349 NLRB 640
Verizon Wireless
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
349 NLRB No. 62
640
Cellco Partnership d/b/a Verizon Wireless and Com-
munications Workers of America, AFL–CIO.
Case 2–CA–35987
March 28, 2007
DECISION AND ORDER
BY CHAIRMAN BATTISTA AND MEMBERS SCHAUMBER
AND WALSH
On December 23, 2005, Administrative Law Judge
Steven Davis issued the attached decision. The Re-
spondent filed exceptions, a supporting brief, and a re-
ply brief, and the General Counsel and the Charging
Party filed answering briefs. The Charging Party addi-
tionally filed cross-exceptions, a supporting brief, and a
reply brief, and the Respondent filed an answering
brief.1
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions2 and briefs and has decided to
affirm the judge’s rulings, findings,3 and conclusions as
modified herein and to adopt the recommended Order
as modified and set forth in full below.4
1 Pursuant to Reliant Energy, 339 NLRB 66 (2003), the Respondent
also filed a letter calling the Board’s attention to its recent decision in
St. Mary’s Hospital of Blue Springs, 346 NLRB 776 (2006). The Gen-
eral Counsel and the Charging Party each filed a letter response.
2 There were no exceptions to the judge’s dismissal of complaint al-
legations that the Respondent (1) interrogated employee Steven Fer-
rante and warned him not to engage in union activity, in violation of
Sec. 8(a)(1) of the Act, and (2) disciplined Ferrante, in violation of Sec.
8(a)(3). As a result, we find it unnecessary to pass on the Respondent's
exception to the judge’s failure to address its argument that the interro-
gation and warning allegations were untimely under Sec. 10(b) of the
Act.
3 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
4 We have modified the judge’s recommended Order to more accu-
rately reflect the violations found and to conform to our standard reme-
dial language. Specifically, because the Orangeburg, New York facility
involved in this case has been closed, we have modified the recom-
mended Order to provide for mailing of the notice to the affected em-
ployees, rather than posting of the notice at another facility as recom-
mended by the judge. See Reigel Electric & Central Electric Services,
341 NLRB 198, 198 fn. 2 (2004). Accord: Indian Hills Care Center,
321 NLRB 144, 144 (1996) (when the record indicates that the respon-
dent’s facility has closed, the Board routinely provides for mailing of
the notice to employees). However, we decline to additionally order
posting of the notice on the Respondent’s internet website, as requested
by the Charging Party. In our view, such a measure is not necessary to
remedy the violations found. We have further modified the recom-
mended Order to remove the make-whole remedy for discriminatee
Greg Neubauer, in accordance with the Respondent’s exceptions, as we
This case involves allegations that the Respondent
committed several unfair labor practices in response to
union organizing efforts at its Orangeburg, New York
facility. The judge found that the Respondent violated
Section 8(a)(1) by (1) promulgating and maintaining
rules prohibiting union solicitation in employee work
areas and on breaktime; (2) promulgating and maintain-
ing a rule prohibiting employees from discussing disci-
pline they received and terms and conditions of em-
ployment; and (3) disparately and selectively enforcing
its no-solicitation rules only against those engaged in
union solicitation. While finding that the Respondent
did not violate Section 8(a)(3) by discharging employee
Thai Nguyen, the judge found merit in additional
8(a)(3) allegations that the Respondent had unlawfully
issued an oral warning to employee Greg Neubauer on
August 28, 2003, and two written warnings to Neubauer
on October 8, 2003, and March 25, 2004. The Respon-
dent excepts to all of those unfair labor practice find-
ings, and the Union (Communications Workers of
America, AFL–CIO) excepts to the dismissal of the
8(a)(3) allegation related to Nguyen’s discharge.
We agree with the judge’s findings, except as to the
written warnings issued to Neubauer on October 8,
2003, and March 25, 2004. We find for the reasons
discussed below that those written warnings did not
violate the Act.5
I. BACKGROUND
The Respondent, a provider of wireless telecommu-
nications services, employed roughly 400 to 600 cus-
tomer service representatives at its customer service
center in Orangeburg, New York. Those employees
worked in cubicles in fairly close proximity to their
immediate supervisors on a single floor of the Orange-
burg facility.
agree with the Respondent that Neubauer suffered no monetary loss by
virtue of the discipline unlawfully issued to him, and therefore is enti-
tled only to expunction of that discipline. Finally, we have substituted
a new notice to comport with all of the foregoing modifications.
5 While adopting the judge’s finding that the Respondent violated
Sec. 8(a)(1) by prohibiting employees from discussing discipline they
received, Chairman Battista and Member Schaumber find it unneces-
sary to pass on the judge’s related finding that the Respondent unlaw-
fully prohibited discussion of terms and conditions of employment, as
such a finding would be cumulative and would not materially affect the
remedy.
Chairman Battista would similarly find it unnecessary to pass on the
judge’s finding that the Respondent violated Sec. 8(a)(1) by disparately
and selectively enforcing its no-solicitation rules only against employ-
ees engaged in union solicitation. In view of the violation concerning
promulgation and enforcement of the no-solicitation rule, he finds this
unfair labor practice to be cumulative, having no material effect on the
remedy.
VERIZON WIRELESS
641
In the spring of 2003,6 the Union began a campaign
to organize the Respondent’s customer service repre-
sentatives at Orangeburg. At all times while this cam-
paign was underway, the Respondent maintained a writ-
ten policy prohibiting solicitation “during the working
time of either the employee making the solicitation or
the employee who is being solicited.” Notwithstanding
this written policy, the record reflects that the Respon-
dent in fact permitted various kinds of solicitation on
working time. For example, employees were seen dur-
ing working time going from cubicle to cubicle selling
items (such as candy, meals, and Girl Scout cookies) to
their coworkers.
In August, employee Danaya Hilton complained to
her managers that fellow employee and union supporter
Greg Neubauer had repeatedly disturbed her while she
was working to encourage her to sign a union authoriza-
tion card. On August 28, in response to Hilton’s com-
plaint, Associate Director of Customer Service Loraine
Smith asked Neubauer to stop “harassing” Hilton at her
desk about the Union. Smith orally warned Neubauer
that he should not talk about “non related work issues,
including the Union, on the [work] floor.”
In early October, the Respondent received a similar
complaint about Neubauer from employee Myra Rivas.
Rivas reported to Associate Director of Customer Ser-
vice Smith that Neubauer had been visiting her cubicle
while she was working, interrupting her with requests
that she sign a union authorization card, and generally
“getting on her nerves.” During one of those visits,
according to Smith, Neubauer had placed a picture of
himself on Rivas’ desk. When Rivas removed the pic-
ture, Neubauer replaced it. Rivas again removed the
picture after consulting Supervisor Constance Crews
Young (Crews) about the situation. Neubauer later
questioned Rivas about what happened to the picture
and told her that he knew “that bitch” took it, referring
to Supervisor Crews.
At about the same time, the Respondent sent an e-
mail critical of the Union to its Orangeburg customer
service employees. Neubauer immediately replied with
his own e-mail criticizing the Respondent’s position
with regard to the Union. He printed this e-mail re-
sponse and took it to fellow employee Kim Rivieccio at
her cubicle. Neubauer presented the e-mail to Riviec-
cio and told her to “show this to your fucking supervi-
sors.” Annoyed by Neubauer’s behavior, Rivieccio
loudly told Neubauer to leave her alone.7
Rivieccio
later related the entire incident to her supervisor.
6 All dates hereafter are in 2003, unless otherwise indicated.
7 Rivieccio initially testified that she was on the telephone with a
customer when Neubauer made this comment to her, but then later
Based on the complaints from Rivas and Rivieccio,
the Respondent issued a written warning to Neubauer
on October 8. The warning cited Neubauer’s solicita-
tion of employees during working time as well as his
“inappropriate and insubordinate remarks” about a su-
pervisor and his use of “offensive language.” After the
Union filed an unfair labor practice charge concerning
the warning, the Respondent withdrew it and issued a
revised written warning on March 25, 2004, based on
the same complaints from Rivas and Rivieccio. The
revised
written
warning
deleted
references
to
Neubauer’s solicitation on working time and, instead,
focused solely on Neubauer’s “inappropriate and insub-
ordinate” remarks about Supervisor Crews and his use
of offensive language in discussing the Union with
Rivieccio.
The Respondent’s code of business conduct prohibits
“[c]onduct that encourages or permits an offensive or
hostile work environment.” Although the record evi-
dence shows that profanities were sometimes used on
Respondent’s premises, there is no evidence that pro-
fanities were commonly heard on the work floor.
Rivieccio testified that the word “fuck,” in particular,
was not commonly heard on the work floor during
worktime.
II. DISCUSSION
The judge found that the August 28 oral warning and
the October 8 and March 25, 2004 written warnings
issued to Neubauer were predicated on his engaging in
union solicitation and therefore violated Section
8(a)(3). The Respondent excepts to this finding, main-
taining that it lawfully disciplined Neubauer based on
his grossly inappropriate behavior in his interactions
with other employees, including his use of insubordi-
nate and offensive language. For the reasons explained
below, we find merit in the Respondent’s exceptions in
regard to the two written warnings at issue.
The allegedly inappropriate behavior for which
Neubauer was orally disciplined on August 28 consisted
of Neubauer’s repeatedly approaching Hilton, while she
was working in her cubicle, to encourage her support
for the Union. There is no evidence that Neubauer used
offensive language in soliciting Hilton or threatened her
in any way. As such, our inquiry here is limited to
whether Neubauer’s solicitations alone were lawfully
subject to discipline. We agree with the judge that they
were not.
indicated that she was not sure if she was actually on the telephone at
the time. Neubauer affirmatively testified that Rivieccio was not on the
phone when he approached her about the e-mail. The judge did not
address this testimonial conflict, but generally relied on Rivieccio’s
account of what happened.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
642
As stated above, the Respondent maintained a rule
prohibiting solicitation for any purpose on working
time. Such rules are presumptively lawful. Our Way,
Inc., 268 NLRB 394, 394 (1983). However, the pre-
sumption of lawfulness is effectively rebutted here, as
the record reflects that the Respondent permitted a vari-
ety of nonunion solicitations during working time and
sought to enforce its rule only against Neubauer’s union
solicitation. Id. at 395. In these circumstances, the
Respondent’s discipline of Neubauer, based on its
unlawful and disparately applied rule, violated Section
8(a)(3). SNE Enterprises, 347 NLRB 472 (2006) (“an
employer violates Section 8(a)(3) and (1) by imposing
discipline or discharge pursuant to an otherwise valid
no-solicitation rule, when it intentionally targets union
solicitors while tolerating nonunion solicitations by
other employees”).
The Respondent’s subsequent written warnings to
Neubauer stand on somewhat different footing. Those
warnings were triggered, in part, by Neubauer’s contin-
ued solicitation on behalf of the Union in October, but
they were also based on Neubauer’s allegedly egregious
conduct while soliciting two particular employees: first,
in seeking employee Rivas’ support for the Union,
Neubauer referred to Supervisor Crews as “that bitch”;
and,
second,
in
soliciting
employee
Rivieccio,
Neubauer told her to show a union-related e-mail to her
“f–king supervisors.” Although Neubauer’s profane
comments were made during the course of his protected
efforts to promote the Union, it does not follow that
Neubauer was thereby immunized from discipline.
“[A]lthough employees are permitted some leeway
for impulsive behavior when engaging in concerted
activity, this leeway is balanced against an employer’s
right to maintain order and respect” in the workplace.
Piper Realty Co., 313 NLRB 1289, 1290 (1994). The
Board has found that even when an employee is en-
gaged in protected activity, he or she may lose the pro-
tection of the Act by virtue of profane and insubordi-
nate comments. See, e.g., DaimlerChrysler Corp., 344
NLRB 1324, 1330–1331 (2005); Aluminum Co. of
America, 338 NLRB 20, 21–22 (2002); Atlantic Steel
Co., 245 NLRB 814, 816 (1979). The Board carefully
balances four factors in determining whether the protec-
tion of the Act has, in fact, been lost in a given situa-
tion:
(1) the place of the discussion; (2) the subject mat-
ter of the discussion; (3) the nature of the em-
ployee’s outburst; and (4) whether the outburst
was, in any way, provoked by an employer’s unfair
labor practice.
Atlantic Steel Co., supra at 816.
Here, the first of these factors, the place of the dis-
cussion, weighs heavily in favor of a finding that
Neubauer lost the protection of the Act. Neubauer ap-
proached Rivas and Rivieccio at their cubicles, on
working time. Rivas and Rivieccio worked in a large
open area full of cubicles in close proximity to each
other occupied by both supervisory and nonsupervisory
personnel. In such a place, Neubauer’s profane com-
ments were likely to be heard by others, as well as
Rivas and Rivieccio, and “would reasonably tend to
affect workplace discipline by undermining the author-
ity of the supervisor[s] subject to his vituperative at-
tack[s].” DaimlerChrysler Corp., supra at 1330.8
By contrast, the second factor in the analysis, the sub-
ject matter of the discussion, favors a finding that
Neubauer did not lose the protection of the Act.
Neubauer made the profane comments at issue while
exercising his Section 7 right to engage in self-
organization: he was encouraging Rivas and Rivieccio
to support the Union.
The third factor, the nature of the outburst, weighs
heavily in favor of a finding that Neubauer lost the pro-
tection of the Act. Although Neubauer’s two outbursts
were brief, they were profane and insubordinate. In the
Respondent's workplace, where profanities (and, par-
ticularly, the one used by Neubauer) were not com-
monly heard on the work floor, Neubauer’s profane
references to supervisors would necessarily have drawn
attention and had a destructive effect on workplace dis-
cipline. Indeed, Rivieccio’s reaction to Neubauer’s
outburst, although not determinative, provides some
measure of its seriousness: Rivieccio, who often dis-
cussed the Union with Neubauer, loudly commanded
him to leave her alone, and she promptly reported
Neubauer’s outburst to her supervisor.
The fourth factor, the presence of an unlawful provo-
cation for the outburst, similarly weighs in favor of a
finding that Neubauer lost the protection of the Act.
Neubauer’s profane outbursts were not a reaction to any
unfair labor practice committed by the Respondent. In
his outburst directed at Rivieccio, it is arguable that
Neubauer was reacting to an e-mail sent earlier by the
Respondent to all employees, in which the Respondent
criticized the Union. In sending this e-mail, however,
8 As acknowledged above, the Respondent had earlier disparately
applied its workplace solicitation policy when it disciplined Neubauer
for soliciting Hilton on August 28. It does not follow, however, that the
locus of Neubauer’s subsequent solicitations is irrelevant under an
Atlantic Steel analysis. Indeed, as Atlantic Steel makes clear, the locus
of the conduct, in this instance a densely populated work space, is an
important element of the inquiry.
VERIZON WIRELESS
643
the Respondent acted within its rights under Section
8(c) to express its opinion of the Union. The egregious
nature of Neubauer’s outburst, thus, is not mitigated by
reference to the e-mail.
Based on our analysis, it is apparent that only the sec-
ond factor, subject matter, favors a finding that
Neubauer’s outbursts were protected. On these facts,
that factor is far outweighed by the remaining factors.
We therefore find that, by making his profane remarks,
Neubauer lost the protection of the Act.
Our
dissenting
colleague
acknowledges
that
Neubauer’s profane comments were unprovoked by the
Respondent, but disagrees with the balance we have
struck in considering the remaining Atlantic Steel fac-
tors. In particular, he contends that we have attached
too much weight to the fact that Neubauer made his
profane comments in a work area, because the com-
ments were not made directly to any supervisor. Even
so, the record shows that the work area was full of cu-
bicles occupied by employees and supervisors alike. It
is thus reasonable to assume that others likely over-
heard Neubauer’s outbursts, and that his comments
would reasonably tend to undermine the Respondent’s
supervisors’ ability to maintain order and respect. Cf.
Aluminum Co. of America, 338 NLRB 20, 22 (2002)
(employee lost the protection of the Act where his pro-
fane outbursts were not directed at the specific supervi-
sor involved but overheard by other employees). For
similar reasons, we are not persuaded by our col-
league’s effort to downplay the serious nature of
Neubauer’s comments. Indeed, unlike our colleague,
we can hardly find Neubauer’s profane comments
“harmless.” Neubauer’s profane characterization of
Supervisor Crews in particular was a purely ad
hominem attack unrelated to any legitimate workplace
concern.9
In the end, our colleague’s argument rests
principally on the fact that Neubauer was engaged in
the “core” Section 7 activity of union solicitation. We
have given that factor due weight, but, unlike our col-
league, we find that this lone factor is overcome by the
place and nature of Neubauer’s outbursts and the ab-
sence of any provocation.
In addition, we disagree with our dissenting col-
league’s view that the issuance of written warnings
based on Neubauer’s outbursts constituted an unlawful
acceleration in his discipline in violation of Respon-
dent’s own progressive discipline policy. Although the
record suggests that the Respondent applied progressive
discipline, there is no evidence that it progressed by
9 Neubauer was questioning employee Rivas about who removed a
picture of Neubauer from Rivas’ desk.
specific increments. The record suggests, in fact, that
the Respondent sometimes accelerated discipline (i.e.,
skipped a level of discipline) in order to levy a punish-
ment more closely fitting the severity of the employee’s
work infraction.10
In view of all these considerations, we find that the
Respondent did not violate Section 8(a)(3) by issuing
written warnings to its employee Greg Neubauer on
October 8, 2003, and March 25, 2004.
ORDER
The National Labor Relations Board orders that the
Respondent, Cellco Partnership d/b/a Verizon Wireless,
Orangeburg, New York, its officers, agents, successors,
and assigns, shall
1. Cease and desist from
(a) Orally promulgating and maintaining a rule pro-
hibiting union solicitation in employee work areas and
on breaktime.
(b) Orally promulgating and maintaining a rule prohib-
iting its employees from discussing their discipline.
(c) Selectively and disparately enforcing its no-
solicitation policy against employees engaged in union
solicitation.
(d) Issuing warnings or other discipline to employees
for engaging in union solicitation based on a selective
and disparate application of its no-solicitation policy.
(e) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Rescind and cease maintaining unlawful rules pro-
hibiting its employees from soliciting for a union in em-
ployee work areas or on breaktime, and notify employees
in writing that such rules have been rescinded.
(b) Rescind and cease maintaining unlawful rules pro-
hibiting its employees from discussing their discipline,
and notify employees in writing that such rules have
been rescinded.
(c) Within 14 days from the date of this Order, remove
from its files any reference to the unlawful August 28,
2003 oral warning issued to Greg Neubauer, and within 3
days thereafter, notify him in writing that this has been
done and that the unlawful warning will not be used
against him in any way.
(d) Within 14 days after service by the Region, dupli-
cate and mail, at its own expense, copies of the attached
10 For example, the Respondent sometimes issued “final written
warnings” for extreme cases of tardiness, in the absence of earlier writ-
ten warnings.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
644
notice marked “Appendix”11 to all current employees and
former employees employed by the Respondent at its
Orangeburg, New York facility at any time since August
28, 2003. Copies of the notice, on forms provided by the
Regional Director for Region 2, shall bear the signature
of the Respondent’s authorized representative and shall
be mailed to the last known address of each of the em-
ployees.
(e) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps that the Respondent has taken to
comply.
IT IS FURTHER ORDERED that the complaint is dismissed
insofar as it alleges violations of the Act not specifically
found.
MEMBER WALSH, concurring in part and dissenting in
part.
The Respondent sought to suppress union solicitation
at its Orangeburg, New York facility by various unlawful
means, focusing its efforts on employee Greg Neubauer,
a prominent supporter of the Union. In particular, the
Respondent announced an unlawfully broad no-
solicitation rule to Neubauer and issued oral and written
warnings to Neubauer for his union solicitation while
allowing other kinds of solicitation to continue un-
checked. The majority finds that the oral warning was
unlawful, but declines to find that either the written
warning that shortly followed, or a revised version of that
written warning, were unlawful. The majority asserts
that the written warnings were lawful because Neubauer
lost the protection of the Act on account of his fleeting
use of profanity in soliciting two of his fellow employ-
ees. Because I disagree with that finding, I would con-
clude, contrary to my colleagues, that the Respondent
violated Section 8(a)(3) by issuing those written warn-
ings, as well.1
I also write to discuss my somewhat
broader view of the issues at stake concerning the oral
warning, which bears on the disputed allegations.
11 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Mailed by Order of the Na-
tional Labor Relations Board” shall read “Mailed Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
1 In further disagreement with my colleagues, I would adopt the
judge’s finding that the Respondent unlawfully prohibited employees
from discussing their terms and conditions of employment. In my
view, that finding is not cumulative of the Respondent’s unlawful pro-
hibition on employees discussing discipline they had received. In all
other respects, I agree with the majority’s findings and conclusions.
I. BACKGROUND
In early 2003,2 the Communications Workers of Amer-
ica, AFL–CIO (the Union) began a campaign to organize
the customer service representatives at the Respondent’s
Orangeburg facility. Employee Greg Neubauer was
among a handful of customer service representatives who
took an active role in supporting the Union’s cause.
Neubauer regularly wore a union T-shirt to work and
distributed dozens of union authorization cards to his
fellow employees; his comments about the Union’s or-
ganizing campaign were quoted in a New York Times
article about tensions between the Respondent and the
Union; he appeared with two other employees in a pro-
motional video for the Union, which was filmed behind
the Orangeburg facility; and, at a staff meeting in Au-
gust, he openly questioned managers about the benefits
that unionized workers received as compared to nonun-
ionized workers.
At about the time of that staff meeting, employee
Danaya Hilton complained to the Respondent that
Neubauer was continually interrupting her work to ask
her to sign a union authorization card. As a result of
Hilton’s complaint, Associate Director of Customer Ser-
vice Loraine Smith met with Neubauer on August 28. At
that meeting, Smith told Neubauer that Hilton had com-
plained about his “harassing” her to sign a union authori-
zation card. Smith orally warned Neubauer that he
should “not go onto the floor and talk to any of the co-
workers or the managers or even talk about non related
work issues, including the Union, on the floor,” that he
could not talk about the Union on his breaktime, and that
“if [he] did speak to somebody on the floor that [he]
could be terminated; disciplined also.”3
In early October, two other employees told the Re-
spondent that Neubauer had been approaching them at
work to solicit their support for the Union. Employee
Myra Rivas complained that Neubauer frequently visited
her desk to urge her to sign a union authorization card
and that, on one such visit, Neubauer referred to Rivas’s
supervisor as a “bitch.” Soon afterwards, employee Kim
Rivieccio told managers that Neubauer came to her desk
and presented her with an e-mail he had drafted about the
Union, telling her to “show this to your fucking supervi-
sors.”
Rivieccio testified that when Neubauer made this
comment to her, she loudly told him to leave her alone.
She then went to her supervisor, Bridget Armstrong, to
explain why she had been so loud, recounting to Arm-
2 All dates hereafter are in 2003, unless otherwise specified.
3 As indicated, Smith’s statements prohibiting discussion of the Un-
ion in any work area and on breaktime violated Sec. 8(a)(1).
VERIZON WIRELESS
645
strong what Neubauer had said and showing Armstrong
the e-mail that Neubauer had handed to her. Rivieccio
testified that she went to Armstrong with this information
in order to “cover” herself rather than to complain about
Neubauer. When Armstrong and Director of Customer
Service Carolyn Collins later invited Rivieccio to discuss
the incident further, Rivieccio explained to them that
Neubauer had not bothered her and that she was not mak-
ing a complaint about him. There is no evidence that
Neubauer was threatening in his interaction with Riviec-
cio. Nor is there any evidence that Neubauer lingered at
Rivieccio’s desk once she asked him to leave her alone.
Based on the reports from Rivas and Rivieccio, Smith
again called Neubauer to her office for a meeting in early
October. Smith testified that, at this meeting, she ex-
plained to Neubauer “that we now have three different,
separate employees that are complaining . . . regarding
some of the same issues: that [you are] harassing [them],
that [you are] continually talking to them at their desk
about the union, that [you are] continually trying to get
them to sign up for the union and that they’ve asked
[you] to stop and [you] ha[ve] not stopped. And it’s the
same complaint. . . . [N]ow we have, you know, a big
issue.” (Emphasis added.) There is no evidence that,
during this meeting, Smith specifically addressed
Neubauer’s use of profanity on the work floor. Smith
concluded the meeting by telling Neubauer that he would
be informed shortly as to what steps would be taken in
response to his conduct, and she told him that, in the
meantime, he “shouldn’t go on the floor to speak to any-
body about it, employees or managers, because if [he
did] there could be additional discipline or even termi-
nat[ion].”4
The Respondent issued a written warning to Neubauer
on October 8. The warning stated, in relevant part:
On August 28 you were verbally warned for soliciting
employees during work time after concerns about vio-
lations of our policy were brought to my attention by
co-workers. At that time, we reviewed our No-
solicitation Policy and my expectations about general
behavior in the workplace. On October 1, I received a
second complaint from another co-worker about further
violations on your part, including both engaging in so-
licitation during working time and making inappropri-
ate and insubordinate remarks about your former su-
pervisor (referring to her as “that bitch”). Additionally
a second employee came forward on October 2 to share
that you had used offensive language again. As a result
of these repeated violations of the solicitation and dis-
4 As stated above, this statement prohibiting Neubauer from discuss-
ing his discipline violated Sec. 8(a)(1).
tribution policy and of other requirements of the Code
of Conduct, you are being placed on a Written Warn-
ing.
The warning also recited the Respondent’s written no-
solicitation rule and the portions of its code of business con-
duct prohibiting “threatening, insubordinate, violent or ob-
scene behavior” by an employee.
Over 5 months later, after the Union filed a charge al-
leging that the Respondent had unlawfully disciplined
Neubauer, the Respondent revised its October 8 written
warning to delete all references to Neubauer’s solicita-
tion activities. The revised warning, issued by Smith on
March 25, 2004, stated:
On October 1, I received a complaint from a co-worker
about your making inappropriate and insubordinate re-
marks about your former supervisor (referring to her as
“that bitch”). Additionally a second employee came
forward on October 2 to share that you had used offen-
sive language again, in regard to an email of yours that
you told her to show to her “fucking supervisor
friends.” As a result of these repeated violations of the
Code of Conduct, you are being placed on a Written
Warning.
The revised warning did not set forth the Respondent’s no-
solicitation rule, instead reciting only the portion of Re-
spondent’s code of business conduct allegedly implicated by
Neubauer’s use of profanity in his interactions with Rivas
and Rivieccio.
II. DISCUSSION
The judge found that all three of the Respondent’s
warnings to Neubauer—the August 28 oral warning, the
October 8 written warning, and the March 25, 2004 re-
vised written warning—violated Section 8(a)(3). The
Respondent excepts, arguing that the warnings were a
lawful response to Neubauer’s “harassment” of other
employees at work. Like my colleagues, I find no merit
in this argument as it relates to the August 28 oral warn-
ing. Contrary to my colleagues, however, I would also
find that the two later written warnings violated the Act.
A. General Principles
Section 7 of the Act guarantees to employees the right
of self-organization, which “necessarily encompasses the
right effectively to communicate with one another re-
garding self-organization at the jobsite.” Beth Israel
Hospital v. NLRB, 437 U.S. 483, 491 (1978). Employees
thus have a right to engage in union solicitation at work,
although the Board has long recognized certain limita-
tions on the exercise of this right. See Stoddard-Quirk
Mfg. Co., 138 NLRB 615, 616–617 (1962) (observing
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
646
that employer restrictions on union solicitation may be
deemed valid based on “an adjustment between the un-
disputed right of self-organization assured to employees
under the Wagner Act and the equally undisputed right
of employers to maintain discipline in their establish-
ments”) (quoting Republic Aviation Corp. v. NLRB, 324
U.S. 793, 797–798 (1945)).
In particular, an employee is not free to engage in un-
ion solicitation on working time if his employer lawfully
prohibits working time solicitation. See Our Way, Inc.,
268 NLRB 394, 394 (1983). An employer, however, has
not lawfully prohibited working-time solicitation if the
prohibition is enforced disparately or selectively against
union solicitation while permitting solicitations for other
purposes. See SNE Enterprises, 347 NLRB 472 (2006)
(observing that an employer violates the Act by selec-
tively enforcing an otherwise valid no-solicitation rule
against union solicitors); Clinton Electronics Corp., 332
NLRB 479, 479 (2000), enfd. in part 284 F.3d 731 (7th
Cir. 2002) (same). The discipline of an employee pursu-
ant to a disparately or selectively enforced no-solicitation
rule violates Section 8(a)(3). Clinton Electronics, supra
at 479.
The Board has also held that an employee is not free to
carry out union solicitations in an opprobrious or abusive
manner. See Atlantic Steel Co., 245 NLRB 814, 816
(1979). Where an employee conducts himself in such a
manner during union solicitations, he risks losing the
protection that would otherwise be accorded to his activ-
ity under Section 7. See id. (“even an employee who is
engaged in protected activity can, by opprobrious con-
duct, lose the protection of the Act”). Nonetheless, it is
also well settled that “not every impropriety committed
during [Section 7] activity places the employee beyond
the protective shield of the act. The employee’s right to
engage in concerted activity may permit some leeway for
impulsive behavior, which must be balanced against the
employer’s right to maintain order and respect.” NLRB
v. Thor Power Tool Co., 351 F.2d 584, 587 (7th Cir.
1965). Accord: American Steel Erectors, Inc., 339
NLRB 1315, 1316 (2003).
The Board strikes the balance between employer and
employee rights by carefully considering the circum-
stances surrounding the employee’s allegedly opprobri-
ous behavior. See Atlantic Steel, supra at 816. The guid-
ing principle, however, remains that set forth long ago in
Bettcher Mfg. Corp.:
A line exists beyond which an employee may not with
impunity go, but that line must be drawn between cases
where employees engaged in concerted activities ex-
ceed the bounds of lawful conduct in a moment of ani-
mal exuberance or in a manner not activated by im-
proper motives, and those flagrant cases in which the
misconduct is so violent or of such serious character as
to render the employee unfit for further service.
Bettcher Mfg. Corp., 76 NLRB 527, 527 (1948) (internal
quotations and citations omitted). Appropriately, this is a
high standard: it recognizes “that the economic power of the
employer and the employee are not equal, that tempers may
run high in this emotional field, that the language of the
shop is not the language of ‘polite society,’ and that toler-
ance of some deviation from that which might be the most
desirable behavior is required.” Dreis & Krump Mfg., Inc.,
221 NLRB 309, 315 (1975), enfd. 544 F.2d 320, 329 (7th
Cir. 1976).
B. The Oral Warning
The Respondent contends that, in August 2003, em-
ployee Neubauer was “harassing” fellow employee
Danaya Hilton by repeatedly approaching her at her cu-
bicle to ask her to sign a union authorization card. In
view of this “harassment,” the Respondent maintains, it
was justified in issuing an oral warning to Neubauer on
August 28. There is no merit to this argument.
The majority finds that the August 28 oral warning
was unlawful based on the Respondent’s selective en-
forcement of its no-solicitation policy. I do not disagree
with this rationale. The record establishes that, although
the Respondent maintained a written rule prohibiting
solicitation on working time, it did not rigorously enforce
this rule. Indeed, employees went from cubicle to cubi-
cle on a fairly regular basis, selling a variety of items—
including candy, meals, and Girl Scout cookies—to fel-
low employees who were working. Far from stopping
those solicitors, supervisors occasionally purchased items
from them. In those circumstances, as my colleagues
point out, the Respondent could not lawfully discipline
Neubauer based on the fact that he had solicited Hilton
while she was working. See SNE Enterprises, supra,
472; Clinton Electronics, supra at 479.
Additionally, however, I would emphasize that the
August 28 oral warning was unlawful because the Re-
spondent has not established that Neubauer, in the course
of soliciting Hilton to support the Union, engaged in any
conduct that would warrant a finding that he lost the pro-
tection of the Act.5 The law does not permit the Respon-
5 The judge erred to the extent he analyzed the oral warning under
Wright Line, 251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cir.
1981), cert. denied 455 U.S. 989 (1982), for example, by asking
whether the Respondent established that it would have disciplined
Neubauer even if his solicitation of Hilton had been unrelated to the
Union. A Wright Line analysis is not appropriate where, as here, the
only dispute is about the protected or unprotected nature of the conduct
VERIZON WIRELESS
647
dent to define Neubauer’s protected union solicitation as
unprotected harassment and punish it as such. See, e.g.,
Consolidated Diesel Co., 332 NLRB 1019, 1020 (2000),
enfd. 263 F.3d 345 (4th Cir. 2001); Nor-Cal Beverage
Co., 330 NLRB 610, 611 fn. 5 (2000).
Accordingly, the question is whether, under Board
law, Neubauer engaged in any conduct that was so egre-
gious as to cost him the protection of the Act. The an-
swer must be no. Hilton’s complaints reveal only that
Neubauer approached her several times in an effort to
secure her support for the Union. There is no claim or
showing by the Respondent that Neubauer threatened or
intimidated Hilton, used profanity, or otherwise acted in
an abusive manner when he spoke to her about the Un-
ion. In the circumstances, no consideration of the Atlan-
tic Steel factors is even necessary. The “harassment” on
which the Respondent acted was simply Hilton’s subjec-
tive feeling of annoyance at Neubauer’s solicitations.
Under Board law, union solicitations “do not lose their
protection simply because a solicited employee rejects
them and feels ‘bothered’ or ‘harassed’ or ‘abused’” by
them. Frazier Industrial Co., 328 NLRB 717, 718–719
(1999), enfd. 213 F.3d 750 (D.C. Cir. 2000). Accord:
Consolidated Diesel, supra at 1020 (employees did not
lose the protection of the Act where complaints about
their union solicitations “manifested a purely subjective
notion of harassment”). Neubauer’s solicitations of Hil-
ton therefore retained the protection of the Act, and the
Respondent violated Section 8(a)(3) by orally warning
him for those solicitations.
C. The Written Warnings
The Respondent’s October 8 written warning to
Neubauer, and its March 25, 2004 revised written warn-
ing, were unlawful for similar reasons.
1. The October 8 written warning
The Respondent asserts that, in early October, it re-
ceived additional complaints that Neubauer was “harass-
ing” his coworkers. The asserted harassment again con-
sisted of Neubauer approaching employees at their cubi-
cles to encourage their support for the Union. This time,
however, the Respondent maintains that Neubauer’s so-
licitations took on a more aggressive and hostile aspect:
on a visit to employee Rivas’ cubicle, Neubauer referred
to Supervisor Crews as a “bitch”; on a visit to employee
Rivieccio’s cubicle, Neubauer left a printout of an e-mail
about the Union, telling Rivieccio to “show this to your
fucking supervisors.” The Respondent argues that it law-
motivating the discipline. See St. Joseph's Hospital, 337 NLRB 94, 95
(2001).
fully issued a written warning to Neubauer on October 8
for that conduct.
In making this argument, the Respondent again pro-
ceeds, in part, on the erroneous assumption that
Neubauer’s working time solicitation for the Union was
improper. As explained, Neubauer’s solicitation was
permissible, notwithstanding the Respondent’s written
rule prohibiting working time solicitation, because solici-
tations of various kinds were in fact permitted on work-
ing time. See Clinton Electronics, supra at 479. In these
circumstances, the Respondent could not lawfully en-
force its written no-solicitation rule against Neubauer.
See SNE Enterprises, supra at 472. Yet the October 8
written warning expressly referenced Neubauer’s August
discipline for violating the Respondent’s no-solicitation
policy and Neubauer’s “further” violations of this policy
in October.
Nor was the Respondent privileged to discipline
Neubauer based on its other rules regulating workplace
conduct. The October 8 written warning refers to
Neubauer’s profane remarks to Rivas and Rivieccio as
violations of the Respondent’s code of business conduct,
which prohibits “threatening, insubordinate, violent or
obscene behavior.”
As explained above, however, the
Respondent cannot simply apply its code of business
conduct where, as here, the asserted violations of the
code of business conduct were intertwined with Section 7
activity (i.e., Neubauer’s union solicitation). The ques-
tion is whether Neubauer's comments were so outrageous
as to warrant a forfeiture of the protection of the Act.
A fair consideration of the Atlantic Steel factors, set
forth in the majority opinion, demonstrates that no forfei-
ture occurred here. The first factor in the analysis—the
place of Neubauer’s comments—does not weigh as heav-
ily against protection as my colleagues suggest. Al-
though Neubauer’s discussions with Rivas and Rivieccio
occurred in a work area, he was speaking only to them
when he made profane references to Supervisor Crews
and other of the Respondent’s supervisors. There is no
evidence that he used such language in speaking directly
to or in the immediate presence of any supervisor, or that
his remarks were overheard by any other employees.
This is not to completely excuse Neubauer’s profanity,
but simply to recognize that it did not present as signifi-
cant a threat to the Respondent’s ability to maintain order
and respect as cases in which a supervisor is directly con-
fronted with an employee’s profanity, or where it is
heard by others. Compare, Cement Transport, Inc., 200
NLRB 841, 845–846 (1972) (rejecting argument that an
employee lost the protection of the Act because of his
“aggressive” union organizing activity, including his
reference to the employer’s president as a “son-of-a-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
648
bitch”), enfd. 490 F.2d 1024 (6th Cir. 1974), with Daim-
lerChrysler Corp., 344 NLRB 1324, 1330–1331 (2005)
(finding that employee lost the protection of the Act
when he used profanity “repeatedly in a loud ad
hominem attack on a supervisor that other workers over-
heard”). Further, the record shows that foul language
was sometimes heard in work areas, making its use by
Neubauer not so outrageous as my colleagues make it out
to be.
The second factor in the analysis—the subject matter
of the discussion—strongly favors a finding that
Neubauer’s conduct remained protected. Neubauer was
engaged in core Section 7 activity: he was attempting to
organize his fellow employees. This fact must be ac-
corded substantial weight. As one court has observed,
“In the context of a struggle to organize a union, the most
repulsive speech enjoys immunity . . . so long as the al-
legedly offensive actions are directly related to activities
protected by the Act and are not so egregious as to be
considered indefensible.” NLRB v. Cement Transport,
Inc., 490 F.2d 1024, 1029–1030 (6th Cir. 1974).
The weight due that second factor is even greater when
one considers the third factor in the Atlantic Steel analy-
sis—the nature of the employee’s behavior. Here, the
sum total of Neubauer’s alleged misconduct was two
profane references to supervisors in one-on-one discus-
sions with coworkers. There is no basis for finding that
Neubauer intended to threaten the supervisors in any
way, that his comments reasonably could be interpreted
as threats, or that they could have had any material im-
pact on discipline. Certainly, his comments pale in com-
parison to the type of sustained, vituperative attacks that
the Board typically has found unprotected. See, e.g.,
DaimlerChrysler Corp., supra at 1330–1331 (finding that
employee lost the protection of the Act when he used
profanity “repeatedly in a loud ad hominem attack on a
supervisor”).
The fourth factor in the analysis—unlawful provoca-
tion—admittedly favors a finding that Neubauer lost the
protection of the Act. Even here, however, the Respon-
dent responded to Neubauer’s union activism with
unlawful coercion.
Taking all of those factors into consideration, I cannot
join my colleagues in finding that Neubauer’s passing
use of profanity in the course of his protected union so-
licitation was so egregious in nature as to deprive him of
the Act’s protection. In my view, the factors favoring
loss of protection are far outweighed by the subject mat-
ter of Neubauer’s discussions with Rivas and Rivieccio
and the harmless nature of his profane comments. Con-
sequently, I would find that the Respondent’s discipline
of Neubauer on October 8 violated Section 8(a)(3).
2. The March 25, 2004 revised written warning
In an effort to avoid the conclusion that Neubauer was
unlawfully disciplined for his protected activity, the Re-
spondent issued a revised version of its October 2003
written warning on March 25, 2004, expunging all refer-
ences to Neubauer’s union solicitation and his August
2003 discipline for that solicitation. The Respondent,
however, did not succeed by this means in transforming
its unlawful warnings into lawful ones. The March
warning was still based on the profane comments
Neubauer made in discussing the Union with Rivas and
Rivieccio, and, as explained, those comments were not
so egregious as to cost Neubauer the protection of the
Act. As a result, the Respondent did not escape liability
by narrowing its written warnings to rely only on those
comments. See Nor-Cal Beverage Co., 330 NLRB 610,
611 (2000) (finding that employer could not lawfully
discipline employee for using the word “scab” in encour-
aging another employee to support the union).
In any event, the editing down of the written warning
was insufficient to relieve the Respondent of liability for
its unlawful August and October warnings to Neubauer.
Board precedent permits an employer to repudiate previ-
ous unlawful conduct. See Passavant Memorial Area
Hospital, 237 NLRB 138, 138–139 (1978). “To be ef-
fective, however, such repudiation must be ‘timely,’ ‘un-
ambiguous,’ ‘specific in nature to the coercive conduct,’
and ‘free from other proscribed illegal conduct.’” Id.
(quoting Douglas Division, 228 NLRB 1016 (1977)).
Also, the repudiation must be adequately announced to
the employees involved, there must be no proscribed
conduct on the employer’s part after the announcement,
and the repudiation must be accompanied by assurances
to the employees that the employer will not, in the future,
interfere with their exercise of Section 7 rights. Id.
Here, the Respondent’s revised March 2004 written
warning did not effectively repudiate its earlier unlawful
warnings. The revised warning was, in the first place,
untimely: it came nearly 6 months after the Respondent’s
October 2003 written warning and over 7 months after
the Respondent’s August 2003 oral warning. Moreover,
the revised warning did not acknowledge that the Re-
spondent, by its prior warnings, had unlawfully disci-
plined Neubauer for his union solicitation and did not
contain assurances that the Respondent would not inter-
fere with employee Section 7 activity in the future. In-
deed, the revised warning continued to rely, unlawfully,
on aspects of Neubauer’s conduct related to his union
solicitation—aspects of his conduct that, as shown
above, retained the protection of the Act. Thus, rather
than effectively repudiating the Respondent’s earlier
unlawful warnings, the Respondent’s revised written
VERIZON WIRELESS
649
warning continued to discipline Neubauer based on his
protected activity, thereby further violating Section
8(a)(3).
Finally, even assuming that some discipline was le-
gally permissible based on Neubauer’s October conduct,
I would still find that the Respondent acted unlawfully in
issuing written warnings based on that conduct. As my
colleagues agree, the Respondent’s August 2003 oral
warning to Neubauer was unlawful and must be ex-
punged. In the absence of that oral warning, the Respon-
dent’s written warnings do not conform to the Respon-
dent’s progressive discipline policy. I would find that
this deviation from the Respondent’s established policy
violated the Act.
APPENDIX
NOTICE TO EMPLOYEES
MAILED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated Federal labor law and has ordered us to mail and obey
this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT orally promulgate and maintain a rule
prohibiting our employees from engaging in union solici-
tation in employee work areas and on breaktime.
WE WILL NOT orally promulgate and maintain a rule
prohibiting our employees from discussing their disci-
pline.
WE WILL NOT selectively and disparately enforce our
no-solicitation policy against employees engaged in un-
ion solicitation.
WE WILL NOT issue warnings or other discipline to em-
ployees for engaging in union solicitation based on a
selective and disparate application of our no-solicitation
policy.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
set forth above.
WE WILL rescind and stop maintaining our unlawful
rules prohibiting our employees from soliciting for a un-
ion in employee work areas or on breaktime, and notify
all of our employees in writing that this has been done.
WE WILL rescind and stop maintaining our unlawful
rules prohibiting our employees from discussing their
discipline, and notify all of our employees in writing that
this has been done.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any reference to the unlaw-
ful August 28, 2003 oral warning issued to Greg
Neubauer and, WE WILL, within 3 days thereafter, notify
him in writing that this has been done and that the unlaw-
ful warning will not be used against him in any way.
CELLCO PARTNERSHIP D/B/A VERIZON
WIRELESS
Judith M. Anderson, Esq., for the General Counsel.
Kenneth A. Margolis and Harlan J. Silverstein, Esqs. (Kauff
McClain & McGuire LLP), of New York, New York, for
the Respondent.
Atul Talwar, Esq. (Semel, Young & Norum, Esqs.), of New
York, New York, for the Union.
DECISION
STATEMENT OF THE CASE
STEVEN DAVIS, Administrative Law Judge. This case was
tried in New York, NY, on 13 days between January 25 and
April 13, 2005.1 Based on certain charges filed by the Commu-
nications Workers of America, AFL–CIO (Union), a complaint,
which was amended at the hearing, was issued on October 28,
2004 against Cellco Partnership d/b/a Verizon Wireless (Re-
spondent or Employer).2
The complaint alleges essentially that the Respondent dis-
charged Thai Nguyen, and disciplined Greg Neubauer and Ste-
ven Ferrante because of their activities in behalf of the Union.
The complaint further alleges that the Respondent (a) enforced
a no-solicitation rule in a selective and disparate manner by
applying it only against employees engaged in union activities,
and by prohibiting union solicitation while permitting nonunion
solicitation; (b) promulgated by oral announcement and main-
tained a rule prohibiting solicitation in employee work areas
and on employee breaktime; and (c) prohibited its employees
from discussing their terms and conditions of employment. The
complaint, as amended at the hearing, further alleges that the
Respondent threatened employees with unspecified reprisals if
they engaged in union activities, and that it interrogated its
employees regarding their union activities. The Respondent’s
answer denied the material allegations of the complaint, and its
answer to the amendment alleged that it is barred by Section
1 The last day of hearing was on April 13. Counsel for the General
Counsel requested a further day of hearing to present a rebuttal case.
Thereafter, the General Counsel withdrew that request and the hearing
was closed by Order.
2 An original charge and a first, second, third, and fourth amended
charges were filed, respectively, on December 11, 2003, and on January
8, February 19, March 4, and May 27, 2004.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
650
10(b) of the Act, and the doctrines of laches, estoppel, and un-
clean hands.
On the entire record, including my observation of the de-
meanor of the witnesses, and after considering the briefs filed
by all parties, I make the following
FINDINGS OF FACT
I. JURISDICTION
The Respondent, a partnership having its principal office and
place of business located at 180 Washington Valley Road, Bed-
minster, New Jersey, has been in the business of providing
wireless telecommunication services to customers throughout
the United States. Annually, the Respondent derives gross
revenues in excess of $500,000 from its business, and pur-
chases and receives equipment and other goods and materials
valued in excess of $50,000 directly from suppliers located
outside New Jersey. The Respondent admits and I find that it is
an employer engaged in commerce within the meaning of Sec-
tion 2(2), (6), and (7) of the Act, and that the Union is a labor
organization within the meaning of Section 2(5) of the Act.
II. THE ALLEGED UNFAIR LABOR PRACTICES
A. Background
This matter involves the Respondent’s Orangeburg, New
York customer service center, at which 400 to 600 customer
service representatives, supervised by 30 to 40 supervisors and
managers, provided services for the Respondent’s wireless
customers. The customer service representatives were located
on the second floor of the facility where they worked in cubi-
cles in fairly close proximity to their immediate supervisors.
Their entry on and off duty was recorded when they logged
onto and off their computer-telephones, called the aspect phone
system.
B. Steven Ferrante
1. Facts
a. The alleged violation concerning Ferrante’s
union solicitation and threat concerning
such solicitation
Ferrante began work for the Respondent as a customer ser-
vice representative in August 1998, and in December 2001,
received a promotion to technical support coordinator.
Ferrante stated that the Union engaged in efforts in 1999,
2002, and in the summer of 2003 to organize the Respondent’s
employees. Ferrante had been a member of the Union for many
years, even before he began work for the Respondent, and he
began organizing for it in 1999, about 1 year after he began
work. Ferrante actively supported the Union’s organizational
efforts in each of the campaigns by speaking about the Union to
his coworkers on the work floor and giving them cards to sign
in that area. He also posted union flyers on bulletin boards in
the employee breakroom. He signed two cards, one on October
1, 2002, which he received at the parking lot gate, and the other
on September 17, 2003, at his desk from a coworker.
Associate Director John Bigley testified that in early October
2003, he was told by employee Lilly Budesingh that Ferrante
interrupted her while she was talking to a customer, asking her
to sign a union card. He was also told by employee Tom Regan
that Ferrante interrupted him and later asked him to sign a card,
and that Regan noticed Ferrante loudly asking employees on
the work floor for their opinion of the Union. Bigley told Regan
that Ferrante was not prohibited from voicing his opinion about
the Union. Bigley mentioned these complaints to Eileen Akbar,
the human resources consultant, who asked Bigley to speak to
Ferrante.
Ferrante testified that Bigley called him into his office,
where they spoke alone. Ferrante quoted Bigley as follows:
“It’s come to my attention that people have seen you soliciting
for the Union on the floor. It’s against company policy to solicit
on the floor.” Ferrante falsely denied soliciting for the Union on
the floor. Bigley then said that “they saw you handing out
cards,” adding that “if you want to solicit for the union, you can
do so in the break room or off the property. But there’s no so-
liciting on the floor.”
Bigley’s version of the conversation is that he told Ferrante
what the two employees told him about Ferrante’s solicitation.
Ferrante denied doing anything wrong, and said that he was
“just joking.” Bigley reminded him of the Respondent’s solici-
tation policy, told him that he is entitled to his opinion about
the Union, but warned that he cannot solicit when employees
are on the phone working. No discipline was imposed on Fer-
rante. In early November 2003, Bigley did not personally know
whether Ferrante supported the Union’s efforts at the Respon-
dent, nor did he see Ferrante engage in any union activities.
Bigley’s communication time dated October 9, 2003, stated
as follows:3
Spoke with Steve regarding recently reported concerns
from others in the tech support and Roaming teams, that
he was soliciting union cards in rep cubicles and asking
reps if they were going to sign union cards.
Steve advised that he was not passing out union cards
in the team. He did say that he was “joking” about the un-
ion to the team but that’s it. I advised him of the No-
solicitation policy and that he cannot be soliciting to other
reps in the workplace. I advised that he has a right to his
opinion of the union, but he cannot solicit others in the
team in the workplace.
Later that month, Ferrante was in the office of supervisor of
technical support, Anthony Edwards, where they spoke for
about 10 minutes about a call between Ferrante and a cus-
tomer.4 Ferrante offered an excuse as to why he did not handle
the call correctly, and left the supervisor’s cubicle to confirm
that excuse with a coworker. He then told Edwards that there
had been a problem that day justifying his alleged error. Ed-
wards then said, according to Ferrante: “Look, Ferrante, off the
record, I don’t give a fuck if the Union gets in here or not. But,
I do know what the company will do. Lay low. Keep out of
trouble. And don’t let Bigley get a hard on for you.”5
3 A communication time is a written account of a supervisor’s dis-
cussion with an employee. That document may or may not be shown to
the worker, and may be placed in the employee’s personnel file.
4 It was stipulated that Edwards is a statutory supervisor.
5 Ferrante’s first pretrial affidavit was silent as to this alleged threat.
He stated that he asked the Board agent not to include it as he did not
VERIZON WIRELESS
651
Edwards testified that he was not aware that Ferrante was an
active supporter of the Union, had no conversations with him
about the Union, and did not see him distribute literature for it.
Nevertheless, Edwards was aware that the Union had been
attempting to organize the employees of the Respondent, and
that the company has mentioned the Union on its website. He
has also observed union agents approaching cars in or around
the parking lot. However, Edwards denied initiating a conversa-
tion with Ferrante about the Union, and specifically denied the
conversation attributed to him.
b. The alleged threatening conduct toward a supervisor
The following month, on November 4, Ferrante and about 11
employees attended a training session which was scheduled to
begin at 2 p.m. At the start of the session, two supervisors an-
nounced that if any of their cars were parked in reserved or
visitor parking spaces, they must move their cars or they will be
towed. Ferrante, whose vehicle was in a visitor’s space, and six
or seven other employees left to move their cars, and then re-
turned. Supervisor Frank Pedrayes advised them that since they
had to begin the session late, those employees who moved their
cars would be marked late. Ferrante and others protested, say-
ing that they had been directed to move their cars. Employee
Sharif Murray said he was concerned that his recent promotion
would be jeopardized if he is marked late. Supervisor Marvulli
told him that he should not worry about it since Supervisor
Antonius Thomakos would take care of it. Other employees
then protested that one employee should not be treated differ-
ently than the others. Pedrayes angrily responded that the situa-
tion was comparable to an employee arriving at work on time,
but then taking an unauthorized break.
Ferrante testified that during a break in the session, at about
3:30 or 4 p.m., he used the bathroom and then, on his return to
the session, saw coworker Patrick McLoughlin speaking to
Dionne Carter, the manager of technical support. Ferrante, who
was about 10 to 15 feet away from Carter, asked her whether
those who moved their cars would be marked late. Carter re-
plied that they would. Ferrante answered, “oh, that’s messed
up,” and then returned to the session with McLoughlin.
McLoughlin testified that during the break, Carter asked
various workers including him and Ferrante if they were late.
They both denied being late, and Carter asked Ferrante if he
had to move his car. He said he did, but repeated that he was
not late. Carter then said that he may be subject to a “write up”
because technically he was late. Ferrante, who stood about 9 to
12 feet from Carter, with McLoughlin between them, replied,
“that’s messed up,” and they returned to the training session.
McLoughlin denied hearing Ferrante raise his voice, wave his
hands or make any hand gestures which could be considered
threatening.
Ferrante testified that within the next week, Supervisor Ed-
wards told him that Carter believed that he was angry at her.
Ferrante asked why. Edwards said because of “the other day.”
Ferrante asked whether the issue was parking, and Edwards
want to get Edwards “in trouble.” The Union’s assertion in its brief that
the statement was included in Ferrante’s second affidavit is not sup-
ported by the record evidence.
agreed.6 That day, Ferrante approached Carter because he was
curious as to why she believed he was angry at her. He stood
about 2 to 3 feet away, and asked whether she believed that he
was angry at her. She said she was. He asked if it related to the
parking matter, and Carter said yes. Ferrante said he was not
mad at her since she was “only the messenger,” and then left.
That night, Ferrante believed that it was “weird” that Carter
thought he was angry at her, and had “not really responded” in
their earlier conversation, so 1 or 2 hours after their initial dis-
cussion that day, he approached her again, asking did she
“really think” he was mad at her. Carter again said yes. Ferrante
again reassured her that he was not mad at her and left.
Carter testified that on November 4 she was advised by Ad-
ministrative Supervisor Thomakos that several tech support
representatives had parked illegally, which he termed a “recur-
ring problem.” He asked Carter to address this issue with them,
mentioning Ferrante, McLoughlin, and two others. She noticed
Ferrante that day during a break in the training session and she
called him over. They spoke alone. Carter asked Ferrante if he
parked illegally that day. He said he did. Carter said that he
should not be parking in that area. Ferrante said he was aware
of it, but did so because he did not want to be late to work.7
Carter advised that he should allow extra time to get to work,
and suggested a shuttle bus. Carter stated that Ferrante did not
appear to be taking her seriously. She persisted, repeating that
he parked illegally in a reserved spot.
At that point, according to Carter, Ferrante, whose face was
red, loudly and aggressively asked, “what does that mean? Are
you going to mark me late for the day?” He began walking
toward her with his elbows bent, palms facing outward at chest
height, his chest thrust forward, causing Carter to back up to
avoid contact with him. Carter testified that she was very
frightened and felt threatened, believing that he was attempting
to intimidate her. At that moment, Pedrayes approached from
behind her and stood next to her, and repeated the information
she gave him about parking and lateness. She then directed
Ferrante to return to the training session.
Ferrante testified that he was 2 to 3 feet away from Carter
during their conversation, and did not raise his voice, flail his
arms, or threaten her in any way.
Pedrayes testified that he heard Ferrante speaking very
loudly to Carter, and walked toward the area, behind Ferrante.
He observed Ferrante walking towards Carter. No one else was
present. He described Ferrante as being agitated, very loud, red
in the face, his chest thrust out, with his hands outstretched to
his sides, saying, “what do you mean I’m going to be marked
late?” As Ferrante walked forward, Carter took two steps
backward, explaining to him that he could not park in a re-
served space. Ferrante calmed down and left. Pedrayes’ com-
munication time that day described Ferrante’s actions, as fol-
lows: “Steve started walking over to Dionne, he was stepping
closer to her stating, ‘if the parking lot is full, I’ll park in any
6 In this respect, Ferrante later contradicted himself, stating that he
did not volunteer that the issue was because of the parking lot matter.
Rather, he was just thinking to himself that that was the issue.
7 Ferrante and coworker Patrick McLoughlin stated that parking
spaces were limited, and each day employees parked illegally.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
652
available spot.’ I noticed his arms were out and Dionne was
stepping back almost as if she was uncomfortable. I stepped in
to assist Dionne in explaining the parking guidelines. After this
Steve went back to his desk.”
Carter further testified that 5 minutes later she called two
other employees over, including McLoughlin. She spoke to
both about the importance of not parking in reserved spaces,
and said it was possible that they would be considered late.
Ferrante approached, was very calm and just stood there. Carter
first testified that Ferrante said nothing at that time and that she
had no further communication with Ferrante that day, but then
testified that she believed he said something at that time, and in
a later communication time memo about the incident claimed
that he again asked if he would be marked late, and she replied
that it was possible but no decision had been made. All three
workers then returned to the training session.
Carter then told associate director Bigley what occurred dur-
ing her first conversation with Ferrante, and that Pedrayes was
a witness. She mentioned that she was frightened, intimidated
and felt unsafe. Bigley asked her to write a communication time
about the incident, and asked her to have Pedrayes write one
also. Her communication time was consistent with her testi-
mony, except that the memo stated that she told Ferrante that he
could be disciplined for parking illegally and for doing so to
avoid being late, and that he could be marked late that day.
Bigley’s communication time was consistent with Carter’s
testimonial version of the incident.
Carter further testified that 2 days later, on November 6, she
approached Edwards’ desk and saw Ferrante seated there. Fer-
rante apologized to her for what happened and said he hoped
she did not “take it the wrong way.” Carter replied that she did
not feel that way about it, and that his conduct made her “un-
comfortable.” The following week, Ferrante again apologized
to her, saying that it was a case of him “killing the messenger”
and he did not mean anything by it. Carter did not reply, but
told Edwards and Bigley about this contact. According to Ed-
wards, Ferrante apologized to Carter, and then said he hoped
she knew that he did not take it seriously. Carter replied that
she took it seriously and it was “very upsetting” to her.
Bigley informed the human resources department of the in-
cident, and was later informed by consultant Akbar that a deci-
sion was made to issue a final written warning to Ferrante. On
November 13, Ferrante received a final written warning for
violating the Code of Business Conduct, which states, in rele-
vant part:
General Behavior—
Verizon Wireless employees are required to treat fellow em-
ployees, vendors and customers with respect, dignity, honesty
and fairness. It is Verizon Wireless’ policy that threatening,
insubordinate violent or obscene behavior by any employee
will not be tolerated. Conduct that encourages or permits an
offensive or hostile work environment will not be allowed.
Prohibited conduct includes, but it is not limited to, deroga-
tory remarks, discriminatory slurs or harassing jokes. Instead,
employees are expected to communicate with candor and re-
spect, listening to each other regardless of level or position.
When dealing with customers, vendors and other employees,
employees will treat others with respect, by:
-
Being courteous and respectful at all times in person, on
telephone calls and in all correspondence or communica-
tion;
Unprofessional behavior or prohibited conduct that is harmful
to the Company’s performance will not be tolerated.
Threats and Violence in the Workplace—
Verizon Wireless will take all steps necessary to protect its
employees and its customers from violent conduct. Employ-
ees will not be permitted to endanger co-workers or customers
directly or indirectly.
Employees are required to maintain a positive work environ-
ment. No one is permitted to behave in a threatening, violent,
harassing or obscene manner.
Engaging in any form of violence that affects the workplace,
e.g., destruction of Company property or premises, physical
intimidation, assault or threat of violence, regardless of where
these acts occur is prohibited.
The warning stated that when Carter approached Ferrante to
discuss the importance of not parking in reserved parking
spaces, he advised that he parked in the space to avoid being
late, and she replied that parking in a reserved space was a vio-
lation, and that this matter was “previously reviewed with the
team.” The warning further stated: “At this time, you were
observed by . . . supervisor Frank Pedrayes addressing and
approaching Dionne in a manner that was viewed to be a [sic]
threatening and hostile. Frank ultimately had to intervene in an
effort to not let the situation get escalated.”
Ferrante received the warning from Bigley and Pedrayes.
Bigley told him that he threatened Carter and violated the Code
of Business Conduct. Ferrante denied doing so, and Pedrayes
said he was there, and saw that “you walked up to her and
threatened her.” Bigley said he could not engage in such con-
duct, that she is a woman and he was face to face with her.
Both Carter and Pedrayes denied any knowledge of Fer-
rante’s union activities.
2. Analysis and discussion
a. The alleged interrogation and warning
Ferrante was an open supporter of the Union, speaking to
employees about the Union in their work area, giving them
cards on the work floor, and posting flyers on employee bulle-
tin boards. He was told by Supervisor Bigley that it had come
to Bigley’s attention that he had been seen on the work floor
soliciting for the Union. The complaint alleges that Bigley’s
remark constituted an unlawful interrogation of Ferrante.
In Rossmore House, 269 NLRB 1176 (1984), the Board
abandoned its per se approach concerning questioning of em-
ployees about their union activities. Instead, the Board exam-
ines all the circumstances surrounding the conversation. Here, I
find that Ferrante was an “open and active” supporter of the
Union. I base this finding on Ferrante’s testimony that he spoke
to employees on the work floor about the Union and distributed
union cards to them there, presumably in plain view of anyone
VERIZON WIRELESS
653
walking by or observing him. Further, I credit Bigley’s testi-
mony that he was told that Ferrante loudly asked employees
their opinion of the Union on the work floor. Accordingly,
questioning of Ferrante about his union activities, in the ab-
sence of threats or promises, does not violate the Act. Rossmore
House, above. I therefore find and conclude that Ferrante was
not unlawfully interrogated by virtue of Bigley’s statement.
The communication time recorded by Bigley regarding their
conversation will be discussed below in the context of the al-
leged unlawful application of the no-solicitation clause.
I cannot credit Ferrante’s testimony concerning Supervisor
Edwards’ alleged comment that he did not care if the Union
successfully organized the Respondent’s employees, but that he
was aware of what the company will do, warning him to lay
low, keep out of trouble, and don’t let Bigley get a hard on for
him.
First, this conversation came “out of the blue,” during a
meeting concerning a customer call. It was devoid of any con-
text or reason as to why Edwards would raise this matter at that
time. Second, Ferrante’s explanation that he told the Board
agent about the comment but convinced her not to include it in
his first affidavit because he did not want to get Edwards in
trouble is less than persuasive. In addition, there is no evidence
that the comment was included in Ferrante’s second affidavit.
Further, I find that Ferrante’s credibility was lacking with re-
spect to his confrontation with Supervisor Carter, for the rea-
sons discussed below. I accordingly credit Edwards’ testimony
concerning the alleged warning.8 I therefore find and conclude
that Edwards did not make that comment, and I will recom-
mend that that allegation be dismissed.
b. The alleged threatening conduct toward Carter
The complaint alleges that the Respondent violated Section
8(a)(1) and (3) of the Act by issuing a final written warning to
Ferrante for his allegedly threatening conduct toward Dionne
Carter.
In order to prove such a violation, the General Counsel must
establish four elements by a preponderance of the evidence.
First, the General Counsel must show the existence of activity
protected by the Act. Second, the General Counsel must prove
that the Respondent was aware that the employee had engaged
in such activity. Third, the General Counsel must show that the
alleged discriminatee suffered an adverse employment action,
and finally the General Counsel must establish a motivational
link, or nexus, between the employee’s protected activity and
the adverse employment action. American Gardens Manage-
ment Co., 338 NLRB 644, 645 (2002). Once the General Coun-
sel has made the showings required above, the burden shifts to
the Respondent to prove that it would have issued the warning
even in the absence of Ferrante’s protected conduct. Wright
Line, 251 NLRB 1083 (1980).
First, it is obvious that Ferrante was an open and active un-
ion supporter. He solicited employees to sign cards and distrib-
8 In view of my recommendation that the allegations of an unlawful
interrogation of, and warning to Ferrante, be dismissed, it is unneces-
sary to discuss the Respondent’s arguments that the complaint was
improperly amended, in violation of Sec. 10(b) of the Act, to include
those allegations.
uted cards to employees on the work floor. He was admittedly
spoken to by Supervisor Bigley about such conduct. Although
Bigley denied being actually aware that Ferrante engaged in
such conduct, it is clear that Bigley had sufficient reason to
believe that he was doing so. Thus, he was told by two other
employees that Ferrante asked them to sign cards. Bigley told
human resources consultant Akbar about those employee com-
ments, and was directed by her to speak to Ferrante about the
Respondent’s solicitation policy.
Wright Line requires the General Counsel to make an initial
showing that the protected conduct of an employee was a moti-
vating factor in an employer’s decision to take disciplinary
action. Proof of such discriminatory motivation can be based on
direct evidence of animus toward the protected activity or can
be inferred from circumstantial evidence based on the record as
a whole. To support an inference of unlawful motivation, the
Board looks to such factors as inconsistencies between the prof-
fered reasons for the discipline and other actions of the em-
ployer, disparate treatment of certain employees compared to
other employees with similar work records or offenses, devia-
tions from past practice, and proximity in time of the discipline
to the protected activity. Robert Orr/Sysco Food Servicesm,
LLC, 343 NLRB 1183, 1184 (2004).
As to the issue whether Ferrante’s union activities was a mo-
tivating factor in his being issued a final written warning, I
have recommended dismissal of the two incidents relied on by
the General Counsel to support a finding of animus. Thus, I
have not found that Ferrante was unlawfully interrogated by
Bigley or that he was unlawfully warned by Edwards. Accord-
ingly, the motivational link between Ferrante’s unquestioned
union activities and the warning issued on November 13 is
weak. However, even if I found that Ferrante was unlawfully
interrogated and warned, I would find that the Respondent has
met its Wright Line burden.
Thus, the evidence supports a finding that the Respondent
was justified in issuing the final written warning, and would
have done so even in the absence of Ferrante’s union activities.
Wright Line, above. Thus, I have credited the consistent, mutu-
ally corroborative testimony of Carter and Pedrayes as to Fer-
rante’s conduct on November 4. It is true that there are minor
variations between the two versions, including Pedrayes’ testi-
mony that he approached the scene from behind Ferrante, while
Carter testified that Pedrayes appeared from behind her while
she faced Ferrante. Nevertheless, regardless of where Pedrayes
happened on the scene, he was able to observe the nature of the
confrontation.
The mutually corroborative written account of the encounter
recorded by Carter and Pedrayes contemporaneously with its
occurrence lends credence to their version of the incident. In
addition, it is likely that Ferrante, who admittedly protested
when first told by Pedrayes that he had to move his car and
would be marked late, would have reacted strongly at this sup-
posed unfairness when Carter repeated that comment.
Ferrante’s admitted remark to Carter that she was the “mes-
senger” implies that she was the bearer of bad news, and he
acted out against the messenger. I understand that he explained
that remark by saying that since she was only the messenger he
was not angry at her, but Carter’s version of the statement, that
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
654
Ferrante told her that it was a case of “killing the messenger” is
more believable, and supports a finding that Ferrante consid-
ered his strong reaction to Carter’s statement uncalled for.
Along these lines, Ferrante stated that he asked Carter twice in
one evening after the incident whether she believed that he was
angry at her. She said she did. It is significant that Ferrante did
not ask her why she thought he was angry at her. Although it is
true that either Ferrante volunteered or Edwards mentioned that
the issue was the parking matter, nevertheless, I believe it odd
that Ferrante did not question Carter as to precisely why she
believed that he was angry at her, particularly since his admit-
ted comment to Carter, “that’s messed up,” was quite innocu-
ous. If that comment was all he said or did at the time, he
would surely have questioned her as to why she believed that
inoffensive remark would have caused her to believe that he
was angry at her. The obvious answer is that something more
than that harmless statement was made. It is clear that Ferrante
knew that his conduct in confronting her in an intimidating
manner caused her to believe that he was angry at her, and he
did not have to ask her for more information.
It is thus likely that Ferrante would have been angered at the
allegedly unfair prospect of being marked late, and would have
had a more outspoken protest than “that’s messed up,” espe-
cially in view of his vocal protest to Pedrayes earlier, and his
belief that another, recently promoted employee would receive
special treatment by being excused for the alleged lateness.
Further, Carter’s credited testimony that Ferrante apologized on
two occasions for his conduct is corroborated by Supervisor
Edwards who was present during one of the apologies.
This is not a situation which was contrived by the Respon-
dent in order to retaliate against Ferrante for his union activi-
ties. It clearly was begun by Ferrante’s confrontation of Carter
in an intimidating manner. I accordingly find that Ferrante’s
conduct was in violation of the Respondent’s Code of Business
Conduct, set forth above, and the final written warning was not
improperly issued. Accordingly, I shall recommend that this
allegation of the complaint be dismissed.
C. Greg Neubauer
1. Facts
a. Neubauer’s union activities
Greg Neubauer, a customer service representative who began
work in March 2001, was an active union supporter. Neubauer
testified that in 2003 and 2004 he distributed 30 to 40 cards in
behalf of the Union, and wore a T-shirt which had the Union’s
logo and name and the words “UNION YES” in large letters
imprinted on it. He wore the shirt sporadically about two times
each week, possibly on “casual Fridays” in 2002 and 2003.
Nothing was said to him by any management official about his
wearing the shirt. On June 30, 2003, Neubauer was identified in
a New York Times article entitled “Union and Verizon at odds
on focus of talks,” as being a customer service representative at
the call center in Orangeburg, NY. He was quoted as saying
“the unionization campaign there failed because of manage-
ment’s campaign against it. A lot of people are for the union,
but people are afraid—some of them are intimidated.”
Neubauer stated that that newspaper was sold in the Respon-
dent’s cafeteria. No management official spoke to him about
the article.
In July 2003, employees Neubauer, Nguyen, and Scott Nappi
recorded a video presentation behind the Respondent’s prem-
ises in which they spoke about the benefits of unionization. It
was released in the period January to March 2004. After its
release, Neubauer saw it on the union website. No management
official spoke to him about his appearance in the video.
In August 2003, a staff meeting was held which was attended
by 60 employees, and Christopher Grennan, the general man-
ager, Matt Antonek, a Verizon attorney, and Carolyn Collins,
the director of customer service. Antonek described the recent
union contract with the wireless technicians. Neubauer asked
why those employees were able to negotiate job responsibilities
and obtain a grievance procedure and merit raises, while the
customer service representatives were not. Antonek did not
respond. No management official told Neubauer that he or she
was upset by his question at that meeting. Neubauer continued
to receive commendations for his work after he was outspoken
about the Union at that meeting.
b. The warnings
Associate director of customer service, Loraine Smith. testi-
fied that in August 2003, Supervisor Janet Parker told her that
employee Danaya Hilton complained to her about unwanted
text messages and visits to her desk by Neubauer, and that Hil-
ton asked him to stop the messages but he did not. Smith con-
sulted director of customer service Collins, who told her that it
was not a company issue at that point, and that she should tell
Neubauer to stop. About 1 week later, Parker told Smith that
Hilton reported to her that Neubauer was continuing his mes-
sages and visits, that he was trying to have her sign for the Un-
ion, and continually interrupting her work.
Smith stated that on August 27, Hilton again complained to
her that Neubauer continued to text message and visit her, ask-
ing her to sign for the Union. According to Smith, Hilton de-
scribed his conduct as “relentless.” Two of the messages she
received that day at work denigrated the company. Smith said
she would talk to Neubauer. Smith told Collins that this was a
second complaint against Neubauer by Hilton, and that Hilton
told her that Neubauer was harassing her.
Smith met with Neubauer on August 28, and according to
her, she told Neubauer that Hilton complained about receiving
text messages. He replied that he knew that Smith would speak
to him because Hilton told him a supervisor was “pressuring”
her to stop text messaging him. Smith told Neubauer that Hilton
asked that he stop “harassing” her. Smith told him to stop text
messaging Hilton, visiting her while she was at work and inter-
rupting her while she spoke to customers with a discussion
about the Union and a request that she sign for it. He replied
that he told Hilton that he would stop such conduct. A couple of
days later, Smith told Hilton that she spoke to Neubauer.
Neubauer’s version of the August 28 meeting is that Smith
told him that she received a complaint from Hilton that he was
“harassing” her at her desk about signing up for the Union.
Neubauer replied that he was not “aware of this going on” and
asked if there was something in writing concerning the matter.
Smith said no. Neubauer asked for a meeting with the human
VERIZON WIRELESS
655
resources department. Neubauer stated that Smith refused the
request, saying that it is a matter just between them, and could
not be discussed with human resources personnel. She also said
that he should “not go onto the floor and talk to any of the co-
workers or the managers or even talk about non related work
issues, including the Union, on the floor.” He further quoted her
as saying that he could not talk about the Union on his break
time, and that “if I did speak to somebody on the floor that I
could be terminated; disciplined also.”
The Respondent apparently invited its employees to an in-
formational meeting about the Union, and on September 23,
Neubauer sent an e-mail asking, “how can I attend the anti-
union meeting with Matt Antonek? Me and a few others have
questions that [sic] would like to be answered. I really would
like to participate.”
On October 2, an e-mail was sent by management to all em-
ployees entitled “CWA SAYS ‘we won’ did they?” which con-
tradicted the Union’s September 10 claim of victory over man-
agement in recent negotiations. The Respondent’s e-mail stated
that the Union could not brag about the wireless contract just
negotiated since it achieved none of its goals, and although
management did not want to “diminish” the contract it agreed
to which it termed “fair,” it stated that it was “nowhere near the
deal the union demanded.”
Neubauer immediately sent a reply which stated, “oh by the
way, why don’t you tell everyone wireless techs make over
$50,000 your [sic] a disgrace smearing you [sic] own employ-
ees.” He printed his reply and brought it to the desk of co-
worker Kim Rivieccio, who was not speaking on the phone to a
customer at that time. They discussed the two e-mails.
Neubauer stated that he told her to show it to her supervisor and
other workers. Neubauer at first testified that he did not recall
telling Rivieccio to show his response to her “fucking supervi-
sor,” but later denied doing so.
Smith stated that in early October 2003, Myra Rivas told her
that Neubauer had been frequently visiting her at her desk
while at work, interrupting her, asking her to sign a card for the
Union, trying to give her information and a union card, and
“getting on her nerves.” He put a picture of himself on her desk
which she removed but he replaced. Finally, she spoke to her
supervisor Constance Crews Young,9 about the matter, who
advised her to remove it. Neubauer asked Rivas where it was
and she replied that she did not know. Neubauer answered that
he knew that that “bitch” Crews took it as she hates him. Rivas
did not testify.
On October 8, Neubauer was called into a meeting with Su-
pervisor Robin Nowak and official Loraine Smith, who told
him that following the complaint she received from Hilton in
August, she received additional complaints from Rivieccio and
Myra Rivas that he was “harassing” his coworkers on the work
floor, including forcing Rivas to sign a card for the Union, and
using foul language. Neubauer responded that he was “not
aware” of this, and denied forcing Rivas to sign a card. At hear-
ing, he conceded having “casual” conversations with Rivas
about the Union on nonwork time, but denied repeatedly trying
to have her sign a card at her desk. His request to meet with the
9 She will be referred to hereafter as “Crews.”
human resources department and Rivas was denied by the two
supervisors. Neubauer testified that Smith advised that he
would be informed shortly what steps would be taken, but that
he “shouldn’t go on the floor to speak to anybody about it, em-
ployees or managers, because if I do there could be additional
discipline or even [sic] terminated.”
Smith testified about her early October meeting with
Neubauer, at which Nowak was present. Smith stated that they
reviewed their August 28 discussion regarding Hilton.
Neubauer denied continuing to text message Hilton. They said
they received complaints from two other employees. Neubauer
denied cursing when he gave Rivieccio his e-mail response. He
also denied cursing in referring to Supervisor Crews, and de-
nied speaking to Rivas at her desk about the Union. Smith told
him that a total of three employees complained about his har-
assing them by speaking to them at their desk about the Union
and attempting to have them sign for the Union, and that he was
asked to stop and has not. Neubauer accused Smith of believing
the others and not him.
Smith spoke to director of customer service, Collins, and on
October 8, Neubauer received a written warning issued by
Smith. The warning stated, in relevant part:
On August 28 you were verbally warned for soliciting em-
ployees during work time after concerns about violations of
our policy were brought to my attention by co-workers. At
that time, we reviewed our No-solicitation Policy and my ex-
pectations about general behavior in the workplace. On Octo-
ber 1, I received a second complaint from another co-worker
about further violations on your part, including both engaging
in solicitation during working time and making inappropriate
and insubordinate remarks about your former supervisor (re-
ferring to her as “that bitch”). Additionally a second employee
came forward on October 2 to share that you had used offen-
sive language again. As a result of these repeated violations of
the solicitation and distribution policy and of other require-
ments of the Code of Conduct, you are being placed on a
Written Warning.
The warning quoted management’s policies on solicitation,
distribution and offensive conduct. Neubauer told Nowak and
Smith that the complaints were “false.” At hearing, Neubauer
stated that he did not recall referring to his former supervisor as
a “bitch.”
Thereafter, Smith and the human resources department told
Neubauer that the warning would expire after 90 days. Follow-
ing the issuance of the warning, Smith noticed that Neubauer
wore his union shirt more often than before.
Neubauer stated that he first spoke to Hilton on November 8
regarding her complaint about him. He waited more than 2
months after the August 28 warning to speak to her because he
was afraid of being discharged due to Smith’s warning that he
not speak to anyone about it. He did not want to say anything to
anyone and tried to “lay low,” hoping that the matter would “go
away.”10 He and Hilton were friends, and according to
10 Neubauer’s pretrial affidavit states that he first spoke to Hilton
about the matter 1 month after the August 28 warning.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
656
Neubauer, Hilton told him that she had not complained about
him, and the alleged harassment “did not happen.”
Neubauer testified that in December, Hilton told him that she
was “very upset” that management claimed that she accused
him of harassing her and attempting to make her sign for the
Union. Neubauer asked her to give him a signed letter to that
effect. She agreed “as long as it’s between us.” On December
16, he asked Hilton to write her version of the incident. He
denied waiting until then to ask her because he received a final
written warning on December 8 and believed that he would be
discharged.11
Instead of her writing it, Neubauer typed a letter and left it
with Hilton at her desk. According to Neubauer, Hilton asked
him to return later at which time she would give it to him. One
hour later he did so. The letter states: “12/16/03. I Danaya Hil-
ton never was solicited or harassed by Greg Neubauer for Un-
ion activity nor did I make any complaint to Verizon Wireless
management.” It bears a signature, but at hearing, Hilton denied
signing it, as set forth below. Neubauer kept the letter and did
not give it to management, but he produced it at the hearing.
Neubauer stated that he occasionally used his cell phone to
text-message his coworkers during work time, conceding that
he sent such messages to Hilton, but he denied going to Hil-
ton’s work area to “press” her to sign a union card. He did not
recall attempting to talk to her regarding nonwork matters while
she was assisting customers on the phone. He did concede that
Hilton told him to stop sending her test messages, but that was
after he received the warning on October 8.
In December 2003, Neubauer spoke to Rivieccio about the
October 8 warning, asking whether she complained about him
harassing her regarding signing with the Union at her desk and
using obscene language. Rivieccio denied making a complaint.
On March 25, 2004, Neubauer received a revised written
warning issued by Nowak, which replaced the October 8 warn-
ing. He was told that the earlier warning concerning solicitation
of employees was removed from his file, and indeed that matter
was absent from the new warning which was issued by Smith,
and which stated, in relevant part:
On October 1, I received a complaint from a co-worker about
your making inappropriate and insubordinate remarks about
your former supervisor (referring to her as “that bitch”). Addi-
tionally a second employee came forward on October 2 to
share that you had used offensive language again, in regard to
an e-mail of yours that you told her to show to her “fucking
supervisor friends.” As a result of these repeated violations of
the Code of Conduct, you are being placed on a Written
Warning.
Neubauer testified that the use of obscenities was common-
place at the premises, with “everyone” using foul language,
including Supervisor Nowak who used the terms “shit” and
“damn.” Nowak did not testify. Neubauer stated that the heard
the word “fuck” about 5 to 10 times per day at work.
Neubauer was discharged in May 2004. A charge was filed
concerning the discharge but it was subsequently withdrawn.
11 That warning related to a different matter—being away from his
desk while his phone was available for customer calls.
c. The testimony of Danaya Hilton
Danaya Hilton testified that in August 2003, Neubauer text
messaged her at work about once or twice per day on her per-
sonal cell phone, and visited her desk once per day while she
was working. During the visits, he put union cards on her desk
nearly every day and told her that the workers needed to sign
cards for the Union because the Respondent does what it wants.
She found this conduct “annoying,” and told him to stop visit-
ing her but he persisted, although not as often as before. She
said that company policy permitted the receipt of emergency
cell phone calls, but that text messaging and talking at one’s
desk is prohibited.
Hilton complained to her supervisor, Janet Parker, and asso-
ciate director of customer service, Loraine Smith, about
Neubauer’s conduct because she wanted it to cease. She
showed Smith certain of the text messages, in which he spoke
about their jobs and Respondent, but not the Union. Hilton
denied responding to the messages.
Hilton stated that in late August or early September 2003, 1
or 2 weeks after she complained to Smith, Neubauer asked her
if she complained to Smith that he was harassing her. Hilton
said no, adding that she complained that he was “annoying” her
and she wanted it to stop. Neubauer asked if she would sign a
letter stating that she did not complain that he was harassing
her. Hilton agreed.
The following day, Neubauer brought her a letter which
stated: “I Danaya Hilton never was solicited or harassed by
Greg Neubauer for Union activity nor did I make any complaint
to Verizon management.” Hilton told Neubauer that she would
not sign it because it was not what she agreed to sign. Neubauer
agreed to write another letter and give it to Hilton, but he never
did so. The letter, produced by Neubauer at the hearing, but not
given to management, contains a signature “D Hilton” which
Hilton denied she wrote. Neubauer stated that he did not see her
sign the letter. Hilton stated that she never signed her name
with the initial of her first name and full last name. The docu-
ments received in evidence bearing her signature support that
testimony.
I credit Hilton’s testimony in this regard. If she had actually
signed the letter, it would have supported Neubauer’s claim that
he did not harass her, and it seems logical that he would have
presented it to management. Why would Neubauer ask her for
the letter if he did not intend to rebut management’s claim of
harassment with her signed letter stating that he did not harass
her. But Hilton believably testified that she refused to sign the
letter because it contained the false statements that Neubauer
did not solicit her for the Union, and that she did not complain
to management about his conduct. In fact, he did solicit her,
and she did complain.12
d. The testimony of Kim Rivieccio
Kim Rivieccio stated that Neubauer often discussed the
benefits of the Union with her, and if she disagreed, he would
argue the matter, pointing out its positive features. She testified
that in the fall of 2003, Neubauer sent her an e-mail relating to
12 The letter bore a date of December 16, 2003, which Hilton denied
was on the letter when he asked her to sign it.
VERIZON WIRELESS
657
the Union, then went to her desk and showed her a document,
perhaps the October 2 e-mail referred to above, that claimed
that the Respondent was “keeping something” from the work-
ers, and told her to “show this to your fucking supervisors.”
Rivieccio, who was on the phone with a customer at that
time, found this approach annoying, and loudly told him that
she was on the phone, or asked him to leave her alone. Her
supervisor, Bridget Armstrong, looked over toward them.
Neubauer at first testified that he did not recall telling Rivieccio
to show his response to her “fucking supervisor,” but later de-
nied doing so.
Later, Rivieccio explained to Armstrong the nature of the
conversation with Neubauer in order to “cover” herself, and
explain her possibly disrupting others with her loud rebuke of
Neubauer. She told Armstrong that she was “tired” of his con-
versations about the Union, showed her the document Neubauer
gave her, and repeated the obscene remark he made. She also
told Armstrong that she did not want her name involved, and
was assured by Armstrong that the matter would just be be-
tween customer service director Caroline Collins and Arm-
strong. Rivieccio denied telling Armstrong that she was com-
plaining about Neubauer. Thereafter, Neubauer did not speak to
her regarding any complaint she might have made to manage-
ment.
Later that day, Rivieccio was called into a meeting with
Collins and Armstrong. Collins told her that she was permitted
to speak about the Union, but such discussions could not affect
the performance of anyone’s job, by soliciting or approaching a
worker’s desk and interrupting them while they were working.
Collins asked if Neubauer’s conduct bothered her. Rivieccio
replied that Neubauer was not bothering her and she was not
making a complaint, but just wanted it known that she was at
her desk working, and that Neubauer constantly spoke about
the Union and was “lobbying” for it. Collins said that “nothing
will be done” and that she should not worry about it.
Rivieccio stated that she has heard the word “fuck” used at
work, usually in the break room or outside the building, but it
was not commonly heard on the work floor during work time.
She noted that she was not offended when Neubauer used the
term “fucking supervisor.” She also stated that occasionally,
when she was not speaking to a customer on the phone, she
spoke to coworkers, and at times her coworkers came to her
desk and they asked each other for help.
e. Solicitation by the Respondent’s employees
The Respondent’s Code of Business Conduct was effective
March 1, 2003. Regarding solicitation and distribution of mate-
rials, it states as follows:
Solicitation—Solicitations are prohibited during the working
time of either the employee making the solicitation or the em-
ployee who is being solicited. The term “working time” does
not include meal times, break periods, or other times the em-
ployee is not required to be working.
Distribution—Distribution of non-work related literature is
prohibited in work areas at all times. Employees may distrib-
ute literature in non-work areas on non-working time. “Non-
work areas” include places such as lunchrooms, washrooms,
lounges or any other area specifically set aside for non-work
purposes. The distribution of literature in such a manner as to
cause litter on Company premises is prohibited.
Ferrante testified that between August 1 and November,
2003, he saw employees on the work floor selling food and
other items. Specifically, he saw Donald Byrd selling Coca
Cola for his church, and observed Supervisor Edwards buying
it without comment. Edwards denied doing so, adding that he
did not see Byrd selling that beverage. In October, employee
Ingrid Chockwells sold homemade jam which an employee
bought. He also saw Girl Scout cookies and candy being sold,
with candy being sold nearly every 2 weeks. Those sales were
witnessed by Supervisor Marvulli in October. Neither supervi-
sor told the sellers that they could not sell those items on the
work floor. Ferrante was at work at each time he observed these
sales.
McLoughlin stated that in the year encompassing January
2003 to January 2004, he saw employees selling similar items,
and specifically saw employee Will Humphrey selling meals
prepared by his wife for $5 during the last quarter of 2003. In
fact, McLoughlin purchased them during his work time, and
when he was on break. McLoughlin and his son sold candy on
his day off to workers who were then on work time. He ob-
served supervisors on duty at such times, and in fact, he sold
candy to Supervisor Pedrayes and associate director, Christo-
pher Grennan. He was not advised to refrain from this solicita-
tion. He also saw supervisors purchase candles. Neither
Pedrayes nor Grennan contradicted such testimony.
Neubauer testified that he saw employees solicit others in
selling products or in making donations. In the fall of 2003, he
saw employee Christine Johnson selling cookies and candy for
her children, and he made a purchase while on work time.
Nguyen testified that in 2003 he saw employees walking
from cubicle to cubicle, selling and buying products such as
Girl Scout cookies, candy bars, and catalog items on the work
floor. Such solicitation, which occurred while he was on the
phone with customers, occurred once every few months that
year. He specifically stated that he observed Supervisors Crews
and Hahn purchase candy bars from an employee selling them
for her child’s school’s fund-raiser. Crews did not deny any of
the above events. Hahn did not testify.
Nancy Percent, the Respondent’s executive director of hu-
man resources, testified that solicitation is not permitted during
work time in work areas, regardless of the reason for the solici-
tation. She was aware of the employee who delivered lunches
on company time, and she was counseled to stop violating the
no-solicitation policy. Similarly, if an employee’s selling candy
in violation of the policy was brought to management’s atten-
tion, it would be stopped.
On March 10, 2004, Supervisor Marcella Cernaro wrote a
communication time regarding her conversation with employee
Felicia Wooten. Cernaro observed her selling cookies and
candy on the work floor. Wooten explained that she had taken
one-half day vacation to undertake this activity. Cernaro told
her that she could not solicit on the floor during work and/or
work break times or days off. Cernaro warned that any further
violation of the no-solicitation policy would result in further
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
658
disciplinary action. On March 19, associate director, Noreen
Stack, wrote a communication time in which she told employee
Jennifer Zaldivar on February 27 that she could not sell Girl
Scout Cookies in the work area. None of those mentioned in the
two communication times testified at the hearing. It should be
noted that both communication times were written after the
filing of the third amended charge on March 4, 2004, which
alleged, for the first time, that the Respondent “enforced a no-
solicitation policy selectively and disparately whereby the Em-
ployer prohibited union solicitation and permitted nonunion
solicitation.”
2. Analysis and discussion
a. The pronouncement and maintenance of rules
prohibiting solicitation by employees and their
speaking to employees about their discipline and
terms and conditions of employment
The complaint alleges that the Respondent orally announced
a rule prohibiting solicitation in employee work areas and on
break time, and prohibited its employees from discussing their
discipline and terms and conditions of employment with their
coworkers.
As set forth above, Neubauer testified that when he received
the verbal warning on August 28, Smith concluded the meeting
by telling him that this matter was only between them and that
he should “not go onto the floor and talk to any of the co-
workers or the managers or even talk about non related work
issues, including the Union, on the floor.” He further quoted her
as saying that he could not talk about the Union on his break
time, and that “if I did speak to somebody on the floor that” he
could be disciplined or terminated.
Neubauer further testified that when he was given the written
warning on October 8, he was again told by Smith in Nowak’s
presence that he “shouldn’t go on the floor to speak to anybody
about it, [the written warning] employees or managers, because
if I do there could be additional discipline or even [sic] termi-
nated.”
In early October, Supervisor Bigley admittedly told Ferrante
that he received reports that he was soliciting employees to sign
cards, and he advised Ferrante of the no-solicitation policy, and
that he could not solicit employees “in the workplace.” A
communication time dated October 9, set forth above, memori-
alized this message to Ferrante.
I credit Neubauer’s testimony regarding what he was told by
Smith on August 28 and October 8, because such testimony
was not contradicted by Smith, and Nowak did not testify. I
find further support for my finding that the statements were
made since the identical direction was admittedly given to Fer-
rante by Supervisor Bigley, set forth above, that he could not
solicit employees in the workplace. Additional support for my
finding derives from director Blasko’s admission that he ad-
vised Nguyen not to discuss the information he learned while
witnessing Nappi’s termination interview.
Thus, three rules were announced: Employees could not dis-
cuss or solicit for the Union on the work floor or on their break
time, they could not discuss non-related work issues, and they
could not discuss their discipline with their coworkers.
In determining whether the maintenance of certain work
rules violates Section 8(a)(1) of the Act, “the appropriate in-
quiry is whether the rules would reasonably tend to chill em-
ployees in the exercise of their Section 7 rights.” Lafayette Park
Hotel, 326 NLRB 824, 825 (1998). If the rule explicitly re-
stricts activities protected by Section 7, it is unlawful.
“It is well established that employees have the right under
Section 7 to engage in union solicitation on the employer’s
premises during nonwork time, unless the employer can dem-
onstrate the need to limit the exercise of that right in order to
maintain production or discipline. Republic Aviation Corp. v.
NLRB, 324 U.S. 793, 803 (1945). Absent such a justification, a
rule prohibiting employee solicitation which is not by its terms
limited to working time violates Section 8(a)(1) because the
rule explicitly prohibits employee activity that the Board has
found to be protected by Section 7. Lutheran Heritage Village-
Livonia, 343 NLRB 646, 646, 654–655 (2004); Our Way, Inc.,
268 NLRB 394 (1983). “It is axiomatic that merely maintaining
an overly broad rule violates the Act.” Beverly Health & Reha-
bilitation Services, 332 NLRB 347, 349 (2000). The Respon-
dent’s direction that Neubauer not discuss nonrelated work
issues presumably refers to his terms and conditions of em-
ployment.
In deciding whether a rule unlawfully prohibits employee
discussion of discipline or disciplinary investigations, the
Board determines whether the employer’s asserted business
justifications for the prohibition outweighs employees’ Section
7 right to discuss such terms and conditions of employment.
Caesar’s Palace, 336 NLRB 271, 272 (2001).
In Westside Community Mental Health Center, 327 NLRB
661, 666 (1999), the Board held that the respondent maintained
an overly broad confidentiality rule by prohibiting employees
from discussing their discipline with other workers. There was
no proof of a legitimate business justification for the imposition
of this prohibition. The Board held that such a rule “constitutes
a clear restraint on employees’ right to engage in concerted
activities for mutual aid and protection concerning undeniably
significant terms of employment. . . . Early in the history of the
administration of the Act the Board recognized the importance
of freedom of communication to the free exercise of organiza-
tion rights.”
It is important that employees be permitted to communicate
the circumstances of their discipline to their coworkers so that
their colleagues are aware of the nature of discipline being
imposed, how they might avoid such discipline, and matters
which could be raised in their own defense. In Phoenix Transit
System, 337 NLRB 510 (2002), the Board found violative a
confidentiality rule prohibiting employees from discussing their
sexual harassment complaints among themselves. Here, the
Respondent has not offered any business justification for pro-
hibiting Neubauer from discussing his written warning, and
accordingly I find that it violated Section 8(a)(1) of the Act in
doing so.
I accordingly find and conclude that the Respondent’s oral
promulgation of rules during the conversations with Neubauer
on August 28 and October 8 prohibiting union solicitation on
the work floor and on employees’ break time, prohibiting em-
ployees from discussing nonrelated work issues, and prohibit-
VERIZON WIRELESS
659
ing them from discussing their discipline, as set forth above,
were overly broad, and violated employees’ Section 7 rights in
violation of Section 8(a)(1) of the Act.
b. The warnings to Neubauer
The complaint alleges that on August 28 and October 8,
2003, the Respondent selectively and disparately enforced its
no-solicitation rule by applying it only against employees en-
gaged in union activities, and by prohibiting union solicitation
while permitting nonunion solicitation. The complaint alleges
that the warnings given to Neubauer on August 28, October 8,
2003, and March 25, 2004, violated the Act in that they were
issued (a) pursuant to the Respondent’s unlawful application of
its no-solicitation clause and (b) because of Neubauer’s support
of the Union.
The complaint does not allege that the Respondent’s no-
solicitation clause is unlawful. It is a facially lawful clause.
What is alleged, however, is that in oral and written warnings to
Neubauer, the rule was set forth in such a way as to be unlaw-
ful, and that the rule was selectively applied to prohibit union
solicitation while permitting nonunion solicitation.
I find that although the Respondent’s no-solicitation policy
was facially valid, it was disparately applied by enforcing it
against union solicitation, and not against other types of solici-
tation.
Solicitations not involving the Union were frequent, wide-
spread, openly conducted, but did not result in any discipline.
Thus, as set forth above, various food items were sold to em-
ployees and supervisors on the work floor who were at work at
the time. Those supervisors who testified did not deny that such
sales took place, with the exception of Edwards, who denied
seeing a sale attributed to him, and Percent who testified that
she counseled one employee not to sell food items.
The only documented instance of management’s awareness
of such sales were two communication times which were writ-
ten only after a charge was filed alleging that the no-solicitation
clause was “selectively and disparately enforced.” No disci-
pline was issued relating to those two incidents. In contrast,
Neubauer was issued a verbal warning on August 28, and writ-
ten warnings on October 8, 2003, and March 25, 2004, for en-
gaging in solicitation in behalf of the Union. Proof that the
Respondent enforced its no-solicitation policy after the Union
filed its charge concerning this matter does not negate a finding
that the warnings, when issued, constituted disparate enforce-
ment of the policy.
It must be noted in this context that the brief interruptions in
work, if there were any, due to Neubauer’s conversations with
his coworkers consumed much less time than the presentation
of food items for sale, their examination and their purchase by
employees.
The Board has held that an employer violates Section 8(a)(3)
of the Act by issuing disciplinary warnings to employees for
violations of its no-solicitation rule in the context of a union
organizing campaign and in a manner disparate from past prac-
tices. The discipline of an employee for violating a no-
solicitation rule by engaging in union activity violates Section
8(a)(3) of the Act when the discipline amounts to disparate
enforcement of the rule. Discipline based on such disparate
treatment may be found to be motivated by union animus.
Promedica Health Systems, 343 NLRB 1351, 1363, 1382
(2004); Clinton Electronics Corp., 332 NLRB 479 (2000).
In ITT Industries, 331 NLRB 4 (2000), enf. 251 F.3d 995,
1006 (D.C. Cir. 2001), the Board stated that “it is well estab-
lished that where an employer forbids employees to discuss
unionization on work time but permits discussion of other sub-
jects unrelated to work, the disparate rule is itself unlawful.”
The Board noted that, notwithstanding the existence of a fa-
cially valid no-solicitation rule, the employer permitted em-
ployees and managers to engage in discussion and solicitation
on the production floor. As occurred here, when certain em-
ployees complained about an employee’s union solicitation, the
employee was issued a warning not to engage in any discussion
of the union with any employee on the floor. The Board found
that the warning constituted disparate treatment, and violated
the employee’s statutory rights.
Neubauer was an open and active union supporter. The
warnings that he was issued on August 28, October 8, 2003,
and March 25, 2004, related to his solicitation in behalf of the
Union, and were motivated by union animus inasmuch as he
was disciplined for engaging in union solicitation, while others
engaging in other types of solicitations were not disciplined.
The warnings related to his solicitations were inextricably inter-
twined with the warnings regarding his conversations with
Hilton and Rivieccio. Accordingly, his activities in behalf of
the Union were the motivating factor in the discipline given to
him.
The August 28 verbal warning issued to Neubauer was based
on a complaint made by Hilton concerning his attempt to have
her sign a card for the Union. An employee’s effort to persuade
another employee to sign a union authorization card is activity
that the Act protects. Such activity may lose that protection if
the activity is “sufficiently abusive or threatening.” However,
improperly limiting a soliciting employee’s activity results in
limiting an activity that is “central to the purposes of the Act.”
Patrick Industries, 318 NLRB 245, 248 (1995).
Although official Smith told Neubauer that Hilton com-
plained that he was “harassing” her, Hilton expressly denied
that she believed that he was harassing her. Nor did she testify
that she told Smith that Neubauer was harassing her. She stated
that she told Smith only that she found his conduct “annoying”
and wanted it to cease. While it is true that Hilton brought her
concerns to her supervisors and the investigation into the com-
plaint was prompted by Hilton, it is equally clear that Smith
embellished and exaggerated Hilton’s report by incorrectly
accusing Neubauer of harassing Hilton.
The Respondent asserts that it disciplined Neubauer because
of its good-faith belief that he engaged in improper conduct.
But there is nothing in Neubauer’s conduct which was prohib-
ited by the Respondent’s Code of Business Conduct. He did not
harass, threaten or intimidate Hilton. Rather, the warnings were
based on solicitations which were clearly protected activity.
Neubauer did nothing which would forfeit the protection of the
Act. Hilton’s subjective reaction to his solicitation, simply that
she was “annoyed,” cannot deprive him of that protection. In
addition, when Hilton first complained about Neubauer’s con-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
660
duct, director of customer service Collins said that it was not a
company issue at that point.
The Respondent has not shown that it would have issued the
three warnings to Neubauer even if his solicitation of Hilton
had not been in behalf of the Union. Thus, there is no evidence
that he said or did anything that could reasonably be interpreted
as “harassment,” as alleged by the Respondent. He simply
spoke to her about the Union and asked her to sign a card for it.
He made no verbal threats or threatening gestures. Although
Hilton testified that she was annoyed by his frequent solicita-
tions, there was no showing that she feared that he would be
violent. It was the Respondent’s supervisor who asserted that
Neubauer “harassed” her. In fact, Hilton expressly denied being
harassed by Neubauer. Even if Hilton believed that she was
harassed, the Board has held that an employee’s subjective
belief that union solicitation constitutes harassment cannot,
without more, deprive that solicitation of the protection of the
Act. Nicholas County Health Care Center, 331 NLRB 970,
982–983 (2000).
“Although an employer may lawfully discipline an employee
for making prounion (or antiunion) statements that threaten
fellow employees (for example, with physical harm), an em-
ployer may not lawfully discipline an employee for making
prounion (or antiunion) statements that merely cause another
employee to feel uncomfortable.” Chartwells, Chartwells,
Compass Group, USA, Inc., 324 NLRB 1155, 1157 (2004), or
“annoyed.” Alpine Log Homes, 335 NLRB 885, 894–895
2001); RCN Corp., 333 NLRB 295, 300 (2001). Union solicita-
tions do not lose their protection simply because a solicited
employee is the subject of persistent solicitation and feels
“bothered,” harassed” or “abused” by them. Frazier Industries,
Co., 328 NLRB 717, 718–719 (1999).
Similarly, the October 8 warning issued to Neubauer in-
volved his solicitation for the Union and his making “inappro-
priate and insubordinate remarks” to coworker Rivas about his
former supervisor, referring to her as “that bitch,” and another
alleged remark that he asked Rivieccio to show his e-mail,
which discussed the Respondent’s attitude toward the Union, to
her “fucking supervisors.”
Rivas did not testify, but Rivieccio testified that Neubauer
did tell her to show his e-mail to her “fucking supervisors.”
Rivieccio, too, found his approach “annoying,” but made no
complaint to her supervisor about it. Rather, she loudly asked
him to leave, but then in order to “cover” herself for uttering a
loud rebuke, explained to supervisor Armstrong that she was
“tired” of his conversations about the Union. Rivieccio insisted
to her supervisor that Neubauer’s conduct did not bother her
and she was not making a complaint. Although Supervisor
Collins assured her that nothing would be done about it, never-
theless Neubauer received a written warning for his conduct.
The written warnings issued to Neubauer on October 8,
2003, and March 25, 2004, stated that his use of “offensive
language” violated the Code of Conduct, specifically his use of
“inappropriate and insubordinate remarks” about his former
supervisor. Obscene language, of the type used by Neubauer in
these conversations, is apparently not uncommon in the Re-
spondent’s workplace, as set forth above. The remark about his
supervisor was not made to the supervisor, but to Rivieccio,
who was not offended by Neubauer’s use of the obscenity.
Fieldcrest Cannon, Inc., 318 NLRB 470, 544 (1995); Meco
Corp., 304 NLRB 331, 333, 335 (1991).
The e-mail referred to by Neubauer while making the com-
ment about the supervisor, related to his response to the Re-
spondent’s assessment of its recent contract with technicians,
and thus constituted protected activity. The obscenity, uttered
in connection with his protected activity of handing a copy of
his response to Rivieccio, could hardly be considered unpro-
tected, particularly where she was not offended by it.
Accordingly, I find that the three warnings issued to
Neubauer on August 28, October 8, 2003, and March 25, 2004,
violated the Act because they constituted disparate enforcement
of the solicitation policy and because they were motivated by
union animus. I cannot find that the Respondent would have
issued the warnings in the absence of Neubauer’s activities in
behalf of the Union. Each warning related in some way to his
Union activity—the solicitation of employees, and his response
to the Respondent’s e-mail concerning the Union. Wright Line,
above.
The Respondent argues that its withdrawal of the October 8
written warning requires that the allegation relating to that
warning and the prior August 28 verbal warning be dismissed.
As set forth above, on March 25, 2004, a revised warning was
issued to Neubauer which omitted any reference to the two
prior warnings relating to solicitation.
In order to effectively negate a prior unlawful statement, a
subsequent clarification must, inter alia, be timely and unam-
biguous, must specifically disavow the prior coercive state-
ment, and must be accompanied by assurances against future
interference with employees’ Section 7 rights. President Riv-
erboat Casinos of Missouri, 329 NLRB 77, 78 (1999).
I find that the Respondent’s omission of Neubauer’s prior
warnings from the reissued March 25 warning did not effec-
tively repudiate them. First, the purported repudiation was not
timely. It was issued 5-1/2 months after the October 8 warning
and more than 7 months after the August 28 warning.13 It was
not unambiguous. The March 25 warning did not specifically
state that by its issuance it was expressly withdrawing those
parts of the prior warnings relating to Neubauer’s solicitation of
employees. Nor did it specifically disavow the previous warn-
ings, or give Neubauer any assurance that the Respondent
would not interfere with his Section 7 rights thereafter.
D. Thai Nguyen
1. The facts concerning Nguyen’s employment
and discharge
Thai Nguyen began work in August 2002 as a customer ser-
vice representative, and was discharged on January 12, 2004,
for lateness. He was an active supporter of the Union, which
had begun its organizing drive before he was hired. In April or
May 2003, he spoke to his coworkers about the benefits of the
Union, and about 1 month later he began wearing a union T-
13 An attempted repudiation more than 5 months after the issuance of
unlawful no-solicitation instructions was deemed untimely. Red Arrow
Freight Lines, 289 NLRB 227 fn. 1 (1988).
VERIZON WIRELESS
661
shirt which he wore about every other Friday from May or June
2003 until mid-October, 2003.14 Nguyen signed three union
cards—in March 2003, August 22, 2003, and October 20, 2003,
in the parking lot of the Respondent’s premises.
Nguyen also distributed union literature in the Respondent’s
parking lot, and solicited employees to sign cards for the Union
from April or May 2003 to mid-October 2003, in the parking
lot or cafeteria during their breaks. In June or July 2003, he
participated in a union video with coworkers Neubauer and
Nappi which was filmed behind the Respondent’s building. In
the video, Nguyen mentioned that the Union was needed in
order to obtain better salaries and benefits, and to have a voice
in Respondent’s policies which affect the workers.
Nguyen received numerous commendations for his work and
compliments from his supervisor, Crews, some received after
he began organizing in behalf of the Union.
Nguyen received a number of warnings for lateness prior to
the new lateness policy of April 1, 2003, which defined lateness
as being tardy in excess of 5 minutes. Under the prior policy, an
employee was late if he was tardy in excess of 1 minute:
(a)
Verbal warning issued on February 1, 2003 for four
latenesses, one of which was for four minutes, and
two of which, for 90 and 119 minutes, Nguyen ques-
tioned because he made up the time at the end of the
day, and therefore believed that they were excused.
(b)
Written warning issued on March 17, 2003 for five
latenesses, four of which were for latenesses of one
or two minutes.
Under the new policy effective April 1, 2003, the March 17
written warning would expire 6 months after its issuance, or in
September 2003, if he had not had any further lateness occur-
rences by then. However, he was late again in July 2003.
Associate director of customer service, Blasko, testified that
he spoke to Nguyen in July concerning two latenesses that
month. Blasko told him that he could issue a final written warn-
ing, but did not want to because it would prevent him from
obtaining career opportunities with the Respondent. He warned
Nguyen that if he was late again, he would receive a final writ-
ten warning.
Nguyen received a final written warning for lateness dated
August 12, 2003.15 At a meeting with Crews and Blasko,
Nguyen disagreed with the warning because the warning letter
listed nine latenesses of 1 or 2 minutes, and he claimed that the
clock used to record his arrival time was inaccurate, being off
by 1 or 2 minutes. In any event, those latenesses would not
count as lateness occurrences since they were less than 5 min-
utes.16 Nevertheless, three latenesses set forth in the warning—
14 He testified later that he wore the shirt on every “Casual Friday.”
The record is not clear whether such an event occurs every Friday.
15 A final written warning dated August 8 was apparently replaced
by one dated August 12. The August 8 warning contained two alleged
latenesses, June 3 and June 5, which were withdrawn and not included
in the August 12 warning. They were apparently for lateness for over-
time work, which does not count toward a lateness under the attendance
policy.
16 In this connection, Crews stated that the time displayed on the
computer terminal differed by about 1 minute from the time on the
2 for 6 minutes and one for 7 minutes on August 7, violated the
Respondent’s policy on lateness. That policy, effective on April
1, 2003, defines lateness as being in excess of 5 minutes. The
warning stated that Nguyen’s next lateness “will result in fur-
ther disciplinary action up to and including separation from
Verizon Wireless payroll.” The warning further stated that he
was eligible to apply for leave under FMLA or could request
help from the Employee Assistance Program.
On August 25, 2003, Nguyen was 19 minutes late due to
highway construction. When he arrived, he told Crews why he
was late. He testified that Crews said that she was aware of the
construction, and also said that his lateness would not be a
problem, or “it would be okay” as long as he made up the time
at the end of the day, which he did. His e-mail to Crews stated
that he was late due to highway construction, and stated that he
would make up the time. Crews stated that after she received
his e-mail, she called in an “exception,” and later told him that
he should have left his residence earlier. She denied telling him
that his lateness was excused or that it would not be a problem
as long as he made up the time.
Nancy Percent, the Respondent’s executive director of hu-
man resources, testified that upon being advised of the August
25 lateness, her assistant showed her the final written warning
dated August 12, and recommended that Nguyen be terminated
upon his August 25 lateness, which is permitted if the employee
is late following his final written warning. She concluded that
the reason for the August 25 lateness, highway construction,
was not “compelling.”
However, Percent further testified that managers have at
times excused employees for being stuck in traffic, but such an
action typically occurs regarding a “known traffic jam or some-
thing extenuating.”
Percent was “reluctant” to terminate Nguyen at that time.
She examined his prior attendance record, and observed that his
latenesses, which took place in 5 of the past 6 months, were not
“egregious”—only 7 to 8 minutes. She stated that it was “not
uncommon” to give an employee extra chances at that point
even if they had been issued a final written warning. She also
believed that she had to be “careful” and “extra sensitive” in
making sure the termination would be lawful inasmuch as
Nguyen, an Asian, was in a “protected” class, and had been
observed wearing a union shirt, and she did not want to violate
the law by unlawfully discharging an employee based on his
protected status. Accordingly, Percent decided to give Nguyen
an extra chance, and recommended that he be given a second
final written warning. Accordingly, a second final written
warning, dated August 28, based on the August 25 lateness,
was given to Nguyen.
That warning was given to Nguyen by Blasko on September
2. The warning was based on the August 25 lateness. At their
meeting, according to Nguyen, Blasko told him that Crews’
comment that his lateness was not a problem “did not matter.”
Blasko testified that he told Nguyen that he could be terminated
now, but that management decided to reissue the final written
aspect reader board and the aspect phone system, but that discrepancy
did not affect his late arrival to work.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
662
warning, but it was not excusing the August 25 lateness. Blasko
denied that Nguyen told him that Crews excused that lateness.
It is the Respondent’s argument that although Nguyen was
permitted to make up the time on August 25 that he was late
that day, the lateness was not excused, and in fact he was
marked 19 minutes late for that tardiness. Accordingly, Nguyen
received a second final written warning dated August 28 for the
August 25 lateness. That warning listed the prior three late-
nesses exceeding 6 minutes.
Thereafter, from mid October 2003 to January 1, 2004,
Nguyen did not engage in any activities on behalf of the Union,
including wearing a union shirt because he was told by a union
agent that he should “lay low,” allegedly because of some
agreement between the Respondent and the Union. On January
2, he resumed wearing a union shirt because he believed that
with the start of a new year he should resume speaking with
employees about the Union’s benefits.
On October 31, Nguyen was 7 minutes late, and customer
service management requested that he be reviewed for termina-
tion. Blasko testified that Supervisor Crews told him that
Nguyen said he was late because he switched his shift that day
with another worker. Percent reviewed his total lateness record,
and decided not to terminate him since his latest lateness was
only 7 minutes, and it had been 2 months since he was late
prior to that. She wanted to give him “the benefit of the doubt,”
and “every opportunity to turn it around and change the pat-
tern.” Accordingly, Percent decided to give him another
chance.
Nguyen was also late on December 29 because employee
Edward Gerwin, who picked him up and drove him to work,
forgot to do so. Nguyen was scheduled to begin work at 11:30
a.m., but he clocked in at 11:44 that morning. Upon his arrival,
he told Crews that Gerwin failed to pick him up on time, and
according to Nguyen she said that as long as he made up the
time that day, it was “okay” and it “would not be held against
me.” Gerwin testified that he spoke to Crews and apologized
for failing to pick up Nguyen on time. He stated that, although
he could not remember her exact words, he believed that
Nguyen’s lateness would be “excused.” Crews denied excusing
the lateness.
That evening, Nguyen sent an e-mail to Crews, asking her to
“call in an exception” because he would be working 15 minutes
after his shift “to make up the time from this morning.” Crews’
e-mail reply stated that she was sorry to hear that he was late,
and that she called in the exception “for the make up time.”
While acknowledging at hearing that Crews’ reply did not state
that his lateness was excused, Nguyen insisted that a supervi-
sor’s calling in an exception means that his lateness was ex-
cused, but Crews testified that in notifying resource manage-
ment of the exception she did not intend to excuse his lateness,
and denied telling Nguyen that she had done so.
Blasko became aware of this newest lateness, and reviewed
Nguyen’s complete record with the human resources depart-
ment, and it was again requested that he be reviewed for termi-
nation. On January 6, 2004, Laurie Severino, the associate di-
rector for human resources, sent an e-mail to associate director
of human resources, Annette Lowther, requesting his lateness
record, adding that as to the most recent lateness, she knew that
he was being driven to work, “however ultimately it is his re-
sponsibility for being there on time.” Severino sent another e-
mail to Lowther and Percent, saying, “unless this lateness was
weather related, not sure why we would give him another
chance . . . would be interested in the feedback from [company
attorney]. Has he had any [less than 5 minute [latenesses] from
the time we issued his 2nd [final written warning]? I want to be
mindful of our thought process as I [terminate] for the other
locations.” Lowther sent an e-mail to Percent, essentially as
follows, which set forth Nguyen’s lateness record:
Written warning on 3/17/03.
Transitioned [moved on to the new lateness policy] on
4/1/03 on a written warning.
Late 3 times over 5 minutes) 7/7/03; 7/14/03; 8/7/03.
Late 9 times under 5 minutes from April through Au-
gust 7.17
Issued a final written warning on 8/12/03.
Late 19 minutes on 8/25. Issued a second final written
warning.
Late 7 minutes on 10/31.
Late 14 minutes on 12/29.
It should be noted that under the new lateness policy which
became effective on April 1, 2003, following a written warning,
the employee is given one “free” lateness, and upon the second
lateness may be issued a final written warning. As set forth
above, Nguyen could have been issued a final written warning
upon his lateness of July 14. Instead, he was issued the final
written warning only upon his lateness of August 7. In addition,
upon the next lateness, he is reviewed for termination and could
be dismissed. As set forth above, he could have been termi-
nated for his lateness of August 25. Instead, he was issued a
second final written warning. He could also have been fired
upon his next lateness on October 31, but he was not. Finally,
he was discharged upon his final lateness of December 29.
Lowther testified that Blasko told her in late December, that
Nguyen was late again and had been recommended for termina-
tion. Lowther asked Blasko to review the matter with director
of customer service Collins. In early January, Collins told Low-
ther than she agreed with Blasko’s recommendation for termi-
nation in that Nguyen received two final written warnings, and
was late twice thereafter, in contrast with others who had been
terminated in the past month who had received less lenient
treatment.
Lowther then reviewed Nguyen’s entire disciplinary re-
cord—including his latenesess, absences, and a final written
warning in early 2003 concerning his confrontation with a su-
pervisor.
Percent asked Lowther to take an “extra step” and give her
examples of employees who had been terminated in the last 2 to
3 months so that a decision to terminate Nguyen would be “ab-
solutely clean and consistent”—“butt them up against
Nguyen”—with recent discharges.
17 Although a lateness less than 5 minutes does not count against the
employee, Percent testified that this could be considered a “pattern of
lateness,” and she considered that in deciding to terminate Nguyen.
VERIZON WIRELESS
663
Lowther reviewed the final disciplinary records of four em-
ployees, Barbara Lolagne, Katia Muehl, Kalisha Ross, and Julia
Sierra all of whom, except Sierra, were terminated in December
2003. Lowther asked human resources consultant, Akbar, to
obtain the records for those specific employees. None had en-
gaged in union activity, but all were female, two were African
American, and one was Hispanic. The records revealed:
(a) Barbara Lolagne—received a verbal warning, and
then a written warning after four more latenesses. She re-
ceived a final written warning for a 62 minute lateness,
and then terminated after a further 12 minute lateness. She
was given two extra chances beyond policy between the
verbal and written warning.
(b) Katia Muehl—received a written warning after five
latenesses, and a final written warning after an 87 minute
lateness. She was terminated after a further lateness of 8
minutes due to a flood in her home. She received one extra
chance beyond policy.
(c) Kalisha Ross—received a written warning for a 78
minute lateness. She received a final written warning after
three additional latenesses, including a 46 minute lateness,
and was late again for 47 minutes. She resigned in lieu of
termination. She was given one extra chance beyond pol-
icy, which was before she received the final written warn-
ing.
(d) Julia Sierra—received a written warning after be-
ing late four times. She received a final written warning
[on December 12, 2003] after being late two times. She
was late again but termination was not pursued because it
was a lateness of only five minutes. She was late again, for
35 minutes because her car broke down. She was then
terminated. She was given two extra chances beyond pol-
icy, two before the final written warning, and one after it,
partly because she had a “personal issue” that management
was aware of, and worked with her regarding it. When Si-
erra’s record was being reviewed, she had not yet been
terminated, but was being reviewed for termination.18
Lowther either sent this summary to Percent, or reviewed it
with her before January 12, the date Nguyen was terminated.
Lowther also testified that her mandate as associate director of
human resources is to ensure that employees are treated fairly
and consistently, according to the law. Lowther testified that it
is extremely important that customer service representatives be
at work according to their schedules since employee lateness
may cause customer calls to be taken in a less than timely man-
ner. Lowther recommended to Percent that Nguyen be termi-
nated, noting that he had received more lenient treatment than
the four other workers who had been terminated.
In reviewing the matter with Percent or with in-house coun-
sel Celeste Como, Lowther mentioned Nguyen’s union activity,
18 The Union disputes Sierra’s record, as testified by the Respon-
dent’s witnesses. According to GC Exh. 51(a), Sierra was issued a final
written warning on June 2, 2003, had seven latenesses thereafter, but
received only a written warning on October 12. In testimony concern-
ing Sierra, that final written warning was not mentioned. Accordingly,
the Union argues that the June 2, 2003 final written warning was “ig-
nored.”
which she noted, was similar to an employee being in a pro-
tected class. In fact, in early January, Lowther was aware that
Board charges were then pending against the Respondent, but
not involving Nguyen. She stated that it made her more cau-
tious in ensuring that Nguyen’s case was being carefully re-
viewed.
Percent testified that she decided to terminate Nguyen be-
cause he was unreliable or he demonstrated a pattern of being
unreliable. She noted that management had tried to “work with”
Nguyen by giving him extra chances, but she concluded that his
overall record of reliability was poor, and the last incident of
lateness was “not compelling enough” to warrant another
chance. She reasoned that Nguyen was required to arrive at
work on time regardless of whether the person he rides with
mistakenly picked him up late.
Percent also considered that Nguyen had been given four ex-
tra chances beyond what was permitted under the disciplinary
policy. Thus, after he received a written warning he could have
received a final written warning after being late two times, but
he received the final written warning after being late three
times. In addition, he could have been terminated the first time
he was late after his first final written warning of August 12.
Instead, he was given a second final written warning for the
August 25 lateness. He also could have been terminated upon
his October 31 lateness after the second final written warning,
but was not. Instead, he was terminated only after he was late
again on December 29.
On January 12, 2004, Nguyen was discharged for lateness.
At his termination interview with Blasko and Crews, Blasko
reviewed with him the fact that he had received a final written
warning in August for lateness, discussed above, and that he
was late on October 31 and December 29, as set forth above.
Blasko and Crews stated that Blasko reviewed all the latenesses
with Nguyen, who refused to look at the backup reports.
Nguyen said that he did not agree with a couple of the late-
nesses, and denied being late on October 31, because he did not
recall switching his shift. Nor did he recall being late on August
25, but he did not claim that he was excused for any of the late-
nesses Blasko reviewed with him. Instead, Nguyen claimed that
the Respondent did not “consistently” apply its lateness policy,
stating that other, unnamed employees did not receive warnings
for lateness. Blasko denied that Nguyen claimed that he was
being fired for union activity.
Nguyen testified that he told Blasko that he did not recall be-
ing late on October 31 because he had traded shifts with an-
other employee so that he could work 8 a.m. to 5 p.m. He told
Blasko that his wife drove him to work that day and he began
work at 8 a.m. At hearing, Nguyen claimed that he logged in
before 8 a.m., and began work at 8 a.m. In fact, however, the
phone record shows that he logged in at 8:07 a.m. Regarding
the December 29 lateness, Nguyen told Blasko that Crews had
excused his lateness. Blasko replied that whatever Crews told
him was irrelevant because it was his final decision to dis-
charge Nguyen for lateness. Nguyen protested that he believed
that he was being fired for his union activities, but Blasko reit-
erated that “excessive lateness” was the reason for the termina-
tion.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
664
Lowther stated that, other than Nguyen, she was not aware of
any other employee who received two final written warnings
for lateness, and then was late twice thereafter without being
terminated.
Perecent denied that Nguyen’s union activity played any part
in the decision to terminate him. Neither Lowther nor Crews
were aware that he appeared in a union video, and neither saw
that video. Nevertheless, Lowther was aware, from Nguyen’s
supervisors, that he believed that unions were a “good idea”
which was a view that he openly expressed through his wearing
a union shirt. Crews admitted having two conversations in
April 2003 with Nguyen about the Union.
In addition to latenesses, Nguyen had been absent on about
five occasions from November 2002 to March 21, 2003, and
received verbal, written and final written warnings for absen-
teeism. His 2002 performance appraisal stated that develop-
ment was needed in the area of attendance.
The General Counsel argues that records of other employees,
which were not reviewed by Lowther prior to Nguyen’s termi-
nation, reveal that Nguyen was subject to disparate treatment
inasmuch as certain of their absences were excused, and others
were late more often than Nguyen without having been termi-
nated. The Respondent asserts that those records are irrelevant
inasmuch as they were not reviewed by the decision-makers
who determined to discharge Nguyen.
2. Excused latenesses
There was much testimony concerning excused latenesses.
As set forth above, Nguyen claimed that certain of his late-
nesses were excused by Crews, and she denied excusing them.
At one time, according to Blasko, with the implementation of
the new attendance policy on April 1, 2003, supervisors were
given the authority to excuse latenesses. However, a few
months later, they were told that, in order to “maintain consis-
tency in the department,” such excused latenesses must be done
through the associate directors.
Blasko identified an exception as a term used by the supervi-
sor in making the resource management team aware that an
employee was not adhering to his schedule that day. That is
done because the work force communications center manages
the call volume by the second each day, and must know
whether the employee is on his phone. If an employee arrives
late without prior approval, the supervisor calls in an exception.
Blasko said that an exception is unrelated to an employee being
excused for the lateness. Also, if an employee is off-line, due to
a meeting, an exception must be called in so that management
is aware that his phone would not be in operation during that
time. Blasko stated that an employee could be disciplined for a
lateness for which the supervisor called in an exception.
Blasko also stated that if an employee is late, his supervisor
may permit him to stay late at the end of his shift to make up
the time, but such permission does not excuse the lateness.
Crews stated that if an employee comes in late due to a traffic
accident, she permits the worker to make up the time at the end
of the day, so that they are paid for their full shift. If they do not
make up the time, they are not paid.
Generally, according to supervisors who testified, a lateness
may be excused if many employees in the call center were im-
pacted, such as a highway accident which blocks traffic, or in
cases of extreme weather.
Specific examples of individual employees whose latenesses
were excused included employee Ulondia Irvin, who advised
Supervisor Armstrong on September 5, 2003, that she may be
late on September 8 due to a child-care matter. A memo re-
corded that her 24 minute lateness on September 8 was “ex-
cused as an exception due to her childcare issues.” However,
Armstrong testified that she excused the lateness as a “cour-
tesy,” and not as an “exception” as the term is used by resource
management. Armstrong also gave an example of an excused
lateness where an employee spoke with her when her shift be-
gan, causing her to sign in late.
Employee Suzanne Bouchard received an award in Septem-
ber 2003, which permitted her to park in a reserved space for 1
month. She was late to work several times because another
vehicle was parked in her space. Her latenesses were excused
because they were not caused by her actions. The General
Counsel argues, in this regard, that Nguyen’s final lateness was
also not caused by his own actions in that his carpool driver
Gerwin failed to pick him up on time. However, the Respon-
dent legitimately discounted that reason since ultimately it was
Nguyen’s responsibility to arrive on time. In Bouchard’s case,
she would have been on time but for another employee’s taking
her reserved parking space.
On October 31, 2003, employee Katia Muehl arrived at work
on time with her children because her child care person had not
come to her home. Armstrong permitted Muehl to leave work
to take the children to a family member and return to work, and
excused her 2-hour latneess. It should be noted that although
these supervisors approved the latenesses, authority may have
been received from the associate directors.
As set forth above, Nguyen claimed that as long as he made
up the time by working later on a day he arrived late, the late-
ness would be excused. In support of this testimony, Katia
Muehl was 14 minutes late on September 23, 2003, due to
highway flooding. She worked 19 minutes later that evening.
Her supervisor, Rigo Villafuerte, issued a written warning on
October 29, which expressly stated that her lateness of Septem-
ber 23 was excused.19 Accordingly, I cannot accept Villa-
fuerte’s testimony that that lateness was not excused, or the
implication that because the lateness was listed on an occur-
rence log it was not excused. All latenesses, even those which
do not count toward discipline, are listed on the log. Thus, that
log listed latenesses of 1 minute even though they do not count
as a lateness occurrence under the policy in effect at that time.
He further stated that a lateness is not excused because the
worker made up the time by remaining at work later. But in any
event, that lateness may have been excused pursuant to the
general policy of excusing latenesses caused by highway condi-
tions affecting many workers, so it is of little help to Nguyen.
Muehl was also 78 minutes late on September 25. Her occur-
rence log states that that lateness was excused by Armstrong.
At hearing, Armstrong did not recall excusing that lateness.
Employee Brian Mackle was seven minutes late on Novem-
ber 12, 2003. A notation on his occurrence log stated that the
19 R. Exh. 39(g).
VERIZON WIRELESS
665
lateness was “excused—parking lot incident.” Thomakos testi-
fied that Mackle either was in an accident in the lot or was in-
volved in an argument about a parking space at that time.
3. Analysis and discussion
Pursuant to Wright Line, the General Counsel has proven
that Nguyen engaged in activity in behalf of the Union. Such
activity included signing cards for the Union, speaking to co-
workers about its benefits and soliciting them to sign cards for
it, appearing in a union video, and wearing a union T-shirt for 4
months in 2003, and then again in early January 2004 shortly
before his discharge. His union activity was well known to the
Respondent from the supervisor level to the highest echelon at
the call center. Thus, Supervisor Crews, and director of the call
center, Caroline Collins, saw him wearing the T-shirt, and those
deciding to discharge him, Lowther and Percent, were aware of
his support of the Union.
I have found, above, that union animus has been proven in
that the Respondent committed violations of the Act in the oral
promulgation of rules prohibiting solicitation on the work floor
and on break time and in speaking to employees concerning
discipline and working conditions, in the Respondent’s warn-
ings to Neubauer concerning his solicitation of employees, and
in enforcing its no-solicitation clause in a disparate manner so
as to prohibit union, but not other solicitations.
However, the facts as set forth above, do not permit me to
find that the Respondent’s animus toward the Union was a
motivating factor in its discharge of Nguyen. If it had such
animus, it could have discharged him when he began wearing
the union T-shirt, or when it became known that he solicited in
behalf of the Union. In addition, it could have terminated him at
the first opportunity it could have for lateness. It did not do so.
His union activities were well known for many months prior to
his discharge, yet no improper disciplinary actions were taken
against him at any time. In addition, he was given numerous
awards and commendations notwithstanding his contemporane-
ous support for the Union. The Respondent also withheld dis-
charging him when it could have done so in accordance with its
lateness policy.
I accordingly find that the Respondent was not motivated by
union animus in discharging Nguyen, and even if such motiva-
tion was found, I conclude that the Respondent would have
discharged him even in the absence of his union activities.
Wright Line.
Thus, as set forth above, Nyguen was late numerous times,
and was not treated more harshly than the Respondent’s late-
ness policy permitted, and was not even subject to the letter of
that policy. Rather, certain latenesses were overlooked and not
made the basis of discipline although they could have been. It
has been noted above that Nguyen could have been issued a
final written warning upon his lateness of July 14. Instead, he
was issued a final written warning only upon his lateness of
August 7. In addition, he could have been dismissed upon his
next lateness of August 25. Instead, he was issued a second
final written warning. He could also have been fired upon his
next lateness on October 31, but he was not. He was discharged
upon his final lateness of December 29. These instances of
extra chances being given demonstrates that Nguyen was (a)
not treated in a discriminatory fashion and (b) properly dis-
charged.
It simply has not been proven that the latenesses which
Nguyen claimed to have been excused for, were in fact excused
by Crews. There was no credible evidence that by calling in an
“exception,” Nguyen’s latenesses were excused. Rather, credi-
ble evidence was presented that excused latenesses were usu-
ally made for extenuating circumstances which did not encom-
pass the reasons for Nguyen’s lateness.
In this regard, I agree with the General Counsel that there are
certain instances of excused latenesses in the record which are
not explained, and may have included situations where individ-
ual employees were excused because of personal, singular
situations, which did not involve highway incidents affecting
many workers or in cases of extreme weather. However, the
vast majority of excused latenesses cited by the General Coun-
sel in her brief involved highway issues, weather problems and
vehicle accidents.
The Union argues, and the record establishes that employee
Lovely Woods was treated more leniently in certain respects
than Nguyen. (GC Exh. 49.) For example, Woods’ final written
warning for lateness was due to expire on August 11, 2003, but
she was late on June 16, which should have prevented that
warning from expiring. She was late thereafter on September
10, 22, 23, October 19, and December 2, 8, and 17, and re-
ceived only a written warning for her lateness on December 17.
Pursuant to the Respondent’s policy, she should have been
terminated for lateness after her final written warning.
The Union also argues that Nguyen was treated in a disparate
manner under the old lateness policy which was in effect prior
to April 1, 2003. Specifically, the Union argues that he was
transitioned onto the new policy on a written warning, whereas
that warning was issued when he had fewer latenesses than
other employees who did not receive a written warning. How-
ever, if he was treated in an inconsistent manner at that time, it
was clearly not because of his union activities. His activities in
behalf of the Union did not begin, according to his testimony,
until sometime in April or May 2003, when he spoke to his
coworkers about the benefits of the Union, and only in May or
June did his activities become open and notorious when he
began wearing a union T-shirt.
The Respondent’s officials examined the records of three
employees who were discharged in the month prior to
Nguyen’s being reviewed for termination in order to be certain
that his discharge was consistent with theirs. It is appropriate
that their records be examined from the period following their
receipt of a written warning inasmuch as Nguyen became sub-
ject to the new lateness policy with a written warning. Their
records disclose the following:
Barbara Lolagne was issued a written warning on October
23, 2003. Thereafter, she was 62 minutes late, and given a final
written warning on November 6. According to the Respon-
dent’s policy, where a lateness is more than 60 minutes, disci-
pline may be accelerated to the next level. Accordingly, instead
of being given one “free” lateness after the written warning,
Lolagne was accelerated to the next level of discipline, final
written warning, after her 62 minute lateness. On November 17
she was late again and was terminated.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
666
Katia Muehl received a written warning on October 29.
Thereafter, she was 87 minutes late on November 1 and was
given a final written warning. The same acceleration applied to
Muehl as to Lolagne, above. Thereafter, she was 8 minutes late,
and was terminated.
Thus, Lolagne and Muehl were treated strictly according to
the Respondent’s lateness policy following the issuance of their
written warnings. Their next lateness was accelerated to a final
written warning because they were more than 60 minutes late.
In addition, they were late once more after that and were dis-
charged.
Kalisha Ross received a written warning on August 11.
Thereafter, she was late three times and received a final written
warning on September 30. In this regard, she was given one
extra lateness before receiving the final written warning. She
was late again on November 8, and was due to be terminated on
December 10, but she resigned in lieu of termination.
After Nguyen received a written warning he was late three
times, being given one extra lateness, similar to the treatment
accorded Ross. After receiving the final written warning,
Lolagne, Muehl, and Ross were discharged upon their next
lateness in accordance with the Respondent’s policy. In con-
trast, after receiving his final written warning, Nguyen was
permitted two additional lateness, and was therefore late twice
before being fired for his third lateness. In addition, there is no
record of an employee being given two final written warnings
for lateness. Nguyen could have been discharged upon being
late once after the first final written warning. Instead, he was
discharged after his third lateness.
I have considered the evidence of disparate treatment, and
find that the record establishes that the Respondent did, in fact,
discharge employees with excessive latenesses, as it discharged
Nguyen, but also, as in the case of Woods, failed to terminate a
worker following her excessive latenesses after a final written
warning. However, I return to Nguyen’s latenesses which ex-
ceeded the Respondent’s legitimate lateness policy, and for
which it could properly discharge him. I have also considered
that when the Respondent was considering terminating Nguyen,
the employees’ records selected for comparison—Lolagne,
Muehl, and Ross, showed that they were treated less leniently
than Nguyen.
Under these circumstances, I find that the General Counsel
has not proven a Section 8(a)(3) violation by a preponderance
of the evidence. Ronin Shipbuilding, Inc., 330 NLRB 464
(2000).
In view of my decision finding no violation in Nguyen’s dis-
charge, I need not discuss other issues including whether he
falsified his employment application or made an obscene phone
call to the Respondent following his discharge.
CONCLUSIONS OF LAW
1. By issuing warnings to employee Greg Neubauer on about
August 28, 2003, October 8, 2003, and March 25, 2004, be-
cause of the Respondent’s disparate application of its no-
solicitation clause and because he engaged in union activities,
the Respondent violated Section 8(a)(1) and (3) of the Act.
2. By promulgating by oral announcement and maintaining a
rule prohibiting union solicitation in employee work areas and
on break time, the Respondent violated Section 8(a)(1) of the
Act.
3. By promulgating by oral announcement and maintaining a
rule prohibiting its employees from discussing their discipline
and terms and conditions of employment, the Respondent vio-
lated Section 8(a)(1) of the Act.
4. By enforcing its no-solicitation rule by selectively and
disparately applying it only against employees engaged in un-
ion activities, and by prohibiting union solicitation while per-
mitting nonunion solicitation, the Respondent violated Section
8(a)(1) of the Act.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I find that it must be ordered to cease and
desist and to take certain affirmative action designed to effectu-
ate the policies of the Act.
It will be recommended that the Respondent rescind the dis-
ciplinary warnings issued to employee Greg Neubauer on about
August 28, 2003, October 8, 2003, and March 25, 2004; re-
move any reference to those warnings from all of the Respon-
dent’s records; and make him whole for any loss of earnings
and other benefits, computed on a quarterly basis as prescribed
in F. W. Woolworth Co., 90 NLRB 289 (1950), plus interest as
computed in New Horizons for the Retarded, 283 NLRB 1173
(1987).
Having found that the Respondent orally promulgated rules
unlawfully prohibiting union solicitation in employee work
areas and on break time, and prohibiting its employees from
discussing their discipline and terms and conditions of em-
ployment, I shall order that the Respondent rescind the unlaw-
ful rules and to notify its employees, in writing, that it has done
so.
Inasmuch as the facility at issue here in Orangeburg, New
York, was closed in about September 2004, I shall order that
the Notice to be posted herein be posted at the Respondent’s
facility in Wilmington, North Carolina, to which certain of its
employees were relocated.
[Recommended Order omitted from publication.]