273 NLRB 13
Painters Local 64 (Saxon Enterprises)
PAINTERS LOCAL 64 (SAXON ENTERPRISES)
13
1
Painters Local Union No. 64 and Painters District
Council No. 5 and International Brotherhood of
Painters and Allied Trades, AFL-CIO (Saxon
Enterprises, Inc.) and Frederick T. Rasmussen.
Case 19-CB-4937
30 November 1984
DECISION AND ORDER
BY CHAIRMAN DOTSON AND MEMBERS
ZIMMERMAN AND HUNTER
'
On 8 June' 1984 Administrative Law Judge Rus-
sell L. Stevens issued the attached decision. The
Respondents filed exceptions and a supporting
brief, and the General Counsel filed a brief in sup-
port of the judge's decision..
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
The Board has considered the decision and the
record in light of the exceptions and briefs and has
decided , to affirm the judge's rulings, findings,' and
conclusions as modified.2
AMENDED CONCLUSIONS OF LAW
Substitute the following for Conclusion of Law
3.
"3. By conducting union trials against, and im-
posing court-collectible fines on, former members
of Respondent Painters Local Union No. 64 who
had duly resigned, for their postresignation cross-
ing of a sanctioned picket line and working during
a strike at Saxon Enterprises, Inc., Respondent
' We herein correct several Inadvertent errors of the Judge The
second amended complaint Issued on 1 February 1984 not on 17 January
1984 Further, the amended charge was received by Respondent Interna-
tional on 19 January 1984 and the amended complaint was received by it
on 25 January 1984 (The respective dates for the service by mall were 13
and 17 January 1984, as service is defined in Sec 102 113 of the Board's
Rules and Regulations )
•
In the absence of evidence revealing any involvement by Respondent
Painters Local Union No 64 in the imposition of Illegal fines on former
union members by Respondent Painters District Council No 5 we shall
dismiss that portion of- the 8(b)(1)(A) complaint as to the Local We also
find merit in Respondent International's exception to the Judge's finding
that It participated in the imposition of fines We specifically note that the
-second amended complaint as amended does not allege such a violation
and the evidence does not indicate the International's involvement in the
fines Accordingly we reverse the Judge's conclusion that Respondent
International violated Sec 8(b)(1)(A) in this respect
In adopting the Judge's finding of 8(b)(1)(A) violations with respect to
maintenance of two provisions of sec 125 of Respondent International's
constitution and his consequent expunction, remedy we rely solely'on the
rationale in Machinists Local 1414 (Neufeld Porsche-Audi), 270 NLRB
1330 (1984) We therefore find it unnecessary to pass on the Judge's anal-
ysis Further, in the absence of exceptions to the Judge's failure to find
violations 'with respect to other portions of sec 125 we find It unneces-
sary to pass on the issues as to whether the Respondent's maintenance of
those provisions constitute an unfair labor practice
Member Zimmerman agrees with the violations found by his col-
leagues, but in reaching this result relies on the analysis used by the
Judge, and, to the extent that it is applicable, his partial dissent in Neufeld
Porsche-Audi
273 NLRB No. 3
Painters District Council No. 5 restrained and co-
erced employees in the exercise of the rights guar-
anteed them in Section , 7 of the Act, and thereby
engaged. in unfair labor practices within the mean-
ing of Section 8(b)(1)(A) "
THE REMEDY
Having - found that the Respondents have en-
gaged in unfair labor practices in violation of Sec-
tion 8(b)(1)(A) of the Act, we shall . order that they
cease and desist and take certain affirmative actions
designed to effectuate the policies of the Act.
We shall order Respondent Painters District
Council No. 5 -to rescind all fines illegally imposed
against former members of Respondent Painters
Local Union No. 64 and to refund any money they
may have paid to District Council No. 5 in the
manner prescribed in E W. Woolworth Co., 90
NLRB 289 (1950), plus interest as set forth in Isis
Plumbing Co., 138 NLRB 716 (1962), and Florida
Steel Corp., 231 NLRB 651 (1977).
We shall further order that the Respondents ex-
punge from the constitution of Respondent Interna-
tional Brotherhood of Painters and their governing
documents those portions of section 125 (Resigna-
tion) conditioning a resignation on a vote of the
local's membership and prohibiting a resignation
during a strike or lockout.
ORDER
The National Labor Relations Board orders that
A. Respondent Painters District Council No. 5,
its officers, agents, and representatives, shall
1. Cease and desist from
(a) Restraining or coercing persons who have re-
signed from, and are no longer members of, Re-
spondent Painters Local Union No. 64 in the exer-
cise of the rights guaranteed them by Section 7 of
the 'Act, by trying those persons and imposing
court-collectible fines on them because of their
postresignation conduct in working at Saxon Enter-
prises, Inc. during the strike which began on 22
July 1983.
(b) Maintaining in its governing documents those
portions of section 125 of the constitution of Re-
spondent International Brotherhood of Painters and
Allied Trades, AFL-CIO, reading "by vote of the
membership" and "No resignation shall be accept-
ed during a strike or lockout."
(c) In any like or related manner restraining or
coercing employees in the exercise of the rights
guaranteed them by Section 7 of the Act.
2. Take the following affirmative action designed
to effectuate the policies of the Act.
(a) Rescind the fines levied on Respondent Paint-
ers Local Union No. 64's former members, Marla
„
14
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Sanders, Maynard Linman, Mack Hombel, David
Watson, Steven Linman, and Ron Bogle, and
refund to those individuals any money they May
have paid pursuant to any fine , found herein to
have been illegal, with interest, in the manner set
forth in the remedy section of this Decision and
Order.
(b) Expunge from its governing documents those
portions of section 125 of the constitution of Re-
spondent International Brotherhood of Painters and
Allied Trades, AFL-CIO, reading "by vote of the
membership” and -"No resignation shall be accept-
ed during a strike or lockout."
(c) Post at its business office and other places
where notices to its members are customarily
posted copies of the attached notice marked. "Ap-
pendix A." 3 Copies of the notice, on forms provid-
ed by the Regional Director for Region 19, after
being signed by the Respondent's authorized repre-
sentative, shall be posted by the 'Respondent imme-
diately upon receipt and maintained for 60 consec-
utive days in conspicuous places including all
places where notices to members are customarily
posted. Reasonable steps shall be taken by the Re-
spondent to ensure that the notices are not altered,
defaced, or covered by any other material.
(d) Notify the -Regional Director in writing
within 20 days from the date of this Order what
steps the Respondent has taken to comply.
B. Respondents Painters Local Union No. 64 and
International Brotherhood of Painters and Allied
Trades, AFL-CIO, their officers, agents, and rep-
resentatives, shall
1. Cease and desist from
(a) Maintaining in its goyerning documents and
constitution those portions of section 125 reading
"by vote of the membership" and "No resignation
shall be accepted during a strike or lockout."
(b) In any like or related manner restraining or
coercing employees in the exercise of the rights
guaranteed them by Section 7 of the Act.
2. Take the following affirmative action designed
to effectuate the policies of the Act.
(a) Expunge from its governing documents and
constitution those portions of section ,125, reading
"by vote of the membership" and "No resignation
shall be accepted during a strike or lockout."
(b) Post at their business offices and other places
where notices to members are customarily posted
copies of the attached notice marked "Appendix
B." 4 Copies of the notice, on forms provided by
3 If this Order is enforced by a Judgment of a United States Court of
Appeals, the words in the notice reading -Posted by Order Of the Na-
tional Labor Relations Board" shall read "Posted Pursuant to a Judgment
of the United States Court of Appeals Enforcing an Order of the Nation-
al Labor Relations Board"
4 See fn 3, above
the Regional Director for Region 19, after being
signed by the Respondent's authorized representa-
tive; shall be 'posted by the Respondent immediate-
ly upon receipt -and maintained for 60 consecutive
days in conspicuous places including all places
where notices to members are customarily posted.
Reasonable steps shall be taken by the Respondent
to ensure that the notices are not' altered, defaced,
or covered by any other material. .
(c) Notify the Regional Director in writing
within 20 days from the date of this Order what
steps the Respondent has taken to comply.
APPENDIX A
NOTICE TO MEMBERS
* POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found
that we violated the National Labor Relations Act
and has ordered us to post and abide by this notice.
WE WILL NOT restrain or coerce persons who
have resigned from, and no longer are mecibers of,
our labor organizations in the exercise oi rights
guaranteed them by Section 7 of the Act, by trying
those persons and imposing court collectible fines
on them because 'of their postresignation conduct in
working at Saxon Enterprises, Inc. during the
strike which began 22 July 1983.
WE WILL NOT maintain in our governing docu-
ments those portions of section 125 of the constitu-
tion of the International Brotherhood of 'Painters
and Allied Trades, AFL-CIO, reading "by vote of
the membership," and "No resignation shall be ac-
cepted during a strike or lockout."
WE WILL NOT in any like or related manner re-
, strain or :coerce you in the exercise of the rights
guaranteed you by Section 7 of the Act.
WE WILL rescind the fines levied on our former
members, Marla 'Sanders, Maynard Linman, Mack
Hombel, David Watson, Steven Linman,, and Ron
Bogle, and refund to those individuals any money
they may have paid pursuant to any fine found to
have been illegal, with interest.
WE WILL expunge from our governing docu-
ments those portions of section 125 of the constitu-
tion of the International Brotherhood of Painters
and Allied Trades, AFL-CIO, reading 1)y . vote of
the membership" and "No resignation shall be ac-
cepted during a strike or lockout!'
PAINTERS DISTRICT COUNCIL NO. '5_
PAINTERS LOCAL 64 (SAXON ENTERPRISES)
15
APPENDIX B
NOTICE TO MEMBERS •
•
POSTED BY ORDER OF THE
•
NATIONAL -LABOR RELATIONS BOARD
An Agency of the United States Government
,
The 'National Labor Relations Board has found
that,we violated the National Labor Relations Act
and has ordered us to post and abide by this notice.
WE WILL NOT 'maintain in our governing docu-
ments and constitution those portions of section
125 reading "by vote of the membership" and "No
resignation shall be accepted during a strike or
lockout."
WE WILL NOT in any like or related mannef re-
strain or coerce you in the , exercise of the rights
guaranteed , you by Section 7 of ,the Act.
WE WILL expunge from our governing docu-
ments 'and constitution those portions of section
125 reading "by vote of the membership" and "No
resignation 'shall be accepted during a strike or
lockout."
;
PAINTERS LOCAL UNION NO. 64
INTERNATIONAL BROTHERHOOD OF
PAINTERS AND ALLIED TRADES,
• AFL-CIO
DECISION
STATEMENT OF THE CASE
RUSSELL L. STEVENS, Administrative Law Judge The
original complaint, issued November 16, 1983, .was,based
on a 'charge' filed October 9; 1983, by Frederick T Ras-
mussen., The complaint alleged that Painters Local Union
'No 64 (Local) and Painters District Council No. .5
(Council)' had violated, inter aim, -Section 8(b)(1)(A) of
the National Labor Relations Act (Act) by illegally im-
posing court collectible fines on certain employees of
Saxon Enterprises, Inc (Saxon) a client - of Rasmussen.
On'November 17, 1983; counsel for Respondents filed an
answer to the complaint, admitting some allegations and
denying others, and setting forth an affirmative defense
that the proceeding was.a nullity because it was support-
ed, directed, or financed, directly or indirectly, by the
Employer (Saxon). On January 17, 1984, a first amended
complaint was issued based . on an amended charge filed
by Rasmussen -on January 12, 1984, making minor
changes in the original complaint, including the addition
of InternAtional Brotherhood of Painters and 'Allied
Trades, AFL-CIO (International) as a party Respondent.
On January 17, 1984, a second amended complaint was
issued2 which basically was the same as the first amend-
' Local, Council, and International jointly are referred to as Respond-
ents2 The second amended complaint further was amended. in 'minor
detail, by stipulation of the parties
ed complaint, but which contained some minor changes
On February- 7, 1984, counsel for Respondents answered
the second amended complaint Some allegations; were
admitted, and some were denied The answer included
five affirmative -defenses. The fourth affirmative defense
stated, inter aim., that the alleged unfair labor practice
"was directly solicited by counsel_ for general counsel
The fifth affirmative defense stated, inter aim, that the
Employer "is directly or indirectly financing, encourag-
ing or participating in this case," in violation of Title I of
the Labor Management Reporting and Disclosure Act
(LMRDA).
Trial of this controversy was scheduled for March 13,
1984, in Seattle, Washington. Prior to the trial date coun-
sel for Respondents attempted to obtain by subpoena
duces tecum certain information in 'support of Respond-
ent's'fifth 'affirmafive 'defense. -Counsel Saxon filed a peti-
tion to revoke the subpoena duce's tecuni, and counsel
for the General Counsel filed a petition in support of the
Charging Party's petition , to revoke subpoena. The sub-
poena controversy was referred to the Administrative
Law Judge for disposition. On March 9 a telephone pre-
trial conference was held between counsel for the Gener-
al Counsel, counsel for Respondents, and myself During
the conference it was agreed that, if 'the subpoena were
to be revoked, a trial- would not be 'necessary since the
facts controlling the basic issues were not in dispute, and
could be submitted by stipulation By order dated March
9, 1984, I revoked RespOndents' subpoena- duces tecum,
Set aside' the trial, established a date for , stipulation of
facts, and established a date (April 9, 1984) for submis-
sion of briefs. Briefs, whia have been carefully consid-
ered, -were submitted .1)); counsel for the General Coun-
sel, Respondents, and the Charging Party
On the entire record, and stipulations of fact submitted
by counsel,. I make the following
FINDINGS OF FACT
I JURISDICTION
:Saxon Enterprises, Inc is a State of Washington cor-
poration with an office and place of business on Federal
Way, Washington, where it is engaged in the business of
industrial and commercial painting . and contracting
During the past 12 months; which period is representa-
tive of all times material herein, in the -course and con-
duct Of its blisiness operations, Saxon had gross sales of
goods and services valuea in excess of $300,000, and pro-
vided services from its facilities within the State of
Washington to customers ;within the State, including -but
not limited to McChord Air Force Base, Daringold
Farms, and Zidell Marine Corporation, which customers
were 'themselves. engaged in .interstate commerce by
other than indirect means, , ,of a total value in excess of
$50,000.
Respondents admit, and I find, that Saxon, at all times
material, has been an 'employer engaged. in commerce
within the meaning of Sectibn '2(2), (6), and (7) of the
Act.
16
DECISIONS OF NATIONAL LABORRELATIONS BOARD
, II THE LABOR ORGANIZATIONS INVOLVED
.
•
Painters Local Union No 64 and Painters District
Council No. 5 and International are, and at all times _ma-
terial herein have been, labor organizations within the
meaning of Section_2(5) of,the Act. •
III. THE ALLEGED UNFAIR LABOR PRACTICES
The following facts are admitted by Respondents in
Their pleadings:
About July 22, 1983, under direction of Respondent
Local 64, members of Respondents engaged in an eco-
nomic strike against Saxon. About July 14, 1983, and
prior to the economic strike, the following members of
Respondent Local 64 tendered resignations , from Re-
spondent Local 64 membership: Marla Sanders, Maynard,
Linman, Mack Hombel, David Watson, „Steven Linman;
and Ron Bogle, and continued to work 'thereafter at
Saxon's jobsites_ performing -painting functions during the
strike referred to above.
At all times material Respondents jointly and 'individ-
ually have maintained the following rule, contained in
the International constitution" of Respondent Internation-
al Brotherhood, which reads in relevant part . -
Sec. 125. (RESIGNATION). Any- member may
sever his connections with the Brotherhood by
written resignation, provided he has. paid all dues
and arrearages, he does not. contintie , to work as a
journeyman at any .branch of the trade, and his
Local Union accepts his resignation by yote of the
membership. No resignation shall be accepted
during a stnke or lockout. A member . who resigns
shall not _thereafter be entitled to any Brotherhood
Benefits.
•
Respondent International BrOtherhood adopted the rule
more than 6 months prior to . the filing ,of the charges
herein. The rule at all times material herein has been, and
presently is, a part of the constitution.
About August 3, 1983, Robert Goodwin, the business
agent of Respondent, District Council, brought charges
against employees Marla Sanders, Maynard Linman,
Mack Hombel, David Watson, .Steven Linman, and Ron
Bogle because they continued to work during_ the -strike
after their resignation from Respondent Local 64 About
August 3, 1983, Respondent District Connell accepted
and processed the charged brought by Robert Goodwill.
About September 19, Respondent District Council
posed court collectible fines on employee Marla Sand-
ers, Maynard Linman, Mack HOmbel, David Watson,
Steve Linman,' and Ron Bogle because they continued to
work during the strike after their resignation from Re-
spondent Lcical 64.
The following facts are 'stipulated by .the panes •
Respondent International Brotherhood adopted the
provision identified in paragraph' 6(a) of the second
amended complaint more than 6 months prior to the
filing of the charges • Said provision has been a part of
the constitution and is presently part of the constitution
On January 13, 1984, a true copy of the amended
charge filed was deposited in the United States mail,-ad-
dressed to Respondent International Brotherhood,. by
certified mail, and was received in the office of Respond-
ent International Brotherhood on January 19, 1984.
The amended, complaint and notice of hearing was
issued by the Regional Director on January 17, 1984, and
on January 17, 1984, a true copy of the amended com-
plaint and notice of hearing was deposited in the United
States mail, addressed to Respondent International
Brotherhood, sent by certified mail, and was received in
the office of Respondent International Brotherhood on
January 25, 1984
Immediately prior to the filing of the amended charge,
the Charging Party was. Informed by the General Coun-
sel of the Board's holding in Engineers & Scientists Guild
(Lockheed-California), 268 NLRB 311 (1983), and in-
formed of its tight to file an amended charge covering
the question, whether or not it is legal for a union to
maintain a, constitutional provision presented herein, and
recommended that an amended charge be filed, in light
of Respondents Local No. 64 and District Council's in-
ability to modify or amend the , constitutional provision
adopted by Respondent International Brotherhood:
- Frederick T. Rasmussen, at all times relevant, for pur-
poses of the proceedings herein, and continuing to date,
has been, and is, counsel for the Employer, Saxon Enter-
prises, Inc
This stipulation is made without prejudice to any ob-
jection-that any party may have as to the materiality, rel-
evancy, or competency of any, facts stated'
Discussion
A. Restrictions on Employees' Right to Resign
The constitutional provision quoted above runs afoul
of Board law in two ways. First, the proscription against
resigning from union membership only during nonstrike
periods id an unreasonable reStriction-of employee rights
under Section 7 of the Act. Second, the requirement that
employee- resignations are dependent on vote of the
union membership imposes an Illegal restriction on resig-
nation even during nonstrike periods
It is noted' at the outset, pricn. 'to discussion of the two
restrictions mentioned above, that the employees here in-
volved resigned during a nonstrike period Their resigna-
tions were tendered to the' Upton on July 14, 1983 The
strike did not commence until July 22, 1983. An other-
wige valid 'resignation is effective 'on its receipt by the
Union. 3 The 'resignations 'of July 14, 1983, were valid,
whether or not the union meinbership agreed to the res-
ignations. (See' discussion infra ) It is further noted that,
regardless_ of union constitutional restrictions, there is no
evidence that those restrictions were communicated to
members of the two Respondent Unions. Absent such
communication, the restrictions could not be enforced.4
3 Carpenters San Diego Council (Campbell Industries). 243 NLRB 147,
148 (1979), TKB International Corp, 240 NLRB 11382, 1098 fn 3 (1979),
and cases cited therein The fact that the Union received the resignations
on July 14, 1983. Is not in dispute
4 Menasco, Inc , 267 NLRB 1147 (1983). Electrical Workers LOcal 1012
(General Electric), 187 NLRB 375 (1970)
PAINTERS LOCAL 64 (SAXON ENTERPRISES)
17
1. The resignation clause disallows resignations during
a strike or lockout. Such language leaves the inference
that the Union will permit its members to resign only
during nonstnke periods. The Board has held that a
member's right to resign from a union applies both to
strike and nonstrike situations Therefore, "a union rule
which limits the right of a union member to resign only
to nonstnke periods constitutes an unreasonable restric-
tion on a member's Section 7 right to resign." 5 The
Board's rationale in DaImo Victor was that there is an
overriding interest of the employee's right to refrain
from concerted activities. Such a right "encompasses the
right of a member to resign from a union having once
joined. [T]his right to resign is not forever and irrevoca-
bly lost merely because an employee chooses to become
a union member."
In addition, in a recent case, 7 the Board held that "the
mere maintenance of such a constitutional provision re-
strains and coerces employees, who may be unaware of
the provision's unenforceability, from exercising their
Section 7 rights [E]mployees who wanted to resign from
the Union and return to work during the strike may have
been discouraged from doing so by [the] . . . section
in the Union's constitution." Id.
Applying the rationale and the holding of the Board in
Dalmo Victor and Engineers & Scientists Guild to the case
at hand, I find that Respondents' constitutional provision
which states "no resignation shall be accepted during a
strike or lockout" is an unreasonable restriction on a
member's Section 7 right to resign, as it permits members
to resign only during nonstnke periods.
2. In addition to the restriction of resignations men-
tioned above, the Union's constitution imposes an addi-
tional restriction which requires that no resignation will
be effective until "his Local Union accepts his resigna-
tion by vote of the membership" Such a restriction has
been held invalid by prior Board law.° In Carpenters San
Diego Council, the Board looked at the Union's constitu-
tion which stated that "[a] member can withdraw or
sever his connection with the United Brotherhood by re-
signing in writing, and it shall require a majority of the
members present at a regular meeting to accept a resig-
nation." The Board in its decision held "that the resig-
nation procedure which requires membership approval
without setting standards for such approval is unduly re-
strictive and, therefore, presents no bar to resignation at
any time."1°
The case at hand requires such membership approval
before a member's resignation will become effective
However, the Union's constitution sets forth no stand-
ards to be used in making such approval As a result, I
find that the requirement of membership approval is
5 Machinists Local 1327 (Dalmo Victor), 263 NLRB 984 (1982), enf
denied 725 F 2d 1212 (9th Cir 1984) Although the Ninth Circuit denied
enforcement of the Board's Order, the Board to date has not changed its
position, and its decision remains as controlling precedent in this case
6 Id at 986
Engineers & Scientists Guild, supra
8 Carpenters San Diego Council, 243 NLRB 147, 148 (1979)
9 Id at 152
" Id at 148, citing Machinists Local 405 (Boeing Co) v NLRB, 412
U S 84 (1973), NLRB v Textile Workers Local 1029, Granite State Joint
Board, 409 US 213 (1972)
unduly restrictive. As such, the resignations tendered
about July 14 were valid at that time."
B. Respondents' Affirmative Defense
1. Respondents argue that Section 411(a)(4) of the
Labor Management Reporting and Disclosure Act
(LMRDA), which prohibits nonparty interested employ-
ers, such as Saxon, from indirèctly encouraging employ-
ee litigation, bars this action
Respondents base their argument on NLRB v. Ship-
builders, 391 U.S. 418 (1968), and some other cases of
similar vein, but none of those cases is applicable to the
argument NLRB v. Shipbuilders was a case of narrow
application involving a section of LMRDA" concerning
exhaustion of administrative remedies before filing an
action in court. The holding of the Supreme Court was
We conclude that unions were authorized to have
hearing procedures for processing grievances of
members, provided those procedures did not con-
sume more than four months of time, but that a
court or agency might consider whether a particu-
lar procedure was "reasonable" and entertain the
complaint even though those procedures had not
been "exhausted." We also conclude, for reasons
stated earlier in this opinion, that where the com-
plaint or grievance does not concern an internal
union matter, but touches a part of the public
domain covered by the Act, failure to resort to any
intra-union grievance procedure is not grounds for
expulsion from a union. We hold that the Board
properly entertained the complaint of the Holder
and that its order should be enforced
The question here is quite different. Respondents were
charged with illegally fining former union members, in
violation of their rights under Section 7 of the Act. A
complaint was issued and, as found herein, the charge
was substantiated—Respondents did fine former union
members over whom they no longer exercised any con-
trol The proceeding here involved was limited to an al-
leged unfair labor practice The duty of the administra-
tive law judge is "to inquire fully into the facts as to
whether the Respondent has engaged in or is engaging in
unfair labor practices affecting commerce as set forth in
the complaint or amended complaint "13 Assuming, ar-
guendo, that Saxon indirectly encouraged this litigation,
such a fact would not be a defense to the commission of
unfair labor practices Possibly such a fact would be
cause for proceeding in some other forum, under some
other statute, against persons or firms not party to this
" Since such resignations were valid prior to the strike that took place
about July 22, the fines levied on the employees are unenforceable In
addition, by fining such members, Respondent Union committed an unfair
labor practice under Sec 8(b)(I)(A) See NLRB v Textile Workers Local
1029, supra at 217, wherein It was held that "[w]here a member lawfully
resigns from a union and thereafter engages in conduct which the union
rule proscribes, the union commits an unfair labor practice when it seeks
enforcement of fines for that conduct That is to say, when there is a
lawful dissolution of a union-member relation, the union has no more
control over the former member than it has over the man in the street
i2 73 Stat 522,29 USC Sec 411(a)(4)
13 NLRB Rules and Regulations, Sec 102 35
18
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
controversy, but that fact would be collateral, and Irrele-
vant, to the complaint involved in this controversy. This
argument is without merit 14
Respondents state in brief that "Since the above facts
give rise to an inference that Saxon has employed its at-
torney as a surrogate participant, Respondents respectful-
ly request that upon reconsideration this action should be
dismissed." Such an inference is not warranted. A charge
may be made under the Act "by any person."15
2. Respondents argue that the International has en-
gaged in no actions within the 6-month period estab-
lished by Section 10(b) which are in any way connected
with the unfair labor practice charges at issue in this
case.
The authorities cited by Respondents deal with differ-
ent factual situations, and shed no, light on the issue at
hand. Respondents cite Machinists Local 1424 v. NLRB,
362 U.S. 411, 515 (1980), for the proposition that a com-
plaint predicated on the execution of an agreement is
barred by Section 10(b) if the execution occurred more
than 6 months before the charge was filed. That holding,
however, is applied only when the contract in question is
lawful on its face.'6
The issue here deals with a different factual situation.
The provision of the International's constitution (sec
125) is unlawful on its face, since it allows resignations
only during nonstrike periods, and only after the union
membership has voted to accept the resignations. (See
discussion, supra.) Therefore, since the provision in ques-
tion- is unlawful on its face, the continued maintenance of
an adherence to the clause constitutes an alleged unfair
labor practice which continued up to and even after the
filing of the charge and the complaint. Accordingly, the
limitations set by Section 10(b) of the Act are not appli-
cable.'7
This argument is without merit.
3. Respondents argue that, since the International en-
acted its resignation rule, it has had no involvement of
any kind with the fines in issue, _hence, the International
has not violated the Act.
As discussed above, the resignation rule is invalid; Sec-
tion 10(b) of the Act does not preclude a finding of inva-
lidity; continued maintenance of the rule is a violation of
the Act. Thus, this argument is without validity.'8
Respondents argue that the Board solicited the Charg-
ing Tarty to file an amended charge to name the Interna-
tional as a party; that the amended charge therefore is in-
valid; and that such facts present a litigable issue that in-
validates the administrative law judge's order revoking
Respondents' subpoena.
As noted supra the fact that Rasmussen filed the origi-
nal and amended charges is immaterial, in and of itself.
Respondents argue that the reason for the alleged solici-
tation was that the Board legally cannot, of its own voli-
Menasco, Inc , supra
18 NLRB Rules and Regulations. Sec 102 9
18 Local 1424, supra at 416, 417
17 Prestige Bedding Co, 212 NLRB 690, 698 (1974). wherein the Board
affirmed the administrative law judge's interpretation of Local No. 1424,
supra
18 Engineers & Scientists Guild (Lockheed-California Co ), supra, Com-
puter Sciences Corp, 258 NLRB 641 (1981)
tion, initiate a charge. The , alleged initiation was
launched, according to Respondents, because of "a new
legal theory derived from a recent Board case." (Stipu-
lated fact 4.) Respondents acknowledge that "this second
requested charge was not based on new facts discovered
during an investigation." Therefore, according to Re-
spondents, the second charge was invalid, and "the
Board lacks jurisdiction to proceed against the Interna-
tional." Respondents cite as their authority Tabernacle
Sand & Gravel Corp., 232 NLRB 957 (1977), and cases
cited therein.
Respondents' reliance on Tabernacle Sand & Gravel is
misplaced. There, as here, Respondents argued that evi-
dence of solicitation of a charge was, improperly ex-
cluded There, the administrative law judge, with Board
concurrence, concluded that since all the facts surround-
ing the reason for the amended charge were known to
the respondents, the .excluded testimony was irrelevant.'
Stipulated facts and pleading admissions here also show
that the International was aware of all the facts relied on
by the General Counsel The administrative law judge
concluded, in Tabernacle Sand & Gravel, supra at 961: -
In sum, I find that the context surrounding the
filing of the first amended charge herein reveals
nothing which would show, even if Waldron would
have been permitted to testify further on the sub-
ject, that the amendment was improperly solicited.
Moreover, I find that, in the circumstances herein,
the excluded testimony is irrelevant. Accordingly; I
conclude there is no merit to Respondent's third af-
firmative defense.
Respondents complain that counsel for the General
Counsel conferred with Rasmussen concerning the Inter-
national, but that matter also is irrelevant. As the admin-
istrative law judge stated in Tabernacle Sand & Gravel:
An effective remedial order can be issued only
against employers and labor organizations who are
named as Respondents in a case, and only those per-
sons against whom charges are filed may be made
respondents to a complaint. (Hod Carriers, Local
783, supra at 972) Even if Waldron had been, ad-
vised that Pasquale Nalbone earlier gave evidence
contradicting Waldron's, what, was said by the
Board agent to Waldron is irrelevant, for it is quite
proper for such differences to be resolved at a hear-
ing Even the dissent in Hod Carriers, Local 783,
supra at 982, acknowledges that "Regional person-
nel should acquaint a Charging Party with his
rights, assist him in the formulation of his charges
and, where investigation reveals that additional
charges can be made or that additional parties
should be added as Respondents, advise him of his
right to do so." Insofar as Respondent herein asserts
that the investigating agent exceeded the bounds of
giving advice to Waldron of his right to , file an
amended 'charge, in the face of Waldron's personal
knowledge of facts as depicted in paragraph 4 of his
affidavit, it is illogical, and straining, to conceive
that anything else of which he may have been in-
PAINTERS LOCAL 64- (SAXON ENTERPRISES)
19
formed placed the Board in a position tantamount
to becoming the initiator of the amendments.' 9
This argument is without merit.
4. Finally, Respondents argue that International did
not have a reasonable time within which to respond to
the charge against it. That argument does not have the
support of the record. The amended charge was served
on the International January 19, 1984. The amended
complaint was served on International January 25, 1984.
The charge against the International was that it was
maintaining an invalid rule in its constitution. That rule
was at the core of this controversy. No complicated or
extensive set of facts was at issue. The International was
well aware of all facts at issue, had notice well in ad-
vance of proposal litigation, and had ample opportunity
to defend itself. Notice is taken of the Board's common
practice of permitting amendments of complaints, even
so late as trial date, and even when new facts are in-
volved, if, as here, no surprise or undue disadvantage is
involved.
CONCLUSIONS OF . LAW
1. Saxon Enterprises, Inc. is, and at all times material
has been, an employer engaged in commerce within the
meaning of Section 2(6) and (7) of the Act.
2. Painters Local Union No. 64, Painters District
Council No. 5 and International Brotherhood of Painters
and Allied Trades, AFL-CIO are, and each of them is,
and at all times material have been, labor organizations
within the meaning of Section 2(5) of the Act.
3. By conducting union trials against, and imposing
court-collectible fines on, former members of the Unions,
who had duly resigned from the Unions, for their postre-
" Id at 961
signation crossing of a sanctioned picket line and work-
ing during a strike at Saxon Enterprises, Inc., Respond-
ents restrained and coerced employees in the exercise of
the rights guaranteed them in Section 7 of the Act, and
thereby engaged in, and are engaging . in, .unfair labor
practices within the meaning of Section 8(b)(1)(A) of the
Act.
4. By maintaining in their constitution in Section 125
thereof a resignation proviso "by vote of the member-
ship" and a proviso reaching "No resignation shall be ac-
cepted during a strike or lockout," Respondents have
violated Section 8(b)(1)(A) of the Act.
5. The aforesaid unfair labor practices affect commerce
within the meaning of Section 2(6) of the Act.
THE REMEDY
Having found that Respondents have engaged in unfair
labor practices in violation of Section 8(b)(1)(A) of the
Act, I shall recommend that they be ordered to cease
and desist therefrom; and to take certain affirmative
action designed to effectuate the policies of the act:
It is recommended that fines illegally imposed against
former union members be ordered rescinded, and that
any money they may have paid to Respondents be re-
funded to those members, with interest thereon to be
computed in the manner prescribed in E W. Woolworth
Co, 90 NLRB 289 (1950), plus interest as set forth in Isis
Plumbing Co, 138 NLRB 716 (1962), and Florida Steel
Corp., 231 NLRB 651 (1977).
It is further recommended that Respondents be or-
dered to expunge from their constitution the two provi-
sos in Section 125 quoted above.20
[Recommended Order omitted from publication.]
20 Engineers Scientists Guild, supra