349 NLRB 960
Downtown Hartford YMCA
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
349 NLRB No. 92
960
Downtown Hartford YMCA and Service Employees
International Union, 32BJ District 531.1 Cases
34–CA–10011, 34–CA–10107, and 34–CA–10142
April 30, 2007
DECISION AND ORDER
BY CHAIRMAN BATTISTA AND MEMBERS LIEBMAN
AND WALSH
On June 19, 2003, Administrative Law Judge Michael
A. Marcionese issued the attached decision. The Re-
spondent filed exceptions,2 the General Counsel filed
cross-exceptions,3 the Respondent and the General Coun-
sel filed answering briefs, and the Respondent filed a
reply brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,4 and conclusions and
to adopt the recommended Order as modified below.
1 We have amended the caption, recommended Order, and notice to
reflect the disaffiliation of the Service Employees International Union
from the AFL–CIO effective July 25, 2005.
2 The Respondent has requested oral argument. The request is de-
nied as the record, exceptions, and briefs adequately present the issues
and the positions of the parties.
3 The General Counsel has excepted to the judge’s dismissal of the
complaint allegations that the Respondent violated Sec. 8(a)(1) when
Building Superintendent James O’Hair: (1) purportedly informed em-
ployees during the “march on the boss” that the Respondent would not
hire them because of their union membership; and (2) said to employee
Kathleen Nelson: “Why don’t you call the Union lady and ask her to
force somebody from their job so you can replace them?” We find it
unnecessary to pass on these allegations because the unfair labor prac-
tice findings sought by the General Counsel would be cumulative of
other violations found and would not materially affect the remedy.
4 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
The judge found, and we agree, that the Respondent violated Sec.
8(a)(1) by denying Union Representative Rebecca Maran access to its
facility to meet with employees, and by threatening to and causing
Maran’s arrest for meeting with employees on its premises. However,
we find it unnecessary to rely on Holyoke Water Power Co., 273 NLRB
1369 (1985), enfd. 778 F.2d 49 (1st Cir. 1985), cert. denied 477 U.S.
905 (1986), cited by the judge. Instead, we rely on the judge’s finding
that the Respondent’s efforts to bar the Union from the building were
discriminatorily motivated.
Chairman Battista agrees with his colleagues that the Respondent
promulgated and enforced a discriminatory and overly broad no-
solicitation/no-distribution rule. In finding the rule overly broad,
Chairman Battista relies on the fact that the union members were pre-
vented from soliciting and distributing on the sidewalk adjacent to the
entrance. The sidewalk is a nonwork area. Chairman Battista finds it
unnecessary to pass on the issue of whether the lobby is a nonwork
Applying FES, 331 NLRB 9 (2000), enfd. 301 F.3d 83
(3d Cir. 2002), the judge found that the Respondent vio-
lated Section 8(a)(3) and (1) by discriminatorily refusing
to hire 12 employees of its predecessor. We agree with
the judge’s unfair labor practice finding, but we do not
rely on FES.
In Planned Building Services, 347 NLRB 670 (2006),
which issued after the judge’s decision, the Board held
that Wright Line, 251 NLRB 1083 (1980), enfd. 662 F.2d
899 (1st Cir. 1981), cert. denied 455 U.S. 989 (1982),
provides the appropriate framework for deciding whether
a successor employer violated Section 8(a)(3) by refus-
ing to hire employees of its predecessor to avoid a bar-
gaining obligation. To establish a violation of Section
8(a)(3) under Wright Line where a refusal to hire is al-
leged in the successorship context, the General Counsel
has the burden of showing that the employer failed to
hire employees of its predecessor and was motivated by
antiunion animus. Planned Building Services, supra at
674.5 Once the General Counsel has made this showing,
the burden shifts to the employer to demonstrate that it
would not have hired the predecessor’s employees even
in the absence of its unlawful motive. Id. at 674–675.
Here, the judge’s findings and conclusions fully satisfy
the analytical objectives of Wright Line. Thus, the judge
found, and we agree, that the General Counsel estab-
lished that the Respondent’s decision not to hire its
predecessor’s employees was motivated by antiunion
animus. We further agree with the judge that the Re-
spondent failed to meet its burden to establish that it
area. Thus, he does not pass on whether the Respondent’s action re-
garding the solicitation/distribution in the lobby was unlawful.
The judge cited Gayfers Department Store, 324 NLRB 1246 (1997),
in finding that the union members, who were employees of a contrac-
tor, and some of whom were off-duty when they attempted to distribute
leaflets, had the same right to engage in solicitation and distribution as
the Respondent’s employees. Chairman Battista notes that the Respon-
dent has not raised the issue of the validity of Gayfers Department
Store, supra, nor of Tri-County Medical Center, 222 NLRB 1089
(1976), which concerns the access rights of off-duty employees to
nonwork areas of their employer.
In adopting the judge’s finding that the Respondent violated Sec.
8(a)(1) by telling employees during job interviews that they would not
be hired because of their union affiliation, Chairman Battista and Mem-
ber Liebman find it unnecessary to rely on Building Superintendent
James O’Hair’s statements to employees Carmen Garcia, Eleazar Men-
doza, and Gabriella Ortiz. Member Walsh would rely on O’Hair’s
statements to those employees together with the statements O’Hair
made to employees Adrian Caicedo, Ivan Sanchez, and Gustavo San-
chez.
5 However, as the Board explained in Planned Building Services, in
successorship cases the General Counsel need not adduce affirmative
evidence that the predecessor’s employees had the relevant experience
or training for positions they formerly held with the predecessor, or that
the successor employer was hiring or had concrete plans to hire. Id. at
674.
DOWNTOWN HARTFORD YMCA
961
would not have hired those employees absent its hostility
toward the Union. Accordingly, we affirm the judge’s
conclusion that the Respondent refused to hire 12 em-
ployees of its predecessor in violation of Section 8(a)(3)
and (1) of the Act.6
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge as
modified below and orders that the Respondent, Down-
town Hartford YMCA, Hartford, Connecticut, its offi-
cers, agents, successors, and assigns, shall take the action
set forth in the Order as modified.
1. Substitute the following for paragraph 1(e).
“(e) Making statements to employees implying that
they will not be hired because of their affiliation with or
representation by Service Employees International Un-
ion, 32BJ District 531 (the Union).”
2. Substitute the following for paragraph 2(g).
“(g) Make whole unit employees for any loss of wages
and other benefits resulting from the Respondent’s uni-
lateral changes in the preexisting terms and conditions of
employment, subject to the Respondent’s demonstrating
in a compliance hearing that, had it lawfully bargained
with the Union, it would have, at some identifiable time,
lawfully imposed or reached agreement on less favorable
terms than those that existed prior to its takeover of
Pritchard Industries’ operations at its facility. Backpay
shall be computed in the manner prescribed in Ogle Pro-
tection Service, 183 NLRB 682 (1970), enfd. 444 F.2d
502 (6th Cir. 1971), and Kraft Plumbing & Heating, 252
NLRB 891 fn. 2 (1980), enfd. mem. 661 F.2d 940 (9th
Cir. 1981), with interest as prescribed in New Horizons
for the Retarded, 283 NLRB 1173 (1987). The Respon-
dent shall also make all delinquent employee benefit
fund contributions, including any additional amounts due
the funds in accordance with Merryweather Optical Co.,
240 NLRB 1213, 1216 fn. 7 (1979).”
6 Although we agree with the judge’s finding that the Respondent
violated Sec. 8(a)(5) and (1) by unilaterally setting initial terms and
conditions of employment upon becoming a successor, we find it un-
necessary to rely on Spruce Up Corp., 209 NLRB 194 (1974), enfd.
mem. 529 F.2d 516 (4th Cir. 1975), cited by the judge.
Chairman Battista notes that the finding of an 8(a)(5) violation in
this case rests on the doctrine set forth in Love’s Barbeque Restaurant
No. 62, 245 NLRB 78 (1979), enfd. in relevant part sub nom. Kallman
v. NLRB, 640 F.2d 1094 (9th Cir. 1981). The Respondent does not
challenge the Love’s Barbeque doctrine. Therefore, Chairman Battista
applies that doctrine but does not pass on its validity. See Planned
Building Services, supra at 674 fn. 18.
We shall modify the make-whole remedy recommended by the
judge for the Respondent’s unlawful unilateral changes in accordance
with our decision in Planned Building Services, supra, and with the
Board’s standard remedial language. We shall substitute a new notice
in conformity with the recommended Order as modified.
3. Substitute the attached notice for that of the admin-
istrative law judge.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated Federal labor law and has ordered us to post and obey
this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT promulgate or enforce discriminatory or
overbroad rules prohibiting employees from engaging in
union solicitation or distribution during nonworktimes
and in nonwork areas of our facility.
WE WILL NOT threaten employees with being sent
home if they engage in union or other protected con-
certed activities.
WE WILL NOT deny union representatives access to
employees working at our facility.
WE WILL NOT threaten to or cause the arrest of union
representatives in the presence of employees.
WE WILL NOT make statements to employees implying
that they will not be hired because of their affiliation
with or representation by Service Employees Interna-
tional Union, 32BJ District 531 (the Union).
WE WILL NOT refuse to hire any employees of
Pritchard Industries, who previously worked at our facil-
ity and who were represented by the Union, in order to
avoid having to recognize and bargain with the Union.
WE WILL NOT refuse to recognize and bargain in good
faith with the Union as the exclusive collective-
bargaining representative of our employees in the follow-
ing appropriate unit:
All housekeepers, custodians and laundry attendants,
employed by us at our Hartford, Connecticut facility,
excluding guards, professional employees and supervi-
sors as defined in the Act.
WE WILL NOT establish wages, hours, or other terms
and conditions of employment of our unit employees
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
962
without first giving the Union prior notice and an oppor-
tunity to bargain about such subjects.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
as set forth above.
WE WILL rescind the discriminatory and overly broad
no-solicitation/distribution rule announced on or about
January 14, 2002.
WE WILL, with within 14 days from the date of the
Board’s Order, offer the following employees immediate
instatement to the positions to which they applied or, if
those positions no longer exist, to substantially equiva-
lent positions, without prejudice to their seniority or any
other rights or privileges previously enjoyed.
Adrian Caicedo
Kathleen Nelson
Reese Dinkins
Gabriella Ortiz
Fabiano Filigrana
Santiago Restrepo
Carmen Garcia
Gustavo Sanchez
Jose Gavalo
Ivan Sanchez
Eleazar Mendoza
Jose Tobon
WE WILL make the above-named employees whole for
any loss of earnings and other benefits resulting from our
discriminatory refusal to hire them, less any net interim
earnings, plus interest.
WE WILL, on request, bargain with the Union as the
exclusive representative of the employees in the above-
described unit concerning terms and conditions of em-
ployment, and, if an understanding is reached, embody
the understanding in a signed agreement.
WE WILL, on request of the Union, rescind any depar-
tures from the terms and conditions of employment that
existed immediately prior to our takeover of Pritchard
Industries’ operations at our facility and restore, retroac-
tively, the preexisting terms and conditions of employ-
ment until we negotiate in good faith with the Union to
agreement or impasse.
WE WILL make our unit employees whole for any loss
of wages and other benefits resulting from our unilateral
changes in the preexisting terms and conditions of em-
ployment, subject to our demonstrating in a compliance
hearing that, had we lawfully bargained with the Union,
we would have, at some identifiable time, lawfully im-
posed or reached agreement on less favorable terms than
those that existed prior to our takeover of Pritchard In-
dustries’ operations at our facility.
WE WILL make whole the Union’s representative, Re-
becca Maran, for any costs incurred as a result of our
having caused her arrest on January 21, 2002.
DOWNTOWN HARTFORD YMCA
Darryl Hale, Esq. and Quesiyah Ali, Esq., for the General
Counsel.
Felix J. Springer, Esq. and Stacy Babson-Smith, Esq. (Day,
Berry & Howard), of Hartford, Connecticut, for the Re-
spondent.
Thomas Meikeljohn, Esq. (Livingston, Adler, Pulda, Meikeljohn
& Kelly), of Hartford, Connecticut, for the Charging Party.
DECISION
STATEMENT OF THE CASE
MICHAEL A. MARCIONESE, Administrative Law Judge. I
heard this case in Hartford, Connecticut, on August 19–23 and
September 17–20, 2002.1 The charges in Cases 34–CA–10011,
34–CA–10107, and 34–CA–10142 were filed by Service Em-
ployees International Union, 32BJ District 531, AFL–CIO (the
Union) on January 23,2 April 23, and June 4, respectively, and
the amended consolidated complaint issued July 29.3 The com-
plaint, as further amended at the hearing, alleges that the Re-
spondent, Downtown Hartford YMCA, violated Section
8(a)(1), (3), and (5) of the National Labor Relations Act (the
Act) in connection with its January decision to terminate its
contract with Pritchard Industries, Inc. and convert to an in-
house housekeeping, laundry, and janitorial operation.4 On
August 12, the Respondent filed its answer to the amended
consolidated complaint denying the unfair labor practice allega-
tions and asserting several affirmative defenses.
The complaint specifically alleges that the Respondent vio-
lated Section 8(a)(1), on various dates in January and early
February, by restricting the Union’s access to Pritchard’s em-
ployees who were working at its facility; by implementing dis-
criminatory no-solicitation and distribution rules affecting the
same Pritchard employees; by threatening to and causing the
arrest of a union representative in the presence of the employ-
ees; by threatening employees with being sent home if they
communicated with the Union’s representative or engaged in
union solicitation or distribution at the Respondent’s facility’;
and by making statements to Pritchard employees indicating
that they would not be hired by the Respondent because of their
union membership and because the Union had filed the charge
in Case 34–CA–10011. The complaint further alleges that the
Respondent violated Section 8(a)(1) and (3) by failing and re-
fusing to hire 12-named Pritchard employees because of their
membership in, support for, and concerted activities on behalf
of the Union. Finally, the complaint alleges that the Respon-
dent, as a successor to Pritchard, has violated Section 8(a)(1)
and (5) of the Act, since February 4, by failing and refusing to
recognize the Union as the 9(a) representative of its housekeep-
ing, laundry, and janitorial staff and by unilaterally establishing
the rates of pay, benefits, hours of work, and other terms and
conditions of employment for those employees. The complaint
1 All dates are in 2002, unless otherwise indicated.
2 The Union amended the charge in Case 34–CA–10011 on March
18 and April 23.
3 A consolidated complaint had previously issued in Cases 34–CA–
10011, and 34–CA–10107 on May 31.
4 The General Counsel, in his brief, withdrew an allegation that the
Respondent had also violated Sec. 8(a)(1) and (4) of the Act by its
failure and refusal to hire one employee.
DOWNTOWN HARTFORD YMCA
963
does not allege that the Respondent’s decision to take over the
housekeeping, laundry, and janitorial functions at its facility
was unlawfully motivated or that the Respondent had any obli-
gation under the Act to bargain with the Union regarding this
decision. The complaint also does not allege that Pritchard
Industries engaged in any unfair labor practices in connection
with its termination of operations at the Respondent’s facility.
On the entire record, including my observation of the de-
meanor of the witnesses, and after considering the briefs filed
by the General Counsel and the Respondent, I make the follow-
ing
FINDINGS OF FACT
I. JURISDICTION
The Respondent, a branch of a nonprofit corporation, pro-
vides various services and programs to individuals in the
greater Hartford, Connecticut community at its facility at 160
Jewell Street in Hartford, Connecticut. There is no dispute that
the Respondent, in the conduct of its operations at the Hartford
branch, annually derives gross revenues valued in excess of
$250,000 and purchases and receives goods valued in excess of
$5000 directly from points outside the State of Connecticut.
The Respondent has essentially admitted and I find that it is an
employer engaged in commerce within the meaning of Section
2(2), (6), and (7) of the Act. Based on the parties’ stipulation at
the hearing, I find that the Union is a labor organization within
the meaning of Section 2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
A. The Respondent’s Decision to Take Over
Housekeeping, Janitorial, and Laundry Services
The Respondent provides a number of services to the com-
munity at its downtown Hartford branch, including physical
fitness programs, a day care center, and a residence. The facil-
ity consists of an 11-story building with 127 rooms for resi-
dents on the 7th through 11th floors. The fitness facility, in-
cluding a pool, locker rooms, and gymnasiums, is located on
the first two floors. The day care center is located on the first
floor. The Respondent also has a cafeteria that is open to the
general public for most of the day. Most of the Respondent’s
offices are on the third floor.
Until about 1996, the Respondent performed its cleaning,
janitorial, and laundry services in-house. In about 1996, the
Respondent hired Servus Corporation, a building maintenance
company, to handle these functions. Servus, in turn, hired
Pritchard, a general cleaning contractor, to provide the house-
keepers, night custodians, and day porters (janitors) to clean the
building, and the laundry attendants to clean the towels and
linens used in the fitness center and residences. The Respon-
dent continued to employ its own staff of skilled maintenance
technicians to maintain the mechanical operations in the build-
ing. In January 2001, the Respondent replaced Servus with
another building management company, O, R & L, which re-
tained Pritchard as the cleaning contractor. In June 2001, still
not satisfied with the services provided by O, R & L, the Re-
spondent hired James O’Hair, who had experience managing
hotels, to be the full-time building superintendent with overall
responsibility for the maintenance of the facility, including the
work of Pritchard’s employees. Shortly after he was hired,
O’Hair terminated the services of O, R & L and brought in his
own staff of mechanics to handle the in-house maintenance
functions, including new Supervisor Ronald Gagnon. He re-
tained Pritchard to do the cleaning, janitorial, and laundry
work.
Pritchard has been a union contractor since it was first hired
to work at the Respondent’s downtown branch. It has been
signatory to successive collective-bargaining agreements nego-
tiated by the Union with an association of cleaning contractors
in Hartford County. The contract in effect at the time of this
dispute was effective through May 31, 2003. In late 2001 early
2002, Pritchard employed a staff of 14 full- and part-time em-
ployees at the Respondent’s Hartford facility, including 2 em-
ployees (Reese Dinkins and Kathleen Nelson) who had worked
at the facility since before Pritchard was hired. Tony Bertini,
employed by Pritchard as its area manager, was responsible for
Pritchard’s account with the Respondent from approximately
January 2001 until the relationship ended in January 2002. The
Respondent’s account was one of only two for which Bertini
was responsible during this period. Although not assigned to
work onsite, Bertini had almost daily contact with O’Hair after
O’Hair was hired and frequently visited the Respondent’s facil-
ity to check on the work of Pritchard’s employees.
Correspondence in evidence from 1999 and 2000 shows that
the Respondent, directly and through its building managers, had
continuously sought cost reductions from Pritchard that resulted
in the reduction of the amount of services provided by
Pritchard’s employees. At the same time, the Respondent con-
tinuously complained about the quality of the cleaning provided
by Pritchard’s staff. In early 2001, after O, R & L was hired,
Pritchard was forced to remove onsite supervision from the
facility to meet O, R & L’s new bid specifications. This tension
between the Respondent’s desire for a spotlessly clean facility
and its unwillingness to pay Pritchard a fee which Pritchard
considered sufficient to cover the cost of satisfying the Respon-
dent’s demands is what ultimately led to the Respondent’s ter-
mination of Pritchard’s services.
O’Hair testified that, after he took over as building superin-
tendent, he worked with Bertini to develop an ideal set of
cleaning specifications to achieve the level of service the Re-
spondent desired. In the process of doing this, O’Hair would
frequently advise Bertini of deficiencies he saw in the work
being done by Pritchard’s employees. There is no dispute that
Bertini informed O’Hair that the lack of onsite supervision was
a significant factor in the problems O’Hair complained about.
Also during the first several months of O’Hair’s tenure,
Pritchard sought some assurance, in the form of a written con-
tract, that the Respondent was going to retain its services.5 The
discussions between the Respondent and Pritchard reached a
head on or about September 27, 2001, when Pritchard’s vice
president, Steven Sadler, sent O’Hair a letter demanding a fee
increase of $860 a month, effective October 1, 2001, to cover
increased payroll-related expenses and increased operating
5 There is no dispute that Pritchard had been working under a verbal
agreement to provide services to O, R & L that had never been reduced
to writing.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
964
expenses. Attached to the letter was a financial summary pur-
porting to show that Pritchard was losing money attempting to
satisfy the Respondent’s demands while waiting for approval
by the Respondent of Pritchard’s most recent bid proposal.
Sadler pointed out in his letter that the specifications under
which it was currently operating did not include adequate su-
pervision or onsite management. Sadler advised O’Hair that if
the Respondent did not agree to this increase Prichard would
exercise its right to terminate the existing relationship on 30
days’ notice.
O’Hair discussed Sadler’s demand with Andre Kennard, the
Respondent’s executive director.6 According to O’Hair, the
Respondent agreed to pay the additional $860 a month because
of his conclusion that the Respondent would not have been able
to replace Pritchard’s staff and maintain an acceptable level of
cleaning in 30 days. The new monthly cost to the Respondent
was about $29,000. When O’Hair communicated the Respon-
dent’s agreement to Pritchard, he and Sadler agreed that Bertini
would work with O’Hair on a new set of specifications to en-
sure that the Respondent got the level of service it desired. On
October 19, 2001, Bertini and Pritchard’s estimator, David
Berthold, met with O’Hair and presented a cost summary with
the revised specifications. These specifications included provi-
sion for the return of onsite supervision. The total cost to Re-
spondent proposed by Pritchard was more than $37,000 a
month, the bulk of which was payroll costs for Pritchard’s un-
ionized work force.7
O’Hair concluded, after reviewing Pritchard’s proposal and
discussing with Bertini the performance specifications, that the
Respondent could do the work cheaper itself. O’Hair made this
recommendation to Kennard who instructed him to come up
with a proposal to take the cleaning, janitorial, and laundry
services in-house. O’Hair continued to work with Bertini to
“resolve their differences,” i.e., between the Respondent’s ex-
pectations of what was attainable and the reality of what could
be accomplished under the current contractual arrangements.
As part of this process, O’Hair and Rachel Soucy, the Respon-
dent’s housing director, conducted a room-by-room inspection
of the residential section of the facility with Bertini. During that
inspection, many mechanical problems unrelated to the work of
Pritchard’s employees were uncovered. The inspection also
disclosed many issues regarding the cleanliness of the residen-
tial rooms and bathroom facilities that Bertini agreed to ad-
dress. Bertini assigned a special crew to correct the areas noted
on inspection at Pritchard’s expense.
While ostensibly working with Bertini to resolve the Re-
spondent’s problems with the level of service it was getting
from Pritchard, O’Hair developed his proposal to take these
services in-house. O’Hair admitted that he used input from
Bertini to develop the job descriptions and work schedules for
the staff he intended to hire upon termination of Pritchard’s
contract. According to O’Hair, Bertini was well aware that he
was doing this at the time.
6 Kennard was also somewhat new to the Respondent’s organization,
having assumed his position in January 2001.
7 Pritchard’s proposal included a 7.5-percent profit margin.
Sadler testified that on December 13 he and Berthold visited
O’Hair at the Respondent’s facility to check on the status of
Pritchard’s proposal to continue performing services for the
Respondent. According to Sadler, at this meeting O’Hair asked
Sadler what would happen if the Respondent took over the
cleaning, janitorial, and laundry operations. Sadler replied that
the Respondent might not achieve the cost savings it was look-
ing for because the employees were represented by the Union
and the Union was committed to the employees and to main-
taining a presence in the building. Sadler recalled that O’Hair
said the Union was not an issue, that it had been checked out
with lawyers, that this was not an issue he was concerned
about, he was concerned with getting the building cleaned and
the problems fixed. During this meeting, Sadler offered to have
Pritchard put a supervisor in the building at no expense to the
Respondent because of his belief that the problems O’Hair
complained about were due to the lack of supervision. O’Hair
responded that it “wouldn’t hurt” if Pritchard brought in a su-
pervisor, but it wouldn’t guarantee them a contract.
Shortly after this meeting, O’Hair gave Pritchard its 30 days’
notice that it had decided to terminate the laundry service pro-
vided by Pritchard. By letter dated December 20, 2001, Sadler
advised the Respondent that the termination of the laundry
service would reduce the Respondent’s monthly fee by about
$4300.8 On December 27, 2001, O’Hair notified Sadler, in
writing, that the Respondent was terminating Pritchard’s
housekeeping and janitorial services effective February 1.
O’Hair also advised Sadler that the Respondent would be hiring
employees directly to perform these services. There is no evi-
dence in the record that Pritchard ever communicated to the
Union or the employees working at the Respondent’s facility
that the Respondent was terminating its services and hiring
employees to do the work. In fact, the evidence in the record
establishes that the Union and most of the employees did not
find out about the Respondent’s decision until a help-wanted
advertisement appeared in the Hartford newspaper on Sunday,
January 6, seeking applications for the very jobs held by
Pritchard’s employees.
B. The Union Reacts to the Respondent’s Decision
Upon learning of the Respondent’s decision to end its rela-
tionship with Pritchard, the Union’s district supervisor, Kurt
Westby, assigned Sal Abate, a union delegate who is no longer
employed by the Union, to call the Respondent and find out
what was going to happen to the work being performed by
Pritchard’s employees. Abate testified that he received this
assignment on January 7 and called the Respondent that day.
After learning from the receptionist that O’Hair was responsi-
ble for the cleaning services at the facility, Abate left him a
voicemail message, identifying himself as a union representa-
tive and asking that O’Hair call to discuss the situation with
Pritchard. There is no dispute that O’Hair returned Abate’s call
that day, leaving a message for Abate who was not in, and that
8 This is the reduction from the current fee the Respondent was pay-
ing. The $37,000 plus fee proposed in October to achieve the optimal
level of cleanliness did not include laundry services.
DOWNTOWN HARTFORD YMCA
965
the two ultimately had a telephone conversation the next day,
January 8.
According to Abate, he opened the conversation by introduc-
ing himself as a union delegate and telling O’Hair that he was
calling to find out what was going on with the Respondent’s
contract for cleaning services and the employees currently
working there. O’Hair replied that the Respondent had made a
decision to keep the cleaning services in-house. Abate recalled
that O’Hair said that in the 8 years he had been with the Re-
spondent, he had seen a transition to in-house services from
outside contractors and that other departments that had made
the change were running smoothly. Abate then suggested that
they set up a meeting where he and the workers could present a
copy of the collective-bargaining agreement for the Respondent
to sign and whatever pension information O’Hair need to be-
come a union signatory. O’Hair replied that there was an appli-
cation process he had set up and that if any of the workers
wanted to apply they could pick up an application at the front
desk.9 In response to this, Abate suggested that he and O’Hair
set up a date and time when the Pritchard employees could be
interviewed to ensure a fair and orderly process. Abate recalled,
with asserted clarity, that O’Hair said he was “not interested in
meeting with a group of union workers.”
Abate testified that O’Hair also mentioned, in the course of
the conversation, that the Respondent had received an “over-
whelming” response to the ad. He further recalled O’Hair say-
ing that, although the Pritchard employees could apply, he did
not think he would be hiring many of them because he was not
happy with the work they were doing. When Abate responded
that was a management problem, that the employees were only
following what their supervisors told them to do, O’Hair cut
him off, saying, “[D]on’t use the ‘bad management’ argument,”
that he had seen managers come and go and things never got
any better. Abate reported the substance of this conversation to
his boss, Westby, and, as will be discussed, with the Pritchard
employees. He had no further conversations with O’Hair and
only limited involvement in this matter thereafter.
O’Hair prefaced his testimony regarding this conversation
with testimony regarding conversations he allegedly had with
Sadler and Bertini in the nature of a warning, or “heads-up”
about the Union. O’Hair was vague as to when these conversa-
tions occurred but claimed to have had one with Sadler and at
least one with Bertini before he received Abate’s message.10
The gist of these conversations is that Sadler and Bertini
warned O’Hair that the Union would go to any lengths to pre-
serve its position, including picketing at the homes of corporate
officers, and twisting the words used by management officials
to serve the Union’s purpose. According to O’Hair, he had
these warnings in mind when he spoke to Abate and exercised
9 In his pretrial affidavit, Abate stated that O’Hair told him that the
Respondent was hiring new janitors and cleaners and that there was an
application process in place.
10 One of the conversations he described with Bertini could not have
occurred before January 8. O’Hair testified that Bertini used a profanity
in referring to the tactics the Union was using at the Respondent’s
facility. In reality, the Union did not engage in any conduct directed at
the Respondent until after this conversation.
caution in the words he used and tried to get off the phone as
quickly as possible.
O’Hair recalled that Abate introduced himself and “immedi-
ately” asked if O’Hair was going to consider hiring all of
Pritchard’s employees. O’Hair said no, that he would consider
each person individually. According to O’Hair, Abate next
wanted to set up a group interview to discuss hiring these em-
ployees because they had been working there for so long.
O’Hair admittedly interrupted Abate and told him that he had a
procedure in place and that he was not going to hire anybody
through the Union. He told Abate he was interested in individu-
als, not groups of people. O’Hair testified that he told Abate the
procedure was for individuals to fill out an application and
leave it at the front desk and that he would call people that were
qualified for interviews. O’Hair further recalled Abate mention-
ing group interviews again with O’Hair responding, “absolutely
not, I’m not going to give a group interview.” O’Hair specifi-
cally denied telling Abate that he was not going to hire any
union or Pritchard employees. O’Hair also did not remember
saying anything about the work performance of Pritchard’s
employees.
Considering the testimony and the demeanor of the wit-
nesses, in the context of the other evidence in the record, I find
that Abate’s recollection of events is more credible, to the ex-
tent there are any discrepancies. Abate, although employed by
another Union, no longer has any interest in the outcome of this
proceeding. Moreover, although the Respondent’s counsel en-
deavored to show inconsistencies between his testimony and
prior affidavit, I find the testimony remarkably consistent, con-
sidering the passage of time. In contrast, O’Hair, testifying as
one of the last witnesses in the hearing after having listened to
the testimony of all the other witnesses as the Respondent’s
designated representative under the sequestration ruling, had
ample time to conform his responses to the evidence that pre-
ceded it. There was no affidavit or other written documentation
of this conversation, contemporaneous with the event, to com-
pare his testimony to. In addition, Bertini and Sadler did not
fully corroborate O’Hair’s testimony regarding the “heads-up”
he received from them. Finally, Abate’s testimony that O’Hair
said he was not interested in meeting with a group of union
workers is not much different from O’Hair’s admission that he
told Abate that he was not going to hire anybody through the
Union and would not hold group interviews. Whether these
statements indicate union animus will be discussed later.
The Union held at least one meeting with Pritchard’s em-
ployees after this telephone conversation.11 Abate testified that
the purpose of the meeting he described was to let the employ-
ees know how O’Hair felt and what position they were in. Ma-
ran testified that the Union held these meetings to, initially,
11 Abate testified about only one meeting, on the evening of January
8, in the conference room off the lobby at the Respondent’s facility.
Rebecca Maran, the Union’s organizer with primary responsibility for
the campaign at issue here, testified that there were actually two meet-
ings on January 7, at about 4 and 8:30 p.m., before Abate’s conversa-
tion with O’Hair, and two meetings on January 8, at about the same
times. She recalled that Abate attended all but the last meeting. The
employees who were asked about these meetings focused on the meet-
ing or meetings that occurred on January 8.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
966
inform the employees of the fact that Pritchard had lost the
contract and learn what they already knew about the situation,
and later, to have the employees fill out applications so they
could be submitted in accordance with O’Hair’s description of
the process to Abate. There is no dispute that the Respondent
did not interfere with the Union’s ability to meet with the em-
ployees on January 7 and 8.
Abate testified that, at the meeting he described, he relayed
to the employees what O’Hair told him. When asked, on cross-
examination, what he told the employees regarding his conver-
sation with O’Hair, Abate testified that he told them that
O’Hair was not interested in hiring them. Maran testified ini-
tially on cross-examination that Abate did not tell the employ-
ees about his conversation with O’Hair “in detail” and denied
that he told the employees that O’Hair was not interested in
hiring them. Later, also during cross-examination, she recalled
that Abate did say this at some point, but claimed that she could
not recall if he said it at a meeting of employees or in some
other context. In any event, according to Maran, Abate’s state-
ment was not translated for the Spanish-speaking employees in
those words. Maran testified that the message that was con-
veyed to the employees at these meetings was that, if they
wanted to keep their jobs, they would have to file an applica-
tion. In fact, at the January 8 meeting, the employees were
given applications to fill out and plans were made to present the
applications to O’Hair as a group the next day.
The overall credibility of Maran’s testimony is affected by
the same consideration as that of O’Hair. Maran also was pre-
sent throughout the testimony of General Counsel’s witnesses
as the designated representative under the sequestration ruling.
She thus had ample time and opportunity to conform her an-
swers to the many variations of these meetings and other inci-
dents that had been described by the employee witnesses.12 I
also found her efforts to avoid conceding that Abate might have
mischaracterized his conversation with O’Hair to be somewhat
disingenuous. I find, as with the remainder of his testimony,
that Abate was credible and candid in acknowledging that he
essentially provided the employees with his interpretation of
what O’Hair told him, i.e., that he wasn’t interested in hiring
them. Whether this influenced how employees perceived their
later encounters with O’Hair will be discussed shortly.
It was also at these meetings, on January 7 or 8, that the Un-
ion learned that some employees, such as Nelson, had already
submitted applications to the Respondent and that one em-
ployee, Alberto (a/k/a Luis) Diaz had already been offered a
supervisory position by the Respondent.
Abate and Maran testified that they returned to the Respon-
dent’s facility on January 9 in order to implement the strategy
agreed to at the employee meetings of presenting the employ-
ees’ applications as a group. Abate referred to this, in his testi-
mony and pretrial affidavit, as a “march on the boss,” a tactic
12 While some employees recalled hearing that the Respondent, or
O’Hair, did not want to hire them because of the Union, others did not.
As could be expected, the employees’ recollections were not very clear
as to the specifics regarding from whom or when they heard such
statements. Because most of the employees had limited facility with
English, any statements they heard would have been filtered through
the translation of other employees or union officials.
often utilized by unions as a way of demonstrating employee
solidarity. After meeting a group of five or six employees in the
cafeteria, they proceeded to O’Hair’s office, which is on the
second floor, across from the basketball court. O’Hair was not
in his office. Maran and Abate testified that they waited for
some time, either 10 or 45 minutes, respectively, and left when
O’Hair did not appear. Maran returned to the facility the next
day, this time alone, to try again to present the applications that
had been collected from the employees.13 This time, O’Hair
was present. Maran and several employees testified about this
incident for the General Counsel.14 There were almost as many
variations as there were witnesses. O’Hair was the only witness
to testify about this incident for the Respondent. The Respon-
dent suggests, in its brief, that it is not necessary to make any
credibility resolutions regarding the “march on the boss” in
order to reach a decision in this case. The Respondent argues,
alternatively, that the testimony of the General Counsel’s wit-
nesses should not be credited because their recollection of the
event was colored by “psychological pre-conditioning” by the
Union.
Maran testified that she had the applications in a purple
folder and that she gave the folder to Carmen Garcia as they
were walking toward O’Hair’s office. She recalled that Garcia
in turn gave the folder to Tobon, who was the Union’s steward
at this facility. Maran recalled further that, as the group ap-
proached O’Hair’s office, they were met by a man whom the
employees told her was O’Hair. According to Maran, Garcia
and Tobon were at the front of the group. She recalled that
Tobon spoke first, in Spanish, and then Garcia said, in English,
“[W]e’re here as a group, we want to give you our applications,
we really need our jobs here.” Maran testified that O’Hair
walked past Tobon and Garcia and approached her. At this
point, he was standing in the middle of the group. Maran re-
called O’Hair saying to her, “I already talked to your boss. I
don’t want to deal with the Union.15 I don’t want to take these
applications. I don’t want a bunch of applications from the
Union. I don’t want to hire a bunch of uUnion workers because
I don’t want a union in this building.”16 Maran testified that she
said thank you and then, as O’Hair was walking away, asked
him if she could translate what he just said for the workers.
Maran then translated O’Hair’s comments into Spanish. The
group then walked toward the elevators to go downstairs to the
lobby. Maran testified that as they were waiting for the eleva-
13 Again, the Union encountered no interference in meeting with the
employees in the cafeteria on January 9 and 10.
14 Maran testified that Adrian Caicedo, Carmen Garcia, Kathleen
Nelson, Gabriella Ortiz, and Jose Tobon participated in the march on
the boss. Only Nelson is a native English speaker. Garcia appeared to
have the most proficiency in English of the remaining employees, all of
whom testified with the aid of an interpreter.
15 In her pretrial affidavit, prepared shortly after these events, Maran
stated that O’Hair said he “did not want to talk to the Union.” In all
other respects, her testimony at the hearing was consistent with her
affidavit in describing this encounter with O’Hair.
16 In leaflets she prepared shortly after this incident for use in rally-
ing support for the Union’s cause, she reported O’Hair’s statement
using these same words. One of the leaflets, quoting O’Hair as saying
he didn’t want to hire a bunch of union workers, was distributed on
January 14, before any charges were filed.
DOWNTOWN HARTFORD YMCA
967
tor, O’Hair called her over. She went to O’Hair with Tobon.
O’Hair said that if the Union was going to have meetings like
this, they should talk to Pritchard, that it would be different if
they were employees of the Respondent. Maran responded that
the Union had already communicated with Pritchard and had no
problem with that. At that point, according to Maran, the group
went back down to the lobby and gave the folder with the ap-
plications to the receptionist, Carmen Colon, asking her for a
receipt. The receipt lists the eight employees whose applica-
tions were in the folder.17
Tobon testified that he introduced himself to O’Hair as the
Union’s steward and said that he was there to give O’Hair the
applications on behalf of himself and his coworkers. According
to Tobon, he was speaking Spanish with Carmen Garcia trans-
lating.18 Tobon testified that O’Hair responded, in English,
“[D]on’t give them to me, give them to the receptionist on the
first floor.” Tobon testified further, consistent with Maran, that
O’Hair called him and Maran back as they were leaving. To-
bon’s recollection of what O’Hair said to him and Maran is that
he “did not want us because we were with the Union.” Al-
though O’Hair said this in English, Tobon testified that he un-
derstood what was said and, to demonstrate his understanding,
he repeated the same statement in English on the witness stand.
Finally, Tobon testified that Maran translated O’Hair’s state-
ment into Spanish for the other employees.
Garcia’s recollection was significantly different. She recalled
that she was the one with the applications in hand and that she
served as the employees’ spokesmen, without the aid of a trans-
lator. She initially testified that Tobon played no role during
this incident. After being asked three times by the General
Counsel whether Tobon said anything, Garcia finally said that,
if he did say anything, she could not now recall it. Garcia con-
tradicted herself by initially claiming that she could not recall
whether Tobon said anything because everybody was speaking
at once only to testify later that only one person spoke to
O’Hair. According to Garcia, O’Hair’s response to whoever it
was that tried to give him the applications was that he was not
going to hire them because they had a union. On cross-
examination, Garcia did corroborate Maran’s and Tobon’s tes-
timony that O’Hair called Maran back as they waited for the
elevator. She testified that she heard O’Hair tell Maran: “Re-
member, I don’t want a union in the building.”
Ortiz, testifying through a translator, recalled that O’Hair re-
fused to accept the applications from Maran, saying he did not
want them because he did not want the Union, that he had prob-
lems with the Union. Ortiz testified that she understood a little
of what O’Hair was saying, but she acknowledged that others,
including Garcia and Tobon, translated parts she didn’t under-
stand. Nelson, who is English-speaking, recalled Maran trying
to give O’Hair the applications and O’Hair refusing them, say-
ing that he was not going to hire a bunch of union employees.
17 The eight applications were those of: Carmen Garcia, Santiago
Restrepo, Jose Tobon, Ivan Sanchez, Gustavo Sanchez, Fabiano Fili-
grana, Eleazar Mendoza, and Gabriela Ortiz.
18 In his pretrial affidavit, Tobon stated that Maran translated for
him. At the hearing, he explained the discrepancy by testifying that
Garcia began translating but that Maran took over when Garcia had
trouble doing so.
Nelson also recalled O’Hair telling Maran to take the applica-
tions downstairs to Carmen and he would get them from her
and would interview the employees individually. Nelson testi-
fied that she did not hear O’Hair say he did not want the Union
in the building and that she did not hear him say he was not
going to give group interviews. Although Nelson acknowl-
edged attending meetings with union staff members before this
incident, she denied being told anything about Abate’s phone
conversation with O’Hair and denied hearing anyone say that
O’Hair did not want to hire them before she heard O’Hair say
this. Caicedo testified on direct exam that he was present for
both attempts to hand-deliver the applications to O’Hair. He
recalled that, on the second attempt, when the group encoun-
tered O’Hair, O’Hair refused to accept the applications, saying
“[W]e worked for the Union, that he didn’t like that and that we
weren’t going to work there anymore.” Caicedo, while ac-
knowledging that he does not speak English very well, testified
that he was able to understand what O’Hair was saying. On
cross-examination, Caicedo acknowledged attending meetings
with Maran and other union representatives before this incident
and recalled being told that the employees were going to lose
their jobs, that the Respondent was going to get them out of
there. Caicedo also testified that he didn’t need to be told this
by anyone because it was obvious to him, when he saw that the
Respondent was advertising their jobs in the paper, that the
Respondent did not want them. This was an eminently logical
conclusion for anyone to have drawn.19
O’Hair testified that he was confronted by a group of people
within three steps of leaving his office. He recognized only a
couple of them. He recalled that several people started talking
at the same time, most of them in Spanish. He focused on Ma-
ran because she introduced herself and was speaking English.
O’Hair had not met Maran before. According to O’Hair, Maran
was holding a blue folder, which she tried to give him as she
spoke. After introducing herself, Maran said she wanted to
present him with applications of a group of people the Union
represents. O’Hair recalled putting up his hand, in a “stop”
gesture, saying he had just talked to her boss yesterday, at
which point Maran corrected him by saying that the man he
spoke to was not her boss. O’Hair then said that he had already
told the gentleman from the Union that he spoke to that he
would not accept applications from the Union. O’Hair contin-
ued by telling Maran that he would accept applications from
individuals, that everybody had the same right as anyone com-
ing off the street to apply for a job. He told Maran that the ap-
plications had to be left at the front desk. O’Hair then turned to
walk away. As he did so, he saw Maran turn toward the group
that was with her and start to speak in Spanish. O’Hair then
asked Maran if she was telling them what he said and she said
19 The Respondent succeeded during cross-examination in confusing
Caicedo so much that he ended up testifying that he was not even pre-
sent for the second attempt when the group met O’Hair. Nevertheless,
despite Respondent’s efforts to confuse Caicedo, I found him to be an
honest, straightforward witness. Although he may not have recalled
with clarity whether he was present or not, other witnesses confirmed
that he was present during the “march on the boss” and his recollection
is generally consistent with the tenor of the encounter described by
Maran and the employee witnesses.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
968
or gestured that she was. According to O’Hair, he eventually
received the blue folder containing several applications from
the front desk. O’Hair specifically denied saying to Maran and
the group that he wasn’t going to hire union employees or a
“bunch of union employees.” O’Hair also claimed that, as with
his conversation with Abate, he was mindful of Sadler’s and
Bertini’s warnings about the Union’s tactics and was intent on
extricating himself from the situation as quickly as possible.
While there are almost as many variations as there were wit-
nesses regarding the “march on the boss,” there is no dispute
that O’Hair rebuffed the Union’s attempt to submit applications
for employment in the Respondent’s new in-house janitorial
and housekeeping department on behalf of the employees as a
group, and that O’Hair told Maran that he would not accept
applications from the Union. While it is also undisputed that
O’Hair told Maran and the employees who were with her that
they could submit the applications at the front desk, and that he
would interview employees individually, the evidence in the
record establishes that the Respondent had already filled almost
all of the positions in its new housekeeping and janitorial de-
partment. What is in dispute is whether O’Hair explicitly stated
that he did not want to hire the employees because of their un-
ion affiliation, as Maran and several employees claimed and
O’Hair denied.
The variations in the witnesses’ testimony regarding this in-
cident is understandable when one considers the passage of
time and the effect of individuals’ background and perspective
on how they view any given situation. I do not subscribe to the
Respondent’s theory of “psychological pre-conditioning.” The
employees who were there with their union representative did
not need to be told by anyone that the Respondent was not in-
terested in hiring them. As Caicedo said, it would have been
obvious to anyone seeing the ad in the previous Sunday’s
newspaper that the Respondent had no interest in hiring the
employees currently performing the housekeeping and janitor-
ial work at the YMCA. If it had such an interest, one would
expect that the Respondent would have let these employees
know about the availability of the new jobs directly. Similarly,
the employees did not have to be told by anyone that O’Hair
did not want to hire them because of their affiliation with the
Union because his admitted gestures and statement, i.e., refus-
ing to accept applications proffered by their union repre-
sentative while saying he would not accept applications from
the Union, would reasonably lead them to that conclusion. Al-
though I am not convinced that O’Hair said, in haec verba, “I
do not want to hire a bunch of union employees,” I find that he
clearly conveyed this impression to Maran and the employees
by his words and gestures. His response to the “march on the
boss” must also be viewed in the context of the Respondent’s
efforts, to be detailed infra, to fill as many positions as possible
before the ad even appeared in the paper.
I also find, based on Maran’s testimony, corroborated by
Garcia, that O’Hair told Maran that he didn’t want “a” or “the”
Union in the building. The fact that Maran included this state-
ment in a leaflet prepared shortly after the incident rebuts any
suggestion that she fabricated the testimony to support the alle-
gations in the complaint. Although Garcia’s testimony was not
always reliable, her recollection as to this statement appeared to
be genuine. Finally, the statement, which was not specifically
denied by O’Hair, is consistent with the subsequent attempts of
the Respondent, and O’Hair in particular, to keep the Union, as
represented by Maran, “out of the building.” As will be dis-
cussed in the next section of this decision, these attempts were
in marked contrast to the Union’s previous ease of access to the
facility.
The complaint specifically alleges that the Respondent vio-
lated Section 8(a)(1) of the Act during this incident by O’Hair
informing employees that they would not be hired because of
their union membership. Because of the conflicting evidence as
to what O’Hair said, I find that the General Counsel has not met
his burden of proof and shall recommend dismissal of the com-
plaint as to this allegation. I will, however, consider the evi-
dence regarding O’Hair’s statements and conduct during the
march on the boss, and the inferences to be drawn from such
evidence, on the issue of animus.
C. The Respondent’s Alleged Interference with
the Union’s Access to the Employees
Although Pritchard’s collective-bargaining agreement with
the Union did not contain a specific provision regarding union
access at the worksite, the testimony of Bertini, Abate, Maran,
and others establishes that there was a practice of allowing the
Union to meet with employees at their work locations during
nonworking times. Under this practice, the Union merely had to
inform Pritchard that it was going to be meeting with the em-
ployees. There was no requirement of notification to the owner
of the facility, such as the Respondent. It is also apparent that
the Union had regularly met with Pritchard’s employees in the
Respondent’s cafeteria, which admittedly is open to the public
during the day when the Respondent’s facilities are open. It is
also undisputed that the cafeteria and adjacent lounge area were
open to employees working inside the facility, including
Pritchard employees, even after it closed for the day, around
2:30 p.m. There is also evidence that, in response to complaints
from O’Hair about Pritchard employees seen lounging in
Pritchard’s office in the basement, Bertini told the employees
that they were supposed to take their breaks in the cafeteria. As
previously noted, the Respondent did not interfere with the
Union’s meetings with the employees on January 7 and 8, in
the conference room off the lobby, when the Union first in-
formed the employees of the Respondent’s plans to terminate
its contract with Pritchard or with its meetings with employees
in the cafeteria before the two attempts to deliver their applica-
tions to O’Hair.
The Respondent’s attitude toward the Union’s access
changed significantly after the January 10 “march on the boss.”
Thus, O’Hair made a point of telling Maran that the Union was
not welcome in the building and that, if she was going to have
meetings like this in the future, to let Pritchard know. Accord-
ing to Maran, O’Hair said it would be different if they were
employees of the Respondent. Since the Union had already
been following this practice, Maran told O’Hair she did not
have a problem with that. The next time that Maran attempted
to meet with employees in the building, on January 14, she
encountered her first resistance from the Respondent.
DOWNTOWN HARTFORD YMCA
969
On January 14, Maran went to the Respondent’s facility to
meet with the day-shift employees. She arrived at the facility
around noon and met the three housekeepers, Garcia, Nelson,
and Ortiz, in the cafeteria. Garcia, Nelson, and Ortiz were on
their lunchbreak. Maran and the three employees went from the
cafeteria to the lobby and began leafleting near the main en-
trance. The leaflets were intended to inform the public, includ-
ing members of the YMCA arriving to use the facilities, about
the Respondent’s termination of its contract with Pritchard and
the impact on the employees represented by the Union. After
about 5–10 minutes, O’Hair approached the group and told
them they could not leaflet in the building. He told them if they
wanted to hand out leaflets, they had to go outside. Because it
was very cold outside, the employees chose to stop leafleting
and return to the cafeteria. Maran left the building.20 There is
no evidence that Maran and the three employees blocked in-
gress or egress to the facility or were otherwise disruptive.
Maran returned to the Respondent’s facility that evening,
around 9:30–10 p.m. to meet with the night-shift employees.
She approached the employee at the front desk, who was identi-
fied for the record as Rick Oney.21 Oney told her that she could
not be in the building and could not meet with the employees.
According to Maran, he also told her that if any employees did
speak to her in the building, they would be thrown out. Maran
testified that she waited in the lobby for Reese Dinkins and
Eleazar Mendoza to arrive for work.22 While she was waiting,
Dinkins arrived for work and greeted her. As she approached
him, Maran heard Oney tell Dinkins that he shouldn’t talk to
her. Maran asked Dinkins to meet her outside and left the build-
ing. After speaking to Dinkins, she asked him to tell steward
Jose Tobon to meet her outside and Dinkins said he would.
Dinkins then went back into the building to punch in. Maran
testified that, as she was leaving the building, she saw Hartford
police arrive. She told them she was leaving and nothing further
occurred that night. Maran specifically denied trying to re-enter
the building the same night.
Dinkins substantially corroborated Maran’s testimony. Ac-
cording to Dinkins, he saw Maran standing outside the building
as he arrived for work. Dinkins testified that Maran accompa-
nied him into the building. Dinkins was going to talk to Maran
after he punched in. Dinkins testified that Oney stopped him
and said if Dinkins spoke to Maran on Y property that Oney
would have to take his keys and send him home and that, if
Maran was on Y property, Oney would have her arrested.
Dinkins testified further that before this incident, Maran would
come into the building to talk to the night crew “all the time”
without incident. In fact, Dinkins had attended a meeting in the
conference room with Maran and other union staff earlier in
January and had filled out his application there.
Oney was called to testify by the General Counsel as a hos-
tile witness under Rule 611(c) of the Federal Rules of Evi-
20 The testimony of Maran and the three employees is mutually cor-
roborative regarding this incident.
21 According to Maran, the usual practice for union representatives
to meet with employees during off-hours was to go to the front desk
and have the employee paged.
22 Dinkins worked from 10 p.m. to 2 a.m. and Mendoza from 10:30
p.m. to 3:30 a.m.
dence. Oney identified himself as the “front desk clerk.” He
was still working for the Respondent at the time of the hearing
and claimed to have retained Respondent’s counsel as his law-
yer before the hearing. Oney worked from 3:30–11 p.m. in
January and reported to Rachel Soucy, the Respondent’s resi-
dence director. He described his duties as answering phones,
taking in cash for the various departments, such as payments
for rooms, renting out rooms, and handling security in the
lobby. The Respondent also had a security guard, Willie
Sampson, working in the evenings. According to Oney, after 9
p.m., he and Sampson were the only employees of the Respon-
dent in the building along with the Pritchard night crew. Oney
conceded that while he can consult with his manager by phone,
he is authorized to handle certain security functions, including
calling police if someone not authorized to be in the building
refuses to leave on request.
Oney testified that O’Hair had spoken to him on January 14
about the Union’s leafleting in the lobby. He recalled O’Hair
telling him that the Union had posted leaflets in the building
and blocked people entering and leaving the building.23 O’Hair
told Oney that union representatives were not allowed in the
building because of what happened earlier that day. Oney at
first testified that he saw Maran attempt to enter the building a
couple times that night but later conceded that he might have
confused January 14 with a later date. He did recall Maran
approaching the front desk and asking him to page somebody.
Oney testified that he did not page the person she requested,
instead telling her that she wasn’t supposed to be in the build-
ing. When Maran started to say something, Oney cut her off,
repeating that she was not supposed to be in the building. Oney
told her this was because of something that happened earlier
that day. He admittedly told Maran that if she did not leave the
building, he would call the police. Maran then left.
Oney testified further that Dinkins came to the front desk af-
ter Maran left and Maran came back into the building, appar-
ently to speak to Dinkins. According to Oney, he told Maran
again that she had to leave and he told Dinkins to be careful not
to hand out leaflets, that he could get in trouble. Oney claimed
that he said this to Dinkins because the Respondent had a pol-
icy prohibiting the handing out of flyers without approval.
When pressed as to the origin of this policy, Oney claimed he
learned of it by “word of mouth.” The Respondent did not offer
any evidence that such a policy in fact existed before the union
issue arose in January. Oney testified further that he also told
Dinkins that if he wanted to speak to Maran, he had to go out-
side. On further questioning, Oney conceded that he may have
said that Dinkins could be sent home if he leafleted. This is
consistent with what Oney had stated previously in an affidavit,
i.e., that he told Dinkins that he could not hand out or post leaf-
lets or Oney would have to send him home. Oney testified that
he did call the police the night of the Dinkins incident but he
recalled that no employees were around when the police ar-
rived.
Oney did not impress me as a candid or reliable witness. It
was apparent that he endeavored to shade his answers in the
light most favorable to his employer. Moreover, despite the
23 The Respondent offered no evidence to support these claims.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
970
apparent conflict of interest, Oney claimed to have voluntarily
chosen to retain legal counsel from the same attorneys repre-
senting his employer.24 I find that Oney’s earlier statement in
his affidavit is a more reliable account of what he said to
Dinkins on January 14. Although I have previously noted some
reservations about Maran’s testimony, I credit her with regard
to this incident because she was corroborated by Dinkins,
whom I found to be very credible with respect to this incident.
Accordingly, I find that on January 14 Oney did tell Dinkins
that he would be sent home if he spoke to Maran on the Re-
spondent’s property or handed out leaflets in support of the
Union.
Maran testified that she returned to the YMCA the next day,
January 15, around 5 p.m., to leaflet. She was joined on this
occasion by Tobon and Santiago Restrepo, both of whom
worked on the night crew and were off duty at the time. This
time, Maran and the employees remained outside the building,
handing out flyers on the sidewalk leading to the main entrance.
After about 15 minutes, the police arrived and told them they
had to move because they were still on the Respondent’s prop-
erty. Maran, Tobon, and Restrepo complied with this request
and continued leafleting from the public sidewalk. Tobon and
Restrepo corroborated Maran’s testimony regarding this inci-
dent.
On January 21, Maran again went to the Respondent’s facil-
ity to meet with the Pritchard employees. She first met with the
day-shift employees around noontime, in the cafeteria. The
three housekeepers and Tobon were present. Maran testified
that, while they were meeting, two Hartford police officers
arrived. One approached Maran and told her that she could not
be there because it was private property. When she identified
herself as the employees’ union representative, they left. Garcia
described the incident in essentially the same way as Maran.
Ortiz, Tobon, and Nelson recalled that when the police came,
they took Maran with them. It is not clear whether they meant
to say that Maran was arrested, which she was not at that time,
or that they recalled Maran leaving with the policeman to ex-
plain her reason for being in the cafeteria at that time. In any
event, there is no dispute that the police did arrive and question
Maran in the presence of employees during a meeting that was
being held at the same time and in the same place that the Un-
ion had historically conducted such meetings. There is also no
dispute that the Respondent’s cafeteria is open to the public at
that time of day.
Maran returned to the Respondent’s facility on the night of
January 21, to meet with the night crew, sometime between 8
and 8:30 p.m. According to Maran, she saw Oney at the front
desk and he appeared to wave her toward the cafeteria where
the Pritchard employees were already gathered. She identified
Tobon, Fabiano Filigrana, and Aldemar Sanchez as being pre-
sent.25 As she was talking to the employees in the back of the
cafeteria, she saw two policemen enter from the front of the
cafeteria. They told Maran to come with them. According to
24 In this regard, it must be noted that the Respondent was taking the
position that Oney was neither a supervisor nor its agent.
25 Aldemar Sanchez is not alleged to be a discriminatee and did not
testify in this proceeding.
Maran, as she accompanied the officers, the employees fol-
lowed. When they got to the lobby, she explained to the officers
who she was and why she was there. She also described the
incident earlier that day when the officers left after she gave the
same explanation. At that point, according to Maran, the police
officers went to the front desk and had a conversation with
Oney. During this conversation, she saw Oney make a tele-
phone call and saw one of the officers speaking on the phone.
After this call, she heard one officer say to the other, “[W]e’ll
have to arrest her.” The police officers then approached Maran,
who had been observing this while seated in the lobby, and
made the arrest. According to Maran, Tobon and the other em-
ployees were present when this occurred. Maran testified that,
on being released by the police after being booked, she returned
to the facility and asked Oney to call Tobon, who was working,
to let him know that she was all right.
Tobon, while professing not to remember dates and details
very well, did recall being at a meeting with Maran in the cafe-
teria at night with other Pritchard employees during which the
Respondent’s security guard and then the police arrived and
told them they could not have a meeting there. He recalled
seeing the police take Maran’s car keys from her and saw her
leave with them. He did not know where they took her. Fili-
grana had a very poor memory regarding meetings with the
Union but he did recall being at a meeting in the cafeteria with
the lady from the Union when the security guard and the police
came and told them to leave. Filigrana did not describe seeing
Maran arrested. He recalled that the group simply agreed to
leave the cafeteria and hold the meeting at the Union’s office.
Santiago Restrepo, who was working that night, testified that he
was working and could not go to the meeting when it started.
He did go to the cafeteria later but the meeting was over. He
testified that Tobon told him that Maran had been arrested.26
Oney also testified about this incident. According to Oney,
he saw Maran walk past him toward the cafeteria without stop-
ping. Oney asked the security guard, Sampson, to go get her.
Sampson returned to the front desk with Maran. Oney told her,
again, that she was not supposed to be on the Respondent’s
property. According to Oney, Maran said that she had a right to
be there, that the employees had a right to talk to her and she
returned to the cafeteria. At that point, Oney called O’Hair, told
him that the Union was back on the property and asked O’Hair
if anything had been worked out. Oney testified that O’Hair
said nothing had been worked out, that the Union was still not
supposed to be in the building. When Oney asked O’Hair what
he should do, O’Hair asked Oney what would he normally do if
someone was on the property who wasn’t supposed to be and
refused a request to leave. Oney told O’Hair that if somebody
had already been warned not to be on the property, he would
26 Although Restrepo’s testimony is hearsay, the Board has consid-
ered hearsay evidence when it is otherwise probative and supported by
other substantially corroborative evidence. Dauman Pallet, Inc., 314
NLRB 185, 186 (1994). In this case, Restrepo’ testimony is supported
by that of Tobon that he saw the police take Maran’s car keys and
escort her out of the building. In addition, there is no factual dispute
that Maran was arrested that night. The only factual dispute is whether
any employees witnessed the arrest and Restrepo’s testimony is proba-
tive of that.
DOWNTOWN HARTFORD YMCA
971
have them arrested. According to Oney, O’Hair then said,
“[D]o what you would normally do.” Oney then called the po-
lice and had Maran arrested.
Oney described a scene similar to that described by Maran,
i.e., the police brought Maran out to the lobby, spoke to her
separately and then spoke to him, asking Oney what he wanted
them to do. Oney admitted telling the police to arrest Maran.
Oney also corroborated Maran’s testimony that Maran returned
to the facility later that night and asked him to page one of the
Pritchard employees. Oney disputed Maran’s testimony that
there were employees in the lobby during Maran’s arrest. It is
undisputed that Maran was not handcuffed but walked out on
her own power with the police.
To the extent there is any discrepancy between the testimony
of Maran and the employee witnesses and that of Oney, I credit
the General Counsel’s witnesses. Tobon and Filigrana recalled
seeing both a security guard and the police come into the cafe-
teria, which is consistent with Oney’s testimony that he first
sent Sampson into the cafeteria to get Maran and, when she
wouldn’t leave, called the police who escorted her from the
cafeteria. Tobon corroborated Maran’s testimony about the
police taking her car keys away, something that happened in the
lobby as part of the arrest. Thus, I discredit Oney’s testimony
that no employees were present when Maran was arrested. In
any event, even if there were no employees in the lobby during
the actual arrest, there is no dispute that employees were pre-
sent both at noon and during the evening meeting when the
police approached Maran and questioned her presence in the
cafeteria.
The Respondent attempted to show, through its witnesses,
that the Respondent’s facility had a practice of limiting access
to residents, members and employees and “unique security
concerns” because of the transient nature of the people who
reside there. I do not doubt that the Respondent’s front desk
personnel, like Oney and Carmen Colon, are expected to be
vigilant and question anyone they don’t recognize as having a
reason to be in the facility. The testimony of Colon and Oney
that they can and have called the police to arrest strangers who
refuse to leave is credible.27 However, there is also no dispute
that the cafeteria, while open to the public only until 2:30 in the
afternoon, is open to employees of the Respondent and
Pritchard for the purpose of taking their breaks in the evenings.
Colon testified candidly that, to her knowledge, Pritchard’s
employees who worked at the Respondent’s facility were per-
mitted to have visitors during their breaks and could use the
cafeteria and adjacent lounge area and vending machines even
after hours. As previously noted, there had never been a prob-
lem with union staff meeting Pritchard employees at the Re-
spondent’s facility during their breaks before the “march on the
boss.” Thus, it is apparent that, in deciding to enforce its prop-
erty rights against Maran beginning on January 14, the Respon-
dent was not as much concerned with the security of its mem-
bers and residents as it was with the Union’s activities as an
advocate for Pritchard’s employees.
27 Maran, of course, is not a stranger to Oney and Colon. Oney in
particular knew who she was and why she was there.
The Respondent’s discriminatory motive in limiting the Un-
ion’s access to Pritchard’s employees is further evidenced by
the credible testimony of Sadler and Bertini regarding tele-
phone conversations they had with O’Hair after the Union be-
gan leafleting at the facility. Sadler testified, without dispute,
that O’Hair called him in January to complain about the union
activity taking place in the lobby. O’Hair asked Sadler if he had
any control over removing the union representatives from the
lobby and the building. Sadler testified that he told O’Hair that
he would speak to his employees to make sure they restricted
their union activities to their breaktime. Similarly, Bertini testi-
fied, without contradiction, that O’Hair called him in mid-
January and said he wanted the union representatives out of the
building.28 Bertini told O’Hair that he could not control the
Union’s access to the employees. O’Hair told Bertini that he
would look into the matter. According to Bertini, O’Hair con-
tacted him later and said that the YMCA was not a public facil-
ity, but a members-only facility. O’Hair told Bertini that if
union members wanted to have a meeting, they would have to
have it outside. According to Bertini, O’Hair told him that the
Respondent’s executive director, Kenard, is the one who ex-
plained this policy to him.
Several allegations in the complaint are based on the above
incidents. Specifically, the complaint alleges that the Respon-
dent violated Section 8(a)(1) of the Act on January 14 by im-
plementing a no solicitation/distribution rule because employ-
ees engaged in union activities. This allegation is based on
O’Hair’s telling Maran and the three housekeepers around
noontime that they could not hand out leaflets in the lobby and
Oney telling Dinkins later the same night that he would be sent
home if he handed out or posted leaflets. The General Counsel
also relies on the January 15 incident when the police prevented
Maran, Tobon, and Restrepo from leafleting on the sidewalk
immediately outside the main entrance to the Respondent’s
facility. The Respondent does not dispute that these incidents
occurred as described by the General Counsel’s witnesses but
argues that it was merely enforcing its private property rights.
The Board has held that employer rules that prohibit em-
ployee solicitation or distribution in nonworking areas during
nonworking times are overly broad and unlawful. See Republic
Aviation Corp. v. NLRB, 324 U.S. 793 (1945); Our Way, Inc.,
268 NLRB 394 (1983). See also Nashville Plastic Products,
313 NLRB 462 (1993). There is no dispute here that Garcia,
Ortiz, and Nelson were on break and that Tobon and Restrepo
were off-duty when they were prevented from leafleting in the
lobby and on the sidewalk adjacent to the entrance, which were
nonwork areas. It is also undisputed that Dinkins had not
started his shift when Oney told him he could not hand out or
post leaflets. This also occurred in the lobby. The Respondent
offered no evidence of the existence of a valid no-solici-
tation/distribution rule covering the lobby or walkway prior to
the onset of protected activity. The Respondent also offered no
evidence to show that the solicitation and distribution engaged
in by the Pritchard employees was disruptive or otherwise inter-
fered with its ability to maintain discipline or productivity.
28 This is consistent with O’Hair’s statement to Maran on January 10
that he didn’t want the Union in the building.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
972
Thus, the prohibition was unlawful on its face. In addition, I
find the promulgation of the rule unlawful because the Respon-
dent announced these restrictions in response to the Pritchard
employees’ protected union activity and in the absence of any
evidence that the solicitation and distribution interfered with
productivity, or discipline, or otherwise satisfied a legitimate
business justification. See Horton Automatics, 289 NLRB 405,
409 (1988), and cases cited therein. Accord: Capital EMI Mu-
sic, Inc., 311 NLRB 997, 1006 (1993).
The fact that the rule was directed at employees of a contrac-
tor, rather than the Respondent’s own employees, does not
render the Respondent’s conduct lawful. While it is true that the
Board and the courts make a substantive distinction between
the “rights of employees who are rightfully on the employer’s
property pursuant to the employment relationship and nonem-
ployee union organizers, and [apply] distinctly different rules of
law . . . to each,” the Board and the courts have held that em-
ployees who regularly and exclusively work on the premises of
an employer other than their own are not “strangers to the prop-
erty” but are entitled to the same rights of solicitation and dis-
tribution as the employer’s direct employees. Gayfers Depart-
ment Store, 324 NLRB 1246, 1249–1250 (1997). Thus, what-
ever rights the Respondent may have had to limit Maran’s and
other non-employee union representatives’ access to its facility
under the Supreme Court’s decision in Lechmere29 did not ex-
tend to Pritchard’s employees who were regularly and exclu-
sively working at the Respondent’s facility. Accordingly, I find,
as alleged in the complaint, that the Respondent violated Sec-
tion 8(a)(1) of the Act on January 14 when it prohibited
Pritchard employees from engaging in protected solicitation
and distribution during nonwork times and in nonwork areas.
Gayfers Department Store, supra; Nashville Plastic Products,
supra. Accord: New York New York Hotel & Casino, 334
NLRB 762 (2001).30
The complaint further alleges that the Respondent violated
Section 8(a)(1) of the Act when Oney told Dinkins that he
would be sent home if he handed out or posted leaflets or talked
to Maran on the Respondent’s property and that he would have
Maran arrested if she did not leave the building. I have already
found above, based on Dinkin’s credited testimony and Oney’s
admissions in his pretrial affidavit, that Oney in fact made such
threats to Dinkins on January 14. The Respondent argues that
nothing Oney said to Dinkins could be viewed as threatening
because Oney had no authority over Dinkins. I disagree. It is
clear from the evidence that Oney was an agent of the Respon-
dent within the meaning of the Act for purposes of enforcing
the Respondent’s rules during those periods when he and the
security guard were the only staff on duty. Oney acknowledged
that he had the authority to call the police if a stranger did not
comply with his warnings to leave the premises. He even told
Dinkin’s that he would do this if Maran did not leave. More-
over, it was Oney who told Dinkin’s that he could not talk to
Maran inside the building. I find that the Respondent had
29 Lechmere, Inc. v. NLRB, 502 U.S. 527 (1992).
30 I reject the Respondent’s argument that its lobby and entrance
were work areas for the reasons the Board rejected similar arguments in
New York New York Hotel & Casino, supra.
placed Oney in a position and given him sufficient authority
that an employee like Dinkins could reasonably believe that he
was speaking and acting on behalf of the Respondent when he
made those threatening remarks on January 14. Hausner Hard-
Chrome of Ky., Inc., 326 NLRB 426, 428 (1998). Accordingly,
I find that the Respondent violated Section 8(a)(1) on January
14 through Oney’s threats to Dinkins.
Finally, the complaint alleges that the Respondent violated
Section 8(a)(1) of the Act on January 14 by denying Maran
access to the facility to meet with Pritchard’s employees and,
on January 21, by threatening to and causing the arrest of Ma-
ran for meeting with Pritchard’s employees on its premises. It is
essentially undisputed that the Respondent denied Maran access
to its facility after January 10, and that it threatened to have her
arrested and carried out that threat when she nevertheless
gained access and met with employees in the cafeteria on Janu-
ary 21. The Respondent argues that its actions were lawful
under the Supreme Court’s Lechmere decision because Maran
was a nonemployee organizer with no right to trespass on its
property. The General Counsel argues that Maran had a right of
access under the balancing test applied by the Board in Holyoke
Water Power Co., 273 NLRB 1369, 1370 (1985), enfd. 778
F.2d 49 (1st Cir. 1985), cert. denied 477 U.S. 905 (1986). See
also New Surfside Nursing Home, 330 NLRB 1146 fn. 1
(2000).
In CDK Contracting Co.,31 the Board held that a union with
a contractual right of access to a subcontractor’s employees has
a right of access to the property where the subcontractor’s em-
ployees are working, subject to a general contractor’s or prop-
erty owner’s reasonable and nondiscriminatory rules. The
Board harmonized this holding with the Court’s Lechmere de-
cision by reasoning that, having invited the subcontractor onto
its premises, the general contractor had subjected its property
rights to the subcontractor’s contractual obligations to the un-
ion. See also Wolgast Corp., 334 NLRB 203 (2001); cf.
Peck/Jones Construction Corp., 338 NLRB 16 (2002). Al-
though the Union’s collective-bargaining agreement with
Pritchard did not contain a specific access provision, there is no
dispute that the parties had, prior to January 2002, a practice of
permitting the Union access to the employees it represented at
their worksite. The Respondent was aware of this practice and
had not interfered with the Union’s access to Pritchard’s em-
ployees until after the march on the boss. Under these circum-
stances, I find that Lechmere and its progeny do not apply to
the allegations here.
Moreover, under the Holyoke Water balancing test, which
still appears to be good law even after Lechmere, I find that the
Union had a right to meet with Pritchard’s employees at their
worksite to carry out its representational functions. When Ma-
ran attempted to gain access to the public areas of the Respon-
dent’s facilities to meet with Pritchard’s employees, she was
not a “nonemployee union organizer seeking to organize the
Respondent’s unrepresented employees.” She was the union
representative for a unit of employees working by invitation of
the Respondent on its property. She went to the Respondent’s
facility to assist the employees in their response to the Respon-
31 308 NLRB 1117 (1992).
DOWNTOWN HARTFORD YMCA
973
dent’s termination of its contract with Pritchard, including as-
sisting them in their efforts to obtain employment with the Re-
spondent. Because these employees worked odd hours and held
multiple jobs, the easiest way for the Union to communicate
information to them was by meeting them during their breaks
and before and after work. Such meetings caused no disruption
to the Respondent’s business and did not interfere with the
employees’ performance of the work they were hired to do. As
noted above, similar visits by the Union had not been of con-
cern to the Respondent before. I have already found that
O’Hair’s efforts to bar the Union from the building were dis-
criminatorily motivated. Accordingly, I find, as alleged in the
complaint, that the Respondent violated Section 8(a)(1) when it
denied Maran access to Pritchard’s employee and threatened to
and caused her arrest when she tried to meet with the employ-
ees.
D. The Respondent Interviews the Pritchard Employees
Pritchard employed a staff of approximately 14 employees at
the Respondent’s facility when the Respondent decided to take
over the laundry, housekeeping and janitorial services that
Pritchard had been providing. The Respondent hired only one
of these employees, Diaz. The amended complaint alleges that
twelve Pritchard employees were discriminatorily denied op-
portunity for employment by the Respondent.32 Another
Pritchard employee, Carlos Ocampo, is not named as a dis-
criminatee and no reason was given at the hearing for this
omission.33 The 12 alleged discriminatees filed applications for
employment with the Respondent. Some had filed applications
even before the ad appeared in the newspaper on January 6,
having heard through word of mouth that the Respondent was
hiring for their positions. The rest applied after January 6. As
previously noted, eight applications were submitted by Maran
as part of the January 10 “march on the boss.”
There is no dispute that O’Hair began soliciting applications
for positions in the Respondent’s internal laundry, janitorial,
and housekeeping operation soon after the Respondent made
the decision to assume control of these functions from
Pritchard. O’Hair testified that he spoke to Carmen Colon, the
Respondent’s front desk employee, and Israel Caro, a fitness
instructor, about possible candidates in early to mid-December,
2001 and had actually received applications from several can-
didates by December 10, 2001. By December 26, 2001, O’Hair
was already interviewing applicants and making hiring deci-
32 Although the complaint initially alleged that the Respondent also
discriminated against Aldemar Sanchez, he did not testify in this pro-
ceeding and the General Counsel withdrew this allegation at the hear-
ing. Bertini testified that Aldemar Sanchez was on a leave of absence
when the Respondent announced its decision but returned to work for a
week or two before Pritchard’s services ended. Pritchard’s payroll
records confirm this. The record also reveals that Ivan Sanchez, one of
the discriminatees, was hired in September 2001 to replace Aldemar
Sanchez during his leave and stopped working at the Respondent’s
facility when Aldemar Sanchez returned in late January. There is no
evidence that Aldemar Sanchez applied for a job with the Respondent.
33 Bertini identified Ocampo as a working supervisor and also ac-
knowledged that he had some disciplinary issues.
sions.34 As previously noted, and conceded by the Respondent,
a majority of the positions were filled before the Respondent’s
help-wanted ad appeared in the newspaper on January 6.
O’Hair admitted that he interviewed no Pritchard employees,
other than Diaz, before January 6.
O’Hair interviewed nine of the alleged discriminatees, all of
whom testified regarding their interviews. O’Hair also testified
regarding these interviews, disputing some of the testimony of
the General Counsel’s witnesses. For several of the discrimina-
tees, O’Hair utilized the services of Colon and an employee in
the Respondent’s maintenance department, Jorge Oyola, as a
translator. Colon and Oyola also testified regarding the inter-
views they attended. The complaint alleges that, during some of
the interviews, O’Hair made statements that are independently
violative of Section 8(a)(1) of the Act. Rather than review the
testimony in detail regarding the individual interview process, I
will only discuss the material aspects of it and resolve only
those conflicts in the testimony necessary to resolution of the
case. The remaining three discriminatees were never inter-
viewed and there is a dispute whether the Respondent left mes-
sages for them or otherwise attempted to invite them for inter-
views.
According to the testimony of the General Counsel’s wit-
nesses, Adrian Caicedo was the first Pritchard employee, other
than Diaz, to be interviewed. Caicedo testified that he got an
application and filled it out soon after seeing the Respondent’s
ad in the newspaper. His application is dated January 8. Ac-
cording to Caicedo, he handed his application to O’Hair per-
sonally within a day or two of filling it out. As previously
noted, Caicedo was in the group that went to submit their appli-
cations to O’Hair on January 9 and 10. His best recollection is
that he gave his application to O’Hair after the first attempt
when the group did not find O’Hair in his office. Because the
Respondent admits receiving an application from Caicedo and
because Caicedo’s application was not in the group submitted
by Maran on January 10, I credit Caicedo’s testimony that he
submitted it on his own on or about January 10.
Caicedo testified that on January 11 as he was walking
through the lobby, Carmen Colon told him that O’Hair wanted
to see him in his office. Caicedo met with O’Hair without a
translator.35 Caicedo testified, in English, that O’Hair was on
the phone when he entered the office and asked Caicedo to sit
down. O’Hair told Caicedo that he liked his work, that all cus-
tomers were happy with the way he cleaned his areas and that
there was one position available, cleaning carpets at night from
10 p.m. to 6 a.m., paying $10 hour.36 According to Caicedo,
continuing in English, O’Hair told him the supervisor for this
job was not there at the time, but would be there in about a
week. O’Hair told Caicedo he would call him for another inter-
view when the supervisor returned. Although Caicedo initially
34 Because the Respondent made the decision to take over the laun-
dry operation first and had notified Pritchard that it would assume this
function by January 14, these were the first positions filled. O’Hair
hired Caro’s best friend and mother to fill these positions. Neither had
any experience working in a laundry.
35 Although Caicedo testified with the aid of an interpreter, he ap-
peared to understand and speak a fair amount of English.
36 Caicedo was working as the day porter for Pritchard.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
974
recalled nothing further being said during his interview, he did
recall, after his memory was refreshed with a leading question
by the General Counsel, that O’Hair did mention the Union.
Testifying in Spanish, Caicedo recalled that O’Hair said that he
didn’t work with unions and that the job wasn’t going to have a
union, but it would have benefits.37
O’Hair disputed calling Caicedo in for an interview. Accord-
ing to O’Hair, it was Caicedo who approached O’Hair many
times, asking when he was going to get an interview, until fi-
nally O’Hair pulled Caicedo aside in the hallway and told him
he was no longer interested in hiring him because Caicedo had
been absent for 2 days and had sent a stranger to work in his
place. O’Hair specifically denied ever discussing the Union
with Caicedo. Caicedo acknowledged being absent on at least
one occasion when he had a friend fill in for him, but denied
that O’Hair ever said anything to him about this.
I credit Caicedo’s testimony regarding the interview. Despite
the Respondent’s best efforts to confuse this witness, succeed-
ing on some points, Caicedo’s testimony that he submitted his
application to O’Hair directly, that Colon told him O’Hair
wanted to see him and that O’Hair indicated satisfaction with
his work and an interest in hiring him was consistent through-
out. I attribute any confusion or doubt regarding other portions
of his testimony to the passage of time, the difficulties of testi-
fying through a translator and misunderstandings related to the
witness’ lack of facility with the English language. I also note
that other evidence in the record tends to corroborate Caicedo’s
version of the interview. For example, Bertini testified that
O’Hair liked Caicedo’s work. In addition, the Respondent’s
own evidence establishes that, at the time Caicedo had his in-
terview, the Respondent still had openings for a full-time floor
care position at night, as well as two full-time night custodians.
The Respondent’s evidence also establishes that the Respon-
dent planned to have a floor care supervisor who would work
nights supervising the floor care group. O’Hair had already
hired Robert Coelln to be the supervisor on December 31,
2001, with a start date of January 14, at the time he interviewed
Caicedo. Although Coelln ultimately declined the job, on Janu-
ary 21, the fact that he had been hired and was scheduled to
start soon after Caicedo’s interview lends credibility to
Caicedo’s testimony that O’Hair wanted to wait until the super-
visor was there to make a decision on hiring Caicedo.
On January 15, O’Hair interviewed the three Pritchard
housekeepers, Garcia, Nelson, and Ortiz. Nelson had submitted
her application on January 5, after overhearing Carmen Colon
at the front desk telling someone on the phone to come in and
apply because the Respondent was hiring housekeepers. Al-
though O’Hair admitted being pleased with Nelson’s work, and
even though she had worked at the Respondent’s facility since
1995, both as an employee of the Respondent and as a Pritchard
employee, O’Hair did not interview her until after she partici-
pated in the “march on the boss” and leafleted in the lobby with
Maran and the other housekeepers. In fact, by the time he called
37 Caicedo’s testimony regarding this statement was consistent on
cross-examination.
Nelson in for an interview, O’Hair had already hired two of the
three housekeepers he needed.38
Nelson testified that Colon called her down from the 11th
floor where she was working and told her that O’Hair wanted to
meet with her. Colon did not say it was for an interview. When
Nelson got to O’Hair’s office, he did not have her application
in front of him, telling Nelson that he would have to look for it.
According to Nelson, O’Hair told her she was doing an excel-
lent job and many people were calling to tell him not to let her
go. Nelson remembered O’Hair saying that he was only doing
the interviewing, that someone else would do the hiring. He
told her that, when he found her application, he would put a
note on it recommending that the person doing the hiring con-
sider her because he did not want to lose her. Nelson recalled
the interview ending with O’Hair saying he would contact her
in 2 weeks. She testified that O’Hair said nothing about the
Union during her interview. On further questioning, Nelson
recalled that O’Hair said that, if he were doing the hiring, the
only reason he would not consider her was an incident that
occurred in November 2001 between her and an employee in
the Respondent’s membership department. According to Nel-
son, after she explained what had happened, O’Hair indicated
that it wouldn’t be a problem.39
O’Hair testified that he did have Nelson’s application in
front of him during her interview but that it was incomplete.
According to O’Hair, when he asked Nelson about this, she told
him that she had filled out the application in a hurry because
the Union told her she had to do it. O’Hair claims that Nelson
told him she really wasn’t interested in working for the Re-
spondent because the Respondent would make too many
changes and she would have to work too hard. O’Hair testified
that he was interested in hiring Nelson until she said this. Nel-
son denied telling O’Hair that she wasn’t interested in the job
and denied the other statements attributed to her by O’Hair.
According to Nelson, he never said anything about her applica-
tion being incomplete.
Considering the other evidence in the record, I find Nelson’s
testimony far more credible than that of O’Hair. There is no
dispute that Nelson was an excellent worker and an asset to the
facility. She had already expressed interest in working for the
Respondent by being one of the first Pritchard employees to
submit an application upon learning, inadvertently, that the
Respondent was hiring housekeepers. In fact, she applied even
before the Union learned about the Respondent’s plans. Her
participation in the “march on the boss” and the leafleting be-
fore her interview demonstrates her interest in retaining her job.
38 The Respondent hired Nilda Tirado and Juana Dominguez for
these positions on December 28, 2001, and January 4, respectively.
Tirado’s application was incomplete, with no employment history
furnished. O’Hair testified that she had no housekeeping experience,
having worked as an office manager. Both Tirado and Dominguez were
friends of Colon, who received referral bonuses from the Respondent
when they were hired.
39 In fact, O’Hair acknowledged that the incident in November
played no role in his consideration of Nelson’s application. Moreover,
it appears from the testimony of Nelson, Bertini, and even O’Hair that
Nelson was probably provoked by the other employee during the inci-
dent.
DOWNTOWN HARTFORD YMCA
975
Moreover, even if her application were incomplete, because she
failed to list her job duties or her “skills and qualifications,”
this could not have been a reason for O’Hair not to hire Nelson
because O’Hair was already familiar with her work.
The Respondent argues that Nelson should not be believed
because it is illogical for O’Hair to have said that he was not
doing the hiring when in fact he was. Although such a state-
ment, if made by O’Hair, would be contrary to the facts in evi-
dence, that does not mean he didn’t say it. What is apparent to
me, after considering all of the evidence regarding O’Hair’s
interviews of the Pritchard employees, is that he was merely
going through the motions to cover himself because the Union
had already made an issue of the Respondent’s failure to con-
sider the Pritchard employees for hire. Rather than tell Nelson
outright that he was not going to hire her, O’Hair conveniently
shifted the responsibility for that decision to some unidentified
official to whom he would refer her application with a recom-
mendation. Moreover, had O’Hair truly been interested in hir-
ing Nelson, as he professed at the hearing, he would have called
her in for an interview as soon as she applied, or even sought
her out and solicited her to apply, as he did with Diaz.
Garcia and Ortiz were called down for their interviews on
January 15 together.40 Jorge Oyola, a bilingual HVAC techni-
cian employed by the Respondent in the maintenance depart-
ment, who was hired and supervised by O’Hair, accompanied
them to O’Hair’s office. Ortiz went in first, with Oyola serving
as her translator. Ortiz had submitted her application through
the Union on January 10, as part of the “march on the boss.”
Ortiz’ version of what was said is obviously a translation by
Oyola of what O’Hair said in English. According to Ortiz,
O’Hair explained that she was there to be interviewed for “re-
hire” as a housekeeper. After generally describing the house-
keeping position with the Respondent, O’Hair told her that he
was not going to give her an answer at that time. O’Hair ex-
plained that because Pritchard did not have experience working
in hotels, it had not been doing a good job and that he intended
to run the Y like a hotel. Ortiz recalled that O’Hair said, as
translated by Oyola, that he was not going to hire her because
she had a union and he didn’t want problems with the Union.
Ortiz testified that she responded that she would leave the Un-
ion if he gave her a job because she needed her job. Upon fur-
ther questioning, Ortiz recalled that O’Hair also said, again via
Oyola, that the only thing the Union does is take away your
money, it doesn’t help the employees. Ortiz recalled that, at the
end of the interview, O’Hair said he would let her know in 2
weeks.
Oyola testified as a witness for the Respondent. Much of his
testimony had to be elicited through leading questions by the
Respondent’s counsel even though he was not a hostile witness.
For example, Oyola initially described a conversation with
Ortiz before the interview in which she asked for his help in
keeping her job. Without any prompting, Oyola recalled that
Ortiz expressed concern because she had heard that all, or
40 Although Garcia and Ortiz testified that they were interviewed on
January 21, other evidence in the record, including O’Hair’s testimony
and his January calendar, establishes that these interviews occurred on
January 15.
some, of the Pritchard employees were going to be let go. She
told Oyola that she was a good worker and had been there a
long time and asked him to speak to O’Hair in her behalf. Re-
spondent’s counsel then, through a series of leading questions,
pulled out of Oyola a story about how Ortiz told him she knew
Garcia was going to be let go because she was a poor worker
and that another employee, known to Oyola only as “Jose,” was
going to be let go because he had been caught doing his laundry
while working in the laundry room. I do not credit this portion
of Oyola’s testimony, which appeared to have been fabricated
to bolster the Respondent’s claims.
With respect to Ortiz’ interview, Oyola also needed much
assistance from counsel to tell the story the Respondent sought
to prove. When Oyola was permitted to answer open-ended
questions, he did not help the Respondent’s case. For example,
he testified that O’Hair told Ortiz that he was going to give the
Pritchard employees “first priority,” or a “first consideration,”
or a “first look” before making any decisions.41 Oyola did recall
the Union coming up in the course of the interview and claimed
that Ortiz raised the issue but O’Hair stopped her, saying that
he wasn’t part of the Union and that was between her and the
Union. He specifically denied, in response to leading questions,
that O’Hair said he would not hire Ortiz because of the Union,
that he didn’t want problems with the Union, that the Union
was no good, or didn’t help people or only took there money.42
O’Hair testified that he decided to interview Ortiz and Gar-
cia, despite numerous problems he described having with the
quality of their work, because he wanted to find out if there was
a reason for the problems and if they could be retrained to work
better. He acknowledged asking Oyola to translate for him with
Ortiz. O’Hair testified that after generally discussing the pur-
pose for the interview and the housekeeping position with the
Respondent, he asked Ortiz about the performance issues. Ac-
cording to O’Hair, Ortiz said she had spoken to Bertini and she
would do a better job. Ortiz then brought up the Union and
O’Hair stopped her, saying that was between her and the Un-
ion. According to O’Hair, there was no further mention of the
Union during the interview. O’Hair, in an effort to explain
away Oyola’s testimony that he told Ortiz that he was going to
give the Pritchard employees some kind of priority considera-
tion, claimed that he said that “hiring was now a priority for
him” and that he may have said something to the effect that he
was trying to interview the Pritchard employees first. Of
course, if O’Hair said that during Ortiz’ interview, he was not
41 The record evidence establishes that, if O’Hair said this, it wasn’t
true because he had already completed most of his hiring before he
began interviewing the Pritchard employees.
42 By letter dated April 24, 2003, a copy of which was served upon
the other parties, counsel for the Respondent advised me that Oyola had
come forward on April 21, 2003, and indicated that some of his testi-
mony was not accurate. As described by Respondent’s counsel, Oyola
would now corroborate the testimony of Ortiz that O’Hair told Ortiz
that the “Union does nothing for you but take your money and leave
you hanging” and would corroborate her testimony that she told O’Hair
that, “if he gave her her job back, she would leave the Union because
she needed her job.” Even before receiving this letter from the Respon-
dent, I had concluded that Oyola’s testimony was not reliable. The
information in the letter merely reinforces that view.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
976
being truthful with her. As previously noted, the Respondent
essentially interviewed the Pritchard employees last, after fill-
ing most of the positions with strangers to the facility. O’Hair’s
lack of candor with Ortiz during the interview is further evi-
dence convincing me that O’Hair went through these interviews
without any intent to hire any of the remaining Pritchard em-
ployees. Although Ortiz’ testimony was not unimpeachable,
when weighed against O’Hair’s general untrustworthiness, I
choose to accept her version of the interview to the extent there
is any conflict in the testimony.
After Ortiz left O’Hair’s office, Garcia came in. She testified
that she asked Oyola to remain, not as a translator, but as a
witness. Garcia speaks and understands English very well and
did not need a translator during her interview. According to
Garcia, she got her application from Carmen Colon after Colon
told her, on January 4, that the Respondent was getting rid of
Pritchard and hiring new employees. After completing her ap-
plication, she turned it into Colon. Garcia filled out another
application with the Union, which was included in the group of
applications that were submitted on January 10, after the
“march on the boss.”43 Garcia recalled that O’Hair gave her
back one of the two applications during her interview. She re-
called further that O’Hair said he was going to check her appli-
cation, but that he had received more than 100 applications and
would hire the “most necessary, the most important.” Garcia
testified further, after having her memory refreshed through
leading questions, that O’Hair said that he had to give them an
interview, that it didn’t mean he was going to hire them. Garcia
acknowledged that she raised the issue of the Union, telling
O’Hair that she was in the Union but sometimes the Union
benefits the employees and sometimes it does not. At that point,
according to Garcia, O’Hair replied that he didn’t want the
Union because the Union was not good for anyone, it only
wanted to take money from the people.
Oyola recalled even less of Garcia’s interview than he did of
Ortiz’ interview. The Respondent was able to elicit specific
denials as to the statements attributed to O’Hair by Garcia.
However, Oyola testified without prompting that O’Hair told
Garcia, as he had Ortiz, that he was going to give the Pritchard
employees first consideration. Significantly, when he gave his
affidavit to the Board agent investigating the case, Oyola cor-
roborated Garcia’s testimony that O’Hair told her he had to
give everybody from Pritchard an interview. At the hearing,
Oyola denied that O’Hair said any such thing. Respondent’s
counsel attempted to show that the Board agent had miscon-
strued Oyola’s statement when drafting the affidavit. Although
Oyola had reviewed the affidavit before signing it and had the
opportunity to correct such a misinterpretation, he did not do so
until the hearing. To the extent that the Respondent relies upon
Oyola’s testimony to contradict Garcia or to corroborate
O’Hair, I find such testimony utterly unreliable.44
43 The application in evidence is dated January 4.
44 Counsel for the Respondent, in his April 24, 2003 letter, also re-
ported that Oyola now says that his testimony regarding Garcia’s inter-
view was inaccurate to the extent he denied that O’Hair said that the
Union does nothing for you but take your money and leave you hang-
ing.
O’Hair testified very briefly regarding his interview of Gar-
cia. He denied that the subject of the Union came up during the
interview. O’Hair also testified that he could not recall discuss-
ing Garcia’s job performance with her during the interview.
According to O’Hair, Garcia’s interview was brief. Although
Garcia’s testimony was not entirely credible, I do credit her
testimony regarding the interview to the extent that she recalled
O’Hair telling her that he had to give the Pritchard employees
an opportunity for an interview but that didn’t mean he would
hire them. This is consistent with Oyola’s more reliable pre-
trial affidavit and with the weight of the evidence previously
discussed, which indicates that O’Hair was merely going
through the motions and had no real intent to hire any of the
Pritchard employees except Diaz. I also credit Garcia that
O’Hair said, in response to her mention of the Union, that the
Union was no good and was only after the employees’ money.
This is consistent with testimony of other witnesses who re-
called similar statements by O’Hair.
On January 18 and 21, O’Hair interviewed several of the
Pritchard employees on the night crew, i.e., Eleazer Mendoza,
Santiago Restrepo, Ivan Sanchez, and Gustavo Sanchez. All
four had completed their applications on or about January 8,
after the union meetings, and had submitted them to the Re-
spondent through Maran on January 10. Gustavo Sanchez, who
worked nights in the laundry, and his brother, Ivan Sanchez,
who had been working during Aldemar Sanchez’ leave of ab-
sence, were no longer working at the Respondent’s facility
when they were called for an interview. O’Hair conducted these
four interviews in the conference room off the lobby. Mendoza
had sufficient command of English to participate in his inter-
view without a translator. Carmen Colon acted as translator for
Restrepo and Ivan Sanchez and Oyola translated for Gustavo
Sanchez.45 There is no dispute that, in conducting these four
interviews, O’Hair used a form questionnaire that he admittedly
developed after the interviews of Nelson, Garcia, and Ortiz. All
the witnesses agreed that O’Hair asked the questions on the
form and wrote down the employees’ answers on the form. As
a result, there is substantial similarity in the testimony regard-
ing these four interviews.
Mendoza, who impressed me as a credible witness, recalled
that O’Hair appeared surprised when he told O’Hair, in re-
sponse to the question where he was currently working, that he
worked for Pritchard at the Y. Mendoza, who filled his applica-
tion out in a hurry, had neglected to list his current employment
with Pritchard. In addition, according to Mendoza, he assumed
everybody knew he was already working there when he filled
out the application. After Mendoza told O’Hair he was working
for Pritchard, O’Hair asked him if he was part of the Union.
Mendoza replied that he was but that he didn’t always agree
with the Union’s procedures. Mendoza testified further that, at
another point during the interview, O’Hair said he wouldn’t
hire people from the Union because “if you work here, you
don’t need a union.” O’Hair said that the Y provided good
wages and benefits and a good working environment. Accord-
45 Although Oyola recalled that the male employee for whom he
translated was called “Jose,” Gustavo denied that anyone called him by
that name. As previously noted, I found Oyola’s testimony unreliable.
DOWNTOWN HARTFORD YMCA
977
ing to Mendoza, O’Hair told him that he had a position working
from 8 p.m. until 4 a.m. Mendoza acknowledged telling O’Hair
that he couldn’t work those hours because he had a full-time
job where he worked until 10:30 p.m. He also told O’Hair that
he could work from 11 p.m. until 4 a.m., and if the hours were
available, until 7 a.m. O’Hair only disputed the portion of
Mendoza’s testimony involving the discussion of the Union.
O’Hair admitted being surprised to learn that Mendoza worked
for the Respondent because he had not met him before. I shall
credit Mendoza’s testimony to the extent there are any con-
flicts. Specifically, I find that O’Hair did ask Mendoza if he
was part of the Union, upon learning that he worked for
Pritchard, and did tell Mendoza that he wouldn’t need the Un-
ion if he worked for the Respondent.
O’Hair interviewed Santiago Restrepo with Carmen Colon
serving as the translator. Thus, Restrepo’s testimony is essen-
tially what Colon told him in Spanish that O’Hair had said.
Restrepo denied that he or O’Hair mentioned the Union during
the interview. However, on the interview questionnaire that
O’Hair filled out during the interview, he wrote that Restrepo
said he learned about the job from the Union. According to
Restrepo, he told O’Hair that he could work the same hours he
was currently working for Pritchard, i.e., 8 p.m.–2 a.m. Re-
strepo recalled O’Hair asking him if he could change his hours.
Restrepo admittedly told O’Hair that would be difficult because
he was taking English and computer classes from 5–7 p.m. and
had another part-time job in the morning. Restrepo testified
that, at the end of the interview, O’Hair said he would call him
if he found hours for him. Restrepo never heard from O’Hair
after the interview. O’Hair testified that he had a good inter-
view with Restrepo and was interested in hiring him. O’Hair
acknowledged that the Union did come up when he asked Re-
strepo how he found out about the job at the Y. O’Hair claims
that the only reason he didn’t offer Restrepo a job is that Bertini
told him, after the interview, not to hire him. Bertini denied
ever saying such a thing to O’Hair and denied that O’Hair ever
told him that he was considering hiring Restrepo. I credit Ber-
tini as to this aspect of the testimony.
Carmen Colon also translated during O’Hair’s interview of
Ivan Sanchez. Ivan Sanchez recalled only that O’Hair asked
him a series of questions off a form and Colon translated the
questions and his answers. Although Ivan Sanchez confessed
that he did not have a clear memory of the interview, he did
recall telling O’Hair that he was available to work any shift and
that, while he was currently working part time, he was inter-
ested in full-time work. He denied telling O’Hair that he would
only work from 5–11 p.m. The answers O’Hair wrote on the
interview questionnaire corroborate Ivan Sanchez’ testimony in
this regard. Ivan Sanchez recalled further that he also told
O’Hair that he heard about the job through the Union. After
having his memory refreshed with leading questions, Ivan San-
chez recalled that O’Hair said if he offered him a job, there
would be no union. O’Hair testified that Sanchez was only
looking for a full-time position with different hours than he had
available. According to O’Hair, Ivan Sanchez said he could not
change his hours because he had another job. He recalled that
the only mention of the Union was Ivan Sanchez’ response
when asked how he learned about the job. I found Ivan Sanchez
testimony more credible that that of O’Hair. The responses
O’Hair wrote on the interview form belie any suggestion that
Ivan Sanchez was not flexible regarding his availability to
work. O’Hair also acknowledged that the post-it note on the
application suggesting that Oyola testified for Ivan Sanchez
was incorrect. O’Hair confirmed that Carmen Colon was the
translator.46
Gustavo Sanchez recalled that the guy from maintenance,
probably Oyola, translated during his interview.47 Sanchez
recalled O’Hair using the form to ask questions. He also re-
called O’Hair asking if he would be interested in working any-
where other than the laundry. Gustavo Sanchez testified that he
said he would and that he already had another job as a cleaner.
Gustavo Sanchez also recalled that O’Hair asked if he was
interested in full or part time. Gustavo Sanchez conceded that
he replied that he would prefer a part-time job because he al-
ready had another job in the mornings. He recalled O’Hair ask-
ing him if he knew how to clean carpets and he said yes. Ac-
cording to Gustavo Sanchez, O’Hair said he was considering
him for a full-time job as a custodian and that the Respondent
only offered benefits to full-time workers. Gustavo Sanchez
testified that he replied that, with the Union, part-time employ-
ees also receive benefits. Gustavo Sanchez recalled that O’Hair
replied that, if he was going to work for the Respondent, he
would be without a union because O’Hair didn’t want a Union.
O’Hair testified that the union did not come up during Gustavo
Sanchez’ interview. According to O’Hair, he learned from this
interview that Gustavo Sanchez had no experience in house-
keeping, that he only worked in the laundry. O’Hair also testi-
fied that Gustavo Sanchez was only looking for a part-time
position and that he did not have one available for him.48 I shall
credit Gustavo Sanchez’ testimony to the extent it conflicts
with O’Hair. Gustavo Sanchez had disclosed on his application
that he already did maintenance work for another cleaning con-
tractor. Thus, O’Hair’s claim that Gustavo did not have clean-
ing experience is wholly unbelievable.
The last of the Pritchard employees to be interviewed was
Reese Dinkins. Dinkins had worked at the Respondent’s facility
for 25 years, first for the Respondent and then for Pritchard.
Dinkins did not submit an application until January 25. He
acknowledged that, at least initially, he wasn’t sure that he
wanted to work for the Respondent. Dinkins testified that, when
he decided to apply, he asked Carmen Colon at the front desk
46 Carmen Colon was totally useless to the Respondent as a corrobo-
rating witness. She claimed to have no recall of any of the interviews
she translated. She could not recall how many interviews she attended,
or even if any of the interviewees were male or female. The only thing
she recalled was that O’Hair used a form questionnaire. In light of her
asserted poor memory, her testimony that O’Hair did not ask any ques-
tions about or even discuss the Union at any of the interviews she trans-
lated can not be relied on as proof of these facts.
47 As noted above, Oyola recalled that the man for whom he trans-
lated was known as “Jose.” Gustavo Sanchez credibly testified that no
one has ever called him “Jose.”
48 Although Oyola “corroborated” O’Hair’s testimony that the Union
did not come up during the interview with “Jose” and that “Jose” was
only interested in a part-time position in the laundry, I do not credit this
testimony for the reasons noted above regarding Oyola’s unreliability
as a witness.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
978
who was in charge of the applications and she paged someone
who came down to interview him. Dinkins did not recall the
name of the man who interviewed him but testified with cer-
tainty that it was not O’Hair, who was sitting in the hearing
room when he testified. Dinkins testified that the man, whom
he recognized as the guy who worked with O’Hair in mainte-
nance and who sometimes came in at night to fix things, identi-
fied himself as the person who was going to be in charge of the
maintenance department. According to Dinkins, he told the
interviewer that he would like to keep the same hours he was
working, i.e., 10 p.m.–2:30 a.m. during the week and 7–10 p.m.
on Saturday. The man told Dinkins that all he had available was
a part-time position from 5–10 p.m. and a full-time position
from 8 a.m.–4 p.m. Dinkins conceded that he told the man that
he did not want to work full-time and that he could not work
from 5–10 p.m. because of his other job. The interviewer re-
sponded that he only had the one part-time position and that he
would call Dinkins if anything changed. Dinkins recalled that
the interviewer did look over his application but did not ask any
questions about his experience. He specifically recalled that the
interviewer did not use a form questionnaire. According to
Dinkins, the entire interview lasted 5 or 6 minutes. Dinkins
testified further that, a couple days after he stopped working at
the Y, Carmen Colon called him and said that she had been told
to call him to tell him that they had nothing available for him.
O’Hair testified, contrary to Dinkins, that he was the one
who interviewed Dinkins. O’Hair also recalled that Dinkins
interview occurred on January 18, not 25. According to O’Hair,
he was in the conference room interviewing other applicants
when Colon came in and said that Dinkins was at the front
desk, insisting on an interview right away. O’Hair testified that,
after he finished the interview he was doing, Dinkins ap-
proached him in the lobby and handed him an application.
O’Hair claimed that Dinkins, who appeared very agitated,
asked for an immediate interview. O’Hair asked the person who
was scheduled to be interviewed next to wait and took Dinkins
into the conference room. O’Hair testified that he asked
Dinkins to schedule an interview but that Dinkins said he was
here now and asked why O’Hair couldn’t talk to him now.
O’Hair then flipped through the application while asking
Dinkins to tell O’Hair about himself. O’Hair recalled Dinkins
talking about how many years he had worked at the Y, even
before working for Pritchard, and indicating an interest in part-
time employment, saying that he already had a full-time job.
O’Hair told Dinkins that the hours he had available were from 5
to 10 p.m. Dinkins said, because of his commitment to the other
job, he could not change his hours. Dinkins asked if he could
work the same hours he was working and O’Hair told him the
only other position he had was full-time overnight, from 8 p.m.
to 4 a.m. Dinkins said he couldn’t work those hours and asked
again if he could keep the same hours he had. When O’Hair
told him no, the interview ended. According to O’Hair, neither
he nor Dinkins brought up the Union.
The Respondent called Ronald Gagnon as a witness. Gagnon
was hired by O’Hair in July 2001 and held the position of
maintenance supervisor in January. Oyola was one of the em-
ployees under his supervision. At the time of the hearing,
Gagnon was the supervisor for the housekeepers and custodians
employed by the Respondent. It appears that Gagnon is the man
whom Dinkins described as his interviewer. The Respondent,
however, did not ask Gagnon if he had interviewed or even
spoken to Dinkins. When the General Counsel asked on cross-
examination if he had any involvement in the hiring of the
housekeeping and custodial staff, Gagnon said he did not.
Gagnon did testify that, in January when the hiring process was
going on, he had a beard like that of O’Hair and that people
often confused the two of them. I noted that Gagnon was
somewhat argumentative and defensive when responding to
questions from the General Counsel, suggesting that he was not
being entirely candid in the interest of protecting his boss and
employer.49
Dinkins’ testimony that someone other than O’Hair inter-
viewed him appears at first blush to be inconsistent with all the
other evidence in the record indicating that only O’Hair inter-
viewed applicants, and inconsistent with Gagnon’s denial that
he interviewed anyone. At the same time, O’Hair’s testimony
was essentially uncorroborated. The Respondent could have
questioned Colon about the Dinkins’ incident and could have
elicited a specific denial from Gagnon that he interviewed
Dinkins. The fact that these were witnesses one would expect to
testify favorably for the Respondent supports an inference that,
had they been asked about this incident, they would not have
corroborated O’Hair. Grimmway Farms, 314 NLRB 73 fn. 2
(1994). In evaluating the credibility of Dinkins testimony, I also
note that Gagnon ultimately became the supervisor in charge of
the housekeeping and custodial staff and that Dinkins interview
occurred shortly before the Respondent took over these opera-
tions. Thus, it is not so far-fetched to believe that Colon would
have called Gagnon when Dinkins asked to see whomever was
going to be in charge of maintenance.50 It’s also conceivable
that Colon would have called Gagnon, O’Hair’s assistant who
was going to be in charge of the staff, if O’Hair were not avail-
able. Weighing the relative credibility of Dinkins and O’Hair, I
am persuaded that Dinkins was the more credible.
There is no dispute that the Respondent did not interview the
remaining three alleged discriminatees, Jose Tobon, Jose Ga-
valo, and Fabiano Filigrana.51 O’Hair testified that the only
reason he did not interview these Pritchard employees is that
they failed to respond to telephone messages asking them to
call to schedule an interview. O’Hair conceded that he was not
the individual who called these employees to schedule an inter-
view. He delegated that function to Colon, who was bilingual
and could communicate with these Spanish-speaking appli-
cants. All three Pritchard employees denied receiving any mes-
sages from the Respondent about an interview. All three testi-
fied that they have answering machines where they live, that no
messages were left on the machine, and that other family mem-
49 The Respondent also did not ask Colon any questions to corrobo-
rate O’Hair’s testimony about Dinkins agitated demand for an immedi-
ate interview.
50 Gagnon was, in fact, the “maintenance” supervisor.
51 The applications of Tobon and Filigrana were included in the
group submitted by Maran after the “march on the boss.” Tobon, the
Union’s steward, had participated in this activity. Gavalo got his appli-
cation from the front desk, filled it out and returned it the same day,
January 12.
DOWNTOWN HARTFORD YMCA
979
bers with whom they live never told them that someone from
the Y had called and left a message for them. The General
Counsel even called Filigrana’s son, Javier, with whom he
lives. Javier Filigrana is the only one in the household who
speaks English and, for this reason, he is the only one who
checks the answering machine for messages. Javier Filigrana
denied that any messages from the Respondent for his father
were received at his house.
Colon testified generally about her role in the hiring process.
As previously noted, she was the person at the front desk who
usually handed out and received applications and she assisted
O’Hair with translation during interviews for an undisclosed
number of Spanish-speaking applicants. Colon testified that
O’Hair also asked her to call people to schedule interviews.
According to Colon, O’Hair gave her a list of names and phone
numbers with dates and times he wanted to interview them. She
called the people on the list at the telephone numbers indicated
and, if they answered, she would schedule the interview and
give O’Hair a note telling him what date and time they were
coming in. If someone other than the applicant on the list an-
swered the phone, or if an answering machine picked up, she
left a message, in English or Spanish, depending on the lan-
guage used by the person or voice on the answering machine.
According to Colon, she always identified herself as calling
from the Respondent for the purpose of scheduling a job inter-
view. Colon recalled that she made about 30–35 calls like this
and spoke to about 10 people. She did not retain the list that
O’Hair gave her, nor any notes or other documents compiled in
the course of scheduling these interviews. Colon also acknowl-
edged that she had no recollection as to the identity of any of
the people she called or left messages for. Thus, she was unable
to confirm O’Hair’s testimony that Tobon, Gavalo, and Fili-
grana were contacted for an interview.
The amended complaint alleges that the Respondent, through
O’Hair, violated Section 8(a)(1) of the Act, during O’Hair’s
interviews of the Pritchard employees, by making statements
implying that the employees would be denied future employ-
ment because of their union membership and activities. Al-
though the complaint alleges that this occurred on January 21
and 24, the evidence described above establishes that the inter-
views in question occurred on January 11, 15, 18, and 21. The
Respondent denied this allegation on the basis of credibility.
Based on the credibility determinations previously noted, I find
that the General Counsel has met his burden as to this allega-
tion. Specifically, I have found that O’Hair told Caicedo that he
didn’t work with unions and that the job would not have a un-
ion but would have benefits. I have found that O’Hair made
similar statements to Mendoza (that he wouldn’t need a union if
he worked for the Respondent because the Respondent pro-
vided good wages and benefits); Ivan Sanchez (if O’Hair of-
fered him a job, there would be no union); and Gustavo San-
chez (if he was going to work for the Respondent, it would be
without a union). These statements are unlawful because they
clearly conveyed to the applicants that the Respondent would
not hire them if they wish to remain members of the Union.
Such statements also support a finding that, in staffing its new
in-house laundry, cleaning, and janitorial department, the Re-
spondent intended to ensure that it operated on a nonunion
basis. I have also found that O’Hair told both Garcia and Ortiz
that the Union was not good for the employees and only wanted
to take their money and that he told Garcia that he was only
interviewing the Pritchard employees because he had to. These
statements further support the inference that the Respondent
was opposed to the Union and did not have a sincere intent to
consider the union represented Pritchard employees for hire.
Accordingly, I find that the Respondent violated Section 8(a)(1)
of the Act, as alleged in the complaint, through statements
made by O’Hair during his interviews of the Pritchard employ-
ees.
E. O’Hair’s Statement to Nelson on February 1
Nelson testified that, on her last day of work at the Respon-
dent’s facility, she rode on the elevator to the 11th floor with
O’Hair. After she got off the elevator, as she was walking to-
ward the cleaning closet, O’Hair called after her. According to
Nelson, O’Hair said, “[W]hy don’t you call the Union lady and
ask her to fire somebody from their job so you can replace
them.” Nelson asked, “[W]hy should I take another person’s
bread?” and O’Hair replied, it was only a suggestion. O’Hair
did not specifically rebut this testimony. The General Counsel
alleges that O’Hair’s statement to Nelson on February 1 vio-
lated Section 8(a)(1) of the Act because it implied that employ-
ees would be denied future employment with the Respondent
because of their union membership and other protected con-
certed activities and because the Union had filed the unfair
labor practice charge in Case 34–CA–10011. In his brief, coun-
sel for the General Counsel argues that the statement was
unlawful because, at the time, Nelson was still waiting to hear
if the Respondent hired her. By suggesting Nelson use the Un-
ion to try to bump another employee, O’Hair was effectively
telling her that she would not be offered employment by the
Respondent. I do not agree with the General Counsel that this
was the implication of O’Hair’s suggestion. While I credit Nel-
son’s uncontradicted testimony that the statement was made, I
do not find anything threatening or coercive in this statement.
Accordingly, I shall recommend dismissal of this allegation of
the complaint.
F. The Respondent’s Hiring Process
As previously noted, the Respondent made the decision to
take over the laundry service from Pritchard and informed
Pritchard of that decision in mid-December 2001, and informed
Pritchard, by letter on December 27, 2001, that it was taking
over the remainder of the services provided by Pritchard. The
Respondent planned to assume control of the laundry operation
by January 14 and the remainder of the housekeeping and jani-
torial operations by February 1. There is no dispute that, soon
after making these decisions, O’Hair began the process of fill-
ing the 13 positions he expected to have available.52 The Re-
52 O’Hair testified that, in designing the Respondent’s in-house
laundry, housekeeping, and janitorial department, he planned for a staff
of 13 mostly full-time employees. According to O’Hair, because full-
time employees would receive benefits, the Respondent was providing
an incentive for individuals to do a good job for the Respondent.
O’Hair’s plan also called for two working supervisors to provide the
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
980
spondent admittedly did not approach any of the Pritchard em-
ployees and did not advertise for these positions at first. In-
stead, O’Hair relied on “word-of-mouth” to solicit applicants
for employment. The first applicants were friends and family
members of employees currently working for the Respondent.
As previously noted, the first employees hired, to work in the
laundry, were the mother and best friend of a fitness instructor.
O’Hair testified that he then hired Diaz, who was Pritchard’s
full-time employee in the laundry department, to train these
inexperienced employees. According to O’Hair, it was his in-
tent to have Diaz become the housekeeping supervisor, or lead
person, after he trained the new laundry employees. There is no
dispute that Diaz had no experience as a supervisor and had not
previously worked in housekeeping.
Diaz completed his application, was interviewed and hired
on December 26. O’Hair testified that Bertini came to him,
after the Respondent informed Pritchard that it was terminating
Pritchard’s laundry service, and asked O’Hair if he could find a
position for Diaz. According to O’Hair, Bertini told him that,
out of all the employees there, Diaz was the only one he could
depend on. O’Hair testified further that he told Bertini to have
Diaz file an application. O’Hair claims that Bertini approached
him later and asked if Diaz had filed an application and, later
still, to ask O’Hair what he had planned for Diaz. O’Hair testi-
fied that he told Bertini of his plans to have Diaz become the
housekeeping supervisor. At other points in his testimony,
O’Hair claimed that he asked Bertini if there were any
Pritchard employees he could recommend and Bertini replied
that Diaz was the only one he could count on. O’Hair acknowl-
edged that, at the time of this discussion, he did not ask Bertini
about any other Pritchard employees and that he and Bertini did
not discuss any other Pritchard employees’ prospects for em-
ployment with the Respondent.
Bertini admitted having a conversation with O’Hair, in his
office, in which Diaz’ name came up. According to Bertini, this
conversation occurred before the Respondent had notified
Pritchard that it was terminating the laundry service. Bertini
recalled that O’Hair asked him who was his best worker at the
Y. According to Bertini, he replied that, if there was anyone he
could count on, it was Diaz. O’Hair asked, “[T]he laundry
guy?” and, when Bertini said yes, O’Hair said he had noticed
that Diaz was a good worker. Bertini testified that O’Hair did
not say anything about hiring Diaz or anyone else during this
conversation. Bertini testified further that, the next day, O’Hair
asked him what would happen to Diaz if the Respondent termi-
nated Pritchard’s contract for the laundry service. Bertini told
O’Hair that, depending on Diaz’ seniority, he could go to an-
other facility or bump someone at the Y. He had no further
discussion with O’Hair about hiring Diaz. When the General
Counsel recalled Bertini as a rebuttal witness, Bertini denied
asking O’Hair to find a place for Diaz or making any specific
recommendation that O’Hair hire Diaz. Bertini again confirmed
that the only thing he told O’Hair, in response to a question
from O’Hair, is that Diaz was the only employee he could
count on.
onsite supervision that Sadler and Bertini claimed had accounted for the
Respondent’s complaints about Pritchard’s performance.
When Diaz filled out his application, he wrote “lead house-
keeper” as the position he was applying for. His application
was “incomplete” to the same extent as those of some other
Pritchard employees with respect to his employment history.
Diaz did not identify any specific experience working any-
where other than for Pritchard in the laundry department at the
YMCA. There is no dispute that Diaz was not truthful when he
wrote on his application that he supervised a staff of five while
working at the YMCA and that he “watched over housekeeping
staff.” In contrast to O’Hair’s testimony regarding his review of
the applications submitted by the other Pritchard employees,
O’Hair hired Diaz to eventually become the housekeeping su-
pervisor notwithstanding these problems with his applications.
The Respondent argues, relying almost exclusively on
O’Hair’s testimony, that the Respondent had only “a few short
weeks” after it made its decision to take over the services pro-
vided by Pritchard, to interview and hire staff and that O’Hair
sought to hire “the best people he could find.” According to the
Respondent, O’Hair hired only those applicants who were ex-
perienced or came highly recommended by people he knew and
trusted. The evidence in the record, in particular the applica-
tions of the people who were hired, belie this argument. While
it is true that the first people hired by O’Hair were referrals
from Caro, the fitness instructor, and Colon, the front desk
clerk, there is no evidence in the record that O’Hair had any
special relationship with these individuals that would give rise
to the level of trust that Respondent suggests existed. Caro’s
mother had done office work and mail sorting and his best
friend had been a cook. Neither had ever worked in a laundry.
O’Hair conceded that one of the three people he hired who had
been referred by Colon had no relevant experience. While other
applicants hired before the Respondent went public with its
hiring plans listed relevant experience on their application,
there is nothing in the record, apart from O’Hair’s testimony, to
indicate that they were any more qualified that the Pritchard
employees currently doing the work. Another employee hired
by O’Hair before the Respondent advertised the job openings,
was an individual who had worked for O’Hair at a previous job.
This individual was hired as a housekeeper even though his
experience working for O’Hair was in a different department.
As a result of this hasty and allegedly thorough hiring proc-
ess, O’Hair was successful in filling a majority of the job open-
ings he had, i.e., 8 out of 13, before the Respondent went public
with its need for housekeeping and janitorial workers.
After the Respondent’s ad appeared in the newspaper, the
Respondent was deluged with applications, including some
filed by Pritchard employees who were now aware of the Re-
spondent’s plans. O’Hair continued to interview and hire em-
ployees without interviewing any Pritchard employees until
after the Union began its campaign publicizing the Respon-
dent’s failure to consider its members for hire. Despite inter-
viewing nine of the Pritchard employees between January 11
and 25, O’Hair hired none. Respondent instead chose to hire
individuals who had little or no experience, including a college
graduate whom O’Hair conceded was overqualified. As to be
expected, this individual lasted three days and did not return to
work. Rather than hire any of the Pritchard employees who
were still available, Respondent hired someone else to replace
DOWNTOWN HARTFORD YMCA
981
this individual. The Respondent also chose to hire a couple
employees who were unable to begin employment because they
didn’t pass the drug test, background check, or other pre-
employment requirements of the Respondent. Even in these
situations, O’Hair did not consider any of the Pritchard em-
ployees whose applications were on file to fill these new open-
ings. Finally, there is no dispute that, as openings have occurred
through employee turnover in the period since the Respondent
took over from Pritchard, it has never offered a job to any of
the Pritchard employees.
The Respondent contends that it hired none of the Pritchard
employees other than Diaz because of its general dissatisfaction
with Pritchard’s performance of this work and because Bertini
only recommended one employee, Diaz. At the hearing, O’Hair
purported to provide specific reasons why he didn’t hire each of
the Pritchard employees he interviewed.53 The Respondent
argues that the reasons advanced by O’Hair were sufficient to
rebut any inference of a discriminatory motive. The General
Counsel contends that the reasons were pretextual. I find it
unnecessary to review in detail the reasons advanced for not
hiring each of the Pritchard applicants. As previously noted, it
is clear to me that O’Hair had no interest in hiring any Pritchard
employee other than Diaz, and that he went through the charade
of inviting the employees for interviews and interviewing them
merely to attempt to protect himself from the Union’s claims
that the Respondent was not considering Pritchard’s employees
for illegal reasons. The real question in this case is whether, in
not considering the Pritchard employees for hire, O’Hair was
motivated by their status as union members or by the Respon-
dent’s documented and essentially undisputed dissatisfaction
with Pritchard’s performance of its contract.
G. Whether the Respondent’s Refusal to Hire the
Pritchard Employees was Discriminatorily Motivated
The Board, in FES, 331 NLRB 9, 12 (2000), established a
new test for determining the merits of discriminatory refusal to
hire allegations under the Act. Under this test, the General
Counsel must first show the following: (1) that the respondent
was hiring, or had concrete plans to hire, at the time of the al-
leged refusal to hire; (2) that the applicants had experience or
training relevant to the announced or generally known require-
ments of the available positions, or in the alternative, that the
employer has not adhered uniformly to such requirements, or
that the requirements were themselves pretextual or were ap-
plied as a pretext for discrimination; and (3) that antiunion
animus contributed to the decision not to hire the applicants.
Once the General Counsel has established these three elements
of his case, the burden will shift to the respondent to show that
it would not have hired the applicants even in the absence of
their union or other protected concerted activity.54 If the re-
spondent contends that the applicants were not qualified for the
positions it was filling, it will bear the burden of showing that
53 The Respondent contends that it did not hire the three employees
who were not interviewed because they had not responded to messages
left for them to call and schedule an interview.
54 This is similar to the burden imposed on a respondent in other
cases alleging a discriminatory motive under the Act. See Wright Line,
251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cir. 1981).
the applicants either did not possess the specific qualifications
required for the position, or that others who were hired had
superior qualifications. Id. at 12. Accord: Wayne Erecting, Inc.,
333 NLRB 1212 (2001); Stamford Taxi, Inc., 332 NLRB 1372,
1374–1375 (2000).
Based on the above review of the evidence, I find that the
General Counsel has satisfied the first two requirements of his
case. There is no dispute that the Respondent was hiring house-
keeping, janitorial, and laundry employees at the time of the
alleged refusal to hire. Because the Pritchard employees whom
the Respondent refused to hire were already working in those
positions at the time that the Respondent refused to hire them,
they clearly had the relevant experience or training.55 Even
assuming the Respondent required a higher level of skill or
experience to fill the new positions, it did not adhere to these
requirements. As previously noted, O’Hair hired several indi-
viduals with no experience in housekeeping or cleaning and
with no identifiable skills for such a position.
With respect to the third element of the General Counsel’s
case, I find that the General Counsel has met his initial burden
of proving that antiunion animus contributed to O’Hair’s re-
fusal to hire the alleged discriminatees. I have already found
above that O’Hair told Abate on January 8 that he was not in-
terested in meeting with a bunch of union workers and that he
told Maran and the employees who were with her on January
10 that he was not going to accept applications from the Union.
In addition, O’Hair admitted on the witness stand that he told
Abate that he was not going to hire anybody through the Union.
These statements, as well as Sadler’s credible testimony that
O’Hair told him, in response to Sadler’s statement that the Re-
spondent would not be able to achieve significant cost savings
because the Union was committed to the building, that the Un-
ion was not an issue because the Respondent had already
checked it out with the lawyers, establishes that O’Hair was
fully cognizant of the unionized status of Pritchard’s employees
and the consequences of hiring them when he made his hiring
decisions.56 Moreover, the independent violations of Section
8(a)(1) found above, including the statements made to employ-
ees during interviews, i.e., that there would be no union if the
employees were hired by the Respondent, establish antunion
animus and reflect on O’Hair’s motives.
In addition, the circumstances surrounding the Respondent’s
staffing of its in-house cleaning, janitorial, and laundry depart-
ment strongly support an inference that the unionized status of
the Pritchard employees was a contributing factor in O’Hair’s
decision to hire only one of them. For example, the Respondent
did not advertise or otherwise publicize the fact it was hiring
until after it had filled a majority of the available positions.
This placed the unionized Pritchard employees at a distinct
55 Although the Respondent sought to show that O’Hair made
changes in the job descriptions for the positions he planned to have in
the Respondent’s new department, the changes were not substantial.
Moreover, O’Hair himself testified several times that the positions he
was hiring for were unskilled and easily trainable.
56 O’Hair acknowledged at the hearing that he discussed the Union
with Bertini “a few times” when the two of them were discussing how
the Respondent would go about setting up an in-house cleaning de-
partment.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
982
disadvantage in obtaining employment and suggests that the
Respondent wanted to ensure that a majority of its new work-
force were not former bargaining unit employees. In addition,
the Respondent hired several new employees with no relevant
experience or skills, several of whom proved to be utter fail-
ures, without giving any consideration to admittedly good
workers like Kathleen Nelson, Caicedo, Mendoza, Ivan San-
chez, and Restrepo. The refusal to hire an employee like
Dinkins, who had worked at the facility in excess of 20 years
and had previously worked for the Respondent, strongly sug-
gest that something more than dissatisfaction with the work of
Pritchard’s employees was at play.
The Respondent argues that it was O’Hair’s unhappiness
with Pritchard’s performance, as evidenced by his frequent
communications to Bertini in the months preceding the Re-
spondent’s decision, that motivated O’Hair’s lack of interest in
hiring any of the Pritchard employees other than Diaz. The
Respondent also relies on Bertini’s statement to O’Hair that
Diaz was the “only one he could count on” as explanation for
the otherwise suspect hiring of only one employee from the
Unit.57 The Respondent’s argument finds some support in
Abate’s testimony that O’Hair said, during their January 8 tele-
phone conversation, that he was unlikely to hire many of the
Pritchard employees because he was not happy with their work.
While the Respondent’s argument has some surface appeal, it
does not hold up under closer scrutiny. Looking at the situation
from a neutral business standpoint, one would expect that, in
starting a new operation like this, an employer would look to
the people who were already doing the work, who were familiar
with the Respondent’s facility and its needs. The Respondent
instead solicited and hired applicants with little or no experi-
ence doing the type of work it had available who were strangers
to the Respondent’s facility. It is undisputed that there were at
least a few Pritchard employees other than Diaz, such as Kath-
leen Nelson and Adrian Caicedo, whose work was deemed
satisfactory by the Respondent. The Respondent’s failure to
consider these individuals in the early stages of its staffing
process suggests it was not just Pritchard’s poor performance
that was at issue. As to the other Pritchard employees, the Re-
spondent offered no evidence that their work was so unsatisfac-
tory as to warrant zero consideration in the early stages of the
hiring process.58 Moreover, at the time O’Hair was making
these early hiring decisions, he did not even know many of the
Pritchard employees or which areas each was responsible for.
O’Hair testified that he did not recognize most of the employ-
ees who were with Maran during the January 10 “march on the
boss” and admitted being surprised during the interview to
57 I discredit O’Hair’s testimony that Bertini made any specific nega-
tive recommendation regarding the hiring of the other Pritchard em-
ployees. I found Bertini generally a more credible witness notwith-
standing any continued ties he might have to the Union. Bertini can-
didly admitted a number of statements and comments attributed to him
while denying those which were plainly not true.
58 The Respondent’s contention that it was pressed for time and
needed to find people in a hurry to staff the new housekeeping and
laundry department makes O’Hair’s failure to give any consideration,
before January 10, to the current Pritchard employees doing the work
particularly suspect.
learn that at least one of the applicants was a current Pritchard
employee. Thus, how could he have known, in late December
and early January, which of the Pritchard employees were re-
sponsible for the general dissatisfaction with the level of ser-
vice that Pritchard was providing?
The Respondent also relies upon the fact that the Respondent
hired Diaz, who was a union member, as proof that it had no
antiunion animus. After careful consideration, it is apparent to
me that the reason O’Hair hired one Pritchard employee to
become the housekeeping supervisor is because he realized that
he needed to have someone familiar with the facility and the
processes used to clean it who could train the new employees
he was going to hire to replace Pritchard’s employees. This
explains why O’Hair asked Bertini who was his best worker at
the YMCA. By hiring the one employee Bertini identified as
his best worker, O’Hair could maintain some continuity without
having to hire a majority of Pritchard’s employees.
The General Counsel having met his initial burden of prov-
ing a discriminatory refusal to hire, the burden is on the Re-
spondent to prove that it would not have hired the applicants
even in the absence of their union or other protected concerted
activity. The Respondent clearly has not established that the
Pritchard employees were not qualified for the positions it was
filling. Because the Pritchard employees were already cleaning
the Respondent’s facility and doing its laundry, and because the
Respondent concedes that no specialized skills or abilities were
required to perform these jobs, the Respondent can not meet its
burden of proving that the Pritchard employees “did not possess
the specific qualifications required for the position.” The credi-
ble evidence in the record also does not objectively establish
that the individuals who were hired had superior qualifica-
tions.59 That leaves the Respondent with having to prove that it
would not have hired anyone other than Diaz because either
their work performance while working for Pritchard was poor,
or because they were not available to work the hours that the
Respondent had available, or because they did not respond to
requests for interviews.
I have already discussed the patently pretextual claim that
the Respondent did not hire Nelson because she told O’Hair she
wasn’t interested in working for the Respondent. The Respon-
dent thus can not meet its burden of proving that she would not
have been hired in the absence of discrimination. The Respon-
dent contends that it would not have hired Tobon, Gavalo, and
Filigrana, even absent evidence of discrimination, because they
failed to respond to requests for interviews. The Respondent
has not met its burden of proof on this issue. The only witness
the Respondent offered to prove that each of these alleged dis-
criminatees were contacted was unable to recall whether she in
fact called them and left a message. The Respondent retained
no records to prove that the calls were made. The document
which purports to be a list of individuals that O’Hair asked
Colon to call is admittedly not the list that O’Hair gave Colon.
Rather it is one generated by O’Hair’s computer at the time of
the hearing. In addition, the Respondent could have communi-
59 Because I found O’Hair to be generally not credible, I attach little
weight to his subjective testimony as to the relative superiority of the
applicants he did hire.
DOWNTOWN HARTFORD YMCA
983
cated with these individuals, who were all still working at the
Respondent’s facility, had O’Hair truly been interested in con-
sidering them for employment. The Respondent had communi-
cated with other employees, such as Nelson, Garcia, and Ortiz,
at work. Accordingly, I find that this asserted ground for not
hiring Tobon, Gavalo, and Filigrana is pretextual.
The Respondent’s claims that Dinkins, Mendoza, Gustavo,
and Ivan Sanchez would not have been hired even absent evi-
dence of a discriminatory motive because they could not work
the hours that the Respondent had available might have been
persuasive had the Respondent given them an equal opportunity
for employment with the individuals that were hired before
January 6. The Respondent’s discriminatory delay in interview-
ing these Pritchard employees left them with only a few jobs to
choose from. It is impossible to know whether any of these four
discriminatees would have been able to work one of the Re-
spondent’s proposed schedules had they been made aware of
the job openings sooner. Because it was the Respondent’s dis-
criminatory hiring practice that limited the employment possi-
bilities for the Pritchard employees, I shall reject the Respon-
dent’s defense based upon any alleged unavailability of the
Pritchard employees. Moreover, I have already discredited
O’Hair’s testimony that Ivan Sanchez indicated an unwilling-
ness to change his hours and I have discredited O’Hair’s testi-
mony that Gustavo Sanchez indicated any lack of cleaning
experience.
Finally, I note that the evidence reveals that the Respondent
displayed significantly more flexibility in accommodating the
needs of the non-Pritchard employees it hired when it came to
scheduling them to work. In the months after the Respondent
took over the laundry, cleaning, and janitorial services, it made
adjustments in several positions, either from full to part time or
vice versa, or to change the hours of work to accommodate an
individual employee’s needs. This evidence convinces me of
the pretextual nature of this asserted ground for not hiring any
Pritchard employees.
The Respondent argues that it would not have hired Re-
strepo, even in the absence of a discriminatory motive, because
Bertini told O’Hair not to hire him. Although Bertini, when
pressed on cross-examination, testified that he might have been
critical of Restrepo in conversation with O’Hair, he denied
having the conversation described by O’Hair. O’Hair’s testi-
mony that Bertini said, “[N]o, no, no. You don’t want him,”
while shaking his head, in response to O’Hair’s expression of
interest in hiring Restrepo, was not believable. There is nothing
in the record to support such a vehement negative response by
Bertini. I therefore reject the Respondent’s argument with re-
spect to its allegedly nondiscriminatory refusal to hire Restrepo.
The Respondent contends that Caicedo would not have been
hired in any event because he had an attendance problem.
While there is no dispute that Caicedo was absent 1 day during
the Respondent’s hiring process and sent someone to cover for
him, the weight of the evidence convinces me that this isolated
incident would not have caused the Respondent to deny him
employment in the absence of the Respondent’s discriminatory
motive. As previously noted, O’Hair had expressed satisfaction
with Caicedo’s work to Bertini before this incident and appar-
ently did not make a big deal out of it at the time. At the hear-
ing, O’Hair exaggerated the seriousness of Caicedo’s atten-
dance problem by claiming he had missed several days without
calling in, which is not supported by the Pritchard timesheets in
evidence. The pretextual nature of O’Hair’s asserted reason for
refusing to hire Caicedo is further demonstrated by the fact that
the post-it note he placed on Caicedo’s application makes no
mention of any attendance problem.
Finally, the Respondent argues that it would not have hired
Garcia and Ortiz because of performance problems. O’Hair
testified, however, that he was considering hiring them despite
the work performance issues and changed his mind after getting
a negative reference from Bertini the day after the interview.
O’Hair claimed that he also did not hire them because he found
better candidates. The record does contain evidence that the
Respondent had complained to Pritchard on many occasions
about the cleanliness of the residential floors that were cleaned
by Ortiz and Garcia. There is also undisputed evidence that
O’Hair had complained to Bertini about Garcia and Ortiz ap-
parently “loafing” in the Pritchard office during their work
hours and about Ortiz smoking on the loading dock. Bertini
testified that O’Hair voiced general complaints about cleanli-
ness, not any specific complaints about Ortiz or Garcia. Bertini
also denied that O’Hair asked him specifically about Garcia and
Ortiz after their interviews. With respect to the complaints of
“loafing” and smoking, Bertini addressed these issues with
Garcia and Ortiz and heard nothing further from O’Hair. The
record also indicates that these complaints preceded the Re-
spondent’s hiring decision by several months.
The preponderance of the evidence in the record indicates
that Garcia and Ortiz were not model employees. At the same
time, Bertini’s contradiction of much of O’Hair’s testimony
convinces me that O’Hair was exaggerating the seriousness of
these issues to mask his true motivation in not hiring Garcia
and Ortiz. The Respondent’s claims of a legitimate reason for
refusing to hire these, or any other Pritchard employees, are
less persuasive than they would have been had the Respondent
given the Pritchard employees an equal chance at employment.
Similarly, the Respondent’s contention that only one of
Pritchard’s 14 employees currently working at the YMCA was
suitable for continued employment strains credulity.
Accordingly, based on the above, and the record as a whole,
I find that the Respondent has not meet its burden of proving
that it would not have hired any of the twelve alleged discrimi-
natees even in the absence of a discriminatory motive. See, e.g.,
Hogan Masonry, Inc., 314 NLRB 332 (1994). (Respondent did
not meet its burden under Wright Line, supra, by relying on the
discredited testimony of its official who made the allegedly
discriminatory decisions.) Therefore, I find, as alleged in the
complaint, that the Respondent refused to hire the 12-named
Pritchard employees because of their status as union repre-
sented employees and in order to avoid a bargaining obligation
to the Union. Waterbury Hotel Management LLC, 333 NLRB
482 (2001), enfd. 314 F.3d 645 (D.C. Cir. 2003). Cf. Planned
Building Services, 330 NLRB 791 (2000). The Respondent’s
refusal to hire these employees violated Section 8(a)(1) and (3)
of the Act.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
984
H. Whether the Respondent Violated Section 8(a)(5)
by its Refusal to Recognize the Union
The complaint alleges that the Respondent, as a successor to
Pritchard, had an obligation to recognize and bargain with the
Union as the 9(a) representative of its laundry, housekeeping,
and janitorial employees when it took over these functions from
Pritchard. The General Counsel argues that, because of its dis-
criminatory refusal to hire the Pritchard employees, the Re-
spondent has lost its right to rely on a lack of continuity in the
work force to avoid a successorship bargaining obligation. Un-
der this theory, the Respondent’s discriminatory hiring prac-
tices also deprived it of the right that a successor normally has
to set initial terms and conditions of employment. The Respon-
dent claims that the Respondent is not a successor to Pritchard
for a number of reasons apart from the alleged discriminatory
refusal to hire a majority of the Pritchard employees.
It is settled law that an employer who takes over a business,
whose employees are represented by a union, and hires a major-
ity of his employees from his predecessor’s unionized work-
force, has an obligation to recognize and bargain with the union
regarding the employees’ terms and conditions of employment,
where there is otherwise a substantial continuity in the employ-
ing entity. NLRB v. Burns Security Services, 406 U.S. 272
(1972). See also Fall River Dyeing Corp. v. NLRB, 482 U.S. 27
(1987). A successor employer cannot escape this bargaining
obligation by discriminating in regard to hiring and retention of
employees of the predecessor based on their union affiliation.
Howard Johnson Co. v. Detroit Local Joint Executive Board,
417 U.S. 249, 262 (1974); Sierra Realty Corp., 317 NLRB 832
(1995), enf. denied on other grounds 82 F.3d 494 (D.C. Cir.
1996); U.S. Marine Corp., 293 NLRB 669, 670 (1989), enfd.
944 F.2d 1305 (7th Cir. 1991), cert. denied 503 U.S. 936
(1992).
It is also well established that a successor employer is not
bound by the predecessor’s collective-bargaining agreement
and, ordinarily, is free to set the initial terms and conditions of
his employees. Spruce Up Corp., 209 NLRB 194 (1974). How-
ever, where it is apparent from the start that the new employer
plans to retain all or a majority of the predecessor’s employees
in the unit, it must first notify and bargain with the employees’
union before making changes in the established terms and con-
ditions of employment. Burns Security Services, supra, 406
U.S. 294–295.
Accord: Galloway School Lines, Inc., 321
NLRB 1422 (1996).
I have already found above that the Respondent in fact dis-
criminated during the hiring process by essentially excluding
the Pritchard employees from consideration until after it had
hired a majority of its work force. Where this is the case, the
Board will presume that a majority of the new employer’s em-
ployees would have been hired from the predecessor’s work-
force absent discrimination and will require the new employer
to recognize and bargain with the union. Waterbury Hotel
Management LLC v. NLRB, 314 F.3d 645 (D.C. Cir. 2003);
Sierra Realty Corp., supra, 317 NLRB at 835. The Board will
also find, under the circumstances here, that a discriminatory
refusal to hire a predecessor’s employees deprives the succes-
sor of its right to set initial terms and conditions of employ-
ment. See Galloway School Lines, Inc., supra, 321 NLRB at
1425–1427, and cases cited therein. I see no reason to depart
from this precedent here.60 Accordingly, I find, as alleged in the
complaint, that the Respondent violated Section 8(a)(5) and (1)
of the Act by refusing to recognize and bargain with the Union
and by making unilateral changes in the wages, hours, and
other terms and conditions of employment of its housekeeping,
laundry, and janitorial employees.
CONCLUSIONS OF LAW
1. By promulgating and enforcing a discriminatory and
overly broad no-solicitation/distribution rule; threatening em-
ployees with being sent home if they engage in union and other
protected concerted activities; denying union representatives
access to employees working at the Respondent’s facility;
threatening to and causing the arrest of a union representative
in the presence of employees; and making statements to em-
ployees implying that they would not be hired because of their
membership in and support for the Union, the Respondent has
engaged in unfair labor practices affecting commerce within the
meaning of Section 8(a)(1) and Section 2(6) and (7) of the Act.
2. By discriminatorily refusing to hire the following former
employees of Pritchard Industries because they were repre-
sented by the Union, the Respondent has engaged in unfair
labor practices affecting commerce within the meaning of Sec-
tion 8(a)(1) and (3) and Section 2(6) and (7) of the Act:
Adrian Caicedo
Kathleen Nelson
Reese Dinkins
Gabriella Ortiz
Fabiano Filigrana
Santiago Restrepo
Carmen Garcia
Gustavo Sanchez
Jose Gavalo
Ivan Sanchez
Eleazar Mendoza
Jose Tobon
3. The following employees of the Respondent constitute a
unit appropriate for the purposes of collective bargaining within
the meaning of Section 9(b) of the Act:
All housekeepers, custodians and laundry attendants em-
ployed by the Respondent at its Hartford, Connecticut facility,
excluding guards, professional employees and supervisors as
defined in the Act.
4. By failing and refusing to recognize and bargain with the
Union, as the exclusive collective-bargaining representative of
the above-described unit, and by establishing the rates of pay,
benefits, hours of work, and other terms and conditions of em-
ployment for employees in the unit without prior notice to the
Union and without affording the Union an opportunity to bar-
gain about these subjects, the Respondent has engaged in unfair
labor practices affecting commerce within the meaning of Sec-
tion 8(a)(1) and (5) and Section 2(6) and (7) of the Act.
5. The Respondent has not violated the Act in any other
manner alleged in the complaint.
60 In reaching this conclusion, I have considered and rejected the ar-
guments advanced by the Respondent in support of its claim that, even
if there were continuity in the workforce, the Respondent was not a
Burns successor. See Sierra Realty Corp., supra, 317 NLRB 835–836.
DOWNTOWN HARTFORD YMCA
985
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I find that it must be ordered to cease and
desist and to take certain affirmative action designed to effectu-
ate the policies of the Act.
In FES, 331 NLRB 9 (2000), the Board held that the appro-
priate remedy for a refusal to hire violation would include an
order requiring the respondent to offer those applicants unlaw-
fully denied employment immediate instatement to the posi-
tions to which they had applied, or if those positions no longer
existed, to substantially equivalent positions, and to make them
whole for any wages and benefits lost as a result of the unlaw-
ful refusal to hire them, computed on a quarterly basis, less any
net interim earnings, as prescribed in F. W. Woolworth Co., 90
NLRB 289 (1950), plus interest as computed in New Horizons
for the Retarded, 283 NLRB 1173 (1987). FES, supra, 331
NLRB at 12. The Board held further, in FES, that where the
number of applicants unlawfully denied employment exceeds
the number of positions that were available, a subsequent com-
pliance proceeding may be used to determine which of the ap-
plicants would have been hired. Id. at 14. In the instant case,
but for the Respondent’s discriminatory hiring scheme, there
would have been enough available positions to accommodate
all of the Pritchard employees who were discriminatorily de-
nied employment with the Respondent. Accordingly, all of the
alleged discriminatees are entitled to an offer of instatement
under FES.
At the hearing, counsel for the Charging Party requested, as
a remedy for the alleged unlawful arrest of the Union’s repre-
sentative, Maran, that the Respondent be ordered to make her
whole for any costs she incurred as a result of the arrest. I shall
recommend such a remedy which appears to be a reasonable
one for the violation found.
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended61
ORDER
The Respondent, Downtown Hartford YMCA, Hartford,
Connecticut, its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Promulgating and enforcing discriminatory and overly
broad no-solicitation/distribution rules.
(b) Threatening employees with being sent home if they en-
gage in union and other protected concerted activities.
(c) Denying union representatives access to employees work-
ing at the Respondent’s facility.
(d) Threatening to and causing the arrest of union representa-
tives in the presence of employees.
(e) Making statements to employees implying that they will
not be hired because of their affiliation with or representation
by Service Employees International Union, 32BJ District 531,
AFL–CIO (the Union).
61 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be
adopted by the Board and all objections to them shall be deemed
waived for all purposes.
(f) Refusing to hire the former employees of Pritchard Indus-
tries because they were members of the Union, and in order to
avoid having to recognize and bargain with the Union.
(g) Failing and refusing to recognize and bargain with the
Union, as the exclusive collective-bargaining representative of
the employees in the following appropriate unit:
All housekeepers, custodians and laundry attendants em-
ployed by the Respondent at its Hartford, Connecticut facility,
excluding guards, professional employees and supervisors as
defined in the Act.
(h) Establishing the rates of pay, benefits, hours of work, and
other terms and conditions of employment for employees in the
unit without prior notice to the Union and without affording the
Union an opportunity to bargain about these subjects
(i) In any like or related manner interfering with, restraining,
or coercing employees in the exercise of the rights guaranteed
them by Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Rescind the discriminatory and overly broad no-
solicitation/distribution rule announced on or about January 14,
2002.
(b) Within 14 days from the date of this Order, offer the em-
ployees named below immediate instatement to the positions to
which they applied or, if those positions no longer exist, to
substantially equivalent positions, without prejudice to their
seniority or other rights or privileges previously enjoyed.
Adrian Caicedo
Kathleen Nelson
Reese Dinkins
Gabriella Ortiz
Fabiano Filigrana
Santiago Restrepo
Carmen Garcia
Gustavo Sanchez
Jose Gavalo
Ivan Sanchez
Eleazar Mendoza
Jose Tobon
(c) Make the employees named above whole for any loss of
earnings and other benefits suffered as a result of the discrimi-
nation against them, in the manner set forth in the remedy sec-
tion of the decision.
(d) Preserve and, within 14 days of a request, or such addi-
tional time as the Regional Director may allow for good cause
shown, provide at a reasonable place designated by the Board
or its agents, all payroll records, social security payment re-
cords, timecards, personnel records and reports, and all other
records, including an electronic copy of such records if stored
in electronic form, necessary to analyze the amount of backpay
due under the terms of this Order.
(e) Recognize and, on request, bargain with the Union as the
exclusive representative of the employees in the above de-
scribed appropriate unit concerning terms and conditions of
employment and, if an understanding is reached, embody the
understanding in a signed agreement.
(f) On request of the Union, rescind any departures from the
terms and conditions of employment that existed immediately
prior to the Respondent’s takeover of Pritchard Industries’ op-
erations at the Respondent’s facility and restore, retroactively,
the preexisting terms and conditions of employment until the
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
986
Respondent negotiates in good faith with the Union to agree-
ment or impasse.
(g) Make whole unit employees for any loss of wages and
benefits resulting from the Respondent’s unilateral changes in
the preexisting terms and conditions of employment.
(h) Make Rebecca Maran, the Union’s staff representative,
whole for any costs she incurred because of her arrest on Janu-
ary 21, 2002, at the Respondent’s facility.
(i) Within 14 days after service by the Region, post at its fa-
cility in Hartford, Connecticut, copies of the attached notice
marked “Appendix.”62 Copies of the notice, on forms provided
by the Regional Director for Region 34, after being signed by
the Respondent’s authorized representative, shall be posted by
62 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
the Respondent immediately upon receipt and maintained for
60 consecutive days in conspicuous places including all places
where notices to employees are customarily posted. Reasonable
steps shall be taken by the Respondent to ensure that the notices
are not altered, defaced, or covered by any other material. In
the event that, during the pendency of these proceedings, the
Respondent has gone out of business or closed the facility in-
volved in these proceedings, the Respondent shall duplicate and
mail, at its own expense, a copy of the notice to all current em-
ployees and former employees employed by the Respondent at
any time since January 10, 2002.
(j) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
IT IS FURTHER ORDERED that the complaint is dismissed inso-
far as it alleges violations of the Act not specifically found.