273 NLRB 202
Heck'S, Inc
202
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Heck's, Inc. and Teamsters, Chauffeurs & Helpers
Local Union No. 175, affiliated with the Inter-
national Brotherhood of Teamsters, Chauffeurs,
Warehousemen and Helpers of America and
Food Store Employees Union, Local 347,
United Food and Commercial Workers Interna-
tional Union, AFL-CIO-CLC. Cases 9-CA-
20275, 9-CA-20375, and 9-CA-20437
-
12 December 1984
DECISION AND ORDER
BY MEMBERS ZIMMERMAN, HUNTER, AND
DENNIS
On- 21 May 1984 Administrative Law Judge
Marion C. Ladwig issued the attached decision.
The Respondent filed exceptions and a supporting
brief, and the General Counsel filed a brief in sup-
port of the judge's decision.
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
The Board has considered the decision and the
record in light of the exceptions and briefs and has
decided to affirm the judge's rulings, findings, and
conclusions and to adopt the recommended Order.
ORDER
The National Labor Relations Board adopts the
recommended Order of the administrative law
judge and orders that the Respondent, Heck's, Inc.,
Nitro and Cross Lanes, West Virginia, its officers,
agents, successors, and assigns, shall take the action
set forth in the Order.
The Respondent has excepted to some of the judge's credibility find-
ings The Board's established policy is not to overrule an administrative
law judge's credibility resolutions unless the clear preponderance of all
the relevant evidence convinces us that they are incorrect Standard Dry
Wall Products, 91 NLRB 544 (1950), enfd 188 F 2d 362 (3d Cir 1951)
We have carefully examined the record and find no basis for reversing
the findings
DECISION
MARION C. LADwiG, Administrative Law Judge.
These cases were tried at Charleston, West Virginia,
February 14, 1984. 1 The Teamsters Local 175 charge
was filed October 21 and the UFCW Local 347 charges
were filed November 21 and December 7, complaints
were issued December 5 and January 5, orders consoli-
dating the cases were issued January 11 and 17, and con-
solidated amended complaints were issued January 17
and 19.
The Teamsters and UFCW were engaged in organiz-
ing campaigns among warehousemen and secretaries at
All dates are from September 1983 until April 1984 unless otherwise
stated
the Company's warehouse and offices at Nitro, and the
UFCW among store employees at Cross Lanes, West
Virginia The primary issues are. whether the Company,
the Respondent, (a) coercively interrogated an employee
and discharged her because of her union activity,. (b)
maintained an invalid no-distribution rule, (c) engaged in
unlawful surveillance, (d) coerced employees by stating
in a letter that "Heck's has an absolute right to see the
union dards" they sign, and (e) engaged in other coercive
conduct, in 'violation of Section 8(a)(1) and (3) of the Na-
tional Labor Relations Act:
On the entire record, including my observation of the
demeanor of life witnesses, and after consideration of the
briefs filed by the General Counsel, 'the Company, 'and
the Teamsters
make the following
FINDINGS OF FACT
-
I. JURISDICTION '
,
The Company, a West Virginia corporation, operates
retail stores . at various , locations including Cross Lanes,
West Virginia, annually deriving over $500,000 in gross
revenue and receiving at its Nitro, West Virginia ware-
house goods valued over $50,000 directly from outside
the State. The Company admits and I find that it is an
employer engaged in commerce within the meaning of
Section 2(2), (6), and (7) of the Act and that Teamsters
Local 175 and UFCW Local 347 are labor organizations
within the meaning of Section 2(5) of the Act.
-Ii. ALLEGED UNFAIR LABOR PRACTICES
A. Interrogation and Discharge of UFCW Member
1. Her reemployment
Since April 1982, Roxanne Jividen has been a UFCW
member with a regular part-time job at Kroger's Cross
Lanes store. She works 15 to 20 hours a week, usually in
the early morning from 5 to 10 a.m. or 4 to 9 a.m. (Tr.
48.)
She had previously worked twice as a cashier at the
Company's nonunion Cross Lanes store (about a mile
from the Kroger store), for 7 months in 1981 and during
the 1982 Christmas season. Store Manager David
Romeo, who hired her each of those times, was aware
that she was working at the unionized Kroger store be-
cause he recommended her for the job (Tr. 9).
On September 1, Manager Romeo again hired her to
work as a cashier during the 1983 Christmas season, after
having seen her at the store and asked if she was interest-
ed in coming to work (Tr. 38). He admittedly hired her
"out of her working ability" (Tr. 22). He asked her if she
wanted to work mornings or evenings. She requested
straight evenings, but told him that her schedule at
Kroger's could be worked around any given week, and
he said "Fine." (Tr. 39.) (Jividen's Kroger supervisor
had assured her that any rescheduling that was needed
for her second job could be done.) Romeo admitted at
the trial that he - told her she was being hired primarily
for the night shift and that she "probably did" tell him
273 NLRB No. 34
- HECK'S, INC
203
"that if scheduling problems* arose, she had some flexibil-
ity at Kroger" (Tr. 16).
From September 1 to October 27, when Manager
Romeo summarily discharged Jividen purportedly for
"scheduling reasons," he ;admittedly had no discussions
with her about any possible scheduling conflicts_ between
her two part-time jobs (Tr. 13-14) The only conflict that
had arisen was on one of the first three Sundays in ,Sep-,,
tember (Tr. 12), when Kroger assigned her to work until
1 p m., the same time the company had scheduled her to
begin working that day There was no need for her to
ask her Kroger supervisor for permission to leave work a
few minutes early because the day before she asked As-
sistant Manager Asaad.Karam if she could be 1.5.mimites
late and she said, "Sure, no problem.' ,(Tr 41,50-51.)
She clocked in at 1i15 pm, as rescheduled. She never
made any other requests to have her ,schedule ,changed
(Tr. 47). Except for one time when she came in 30 min-
utes early at his request, Romeo never told ' her he
wanted to schedule her for longer or different hours (Tr.
27, 47) She was working about 28 hours a • week (Tr.
52).
The interrogation •
Although Manager Romeo was aware that Jividen was
a member of UFCW, when .he , rehired her September 1
(Tr 16), he admittedly was not, aware of any UFCW or-
ganizing at the store at the time (Tr 28). -
On September 20, the day after UFCW began hand-
billing at the store, Assistant Manager . Karam held meet-
ings to explain the Comp. any's opposition to a union. In
the meeting that Jividen attended (as she credibly testi:
fied), Karam stated that there had never been and never
wOuld be a union at that store (Tr. 42). It is undisputed,
however, that Karam also stated in the meeting'that the
Company "will use legal ways not to unionize the store"
(Tr. 74).
At this September 20 meeting (about 5 weeks before
Jividen's sudden discharge without any warning), Assist-
ant Manager Karam singled her out, requiring her to
take. a stand on UFCW, which he was vigorously oppos-
ing in the meeting. As credibly testified by Jividen (who
impressed me as an honest, forthright witness by her de-
meanor on the stand), "Mr.- Karam asked me, 'Roxanne,
what do you think of Kroger's union?' And I said, 'I'm
very satisfied with it" (Tr. 43). As -credibly recalled by
sporting goods clerk Richard Corey (who attended the
same meeting),.-Jividen also added that "She thought the
benefits were- good" (Tr. 30). I discredit Karam's denial
that he asked Jividen how she liked Kroger's union (Tr.
76) (He appeared on the stand to be less than candid.)
Assistant- Manager Karam was clearly acting. as the
Company's spokesman when calling the meeting of em-
ployees and explaining the Company's strong opposition
to a union at the store. By asking Jividen what she
thought of Kroger's union, (her own union, which repre-
sented her at the neighboring Kroger store); he was ob-
viously seeking information on which the Company
could take action against her He expressed no legitimate
purpose for asking the question and expressed no assur-
ancesqo her against reprisal. He was forcing her, in front
of the other assembled employees, to either join him in
opposing UFCW to retain the Company's goodwill, , or
risk taking ,a stand against the Company's position. She
took the risk and answered truthfully that she was
pleased with UFCW and the union benefits. About 5
weeks later, she was summarily discharged.
Although Karam's statement in the meeting about the
Company using "legal ways" to keep out a union may
have tended to lessen the impact of his warning that
there would never be a union in that stOre, I find that it
would not overcome the tendency of his interrogation of
Jividen to instill fear of reprisal, discouraging support of
UFCW's organizing drive at the store Under all the cir-
cumstances, including her summary discharge, I find that
the interrogation reasonably tended to coerce the em-
ployees in the exercise of their Section 7 rights.
- 3. Her discharge
On October 20, Store Manger Romeo called another
employee meeting and told the employees not to be
misled by grocery store employees—that a grocery store
employee might be making $8 an hour, but "we are a
completely different business" (Tr. 16-17). He testified
that he was not referring to any one individual, although
he acknowledged that Jividen was the only store em-
ployee who also worked at an organized grocery store
and that he decided to discharge her "right after that."
About 9:25 p.m., October 27, Romeo called employee
Corey to relieve Jividen at the cashier's box and service
desk, invited her to his -office, took out some graphs, and
commented that "Heck's is changing" and , that "it costs
so much to . . train an employee" (Tr. 44). As Jividen
credibly testified,
• A. . . . the graph showed how much , it Would
cost to train an employee. And he said, "Due to this
and your inflexibility in working hours, I'm going
to have to terminate you."
Q. Did you say anything"
A I was flabbergasted. I . . . said, `!Mr. Romeo,
I know this doesn't have to do with , the inflexibility
of my working hours It has to do ,with the union."
, Q. And what did he say?
A. He didn't say yes or no He just said, "I'm
sorry, this is the reason for your termination"
(Tr. 45) Employee Corey overheard Jividen asking if it
was because she was in the union, but could not hear
Romeo's response (Tr. 31). Romeo claimed that he told
her that was not the reason (Tr. 23)
About 2 days later, on Saturday, October 29, employ-
ee Corey talked to Department Head Colleen Fisher
about Jividen's discharge (Tr 32, 35). (Although Fisher
was the immediate supervisor over the service desk
where Jividen worked, Fisher admittedly was not aware
at the time that the store manager was discharging Jivi-
den (Tr 70-71).) Corey had heard in the store that Jivi-
den was fired because of inflexibility in scheduling and
told Fisher he thought this was the reason. As Corey (a
credible witness) testified, Fisher said, "No, that she was
running her mouth about the union" (I discredit Fisher's
denial that she made this statement.)
204
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
The supervisor's statement that Jividen was not dis-
charged because of inflexibility in her working hours but
because she engaged in union activity was 'clearly coer-
cive. I therefore find that the statement violated Section
8(a)(1).'
4. The Company's defenses
Store Manager Romeo testified that Jividen "was ter-
minated on scheduling reasons" (Tr. 12). He explained
that under new programs that went into effect since
Chairman Isaacs became the chief executive officer early
in 1983, the goal was to work with few employees and
"save on training costs," and "it was of upmost impor-
tance that we had flexibility" in scheduling the employ-
ees' (Tr. 11, 19-20). The number of employees hired for
the 1983 Christmas season was "somewhere around" 38
or 39, as compared to "Last year [when] I think we had
as many as 45" (Tr. 21)
He testified that Jividen had come in 15 minutes late
on a Sunday (sometime before September 25), that "She
mentioned that she had commitments at Kroger's," and
that this "started the mind thinking" (Tr 12). "I started
thinking then that . . . later on down the road as we got
into the Christmas season, our store would probably
change—and they did change, November 6 [10 days
after her discharge] we started opening at 12 noon on
Sunday" (working from 12 to 6 p.m. instead of 1 to 7
p.m.) (Tr 12). He further claimed that "It seemed to me
that Kroger's was going to be her primary source of
work," and "I felt that Kroger's was her main job and
that she would as far as flexibility goes with my work
schedule, that she would be following Kroger's schedule
rather than Heck's" (Tr 14). When asked by company
counsel if Jividen •did "give Heck's priority over her
other job," Romeo answered (Tr. 22)
A. I would say no
Q. All right, can you be specific on that?
A. The only way that I could be specific was
. . the day that she said she would be late due to
Kroger. That would basically be it.
(He did not impress me as being a candid witness.)
In its brief, the Company contends that ."Mr. Romeo
testified that he had difficulty scheduling her around her
schedule at Kroger [evidently referring to the one
Sunday in September]. Ms. Jividen herself admitted that
Kroger was her primary employer [referring to her year-
round employment, working part time 15 or 20 hours a
week]. Thus, one must conclude that when a scheduling
conflict occurred it would be resolved in favor of
Kroger." The Company also argues that she "had a per-
manent employment with Kroger some five minutes
away," that this "was her primary employer," and that
"one would presume" that her secondary employment at
Heck's "would have to take a back seat to her employ-
ment at Kroger. When it appeared obvious to the manag-
er, David Romeo, that Ms. Jividen's schedule at Kroger
was such that she would not be able to fit in with the
flexibility required of Christmas help with Heck's—she
was terminated."
I find that these are frivoulous defenses. There was no
conflict between her usual early morning schedule at
Kroger and her night schedule at Heck's Her supervisor
at Kroger had assured her that any rescheduling that was
needed for her second job at Heck's could be done, and
it is undisputed that she told Romeo when he hired her
that her schedule at 'Kroger's could be worked around
any given week. (Romeo' admitted that she probably did
tell him that if scheduling problems arose, she had some -
flexibility at Kroger.) The only conflict that ever arose
Was shortly after she was hired, when she was scheduled
to work on both jobs on a Sunday, getting off at 1 p.m.
at Kroger and starting at 1 p.m. at Heck's. Assistant
Manager Karam rescheduled her to start at 1:15, telling
her "no problem" She readily agreed the one time
Romeo asked her to come in 30 minutes early.
Store Manager Romeo admitted that he never had any
coinplamis from other employees about Jividen's work
schedule (Tr. 16), and that he never discussed possible
scheduling conflicts with her before he decided to termi-
nate her (Tr. 13-14). Although he testified that he had
anticipated a scheduling change during the Christmas
season, and one did occur (10 days after he discharge Ji-
viden), that involved only a change in the Sunday work-
ing. hours from 1-7 to 12-6. Her flexible Kroger schedule
could have accommodated that change, even if she were
scheduled to work another Sunday on both jobs.
He had sought her out to see if she would work again
for him, and he had, hired her because of her working
ability. Undoubtedly if any difficulty in scheduling her
had .arisen or was anticipated, he would have discussed
the problem with her.
There was obviously no scheduling problem The only
other reason he mentioned for the discharge, the cost of
training an employee, was clearly not applicable to her;
she was fully trained, having worked on the job twice
before.
5. Finding of discrimination
Store Manager Romeo was not concerned about Jivi-
den's membership in UFCW until that union began orga-
nizing at his store. The next day after the handbilling
began, Romeo's assistant manager unlawfully interrogat-
ed her in an employee meeting about what she thought
abotit her union at Kroger. Despite the Company's vig-
orous opposition to the store being unionized, Jividen an-
swered that she was very satisfied with the Kroger union
and that she thought the benfits were good. A month
later, Romeo called another meeting and told the em-
ployees not to be misled by grocery store employees
about possible union wages at the store (Jividen was the
only employee who also worked at an organized grocery
store.) Seven days later, Romeo suddenly discharged her
near quitting time, without any prior discussion or warn-
ing. He claimed the reasons were high training costs and
her "inflexibility in working hours," although she was al-
ready trained, and her working hours were flexible by
prior arrangement at Kroger. Two days later, a 'supervi-
sor advised another employee that Jividen was not dis-
charged because of inflexibility in working hours, but be-
cause "she was running her mouth about the union."
HECK'S, INC
205
I find that the General Counsel has made a prima facie
showing that Jividen's union activity was a motivating
factor in the Company's decision to discharge her.
Having found the Company's defenses to be frivolous, I
find that the purported reasons were a mere pretext and
that the Company discriminatorily discharged her be-
cause of her union activity, in violation of Section 8(a)(3)
and (1).
B. Overly Broad No-Distribution Rule
The Company's. "Heck's and You" employee manual,
which was last revised in September 1980, was issued to
all employees at the Nitro warehouse and in all its stores
(G.C. Exh. 3; Tr. 63). Under "Rules and Discipline Pro-
cedure" (at 21-23), the manual provides that "Employees
will be subject to disciplinary action for any of the fol-
lowing [42] offenses." Rule 13 prescribes a written warn-
ing, 1 week off, and discharge for the first, second, and
third offenses and forbids (at 21)
13. Distributing written or printed matter of any
description on company _premises unless approved
by Management.
At the Cross Lanes store, Assistant Manager Karam read
this rule in the employee meetings he held September 20,
the day after union handbilling began
, The General Counsel contends that this rule is overly
broad and illegal on its face The Company contends that
there is no indication that the rule related to the union
movement at all and, ignoring Karam's admission that he
read the rule to employees after the union organizing
began, argues that "clear testimony of [Store Manager]
Romeo establishes that this Rule was not enforced in any
way." The Company also contend that unless the rule is
issued to limit or disrupt Section 7 rights, the rule should
not be declared invalid.
I agree with the General Counsel In one of the cases
he cites, Olympic Villas, 241 NLRB 358, 363 (1979), the
employee manual prescribed a penalty "up to and includ-
ing discharge" for "distribution of literature of any kind"
anywhere on the premises "without the general manag-
er's approval." There, the employer "made no effort
whatsoever to inform its employees either before or
during the union campaign that the rule, was not in
effect," the rule remained to be invoked anytime the em-
ployer chose to do so, "By the mere existence of the rule
the employees remained under a continuous threat" that
the employer would invoke the rule, and "Thus, the rule
constitutes interference with thern organizational rights of
employees that Section 8(a)(1) of the Act condemns."
Similarly here, I find that by maintaining the overly
broad no-distribution rule, prohibiting the distribution of
any written matter on company premises unless ap-
proved by management, the Company coerced employ-
ees in the exercise of their Section 7 rights in violation of
Section 8(a)(1)
C. Alleged Surveillance
About 4:55 p.m., October 21, several UFCW repre-
sentatives went to the company offices at the warehouse
to handbill the secretaries A member of management
came out and requested them, not to block traffic. A few
minutes later, Business Representatives -Claude Roster
and Sterling Ball went about a quarter mile away, to the
entrance of the complex, and began handbilling at the
intersection. On -instructions from Company President
Ray Darnell, who was in the parking lot, Personnel Di-
rector Henry Babcock drove Darnell's car (a sable-col-
ored Cadillac) to the intersection to determine the reason
for the traffic jam. After observing the efforts to handbill
employees as they were léaving, Babcock drove into the
intersection; turned around and waited 3 or 4 minutes to
get back into the traffic, and returned to the 'parking lot
When Bobcock reported to President Darnell that
there was no accident, that handbilling was slowing
down the traffic, Darnell asked him to go back and re-
quest the union representatives not td block the traffic so
badly. The second time, however, Babcock found that
the traffic was moving faster and did not relay the re-
quest. He again turned around, waited a short time for
the traffic to let him through, and returned to the park-
ing lot. (Tr. 64-67.)
The General Counsel contends that , "Babcock's only
purpose in driving out onto the road in Respondent's
president's automobile was not only to observe the hand-
billing but to signal employees by the use of a conspicu-
ous automobile owned by Respondent's president, that
he was there to observe their activity." To the contrary,
however, I _credit Babcock's testimony that he went
there the first time to determine the reason for the traffic
jam, and the second time to ask the organizers not to ob-
struct traffic so much.
I therefore agree with the Company that it was not en-
gaged in surveillance of its employees' union activities,
and find that this allegation must be dismissed.
D. Coercive Letter to Employees
1. Contested language and contentions of parties
About October 10, the Company distributed a letter
(G.C. Exhs. 2A and 2B) to employees at the Cross Lanes
store and the warehouse The one-page letter (written in
all capitals) was signed by Company Chairman Russell
Isaacs. The letter opposed the signing of union cards,
stating toward the end "We feel that a union would. be
of no advantage to any of us. and it would hurt the busi-
ness that we all-depend on for our livelihood," and "if
anyone should come to you and ask you to sign a union
authorization card, we are asking you to refuse to sign
it."
The middle paragraph of the letter (the capitalization
retained in only the last sentence for emphasis) read
These cards are often obtained by unions by making
false statements or misrepresentations These cards
could be used as evidence with the National Labor
Relations Board to get into a company without an
election. The Union is telling you that Heck's will
never see the union cards you sign. This is just not
true In past cases with this Union we have seen
these cards which were shown to us by the NLRB
where the Union claims bargaining rights -without
206
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
' an election. HECK'S HAS AN ABSOLUTE
RIGHT TO SEE 'THE UNION CARDS. -
In his brief, the General Counsel "submits that not
only is this statement inaccurate-but it also is incomplete
and a misstatement of applicable Board law." The Team-
sters' brief argues that "The statement, 'HECK'S HAS
AN ,_ ABSOLUTE RIGHT TO SEE THE UNION
CARDS,' is manifestly false and is presented to its em-
ployees . to make them believe that the identity of union
supporters and members would be made known to Mr.
Isaacs, and appropriate reprisals would be taken."
The Company argues in its brief that .when the sen-
tence, "Heck's has an absolute right to see the union
cards," is "read- in the context of the entire paragraph, it
is obvious that what Mr. Isaacs is saying in that particu-
lar sentence is that where the union is demanding bar-
gaining rights without an election, Heck's has the right
to see the cards." I disagree. That is a paraphrase of two
preceding sentences, "These cards could be used as evi-
dence with the National Labor Relations Board to get
into a company without an election" and "In, past cases
with this Union we have seen these cards which were
shown to us by the NLRB where the union claims, bär-
gaining rights without an election." It is clearly not the
meaning of the last, unequivocal statement, that Heck's
"has" the "absolute" right to' see the union cards.
Even if employees could be expected' to ignore the
clear, plain message in the unqualified statement, "Heck's
has an absolute right to see the union cards," and to ana-
lyze the whole paragiaph to derive some limited mean-
ing, this added sentence would still ,place the confiden-
tiality of their cardsigning in jeopardy. Thus the compa-
ny chairman asserts that "The Union is telling you that
Heck's will never see the union cards you sign," and
makes three responses. The first is "This is just not true."
The second is that "In past cases with this Union we
have seen these cards which were shown to us by the
NLRB where the Union claims bargaining rights without
an election." Those are complete responses to the pur-
ported union contention -that the Company "will never
see the union cards you sign" But then' the chairman
adds a third response—without making any reference to
the right the Company "had" in past cases to see the
cards, or to the right it "would have" if the Union
claimed bargaining rights without an election Claiming a
present, unquälified right to see the cards, he adds that
"Heck's has an absolute right to see the union cards"
(emphasis added).
2. Concluding findings
It is well recognized that-employees would be coerced
or "chilled" in the exercise of their Section 7 right to
sign union authorization cards if they knew that the em-
ployer lia'd the absolute right to see the cards. -
In denying an employer access • to union authorization
cards under the Freedom of Information Act, 5 U.S.0 §
552, the court held in Committee on Masonic Homes, 556
F.2d 214, 221 (3d Cir. 1977) (footnotes omitted)
•
[lit is entirely plausible that employees would be
' "chilled" when asked to sign a union card if they
knew the employer could see who signed. . . . To
order disclosure here would effectively do away
with union cards as they are used now. We need
only consider whether employees would be likely
to -.sign a prominently displayed notice at work,
"Sign up for the union here. , Organize -for better
working conditions and higher wages:: Solicitation
of authorization cards plays a vital role in organiza-
tional campaigns, and we cannot envision a work-
able substitute.
Furthermore, union elections must be conducted
by secret ballot. Whatever reasons and policies he
behind that would be directly undercut by forcing
employees to acknowledge in public their support
of the union, in order td be given the right to vote
in secret for the union.
After quoting this language in Pacific Molasses Co., 577
F.2d 1172, 1182 (5th Cir. 1978), the court observed
We agree with the Third Circuit, and feel that
the Freedom of Information Act does not compel
disclosure of these cards . . . We would be naive
to disregard the abuse which could potentially
occur if employers and other employees Were
armed with this information. The inevitable result
of the- availability of this information would be to
chill the right of employees to express their favor-
able union sentiments Such a chilling effect would
undermine the rights guaranteed by the NLRA and,
for all intents and purposes, would make meaning-
less those provisions . . . which guarantee secrecy
in union elections.
In Madeira Nursing Center, 615 F.2,d 728, 730-731
(6th Cir. 1980), the court cited Masonic Homes and
Pacific Molasses and found
Both the 3rd and 5th Circuits have held that
union authorization . cards are not discoverable
under the Act
.
When an employee signs an authorization card
during the initial phase of union organization, he ex-
presses a personal decision to seek the support of a
union in future dealings with his employer. Since
the union organization of a company -may take the
form of a protracted and bitter struggle over em-
ployee loyalties, an employee may be amply justi-
fied in wishing to protect his prounion declaration
fforn employer scrutiny.
.
.
.
Appellant insists that an employee can have no
expectation of confidentiality when he signs a card.
This contention is apparently based on the fact that
a union which holds authorizations from the majori-
ty of a bargaining unit may bypass the election
process by submitting its authorization cards direct-
ly to the employer Appellant's argument ignores an
important distinction. An eniployee may reasonably
feel less vulnerable after he knows his union is
likely to'-prevail than at the outset of an organiza-
tion campaign when the ultimate result remains un-
HECK'S, INC
207
certain Indeed, it is in such a case as this one,
where the defeated Union may be unable to give
•`• the' support anticipated by its adherents, that em-
ployees who sign authorization cards could be most
' justified in seeking to preserve their anonymity.
Several cases involve alleged coercion when an em-
ployer refers to this anonymity of cardsigning being lost
when a union seeks recognition without an election. In
NLRB v. Finesilver Mfg. Co., 400 F.2d 644, 645-646 (5th
Cir. 1968), the employer posted a notice, stating that
"The union sayS the signing of cards will be confiden-
tial," but the truth is that "Any employee who signs a
card for a union May be called upon to testify in open
court under a subpoena," and commenting that "The
best way to avoid this is to stay away from the union
meetings, and then you can't be forced to sign cards."
The court observed that "we see no reason for informing
employees that they might be required to testify in open
court other than to let them know that the names of
union adherents could be ascertained and appropriate re-
prisals, taken.7 It held that whether or not this and an-
other statement were -legally correct, they "have unlaw-
fully coercive implications, especially when considered
in the context of the company's widespread patter of an-
tiunion conduct."
In Lundy Packing Co., 223 NLRB 139 (1976), enf.
denied in relevant part 549 F.2d 300, 301 (4th Cir 1977),
-the Board found "there was no reason for informing em-
ployees that they might be required to testify in open
court other than to let them know that the names of
union adherents could be ascertained and appropriate re-
prisals taken" Similarly, except this time with court ap-
proval, the Board in Arrow Automotive Industries, 256
NLRB.1027, 1033-1034 (1981); enfd mem 679 F 2d 875
(4th Cir. 1982), adopted the administrative law judge's
finding that "Absent . . . any valid reason for repeatedly
informing , employees , that those employees who sign
union cards could be required to appear in court to testi-
fy about them and occurring in the context of other
unfair labor practices," the vice president's statements in
letters to employees, in the employer's newspaper, and in
a speech "were to discourage employees from signing
union authorization cards," violating Section 8(a)(I).
In Huntington Rubber Co., 260 NLRB 1008 (1982), the
employer's vice president told employees in a meeting
that "if the Union obtained signed cards from over 50
percent of the employees, the Union would take the
cards out in [his] office and lay them on his desk." The
Board adopted the judge's finding that the statement, in
the context of several other unfair labor practices, "con-
veyed a threat to the employees that the identities of
those who signed union cards would be revealed" to the
employer, "followed by appropriate reprisals."
All four of these decisions involved the loss of confi-
dentiality if the union uses the cards to seek bargaining
rights without an election In Finesilver, Lundy, 'and
Arrow, the employer's statements about cardsigners
having to appear in court. were held to be coercive, and
in Huntington, the statement about the union's laying the
cards on the employees desk after obtaining a 50-percent
majority was found to be.- •
Here, in contrast, the statement that "Heck's has an
absolute right to see the union cards" is an uneqivocal
warning to the employees that they cannot sign union
authorization cards in confidence, even if the cards are
used merely to show sufficient support for a secret
Board election. The General Counsel does not allege to
be coercive the two statements in the October 10 letter
about cards being used "to get into a company without
an election" and about the Company seeing the union
cards "where the Union claims bargaining rights without
an election"
I find that,this added, last Sentence in the quoted para-
graph, that the Company "has an absolute right" to see
the cards, was intended to discourage employees from
signing the union authorization cards by instilling fear of
reprisals. I therefore find that the statement 'tends to
coerce the employees in the exercise of their Section 7
rights, in violation of Section 8(a)(1) of the Act.
CONCLUSIONS OF LAW
1 By discriminatorily discharging Roxanne Jividen
October 27, 1983, because of her union activity, the
Company engaged in unfair , labor practices affecting
commerce within the meaning of Section 8(a)(3) and (1)
and Section 2(6) and (7) of the Act.
2. By coercively interrogating an employee, the Com-
pany violated, Section 8(a)(1)..
3 By telling an employee that the Company had dis-
charged an employee for engaging in union activity, a
company supervisor violated Section 8(a)(1).
4. By maintaining' in its employee manual an overly
broad no-distribution rule, prohibiting the distribution of
any written matter on company premises unless ap-
proved by management, the Company violated Section
8(a)(1).
5 By informing employees that "Heck's has an abso-
lute right to see the union cards" to discourage them
from signing union authorization cards by instilling fear
of reprisals, the Company 'violated Section 8(a)(1).
6. The Company did not engage in surveillance of its
employees' union activities.
REMEDY
Having found that the Respondent has engaged in cer-
tain unfair labor practices, I find it necessary to order it
to cease and desist and to take certain affirmative action
designed to effectuate the policies of the Act
The Respondent having discriminatorily discharged an
employee hired for the 1983 Christmas season, it must
make her whole for any loss of earnings and other bene-
fits, computed on a quaterly basis from the date of her
discharge to the date her seasonal employment would
otherwise have ended, less any net interim earnings, as
prescribed in E W. Woolworth Co., 90 NLRB 289 (1950),
plus interest as computed in Florida Steel Corp., 231
NLRB 651 (1977).
208
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
On these findings of fact and conclusions of law and
on the entire record, I issue the following recommend-
ed 2
ORDER .
The Respondent, Heck's, Inc., Nitro and Cross Lanes,
West Virginia, its officers, agents, successors, and as-
signs, shall
1. Cease and desist from
(a) Discharging or otherwise discriminating against
any employee for supporting Food Store Employees
Union, Local 347, United Food and Commercial Work-
ers International Union, AFL-CIO-CLC, or any, other
union.
(b) Coercively interrogating any employee about union
sympathies.
(c) Telling any employee that it has discharged an em-
ployee for engaging in union activity
(d) Maintaining a rule prohibiting employees from dis-
tributing any written matter on company premises unless
approved by management.
(e)' Discouraging employees from signing union au-
thorization cards by informing them that "Heck's has an
absolute right to see the Union cards."
(f) in any like of related mariner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Make Roxanne Jividen whole for any loss of earn-
ings and other benefits suffered as a result -of .the discrim-
ination against her, in the manner set forth in the remedy
section of the decision.
•,
(b) Remove from its files any reference to the unlawful
discharge and notify the employee in writing that this
has been done and that the discharge will not be used
against her in any way.
(c) Presence and, on request, make available to the
Board or its -agents for examination and copying, all pay-
roll records, social security payment records, timecards,
personnel records and reports, and all other reeords nec'-
essary to analyze the amount of backpay due under the
terms of this Order.
(d) Post at its warehouse at Nitro, West Virginia,
copies of the attached notice marked "Appendix A," and
at its store at Cross Lanes, West Virginia; copies of the
notice marked "Appendix B." 3 Copies of notices, on
forms provided by the Regional Director for Region 9,
after being signed by the Respondent's authorized repre-
sentative, shall be posted by the Respondent immediately
upon receipt and maintained. for 60 consecutive . days in
conspicuous places including all places where notices to
" 2 If no exceptions are filed as provided by Sec 102 46 of the-Board's
Rules and Regulations, the findings, conclusions, and recommended
Order shall, as provided in Sec 102 48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses
3 If this Order is enforced by a Judgment of a United States Coul:t
Appeals, the words in the notice reading "Posted by Order of the Na-
tional Labor Relations Board" shall read "Posted Pursuant to a Judgment
of the United States Court of Appeals Enforcing an Order of the Nation-
al Labor Relations Board"
employees are customarily posted. Reasonable steps shall
be taken by the Respondent to ensure that the notices
are not altered, defaced, or covered' by any other materi-
al.
(e) Notify the Regional Director in writing within 20
days from the date of this Order what steps the Re-
spondent has taken to comply.
IT IS FURTHER ORDERED that the complaints are dis-
missed insofar as they allege violations of the Act not
specifically found.
APPENDIX A
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated the National Labor Relations Act and has, or-
dered us to post and abide by this notice.
WE WILL NOT maintain a rule prohibiting you from
distributing any written matter on company premises
unless approved by management.
WE WILL NOT discourage you from signing union au-
thorization cards by claiming that "Heck's has an abso-
lute right to see the union cards"
WE WILL NOT in any like or related manner interfere
with; restrain, or coerce you in the exercise of the rights
guaranteed you by Section 7 of the Act.
HECK'S INC.
APPENDIX B
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated "the National Labor Relations Act and has or-
dered us to post and abide by this notice
WE WILL NOT discharge or otherwise discriminate
against any of you for supporting Food Store Employees
Union, Local 347, United Food and Commercial Work-
ers International Union, AFL-CIO-CLC, or any other
union.
WE WILL NOT coercively question you about your
union sympathies.
. WE WILL NOT tell you that we have discharged an
employee for engaging in union activity
WE WILL NOT maintain a rule .prohibiting you from
distributing any written matter on company premises
unless approved by management.
WE WILL NOT discourage you from signing union au-
thorization cards by claiming that "Heck's has an abso-
lute right to see the union , cards"
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
guaranteed you by Section 7 of the Act.
HECK'S, INC
209
WE WILL make Roxanne Jividen whole for any loss of
WE WILL notify her that we have removed from our
earnings and other benefits resulting from her discharge,
files any reference to -her discharge and that the dis-
less any net interim earnings, plus interest,
charge will not be used against her in any way
HECK'S 'INC.