273 NLRB 243
Crown Cork De Puerto Rico, Inc
CROWN CORK DE PUERTO RICO
243
Crown Cork de Puerto Rico, Inc. and Union Inde-
pendiente de Trabajadores de la Crown Cork
and S.I.U. de Puerto Rico, Caribe y Latinoa-
merica a/a S.I.U. of North America, AFL-CIO,
Party to the Contract
S.I.U. de Puerto Rico, Caribe y Latinoamerica a/a
S.I.U. of North America, AFL-CIO and Union
Independiente de Trabajadores de la Crown
Cork
Crown Cork de Puerto Rico, Inc. and Union Inde-
pendiente de Trabajadores de la Crown Cork,
Petitioner. Cases 24-CA-3787, 24-CA-3820,
24-CB-980, and 24-RC-5775
13 December 1984
SUPPLEMENTAL DECISION, ORDER,
AND CERTIFICATION OF
REPRESENTATIVE
BY CHAIRMAN DOTSON AND MEMBERS
ZIMMERMAN AND DENNIS
On 7 February 1979 Administrative Law Judge
Irwin H. Socoloff issued the attached decision. The
Respondent Employer and the Respondent Union
filed exceptions and supporting briefs, and the
Charging Party Union filed further exceptions and
a supporting brief. Thereafter, on 19 July 1979 the
Board issued its decision' and remanded this case
to the judge for further credibility determinations.
On 31 August 1979 Administrative Law Judge So-
coloff issued the attached supplemental decision.
The Respondent Employer filed further exceptions
and a supporting brief, and counsel for the General
Counsel filed a brief in support of the supplemental
decision.
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
The Board has considered the decision, the sup-
plemental decision, and the reeord in light of the
exceptions and briefs and has decided to affirm the
judge's rulings, findings, 2 and conclusions 3 only to
' 243 NLRB 569
2 The Respondent Employer asserts that the judge's resolutions of
credibility, findings of fact, and conclusions of law are the result of bias
After a careful examination of the entire record, we are satisfied that this
allegation is without merit There is no basis for finding that bias and par-
tiality existed merely because the judge resolved important factual con-
flicts in favor of the General Counsel's witnesses As the Supreme Court
stated in ,NLRB v Pittsburgh Steamship Co. 337 US 656. 659 (1949),
IT]otal rejection of an opposed view cannot of itself impugn the integri-
ty or competence of a trier of fact " Furthermore, the Board's established
policy is not to overrule an administrative law judge's credibility resolu-
tions unless the clear preponderance of all of the relevant evidence con-
vinces us that they are incorrect Standard Dry Wall Products, 91 NLRB
544 (1950), enfd 188 F 2d 362, (3d Cir 1951) We have carefully exam-
ined the record and find no basis for reversing the findings
3 In the absence of exceptions. we adopt the judge's dismissal of the
complaint allegations that the Respondent Employer violated Sec 8(a)(1)
the extent consistent with this Supplemental Deci-
sion and Order.
In the underlying decision, the judge was pre-
sented in part with the question whether Respond-
ent Crown Cork de Puerto Rico, Inc. (hereafter
Crown Cork or the Respondent Employer), and
Respondent S.I.U. de Puerto Rico, Caribe 'y Latin-
oamerica a/a S.I.U. of North America, AFL-CIO
(hereafter SIU or the Respondent Union), engaged
in unlawful conduct when they negotiated and exe-
cuted a collective-bargaining agreement on 12
August 1976, 4 and thereafter maintained and en-
forced this agreement. It has been the General
Counsel's and the Charging Party's position that
this conduct violated the Act because it occurred
at a time when a competing labor organization,
Union Independiente de Trabajadores de la Crown
Cork (Union Independiente), had filed a representa-
tion petition and was seeking to represent Crown
Cork's production and maintenance employees who
theretofore had been represented by SIU. Crown
Cork and SIU have contended that the agreement
executed on 12 August was merely an interim ex-
tension agreement to succeed the expiring contract
between them, that it did not provide for any addi-
tional benefits for covered employees, and that its
execution and maintenance was lawful under G &
H Towing Co., 168 NLRB 589(1967). The judge
rejected the Respondents' contentions, finding that
the Respondents' 12' August agreement was de-
signed to favor the incumbent SIU, increased em-
ployer contributions to a SIU medical plan, and
violated the Respondents' duty to maintain strict
neutrality in ,the face of competing representational
claims by the incumbent SIU and by Union Inde-
pendiente. In finding these violations, the judge in
effect relied on Shea Chemical Corp., 121 NLRB
1027 (1958), Which held that an employer must
remain neutral and refrain from further negotia-
tions , when an incumbent bargaining representa-
tive's status is contested by a valid question con-
cerning representation raised in support of a rival
labor organization.
Subsequent to the issuance of the judge's initial
decision, the Board overruled Shea Chemical in
RCA Del Caribe, Inc., 262 NLRB 963 (1982), hold-
ing that "the mere filing of a representation peti-
of the Act by pointing a camera at striking employees who were waiting
to vote in a representation election
Chairman' Dotson does not adopt the judge's finding that the Respond-
ent Employer's statements to employees Fernandez and Rivera created
the impression of surveillance in violation of Sec 8(a)(1) In identifying
supporters of the Charging Party Union, the Respondent made no refer-
ence to the method by which it learned of these employees' union activi-
ties and the record provides no basis for finding that such knowledge was
unlawfully obtained
4 Unless otherwise indicated, all dates are in 1976
273 NLRB No. 45
244
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
tion by an outside, challenging union will no
longer require or permit an employer to withdraw
from bargaining or executing a contract with an in-
cumbent union. . . ." 5 In view of the Board's deci-
sion in RCA Del Caribe, there no longer is any
basis for finding that Crown Cork's negotiation and
execution of the extension agreement on 12 August
unlawfully assisted the incumbent SIU. 6 Accord-
ingly, we shall dismiss the allegations that Crown
Cork violated Section 8(a)(2) and (3) of the Act by
executing and maintaining this agreement. Like-
wise, we shall dismiss the related allegations that
SIU's conduct violated Section 8(b)(2) and (1)(A).
In view of the above, we shall modify the
judge's conclusions of law to the extent that the
violations found by him are based on the execution
and enforcement of the 12 August agreement. Spe-
cifically, we shall dismiss the allegations that
Crown Cork violated Section 8(a)(2) of the Act
when it acted in furtherance of its bargaining rela-
tionship with the incumbent SIU, when it informed
employees that SIU was their representative, and
when it instructed its employees to attend a meet-
ing conducted by SIU at the plant during working
hours.
However, we shall- not disturb the judge's find-
ing that the strike which commenced on 24 Sep-
tember was an unfair labor practice strike from its
inception. In finding that the strike was caused in
part by unfair labor practices, we rely on the exist-
ence of numerous acts of misconduct which pre-
ceded the commencement of the strike, including
violations of Section 8(a)(1) and (3). Such miscon-
duct was directed at the most prominent supporters
of Union Independiente ,including incidents occur-
ring in May or June, July, August, and September
and culminated in the discriminatory discharge of
employee Heriberto Padua, vice president of Union
Independiente, on 24 September. Accordingly, the
record supports the judge's finding that the strike
was an unfair labor practice strike, notwithstanding
that the strike additionally was based on the lawful
execution of the extension agreement.
We also shall not disturb the judge's finding that
Crown Cork violated Section 8(a)(1) of the Act on
25 September, the day after the strike began, when
it threatened to discharge the striking employees.
The discharge threat was premised on these ern-
,
5 RCA Del Caribe, supra at 965
6 Chairman Dotson and Member Dennis did not participate in RCA
Del Caribe and express no view here on whether that case was correctly
decided Absent a majority to overrule RCA Del Caribe, Chairman
Dotson and Member Dennis consider , themselves institutionally bound to
apply that precedent in this case
In view of our holding herein, it is immaterial whether the 12 August
agreement was merely an extension of the expiring agreement without
modification of benefits, as contended by the Respondents, or also served
to Increase benefits under the medical plan
ployees' purported breach of the no-strike provi-
sion under the extension agreement. 7 The strike
was based on unfair labor practices which were not
subject to resolution by the applicable grievance
provision. 8 Moreover, the strike was just one
aspect , of the ongoing, underlying dispute with re-
spect to the representative status of SIU and Union
Independiente's efforts to replace it. Accordingly,
Crown Cork's threat to discharge employees pursu-
ant to- the no-strike provision was at its core an at-
tempt to restrict the- unit employees' selection of a
bargaining representative. See generally NLRB v.
Magnavox Co. of Tennessee, 415 U.S. 322 (1974), re-
hearing denied 416 U.S. 952 (1974). See also Ser-
vair, Inc., 265 NLRB 181 (1982), enfd. 726 F.2d
1435 (9th Cir. 1984). Accordingly we agree with
the judge that this threat coerced employees' exer-
cise of Section 7 rights in violation of Section
8(a)(1).6
In his decision, the judge also found that Crown
Cork violated Section 8(a)(3) on 21 June when it
transferred employee Esteban Arroyo from the
first to the third shift. The judge supported this
finding solely on the basis that the Respondent Em-
ployer's president, Arturo Diaz, conducted a meet-
ing in August with members of Union Indepen-
diente at which they complained of alleged acts of
discrimination. At the meeting, Diaz requested the
opportunity to "fix everything up" and "put every-
thing back to normal." The judge found that Diaz'
statements during this meeting, and the subsequent
reassignment of Arroyo back to the first shift, evi-
denced that the original transfer was discriminato-
ry. In effect the judge has used employee com-
plaints regarding shift changes, pay reductions, and
job reclassifications, which employees had claimed
were discriminatory, and the Respondent Employ-
er's subsequent efforts to resolve these disputes as
7 This provision states as follows
During the life of this Agreement, the Company shall not order
lockouts During the life of this Agreement, the Union shall not
cause or permit its members to cause, nor shall the Union members
for any reason participate in a strike, nor a slowdown, nor a sit-
down or permanent strike within the plant, nor any other type of
interference with the Company's production The employees in-
volved in any conduct prohibited by this Article shall be submitted
to disciplinary measures up to and including discharge
.
8 The scope of the bargaining agreement's grievance provision is limit-
ed to cover only disputes over the application or interpretation of the
terms of the contract
Member Dennis concurs in the majority's finding that the 24 Septem-
ber strike was a protected unfair labor practice strike despite the contrac-
tual no-strike clause Under Arlan's Department Store of Michigan, 133
NLRB 802, 807 (1961), "only strikes in protest against serious unfair
labor practices should be held immune from general no-strike clauses In
Member Dennis' view, the Company's unfair labor practices were "seri-
ous" within the meaning of Ann's In addition to discharging employee
Padua, vice president of the rival union, the Company engaged in numer-
ous other acts in violation of Sec 8(a)(1) and (3), all designed to prevent
its employees from exercising their fundamental Sec 7 right to select the
rival union as their bargaining representative
CROWN CORK DE PUERTO RICO
245
an admission by the Respondent Employer that its
earlier actions were discriminatory. These settle-
ment efforts however were primarily designed to
prevent an anticipated strike by the unit employees,
and were not admissions of misconduct for the Re-
spondent Employer's earlier actions with respect to
Arroyo. On the contrary, the evidence supports
Crown Cork's claim that Arroyo's initial transfer,
one of several such transfers which occurred on 21
June, was based on the need to train certain em-
ployees as a result of the recent introduction of a
third shift during the previous month."
In his decision, the judge also found that Crown
Cork violated Section 8(a)(3) of the Act when it
"terminated" Miguel Carrasquillo as leadman on 19
July and reduced his pay 25 cents per hour. We
agree. However, as a remedy for this violation the
judge recommended only that Carrasquillo be
made whole for lost wages as a result of this inci-
dent. In adopting the judge's decision in this
regard, we shall modify his remedy with respect to
Carrasquillo's demotion and in addition shall re-
quire Crown Cork to reinstate Carrasquillo to his
former leadman position or, if that position no
longer exists, to a substantially equivalent position.
Walker Electric Co., 219 NLRB 481 (1975).
Finally, in light of our agreement with the judge
that the strike herein was an unfair labor practice
strike, and that the strikers had offered to return to
work prior to the representation election conduct-
ed on 29 October 1976," we adopt his finding that
unfair labor practice striker replacements were in-
eligible to vote, that on this basis 190 challenged
ballots be sustained, and that the remaining chal-
lenged ballots are not determinative. Accordingly,
we adopt his finding that a 'majority of the valid
ballots have been cast for Union Independiente,
and that it should be certified as the collective-bar-
gaining representative in the appropriate unit.
" Although the Judge used the same rationale as that noted above in
finding that the transfer of employee Guadalupe Rivera on 19 July from
the first to the third shift also violated Sec 8(a)(3). we agree with the
judge's ultimate conclusion that this transfer was discriminatorily moti-
vated To support this conclusion, we rely on evidence that on 19 July
Crown Cork engaged in a number of adverse changes affecting job as-
signments and wage rates which were found to have violated Sec 8(a)(3)
of the Act Further, although other employees were reassigned shifts on
19 July, the conclusion that Rivera's transfer was discriminatory is addi-
tionally supported by our adoption of other concurrent acts of discrimi-
nation against Rivera whereby Crown Cork departed from its longstand-
ing practice of allowing Rivera to work during his vacation period, and
by its belated decision to eliminate his leadman's pay, notwithstanding his
demotion from that position had occurred 16 months before
" The election was conducted pursuant to a Decision and Direction of
Election The tally was 118 for Union Indepenchente and 15 for SIU,
there were 213 challenged ballots, a sufficient number to affect the results
of the election
ORDER,
The National Labor Relations Board orders that
the Respondent, Crown Cork de Puerto Rico, Inc.,
Carolina, Puerto Rico, its officers, agents, succes-
sors, and assigns, shall
1. Cease and desist from
(a) Discharging or changing the rates of pay,
classifications, shifts, and other terms and condi-
tions of employment of its employees because of
their union activities and sympathies.
(b) Refusing to reinstate unfair labor practice
strikers upon their unconditional offer to return to
work.
(c) Threatening summarily to discharge unfair
labor practice strikers.
(d) Threatening to discharge employees because
of their union activities and sympathies.
(e) Creating the impression of surveillance of the
union activities of its employees.
(f) . Soliciting employees to encourage other em-
ployees to support SIU.
(g) Prohibiting in-plant meetings- of Union Inde-
pendiente while permitting such meetings of SIU.
(h) In any other manner interfering with, re-
straining, or coercing employees in the exercise of
their rights under Section 7 of the Act to engage in
concerted activities for their mutual aid and protec-
tion, or to refrain from such activities.
2. Take the following affirmative action neces-
Sary to effectuate the policies of the Act.
(a) Offer Heriberto Padua and all the employees
who engaged in a concerted work stoppage and
strike commencing 24 September 1976, immediate
and full reinstatement to their - former jobs or, if
those jobs no longer exist, to substantially equiva-
lent positions of employment, without prejudice to
their seniority or any other rights and privileges
previously enjoyed, discharging, if necessary, other
employees who have been hired in their places.
(b) Make Heriberto Padua whole for any loss of
pay he may have suffered by reason of the discrim-
ination against him-by payment to him of a sum of
money equal to that which he normally would
have earned as wages from the date of the discrim-
ination, in the manner set forth in E W. Woolworth
Co., 90 NLRB 289 . (1950), less his net earnings
during such period, with interest as set forth in Isis
Plumbing Co., 138 NLRB 716 (1962), and Florida
Steel Corp., 231 NLRB 651 (1977).
(c) Make whole all the employees who engaged
in a concerted work stoppage and strike commenc-
ing 24 September 1976, for any losses they may
have suffered by reason of the failure and refusal to
reinstate them to their former jobs, or to substan-
tially equivalent positions, upon their unconditional
246
DECISIONS OF NATIONALLABOR RELATIONS BOARD
offer to return to work, -by payment to each of
them of .a sum of money equal, to that which that
employee normally would have ,earned as wages
from the date of the discrimination to the date Of
the Respondent's offer of reinstatement in the
manner set forth in paragraph (b) above.
(d) Make ,Guadalupe Rivera, Rigoberto Febres,
Miguel Carrasquillo, and Luis Nigagliom whole for
the losses they suffered as a result of the unläwful
reductions in their rates of pay in the manner set
forth in paragraph (b) above.
-(e) , Make Guadalupe Rivera whole for any loss
of pay he may have suffered as a result of the re-
fusal to allow , him to work during his scheduled
vacation in 1976 in the manner set forth in para-
graph (b) above.
(1) Offer Miguel Carrasquillo jinmediate and full
reinstatement to his former position as leadman,
with all duties and functions or, if that position no
longer exists, to a substantially equivalent position.
(g) Remove from its files any reference to the
unlawful discharge of Heriberto Padua, and notify
him in writing that this has been done and that the
discharge will not be used as action against him in
any way.
(h) Preserve and, on request, make available to
the Board or its agents for examination and copy-
ing, all payroll records, social security payment
records, timecards, personnel records and reports,
and all other records necessary to analyze the
amount of backpay due under the terms of this
Order.
(i) •Post at its Carolina, Puerto Rico facility
copies of the attached ,notice marked, "Apperi-
dix."" Copies of the notice, in English ,and in
Spanish, on forms provided by the Regional Direc-
tor for -Region 24, after being signed by the Re-
spondent's - authorized representative, shall be
posted by the Respondent :immediately- upon re-
ceipt and maintained for 60 . consecutive days in
conspicuous places including all places where no-
tices to employees are customarily posted. Reason-
able steps shall be taken by the Respondent to
ensure that the notices are not altered, defaced, or
covered by any other material.
(j) Notify the Regional Director in writing
within 20 days from the date of this Order what
steps the Respondent has taken to comply.
IT IS FURTHER ORDERED that the complaint filed
against the Respondent S.I.U. de Puerto Rico,
12 If this Ordei- is enforced by a Judgment of a United States Court of
Appeals, the words in the notice reading "Posted by Order of the Na-
tional Labor Relations Board" shall _read "Posted,Pursuant to a Judgment
of the United States Court of Appeals Enforcing an Order of the Nation-
'al Labor Relations Board S'
Caribe y Latinoamerica a/a S.I.U. of North Amer-
ica, AFL-CIO is dismissed in its entirety.
IT IS FURTHER ORDERED that the challenges to
the ballots of the 190 strike replacements in Case
24-RC-5775 are sustained and that Case 24-RC-
5775 is severed from the unfair labor practice pro-
ceeding.
.
CERTIFICATION OF
REPRESENTATIVE
IT IS CERTIFIED that a majority of the valid bal-
lots in Case 24-RC75775 have been cast for Union
Independiente de Trabajadores de la Crown Cork
and that it is the exclusive collective-bargaining
representative in the following appropriate unit:
All production and maintenance employees
employed by Crown Cork de Puerto Rico,
Inc. at its factory located in Carolina, Puerto
Rico, but excluding all office clerical employ-
ees, sales personnel, professional employees,
drivers, guards and supervisors as defined in
the Act.
-APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The •National Labor Relations Board has found
that We violated the National Labor Relations Act
and has ordered us to post and abide by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representa-
tives of their own choice
To act together for other mutual aid or pro-
tection
To choose not to engage in any of these
protected concerted activities.
WE WILL NOT discharge or change the rates of
pay, classifications, shifts, and other terms and con-
ditions of employment of employees because of
their union activities and sympathies.
WE WILL NOT threaten summarily, to discharge
unfair labor practice strikers and WE WILL NOT
refuse to reinstate them upon their unconditional
offer to return to work.
WE WILL NOT threaten to discharge employees
because of their union activities and sympathies.
WE WILL NOT create the impression of surveil-
lance of the union activities of employees.
CROWN, CORK DE PUERTO RICO
247
WE WILL NOT solicit employees to encourage
other employees to support SM.
WE WILL NOT prohibit in-plant meetings of
Union Independiente while permitting such meet-
ings of SIU:
WE WILL NOT in any other manner interfere
with, restrain, or coerce employees in the exercise
of their rights under the National Labor Relations
Act.We will offer. Heriberto Padua, and all the em-
ployees who engaged in a strike commencing 24
September 1976, and who offered, unconditionally,
to return to work on 22 October 1976, immediate
and full reinstatement to their former or equivalent
positions, without prejudice to their seniority or
other rights and privileges previously enjoyed, dis-
charging, if necessary, other employees who have
been hired in their places.
WE WILL make Henberto Padua, and the strik-
ing employees, whole for any loss of earnings be-
cause of the discrimination against them, plus inter-
est.
WE WILL expunge from our files any reference
to the discharge of Heriberto Padua and notify him
in writing that this has been done and that evi-
dence of this unlawful discharge will not be used as
a basis for future action against him.
WE WILL make Guadalupe Rivera whole for any
loss of pay as a result of our refusal to allow him
to work during his scheduled vacation in 1976, and
WE WILL make Guadalupe Rivera, Rigoberto
Febres, Miguel Carrasquillo, and Luis Nigaglioni
whole for the reductions in their rates of pay, plus
interest.
WE WILL reinstate Miguel Carrasquillo to his po-
sition as
• leadman or, if that postion no longer
exists, to a substantially equivalent position, with-
out prejudice to any seniority or other rights and.
privileges previously enjoyed.
CROWN CORK DE PUERTO RICO, INC.
- DECISION
STATEMENT OF THE CASE
IdwiN H SOCOLOFF, Administrative Law Judge On
charges filed October 29 and December 27, 1976, and
February 17, 1977, by Union Independiente de Trabaja-
dores de, la Crown Cork (the Independent Union),
against Crown Cork de Puerto Rico, Inc. and S.I.0 de
Puerto Rico, Canbe y Latinoamenca a/a S.I.U. of North
America, AFL-CIO (Respondent Employer and Re-
spondent Union), the General Counsel of the National
Labor Relations Board, by the Regional Director for
Region 24, issued a consolidated complaint dated March
23, 1977, alleging violations by the Respondents of Sec-
tion 8(a)(1), (2), and (3), Section 8(b)(1)(A) and (2) and
Section 2(6) and (7) of the National Labor Relations Act.
Respondents, by their answers, denied the commission of
any unfair labor practices On March 24, 1977, the Re-
gional Director Ordered that Case 24-RC-5775 be con-
solidated with the above-referenced unfair labor practice
cases for purposes of hearing and decision with respect
to the issues raised by the Petitioner's objections to con-
duct affecting the results of the election in that case, as
well as disposition of 213 challenged ballots.
Pursuant , to notice, a trial was held before me in Hato
Rey, Puerto Rico, on April 25 and May' 16 through May
26, 1977, at which all parties were represented by coun-
sel and were afforded full opportunity to be heard, to ex-
amine and cross-examine witnesses',_ and to introduce evi-
dence. Thereafter, the parties filed .briefs which have
been duly considered
On the entire record in this case, and from my obser-
vation of the witnesses, I make the following
FINDINGS OF FACT
I. JURISDICTION
Crown Cork de Puerto Rico, Inc is a Delaware cor-
poration engaged in the manufacture, sale, and distribu-
tion of metal cans; bottle caps, ,and related products at its
plant located in the city of Carolina, Commonwealth of
Puerto Rico. During the year preceding issuance of the
complaint, a representative period, Respondent .Employ-
er purchased goods and materials valued in excess of
$50,000 which were transported and delivered to its
plant directly from points in the United States located
outside the Commonwealth of Puerto Rico. I find that
Crown Cork de Puerto Rico, Inc. is an , employer en-
gaged in commerce within the meaning of Section 2(2),
(6), and (7), of the Act.
II. LABOR ORGANIZATIONS
S.I.U. Puerto Rico, Canbe y Latinomenca a/a S.I.U.
of North America, AFL-CIO and Union Independiente
de Trabajadores de la 'Crown Cork are labor organiza-
tions within the meaning of Section 2(5) of the Act.
III. THE UNFAIR LABOR PRACTICES
A. Background
Respondent Union S.I.U. was certified on August 17,
1973, as the collective-bargaining representative of the
Crown Cork production and , maintenance employees
working at the Carolina, Puerto Rico plant Thereafter,
Crown Cork and S I U. entered into a collective-bargain-
ing agreement, containing union-security and checkoff
provisions, which was to expire on August 12, 1976. In
May 1976, certain employees formed the Independent
Union and on May 17 that union filed a representation
petition seeking an election among the unit employees
(Case 24-RC-5775) On August 2, the Regional Director
issued a Decision and Direction of Election in the con-
tractual unit.
Immediately preceding the scheduled expiration of
their contract, on August 12, Respondent 4mployer and
Respondent Union executed a "Stipulation" whereby
they agreed to extend the contract, including the union-
248
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
security and checkoff provisions, until such time as the
representation proceedings before the Board were re-
solved "in a final and binding manner." The stipulation
further provided for increased payments by Crown Cork
18 the Contractual "Welfare Plan," from $6.50 per week
per employee to $55 per: month Per employee, because of
"the substantial increase there has been in the cost of
medical-hospital expenses."
In this proceeding, the General Counsel contends that,
by the execution and maintenance of the contract exten-
sion, including its union-security and checkoff provisions,
notwithstanding the existence of a real question concern-
ing representation,' the Respondents violated Section
8(a)(3) and (2) and Section 8(b)(2) and (1)(A) of the Act.
In addition, the General Counsel asserts that Respondent
Employer engaged in unfair 'labor practice conduct by
making coercive statements to employees; creating the
impression of surveillance of employees' union activities;
engaging in acts of assistance to the S.I.U. and changing
employee shifts, rates of pay, job classifications, benefits
and working conditions in order to encourage support
for the S.I.U. and discourage support for the Independ-
ent Union.
On September 24, 1976, Respondent Employer dis-
charged employee Heriberto Padua, an officer of the In-
dependent Union. Thereafter, the great majority of the
unit employees engaged in a strike. The General 'Counsel
contends that Padua was discharged in violation of Sec-
tion 8(a)(3) of the Act and that the ensuing strike, in pro-
test of the discharge and other unlawful acts of -Crown
Cork, was an unfair labor practice strike. Respondent
Employer claims that Padua was discharged for cause
and that the* strike was economic in nature. Also at issue
is whether Crown Cork violated the Act by threatening
to discharge the strikers and by refusing to reinstate
them on their unconditional offer to return to work.
An election was conducted on October 29, 1976. The
Independent Union's objections to conduct affecting the
results thereof are based, principally, on the alleged
unfair labor practices summarized above. Resolution of
the challenged ballot issues revolves almost entirely
about a determination of the eligibility to vote of strike
replacements.
B. Facts and Conclusions
1. Formation of the Independent Union and
Respondent Employer's knowledge thereof
In early May 1976, at a meeting attended by 90 to 100
individuals (of the 130 to 140 unit employees then work-
ing for Respondent Employer), the Independent Union
was formed. The following employees were elected as
members of the board of directors:
Luis Nigaglioni
President
Heriberto Padua Soto Vice President
Rigoberto Febres
Secretary
Miguel A.
Carrasquillo
Treasurer
Pedro Diaz
Sub-Secretary
Esteban Arroyo
Sub-Treasurer
Ruben Feliciano -
Member-at-large
Armando Vegerano
Member-at-large
Francisco Fernandez Member-at-large
Two days later, Nigaglioni and Fernandez met with Re-
spondent Employer's supervisor, Personnel Manager Ana
Aponte, and advised her of the formation of the Inde-
pendent Union and the identity of the members of the
board of directors. Nigaglioni stated that the new union
was formed because of a lack of service by the S.I.U.
and employee dissatisfaction with the contractual medi-
cal plan. Aponte said that she 'would forward the infor-
mation to 'the Crown Cork president, Arturo Diaz Ca-
tal do
As noted, the newly formed union filed a representa-
tion petition with the Board on May 17, 1976. Some 2
weeks later, President Diaz initiated a meeting with the
members of the board of directors and assured them that
he, Diaz, would work with whichever union won the
election. In June, Diaz again met with the directors to
express his anger about certain machinery breakage
which, Diaz believed, had been caused by intentional
acts.
2. Coercive statements; acts of assistance;
discriminatory conduct
Employee Francisco Fernandez,, a member of the
board, of directors of the Independent Union, testified
that,. in late May or early June, President Diaz ap-
proached him outside the plant and told him that there
were some 15 or 20 workers who were "harming the
plant." Diaz stated that those individuals, who he named,
desired to remove the S.I.U. as bargaining representative
despite the fact that that union was "working all right,"
and, therefore, he, Diaz, wanted to get those employees
out of the plant. Diaz further stated that, in particular, he
wanted to remove Independent Union President Nigag-
honi from the plant Fernandez also testified that, in late
August, at the request of Supervisor Bernardo Matos,
Fernandez met Diaz and Matos at a local restaurant At
that .time, Fernandez asked Diaz why he, Fernandez, had
been reassigned to the night shift Diaz replied that Fer-
nandez was one of the most important leaders at the
plant and that the other workers would listen to him.
Therefore, Diaz wanted Fernandez to encourage the
night-shift employees to retain the S I.U. When Fernan-
dez said that, as a member of the Independent Union, he
could not campaign for the S.I.U., Diaz stated that the
newly formed union was "a bunCh of Communists" and
that Diaz' primary goal was "to get Nigaglioni out of the
plant" because that employee had the entire plant in tur-
moil.
• Respondent Employer's witnesses, Diaz and Matos,
contradicted each other with respect to the foregoing in-
cidents. Thus, Diaz denied that he had had any meetings
outside the plant with Fernandez since 1974. Matos, an
entirely confused and unreliable witness, confirmed the
fact of the August meeting but claimed that no conversa-
tion occurred since, according to Matos, Fernandez left
the meeting immediately after he arrived. Fernandez im-
pressed me as a credible witness and I find that the con-
versations with Diaz occurred substantially as he testi-
CROWN CORK DE PUERTO RICO
249
fled. I conclude that Respondent Employer, through
President Diaz, violated Section 8(a)(1) of the Act by
creating the impression of. surveillance of employee-
union activities and by threatening to discharge employ-
ees because of their support for the Independent Union.
Crown Cork violated Section 8(a)(2) and (1) of the Act
by soliciting an employee to encourage other_ employees
to support the S.I.U. rather than the Independent Union.
Fernandez further testified that, during the month of
August, Plant Superintendent Francisco Gonzales sum-
moned Fernandez from his home to the plant in order to
receive a telephone call in Gonzales' office. The caller
was Respondent Union's executive secretary, Suarez
Lazu, who asked Fernandez' to meet with the Union's
president, Keith Terpe, at the S.I.U. officer. After com-
pleting the telephone conversation, Fernandez was in
formed by Gonzales that "it was all right, that he knew
and Mr. Arturo Diaz CataldO knew about this meeting
and that I should go, that they would pay my day even
if I was absent." Gonzales further stated that he and
Diaz wanted Fernandez to help them "so that they do
not get the S I.U. out" and Gonzales reminded the em-
ployee that he, Fernandez, had been the spokesman for
the S.I.U. in 1973, when that union Was challenged by
the Teamsters. Finally, Gonzales told Fernandez "that as
long as I would help them, I was all right at the plant."
Gonzales, in his testimony, denied that the above-related
incident occurred.
Gonzales was not, in my judgment, a reliable witness.
His testimony was, in certain instances, self-contradictory
and inconsistent with his prehearing affidavit. Based on
those factors, as well as demeanor impressions, I have as-
signed little weight to his testimony I find, based on
Fernandez' testimony, that Respondent Employer, by its
plant superintendent, Gonzales, unlawfully assisted Re-
spondent Union by encouraging Fernandez to visit the
S.I.U. offices during working hours and without loss of
pay.
Guadalupe Rivera was hired by Respondent Employer
in 1967 as a first-shift fingerlift operator In February
1974, he was promoted to the position of first-shift lead-
man and, as a result, was granted a 25-cent-per-hour
wage increase In March 1975, Rivera was reassigned to
his former fingerlift operator position but, nonetheless,
he continued to be paid at the leadman rate although he
no longer performed those duties. On July 19, 1976,
Rivera was suddenly transferred to the third shift (the
night shift) and he ceased receiving leadpay (the 25 per
cent per hour). About the same time, Respondent, con-
trary to its past practice of permitting Rivera to work
during his scheduled vacation periods, and thereby earn
double pay for those weeks, informed Rivera that he
would be required 'to take a vacation. Rivera testified
that when he saw Diaz about the vacation matter, in
August, Diaz stated that "the law now required " Diaz
then handed Rivera a $100 check, as a loan, and stated
that he knew that Rivera was "in sympathy" with the
Independent Union. According to Rivera, Diaz further
stated that the employees "should be careful, we should
think it over carefully, not to let ourselves be led by bad
leaders who could lead us down wrong paths . . and
that we were being advised by a Communist law firm;
that he knew Mr. Escrebano and that that's why he was
telling me this." Diaz testified that he could not recall
making the statements attributed to him by Rivera.
Based on Rivera's credited testimony, I find and con-
clude, as alleged in the complaint, that, in August 1976,
Respondent Employer, through President Diaz, Violated
Section 8(a)(1) of the Act by creating the impression of.
surveillance of the union activities of its employees. In
addition, I reject Respondent's argument that its 1976 re-
fusal to allow Rivera to work during his' scheduled vaca-
tion period was based on the requirements of local law.
Rivera was permitted to work during such periods in
1974 and in 1975 when the -same law was in effect and,
under its provision, allowing an employee to obtain 'an
exemption from the law's requirements through the
Puerto Rico Department of Labor. When Rivera saw
Diaz about the matter, Diaz clearly related his position
concerning the supposed- requirements of the law to , his
claimed knowledge of Rivera's union sympathies. In
light of that factor, and the absence of satisfactory expla-
nation for Respondent's sudden change of its practice of
permitting Rivera to wdrk during scheduled vacation pe-
riods, I find and conclude that Respondent Employer, in
violation of Section 8(a)(3) of the Act; refused to allow
Rivera to do so in 1976, and thereby earn double pay for
that period, because of his Independent Union sympa-
thies.
The General Counsel also- contends that Respondent
Employer violated Section 8(a)(3) of the Act when it
transferred Rivera to the third shift and ceased" paying
him 25 "cents per hour leadpay. Likewise, it is asserted
that when, on June 21, 1976, Respondent transferred em-
ployee Esteban Arroyo, a member *of the board of direc-
tors of the Independent Union, from the first shift
(where he had worked since the date of his hire, March
16, 1972) to the third shift, it did so for discriminatory
reasons. It is also alleged that, on July 19, 1976, Re-
spondent unlawfully reclassified and reduced the pay of
Rigoberto Febres, the secretary of the Independent
Union, and Miguel Carrasquillo, the 'treasurer.
For the 5-1/2-year period preceding July 1976, Febres
worked for Respondent as a shipping and receiving
clerk. On July 15, he received a letter from Personnel
Manager Aponte, stating:
As you are aware, the position of "Shipping &
Receiving Clerk" is not negotiated by the collective
bargaining agreement, this being a position of a con-
fidential nature and which belongs to the office per-
sonnel.
Our management is not interested in unionizing
this position in a new contract and you being the
person who for years have perfortried this position,
you being a union member, we give you preference
in case you want to become part of Our office per-
sonnel.
.
If you agree, we shall be pleased to give you the
opportunity, otherwise, we shall, be forced to give
1 Escrebano was one of the - lawyers representing the Independent
Union
250
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
you a new classification within the unionized posi-
tions which you are prepared to perform.
We hope that you may see what is best for you
and give us your answer, in writing, tomorrow,
July 16, 1976, in the morning hours.
If we don't receive a reply from you, we shall
believe _that you are not interested and we shall im-
inediately proceed to reclassify you.
After reading the letter, Febres told Aponte, "I knew
this was going to happen" Aponte replied, "This is the
way they work over here." Febres requested additional
time to consider the matter and that request was denied.
When he then refused a -changed status, he was, on July
19, assigned to the position of fingerlift driver and his
pay was reduced by 25 cents per hour. Despite the as-
signed reason for Respondent's action with respect to
Febres, he was, shortly- after his reclassification, replaced
as shipping and receiving clerk by a bargaining unit em-
ployee who was not-,required to terminate his union
membership: I ;find and conclude that Febres' reclassifi-
cation, and the pay reduction which he suffered, were in
patent violation of Section 8(a)(3) of the Act.
Also on July 19; Miguel Carrasquillo was "terminated"
as a_ leadman, and redueed in pay by 25 cents per hour.
According to the notice furnished to Carrasquillo by Re-
spondent Employer, the reason for the action was a
"change in company policy." When Carrasquillo ques-
tioned , his supervisor,_ Les Inwood, about the matter, he
was told that "it was., because the company no longer
trusted , me." Inwood refused Carrasquillo's request for
greater specificity.,At the hearing, Gonzales testified that
he decided to reclassify Carrasquillo, and reduce his pay,
because. of customer complaints about the cans produced
on the third shift. However, Carrasquillo worked as a
leadman on the first shift. In light of Respondent's
knowledge of Carrasquillo's position as an officer of the
Independent Union; its demonstrated animus, the shifting
and pretextual reasons which it has advanced to explain
the demotion of that employee and the timing of the
action, I find ancl.eonclude that Carrasquillo's reclassifi-
cation and pay reduction were accomplished in violation
of the Act
Luis Nigaglioni Was hired by Crown Cork in May
1973, as a general worker. Beginning November 1975, he
was paid at the rate of $4 30 per hour On May 17, 1976,
following his election as president of the Independent
Union, , Nigaglioni was - reclassified from "general
-worker" to "production- worker," an action which is de-
scribed in Respondent Employer's personnel files as a
"promotion." However, Nigaglioni testified that, despite
the classification Change, his duties remained the same.
When Nigaglioni received his paycheck on August 15,
he' discovered that his hourly rate had been reduced to
$4.05. Nigaglioni then approached Gonzales about the
matter and was told that his pay was reduced by 'order
of Diaz. Gonzales further told Nigagliont "Luis, so that
no more problems arise,' I don't want any more meetings
at the plant because Mr. Arturo doesn't want them." Ni-
gaglioni then asked if his pay had been reduced because
of the Independent .Union and Gonzales replied that he
did not want any more problems at the plant, and he
would not allow any more meetings of the Independent
Union there.
Gonzales, in his testimony, attributed the August pay
reduction of Nigaghom 'to a change of duties which al-
legedly occurred on May 17, when Nigaglioni was,' as
noted, reclassified. Since Nigaglioni credibly testified
that the May 17 "promotion" did not result in any
change of duties, I find that the assigned reason for the
pay reduction does not explain that action. Rather, in all
the circumstances, including Diaz' statement to Fernan-
dez that he, Diaz, wanted to "get Nigaglioni out of the
plant" because of his activities on behalf of the Inde-
pendent Union, I find and conclude that Respondent
Employer reduced Nigagliones rate of pay in violation
of Section 8(a)(3) of the Act. I further conclude that
Gonzales, in orally promulgating a rule prohibiting in-
plant union meetings which, as stated, applied only to
the Independent Union, acted in violation of Section
8(a)(2)
In late May or early June, Francisco Fernandez, a
member of the Independent Union's board of directors,
was transferred from the first shift to the second shift.
According to Gonzales' uncontradicted testimony, the
transfer occurred at the request of the employee I thus
conclude that the allegation of a discriminatory transfer
of Fernandez has not been sustained In August, Fernan-
dez, then in charge of the storeroom, was assigned an ad-
ditional duty, to mop the storeroom floor- Previously,
that task, among others, was performed by unit employ-
ees, on an optional basis, on Saturdays, at a time-and-a-
half rate. The record evidence suggests that Fernandez'
work activities were not materially changed by.the addi-
tional assignment and, on that basis, I find no violation of
the Act in that regard.
In early August, Harold Abrams, director of industrial
relations of Crown Cork and Seal Co., Respondent Em-
ployer's parent corporation located in Philadelphia,
Pennsylvania, arrived in Puerto Rico in order to verify
rumors that the unit employees would strike upon the ex-
piration of the contract On ,August 4, Abrams and Diaz
met with the members of the board of directors of the
Independent Union and Abrams began the meeting by
asking the employees if there would be a strike. Febres
stated that there would not be a strike if "the discrimina-•
tion" against the supporters of the Independent Union,
including shift changes, pay reductions, and job reclassi-
fications, stopped. Diaz assured the directors that, if
given 2 weeks time, he would "fix everything up" and
"put everything back to normal." Upon receiving that
representation, the directors agreed not to strike
On August 16, Esteban Arroyo was returned to the
first shift. At the hearing, Diaz testified that that action
was taken, - "absolutely, as a result of the agreements -
reached at the August 4 meeting. On the other hand,
Gonzales testified that he alone was responsible for the
original transfers of Arroyo and Guadalupe Rivera, from
the first shift to the third shift, and that the purpose was
to place experienced employees on the third shift while
new hires were trained on the first shift. According - to
Gonzales, when the training period was completed, he,
Gonzales, without consulting Diaz, returned Arroyo and
CROWN CORK DE PUERTO RICO
251
Rivera to the first shift. I think it more likely, consistent
with Diaz' testimony, that those employees were re-
turned to the first shift in compliance with Diaz' agree-
ment with the Independent Union to end "the discrimi-
nation" and "put everything back to normal." I find and
conclude that the original transfers of Arroyo and
Rivera: from the first shift to the third shift, were in vio-
lation of Section 8(a)(3) of the Act. I also conclude that
Rivera's loss of leadpay at the time of his unlawful trans-
fer to the third shift, and fully 16 months after he ceased
performing the duties of a leadman, was accomplished
for discriminatory reasons.2
3 The contract extension
In the weeks preceding the August 12 execution of the
contract extension, Diaz met with Respondent Union's
executive secretary, Suarez Lazu, on some three occa-
sions. According to Lazu's testimony,. he insisted, at
those meetings, on increased Crown Cork contributions
to the medical plan as a condition to signing the "Stipu-
lation" Thus, Lazu testified that larger contributions
were needed in order to meet the increased costs of
maintaining the plan. Lazu later testified that such in-
creased contributions were sought from all participating
employers in order to improve the plan and eliminate
problems. In any event, after initially resisting the sub-
stantially increased payments sought by the S.I U., Re-
spondent Employer relented.
There is considerable record evidence that, indeed, at
least some increase in the size of employer payments to
the plan was necessary in order to maintain then existing
levels of medical service. While I accept Respondents'
arguments in that regard, I find them nondeterminative.
of the issue before me.
On August 13, Respondent ' Employer posted on its
bulletin board a letter, signed by President Diaz, which
stated, inter
-
Yesterday morning, I was asked by my superiors
to sign a STIPULATION extending the duration of
the AGREEMENT between the COMPANY and
the UNION until such date as the National Labor
Relations Board resolved in a binding manner the
cases pending consideration.
The main reason for this decision was maintain-
ing in effect for the membership the protection that
the agreement gives them and particularly the Med-
ical Plan, for which the Company agreed to pay a big
increase, so that the service could be amplified [Em-
phasis added.]
Also on August 13, Diaz met with Febres and Fernandez
and showed them a copy of the "Stipulation." Febres
stated that the members of the Independent Union would
not accept it and he demanded that the "Stipulation" not
be used as a basis for continuing the deduction of dues in
2 Gonzales testified that he reduced Rivera's pay pursuant to a memo-
randum he received from Comptroller Jose Laureano However, that
memorandum, dated 2 days after the pay reduction, does not even ad-
ress the subject of leadpay
favor of Respondent Union. Diaz shrugged and walked
out. 3
On 'August 27, Respondent .Union circulated a leaflet
among the unit employees, signed by Suarez Lazu,
which 'stated, inter
.
Hereby we are informing all employees of Crown
Cork as well as their relatives, that the Medical
Plan of the S.I.U., continues to cover everyone like
before. Moreover, we are making great efforts to
improve the plan at all places where the employees
of Crown Cork go to receive services.
The General Counsel contends that Respondents, by
negotiating and executing the "Stipulation" and, thereaf-
ter, enforcing and administering the collective-bargaining
agreement, including its union-security and check-off
provisions, at a time when a valid question concerning
representation had been raised, violated the neutrality re-
quirements mandated by ,the Board's holding in Shea
Chemical Corp., 121 NLRB 1027 (1958) Respondents
assert that their actions were privileged under an excep-
tion to Shea Chemical, enunciated by the Board in G&H
Towing Co., 168 NLRB 589 (1967) There, the Board
held:
Unlike the situation in Shea Chemical Corporation,
relied on by the General Counsel, where the em-
ployer and a union with a claimed card majority ne-
gotiated a "complete two-year collective bargaining
agreement," the parties here only extended the ter-
mination date of their existing contract from time to
time so as to avoid a lapse in contractual relations
while awaiting resolution of the representation ques-
tion No changes were made in wages or any other
contractual terms during this period There is no
evidence that the parties engaged in any bargaining,
or even introduced preliminary proposals. Thus,
consistent with what we said in Shea, G&H pursued
a neutral course by neither "bargaining collectively
with the incumbent or any other union" nor "refus-
ing to permit the incumbent union to continue ad-
ministering its contract. ." We find no violation
in the extensions of G&H's contract with the Sea-
farers
Contrary to Respondents' contentions, I conclude that
the instant matter does not present a G&H Towing type
case Here, preceding and following the execution of the
contract extension, Respondent Employer engaged in nu-
merous acts of support and assistance to Respondent
Union, in violation of Section 8(a)(2), and acts of coer-
cion and discrimination, in violation of Section 8(a)(1)
and (3) of the statute. The extension of the contract with
the favored union occurred in that context, and, thus,
cannot be viewed as a neutral act designed to avoid a
lapse in contractual relations. Moreover, Respondent
Employer and Respondent Union, at a time when both
knew that employee dissatisfaction with the medical plan
3 One week later, Febres complained to Aponte about the continuation
of dues deductions She replied, "I got orders from upstairs"
252
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
was one of the primary reasons for the formation of the
Independent Union, agreed to a doubling of Employer
contributions to that plan and then informed the employ-
ees that the increased payments would permit improve-
ment of the plan and amplified service. I thus conclude,
regardless of the then existing financial needs of the wel-
fare plan, that the contract extension, including the
agreed-upon change in contractual terms, was designed
to assist the S.I.U. By extending and enforcing the con-
tract, as modified, beyond August 12, 1976, Respondents
violated Section 8(a)(3), (2), and (1) and Section 8(b)(2)
and (1)(A) of the Act
4. The Padua discharge
Henberto Padua was employed by Crown Cork as a
quality control inspector' from November 11, 1970, until
he was discharged on September 24, 1976. In May 1976
he was elected vice president of the Independent Union.
In late July or early August Padua posted a notice of an
out-of-plant Independent Union meeting on the plant bul,
letin board. That notice was removed by Supervisor J.
A. La Santa who told Padua that, by order of Diaz, em-
ployees were not permitted to post notices at the plant.
Thereafter, La Santa filed a written report of the inci-
dent
Respondent Employer asserts that Padua was dis-
charged on September 24, due to "insubordination," a
"lack of respect toward a superior," and a "threat of
physical harm to a superior" arising out of an incident
between Padua and Supervisor Jose David Carrasquillo
which occurred on September 23. For the reasons -stated
below, I find and conclude that Respondent Employer
discharged Padua because of his Independent Union ac-
tivities, in violation of Section 8(a)(3) of the Act
About 5.30 a.m. on September 23, as Padua was walk-
ing toward production line 1, a "jam" developed at line
2. Supervisor Carrasquillo yelled at Padua to go to line
2. According to Padna's credited, corroborated testimo-
ny he then told Carrasquillo that "there is no reason for
him to shout at me like that. If he knew anything about
cans he would have realized that that was mechanics'
work and not of the inspector. And I told him, if you
want me to help you, I can help you so that you will
know about cans. I've been doing this work for 6 years
and I can help you. But since you show a negative atti-
tude, there is no way to help you do a better job." Car-
rasquillo accused Padua of insulting him and Padua re-
sponded, "Well, I'm telling you the truth, that you do
not know anything about cans. I know about cans. If you
feel insulted, that's the truth, that you don't know about
cans." Carrasquillo told Padua that if he, Padua, persist-
ed in telling Carrasquillo that, Carrasquillo would report
him. Padua then said to Carrasquillo that "if the truth
hurt him, to go ahead and make a report." 4 Later, Car-
rasquillo instructed Padua to report to Gonzales' office
at 2 p.m. on the same day. When Padua did so, he was
told by Gonzales that "he did not have my case, that
Arturo Diaz Cataldo had my case . . . and he had noth-
4 At the time of the incident, Carrasquillo was a newly hired supervi-
sor Thereafter, according to Diaz, he was discharged for "failing to
make the grade"
ing to do with " Padua was then instructed to report at
11 a.m., the next day, to see Diaz.
Padua arrived at the plant at 11 a.m on September 24
but was told by the security guard to wait outside At 1
p m., Supervisor Carrasquillo appeared and attempted to
hand an envelope to Padua. Padua said that he would
not accept it before seeing Gonzales Carrasquillo and
Padua then went to Gonzales' office, where "almost all
the supervisors of the plant" had been gathered, and
Gonzales _read, and then handed to Padua, a discharge
letter, stating.
We have studied the report of Supervisor' Carras-
quill° to Mr. Francisco Gonzales, Superintendent of
this Plant, in relation to your behavior during your
work shift that ended the 23rd of September 1976.
We have found that at 5:30 in the morning of
that day, you engaged in three violations to the
Rules of Conduct of this company, namely:
1) Insubordination .
2) Lack of respect toward a superior
3) Threat of physical harm to a superior
For the above reasons, I must notify you that we
have decided to terminate you immediately from
your employment at this company
V Enclosed is your discharge check covering all
your earnings with this company 5
When Padua asked Gonzales for an opportunity to ex-
plain what had happened, Gonzales refused and told
Padua that Carrasquillo was a respectable man and Re-
spondent Employer believed him, and believed the ver-
sion of events contained in his report. Padua again asked
for an opportunity to explain and was told by Gonzales
that "There is nothing to explain. Just hand in your iden-
tification card and go out of the plant as soon as possi-
ble"
Although initially denied by Gonzales, the record evi-
dence clearly reflects that Respondent Employer con-
ducted no investigation of the Padua-Carrasquillo inci-
dent beyond a reading of the report submitted by Carras-
quillo Yet, there were many witnesses to that alterca-
tion. Diaz testified that he decided to discharge Padua
pursuant to Crown Cork's July 22, 1975 rule providing
for immediate dismissal of an employee who is disre-
spectful to a supervisor. However, in the past, first of-
fense infractions of that rule have resulted in warning let-
ters, not discharge, and then only after full investigation.
In light of Respondent Employer's, knowledge of
Padua's leading role in the formation and activities of the
Independent Union; its demonstrated animus; its contem.-
poraneous discrimination against other supporters of the
Independent Union; the absence, contrary to past prac-1
tice, of an investigation of the incident relied on to sup-
port the discharge and the refusal to permit Padua to ex-
plain his version of events, .I conclude that Respondent
5 The report filed by Carrasquillo with Gonzales stated that Padua had
threatened to tear Carrasquillo's head off if he, Carrasquillo, filed a
report
CROWN CORK DE PUERTO RICO
253
seized upon the Carrasquillo-Padua incident as a pretext
to justify a discharge motivated solely by union consider-
ations and, thus, violated Section 8(a)(3) of the Act.
5. The strike
On August 1, 1976, at a membership meeting of the In-
dependent Union, the board of directors was authorized
to call a strike if Respondent Employer continued to
engage in discriminatory conduct Among the specific
cases of discrimination discussed at that meeting were
those of Arroyo, Febres, Rivera, anc Carrasquillo.
On September 24, immediately after the Padua dis-
charge, the strike began. Fernandez testified:
When they came out, part of the protest was the
discharging of Padua and the discrimination that
was going on in the plant and the extension of the
contract that they had done
The following legends appeared on the picket signs car-
ried by the strikers:
We Do Not Want the SIU
For a Repressive Employer, a Combative Employee
Employer Breaks the Law—Violates the Law
United Workers May Never Be Vanquished
Angel, Padua, Nigaglioni—We Are With You
One day after the strike began, on September 25,
Crown Cork sent telegrams to all striking employees
stating that unless they immediately returned to work,
they were subject to summary discharge for violation of
the no-strike clause of Respondent Employer's contract
with the S.I.U., as extended and modified by the "Stipu-
lation."
On October 22, Nigaglioni delivered to Crown Cork
the following application for reinstatement on behalf of
all striking employees:
Union Independiente de Trabajadores de Crown
Cork, on behalf of all the employees presently on
strike due to the unfair labor practices engaged in
by the Company you preside, offers the. immediate
return to work of all its members presently on
strike.
UITCC guarantees the security of all the facili-
ties, equipment and personnel of the Company from
any intentional acts engaged in by its members.
If our offer is not accepted, the strike will contin-
ue to all effects.
Some 27 strikers received telegrams from the employer,
in February 1977, and thereafter, advising them to report
to work. The remaining 105 strikers have not been of-
fered reinstatement.
I find and conclude that the strike was, from its incep-
tion, an unfair labor practice strike By threatening sum-
marily to discharge unfair labor practice strikers, Re-
spondent Employer violated Section 8(a)(1) of the Act.
By refusing to reinstate unfair labor practice strikers
• upon their unconditional offer to return to work, Crown
Cork violated Section 8(a)(3) of the Act.°
6. The election
It is undisputed that, on October 29, the day of the
election, Respondent Employer placed a camera -in the
area of its second floor administrative offices, pointed at
and visible to a group of peacefully striking employees
who were waiting in line to vote The General Counsel
contends that such a photographing of peacefully strik-
ing employees, absent a showing of justification, is un-
lawful (citing Gopher Aviation, 160 NLRB 1698 (1966)).
In Gopher, the Board held that the photographing of
pickets is unlawful when undertaken for purposes of sur-
veillance, but not when it is designed to serve a legiti-
mate end. In the instant case, during the period between
the formation of the Independent Union and the onset of
the strike, Crown Cork experienced an unusual amount
of breakage of parts and machinery vital to its produc-
tion operations. Its industrial engineer, Vincent Dum-
browsky, credibly testified that those occurrences were
not due to normal wear and tear but, apparently, were
caused by intentional acts. Shortly after the strike began,
Crown Cork's director of security, Edward Freskin,
found an unfinished silencer for a 38 caliber weapon
"jammed" into a lathe In these circumstances, I find that
Respondent Employer has demonstrated justification for
use of its camera as a security measure. Accordingly, I
find no violation of the Act in that regard
7. Postelection assistance
On February 17, 1977, Respondent Employer reinstat-
ed 25 of the 132 striking employees. 7 On that day, the
returning strikers were sent to the cafeteria where they
were -addressed by Gonzales, Plant Manager Pino and
Respondent Union's agent, Delegate Enrique Rivera
Employees Eduardo Barreto and Angel Luis Andino tes-
tified , that, at the meeting, Pino told the group that he
was interested in production and not unions Further,
that while he, Pino, knew that the gathered employees
belonged to the Independent Union, "the Union in. the
plant" was the S I.0 _Pin° then introduced Rivera as the
S I.0 delegate and the latter spoke about the S.I.U.
medical ,plan. One week later, Andino asked Pmo why
union dues were being deducted from his,paycheck. Pino
replied that the incumbent union was the S.I.U. and "in
order to be able to work at Crown Cork, one had to
belong to that union or be a part of management."
Neither Pino nor Rivera were called to, testify about
the events of February 17. Gonzales, in his testimony,
could not recall being present at the meeting Based on
the testimony of Barreto and Andino, I find and .con-
elude that, on February 17, Respondent Employer violat-
ed Section 8(a)(2) of the Act by informing the returning
strikers that Respondent Union was their representative.
6 Respondent Employer contends that the October 22 application for
reinstatement was not unconditional I find nothing in the wording of the
application which would support that position Nor were there contem-
poraneous acts or statements by the strikers at odds with the uncondition-
al nature of their offer to return to work
7 On April 22, two more strikers were recalled
254
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Crown Cork again violated Section 8(a)(2) when, 1 week
later, Pino repeated that assertion to Andino.
On May 10, 1977, Respondent Employer made a loud-
speaker announcement directing all of its first-shift em-
ployees to attend a meeting in the cafeteria at 2 p.m. The
employees were further instructed not to punch out their
timecards until the meeting ended. At the ensuing meet-
ing, attended by all the first-shift employees, the group
was addressed by Supervisor Victor Morales, Delegate
Enrique Rivera, and Guillermo Ryan, an employee of
the Human Resources Development Institute. 8 Barreto
and Andino testified that Morales and Ryan admonished
the employees about absences. Then, Rivera. distributed
certain cards, bearing the S.I.U. name, which Ryan de-
scribed as entitling the bearer to obtain medical services
and, at certain stores, make discount purchases.
Morales, Ryan, and Rivera were not called as wit-
nesses. Based on the testimony of Barreto and Andino, I
find and conclude that, on May 10, 1977, Respondent
Employer violated Section 8(a)(2) ,of the Act by instruct-
ing its employees to attend a meeting of Respondent
Union, held at the plant during working hours, at which,
in the presence of Crown Cork representatives, the
S.I.U. ,announced the availability of additional benefits.
8. The objections
The Independent Union's objections 5 and 6 to con-
duct affecting the results of the election held on October
29, 1976, rely upon the unfair labor practice conduct
found hereinabove to have occurred between the date
the petition was filed and the date of the election. Since,
during the critical period preceding the election, the Em-
ployer and the Intervenor engaged in unfair labor prac-
tice conduct in violation of Section 8(a)(1), (2), and (3)
and Section 8(b)(1)(A) and (2) of the Act, .1 conclude
that there is merit to the objections. If a majority of
valid ballots had not been cast for the Petitioner, as de-
termined, infra, the election would properly be set aside
9. The challenges
The tall); of ballots served on the parties after the elec-
tion showed that 346 ballots were cast, of which 118
were for the Independent Union, 15 for the S.I U. and
there were 213 challenged ballots, a sufficient number to
affect the results of the election. There were 190 chal-
lenges by the Petitioner on the ground, inter aim, that
the voter was an unfair labor practice strike replacement
and, therefore, ineligible to • vote. Since it is undisputed
that those voters were hired after the commencement of
the September 24 strike as replacements for the strikers,
and since I have found that the strike was an unfair labor
practice strike, I conclude that the challenges to their
ballots should be sustained The remaining 23 challenged
ballots are not determinative of the results of the elec-
tion 9 Since a majority of the valid ballots have been cast
8 That organization, which "works with" the AFL-CIO, referred to
Respondent Employer. in September and October 1976 strike replace-
ments Before and during the stnke, Ryan was frequently seen at the
plant attending to S I U business
9 Respondents contend that at an October 14 meeting of the parties at
the Board's offices in Hato Rey, the Independent Union. by oral agree-
for the Independent Union, it should be certified as the
collective-bargaining representative in the unit described
in the Decision and Direction of Election
IV. THE EFFECT OF THE UNFAIR LABOR PRACTICE
UPON COMMERCE
The activities of Respondents set forth in section III
above, occurring in connection with Respondent Em-
ployer's operations described in section 1 above, have a
close, intimate, and substantial relationship to trade, traf-
fic, and commerce among the several States and tend to
lead to labor disputes burdening commerce and the free
flow of commerce
V. THE REMEDY
Having found that Respondents have engaged in unfair
labor practices in violation of Section 8(a)(3), (2), and (1)
and Section 8(b)(2) and (1)(A) of the Act, I shall recom-
mend that they be ordered to cease and desist therefrom
and take certain affirmative action designed to effectuate
the policies of the Act.
CONCLUSIONS OF LAW
1. Crown Cork de Puerto Rico, Inc. is an employer
engaged in commerce, and in operations affecting com-
merce, within the meaning of Section 2(2), (6), and (7) of
the Act
2. Union Independiente de Trabajadores de la Crown
Cork, and S I.0 de Puerto Rico, Caribe Y Latinoamer-
ica a/a S.I.U. of North America, AFL-CIO are labor or-
ganizations -within the meaning of Section 2(5) of the
Act
3. By negotiating, executing, maintaining, and enforc-
ing an extension and modification of their collective-bar-
gaining contract beyond August 12, 1976, including
union-security provisions, notwithstanding the existence
of a real question concerning representation, Respond-
ents violated Section 8(a)(3), (2), and (1) and Section
8(b)(2) and (1)(A) of the Act.
4. By discharging Heriberto Padua; reducing the wage
rates of Guadalupe Rivera, Rigoberto Febres, Miguel
Carrasquillo, and Luis Nigaglioni; changing the work
shifts of Guadalupe Rivera and Esteban Arroyo; reclassi-
fying Rigoberto Febres and Miguel Carrasquillo; refusing
to permit Guadalupe Rivera to work during his sched-
uled vacation in August 1976, and refusing to reinstate
unfair labor practice strikers upon their unconditional
offer to return to work, Respondent Employer violated
Section 8(a)(3) of the Act
5. By soliciting an employee to encourage other em-
ployees to support Respondent Union rather than the In-
dependent Union; encouraging an employee to visit Re-
spondent Union's offices during working hours and with-
out loss of pay; orally promulgating a rule prohibiting in-
ment with the other parties and the Board agent, waived its right to chal-
lenge the ballots of strike replacements hired on or before October 8
Based on the testimony of Paul Schactor. an attorney for the Independ-
ent Union, I find that, at that meeting, the Independent Union maintained
its position that the strike replacements were not eligible to vote It
agreed only that if those replacements were found eligible to vote at all,
October 8 was the eligibility cutoff date
CROWN CORK DE PUERTO RICO
255
plant union meetings which, as stated, applied only to
the Independent Union; informing its employees that Re-
spondent Union was their representative and instructing
its employees to attend a meeting of Respondent Union,
held at the plant during working hours, Respondent Em-
ployer violated Section 8(a)(2) of the Act.
6. By creating the impression of surveillance of the
union activities of its employees;- threatening to discharge
employees because of their support for the Independent
Union and threatening summarily to discharge unfair
labor practice strikers, Respondent Employer violated
Section 8(a)(1) of the Act.
7. The aforesaid unfair labor practices affect commerce
within the meaning of Section 2(6) and (7) of the Act.
[Recommended Order omitted from publication]
SUPPLEMENTAL DECISION
IRwiN H. SOCOLOFF, Administrative Law Judge On
February 7, 1979, I issued my decision in this proceed-
ing, finding that Respondent Employer and Respondent
Union had engaged in activities violative of the National
Labor Relations Act. Included among the statutory Vio-
lations found to have been committed by Respondent
Employer was its discharge on September 24, 1976, of
Henberto Padua, the vice president of the Independent
Union. Thereafter, on July 19, 1979, the Board issued its
Decision and Order Remanding "for credibility findings
with respect to the Padua-Carrasquillo incident on Sep-
tember 23," which preceded the discharge.
As noted at page 13, lines 36-37 of my initial decision,
my findings concerning the September 23, 1976 incident,
between Padua and his immediate supervisor, Jose David
Carrasquillo, were based on the "credited, corroborated
testimony of Padua." Thus, Padua impressed me as an
entirely forthright and honest witness and, in reliance on
his testimony, as .corroborated by Luis Pomar and
Miguel Currasquillo, observers of the event in question, I
find that the September 23 incident transpired as report-
ed in my initial decision. More particularly. I find that
Padua did not use obscene language or threaten to tear
the supervisor's head off. Jose David Carrasquillo's testi-
mony to the contrary is not credited as I found Carras-
quill° a confused witness who exhibited an uncertain
memory of the events of September 23 I thus conclude
that the later report filed -by Cariasquillo with the plant
superintendent, Francisco Gonzales, concerning the fore-
going incident, contained, in part,. false accusations
against Padua As Carrasquillo was, at the time, a statu-
tory supervisor, knowledge of the falsity of those acCusa-
lions is attributable to Respondent-In light of that -factor,
and for the reasons stated at page 15 of my initial deci-
sion, I again conclude that the Padua discharge was in
violation of Section 8(a)(3) of the Act.'
[Recommended Order omitted from publication]
' At fn 4 of its decision, the Board observed that Plant Superintendent
Francisco Gonzales testified that, after receiving the report from Carras-
quill°, he attempted to investigate the matter by questioning employee
Roberto or Gilberto Rodriquez about the exchange between Carrasquillo
and Padua Rodriquez did not testify at the hearing For the reasons
stated at p 6,11 25-28 of my initial decision, I did not find Gonzales a
credible witness Moreover,' with respect to this particular testimony, it
must be 'noted that, in his pretrial affidavit; Gonzales claimed to have
questioned an employee named Isandre, and, no one else, about the
Padua-Carrasquillo incident Likewise, Gonzales' testimony at the hearing
that, after receiving the report from Carrasquillo, he asked that supervi-
sor for the names of witnesses to the incident, is inconsidtent with Gon-
zales' admission in his affidavit that he did not do so Accordingly, I dis-
credit Gonzales contrary testimony and I again conclude that Respond-
ent Employer conducted no investigation-of the Padua-Carrasquillo inci-
dent beyond a reading of the report submitted by Carrasquillo