nonwork-related conversations at the dispatch window often
loud and very disturbing to their productivity. Also of extreme
rudeness when asking a workrelated question.”
Rosecrans wrote on the slip: “I do not agree. I have been
given the silent treatment for well over 3 weeks now by Geri
and most of the acctg office staff.”
The mere fact of this warning, supported by the presumably
valid complaints of the three office workers does not establish
union animus. It is in no way connected to Rosecrans’ union
activity. Contrary to Bise’s note, the loudness appears to have
been work related—usually shouting through the outside win-
dow to drivers, according to Gomez. Bise had reason to believe
the three office employees and Rosecrans’ response was not a
denial. She offered no contrary version. The “silent treatment”
response did not address her coworkers’ complaint.
On April 14, the day before the representation election,
paramedic, Valerie Davis and her ambulance partner, Steve
Dykstra were pulling the 8 a.m. to 8 p.m. shift at the St. Helena
station. After performing their routine duties, at about 9:30 that
morning Dykstra retired to the back room and took a nap.
Similarly, Davis fell asleep in the front room reclining chair
while watching television. Both should have remained awake
as it was a daytime shift. They were awakened by loud knock-
ing. Davis answered the door to find General Manager Piper,
accompanied by a female high school student who was partici-
pating in a “shadow” program where students follow a worker
during their day; this day the student was shadowing Piper. He
was discomfited to find Davis, at least, sleeping and wearing
her T-shirt, not the company uniform shirt, which was hanging
on the recliner. Piper made a short comment to her about being
out of uniform, quickly showed the student around the station
and then left. On April 17, Ambulance Supervisor Jason Bond,
per Piper’s instruction, issued Davis a verbal warning for being
out of uniform on April 14.
The General Counsel observes that Davis was one of the
members of the union organizing committee, but that her part-
ner Dykstra was not. Dykstra was not disciplined, but accord-
ing to Davis, Dykstra, unlike her, was wearing his uniform
shirt, even though it was unbuttoned. From that circumstance
the General Counsel asserts that union animus may be inferred.
I do not agree. Davis was in fact out of uniform; Dykstra was
not. Furthermore, Piper said nothing to her at the time to sug-
PINER’S NAPA AMBULANCE SERVICE
613
gest that discipline was forthcoming. The election was sched-
uled for the next day. Had Piper wished to coerce Davis, he
would have taken steps before the election itself. In any event,
it is not a type of animus which suggests that Respondent is
willing to discharge an employee for antiunion purposes.
Moreover, a postelection warning such as this would not have
accomplished such a coercive aim. It was clearly aimed at her
appearance, nothing more. Accordingly, I do not find Piper’s
verbal warning to be of any significance under the Act.8
I therefore find that the April incidents have no bearing on
what occurred in August.
July–August; Events Leading to Rosecrans’ Discharge
The Union was certified as the exclusive collective-
bargaining representative on May 2. Negotiations began on
July 20. Rosecrans attended all but one of those meetings and
served as the Union’s recording secretary for the purpose of
keeping the Union’s negotiation minutes. Similarly, her co-
worker and friend, night dispatcher Hope Pruett, also attended
the meetings as a bargaining committee member. As co-
workers on 12-hour shifts they regularly relieved one another.
Usually a shift change involves an update concerning the previ-
ous shift’s events and it was not uncommon for them to con-
verse about nonbusiness matters of mutual interest. Since both
were on the Union’s bargaining committee, one of their usual
topics was what had transpired during any negotiation session
which both had recently attended. These discussions often took
place in the dispatch office or in the doorway leading to it.
This meant that their conversation was audible to those ac-
counting office employees who happened to be present. Some-
times those conversations seemed to disturb those workers, as
had occurred in April, resulting in a warning to Rosecrans.
At 7 p.m., on August 16, another conversation took place at
that location. This resulted in Melanie Gomez complaining to
Geri Bise that the conversation had been loud, about the Union,
and disruptive to her. Gomez’ complaint asserted that the con-
versation was not work related and lasted for some 45 minutes.
On August 22 Bice and Jeremy Piner met with Rosecrans.
During the meeting, Bice issued a white slip to Rosecrans con-
cerning the incident, saying: “[It] has been reported once again
that loud & disruptive conversation is taking place in the of-
fice/dispatch area. Hope reported to work and punched in at 7
p.m.
The conversation unrelated to the shift change began.
You punched out at 7:15, creating double time. Melanie was
subjected to very uncomfortable non work related conversation.
She confronted me on Wed. in tears stating she did not wish to
work in the office when only Rebecca was present. This is not
acceptable behavior on your part.”
Gomez’ handwritten report about the incident focused both
on Rosecrans’ voice volume and on the subject matter, the un-
ion negotiation meeting: “On Aug. 17 ‘05 I had witnessed an
employee Rebecca Rosecrans talking loudly to Hope Pruett
8 That there is testimony that Respondent’s enforcement of the uni-
form policy was inconsistent, at least when the drivers were waiting at
station, is insignificant. Piper was undoubtedly embarrassed to find one
of his drivers out of uniform during the daytime while showing the
business off to an outsider, even if it was a high school student. Davis
did not present the image Piper expected to see.
about the union meetings that had gone on during that day since
Hope was one of the attendants. For approximately 45 minutes
they proceeded to talk loudly about the union and issues that
were discussed during that meeting, making it very uncomfort-
able for me. During this 45 minutes I became very uncomfort-
able and unproductive, and was ready to walk out early. I fin-
ished my shift and the next day in tears spoke to Geri about the
situation and how uncomfortable I felt the previous day.”
None of the discipline boxes in the August 22 form was
checked, and it would appear that this, like the previous one,
was regarded as a verbal warning. Pruett, however, was not
disciplined for the incident. It would appear that she escaped
because Gomez was principally complaining about Rosecrans
and Pruett was not implicated in a late punchout resulting in
overtime pay.
In addition, according to Rosecrans, Jeremy Piner remarked
during the meeting that he equated speaking about the Union at
work as the equivalent of sexual harassment and he wouldn’t
stand for it. Piner did not offer a denial of her evidence. Rose-
crans’ testimony:
Q. BY MS. KWON: Okay. Tell us what you said to
Geri, and what Geri said to you.
A. (WITNESS ROSECRANS) I told her that I did not re-
member the conversation, but that Hope and I talked on a
regular basis at shift change and other times. I did ask to
see the supporting document. I asked to have a copy of it,
but I was not given a copy of it.
At that time Jeremy Piner spoke up and said that talk-
ing about sensitive subjects such as the union in the office
was distressing to others in the office. That it was the
same as sexual harassment. That it was against federal
law and they wouldn’t stand for it. I’d already been—I’d
already had one warning for this that was not resolved, and
here we are with another one. [Emphasis added.]
Aside from Piner’s injection, which carries legal conse-
quences, there are at least two suspicious factors here. The first
is why Gomez made any complaint at all. Gomez says she said
nothing to either Rosecrans or Pruett to interdict the situation
“Because I know Hope, and I knew that both Hope and Re-
becca were big union supporters and they were very intimidat-
ing and since it was two of them against just me, I didn’t want
to cause any disruption.” Gomez would have us believe that
she is easily upset by matters relating to the Union and that her
coworkers are intimidating, principally due to their being mid-
dle-aged. Why that would be so eludes me. If she had some
strong objections to labor unions, e.g., a religious reason or
some negative past experience, it seems to me that it would
have been presented. Beyond that, the Union’s presence at the
Company did not affect her; she was not part of the vot-
ing/bargaining unit. It wasn’t her concern.
As matters stand, Respondent simply observes that Gomez
burst into tears when making her complaint to Bise and was too
weak to have taken matters into her own hands by telling the
two conversants that they were interfering with her work. It’s a
simple matter for one employee to tell another to “keep it
down; I’m trying to work here,” yet Gomez, who is 28 years
old, somehow couldn’t find the gumption to speak up in her
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
614
own interest.9 She became tearful far too readily for an adult.
So the question is whether Gomez has made a legitimate com-
plaint about disruption (Gomez’ description of a 45-minute
conversation, denied by Rosecrans, seems somewhat contrived)
or whether she simply can’t abide the Union’s presence even
though it will have no impact on her.
The second suspicion arises from Bise’s approach to Gomez’
complaint. Bise never asked Rosecrans for her version of what
had happened that evening. Her first discussion with Rosecrans
about the incident was during the meeting where she gave
Rosecrans the warning, nearly a week after it happened. More-
over, Bise was very careful to couch her warning to Rosecrans
in neutral terms. The subject matter of the Rosecrans-Pruett
conversation was what had taken place at the negotiation ses-
sion. That, of course, was protected union talk. The warning,
supposedly, is not for the discussion’s subject matter, but for
the volume of Rosecrans’ voice and for its length as well as the
additional pay obligation. Bise knew the exchange was about
union business, but focused on Rosecrans’ loudness, not the
substance of the discussion.
Given the fact that she did not question Rosecrans about the
incident, but simply took Gomez’ word, I am uncomfortable
with her approach. Rosecrans had generally been an excellent
employee and Gomez was known to be hypersensitive. There
was good reason for Bise to be more thorough than she was.
Even if Bise knew Rosecrans didn’t want to talk about social
matters and was reluctant to speak to her, Gomez’ complaint
transcended that small hurdle and Bise’s failure to cross it must
be a fact-finder’s concern.
There is a small discrepancy with dates here. Gomez says
the incident occurred on August 17, which was a Wednesday.
That would mean it occurred during the 7 p.m. shift change that
day. Yet she dates her report August 17, after testifying that
she came back to the office early the following morning to
complain to Bise—who usually came to work at 4 a.m. Bise
gave her the form, so it should have been dated August 18.
Curiously, however, the dispatcher work schedule, found in
Respondent’s Exhibit 3, shows that Rosecrans did not work on
Wednesday that week, probably because it was not her
Wednesday. She did work on Tuesday, August 16, which is the
date Bise used in the disciplinary report. So when did this inci-
dent occur? It was not on August 17 as Gomez says. Did Go-
mez wait a full day before reporting it? Or did she mistake the
16th for the 17th?
After August 16, Rosecrans was not scheduled to work again
until the August 20, the fateful Saturday, so Bise’s seeming
delay in delivering the warning is in fact unremarkable.
Given Gomez’ peculiar behavior, Bise’s carefully worded
warning, both being overlaid by Piner’s comment, I am unim-
pressed with the manner in which Respondent handled this
warning. Not asking Rosecrans for her version was not entirely
9 Gomez emphasizes her timidity by observing that she usually lis-
tened to a portable music player through its earphones, effectively
masking any Rosecrans-Pruett conversation. She says that evening she
had forgotten to bring it to work. It is not unreasonable to assume that
the older women were aware of her earphone listening and therefore
were unconcerned about interfering with her.
fair to her. It may properly be asked why they did not. Was it
because Rosecrans was a known union organizer and/or be-
cause she was heavily involved with the Union’s negotiation
team? Why did Bise regard Gomez’ complaint as having valid-
ity? What of the date inconsistency? Bise knew Gomez was
hypersensitive and also knew Gomez used protective ear-
phones. Was Respondent attempting to create a paper record of
misconduct in order to build it to a discharge? Did Bise legiti-
mately regard the matter as a continuation of the nearly identi-
cal infraction in April? Did Bise tie it to what had occurred
between the talking incident of August 16 and Rosecrans’ fail-
ure to report to work on August 20? If she did make that con-
nection, was it because of Rosecrans’ union activity or because
of her misconduct? Or did it only become important in the
context of Rosecrans’ failure to report to work 2 days before
and the complications that brought? Finally, what impact does
Jeremy Piner’s comment have upon the analysis?
August 20—30
Rosecrans was not initially scheduled to work the day shift
on Saturday, August 20. It was initially assigned to Donavan
Balsley, her day-shift counterpart and lead dispatcher. Balsley
had opened the shift to others and, although Rosecrans could
have taken the shift outright based on the seniority practice, did
not do so right away. Because of that, the shift was given to
collections agent Ed Herrera, who served as a relief dispatcher.
At some point Rosecrans realized she was able to take the shift
and bumped Herrera.
The General Counsel observes that on August 20, “a series
of unfortunate events occurred.” In my opinion, “unfortunate”
significantly underdescribes the scenario. Rosecrans lives in
Davis, California, approximately 45 miles from Respondent’s
facility in Napa. The commute is principally over Interstate-80
and then about 12 of state highway. Interstate-80 is an ex-
tremely busy freeway, serving as the commute route between
Sacramento and San Francisco-Oakland. It can be a difficult
road at any time of day but is particularly heavy-going during
commute hours. Rosecrans normally allows an hour and 15
minutes to get to work.
For reasons of the heart, Rosecrans had a late night on the
evening of August 19–20. She was to report to work that morn-
ing at 7 a.m. She overslept and did not awake until 6:50 a.m. .
She had absolutely no chance to get to work on time. Even an
hour and 15 minute tardiness, such as this presaged, would put
great strain on Respondent’s two-shift system, not to mention
the harm to a shift skipped in its entirety. Here, it would leave
the night-shift dispatcher on duty without immediate relief in
sight. Since it was a Saturday, Rosecrans thought there was no
supervisor immediately available for anyone to consult. The
only person was night dispatcher Hope Pruett, still on duty.
Rosecrans testified that the first thing she did that morning
was to telephone Pruett at the dispatch office. She telephoned
on her landline cordless telephone. She testified that as she
spoke to Pruett, the telephone went dead. She tried again and
was able to tell Pruett that she would be late. The phone went
dead again. She testified that the instrument had been left off
its cradle and had lost its charge. Her telephone bill shows only
that one call was made at 6:59 a.m.
PINER’S NAPA AMBULANCE SERVICE
615
Rosecrans’ lateness that morning created a problem for
Pruett because she had scheduled an 8:30 a.m. test at a commu-
nity college in Vallejo, about 14 miles distant. She simply
could not stay and cover the shift. Rather than calling Lead
Dispatcher Balsley at home or call Bise, who was the direct
supervisor for the dispatchers, she began calling other dispatch-
ers. She first called Herrera, knowing that Rosecrans had taken
the shift from him. By then, Herrera had made other plans and
declined. She then called Meleah Mahoney, who was training
as a dispatcher. Mahoney told her she had not been released to
handle a shift by herself. Pruett knew Gomez had been training
on dispatch for a few days and so called her, though she says
she did not know Gomez had not been cleared to work by her-
self. Gomez lives within walking distance of the office. Pruett
told Gomez that she estimated Rosecrans would be about 45
minutes late. She made that estimate even though Rosecrans
had said nothing concerning how long it would take her to get
from Davis to Napa.
Curiously, Pruett contends that there were several telephone
calls between her and Rosecrans after the first one about 7 a.m.
Respondent’s telephone records do not show any calls during
that time frame between the Company and Rosecrans. None-
theless, Pruett asserts that they spoke several times and she
assured Rosecrans that the shift would be taken by Gomez.
Rosecrans agrees, despite the absence of any record proof the
call was made. What number would Pruett have called, since
the land line was dead and which, according to Rosecrans later,
would not ring? Rosecrans’ cell phone? And, what phone did
Pruett use? The Company records show no long-distance calls
at that time. Did she have a cell phone of her own? If so, those
records have not been presented. Moreover, she turned the
dispatch tape recorders off while she tried to figure out what to
do. Why? Did she think this was not company business? Was
she trying to shield her friend Rosecrans by avoiding making a
record? Wouldn’t that allow Rosecrans to make up a cover
story for her lateness which could not easily be disproven?
Having received Pruett’s assurance that she’d only need to
work for 45 minutes, Gomez agreed to walk over and begin the
shift. In the meantime, Rosecrans was having difficulties of her
own making. Once she had spoken to Pruett, she decided that
she didn’t need to hurry because she presumed Gomez would
want several hours’ work. As a result, she took her time getting
ready to leave. She took a shower, had a leisurely breakfast
and otherwise readied herself for work. When she was fin-
ished, about 8:30 a.m., she began looking for her car keys but
could not find them. She said she looked high and low
throughout her apartment and out to the car. She even searched
her freezer and the planter box outside. She testified that she
had panicked, thinking that the Company would use her behav-
ior as an excuse to fire her.
Having spent much of the previous evening with her boy-
friend, she said she went outside her building and, using her
cell phone, called him on his, leaving a code (the missed call
message) for him to call back. Since it was not a completed
call, she explained, her cell phone records do not reflect it. The
boyfriend was said to be a power line worker from Southern
California who was working temporarily on a project in Yuba
City or Marysville, around 50 miles from Davis. She testified
that he later called back and told her he had her car keys, prom-
ising to return them after work that day. (Presumably, he had
driven her car on their date the night before and had neglected
to return the keys.)
Despite the fact that she says her cell phone worked well
enough to call her boyfriend, she did not take any steps to use it
to call Respondent. Instead, she let the matter go. To me she
testified she had difficulty getting a cellular signal unless she
went outside her apartment building. This inconsistency is
troubling since she had done that very thing to call the boy-
friend.
About 10:30 a.m., her cordless phone received a call from
Donavan Balsley. She said, while crying, that she had awak-
ened late, was unable to find her car keys and she was having a
very bad morning. She explained that her keys might be with
her boyfriend but she could not leave the house because she
couldn’t lock it. Therefore, she testified, she told Balsley she
was not coming to work. (Should one infer from that testi-
mony, using negative pregnant logic, that while she didn’t have
a house key, she did possess a spare set of car keys, yet didn’t
want to admit it? Most people do have spare keys; it is foolish
not to. Is her explanation concerning securing her front door
credible? Modern entry doors can usually be locked without a
key upon leaving; only a deadbolt could not be.) Why could
she not testify that she did not have any keys at all, and stop
there? If she had, that would have rendered her testimony
about her inability to secure her door unnecessary. She testified
that she behaved in this manner because she panicked.
In any event, the communication from Balsley was the first
she had had with any individual who held scheduling responsi-
bility. It was not until Balsely’s telephone call that anyone at
Respondent, beyond Pruett, became aware that Rosecrans was
not coming in. The next day Rosecrans wrote an incident re-
port (GC Exh. 18), in an attempt to explain what had happened.
The report is two paragraphs long:
I was unable to get to work on 8/19 [sic] (Day Dis-
patch) because my friend inadvertently took my keys to
work with him. He was unable to call me until almost
11:00 to let me know he had my keys because he was
working on a pole in the Marysville–Yuba City area.
To compound the problem, I had overslept and was
going to be late, anyway—but then discovered I could not
find my keys. My home phone was not working properly
because it had been left off the cradle charger for too long.
Clearly, this report is far from complete. It does not describe
her first telephone call to Pruett; it does not discuss any further
conversations she later claimed to have had with Pruett, par-
ticularly whether she had knowledge that Pruett had called
Gomez in for temporary duty. Furthermore, it omits entirely
the fact that she had a working cell phone. Nor does she de-
scribe the conversations she had with Balsley. Beyond that,
there is no mention of whether she had a spare car key or
whether she could not lock her door if she left. Finally, she
does not try to excuse herself as having been in a state of panic.
Yet all of these things were part of her testimony to me, either
direct or implied.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
616
While this was developing, Gomez had been wondering
where Rosecrans was, but had done nothing to get relieved.
Pruett completed her business in Vallejo and called Gomez in
dispatch to confirm that Rosecrans had arrived. The records
show that call was made at 10:28 a.m. When Gomez explained
that Rosecrans had not come in, Pruett asked Gomez if she had
called Rosecrans for an update. Gomez then called Rosecrans
first on her home line, but no one answered. Then she tried
Rosecrans’ cell phone and left a voice mail message when no
one answered that, either. This failure caused Gomez to call
Bise. In tears, she explained that since Pruett had been unable
to stay, she had agreed cover the dispatch office to allow Rose-
crans time to arrive. Bise told her to call Balsley. She did and
in rapid succession Balsley called Herrera, Pruett, and Bice. He
then made the previously described called to Rosecrans.
Unable to get anyone else to cover for the not-fully-trained
Gomez, Balsley with Bise’s concurrence, made arrangements
for the ambulance supervisor, whose station was adjacent to the
office, to assist Gomez if she needed it. Balsley also told her to
call him any time she thought she needed to.
Although Gomez successfully completed the shift, Rose-
crans’ absence had created a circumstance which was risky and
entirely avoidable. Gomez had not been cleared as a trained
dispatcher, and although Pruett bears a great deal of responsi-
bility,10 the entire incident was triggered by Rosecrans. Fur-
thermore, Rosecrans’ honesty in describing the episode in her
incident report and in her testimony before me is suspect. As-
suming that she was telling the truth about her missing car
keys, the fact remains that she never called the Company to tell
them of her difficulty. She says she knew Gomez was cover-
ing, and also knew that Gomez was untrained. It was her re-
sponsibility to notify someone in charge or get to work as
promptly as she could. Her explanation for failing to notify the
Company that she could not come in at all seems hollow in-
deed. She testified that her cell phone worked when she left her
apartment building. She had used it to call her boyfriend. Why
did she not also call the Company with the cell phone, assum-
ing that her cordless home phone was still inoperable? There is
no explanation and it would appear to me that she was not deal-
ing with the problem in an honest or responsible manner.
Moreover, in her incident report she did not mention that she
had a cell phone which was working that day. Why did she
omit that from the report, but describe it to me? In any event,
her testimony does not match the telephone records and her
testimony about that morning is farfetched; indeed, extremely
implausible.
On Sunday, August 21 (the day she wrote her incident re-
port), Bise and Balsley sought to speak with Rosecrans, but she
declined, saying she wanted union representation. Despite that
declination, Respondent permitted her to work her scheduled
days, August 21, 22, 23, 27, and 27, 28. During that period
management began sorting through the various reports it had
obtained about the August 20 incident. As already noted on
August 22, she did meet with Bise and Jeremy Piner, by then
willing to talk. In that meeting Bise issued her the verbal warn-
10 Pruett did not escape discipline for her role in the incident. See
GC Exhs. 31 and 32.
ings concerning the August 16 loud talking matter (described in
more detail above) and a warning for “shift abandonment” on
August 20. According to Bise, Rosecrans told them that her
‘phones were not working.”
They asked Rosecrans why she
couldn’t have used a pay phone or a neighbor’s phone, but she
responded she didn’t know where to find one and for some
reason she couldn’t ask her neighbors if she could borrow
theirs. Unsurprisingly, that response was viewed as unsatisfac-
tory.
On Tuesday, Bise and Balsley, apparently based on some-
thing Jeremy Piner had said, discussed the August 20 matter a
little more, having doubts about the credibility of Rosecrans’
claim that her phone was not working on Saturday morning.
They decided to pursue it further.
On Wednesday, Respondent’s management conducted a
lengthy meeting to discuss with its attorney Patrick Jordan the
direction of its ongoing collective bargaining. During that
meeting they also discussed the facts, to the extent that they
knew them, concerning Rosecrans’ August 20 behavior. It had
already issued her the warning for shift abandonment, but in-
formation had now developed concerning Rosecrans’ lack of
truthfulness. Company president Gary Piner, who apparently
had not been involved in issuing the earlier warning(s), but had
asked for information concerning what Rosecrans had said and
done about the absence itself, had become focused on whether
Rosecrans had breached the company rule requiring total hon-
esty. The rule, found in the employee handbook, is set forth in
the footnote below.11 After the management team had consulted
with Jordan concerning the issue, Jordan excused himself while
management decided what to do. He was not present during
the decision-making process. It is instructive to quote Jeremy
Piner at length:
WITNESS JEREMY PINER:
Yeah, on Monday [August
22], Geri [Bise] and Donavan [Balsley] had come up that
they had had a big problem, and they started coming up
with facts and we started looking at them.
Q. BY MR. JORDAN: And in particular, what was your
role in terms of reviewing facts or accumulating same?
A. One of the things that had come up is, you know,
we could get a record of all this, our tape recording, we
figured the tape recording would be working. I went in
there personally, got the tape, took it back to my office
where I have another recorder that can play these tapes at
11 Honesty—Honesty may be the single most important trait of an
employee. Honesty presents itself most often in our communication as
well as the security of other people’s property.
Piner’s abhors dishonesty and will not tolerate dishonesty among its
employees. Furthermore, Piner’s does not believe in degrees of hon-
esty or placing a value on the item taken (i.e. ‘a lie is a lie’ and we
don’t care whether it is ‘white’ or not and ‘stealing is stealing’ regard-
less of the value of the item). If you want minor items such as a copy, a
rose, etc., just ask, you may be able to get what you want.
When there is a problem, you’ll find that “Honesty” gives manage-
ment an opportunity for correction, but “Dishonesty” eliminates the
opportunity for management to work with you to correct a situation.
Therefore, any employee, against whom there is evidence of the dis-
honest act, beyond a reasonable doubt, will be terminated. [Italics in
original.]
PINER’S NAPA AMBULANCE SERVICE
617
the rate that they need to be played at so, I reviewed the
tape and the tape went off that morning12 and so we had no
record of what had gone on.
Q. That morning being which date?
A. The morning of August 20th.
Q. On what day did you engage in that activity?
A. I believe that, the tape came up, I think it was
Wednesday.
Q. Directing your attention to that Wednesday, and
I’m hoping that it’s August 25th?13
A. That would be about right.
Q. Did you meet with me?
A. Yes.
Q. Was this a prearranged meeting?
A. I recall that we were going to discuss Union nego-
tiation items, preparing for a negotiation meeting coming
up, I believe it was either the end of that week or the first
of the next week.
Q Without reviewing what we discussed but confin-
ing yourself only to a topic, was the Rosecrans issues, as
I’ll refer to it, a topic of discussion with me as your coun-
sel?
A. Yes.
Q. For how long a period of time?
A. We were in there for five hours. We had an ex-
haustive meeting.
Q.
Independent of communications with me during
the course of that day, did you engage in activities relating
to the investigation?
A. Yes. We had gone over all these details with my
father and Geri Bise to try to make a time line out of this
make some sense out of it, because the stories were very
convoluted and we determined that it became rather
unlikely that the facts that were presented to us could be
accurate.
Q. My question was, independent of being with me,
did you engage in activities regarding the investigation on
August 25th?
A. Physical activities?
Q. Yes.
A. Yeah, I did inspect the tape that morning.
Q. Upon my departure, did you participate in a meet-
ing to discuss what would be done with respect to Rebecca
Rosecrans?
A. Yes, I did.
Q. Who else attended that meeting?
A. That was Geri Bise and my father, and myself.
Q. Where did the meeting take place?
A. In my father’s office.
Q. How long did the meeting last?
A. I don’t think it could have been more than a half
hour, maybe an hour but, it definitely wasn’t more than an
hour.
12 Meaning that the tape was unreviewable because the machines had
been turned off. They had recorded nothing. As noted elsewhere the
dispatcher who had turned them off was Hope Pruett.
13 Wednesday was August 24.
Q. Do you know what the conclusion was, what was
said regarding the decision between the three of you?
A. Well, it was said basically—
Q. By whom?
A. I’m sorry?
Q. And by whom?
A. And by whom. Well, we all went around and
around with the facts, because we wanted to make sure
that everything was accurate, we were giving due process
here. And it came down that—
MS. KWON: Your Honor, objection, not responsive.
Q. BY MR. JORDAN: Tell us what was said, not your
thought process.
A. Okay. I concluded, as others concluded, that this
had to violate our policy on line [lying].
Q. I’m sorry?
A. It had to violate our policies on line [lying].
Q. And was there some discussion as how that conclu-
sion was drawn?
A. The phone calls and everything were—I mean we
could not, I could not believe that the phone calls that
were made, an[d] the omissions that were made, and that
the time frame of three and a half hours to search a small
apartment, and maybe a path out to the vehicle to find
keys and—there were just so many facts that didn’t add
up. I mean a dispatcher—
Q. Is this being discussed, by the way?
A. This was all discussed, all these details, we went
over it exhaustively. And I determined there was—
[OBJECTION INTERPOSED.]
THE WITNESS: My, [pause] [T]he words that I used
were that it had to be lying, the facts didn’t work out. It
was not really believable that Rebecca, who we all knew
or in my opinion I knew that she had [her] head about her,
I didn’t believe that she could be panicked and unable to
think and unable to respond. I also—I mean I didn’t be-
lieve that she couldn’t make the call. Her phone not ring-
ing14 while it was charging, I’ve never heard of that. I’ve
dealt with electronics a lot and I didn’t believe it at all.
She may have not been able to pick it up for an extended
period of time—
[OBJECTION INTERPOSED.]
THE WITNESS: So, anyway, I didn’t believe that the
phone would not ring, and I still do not believe the phone
would not ring.
Q. BY MR. JORDAN: Tell us what you were saying?
A. I was saying that the phone would have rang. She
may not have been able to pick it up and speak for very
long but, the phone would have been ringing. I also didn’t
believe she was incapacitated to call in for three and a half
hours. That did not make any sense to me either. And I
believe that Geri Bise said that she believed it had to be ly-
ing also.
Q. What about your father?
A. There was no doubt in his mind. He stated that this
had to be a case of lying.
14 Wednesday was August 24.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
618
Q. Was there any discussion about what lying meant
in the context of your discussions?
[CLARIFICATION TO WITNESS OMITTED.]
A. Yes, yes.
Q. What was said by who about the impact of lying?
A. Well, the impact of this lying?
Q. What was said and by whom, if Rosecrans was ly-
ing? The impact of her lying, what was said about that, if
anything?
A. Well, the impact of her lie was I had stated that she
had left this position and made a dangerous situation out
of it by effectively having an inexperienced person come
and replace her. I know that my father stated that, you
know, we had a zero tolerance policy on lying and this
certainly qualified.
Q. Anything else that was discussed by the three of
you during the course of this meeting?
A. As far as details?
Q. Anything else?
A. Anything else? I can’t recall anything else at this
time.
Q. Have you exhausted your recollection?
A. Yes.
Q. Rebecca Rosecrans was on the Union’s negotiating
committee?
A. Yes.
Q. Was the fact of her Union activities discussed by
the three of you during the course of this meeting?
A. No. It had no bearing on our decision.
Q. Was it discussed?
A. Was it discussed?
Q. The fact that she was on the committee?
A. Yeah, actually I would say that we did discuss it.
Q. Was that topic discussed when you met with me
for five hours?
A. I would say yes.
Q. Now, let me ask you this question, did we fire Re-
becca Rosecrans because she was on the negotiating
committee and was a leader in the Union?
A. No.
Q. What was she fired for?
A. She was fired for lying.
On August 28, for reasons not explained in the record, Rose-
crans turned off the dispatch tape recorders, including the emer-
gency tape recorder required under Respondent’s ambulance
contract with the county.
On August 30, after a bargaining session where she served as
the Union’s note taker, Respondent issued her a suspension
notice for having turned off those recorders. In the same mo-
ment it gave her a discharge slip, citing lying concerning the
previous shift abandonment and for turning off the tape record-
ers on August 28.
Respondent operates two tape recorders in its dispatch office.
It is not entirely clear how they operate, but at least one is
voiced-actuated and records office sounds, not just telephone
conversations. One is tied to the county’s 911 emergency dis-
patcher. Respondent’s contract with the county requires that
recorder to be active at all times. The second was Piner’s
backup and had the same requirement. It is not entirely clear,
but it appears that Respondent’s dispatchers had drifted into a
practice which was inconsistent with the contract’s require-
ment. In July, Balsley had issued a memo which restated the
policy that the tape recorders were to be left on at all times. All
the dispatchers, including Rosecrans and Pruett, signed the
memo in acknowledgment of its receipt. Despite signing the
memo, at least some dispatchers did not take it seriously.
Pruett had turned the dispatch tape recorders off during her call
to Rosecrans concerning her lateness on August 20. That
meant, when Jeremy Piner tried to investigate company records
concerning Rosecrans’ August 20 behavior, there was nothing
to review. Within a week, Rosecrans turned them off herself.
There is employee testimony, to which the General Counsel
points, that Respondent had both permitted and trained employ-
ees to allow them to turne the recorders off while making per-
sonal calls. Balsley denied that he trained dispatchers in such
manner. Frankly, I am of the view that neither the employees
who gave the testimony nor Balsley are entirely correct; he had
been seen turning them off himself. Balsley had not been the
lead dispatcher all that long (about a year when the incidents
occurred) and the previous lead dispatcher had been a night-
shift employee whose command of the situation on other shifts
left much to be desired. In my view this is simply a matter of
“drift;” over several years it was a practice which, while con-
trary to outstanding rules, had taken root without close over-
sight. Nevertheless, Respondent had always been bound to the
county contract obligating the employees to maintain an audio
record. Indeed, a county review would have required corrective
measures. Balsley’s July memo was a reasonable remediation
as Respondent’s management came to isolate the issue.15
III. ANALYSIS AND CONCLUSIONS
Reviewing the remaining complaint and the arguments made
by counsel for the General Counsel concerning purported union
animus harbored by Respondent, I have come to the conclusion,
mentioned somewhat piecemeal in section II, that most of the
facts cited in support of the allegations concerning Rosecrans
must be rejected. For the most part, they are simply irrelevant.
The first, the April warning for repeatedly talking too loudly
was clearly not aimed at any union connection. The complaints
were entirely valid and reported by every employee who
worked in the administrative/accounting office. Rosecrans was
being disruptive and the conversations about which the staff
was complaining have not been convincingly demonstrated to
have been a union activity. It sounds mostly in general boister-
ousness, perhaps impelled by a feeling of empowerment as the
union drive got off the ground. But there has been no showing
that her union activity was the basis of the office employees’
complaints.
Similarly, the warning to fellow union activists on the ambu-
lance side shortly after the mid-April NLRB election had no
bearing on what Respondent was faced with in August when
15 In the settled complaint, Respondent’s issuance of the memo was
alleged as an 8(a)(5) unilateral change. That allegation would have
been dismissed. In any event it is not evidence of union animus as
might support an 8(a)(3) violation.
PINER’S NAPA AMBULANCE SERVICE
619
Rosecrans began to pile up her transgressions. The nondisci-
plinary admonition to Pitcher concerning cell phone usage in
the ambulances and the verbal warning to Davis for being out
of uniform offer nothing in support of Rosecrans in August.
Neither was aimed at the employee as a response to their union
activity. In each case it was simply enforcement of the em-
ployee handbook rules.
The warning issued to Rosecrans on August 16 following
Gomez’ complaint stands on different grounds. The strongest
reason to conclude that the warning was discriminatory is Jer-
emy Piner’s equating union talk to sexual harassment. This
parallel is simply false. Union activity, including union talk, is
protected by law—specifically, Section 7 of the Act. That pro-
tection is not easily lost. Sexual harassment, on the other hand,
is unlawful from the outset. Unwanted and coercive sexual
overtures are not protected in the workplace; such conduct is
forbidden by law.
Here, it is undenied that Jeremy Piner, in discussing with
Rosecrans the nature of Gomez’ complaint, acknowledged that
he knew the conversation was about the Union and the status of
the negotiations. To him, it was harassment of Gomez, though
the evidence before him did not, and cannot, support such a
conclusion. Under his analysis, the warning, even if it had
some nondiscriminatory merit (too loud, too disruptive, etc.),
was harassment for it offended Gomez. That shallow, and non-
objective approach, does not even take into account Gomez’
hypersensitivity concerning unions. Nor does it account for
Gomez’ lack of reasonableness: Why didn’t Gomez just ask
Rosecrans and Pruett to pipe down? Union negotiations should
have been of no interest, even if offensive, to Gomez who was
outside the bargaining unit. If she didn’t want to hear about it,
all she had to do was to assert their conversation was disrupting
her work. Piner did not understand that Rosecrans’ and Pruett’s
talking about the Union was protected and that Gomez was
complaining about a subject matter that those two, within rea-
son, could talk about.
Frankly, Bise’s analysis of the circumstances were far more
insightful than Piner’s. She understood that the conversation’s
subject matter was off limits, but that interference with an-
other’s work was not. And, of course, that is how she wrote the
warning. Even so, neither she nor Piner independently inquired
about Rosecrans’ perception of what happened that evening.
Nor does it appear that they asked Pruett about it. That failure
means they simply took Gomez’ tearful word for what hap-
pened.
Objectively, Gomez’ complaint should have been viewed
more skeptically. The fact that she was in tears should have
been of little import; she cries far too easily. Her inability to
control her tearfulness suggests that she is not seeing things as
they are. Besides, leaving aside her minor date discrepancy,
what can one make of the fact that she was not in tears at the
time of the incident, but had been so reduced some 9 or 10
hours later when she went to Bise? Isn’t her response back-
wards? Surely the normal sequence would be reversed: cry
first when the incident happens and become cool about it later.
As an objective matter, there is much about Gomez’ behavior
and report which lends itself to rejection. Skepticism needed to
be applied. Yet Bise and Piner accepted it uncritically.
Collectively, Piner’s equating (on a logic basis) lawful union
talk with unlawful sexual behavior, his and Bise’s failure to
recognize the inherent unlikelihood of Gomez’ story, and their
failure to ask Rosecrans and/or Pruett their version of what had
happened, all lead to the conclusion that the warning was really
to interdict lawful employee talk about union affairs. Why else
would Piner have made his remark?
Accordingly, I find that the August 22 warning is Section
8(a)(1). Although separately alleged as an 8(a)(3) violation, I
do not deem it necessary to make such a finding. The remedy
would remain the same.
Furthermore, that warning, being part of the progressive dis-
cipline procedure, can be seen as animus of such a nature as to
support the finding of a prima facie case for the 8(a)(3) allega-
tion that Respondent suspended and discharged Rosecrans on
September 30 because she was a union activist. Indeed, all the
elements of a prima facie case are present. Respondent has
stipulated that it knew Rosecrans was a union activist and it
had, of course, observed her in her duties as the Union’s record-
keeper during negotiations. The wrongful warning constitutes
union animus and it fired her within a timeframe connected to
her union activism. This suggests that a motivating factor in
discharging Rosecrans was her union activism. See, e.g.,
Naomi Knitting Plant, 328 NLRB 1279 (1999)
The question at that point, as mandated by Wright Line, 251
NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cir. 1981), cert.
denied 455 U.S. 989 (1982), and approved by NLRB v. Trans-
portation Management Corp., 462 U.S. 393 (1983), is whether
Respondent has rebutted the prima facie case by demonstrating
that it would have suspended and discharged her despite her
protected activity. I find that it has met that burden of rebuttal.
While the ultimate reason for her discharge, according to
Jeremy Piner, was her lying in breach of the company rule re-
quiring honesty, that rationale must be viewed in context. Her
August 20 behavior is the starting point. Regardless of the
reasons why she did not appear for work that day, the fact is
that she failed to do so.. In some ways what happened was
worse than simply not coming in. After telling Pruett she
would be late, she then failed to update any responsible person
at work that she had decided not to report all.
Of course, Balsley had learned from Pruett that Rosecrans
had said she would be late that morning. Yet she never ap-
peared. Respondent could certainly view Rosecrans’ statement
as a broken promise, if not, upon further examination, a lie. It
certainly denied Respondent time to find a proper replacement
for Gomez.
Next, Rosecrans’ (announced) tardiness resulted in an un-
trained person being assigned to work in Respondent’s most
sensitive position, emergency ambulance dispatcher. She ac-
knowledges Pruett told her Gomez had agreed to come in. That
alone should have alerted her to stay in touch with the office
until she knew a fully trained person was serving as the dis-
patcher. But she decided to take a relaxed approach. We know
that she did not call anyone to update her circumstances; in-
deed, it was not until Balsley called at 10:43 a.m.that Balsley
learned she was not coming in at all, adding that since she
didn’t have her keys, she couldn’t leave her house because she
couldn’t lock the door. That call occurred 3 hours and 43 min-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
620
utes after her expected reporting time. The fact that she had
stayed home for that long without notifying anyone meant she
knew she was behind the eight ball. She also knew if anyone
focused on that fact, she would need a story of some kind to
credibly explain why she had not called. The truth would be an
admission of misconduct. At that point she had one known
warning outstanding, the April white slip concerning talking
too loudly. Concern about the impact of that slip would have
been present, but not overpowering had she called Dispatch,
Balsley or Bise within a reasonable time after her 7 a.m. con-
versation with Pruett. But she did nothing until 10:43 a.m.,
when Balsley called. That eliminated any possibility that she
could still provide an acceptable excuse—one that may well
have been accurate—the lost key situation.
What was difficult to explain was why she hadn’t tele-
phoned. If Balsley had not called, it is reasonable for Respon-
dent to have concluded that she never would have advised any-
one at the Company what was happening and she knew it. She
needed an explanation and chose to assert that her cordless
phone had been off its charging cradle too long and she
couldn’t use it. What she didn’t mention in her incident report
was that she possessed a working cell phone. She also didn’t
mention that fact during the August 22 meeting with Bise and
Jeremy Piner. Instead, she gave what must have been viewed
as a cock-and-bull story about an inability to borrow a phone
from an apartment neighbor and that she didn’t know where to
find a pay phone. This was viewed, when further scrutinized,
as a lie to cover up the fact that she had no good reason not to
have called. Furthermore, Jeremy Piner could reasonably be-
lieve that her cordless phone would ring so long as it was in its
charger/cradle, meaning he thought Gomez’ call had been ig-
nored. She did have the caller ID feature on her phone. Curi-
ously, it was working only a few minutes later when Balsley
called and she admits she saw it was he, so she answered. I,
too, doubt that her phone would not ring.
Nevertheless, that does not answer the question of why she
didn’t find another phone somewhere. In addition, why did she
tell Balsley about her inability to lock her door? If she didn’t
have her keys, she couldn’t drive and therefore had no way to
get to work. Why did she add to the mix that she couldn’t se-
cure her apartment? Was this embellishment, one which was
unnecessary to make herself understood? I make no findings
on the point, but Balsley would have been suspicious of that
aspect even if he accepted her story about the keys having been
taken by the boyfriend. And, he could also have been suspi-
cious about the lost keys in another sense. Didn’t she have an
extra set somewhere? Common sense would require it and I
find that the lost keys story would have created doubt about her
credibility as well, particularly since she was, in other respects,
a sensible person.16 Certainly her claim that the cordless phone
would not ring didn’t sound right to Balsley.
16 The General Counsel adduced from Rosecrans’ testimony which,
if credited, describes Rosecrans’ desperation as she looked for her keys
that morning, apparently in an effort to gain a favorable determination
of her credibility. In fact, that testimony is entirely irrelevant to the
issue of either the prima facie case or Respondent’s defense that Rose-
crans was fired for lying. At worst it enhances the viability of Respon-
dent’s skepticism; at best it can simply be set aside as not tending to
And, aside from the story Rosecrans told them, her testimony
that she had a working cell phone which she used to signal her
boyfriend demonstrates that she was omitting a significant fact
when she chose not to mention that second phone in either her
incident report or to Bise and Jeremy Piner on August 22. Even
if that neglect doesn’t help the Company because they didn’t
know about it, the fact is that she has admitted to her omission
in her testimony. From that I can reasonably conclude that she
was being deceptive to the Company as she reported the facts
both in writing and orally on August 22. She was dishonestly
trying to cover up her irresponsible behavior. While the full
picture was not available to Respondent on August 22, her story
still didn’t hold water. As Bise, Jeremy Piner, and Gary Piner
began to digest it, running a timeline and considering her story
as a whole, they rationally reached the conclusion that she had
not been truthful in her explanations.
Thus, even if they believed her story about the boyfriend
mistakenly taking her keys, as farfetched as it is, that wasn’t the
dishonesty they perceived. They saw first her failure to follow
through after advising Pruett she’d be late. What they viewed
as lying followed. What bothered them initially was her story
about the cordless phone not working and her connected, but
implausible contention that she couldn’t find a pay phone or
call upon a neighbor. They saw it as a transparent effort to
cover up her failure to meet her duties as an employee. Their
assessment was certainly reasonable and the facts adduced at
the hearing bear them out. She clearly provided Respondent
with reason to conclude that she had lied to cover up her fail-
ure.
Because of that, I have no difficulty in determining that the
prima facie case proven by the General Counsel has been rebut-
ted. See McKesson Drug Co., 337 NLRB 935, 936 fn. 7
(2002), where the Board noted:
In order to meet its burden under Wright Line (i.e., to show
that it would have discharged the employee even in the ab-
sence of protected activity), an employer need not prove that
the employee committed the alleged offense. However, the
employer must show that it had a reasonable belief that the
employee committed the offense, and that it acted on that be-
lief when it discharged him. See Yuker Construction, 335
NLRB 1072 (2001) (discharge of employee based on mis-
taken belief does not constitute unfair labor practice, as em-
ployer may discharge an employee for any reason, whether or
not it is just, so long as it is not for protected activity); Affili-
ated Foods, 328 NLRB 1107, 1107 and fn. 1 (1999) (it was
not necessary for employer to prove that misconduct actually
occurred to meet burden and show that it would have dis-
charged employees regardless of their protected activities;
demonstrating reasonable, good-faith belief that employees
had engaged in misconduct was sufficient); and GHR Energy,
294 NLRB 1011, 1012–1013 (1989) (respondent met Wright
Line burden by showing that employees would have been
suspended even in the absence of their protected activities,
because respondent reasonably believed they had engaged in
prove or disprove the issue. Her testimony concerning the morning’s
troubles, aside from the phone calls or lack of them, is colorful but
ultimately of no consequence to the proper legal analysis.
PINER’S NAPA AMBULANCE SERVICE
621
serious misconduct endangering other employees and the
plant itself). . . . [Chairman Hurtgen’s concurring comment
omitted.]
See also Jordan Marsh Stores Corp., 317 NLRB 460, 476
(1995), where the Board adopted Judge Michael O. Miller’s
statement of the law: “To rebut that prima facie case and show
that Ray would have been discharged for the same conduct
even in the absence of her union activity, Respondent must only
show that it reasonably believed that she had engaged in mis-
conduct of a level warranting termination. GHR Energy Corp.,
294 NLRB 1011, 1012–013 (1989), enfd. 924 F.2d 1055 (5th
Cir. 1991)”
Clearly Respondent has met the burden required by McKes-
son.
Furthermore, I would make this finding even absent Respon-
dent’s rule regarding employee honesty. Rosecrans’ reckless-
ness put into motion a dangerous circumstance—an untrained
emergency dispatcher called to work when she never should
have been. The fact that Pruett, not Rosecrans, was the one
who put Gomez in the dispatch office is irrelevant. Rosecrans
did nothing to alleviate the situation once she told Pruett she
was coming in late and Pruett advised her that the untrained
Gomez would sit in. She then lied about her role in creating
that circumstance. She would have been fired even without the
rule no matter what protected conduct she had previously en-
gaged in. Accordingly, the allegation concerning Rosecrans’s
discharge will be dismissed.
This dismissal essentially overrides the 8(a)(3) allegation
concerning her simultaneous suspension and it is therefore
unnecessary to make any findings about it. Even so, the record
shows she had, in July, been instructed not to turn off the tape
recorders. She did so anyway. Her misconduct was clear.
Suspension was in the offing.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I find that it must be ordered to cease and
desist and to take certain affirmative action designed to effectu-
ate the policies of the Act. The affirmative action shall also
require Respondent to post a notice to employees announcing
the remedial steps it has undertaken.
Based upon the foregoing findings of fact, legal analysis, and
the record as a whole I hereby make the following
CONCLUSIONS OF LAW
1. Respondent is an employer engaged in commerce within
the meaning of Section 2(2), (6), and (7) of the Act.
2. The National Emergency Medical Services Association is
a labor organization within the meaning of Section 2(5) of the
Act.
3. Respondent violated Section 8(a)(1) of the Act on August
22, 2005 when it issued a warning to its employee Rebecca
Rosecrans which was, in large part, based upon her union ac-
tivities and because it equated activities protected by Section 7
with activities prohibited by other laws.
4. The General Counsel has not proven any other violation
of the Act.
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended17
ORDER
The Respondent, Napa Ambulance Service, Inc., d/b/a
Piner’s Napa Ambulance Service, Napa, California, its officers,
agents, and representatives, shall
1. Cease and desist from
(a) Interfering with, restraining and coercing employees who
exercise the rights guaranteed them by Section 7 of the Act by
issuing them warnings because of their activities on behalf of
the National Emergency Medical Services Association or any
other labor organization and by wrongfully equating union
activity with activity prohibited by other laws.
(b) In any like or related manner restraining or coercing em-
ployees in the exercise of the rights guaranteed them by Section
7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Within 14 days from the date of this Order, remove from
its files any reference to Rebecca Rosecrans’ August 22, 2005
unlawful warning, and within 3 days thereafter, notify her in
writing that this has been done and that the warning will not be
used against her in any way.
(b) Within 14 days after service by the Region, post at its
facilities in Napa County, California copies of the attached
notice marked “Appendix.”18
Copies of the notice, on forms
provided by the Regional Director for Region 20 after being
signed by Respondent’s authorized representative, shall be
posted by Respondent immediately upon receipt and main-
tained for 60 consecutive days in conspicuous places including
all places where notices to employees are customarily posted.
Reasonable steps shall be taken by Respondent to ensure that
the notices are not altered, defaced, or covered by any other
material. In the event that, during the pendency of these pro-
ceedings, Respondent has gone out of business or closed the
facility involved in these proceedings, Respondent shall dupli-
cate and mail, at its own expense, a copy of the notice to all
current employees and former employees employed by the
Respondent at any time since August 22, 2005.
(c) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
It is FURTHER ORDERED that any motions outstanding which
are inconsistent with this decision are .
17 If no exceptions are filed as provided by Sec. 102.46 of the
Board's Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be
adopted by the Board and all objections to them shall be deemed
waived for all purposes.
18 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”